Appellant, who operates a stationery store and luncheonette, was
convicted of selling "girlie" magazines to a 16-year-old boy in
violation of § 484-h of the New York Penal Law. The statute makes
it unlawful "knowingly to sell . . . to a minor" under 17 "(a) any
picture . . . which depicts nudity . . . and which is harmful to
minors," and "(b) any . . . magazine . . . which contains [such
pictures] and which, taken as a whole, is harmful to minors."
Appellant's conviction was affirmed by the Appellate Term of the
Supreme Court. He was denied leave to appeal to the New York Court
of Appeals.
Held:
1. The magazines here involved are not obscene for adults, and
appellant is not barred from selling them to persons 17 years of
age or older. Pp.
390 U. S.
634-635.
2. Obscenity is not within the area of protected speech or
press,
Roth v. United States, 354 U.
S. 476,
354 U. S. 485,
and there is no issue here of the obscenity of the material
involved, as appellant does not argue that the magazines are not
"harmful to minors." P.
390 U. S.
635.
3. It is not constitutionally impermissible for New York, under
this statute, to accord minors under 17 years of age a more
restricted right than that assured to adults to judge and determine
for themselves what sex material they may read and see. Pp.
390 U. S.
637-643.
(a) The State has power to adjust the definition of obscenity as
applied to minors, for even where there is an invasion of protected
freedoms, "the power of the state to control the conduct of
children reaches beyond the scope of its authority over adults."
Prince v. Massachusetts, 321 U. S. 158,
321 U. S. 170.
Pp.
390 U.S. 638-639.
(b) Constitutional interpretation has consistently recognized
that the parents' claim to authority in the rearing of their
children is basic in our society, and the legislature could
properly conclude that those primarily responsible for children's
wellbeing are entitled to the support of laws designed to aid
discharge of that responsibility. P.
390 U. S.
639.
Page 390 U. S. 630
(c) The State has an independent interest in protecting the
welfare of children and safeguarding them from abuses. Pp.
390 U. S.
640-641.
(d) This Court cannot say that the statute, in defining
obscenity on the basis of its appeal to minors under 17, has no
rational relation to the objective of safeguarding such minors from
harm. Pp.
390 U. S.
641-643.
4. Subsections (f) and (g) of § 484-h are not void for
vagueness. Pp. 643-645.
(a) The New York Court of Appeals, in
Bookcase, Inc. v.
Broderick, 18 N.Y.2d 71, 76, 218 N.E.2d 668, 671, construed
the definition of obscenity "harmful to minors" in subsection (f)
"as virtually identical to" this Court's most recent statement of
the elements of obscenity in
Memoirs v. Massachusetts,
383 U. S. 413,
383 U. S. 418,
and accordingly the definition gives adequate notice of what is
prohibited, and does not offend due process requirements. P.
390 U. S.
643.
(b) Since the New York Legislature's attention was drawn to
People v. Finkelstein, 9 N.Y.2d 342, 174 N.E.2d 470, which
defined the nature of
scienter for New York's general
obscenity statute, when it considered § 484-h, it may be inferred
that the reference in provision (i) of subsection (g) to knowledge
of the "character and content" of the material incorporates the
gloss given the term "character" in
People v. Finkelstein.
P.
390 U. S.
644.
(c) Provision (ii) of subsection (g) states expressly that a
defendant must be acquitted on the ground of "honest mistake" if he
proves that he made "a reasonable
bona fide attempt to
ascertain the true age of such minor." P.
390 U. S.
645.
Affirmed.
Page 390 U. S. 631
MR. JUSTICE BRENNAN delivered the opinion of the Court.
This case presents the question of the constitutionality on its
face of a New York criminal obscenity statute which prohibits the
sale to minors under 17 years of age of material defined to be
obscene on the basis of its appeal to them, whether or not it would
be obscene to adults.
Appellant and his wife operate "Sam's Stationery and
Luncheonette" in Bellmore, Long Island. They have a lunch counter,
and, among other things, also sell magazines, including some
so-called "girlie" magazines. Appellant was prosecuted under two
informations, each in two counts, which charged that he personally
sold a 16-year-old boy two "girlie" magazines on each of two dates
in October, 1965, in violation of § 484-h of the New York Penal
Law. He was tried before a judge without a jury in Nassau County
District Court and was found guilty on both counts. [
Footnote 1] The judge found (1) that the
Page 390 U. S. 632
magazines contained pictures which depicted female "nudity" in a
manner defined in subsection 1(b), that is
"the showing of . . . female . . . buttocks with less than a
full opaque covering, or the showing of the female breast with less
than a fully opaque covering of any portion thereof below the top
of the nipple . . . ,"
and (2) that the pictures were "harmful to minors" in that they
had, within the meaning of subsection 1(f),
Page 390 U. S. 633
"that quality of . . . representation . . . of nudity . . .
[which] . . . (i) predominantly appeals to the prurient, shameful
or morbid interest of minors, and (ii) is patently offensive to
prevailing standards in the adult community as a whole with respect
to what is suitable material for minors, and (iii) is utterly
without redeeming social importance for minors."
He held that both sales to the 16-year-old boy therefore
constituted the violation under § 484-h of "knowingly to sell . . .
to a minor" under 17 of "(a) any picture . . . which depicts nudity
. . . and which is harmful to minors," and "(b) any . . . magazine
. . . which contains . . . [such pictures] . . . and which, taken
as a whole, is harmful to minors." The conviction was affirmed
without opinion by the Appellate Term, Second Department, of the
Supreme Court. Appellant was denied leave to appeal to the New York
Court of Appeals, and then appealed to this Court. We noted
probable jurisdiction. 388 U.S. 904. We affirm. [
Footnote 2]
Page 390 U. S. 634
I
The "girlie" picture magazines involved in the sales here are
not obscene for adults,
Redrup v. New York, 386 U.
S. 767. [
Footnote 3]
But § 484-h does not bar the appellant
Page 390 U. S. 635
from stocking the magazines and selling them to persons 17 years
of age or older, and therefore the conviction is not invalid under
our decision in
Butler v. Michigan, 352 U.
S. 380.
Obscenity is not within the area of protected speech or press.
Roth v. United States, 354 U. S. 476,
354 U. S. 485.
The three-pronged test of subsection 1(f) for judging the obscenity
of material sold to minors under 17 is a variable from the
formulation for determining obscenity under
Roth stated in
the plurality opinion in
Memoirs v. Massachusetts,
383 U. S. 413,
383 U. S. 418.
Appellant's primary attack upon § 484-h is leveled at the power of
the State to adapt this
Memoirs formulation to define the
material's obscenity on the basis of its appeal to minors, and thus
exclude material so defined from the area of protected expression.
He makes no argument that the magazines are not "harmful to minors"
within the definition in subsection 1(f). Thus, "[n]o issue is
presented . . . concerning the obscenity of the material involved."
Roth, supra, at
354 U. S. 481,
n. 8.
The New York Court of Appeals "upheld the Legislature's power to
employ variable concepts of obscenity" [
Footnote 4]
Page 390 U. S. 636
in a case in which the same challenge to state power to enact
such a law was also addressed to § 484-h.
Bookcase, Inc. v.
Broderick, 18 N.Y.2d 71, 218 N.E.2d 668,
appeal dismissed
for want of a properly presented federal question, sub nom.
Bookcase, Inc. v. Leary, 385 U. S. 12. In
sustaining state power to enact the law, the Court of Appeals said,
Bookcase, Inc. v. Broderick, at 75, 218 N.E.2d at 671:
"[M]aterial which is protected for distribution to adults is not
necessarily constitutionally protected from restriction upon its
dissemination to children. In other words, the concept of obscenity
or of unprotected matter may vary according to the group to whom
the questionable material is directed or from whom it is
quarantined. Because of the State's exigent interest in preventing
distribution to children of objectionable material, it can exercise
its power to protect the health, safety, welfare and morals of its
community by barring the distribution to children of books
recognized to be suitable for adults."
Appellant's attack is not that New York was without power to
draw the line at age 17. Rather, his contention is the broad
proposition that the scope of the constitutional freedom of
expression secured to a citizen to read or see material concerned
with sex cannot be made to depend upon whether the citizen is an
adult or a minor. He accordingly insists that the denial to minors
under 17 of access to material condemned by § 484-h, insofar as
that material is not obscene for persons 17 years of age or older,
constitutes an unconstitutional deprivation of protected
liberty.
We have no occasion in this case to consider the impact of the
guarantees of freedom of expression upon the totality of the
relationship of the minor and the State,
cf. In re Gault,
387 U. S. 1,
387 U. S. 13. It
is enough for the purposes of this case that we inquire whether it
was
Page 390 U. S. 637
constitutionally impermissible for New York, insofar as § 484-h
does so, to accord minors under 17 a more restricted right than
that assured to adults to judge and determine for themselves what
sex material they may read or see. We conclude that we cannot say
that the statute invades the area of freedom of expression
constitutionally secured to minors. [
Footnote 5]
Appellant argues that there is an invasion of protected rights
under § 484-h constitutionally indistinguishable from the invasions
under the Nebraska statute forbidding children to study German,
which was struck down in
Meyer v. Nebraska, 262 U.
S. 390; the Oregon statute interfering with children's
attendance at private and parochial schools, which was struck down
in
Pierce v. Society of Sisters, 268 U.
S. 510, and the statute compelling children, against
their religious scruples, to give the flag salute, which was struck
down in
West
Virginia
Page 390 U. S. 638
State Board of Education v. Barnette, 319 U.
S. 624. We reject that argument. We do not regard New
York's regulation in defining obscenity on he basis of its appeal
to minors under 17 as involving an invasion of such minors'
constitutionally protected freedoms. Rather, § 484-h simply adjusts
the definition of obscenity "to social realities by permitting the
appeal of this type of material to be assessed in terms of the
sexual interests . . ." of such minors.
Mishkin v. New
York, 383 U. S. 502,
383 U. S. 509;
Bookcase, Inc. v. Broderick, supra, at 75, 218 N.E.2d at
671. That the State has power to make that adjustment seems clear,
for we have recognized that, even where there is an invasion of
protected freedoms, "the power of the state to control the conduct
of children reaches beyond the scope of its authority over adults.
. . ."
Prince v. Massachusetts, 321 U.
S. 158,
321 U. S. 170.
[
Footnote 6] In
Prince, we sustained the conviction
Page 390 U. S. 639
of the guardian of a nine-year-old girl, both members of the
sect of Jehovah's Witnesses, for violating the Massachusetts Child
Labor Law by permitting the girl to sell the sect's religious
tracts on the streets of Boston.
The wellbeing of its children is, of course, a subject within
the State's constitutional power to regulate, and, in our view, two
interests justify the limitations in § 484-h upon the availability
of sex material to minors under 17, at least if it was rational for
the legislature to find that the minors' exposure to such material
might be harmful. First of all, constitutional interpretation has
consistently recognized that the parents' claim to authority in
their own household to direct the rearing of their children is
basic in the structure of our society.
"It is cardinal with us that the custody, care and nurture of
the child reside first in the parents, whose primary function and
freedom include preparation for obligations the state can neither
supply nor hinder."
Prince v. Massachusetts, supra, at
321 U. S. 166.
The legislature could properly conclude that parents and others,
teachers for example, who have this primary responsibility for
children's wellbeing are entitled to the support of laws designed
to aid discharge of that responsibility. Indeed, subsection
1(f)(ii) of § 484-h expressly recognizes the parental role in
assessing sex-related material harmful to minors according "to
prevailing standards in the adult community as a whole with respect
to what is suitable material for minors." Moreover, the prohibition
against sales to minors does not bar parents who so desire from
purchasing the magazines for their children. [
Footnote 7]
Page 390 U. S. 640
The State also has an independent interest in the wellbeing of
its youth. The New York Court of Appeals squarely bottomed its
decision on that interest in
Bookcase, Inc. v. Broderick,
supra, at 75, 218 N.E.2d at 671. Judge Fuld, now Chief Judge
Fuld, also emphasized its significance in the earlier case of
People v. Khan, 15 N.Y.2d 311, 206 N.E.2d 333, which had
struck down the first version of § 484-h on grounds of vagueness.
In his concurring opinion,
id. at 312, 206 N.E.2d at 334,
he said:
"While the supervision of children's reading may best be left to
their parents, the knowledge that parental control or guidance
cannot always be provided and society's transcendent interest in
protecting the welfare of children justify reasonable regulation of
the sale of material to them. It is, therefore, altogether fitting
and proper for a state to include in a statute designed to regulate
the sale of pornography to children special standards, broader than
those embodied in legislation aimed at controlling dissemination of
such material to adults."
In
Prince v. Massachusetts, supra, at
321 U. S. 165,
this Court, too, recognized that the State has an interest "to
protect the welfare of children" and to see that they are
"safeguarded from abuses" which might prevent their "growth into
free and independent well developed men
Page 390 U. S. 641
and citizens." The only question remaining, therefore, is
whether the New York Legislature might rationally conclude, as it
has, that exposure to the materials proscribed by § 484-h
constitutes such an "abuse."
Section 484-e of the law states a legislative finding that the
material condemned by § 484-h is "a basic factor in impairing the
ethical and moral development of our youth and a clear and present
danger to the people of the state." It is very doubtful that this
finding expresses an accepted scientific fact. [
Footnote 8] But obscenity is not protected
expression, and may be suppressed without a showing of the
circumstances which lie behind the phrase "clear and present
danger" in its application to protected speech.
Roth v. United
States, supra, at 486-487. [
Footnote 9] To sustain state power to exclude material
defined as obscenity by § 484-h requires only that we be able to
say that it was not irrational for the legislature to find that
exposure to material condemned by the statute is harmful to minors.
In
Meyer v. Nebraska, supra, at
262 U. S. 400,
we were able to say that children's knowledge of the German
language "cannot reasonably be regarded as harmful." That cannot be
said by us of minors' reading and seeing sex material. To be sure,
there is no lack of "studies" which purport to demonstrate that
obscenity is or is not "a basic factor in impairing the ethical and
moral development of . . . youth and a clear and present
Page 390 U. S. 642
danger to the people of the state." But the growing consensus of
commentators is that,
"while these studies all agree that a causal link has not been
demonstrated, they are equally agreed that a causal link has not
been disproved, either. [
Footnote 10]"
We do not demand of legislatures
Page 390 U. S. 643
"scientifically certain criteria of legislation."
Noble
State Bank v. Haskell, 219 U. S. 104,
219 U. S. 110.
We therefore cannot say that § 484-h, in defining the obscenity of
material on the basis of its appeal to minors under 17, has no
rational relation to the objective of safeguarding such minors from
harm.
II
Appellant challenges subsections (f) and (g) of § 484-h as, in
any event, void for vagueness. The attack on subsection (f) is that
the definition of obscenity "harmful to minors" is so vague that an
honest distributor of publications cannot know when he might be
held to have violated § 484-h. But the New York Court of Appeals
construed this definition to be
"virtually identical to the Supreme Court's most recent
statement of the elements of obscenity. [
Memoirs v.
Massachusetts, 383 U. S. 413,
383 U. S.
418],"
Bookcase, Inc. v. Broderick, supra, at 76, 218 N.E.2d
at 672. The definition therefore gives "men in acting adequate
notice of what is prohibited," and does not offend the requirements
of due process.
Roth v. United States, supra, at
354 U. S. 492;
see also Winters v. New York, 333 U.
S. 507,
333 U. S.
520.
As is required by
Smith v. California, 361 U.
S. 147, § 484-h prohibits only those sales made
"knowingly." The challenge to the
scienter requirement of
subsection (g) centers on the definition of "knowingly" insofar as
it includes "reason to know" or
"a belief or ground for belief which warrants further inspection
or inquiry of both: (i) the character and content of any material
described herein which is reasonably susceptible of examination by
the defendant, and (ii) the age of the
Page 390 U. S. 644
minor, provided however, that an honest mistake shall constitute
an excuse from liability hereunder if the defendant made a
reasonable
bona fide attempt to ascertain the true age of
such minor."
As to (i), § 484-h was passed after the New York Court of
Appeals decided
People v. Finkelstein, 9 N.Y.2d 342, 174
N.E.2d 470, which read the requirement of
scienter into
New York's general obscenity statute, § 1141 of the Penal Law. The
constitutional requirement of
scienter, in the sense of
knowledge of the contents of material, rests on the necessity
"to avoid the hazard of self-censorship of constitutionally
protected material and to compensate for the ambiguities inherent
in the definition of obscenity,"
Mishkin v. New York, supra, at
383 U. S. 511.
The Court of Appeals in
Finkelstein interpreted § 1141 to
require "the vital element of
scienter" and defined that
requirement in these terms:
"A reading of the statute [§ 1141] as a whole clearly indicates
that only those who are
in some manner aware of the character
of the material they attempt to distribute should be punished.
It is not innocent but calculated purveyance of filth which is
exorcised. . . ."
9 N.Y.2d at 344-345, 174 N.E.2d at 471. (Emphasis supplied.) In
Mishkin v. New York, supra, at
383 U. S.
510-511, we held that a challenge to the validity of §
1141 founded on
Smith v. California, supra, was foreclosed
in light of this construction. When § 484-h was before the New York
Legislature, its attention was directed to
People v.
Finkelstein as defining the nature of
scienter
required to sustain the statute. 1965 N.Y.S.Leg.Ann. 54-56. We may
therefore infer that the reference in provision (i) to knowledge of
"the
character and content of any material described
herein" incorporates the gloss given the term "character" in
People v. Finkelstein. In that circumstance,
Mishkin requires rejection of appellant's challenge to
provision (i) and makes it unnecessary for
Page 390 U. S. 645
us to define further today "what sort of mental element is
requisite to a constitutionally permissible prosecution,"
Smith
v. California, supra, at
361 U. S.
154.
Appellant also attacks provision (ii) as impermissibly vague.
This attack however is leveled only at the proviso according the
defendant a defense of "honest mistake" as to the age of the minor.
Appellant argues that "the statute does not tell the bookseller
what effort he must make before he can be excused." The argument is
wholly without merit. The proviso states expressly that the
defendant must be acquitted on the ground of "honest mistake" if
the defendant proves that he made "a reasonable bona fide attempt
to ascertain the true age of such minor."
Cf. 1967 Penal
Law § 235.22(2),
n 1,
supra.
Affirmed.
[For concurring opinion of MR. JUSTICE HARLAN
see post,
p.
390 U. S.
704.]
|
390
U.S. 629appa|
APPENDIX A TO OPINION OF THE COURT.
New York Penal Law § 484-h as enacted by L.1965, c. 327,
provides:
"§ 484-h. Exposing minors to harmful materials"
"1. Definitions. As used in this section: "
"(a) 'Minor' means any person under the age of seventeen
years."
"(b) 'Nudity' means the showing of the human male or female
genitals, pubic area or buttocks with less than a full opaque
covering, or the showing of the female breast with less than a
fully opaque covering of any portion thereof below the top of the
nipple, or the depiction of covered male genitals in a discernibly
turgid state. "
Page 390 U. S. 646
"(c) 'Sexual conduct' means acts of masturbation, homosexuality,
sexual intercourse, or physical contact with a person's clothed or
unclothed genitals, pubic area, buttocks or, if such person be a
female, breast."
"(d) 'Sexual excitement' means the condition of human male or
female genitals when in a state of sexual stimulation or
arousal."
"(e) 'Sado-masochistic abuse' means flagellation or torture by
or upon a person clad in undergarments, a mask or bizarre costume,
or the condition of being fettered, bound or otherwise physically
restrained on the part of one so clothed."
"(f) 'Harmful to minors' means that quality of any description
or representation, in whatever form, of nudity, sexual conduct,
sexual excitement, or sadomasochistic abuse, when it: "
"(i) predominantly appeals to the prurient, shameful or morbid
interest of minors, and"
"(ii) is patently offensive to prevailing standards in the adult
community as a whole with respect to what is suitable material for
minors, and"
"(iii) is utterly without redeeming social importance for
minors."
"(g) 'Knowingly' means having general knowledge of, or reason to
know, or a belief or ground for belief which warrants further
inspection or inquiry of both: "
"(i) the character and content of any material described herein
which is reasonably susceptible of examination by the defendant,
and"
"(ii) the age of the minor, provided however, that an honest
mistake shall constitute an excuse from liability hereunder if the
defendant made a reasonable bona fide attempt to ascertain the true
age of such minor. "
Page 390 U. S. 647
"2. It shall be unlawful for any person knowingly to sell or
loan for monetary consideration to a minor: "
"(a) any picture, photograph, drawing, sculpture, motion picture
film, or similar visual representation or image of a person or
portion of the human body which depicts nudity, sexual conduct or
sado-masochistic abuse and which is harmful to minors, or"
"(b) any book, pamphlet, magazine, printed matter however
reproduced, or sound recording which contains any matter enumerated
in paragraph (a) of subdivision two hereof, or explicit and
detailed verbal descriptions or narrative accounts of sexual
excitement, sexual conduct or sado-masochistic abuse and which,
taken as a whole, is harmful to minors."
"3. It shall be unlawful for any person knowingly to exhibit for
a monetary consideration to a minor or knowingly to sell to a minor
an admission ticket or pass or knowingly to admit a minor for a
monetary consideration to premises whereon there is exhibited, a
motion picture, show or other presentation which, in whole or in
part, depicts nudity, sexual conduct or sado-masochistic abuse and
which is harmful to minors."
"4. A violation of any provision hereof shall constitute a
misdemeanor."
|
390
U.S. 629appb|
APPENDIX B TO OPINION OF THE COURT.
State obscenity statutes having some provision referring to
distribution to minors are:
Cal.Pen.Code §§ 311-312 (Supp. 1966); Colo.Rev.Stat.Ann. §§
40-9-16 to 40-9 27 (1963); Conn.Gen.Stat.Rev. §§ 53-243 to 53-245
(Supp. 1965); Del.Code Ann., Tit. 11, §§ 435, 711-713 (1953);
Fla.Stat.Ann. §§ 847.011-847.06 (1965 and Supp. 1968); Ga.Code Ann.
§§ 26-6301 to 26-6309a (Supp. 1967); Hawaii Rev.Laws
Page 390 U. S. 648
§ 267-8 (1955); Idaho Code Ann §§ 18-1506 to 18-1510 (Supp.
1967); Ill.Ann.Stat., c. 38, §§ 11-20 to 11-21 (Supp. 1967); Iowa
Code Ann. §§ 725.4-725.12 (1950); Ky.Rev.Stat. §§ 436.100-436.130,
436.540-436.580 (1963 and Supp. 1966); La.Rev.Stat. §§ 14:91.11,
14:92, 14:106 (Supp. 1967); Me.Rev.Stat.Ann., Tit. 17, §§ 2901-2905
(1964); Md.Ann.Code, Art. 27, §§ 417-425 (1957 and Supp. 1967);
Mass.Gen.Laws Ann., c. 272 §§ 28-33 (1959 and Supp. 1968);
Mich.Stat.Ann. §§ 28.575-28.579 (1954 and Supp. 1968); Mo.Ann.Stat.
§§ 563.270-563.310 (1953 and Supp. 1967); Mont.Rev.Codes Ann. §§
94-3601 to 94-3606 (1947 and Supp. 1967); Neb.Rev.Stat. §§
28-926.09 to 28-926.10 (1965 Cum.Supp.); Nev.Rev.Stat. §§ 201.250,
207.180 (1965); N.H.Rev.Stat.Ann. §§ 571-A:1 to 571-A:5 (Supp.
1967); N.J.Stat.Ann. §§ 2A:115-1.1 to 2A:115-4 (Supp. 1967);
N.C.Gen.Stat. § 14-189 (Supp. 1967); N.D.Cent.Code §§ 12-21-07 to
12-21-09 (1960); Ohio Rev.Code Ann. §§ 2903.10-2903.11,
2905.34-2905.39 (1954 and Supp. 1966); Okla.Stat.Ann., Tit. 21, §§
1021-1024, 1032-1039 (1958 and Supp. 1967); Pa.Stat.Ann., Tit. 18,
§§ 3831-3833, 4524 (1963 and Supp. 1967); R.I.Gen.Laws Ann. §§
11-31-1 to 11-31-10 (1956 and Supp. 1967); S.C.Code Ann. §§
16-414.1 to 16-421 (1962 and Supp. 1967); Tex.Pen.Code, Arts. 526,
527b (1952 and Supp. 1967); Utah Code Ann. § 76-39-5, 76-39-17
(Supp. 1967); Vt.Stat.Ann., Tit. 13, §§ 2801-2805 (1959); Va.Code
Ann. §§ 18.1-227 to 18.1-236.3 (1960 and Supp. 1966); W.Va.Code
Ann. § 61-8-11 (1966); Wyo.Stat.Ann. §§ 6-103, 7-148 (1957).
[
Footnote 1]
Appellant makes no attack upon § 484-h as applied. We therefore
have no occasion to consider the sufficiency of the evidence, or
such issues as burden of proof, whether expert evidence is either
required or permissible, or any other questions which might be
pertinent to the application of the statute. Appellant does argue
that, because the trial judge included a finding that two of the
magazines "contained verbal descriptions and narrative accounts of
sexual excitement and sexual conduct," an offense not charged in
the informations, the conviction must be set aside under
Cole
v. Arkansas, 333 U. S. 196. But
this case was tried, and the appellant was found guilty, only on
the charges of selling magazines containing pictures depicting
female nudity. It is therefore not a case where defendant was tried
and convicted of a violation of one offense when he was charged
with a distinctly and substantially different offense.
The full text of § 484-h is attached as
390
U.S. 629appa|>Appendix A. It was enacted in L. 1965, c. 327,
to replace an earlier version held invalid by the New York Court of
Appeals in
People v. Kahan, 15 N.Y.2d 311, 206 N.E.2d 333,
and
People v. Bookcase, Inc., 14 N.Y.2d 409, 201 N.E.2d
14. Section 484-h, in turn, was replaced by L.1967, c. 791, now §§
235.20-235.22 of the Penal Law. The major changes under the 1967
law added a provision that the one charged with a violation "is
presumed to [sell] with knowledge of the character and content of
the material sold . . . ," and the provision that
"it is an affirmative defense that: (a) The defendant had
reasonable cause to believe that the minor involved was seventeen
years old or more, and (b) Such minor exhibited to the defendant a
draft card, driver's license, birth certificate or other official
or apparently official document purporting to establish that such
minor was seventeen years old or more."
Neither addition is involved in this case. We intimate no view
whatever upon the constitutional validity of the presumption.
See in general Smith v. California, 361 U.
S. 147;
Speiser v. Randall, 357 U.
S. 513; 41 N.Y.U.L.Rev. 791 (1966); 30 Albany L.Rev. 133
(1966).
The 1967 law also repealed outright § 484-i, which had been
enacted one week after § 484-h. L.1965, c. 327. It forbade sales to
minors under the age of 18. The New York Court of Appeals sustained
its validity against a challenge that it was void for vagueness.
People v. Tannenbaum, 18 N.Y.2d 268, 220 N.E.2d 783. For
an analysis of § 484-i and a comparison with § 484-h,
see
33 Brooklyn L.Rev. 329 (1967).
[
Footnote 2]
The case is not moot. The appellant might have been sentenced to
one year's imprisonment, or a $500 fine or both. N.Y.Penal Law §
1937. The trial judge, however, exercised authority under N.Y.Penal
Law § 2188, and, on May 17, 1966, suspended sentence on all counts.
Under § 47a of the New York Code of Criminal Procedure, the judge
could thereafter recall appellant and impose sentence only within
one year, or before May 17, 1967. The judge did not do so. Although
St. Pierre v. United States, 319 U. S.
41, held that a criminal case had become moot when the
petitioner finished serving his sentence before direct review in
this Court,
St. Pierre also recognized that the case would
not have been moot had
"petitioner shown that, under either state or federal law,
further penalties or disabilities can be imposed on him as result
of the judgment which has now been satisfied."
Id. at
319 U. S. 43.
The State of New York concedes in its brief in this Court addressed
to mootness "that certain disabilities do flow from the
conviction." The brief states that among these is "the possibility
of ineligibility for licensing under state and municipal license
laws regulating various lawful occupations. . . ." Since the
argument, the parties advised the Court that, although this is the
first time appellant has been convicted of any crime, this
conviction might result in the revocation of the license required
by municipal law as a prerequisite to engaging in the luncheonette
business he carries on in Bellmore, New York. Bellmore is an
"unincorporated village" within the Town of Hempstead, Long Island,
1967 N.Y.S.Leg.Man. 1154. The town has a licensing ordinance which
provides that the "Commissioner of Buildings . . . may suspend or
revoke any license issued, in his discretion, for . . .(e)
conviction of any crime." LL 21, Town of Hempstead, eff. December
1, 1966, § 8.1(e). In these circumstances, the case is not moot,
since the conviction may entail collateral consequences sufficient
to bring the case within the
St. Pierre exception.
See
Fiswick v. United States, 329 U. S. 211,
329 U. S.
220-222. We were not able to reach that conclusion in
Tannenbaum v. New York, 388 U. S. 439, or
Jacobs v. New York, 388 U. S. 431, in
which the appeals were dismissed as moot. In
Tannenbaum,
there was no contention that the convictions under the now repealed
§ 484-i entailed any collateral consequences. In
Jacobs,
the appeal was dismissed on motion of the State which alleged,
inter alia, that New York law did not impose "any further
penalty upon conviction of the misdemeanor here in issue."
Appellant did not there show, or contend, that his license might be
revoked for "conviction of any crime"; he asserted only that the
conviction might be the basis of a suspension under a provision of
the Administrative Code of the City of New York requiring the
Department of Licenses to assure that motion picture theatres are
not conducted in a manner offensive to "public morals."
[
Footnote 3]
One of the magazines was an issue of the magazine "Sir." We held
in
Gent v. Arkansas, decided with
Redrup v. New
York, 386 U. S. 767,
386 U. S. 769,
that an Arkansas statute which did not reflect a specific and
limited state concern for juveniles was unconstitutional insofar as
it was applied to suppress distribution of another issue of that
magazine. Other cases which turned on findings of nonobscenity of
this type of magazine include:
Central Magazine Sales, Ltd. v.
United States, 389 U. S. 50;
Conner v. City of Hammond, 389 U. S.
48;
Potomac News Co. v. United States,
389 U. S. 47;
Mazes v. Ohio, 388 U. S. 453;
A Quantity of Books v. Kansas, 388 U.
S. 452;
Books, Inc. v. United States,
388 U. S. 449;
Aday v. United States, 388 U. S. 447;
Avansino v. New York, 388 U. S. 446;
Shepherd v. New York, 388 U. S. 444;
Friedman v. New York, 388 U. S. 441;
Keney v. New York, 388 U. S. 440;
see also Rosenbloom v. Virginia, 388 U.
S. 450;
Sunshine Book Co. v. Summerfield,
355 U. S. 372
[
Footnote 4]
People v. Tannenbaum, 18 N.Y.2d 268, 270, 220 N.E.2d
783, 785,
dismissed as moot, 388 U.
S. 439. The concept of variable obscenity is developed
in Lockhart & McClure, Censorship of Obscenity: The Developing
Constitutional Standards, 45 Minn.L.Rev. 5 (1960). At 85, the
authors state:
"Variable obscenity . . . furnishes a useful analytical tool for
dealing with the problem of denying adolescents access to material
aimed at a primary audience of sexually mature adults. For variable
obscenity focuses attention upon the makeup of primary and
peripheral audiences in varying circumstances, and provides a
reasonably satisfactory means for delineating the obscene in each
circumstance."
[
Footnote 5]
Suggestions that legislatures might give attention to laws
dealing specifically with safeguarding children against
pornographic material have been made by many judges and
commentators.
See, e.g., Jacobellis v. Ohio, 378 U.
S. 184,
378 U. S. 195
(opinion of JUSTICES BRENNAN and Goldberg);
id. at
378 U. S. 201
(dissenting opinion of THE CHIEF JUSTICE);
Ginzburg v. United
States, 383 U. S. 463,
383 U. S. 498,
n. 1 (dissenting opinion of MR. JUSTICE STEWART);
Interstate
Circuit, Inc. v. City of Dallas, 366 F.2d 590, 593;
In re
Louisiana News Co., 187 F.
Supp. 241, 247;
United States v. Levine, 83 F.2d 156;
United States v. Dennett, 39 F.2d 564; R. Kuh, Foolish
Figleaves? 258-260 (1967); Emerson, Toward a General Theory of the
First Amendment, 72 Yale L.J. 877, 939 (1963); Gerber, A Suggested
Solution to the Riddle of Obscenity, 112 U.Pa.L.Rev. 834, 848
(1964); Henkin, Morals and the Constitution: The Sin of Obscenity,
63 Col.L.Rev. 391, 413, n. 68 (1963); Kalven, The Metaphysics of
the Law of Obscenity, 1960 Sup.Ct.Rev. 1, 7; Magrath, The Obscenity
Cases: Grapes of
Roth, 1966 Sup.Ct.Rev. 7, 75.
The obscenity laws of 35 other States include provisions
referring to minors. The laws are listed in
390
U.S. 629appb|>Appendix B to this opinion. None is a precise
counterpart of New York's § 48-h, and we imply no view whatever on
questions of their constitutionality.
[
Footnote 6]
Many commentators, including many committed to the proposition
that "[n]o general restriction on expression in terms of
obscenity' can . . . be reconciled with the first amendment,"
recognize that "the power of the state to control the conduct of
children reaches beyond the scope of its authority over adults,"
and accordingly acknowledge a supervening state interest in the
regulation of literature sold to children, Emerson, Toward a
General Theory of the First Amendment, 72 Yale L.J. 877, 938, 939
(1963):
"Different factors come into play, also, where the interest at
stake is the effect of erotic expression upon children. The world
of children is not strictly part of the adult realm of free
expression. The factor of immaturity, and perhaps other
considerations, impose different rules. Without attempting here to
formulate the principles relevant to freedom of expression for
children, it suffices to say that regulations of communication
addressed to them need not conform to the requirements of the first
amendment in the same way as those applicable to adults."
See also Gerber,
supra, at 848; Kalven,
supra, at 7; Magrath,
supra, at 75.
Prince v.
Massachusetts is urged to be constitutional authority for such
regulation.
See, e.g., Kuh,
supra, at 258-260;
Comment, Exclusion of Children from Violent Movies, 67 Col.L.Rev.
1149, 1159-1160 (1967); Note, Constitutional Problems in Obscenity
Legislation Protecting Children, 54 Geo.L.J. 1379 (1966).
[
Footnote 7]
One commentator who argues that obscenity legislation might be
constitutionally defective as an imposition of a single standard of
public morality would give effect to the parental role and accept
laws relating only to minors. Henkin, Morals and the Constitution:
The Sin of Obscenity, 63 Col.L.Rev. 391, 413, n. 68 (1963):
"One must consider also how much difference it makes if laws are
designed to protect only the morals of a child. While many of the
constitutional arguments against morals legislation apply equally
to legislation protecting the morals of children, one can well
distinguish laws which do not impose a morality on children, but
which support the right of parents to deal with the morals of their
children as they see fit."
See also Elias, Sex Publications and Moral Corruption:
The Supreme Court Dilemma, 9 Wm. & Mary L.Rev. 302, 320-321
(1967).
[
Footnote 8]
Compare Memoirs v. Massachusetts, 383 U.S. at
383 U. S. 424
(opinion of DOUGLAS, J.)
with id. at
383 U. S. 441
(opinion of Clark, J.).
See Kuh,
supra, cc.
18-19; Gaylin, Book Review, 77 Yale L.J. 579, 591-595 (1968);
Magrath,
supra, at 52.
[
Footnote 9]
Our conclusion in
Roth, at
354 U. S.
486-487, that the clear and present danger test was
irrelevant to the determination of obscenity made it unnecessary in
that case to consider the debate among the authorities whether
exposure to pornography caused antisocial consequences.
See
also Mishkin v. New York, supra; Ginzburg v. United States, supra;
Memoirs v. Massachusetts, supra.
[
Footnote 10]
Magrath,
supra, at 52.
See, e.g., id. at
49-56; Dibble, Obscenity: State Quarantine to Protect Children, 39
So.Cal.L.Rev. 345 (1966); Wall, Obscenity and Youth: The Problem
and a Possible Solution, Crim.L.Bull., Vol. 1, No. 8, pp. 28, 30
(1965); Note, 55 Cal.L.Rev. 926, 934 (1967); Comment, 34
Ford.L.Rev. 692, 694 (1966).
See also J. Paul & M.
Schwartz, Federal Censorship: Obscenity in the Mail, 191-192;
Blakey, Book Review, 41 Notre Dame Law. 1055, 1060, n. 46 (1966);
Green, Obscenity, Censorship, and Juvenile Delinquency, 14 U.
Toronto L.Rev. 229, 249 (1962); Lockhart & McClure, Literature,
The Law of Obscenity, and the Constitution, 38 Minn.L.Rev. 295,
373-385 (1954); Note, 52 Ky.L.J. 429, 447 (1964). But despite the
vigor of the ongoing controversy whether obscene material will
perceptibly create a danger of antisocial conduct, or will probably
induce its recipients to such conduct, a medical practitioner
recently suggested that the possibility of harmful effects to youth
cannot be dismissed as frivolous. Dr. Gaylin of the Columbia
University Psychoanalytic Clinic, reporting on the views of some
psychiatrists in 77 Yale L.J. at 592-593, said:
"It is in the period of growth [of youth] when these patterns of
behavior are laid down, when environmental stimuli of all sorts
must be integrated into a workable sense of self, when sensuality
is being defined and fears elaborated, when pleasure confronts
security and impulse encounters control -- it is in this period,
undramatically and with time, that legalized pornography may
conceivably be damaging."
Dr. Gaylin emphasizes that a child might not be as well prepared
as an adult to make an intelligent choice as to the material he
chooses to read:
"[P]sychiatrists . . . made a distinction between the reading of
pornography, as unlikely to be
per se harmful, and the
permitting of the reading of pornography, which was conceived as
potentially destructive. The child is protected in his reading of
pornography by the knowledge that it is pornographic,
i.e., disapproved. It is outside of parental standards,
and not a part of his identification processes. To openly permit
implies parental approval, and even suggests seductive
encouragement. If this is so of parental approval, it is equally so
of societal approval -- another potent influence on the developing
ego."
Id. at 94.
MR. JUSTICE STEWART, concurring in the result.
A doctrinaire, knee-jerk application of the First Amendment
would, of course, dictate the nullification of
Page 390 U. S. 649
this New York statute. [
Footnote
2/1] But that result is not required, I think, if we bear in
mind what it is that the First Amendment protects.
The First Amendment guarantees liberty of human expression in
order to preserve in our Nation what Mr. Justice Holmes called a
"free trade in ideas." [
Footnote
2/2] To that end, the Constitution protects more than just a
man's freedom to say or write or publish what he wants. It secures
as well the liberty of each man to decide for himself what he will
read and to what he will listen. The Constitution guarantees, in
short, a society of free choice. Such a society presupposes the
capacity of its members to choose.
When expression occurs in a setting where the capacity to make a
choice is absent, government regulation of that expression may
coexist with and even implement First Amendment guarantees. So it
was that this Court sustained a city ordinance prohibiting people
from imposing their opinions on others "by way of sound trucks with
loud and raucous noises on city streets." [
Footnote 2/3] And so it was that my Brothers BLACK and
DOUGLAS thought that the First Amendment itself prohibits a person
from foisting his uninvited views upon the members of a captive
audience. [
Footnote 2/4]
I think a State may permissibly determine that, at least in some
precisely delineated areas, a child [
Footnote 2/5] -- like someone in a captive audience --
is not possessed of that
Page 390 U. S. 650
full capacity for individual choice which is the presupposition
of First Amendment guarantees. It is only upon such a premise, I
should suppose, that a State may deprive children of other rights
-- the right to marry, for example, or the right to vote --
deprivations that would be constitutionally intolerable for adults.
[
Footnote 2/6]
I cannot hold that this state law, on its face, [
Footnote 2/7] violates the First and Fourteenth
Amendments.
[
Footnote 2/1]
The First Amendment is made applicable to the States through the
Fourteenth Amendment.
Stromberg v. California,
283 U. S. 359.
[
Footnote 2/2]
Abrams v. United States, 250 U.
S. 616,
250 U. S. 630
(dissenting opinion).
[
Footnote 2/3]
Kovacs v. Cooper, 336 U. S. 77,
336 U. S.
86.
[
Footnote 2/4]
Public Utilities Comm'n v. Pollak, 343 U.
S. 451,
343 U. S. 466
(dissenting opinion of MR. JUSTICE BLACK),
343 U. S. 467
(dissenting opinion of MR. JUSTICE DOUGLAS).
[
Footnote 2/5]
The appellant does not challenge New York's power to draw the
line at age 17, and I intimate no view upon that question.
[
Footnote 2/6]
Compare Loving v. Virginia, 388 U. S.
1,
388 U. S. 12;
Carrington v. Rash, 380 U. S. 89,
380 U. S.
96.
[
Footnote 2/7]
As the Court notes, the appellant makes no argument that the
material in this case was not "harmful to minors" within the
statutory definition, or that the statute was unconstitutionally
applied.
MR. JUSTICE DOUGLAS, with whom MR. JUSTICE BLACK concurs,
dissenting.
While I would be willing to reverse the judgment on the basis of
Redrup v. New York, 386 U. S. 767, for
the reasons stated by my Brother FORTAS, my objections strike
deeper.
If we were in the field of substantive due process and seeking
to measure the propriety of state law by the standards of the
Fourteenth Amendment, I suppose there would be no difficulty under
our decisions in sustaining this act. For there is a view held by
many that the so-called "obscene" book or tract or magazine has a
deleterious effect upon the young, although I seriously doubt the
wisdom of trying by law to put the fresh, evanescent, natural
blossoming of sex in the category of "sin."
That, however, was the view of our preceptor in this field,
Anthony Comstock, who waged his war against "obscenity" from the
year 1872 until his death in 1915. Some of his views are set forth
in his book Traps for the Young, first published in 1883, excerpts
from which I set out in
390
U.S. 629appi|>Appendix I to this opinion.
Page 390 U. S. 651
The title of the book refers to "traps" created by Satan "for
boys and girls especially." Comstock, of course, operated on the
theory that every human has an "inborn tendency toward wrongdoing
which is restrained mainly by fear of the final judgment." In his
view, any book which tended to remove that fear is a part of the
"trap" which Satan created. Hence, Comstock would have condemned a
much wider range of literature than the present Court is apparently
inclined to do. [
Footnote 3/1]
It was Comstock who was responsible for the Federal
Anti-Obscenity Act of March 3, 1873. 17 Stat. 598. It was he who
was also responsible for the New York Act which soon followed. He
was responsible for the organization of the New York Society for
the Suppression of Vice, which, by its act of incorporation, was
granted one-half of the fines levied on people successfully
prosecuted by the Society or its agents.
I would conclude from Comstock and his Traps for the Young and
from other authorities that a legislature could not be said to be
wholly irrational [
Footnote 3/2]
(
Ferguson
Page 390 U. S. 652
v. Skrupa, 372 U. S. 726,
and see Williamson v. Lee Optical Co., 348 U.
S. 483;
Daniel v. Family Ins. Co., 336 U.
S. 220;
Olsen v. Nebraska, 313 U.
S. 236) if it decided that sale of "obscene" material to
the young should be banned. [
Footnote
3/3]
The problem under the First Amendment, however, has always
seemed to me to be quite different. For its mandate (originally
applicable only to the Federal Government, but now applicable to
the States as well by reason of the Fourteenth Amendment) is
directed to any law "abridging the freedom of speech, or of the
press." I appreciate that there are those who think that
Page 390 U. S. 653
"obscenity" is impliedly excluded; but I have indicated on prior
occasions why I have been unable to reach that conclusion.
[
Footnote 3/4]
See Ginzburg
v. United States, 383 U.S.
Page 390 U. S. 654
463, 482 (dissenting opinion);
Jacobellis v. Ohio,
378 U. S. 184,
378 U. S. 196
(concurring opinion of MR. JUSTICE BLACK);
Roth v. United
States, 354 U. S. 476,
354 U. S. 508
(dissenting opinion). And the corollary of that view, as I
expressed it in
Public Utilities Comm'n v. Pollak,
343 U. S. 451,
343 U. S. 467,
343 U. S. 468
(dissenting opinion), is that Big Brother can no more say what a
person shall listen to or read than he can say what shall be
published.
This is not to say that the Court and Anthony Com stock are
wrong in concluding that the kind of literature New York condemns
does harm. As a matter of fact, the notion of censorship is founded
on the belief that speech and press sometimes do harm, and
therefore can be regulated. I once visited a foreign nation where
the regime of censorship was so strict that all I could find in the
bookstalls were tracts on religion and tracts on mathematics. Today
the Court determines the constitutionality of New York's law
regulating the sale of literature to children on the basis of the
reasonableness of the law in light of the welfare of the child. If
the problem of state and federal regulation of "obscenity" is in
the field of substantive due process, I see no reason to limit the
legislatures to protecting children alone. The "juvenile
delinquents" I have known are mostly over
Page 390 U. S. 655
50 years of age. If rationality is the measure of the validity
of this law, then I can see how modern Anthony Comstocks could make
out a case for "protecting" many groups in our society, not merely
children.
While I find the literature and movies which come to us for
clearance exceedingly dull and boring, I understand how some can
and do become very excited and alarmed, and think that something
should be done to stop the flow. It is one thing for parents
[
Footnote 3/5] and the religious
organizations to be active and involved. It is quite a different
matter for the state to become implicated as a censor. As I read
the First Amendment, it was designed to keep the state and the
hands of all state officials off the printing presses of America
and off the distribution systems for all printed literature.
Anthony Comstock wanted it the other way; he indeed put the police
and prosecutor in the middle of this publishing business.
I think it would require a constitutional amendment to achieve
that result. If there were a constitutional amendment, perhaps the
people of the country would come up with some national board of
censorship. Censors are, of course, propelled by their own
neuroses. [
Footnote 3/6]
Page 390 U. S. 656
That is why a universally accepted definition of obscenity is
impossible. Any definition is indeed highly subjective, turning on
the neurosis of the censor. Those who have a deep-seated,
subconscious conflict may well become either great crusaders
against a particular kind of literature or avid customers of it.
[
Footnote 3/7] That, of course, is
the danger of letting any group of citizens be the judges of what
other people, young or old, should read. Those would be issues to
be canvassed and debated in case of a constitutional amendment
creating a regime of censorship in the country. And if the people,
in their wisdom, launched us on that course, it would be a
considered choice.
Today, this Court sits as the Nation's board of censors. With
all respect, I do not know of any group in the country less
qualified, first, to know what obscenity is when they see it, and
second, to have any considered judgment as to what the deleterious
or beneficial impact of a particular publication may be on minds
either young or old.
I would await a constitutional amendment that authorized the
modern Anthony Comstocks to censor literature before publishers,
authors, or distributors can be fined or jailed for what they print
or sell.
|
390
U.S. 629appi|
APPENDIX I TO OPINION OF MR. JUSTICE DOUGLAS,
DISSENTING
A. COMSTOCK, TRAPS FOR THE YOUNG 222 (1883).
And it came to pass that as Satan went to and fro upon the
earth, watching his traps and rejoicing over
Page 390 U. S. 657
his numerous victims, he found room for improvement in some of
his schemes. The daily press did not meet all his requirements. The
weekly illustrated papers of crime would do for young men and
sports, for brothels, gin-mills, and thieves' resorts, but were
found to be so gross, so libidinous, so monstrous, that every
decent person spurned them. They were excluded from the home on
sight. They were too high-priced for children, and too cumbersome
to be conveniently hid from the parent's eye or carried in the
boy's pocket. So he resolved to make another trap for boys and
girls especially.
He also resolved to make the most of these vile illustrated
weekly papers by lining the news-stands and shop-windows along the
pathway of the children from home to school and church, so that
they could not go to and from these places of instruction without
giving him opportunity to defile their pure minds by flaunting
these atrocities before their eyes.
And Satan rejoiced greatly that professing Christians were
silent and apparently acquiesced in his plans. He found that our
most refined men and women went freely to trade with persons who
displayed these traps for sale; that few, if any, had moral courage
to enter a protest against this public display of indecencies, and
scarcely one in all the land had the boldness to say to the dealer
in filth, "I will not give you one cent of my patronage so long as
you sell these devil-traps to ruin the young." And he was proud of
professing Christians and respectable citizens on this account, and
caused honorable mention to be made of them in general order to his
imps, because of the quiet and orderly assistance thus rendered
him.
Satan stirred up certain of his willing tools on earth by the
promise of a few paltry dollars to improve greatly on the
death-dealing quality of the weekly death-traps, and forthwith came
a series of new snares of fascinating
Page 390 U. S. 658
construction, small and tempting in price, and baited with
high-sounding names. These sure-ruin traps comprise a large variety
of half-dime novels, five and ten cent story papers, and low-priced
pamphlets for boys and girls.
This class includes the silly, insipid tale, the coarse, slangy
story in the dialect of the barroom, the blood-and-thunder romance
of border life, and the exaggerated details of crimes, real and
imaginary. Some have highly colored sensational reports of real
crimes, while others, and by far the larger number, deal with most
improbable creations of fiction. The unreal far outstrips the real.
Crimes are gilded, and lawlessness is painted to resemble valor,
making a bid for bandits, brigands, murderers, thieves, and
criminals in general. Who would go to the State prison, the
gambling saloon, or the brothel to find a suitable companion for
the child? Yet a more insidious foe is selected when these stories
are allowed to become associates for the child's mind and to shape
and direct the thoughts.
The finest fruits of civilization are consumed by these vermin.
Nay, these products of corrupt minds are the eggs from which all
kinds of villainies are hatched. Put the entire batch of these
stories together, and I challenge the publishers and vendors to
show a single instance where any boy or girl has been elevated in
morals, or where any noble or refined instinct has been developed
by them.
The leading character in many, if not in the vast majority, of
these stories is some boy or girl who possesses usually
extraordinary beauty of countenance, the most superb clothing,
abundant wealth, the strength of a giant, the agility of a
squirrel, the cunning of a fox, the brazen effrontery of the most
daring villain, and who is utterly destitute of any regard for the
laws of God or man. Such a one is foremost among desperadoes, the
companion and
Page 390 U. S. 659
beau-ideal of maidens, and the high favorite of some rich
person, who by his patronage and indorsement lifts the young
villain into lofty positions in society, and provides liberally of
his wealth to secure him immunity for his crimes. These stories
link the pure maiden with the most foul and loathsome criminals.
Many of them favor violation of marriage laws and cheapen female
virtue.
|
390
U.S. 629appii|
APPENDIX II TO OPINION OF MR. JUSTICE DOUGLAS,
DISSENTING
A SPECIAL TO THE WASHINGTON POST
[March 3 1968]
by
AUSTIN C. WEHRWEIN
White Bear Lake, Minn., March 2. -- Faced with the
threat of a law suit, the school board in this community of 12,000
north of St. Paul is reviewing its mandatory sex education courses,
but officials expressed fear that they couldn't please
everybody.
Mothers threatened to picket and keep their children home when
sex education films are scheduled. Mrs. Robert Murphy, the mother
of five who led the protests, charged that the elementary school
"took the privacy out of marriage."
"Now,' she said, 'our kids know what a shut bedroom door means.
The program is taking their childhood away. The third graders went
in to see a movie on birth and came out adults."
She said second-grade girls have taken to walking around with
"apples and oranges under their blouses." Her seventh-grade son was
given a study sheet on menstruation, she said, demanding "why
should a seventh-grade boy have to know about menstruation?"
Mrs. Murphy, who fears the program will lead to
experimentation,
Page 390 U. S. 660
said that it was "pagan" and argued that even animals don't
teach their young those things "before they're ready."
"One boy in our block told his mother,
Guess what, next
week, our teacher's gonna tell us how daddy fertilized you,'"
reported Mrs. Martin Capeder. "They don't need to know all
that."
But Norman Jensen, principal of Lincoln School, said that the
program, which runs from kindergarten through the 12th grade, was
approved by the school district's PTA council, the White Bear Lake
Ministerial Association, and the district school board. It was
based, he said, on polls that showed 80 percent of the children got
no home sex education, and the curriculum was designed to be
"matter-of-fact."
The protesting parents insisted they had no objection to sex
education as such, but some said girls should not get it until age
12, and boys only at age 15 -- "or when they start shaving."
(In nearby St. Paul Park, 71 parents have formed a group called
"Concerned Parents Against Sex Education" and are planning legal
action to prevent sex education from kindergarten through seventh
grade. They have also asked equal time with the PTAs of eight
schools in the district "to discuss topics such as masturbation,
contraceptives, unqualified instructors, religious belief, morality
and attitudes.")
The White Bear protesters have presented the school board with a
list of terms and definitions deemed objectionable. Designed for
the seventh grade, it included vagina, clitoris, erection,
intercourse and copulation. A film, called "Fertilization and
Birth" depicts a woman giving birth. It has been made optional
after being shown to all classes.
Mrs. Ginny McKay, a president of one of the local PTAs, defended
the program, saying "Sex is a natural and
Page 390 U. S. 661
beautiful thing. We (the PTA) realized that the parents had to
get around to where the kids have been for a long time."
But Mrs. Murphy predicted this result: "Instead of 15
[
sic] and 15-year-old pregnant girls, they'll have 12 and
13-year-old pregnant girls."
|
390
U.S. 629appiii|
APPENDIX III TO OPINION OF MR. JUSTICE DOUGLAS,
DISSENTING
(A) T. SCHROEDER, OBSCENE LITERATURE AND
CONSTITUTIONAL LAW 277-278 (1911)
It thus appears that the only unifying element generalized in
the word "obscene," (that is, the only thing common to every
conception of obscenity and indecency), is subjective, is an
affiliated emotion of disapproval. This emotion under varying
circumstances of temperament and education in different persons,
and in the same person in different stages of development, is
aroused by entirely different stimuli, and by fear of the judgment
of others, and so has become associated with an infinite variety of
ever-changing objectives, with not even one common characteristic
in objective nature, that is, in literature or art.
Since few men have identical experiences, and fewer still evolve
to an agreement in their conceptional and emotional associations,
it must follow that practically none has the same standards for
judging the "obscene," even when their conclusions agree. The word
"obscene," like such words as delicate, ugly, lovable, hateful,
etc., is an abstraction not based upon a reasoned nor
sense-perceived likeness between objectives, but the selection or
classification under it is made, on the basis of similarity in the
emotions aroused, by an infinite variety of images, and every
classification thus made, in turn, depends in each person upon his
fears, his hopes, his
Page 390 U. S. 662
prior experience, suggestions, education, and the degree of
neuro-sexual or psycho-sexual health. Because it is a matter wholly
of emotions, it has come to be that "men think they know because
they feel, and are firmly convinced because strongly agitated."
This, then, is a demonstration that obscenity exists only in the
minds and emotions of those who believe in it, and is not a quality
of a book or picture. Since, then, the general conception "obscene"
is devoid of every objective element of unification, and since the
subjective element, the associated emotion, is indefinable from its
very nature, and inconstant as to the character of the stimulus
capable of arousing it, and variable and immeasurable as to its
relative degrees of intensity, it follows that the "obscene" is
incapable of accurate definition or a general test adequate to
secure uniformity of result, in its application by every person, to
each book of doubtful "purity."
Being so essentially and inextricably involved with human
emotions that no man can frame such a definition of the word
"obscene," either in terms of the qualities of a book or such that,
by it alone, any judgment whatever is possible, much less
is it possible that, by any such alleged "test" every other man
must reach the same conclusion about the obscenity of every
conceivable book. Therefore, the so-called judicial "tests" of
obscenity are not standards of judgment, but, on the contrary, by
every such "test," the rule of decision is itself uncertain, and in
terms invokes the varying experiences of the test[e]rs within the
foggy realm of problematical speculation about psychic tendencies,
without the help of which the "test" itself is meaningless and
useless. It follows that, to each person, the "test" of
criminality, which should be a general standard of judgment,
unavoidably becomes a personal and particular standard, differing
in all persons
Page 390 U. S. 663
according to those varying experiences which they read into the
judicial "test." It is this which makes uncertain, and therefore
all the more objectionable, all the present laws against obscenity.
Later it will be shown that this uncertainty in the criteria of
guilt renders these laws unconstitutional.
(B) KALLEN, THE ETHICAL ASPECTS OF CENSORSHIP,
I
N 5 SOCIAL MEANING OF LEGAL CONCEPTS
34, 50-51 (N.Y.U. 1953)
To this authoritarian's will, difference is the same thing as
inferiority, wickedness and corruption; he can apprehend it only as
a devotion to error and a commitment to sin. He can acknowledge it
only if he attributes to it moral turpitude and intellectual vice.
Above all, difference must be for him, by its simple existence, an
aggression against the good, the true the beautiful and the right.
His imperative is to destroy it; if he cannot destroy it, to
contain it; if he cannot contain it, to hunt it down, cut it off
and shut it out.
Certain schools of psychology suggest that this aggression is
neither simple nor wholly aggression. They suggest that it
expresses a compulsive need to bring to open contemplation the
secret parts of the censor's psychosomatic personality, and a not
less potent need to keep the secret and not suffer the shamefaced
dishonor of their naked exposures. The censor's activities, in that
they call for a constant public preoccupation with such secret
parts, free his psyche from the penalties of such concern while
transvaluing at the same time his pursuit and inspection of the
obscene, the indecent, the pornographic, the blasphemous and the
otherwise shameful into an honorable defense of the public morals.
The censor, by purporting, quite unconscious of his actual dynamic,
to protect the young from corruption, frees his consciousness
Page 390 U. S. 664
to dwell upon corruption without shame or dishonor. Thus,
Anthony Comstock could say with overt sincerity:
"When the genius of the arts produces obscene, lewd and
lascivious ideas, the deadly effect upon the young is just as
perceptible as when the same ideas are represented by gross
experience in prose and poetry. . . . If through the eye and ear
the sensuous book, picture or story is allowed to enter, the
thoughts will be corrupted, the conscience seared, so such things
reproduced by fancy in the thoughts awaken forces for evil which
will explode with irresistible force carrying to destruction every
human safeguard to virtue and honor."
Did not evil Bernard Shaw, who gave the English language the
word
comstockery, declare himself, in his preface to
The Shewing-Up of Blanco Posnet, "a specialist in immoral,
heretical plays . . . to force the public to reconsider its
morals"? So the brave Comstock passionately explored and fought the
outer expressions of the inner forces of evil, and thus saved
virtue and honor from destruction.
But could this observation of his be made save on the basis of
introspection and not the scientific study of others? For such a
study would reveal, for each single instance of which it was true,
hundreds of thousands of others of which it was false. Like the
correlation of misfortune with the sixth day of the week or the
number 13, this basic comstockery signalizes a fear-projected
superstition. It is an externalization of anxiety and fear, not a
fact objectively studied and appraised. And the anxiety and fear
are reaction formations of the censor's inner self.
Of course, this is an incomplete description of the motivation
and logic of censorship. In the great censorial establishments of
the tradition, these more or less unconscious drives are usually
items of a syndrome whose dominants are either greed for pelf,
power, and prestige, reinforced by anxiety that they might be
lost,
Page 390 U. S. 665
or anxiety that they might be lost reinforced by insatiable
demands for more.
Authoritarian societies usually insure these goods by means of a
prescriptive creed and code for which their rulers claim
supernatural origins and supernatural sanctions. The enforcement of
the prescriptions is not entrusted to a censor alone. The ultimate
police power is held by the central hierarchy, and the censorship
of the arts is only one department of the thought-policing.
(C) CRAWFORD, LITERATURE AND THE PSYCHOPATHIC,
10 PSYCHOANALYTIC REVIEW 440, 445 -- 446 (1923)
Objection, then, to modern works on the ground that they are, in
the words of the objectors, "immoral," is made principally on the
basis of an actual desire to keep sexual psychopathies intact, or
to keep the general scheme of repression, which inevitably involves
psychopathic conditions, intact. The activities of persons
professionally or otherwise definitely concerned with censorship
furnish proof evident enough to the student of such matters that
they themselves are highly abnormal. It is safe to say that every
censorship has a psychopath back of it.
Carried to a logical end, censorship would inevitably destroy
all literary art. Every sexual act is an instinctive feeling out
for an understanding of life. Literary art, like every other type
of creative effort, is a form of sublimation. It is a more
conscious seeking for the same understanding that the common man
instinctively seeks. The literary artist, having attained
understanding, communicates that understanding to his readers. That
understanding, whether of sexual or other matters, is certain to
come into conflict with popular beliefs, fears, and taboos because
these are, for the most part, based on error. . . . [T]he presence
of an opinion concerning which one thinks it would be unprofitable,
immoral, or
Page 390 U. S. 666
unwise to inquire is, of itself, strong evidence that that
opinion is nonrational. Most of the more deep-seated convictions of
the human race belong to this category. Anyone who is seeking for
understanding is certain to encounter this nonrational
attitude.
The act of sublimation on the part of the writer necessarily
involves an act of sublimation on the part of the reader. The
typical psychopathic patient and the typical public have alike a
deep-rooted unconscious aversion to sublimation. Inferiority and
other complexes enter in to make the individual feel that acts of
sublimation would destroy his comfortable, though illusory, sense
of superiority. Again, there is the realization on the part of the
mass of people that they are unable to sublimate as the artist
does, and to admit his power and right to do so involves
destruction of the specious sense of superiority to him. It is
these two forms of aversion to sublimation which account for a
considerable part of public objection to the arts. The common man
and his leader, the psychopathic reformer, are aiming unconsciously
at leveling humanity to a plane of pathological mediocrity.
To the student of abnormal psychology, the legend, popular
literature, and literature revelatory of actual life are all
significant. In the legend, he finds race taboos; in the popular
literature of the day he discovers this reinforced by the mass of
contemporary and local taboos; in literature that aims to be
realistically revelatory of life he finds material for study such
as he can hardly obtain from any group of patients. The frankness
which he seeks in vain from the persons with whom he comes into
personal contact he can find in literature. It is a field in which
advances may be made comparable to the advances of actual
scientific research.
Moreover, the student of abnormal psychology will commend
realistic, revelatory literature not only to his
Page 390 U. S. 667
patients, who are suffering from specific psychopathic
difficulties, but to the public generally. He will realize that it
is one of the most important factors in the development of human
freedom. No one is less free than primitive man. The farther we can
get from the attitude of the legend and its slightly more civilized
successor, popular literature, the nearer we shall be to a
significant way of life.
(D) J. RINALDO, PSYCHOANALYSIS OF
THE "REFORMER" 56-60 (1921)
The other aspect of the humanist movement is a very sour and
disgruntled puritanism which seems at first glance to protest and
contradict every step in the libidinous development. As a matter of
fact, it is just as much an hysterical outburst as the most
sensuous flesh masses of Rubens, or the sinuous squirming lines of
Louis XV decoration. Both are reactions to the same morbid past
experience.
The Puritan, like the sensualist, rebels at the very beginning
against the restraint of celibacy. Unfortunately, however, he finds
himself unable to satisfy the libido in either normal gratification
or healthy converted activities. His condition is as much one of
super-excitement as that of the libertine. Unable to find
satisfaction in other ways, from which for one reason or another he
is inhibited, he develops a morbid irritation, contradicting,
breaking, prohibiting and thwarting the manifestations of the very
exciting causes.
Not being able to produce beautiful things, he mars them,
smashing stained glass windows, destroying sculptures, cutting down
May-poles, forbidding dances, clipping the hair, covering the body
with hideous misshapen garments, and silencing laughter and song.
He cannot build, so he must destroy. He cannot create, so he
hinders creation. He is a sort of social abortionist, and, like
an
Page 390 U. S. 668
abortionist, only comes into his own when there is an
illegitimate brat to be torn from the womb. He cries against sin,
but it is the pleasure of sin, rather than the sin, he fights. It
is the enjoyment he is denied that he hates.
From no age or clime or condition is he absent, but never is he
a dominant and deciding factor in society till that society has
passed the bounds of sanity. Those who wait the midwife never call
in the abortionist, nor does he ever cure the real sickness of his
age. That he does survive abnormal periods to put his impress on
the repressions of later days is due to the peculiar economy of his
behavior. The libertine destroys himself, devouring his substance
in self-satisfaction. The reformer devours others, being somewhat
in the nature of a tax on vice, living by the very hysteria that
destroys his homologous opposite.
In our own day, we have reached another of those critical
periods strikingly similar in its psychological symptoms and
reactions, at least, to decadent Rome. We have the same development
of extravagant religious cults, Spiritism, Dowieism, "The Purple
Mother," all eagerly seized upon, filling the world with clamor and
frenzy; the same mad seeking for pleasure, the same breaking and
scattering of forms, the same orgy of gluttony and extravagance,
the same crude emotionalism in art, letter and the theater, the
same deformed and inverted sexual life.
Homosexualism may not be openly admitted, but the "sissy" and
his red necktie are a familiar and easily understood property of
popular jest and pantomime. It is all a mad jazz jumble of
hysterical incongruities, dog dinners, monkey marriages, cubism,
birth control, feminism, free love, verse libre, and moving
pictures. Through it all runs the strident note of puritanism. As
one grows, so does the other. Neither seems to precede or
follow.
Page 390 U. S. 669
It would be a rash man indeed who would attempt to give later
beginnings to the reform movements than to the license they seem so
strongly to contradict. Significant indeed is the fact that their
very license is the strongest appeal of the reformer. Every movie
must preach a sermon and have a proper ending, but the attempted
rape is as seldom missing as the telephone, and it is this that
thrills and is expected to thrill.
The same sexual paradox we saw in the eunuch priests and harlot
priestesses of Isis we see in the vice-crusading, vice-pandering
reformers. Back of it all lies a morbid sexual condition, which is
as much behind the anti-alcoholism of the prohibitionist as behind
the cropped head of his puritan father, and as much behind the
birth control, vice-crusading virgins as behind their more amiable
sisters of Aphrodite.
Interpreted then in the light of their history, libertinism and
reformism cannot be differentiated as cause and effect, action and
reaction, but must be associated as a two-fold manifestation of the
same thing, an hysterical condition. They differ in externals, only
insofar as one operates in license and the other in repression, but
both have the same genesis, and their development is
simultaneous.
(E). H. LASSWELL, PSYCHOPATHOLOGY AND POLITICS 996
(1930)
Another significant private motive, whose organization dates
from early family days but whose influence was prominent in adult
behavior, was A's struggle to maintain his sexual repressions. ["A"
is an unidentified, nonfictional person whose life history was
studied by the author.] He erected his very elaborate personal
prohibitions into generalized prohibitions for all society, and
just as he laid down the law against brother-hatred, he condemned
"irregular" sexuality and gambling and drinking,
Page 390 U. S. 670
its associated indulgences. He was driven to protect himself
from himself by so modifying the environment that his sexual
impulses were least often aroused, but it is significant that he
granted partial indulgence to his repressed sexuality by engaging
in various activities closely associated with sexual operations.
Thus, his sermons against vice enabled him to let his mind dwell
upon rich fantasies of seduction. His crusading ventures brought
him to houses of ill fame, where partly clad women were
discoverable in the back rooms. These activities were rationalized
by arguing that it was up to him as a leader of the moral forces of
the community to remove temptation from the path of youth. At no
time did he make an objective inquiry into the many factors in
society which increase or diminish prostitution. His motives were
of such an order that he was prevented from self-discipline by
prolonged inspection of social experience. That A was never able to
abolish his sexuality is sufficiently evident in his night dreams
and day dreams. In spite of his efforts to "fight" these
manifestations of his "antisocial impulses," they continued to
appear. Among the direct and important consequences which they
produced was a sense of sin, not only a sense of sexual sin, but a
growing conviction of hypocrisy. His "battle" against "evil"
impulses was only partially successful, and this produced a
profound feeling of insecurity. This self-punishing strain of
insecurity might be alleviated, he found, by publicly reaffirming
the creed of repression, and by distracting attention to other
matters. A's rapid movements, dogmatic assertions, and diversified
activities were means of escape from this gnawing sense of
incapacity to cope with his own desires and to master himself.
Uncertain of his power to control himself, he was very busy about
controlling others, and engaged in endless committee sessions,
personal conferences, and public meetings for the purpose. He
always managed
Page 390 U. S. 671
to submerge himself in a buzzing life of ceaseless activity; he
could never stand privacy and solitude, since it drove him to a
sense of futility, and he couldn't undertake prolonged and
laborious study, since his feeling of insecurity demanded daily
evidence of his importance in the world.
A's sexual drives continued to manifest themselves, and to
challenge his resistances. He was continually alarmed by the luring
fear that he might be impotent. Although he proposed marriage to
two girls when he was a theology student, it is significant that he
chose girls from his immediate entourage, and effected an almost
instantaneous recovery from his disappointments. This warrants the
inference that he was considerably relieved to postpone the test of
his potency, and this inference is strengthened by the long years
during which he cheerfully acquiesced in the postponement of his
marriage to the woman who finally became his wife. He lived with
people who valued sexual potency, particularly in its conventional
and biological demonstration in marriage and children, and his
unmarried state was the object of good-natured comment. His
pastoral duties required him to "make calls" on the sisters of the
church, and in spite of the cheer which he was sometimes able to
bring to the bedridden, there was the faint whisper of a doubt that
this was really a man's job. And though preaching was a socially
respectable occupation, there was something of the ridiculous in
the fact that one who had experienced very little of life should
pass for a privileged censor of all mankind.
[
Footnote 3/1]
Two writers have explained Comstock as follows:
"He must have known that he could not wall out from his own mind
all erotic fancies, and so he turned all the more fiercely upon the
ribaldry of others."
H. Brown & M. Leech, Anthony Comstock 27 (1927).
A notable forerunner of Comstock was an Englishman, Thomas
Bowdler. Armed with a talent for discovering the "offensive,"
Bowdler expurgated Shakespeare's plays and Gibbon's History of the
Decline and Fall of the Roman Empire. The result was "The Family
Shakespeare," first published in 10 volumes in 1818, and a version
of Gibbon's famous history
"omitting everything of an immoral or irreligious nature, and
incidentally rearranging the order of chapters to be in the strict
chronology so dear to the obsessional heart."
M. Wilson, The Obsessional Compromise, A Note on Thomas Bowdler
(1965) (paper in Library of the American Psychiatric Association,
Washington, D.C.).
[
Footnote 3/2]
"The effectiveness of more subtle forms of censorship as an
instrument of social control can be very great. They are effective
over a wider field of behavior than is propaganda in that they
affect convivial and 'purely personal' behavior."
"The principle is that certain verbal formulae shall not be
stated, in print or in conversation; from this, the restriction
extends to the discussion of certain topics. A perhaps quite
rationally formulated taboo is imposed; it becomes a
quasi-religious factor for the members of the group who subscribe
to it. If they are a majority, and the taboo does not affect some
master-symbol of an influential minority, it is apt to become quite
universal in its effect. A great number of taboos -- to expressive
and to other acts -- are embodied in the mores of any people. The
sanction behind each taboo largely determines its durability -- in
the sense of resistance opposed to the development of contradictory
counter-mores, or of simple disintegration from failure to give
returns in personal security. If it is to succeed for a long time,
there must be recurrent reaffirmations of the taboo in connection
with the sanctioning power."
"The occasional circulation of stories about a breach of the
taboo and the evil consequences that flowed from this to the
offender and to the public cause (the sanctioning power) well
serves this purpose. Censorship of this sort has the color of
voluntary acceptance of a ritualistic avoidance, in behalf of
oneself and the higher power. A violation, after the primitive
patterns to which we have all been exposed, strikes at both the
sinner and his god."
The William Alanson White Psychiatric Foundation Memorandum:
Propaganda & Censorship, 3 Psychiatry 628, 631 (1940).
[
Footnote 3/3]
And see Gaylin, Book Review: The Prickly Problems of
Pornography, 77 Yale L.J. 579, 594.
[
Footnote 3/4]
My Brother HARLAN says that no other Justice of this Court, past
or present, has ever "stated his acceptance" of the view that
"obscenity" is within the protection of the First and Fourteenth
Amendments.
Post at
390 U. S. 705.
That observation, however, should not be understood as
demonstrating that no other members of this Court, since its first
Term in 1790, have adhered to the view of my Brother BLACK and
myself. For the issue "whether obscenity is utterance within the
area of protected speech and press" was only "squarely presented"
to this Court for the first time in 1957.
Roth v. United
States, 354 U. S. 476,
354 U. S. 481.
This is indeed understandable, for the state legislatures have
borne the main burden in enacting laws dealing with "obscenity",
and the strictures of the First Amendment were not applied to them
through the Fourteenth until comparatively late in our history. In
Gitlow v. New York, 268 U. S. 652,
decided in 1925, the Court assumed that the right of free speech
was among the freedoms protected against state infringement by the
Due Process Clause of the Fourteenth Amendment.
See also
Whitney v. California, 274 U. S. 357,
274 U. S. 371,
274 U. S. 373;
Fiske v. Kansas, 274 U. S. 380. In
1931,
Stromberg v. California, 283 U.
S. 359, held that the right of free speech was
guaranteed in full measure by the Fourteenth Amendment. But even
after these events, "obscenity" cases were not inundating this
Court, and even as late as 1948, the Court could say that many
state obscenity statutes had "lain dormant for decades."
Winters v. New York, 333 U. S. 507,
333 U. S. 511.
In several cases prior to
Roth, the Court reviewed
convictions under federal statutes forbidding the sending of
"obscene" materials through the mails. But in none of these cases
was the question squarely presented or decided whether "obscenity"
was protected speech under the First Amendment; rather, the issues
were limited to matters of statutory construction, or questions of
procedure, such as the sufficiency of the indictment.
See
United States v. Chase, 135 U. S. 255;
Grimm v. United States, 156 U. S. 604;
Rosen v. United States, 161 U. S. 29;
Swearingen v. United States, 161 U.
S. 446;
Andrews v. United States, 162 U.
S. 420;
Price v. United States, 165 U.
S. 311;
Dunlop v. United States, 165 U.
S. 486;
Bartell v. United States, 227 U.
S. 427;
Dysart v. United States, 272 U.
S. 655;
United States v. Limehouse,
285 U. S. 424.
Thus,
Roth v. United States, supra, which involved both a
challenge to 18 U.S.C. § 1461 (punishing the mailing of "obscene"
material) and, in a consolidated case (
Albert v.
California), an attack upon Cal.Pen.Code § 311 (prohibiting,
inter alia, the keeping for sale or advertising of
"obscene" material), was the first case authoritatively to measure
federal and state obscenity statutes against the prohibitions of
the First and Fourteenth Amendments. I cannot speak for those who
preceded us in time, but neither can I interpret occasional
utterances suggesting that "obscenity" was not protected by the
First Amendment as considered expressions of the views of any
particular Justices of the Court.
See, e.g., Chaplinsky v. New
Hampshire, 315 U. S. 568,
315 U. S.
571-572;
Beauharnais v. Illinois, 343 U.
S. 250,
343 U. S. 266.
The most that can be said, then, is that no other members of this
Court since 1957 have adhered to the view of my Brother BLACK and
myself.
[
Footnote 3/5]
See 390
U.S. 629appii|>Appendix II to this opinion.
[
Footnote 3/6]
Reverend Fr. Juan de Castaniza of the 16th century explained
those who denounced obscenity as expressing only their own
feelings. In his view, they had too much reason to suspect
themselves of being "obscene," since "vicious men are always prone
to think others like themselves." T. Schroeder, A Challenge to Sex
Censors 44-45 (1938).
"Obscenity, like witchcraft . . . , consists, broadly speaking,
of a [delusional] projection of certain emotions (which, as the
very word implies, emanate from within) to external things and an
endowment of such things (or in the case of witchcraft, of such
persons) with the moral qualities corresponding to these inward
states. . . ."
"Thus, persons responsible for the persistent attempts to
suppress the dissemination of popular knowledge concerning sex
matters betray themselves unwittingly as the bearers of the very
impulses they would so ostentatiously help others to avoid. Such
persons should know through their own experience that ignorance of
a subject does not insure immunity against the evils of which it
treats, nor does the propitiatory act of noisy public disapproval
of certain evils signify innocence or personal purity."
Van Teslaar, Book Review, 8 J. Abnormal Psychology 282,
(1913).
[
Footnote 3/7]
See 390
U.S. 629appiii|>Appendix III to this opinion.
MR. JUSTICE FORTAS, dissenting.
This is a criminal prosecution. Sam Ginsberg and his wife
operate a luncheonette at which magazines are offered for sale. A
16-year-old boy was enlisted by his mother to go to the
luncheonette and buy some
Page 390 U. S. 672
"girlie" magazines so that Ginsberg could be prosecuted. He went
there, picked two magazines from a display case, paid for them. and
walked out. Ginsberg's offense was duly reported to the
authorities. The power of the State of New York was invoked.
Ginsberg was prosecuted and convicted. The court imposed only a
suspended sentence. But, as the majority here points out, under New
York law, this conviction may mean that Ginsberg will lose the
license necessary to operate his luncheonette.
The two magazines that the 16-year-old boy selected are vulgar
"girlie" periodicals. However tasteless and tawdry they may be, we
have ruled (as the Court acknowledges) that magazines
indistinguishable from them in content and offensiveness are not
"obscene" within the constitutional standards heretofore applied.
See, e.g., Gent v. Arkansas, 386 U.
S. 767 (1967). These rulings have been in cases
involving adults.
The Court avoids facing the problem whether the magazines in the
present case are "obscene" when viewed by a 16-year-old boy,
although not "obscene" when viewed by someone 17 years of age or
older. It says that Ginsberg's lawyer did not choose to challenge
the conviction on the ground that the magazines are not "obscene."
He chose only to attack the statute on its face. Therefore, the
Court reasons, we need not look at the magazines and determine
whether they may be excluded from the ambit of the First Amendment
as "obscene" for purposes of this case. But this Court has made
strong and comprehensive statements about its duty in First
Amendment cases -- statements with which I agree.
See, e.g.,
Jacobellis v. Ohio, 378 U. S. 184,
378 U. S.
187-190 (1964) (opinion of BRENNAN, J.).
*
Page 390 U. S. 673
In my judgment, the Court cannot properly avoid its fundamental
duty to define "obscenity" for purposes of censorship of material
sold to youths merely because of counsel's position. By so doing,
the Court avoids the essence of the problem; for if the State's
power to censor freed from the prohibitions of the First Amendment
depends upon obscenity, and if obscenity turns on the specific
content of the publication, how can we sustain the conviction here
without deciding whether the particular magazines in question are
obscene?
The Court certainly cannot mean that the States and cities and
counties and villages have unlimited power to withhold anything and
everything that is written or pictorial from younger people. But it
here justifies the conviction of Sam Ginsberg because the impact of
the Constitution, it says, is variable, and what is not obscene for
an adult may be obscene for a child. This it calls "variable
obscenity." I do not disagree with this, but I insist that to
assess the principle -- certainly to apply it -- the Court must
define it. We must know the extent to which literature or pictures
may be less offensive than
Roth requires in order to be
"obscene" for purposes of a statute confined to youth.
See Roth
v. United States, 354 U. S. 476
(1957).
I agree that the State in the exercise of its police power --
even in the First Amendment domain -- may make proper and careful
differentiation between adults and children. But I do not agree
that this power may be used on an arbitrary, free-wheeling basis.
This is not a case where, on any standard enunciated by the
Court,
Page 390 U. S. 674
the magazines are obscene, nor one where the seller is at fault.
Petitioner is being prosecuted for the sale of magazines which he
had a right under the decisions of this Court to offer for sale,
and he is being prosecuted without proof of "fault" -- without even
a claim that he deliberately, calculatedly sought to induce
children to buy "obscene" material. Bookselling should not be a
hazardous profession.
The conviction of Ginsberg on the present facts is a serious
invasion of freedom. To sustain the conviction without inquiry as
to whether the material is "obscene" and without any evidence of
pushing or pandering, in face of this Court's asserted solicitude
for First Amendment values, is to give the State a role in the
rearing of children which is contrary to our traditions and to our
conception of family responsibility.
Cf. In re Gault,
387 U. S. 1 (1967).
It begs the question to present this undefined, unlimited
censorship as an aid to parents in the rearing of their children.
This decision does not merely protect children from activities
which all sensible parents would condemn. Rather, its undefined and
unlimited approval of state censorship in this area denies to
children free access to books and works of art to which many
parents may wish their children to have uninhibited access. For
denial of access to these magazines, without any standard or
definition of their allegedly distinguishing characteristics, is
also denial of access to great works of art and literature.
If this statute were confined to the punishment of pushers or
panderers of vulgar literature, I would not be so concerned by the
Court's failure to circumscribe state power by defining its limits
in terms of the meaning of "obscenity" in this field. The State's
police power may, within very broad limits, protect the parents and
their children from public aggression of panderers and pushers.
This is defensible on the theory that they cannot
Page 390 U. S. 675
protect themselves from such assaults. But it does not follow
that the State may convict a passive luncheonette operator of a
crime because a 16-year-old boy maliciously and designedly picks up
and pays for two girlie magazines which are presumably not
obscene.
I would therefore reverse the conviction on the basis of
Redrup v. New York, 386 U. S. 767
(1967) and
Ginzburg v. United States, 383 U.
S. 463 (1966).
*
"[W]e reaffirm the principle that, in 'obscenity' cases as in
all others involving rights derived from the First Amendment
guarantees of free expression, this Court cannot avoid making an
independent constitutional judgment on the facts of the case as to
whether the material involved is constitutionally protected."
378 U.S. at
378 U. S. 190.
See Cox v. Louisiana, 379 U. S. 536,
379 U. S. 545,
n. 8 (1965).