Petitioner black and Hispanic police officers were appointed to
the New York City Police Department upon achieving passing scores
on the examinations administered to make entry-level appointments.
Since appointments were made in order of test scores, however, the
examinations caused blacks and Hispanics to be hired later than
similarly situated whites, which lessened petitioner officers'
seniority and related benefits. Accordingly, when the Department
subsequently laid off police officers on a "last-hired,
first-fired" basis, those officers who had achieved the lowest
scores were laid off first, and petitioner officers were
disproportionately affected by the layoffs. Petitioner officers and
petitioner organizations then brought a class action in Federal
District Court against respondents (the Department and other New
York City officials and entities), alleging that the layoffs
violated their rights under,
inter alia, Titles VI and VII
of the Civil Rights Act of 1964. Citing administrative regulations
promulgated under Title VI, the District Court ultimately held that
an implied private right of action existed under Title VI, and that
proof of discriminatory effect was enough to establish a violation
of Title VI, thereby rejecting respondents' contention that only
proof of discriminatory intent could suffice. The District Court
granted certain relief under Title VII, and also granted the
following relief under Title VI: (1) Each class member was awarded
constructive seniority, including the right to backpay and back
medical and insurance benefits which he would have received had he
been appointed on his constructive seniority date; (2) respondents
were directed to give a sergeant's examination to those class
members whose constructive seniority would have entitled them to
take the last such examination; and (3) respondents were ordered to
consult with petitioners on the preparation and use of future
examinations to insure that future hiring practices would be
nondiscriminatory. The Court of Appeals affirmed the relief under
Title VII, but reversed as to Title VI, holding that the awards of
Title VI relief could not be sustained because proof of
discriminatory intent was required.
Held: The judgment is affirmed. 633 F.2d 232,
affirmed.
Page 463 U. S. 583
JUSTICE WHITE concluded that discriminatory intent is not an
essential element of a Title VI violation. JUSTICE WHITE, joined by
JUSTICE REHNQUIST, also concluded that a private plaintiff should
recover only injunctive, noncompensatory relief for a defendant's
unintentional violation of Title VI, that such relief should not
include an award of constructive seniority, and that the Court of
Appeals' judgment should be affirmed on this basis, since the
relief denied petitioners under that judgment is unavailable to
them under Title VI. Pp.
463 U. S.
593-607.
JUSTICE POWELL, joined by THE CHIEF JUSTICE, would affirm the
Court of Appeals' judgment on the ground that private suits to
enforce Title VI are not authorized or, joined by THE CHIEF JUSTICE
and JUSTICE REHNQUIST, would affirm the judgment on the alternative
ground that the Court of Appeals correctly held that a showing of
intentional discrimination is a prerequisite to a successful Title
VI claim. Pp.
463 U. S.
608-611.
JUSTICE O'CONNOR would affirm the Court of Appeals' judgment on
the ground that proof of purposeful discrimination is a necessary
element of a valid Title VI claim, and that hence implementing
regulations incorporating an impact standard are not valid. Pp.
463 U. S.
612-615.
WHITE, J., announced the judgment of the Court and delivered an
opinion, in Parts I, III, IV, and V of which REHNQUIST, J., joined.
POWELL, J., filed an opinion concurring in the judgment, in which
BURGER, C.J., joined, and in Part II of which REHNQUIST, J.,
joined,
post, p.
463 U. S. 607.
REHNQUIST, J.,
post, p.
463 U. S. 612,
and O'CONNOR, J.,
post, p.
463 U. S. 612,
filed opinions concurring in the judgment. MARSHALL, J., filed a
dissenting opinion,
post, p.
463 U. S. 615.
STEVENS, J., filed a dissenting opinion, in which BRENNAN and
BLACKMUN, JJ., joined,
post, p.
463 U. S.
635.
Page 463 U. S. 584
JUSTICE WHITE announced the judgment of the Court and delivered
an opinion, in Parts I, III, IV, and V of which JUSTICE REHNQUIST
joined.
The threshold issue before the Court is whether the private
plaintiffs in this case need to prove discriminatory intent to
establish a violation of Title VI of the Civil Rights Act of 194,
78 Stat. 252, as amended, 42 U.S.C. § 2000d
et seq.,
[
Footnote 1] and administrative
implementing regulations promulgated thereunder. I conclude, as do
four other Justices, in separate opinions, that the Court of
Appeals erred in requiring proof of discriminatory intent.
[
Footnote 2] However, I
conclude that the judgment below should be affirmed on other
grounds, because, in the absence of proof of discriminatory animus,
compensatory relief should not be awarded to private Title VI
plaintiffs; unless discriminatory intent is shown, declaratory and
limited injunctive relief should be the only available private
remedies for Title VI violations. There being four other Justices
who would affirm the judgment of the Court of Appeals, that
judgment is accordingly affirmed.
Page 463 U. S. 585
I
This class action involves a challenge by black and Hispanic
police officers, petitioners here, [
Footnote 3] to several written examinations administered
by New York City between 1968 and 1970 that were used to make
entry-level appointments to the city's Police Department
(Department) through October, 1974. [
Footnote 4] The District Court found that the challenged
examinations had a discriminatory impact on the scores and
pass-rates of blacks and Hispanics, and were not job-related. These
findings were not disturbed in the Court of Appeals.
Each member of the plaintiff class seeking relief from
discrimination achieved a passing score on one of the challenged
examinations and was hired as a police officer. Since appointments
were made in order of test scores, however, the examinations caused
the class members to be hired later than similarly situated whites,
which lessened the petitioners' seniority and related benefits.
Accordingly, when the Department laid off police officers in June,
1975, on a "last-hired, first-fired" basis, those officers who had
achieved the lowest scores on the examinations were laid off first,
and the plaintiff black and Hispanic officers were
disproportionately affected by the layoffs.
On April 30, 1976, petitioners filed the present suit [
Footnote 5] against the Department and
other New York City officials
Page 463 U. S. 586
and entities, the respondents here. Petitioners' amended
complaint alleged that the June, 1975, layoffs violated their
rights under Titles VI and VII of the Civil Rights Act of 1964, 42
U.S.C. § 2000d
et seq., and § 2000e
et seq.,
under 42 U.S.C. § 1983, and under various other state and federal
laws. [
Footnote 6] The primary
allegation of the complaint was that, but for the discriminatory
impact of the challenged examinations upon minorities, petitioners
would have been hired earlier, and therefore would have accumulated
sufficient seniority to withstand the layoffs.
After a hearing, the District Court held that, although
petitioners had failed to prove that the respondents had acted with
discriminatory intent, the use of the examinations violated Title
VII, because the tests had a disparate impact upon minorities, and
were not proved by respondents to be job-related. [
Footnote 7] The court therefore granted
petitioners' motion for a preliminary injunction restraining the
Department from firing or recalling any police officers until
seniority lists were reordered to accord petitioners the seniority
they would have had but for respondents' discriminatory practices.
431 F.
Supp. 526 (SDNY 1977). In light of its holding under
Page 463 U. S. 587
Title VII, the District Court deemed it unnecessary to decide
the merits of petitioners' claims under Title VI.
Id. at
530, n. 2.
On respondents' appeal, the Second Circuit vacated the District
Court's decision and remanded the case for reconsideration in light
of our holding in
Teamsters v. United States, 431 U.
S. 324 (1977), in which we ruled that a bona fide
seniority system that merely perpetuates the effects of pre-Title
VII discrimination is protected by § 703(h) of that statute, 42
U.S.C. § 2000e-2(h). 562 F.2d 38 (1977). On remand, the District
Court found that Teamsters had rendered its previous holding
untenable to the extent that it granted relief with respect to
discrimination occurring prior to March 24, 1972, the date on which
Title VII became applicable to municipalities.
See Pub.L.
92-261, § 2(1), 86 Stat. 103. This meant that, under Title VII,
class members hired prior to the effective date were not entitled
to any relief, and that the remaining members of the class were
only entitled to back seniority awards that did not take into
account time periods prior to that date.
466
F. Supp. 1273, 1280 (SDNY 1979).
The court then turned to Title VI, which has been applicable to
municipalities since its enactment in 1964, to see if it would
provide relief for the time periods prior to March 24, 1972. After
considering
Cort v. Ash, 422 U. S. 66
(1975), and the various opinions in
University of California
Regents v. Bakke, 438 U. S. 265
(1978), the District Court concluded that an implied private right
of action exists under Title VI. 466 F. Supp. at 1281-1285. Then,
citing
Lau v. Nichols, 414 U. S. 563
(1974), and Title VI administrative interpretative regulations
adopted by several federal agencies, the court reasoned that proof
of discriminatory effect is enough to establish a violation of
Title VI in a private action, thereby rejecting respondents'
contention that only proof of discriminatory intent could suffice.
466 F. Supp. at 1285-1287. Finally, turning to the question of
relief, the court held that the
Page 463 U. S. 588
same remedies available under Title VII should be available
under Title VI, unless they would conflict with some purpose
peculiar to Title VI.
"In the instant case, back seniority, approved as a Title VII
remedy in
Franks v. Bowman Transportation Co.,
424 U. S.
747 . . . (1976), is just as necessary to make
discriminatees 'whole' under Title VI."
Id. at 1287.
Accordingly, relief was granted to the entire class pursuant to
Title VI. In a subsequent order, the court set forth a detailed
plan for the determination of the constructive seniority to which
each individual member of the class would be entitled, and the
corresponding monetary and nonmonetary entitlements that would be
derived therefrom. The court also ordered respondents to meet and
consult with petitioners on the preparation and use of future
examinations. App. A99-A107.
Respondents appealed once again to the Second Circuit, which
affirmed the relief under Title VII but reversed as to Title VI.
633 F.2d 232 (1980). All three members of the panel agreed that the
award of Title VI relief could not be sustained, but the panel
divided on the rationale for this conclusion. Two judges held that
the trial court erred by concluding that Title VI does not require
proof of discriminatory intent. They believed that this Court's
decision in
Lau v. Nichols, supra, which held that proof
of discriminatory impact could suffice to establish a Title VI
violation, had been implicitly overruled by the judgment and
supporting opinions in
Bakke, supra. 633 F.2d at 270
(Kelleher, J.);
id. at 274-275 (Coffrin, J.).
The third member of the panel, Judge Meskill, declined to reach
the question whether Title VI requires proof of discriminatory
intent. Instead, he concluded that the "compensatory remedies
sought by and awarded to plaintiffs in the case at bar are not
available to private litigants under Title VI."
Id. at
255. Nothing in the legislative history, Judge Meskill observed,
indicated that Title VI was intended to compensate individuals
excluded from the benefits of a program receiving federal
assistance, and, in his view, a compensatory
Page 463 U. S. 589
private remedy would work at cross-purposes with the
administrative enforcement mechanism expressly provided by § 602 of
Title VI, 42 U.S.C. § 2000d-1, and with the objectives of the
federal assistance statutes. 633 F.2d at 255-262. [
Footnote 8]
After the Second Circuit denied petitions for rehearing from
both sides, 633 F.2d 232 (1980), we granted the plaintiffs'
petition for certiorari, 454 U.S. 1140, [
Footnote 9] which claimed error solely on the basis
that proof of discriminatory intent is not required to establish a
Title VI violation.
II
The Court squarely held in
Lau v. Nichols, supra, that
Title VI forbids the use of federal funds not only in programs that
intentionally discriminate on racial grounds, but also in those
endeavors that have a disparate impact on racial minorities. The
Court of Appeals recognized this, but was of the view, as are
respondents, that
University of California Regent v. Bakke,
supra, had confined the reach of Title VI to those programs
that are operated in an intentionally discriminatory manner. For
two reasons, I disagree with this reading of
Bakke.
A
First, I recognize that, in
Bakke, five Justices,
including myself, declared that Title VI, on its own bottom,
reaches no
Page 463 U. S. 590
further than the Constitution, [
Footnote 10] which suggests that, in light of
Washington v. Davis, 426 U. S. 229
(1976), Title VI does not, of its own force, proscribe
unintentional racial discrimination. The Court of Appeals thought
these declarations were inconsistent with
Lau's holding
that Title VI contains its own prohibition of disparate impact
racial discrimination. The issue in
Bakke, however, was
whether Title VI forbids intentional discrimination in the form of
affirmative action intended to remedy past discrimination, even
though such affirmative action is permitted by the Constitution.
Holding that Title VI does not bar such affirmative action if the
Constitution does not is plainly not determinative of whether Title
VI proscribes unintentional discrimination in addition to the
intentional discrimination that the Constitution forbids. It is
sensible to construe Title VI, a statute intended to protect racial
minorities, as not forbidding those intentional, but benign, racial
classifications that are permitted by the Constitution, yet as
proscribing burdensome, nonbenign discriminations of a kind not
contrary to the Constitution. Although some of the language in the
Bakke opinions has a broader sweep, the holdings in
Bakke and
Lau are entirely consistent. Absent
some more telling indication in the
Bakke opinions that
Lau was being overruled, I would not so hold. [
Footnote 11]
Page 463 U. S. 591
B
Even if I am wrong in concluding that
Bakke did not
overrule
Lau, as so many of my colleagues believe, there
is another reason for holding that disproportionate impact
discrimination is subject to the Title VI regime. In
Lau,
the Court was unanimous in affirming a holding that the school
district there involved was forbidden by Title VI to practice
unintentional, as well as intentional, discrimination against
racial minorities. Five Justices were of the view that Title VI
itself forbade impact discrimination.
Lau, 414 U.S. at
414 U. S.
566-569. Justice Stewart, joined by THE CHIEF JUSTICE
and JUSTICE BLACKMUN, concurred in the result. The concurrence
stated that it was not at all clear that Title VI, standing alone,
would prohibit unintentional discrimination, but that the Title VI
implementing regulations, which explicitly forbade impact
discrimination, were valid because not inconsistent with the
purposes of Title VI.
Id. at
414 U. S.
569-571. [
Footnote
12] Even if
Bakke must be taken as overruling
Lau's holding that the statute itself does not reach
disparate impact, none of the five Justices whose opinions arguably
compel this result considered whether the statute would permit
regulations that clearly reached such discrimination. And no
Justice in
Bakke took issue with the view of the three
concurring Justices in
Lau, who concluded that, even if
Title VI itself did not proscribe unintentional racial
discrimination,
Page 463 U. S. 592
it nevertheless permitted federal agencies to promulgate valid
regulations with such effect. The upshot of Justice Stewart's
opinion was that those charged with enforcing Title VI had
sufficient discretion to enforce the statute by forbidding
unintentional as well as intentional discrimination. Nothing that
was said in
Bakke is to the contrary.
Of course, this leaves the question whether THE CHIEF JUSTICE,
Justice Stewart, and JUSTICE BLACKMUN were correct in their reading
of the statute. I am convinced that they were. The language of
Title VI, on its face, is ambiguous; the word "discrimination" is
inherently so. It is surely subject to the construction given the
antidiscrimination proscription of Title VII in
Griggs v. Duke
Power Co., 401 U. S. 424
(1971), at least to the extent of permitting, if not requiring,
regulations that reach disparate impact discrimination. As Justice
Stewart pointed out, the federal agency given enforcement authority
had consistently construed Title VI in that manner.
Lau,
supra, at
414 U. S. 570
(opinion concurring in result). Moreover, soon after the passage of
Title VI, the Department of Justice, which had helped draft the
legislation, assisted seven agencies in the preparation of
regulations incorporating the disparate impact standard of
discrimination. [
Footnote
13] These regulations were early interpretations of the statute
by the agencies charged with its enforcement, and we should not
reject them absent clear inconsistency with the face or structure
of the statute, or with the unmistakable mandate of the legislative
history.
Zenith Radio Corp. v. United States, 437 U.
S. 443,
437 U. S. 450
(1978). I discern nothing in the legislative history of Title VI,
and nothing has been presented by respondents, that is at odds with
the administrative construction of the statutory terms. The Title,
furthermore, has been consistently administered in this manner
Page 463 U. S. 593
for almost two decades without interference by Congress.
[
Footnote 14] Under these
circumstances, it must be concluded that Title VI reaches
unintentional, disparate impact discrimination as well as
deliberate racial discrimination.
III
Although the Court of Appeals erred in construing Title VI, it
does not necessarily follow that its judgment should be reversed.
As an alternative ground for affirmance, respondents defend the
judgment on the basis that there is no private right of action
available under Title VI that will afford petitioners the relief
that they seek. [
Footnote
15] I agree that the relief denied petitioners under Title VII
is unavailable to them under Title VI, at least where no
intentional discrimination has been proved, as is the case
here.
A
I deal first with the matter of a private cause of action under
Title VI. In
Lau v. Nichols, non-English-speaking Chinese
students sought relief against the San Francisco School District,
claiming that they should be taught the English language, that
instruction should proceed in Chinese, or that some other way
should be provided to afford them equal educational opportunity.
This Court, reversing the Court of Appeals, gave relief under Title
VI. The existence of a private cause of action under that Title,
however, was not disputed in that case.
Four years later, the Court decided
University of California
Regents v. Bakke, which also involved a private suit
Page 463 U. S. 594
seeking relief under Title VI against state educational
authorities. Four Justices assumed, but did not decide, that a
private action was available under Title VI. [
Footnote 16] A fifth Justice was of the view
that no private cause of action could be implied under the Title.
[
Footnote 17] The four
remaining Justices concluded that a private action was available.
[
Footnote 18]
Still later, in
Cannon v. University of Chicago,
441 U. S. 677
(1979), the Court, applying the factors specified in
Cort v.
Ash, 422 U. S. 66
(1975), held that private parties could sue to enforce the
prohibitions of Title IX of the Education Amendments of 1972, 20
U.S.C. § 1681
et seq., against gender-based discrimination
in any educational program supported by federal funds. A major part
of the analysis was that Title IX had been derived from Title VI,
that Congress understood that private remedies were available under
Title VI, and that Congress intended similar remedies to be
available under Title IX. 441 U.S. at
441 U. S.
694-703. Furthermore, it was the unmistakable thrust of
the
Cannon Court's opinion that the congressional view was
correct as to the availability of private actions to enforce Title
VI.
Id. at
441 U. S.
710-716. Two Justices, in dissent, were of the view that
private remedies under Title VI itself were not available, and that
the same was true under Title IX. Those Justices, however, asserted
that 42 U.S.C. § 1983 was available to enforce the proscriptions of
Title VI and Title IX where the alleged discriminatory practices
were being carried on under the color of state law.
Id. at
441 U. S.
717-730 (WHITE, J., dissenting, joined by BLACKMUN, J.).
Thus at least eight Justices in
Cannon were of the view
that Title VI and Title IX could be
Page 463 U. S. 595
enforced in a private action against a state or local agency
receiving federal funds, such as the respondent Department.
[
Footnote 19]
See also
Maine v. Thiboutot, 448 U. S. 1
(1980).
B
Petitioners, however, are not entitled to a "make whole" remedy
for respondents' Title VI violations. Whether a litigant has a
cause of action "is analytically distinct and prior to the question
of what relief, if any, a litigant may be entitled to receive."
Davis v. Passman, 442 U. S. 228,
442 U. S. 239
(1979). The usual rule is that, where legal rights have been
invaded and a cause of action is available, a federal court may use
any available remedy to afford full relief.
Bell v. Hood,
327 U. S. 678,
327 U. S. 684
(1946). The general rule nevertheless yields where necessary to
carry out the intent of Congress or to avoid frustrating the
purposes of the statute involved.
For example, in
Transamerica Mortgage Advisors, Inc. v.
Lewis, 444 U. S. 11
(1979), the Court found that a private right of action for only
limited relief could be implied under the Investment Advisers Act
of 1940, 15 U.S.C. § 80b-1
et seq., which prohibits
certain practices in connection with investment advisory contracts.
Section 215 of the Act declared that contracts whose formation or
performance would violate the Act were void, and the Court
concluded that Congress intended
"that the customary legal incidents of voidness would follow,
including the availability of a suit for rescission or for an
injunction against continued operation of the contract."
444 U.S. at
444 U. S. 19.
But the Court refused to allow recovery of monetary relief in a
private suit alleging violations of the Act, stating that, in the
absence of a contrary legislative intent, "where a statute
expressly provides a particular
Page 463 U. S. 596
remedy or remedies, a court must be chary of reading others into
it."
Ibid.
We have also indicated that "make whole" remedies are not
ordinarily appropriate in private actions seeking relief for
violations of statutes passed by Congress pursuant to its "power
under the Spending Clause to place conditions on the grant of
federal funds."
Pennhurst State School and Hospital v.
Halderman, 451 U. S. 1,
451 U. S. 15
(1981). This is because the receipt of federal funds under typical
Spending Clause legislation is a consensual matter: the State or
other grantee weighs the benefits and burdens before accepting the
funds and agreeing to comply with the conditions attached to their
receipt. Typically, before funds are advanced, the appropriate
federal official will determine whether the grantee's plan,
proposal, or program will satisfy the conditions of the grant or
other extension of federal funds, and the grantee will have in mind
what its obligations will be. When, in a later private suit brought
by those for whose benefit the federal money was intended to be
used, it is determined, contrary to the State's position, that the
conditions attached to the funds are not being complied with, it
may be that the recipient would rather terminate its receipt of
federal money than assume the unanticipated burdens.
Thus, the Court has more than once announced that, in fashioning
remedies for violations of Spending Clause statutes by recipients
of federal funds, the courts must recognize that the recipient has
"alternative choices of assuming the additional costs" of complying
with what a court has announced is necessary to conform to federal
law or of "not using federal funds" and withdrawing from the
federal program entirely.
Rosado v. Wyman, 397 U.
S. 397,
397 U. S.
420-421 (1970). Although a court may identify the
violation and enjoin its continuance or order recipients of federal
funds prospectively to perform their duties incident to the receipt
of federal money, the recipient has the option of withdrawing, and
hence terminating the prospective force of the injunction.
Page 463 U. S. 597
Pennhurst State School and Hospital v. Halderman,
supra, reiterated the
Rosado approach: remedies to
enforce spending power statutes must respect the privilege of the
recipient of federal funds to withdraw and terminate its receipt of
federal money, rather than assume the further obligations and
duties that a court has declared are necessary for compliance. 451
U.S. at
451 U. S. 29-30,
451 U. S. 30, n.
23;
id. at
451 U. S. 53-55
(WHITE, J., dissenting in part). The Court noted that "in no
[Spending Clause] case . . . have we required a State to provide
money to plaintiffs, much less required" a State to assume more
burdensome obligations.
Id. at
451 U. S. 29.
IV
Since the private cause of action under Title VI is one implied
by the judiciary, rather than expressly created by Congress, we
should respect the foregoing considerations applicable in Spending
Clause cases and take care in defining the limits of this cause of
action and the remedies available thereunder. Because it was found
that there was no proof of intentional discrimination by
respondents, I put aside for present purposes those situations
involving a private plaintiff who is entitled to the benefits of a
federal program but who has been intentionally discriminated
against by the administrators of the program. In cases where
intentional discrimination has been shown, there can be no question
as to what the recipient's obligation under the program was, and no
question that the recipient was aware of that obligation. In such
situations, it may be that the victim of the intentional
discrimination should be entitled to a compensatory award, as well
as to prospective relief in the event the State continues with the
program. [
Footnote 20]
Page 463 U. S. 598
However that may be, the Court of Appeals in this case did not
disturb the District Court's finding that there was no intentional
discrimination on racial grounds. The discrimination was
unintentional, and resulted from the disproportionate impact of the
entry-level tests on racial minorities. In this and similar
situations, it is not immediately obvious what the grantee's
obligations under the federal program were, and it is surely not
obvious that the grantee was aware that it was administering the
program in violation of the statute or regulations. In such cases,
proof of discriminatory impact does not end the matter. If the
grantee can bear the burden of proving some "business necessity"
for practices that have discriminatory impact, it has a complete
affirmative defense to claims of violation.
Griggs v. Duke
Power Co., 401 U.S. at
401 U. S. 431.
In the typical case where deliberate discrimination on racial
grounds is not shown, the recipient will have at least colorable
defenses to charges of illegal disparate impact discrimination, and
it often will be the case that, prior to judgment, the grantee will
not have known or have had compelling reason to know that it had
been violating the federal standards. Hence, absent clear
congressional intent or guidance to the contrary, the relief in
private actions should be limited to declaratory and injunctive
relief ordering future compliance with the declared statutory and
regulatory obligations. Additional relief in the form of money or
otherwise based on past unintentional violations should be
withheld.
The foregoing considerations control decision in this case. I
note first that Title VI is spending-power legislation:
Page 463 U. S. 599
"It is not a regulatory measure, but an exercise of the
unquestioned power of the Federal Government to 'fix the terms on
which Federal funds shall be disbursed.'
Oklahoma v. Civil
Service Commission, 330 U. S. 127,
330 U. S.
143 (1947). No recipient is required to accept Federal
aid. If he does so voluntarily, he must take it on the conditions
on which it is offered."
110 Cong.Rec. 6546 (1964) (Sen. Humphrey).
Accord, id.
at 1527 (memorandum by Rep. Celler) (validity of Title VI "rests on
the power of Congress to fix the terms on which Federal funds will
be made available");
id. at 6562 (Sen. Kuchel);
id. at 7063 (Sen. Pastore). Title VI rests on the
principle that "taxpayers' money, which is collected without
discrimination, shall be spent without discrimination."
Id. at 7064 (Sen. Ribicoff).
Accord, id. at
7054-7055, 7062 (Sen. Pastore);
id. at 7102 (Sen. Javits);
id. at 6566 (memorandum by the Republican Members of the
House Committee on the Judiciary). The mandate of Title VI is
"[v]ery simple. Stop the discrimination, get the money; continue
the discrimination, do not get the money."
Id. at 1542
(Rep. Lindsay). Title VI imposes no obligations, but simply
"
extends an option'" that potential recipients are free to
accept or reject. Id. at 1527 (memorandum by Rep. Celler)
(quoting Massachusetts v. Mellon, 262 U.
S. 447, 262 U. S. 480
(1923)). This legislative history clearly shows that Congress
intended Title VI to be a typical "contractual" spending power
provision.
Since Title VI is Spending Clause legislation, it is presumed
that private litigants seeking to enforce compliance with its terms
are entitled to no more than the limited remedy deemed available to
the plaintiffs in
Pennhurst. The inquiry is not at this
point complete, however, because, like all rules of statutory
construction, the
Pennhurst presumption must "yield . . .
to persuasive evidence of contrary legislative intent."
Transamerica, 444 U.S. at
444 U. S. 20. As
in
Transamerica, however, the relevant legislative history
of Title VI reveals that
"what evidence of intent exists in this case, circumstantial
Page 463 U. S. 600
though it may be, weighs against the implication of a private
right of action for a monetary award in a case such as this,"
ibid., at least absent proof of intentional
discrimination.
Title VI does not explicitly allow for any form of a private
right of action. This fact did not go unnoticed by Senators Keating
and Ribicoff, who unsuccessfully proposed an amendment adding to
Title VI a provision expressly allowing the institution of
"a civil action or other proper proceeding for preventive
relief, including an application for a permanent or temporary
injunction, restraining order, or other order, . . . by the person
aggrieved."
109 Cong.Rec. 15375 (1963). Senator Keating explained that,
under this proposal, if someone violated Title VI, funds could be
denied or
"a suit for specific performance of the nondiscrimination
requirement could be brought . . . by the victim of the
discrimination."
Id. at 15376. The relevant language of the proposed
amendment was identical to that of § 204(a) of the Civil Rights Act
of 1964, 42 U.S.C. § 2000a-3(a), the provision creating a private
right of action to enforce Title II of the Act, which deals with
discrimination in public accommodations. Suits under § 204(a)
are
"private in form only. When a plaintiff brings an action under
that Title, he cannot recover damages. If he obtains an injunction,
he does so not for himself alone, but also as a 'private attorney
general,' vindicating a policy that Congress considered of the
highest priority."
Neuman v. Piggie Park Enterprises, 390 U.
S. 400,
390 U. S.
401-402 (1968). Senator Keating thought that elementary
fairness required that victims of Title VI-proscribed
discrimination be accorded the same private right of action as
allowed in the "proposed education and public accommodations titles
of the [Civil Rights] bill." [
Footnote 21]
The Keating-Ribicoff proposal was not included in Title VI, but
the important point for present purposes is that even the
Page 463 U. S. 601
most ardent advocates of private enforcement of Title VI
contemplated that private plaintiffs would only be awarded
"preventive relief." Like the drafters of Title II, they did not
intend to allow private plaintiffs to recover monetary awards.
Although the expressed intent of Senators Keating and Ribicoff is
alone not determinative of whether a compensatory remedy may be
obtained in a private action to enforce Title VI,
"it is one more piece of evidence that Congress did not intend
to authorize a cause of action for anything beyond limited
equitable relief."
Transamerica Mortgage Advisors, Inc. v. Lewis, supra,
at
444 U. S. 22.
Surely it did not intend to do so where intentional discrimination
is not shown.
The remaining indications of congressional intent are also
circumstantial, but they all militate in favor of the conclusion
that only prospective relief ordering compliance with the terms of
the grant is appropriate as a private remedy for Title VI
violations in cases such as this. The "greatest possible emphasis"
was given to the fact that the "real objective" of Title VI was
"the elimination of discrimination in the use and receipt of
Federal funds." 110 Cong.Rec. 6544 (1964) (Sen. Humphrey).
See
also id. at 7062 (Sen. Pastore). The remedy of termination of
assistance was regarded as "a last resort, to be used only if all
else fails," because
"cut-offs of Federal funds would defeat important objectives of
Federal legislation, without commensurate gains in eliminating
racial discrimination or segregation."
Id. at 6544, 6546 (Sen. Humphrey). [
Footnote 22]
To ensure that this intent would be respected, Congress included
an explicit provision in § 602 of Title VI that requires that any
administrative enforcement action be
"consistent with achievement of the objectives of the statute
authorizing the financial assistance in connection with which the
action is taken."
42 U.S.C. § 2000d-1. Although an award of damages would not be
as drastic a remedy as a cutoff of funds,
Page 463 U. S. 602
the possibility of large monetary liability for unintended
discrimination might well dissuade potential nondiscriminating
recipients from participating in federal programs, thereby
hindering the objectives of the funding statutes.
See 633
F.2d at 261-262 (opinion of Meskill, J.).
In summary, there is no legislative history that in any way
rebuts the
Pennhurst presumption that only limited
injunctive relief should be granted as a remedy for unintended
violations of statutes passed pursuant to the spending power. What
little evidence there is evinces an intent not to allow any greater
relief. [
Footnote 23] I
conclude that compensatory relief, or
Page 463 U. S. 603
other relief based on past violations of the conditions attached
to the use of federal funds, is not available as a private remedy
for Title VI violations not involving intentional discrimination.
[
Footnote 24]
V
If the relief unavailable under Title VII and ordered under
Title VI is the kind of relief that should be withheld in enforcing
a Spending Clause statute, the Court should affirm the judgment of
the Court of Appeals without more. Only if all or some of this
relief is the kind of declaratory or prospective relief that
private enforcement of Title VI properly contemplates should the
Court of Appeals be reversed in whole or in part. To resolve this
matter, I now consider the items of relief
Page 463 U. S. 604
ordered by the District Court to determine if any element is a
permissible injunctive remedy.
Although the Eleventh Amendment cases are not dispositive here,
in holding that only prospective relief is available to remedy
violations of federal law by state officials, the Court in
Edelman v. Jordan, 415 U. S. 651,
415 U. S. 667
(1974), observed that the difference between permissible and
impermissible relief "will not in many instances be that between
day and night." It seems as patent here as in the Eleventh
Amendment context that the relief cannot include a monetary award
for past wrongs, even if the award is in the form of "equitable
restitution" instead of damages.
See id. at
415 U. S.
665-667. However, prospective relief need not be
"totally without effect on the [defendant's] revenues"; injunctive
relief is permissible even if it means that the defendants, in
order to shape their conduct to the mandate of the court's decree,
will have to spend more money "than if they had been left free to
pursue their previous course of conduct."
Id. at
415 U. S.
667-668. The key question for present purposes is
whether the decree requires the payment of funds or grants other
relief
"not as a necessary consequence of compliance in the future with
a substantive federal question determination, but as a form of
compensation"
or other relief based on or flowing from violations at a prior
time when the defendant "was under no court-imposed obligation to
conform to a different standard."
Id. at
415 U. S.
668.
The District Court in the present case granted a number of
relatively discrete items of relief. First, each class member was
awarded constructive seniority, which included the right to: (1)
"all monetary entitlements which [the class members] would have
received had they been appointed on their constructive seniority
date," including backpay and back medical and insurance benefits;
and (2) all other entitlements relative to the award of
constructive seniority, including salary, benefits, and pension
rights. Also, respondents were directed to give a sergeant's
examination to those class members whose
Page 463 U. S. 605
constructive seniority would have entitled them to take the last
such examination. Finally, in an effort to insure that future
hiring practices would be nondiscriminatory, respondents were
ordered to consult with petitioners on the preparation and use of
future police officer examinations for the next two years, and to
provide petitioners with race and ethnicity information regarding
the scores of the next scheduled examination. App. A99-A107.
[
Footnote 25]
On the one hand, it is obvious that the award of backpay and
back benefits constitutes relief based upon past conduct no longer
permissible; it therefore should not stand. On the other hand, it
is without doubt that the portion of the order requiring
consultation to insure that future examinations will not have
discriminatory effects constitutes permissible injunctive relief
aimed at conforming respondents' future conduct to the declared
law.
This leaves the award of constructive seniority for purposes of
future entitlements: the right to take the special sergeant's
examination ordered by the District Court and the right to an
increase of salary and benefits to the level warranted by the
constructive seniority. Because such an award affects only the
future conduct of a defendant, it arguably could be categorized as
permissible prospective relief. I conclude, however, that an award
of constructive seniority, for any purpose whatsoever, must be
deemed impermissible retroactive relief.
In
Franks v. Bowman Transportation Co., 424 U.
S. 747,
424 U. S.
766-767 (1976), we identified two types of seniority --
"benefit" and "competitive status." The first of these,
"which determines pension rights, length of vacations, size of
insurance coverage and unemployment benefits, and the like, is
analogous to backpay. . . . Benefit-type seniority, like backpay,
serves to work complete equity by penalizing the wrongdoer
economically at the same time that it tends to make whole the
Page 463 U. S. 606
one who was wronged."
Id. at
424 U. S.
786-787 (POWELL, J.). A general bar to the award of
retroactive seniority
"reduces the restitution required of an employer at such time as
he is called upon to account for his discriminatory actions
perpetrated in violation of the law."
Id. at
424 U. S. 767,
n. 27 (opinion of the Court). Since constructive benefit-type
seniority in this case is obviously restitutionary and remedial in
nature, it is "a form of compensation" to those whose rights were
violated at a time when the respondents were "under no
court-imposed obligation to conform to a different standard."
Edelman v. Jordan, 415 U.S. at
415 U. S. 668.
It is therefore not an appropriate remedy for the Title VI
violations alleged here.
An award of "competitive status" seniority, although prospective
in form, nevertheless constitutes a form of compensation or relief
based on past conduct now deemed violative of the Act. In no
respect can such an award be said to be "a necessary consequence,"
ibid., of future Title VI compliance by the employer. It
therefore must also be considered an inappropriate Title VI remedy.
I also note that competitive-type seniority
"determines an employee's preferential rights to various
economic advantages at the expense of other employees. These
normally include the order of layoff and recall of employees, job
and trip assignments, and consideration for promotion."
Franks, supra, at
424 U. S. 787
(POWELL, J.). Although an award of constructive seniority of this
nature does not result in any increased costs to the wrongdoing
employer, it "directly implicate[s] the rights and expectations of
perfectly innocent employees," 424 U.S. at
424 U. S. 788,
and it can only be viewed as compensation for a past wrong.
Accordingly, I conclude that neither "benefit" nor "competitive
status" constructive seniority may be obtained as a private remedy
for Title VI violations, at least in the absence of proof of
intentional discrimination.
In view of the foregoing, it is apparent to me that the only
proper Title VI relief granted by the District Court is the order
directing the respondents to take actions and make disclosures
intended to insure that future hiring practices will
Page 463 U. S. 607
be nondiscriminatory and valid. However, this relief is wholly
sustainable under the District Court's findings and conclusions
with respect to petitioners' Title VII claim, and all members of
the class will fully benefit from it. [
Footnote 26] There is thus no need to disturb the
judgment of the Court of Appeals.
VI
In conclusion, for the reasons expressed above, I am convinced
that discriminatory intent is not an essential element of a Title
VI violation, but that a private plaintiff should recover only
injunctive, noncompensatory relief for a defendant's unintentional
violations of Title VI. Such relief should not include an award of
constructive seniority. Albeit on different grounds, the judgment
below is
Affirmed. [
Footnote
27]
[
Footnote 1]
Section 601 of the Act, 78 Stat. 252, 42 U.S.C. § 2000d,
provides:
"No person in the United States shall, on the ground of race,
color, or national origin, be excluded from participation in, be
denied the benefits of, or be subjected to discrimination under any
program or activity receiving Federal financial assistance."
[
Footnote 2]
The five of us reach the conclusion that the Court of Appeals
erred by different routes. JUSTICE STEVENS, joined by JUSTICE
BRENNAN and JUSTICE BLACKMUN, reasons that, although Title VI
itself requires proof of discriminatory intent, the administrative
regulations incorporating a disparate impact standard are valid.
Post at
463 U. S.
642-645. JUSTICE MARSHALL would hold that, under Title
VI itself, proof of disparate impact discrimination is all that is
necessary.
Post at
463 U. S. 623.
I agree with JUSTICE MARSHALL that discriminatory animus is not an
essential element of a violation of Title VI. I also believe that
the regulations are valid, even assuming,
arguendo, that
Title VI, in and of itself, does not proscribe disparate impact
discrimination.
463 U. S.
infra.
[
Footnote 3]
The class representatives are The Guardians Association of the
New York City Police Department, Inc., The Hispanic Society of the
New York City Police Department, Inc., Oswaldo Pere, and Felix E.
Santos.
[
Footnote 4]
Petitioners also alleged that the Department's 5' 7" minimum
height requirement discriminated against Hispanics. The disposition
of this issue in the lower courts is not now before us.
[
Footnote 5]
This was petitioners' second judicial attack on the Department's
use of the examinations. Petitioners first filed suit in 1972, but
the District Court denied their motion for a preliminary injunction
restraining the making of appointments from the ranked eligibility
lists generated by the challenged examinations, on the basis that
the eligibility lists would soon be fully exhausted. The Court of
Appeals affirmed.
Guardians Assn. v. Civil Service Comm'n,
490 F.2d 400 (CA2 1973). Petitioners unsuccessfully sought to
revive the earlier case before filing the present suit.
See 633 F.2d 232, 235 (CA2 1980).
[
Footnote 6]
Among these was a claim under 42 U.S.C. § 1981, which the
District Court twice rejected because petitioners failed to prove
discriminatory intent, which the court found to be a necessary
element of a § 1981 cause of action.
431 F.
Supp. 526, 534 (SDNY 1977);
466 F.
Supp. 1273, 1276, n. 4 (SDNY 1979). The Court of Appeals
affirmed. 633 F.2d at 263-268. Petitioners raised this § 1981 issue
in their petition for certiorari, but they abandoned it after our
decision last Term in
General Building Contractors Assn., Inc.
v. Pennsylvania, 458 U. S. 375
(1982), resolved the issue adversely to them.
See Reply
Brief for Petitioners 1, n.
[
Footnote 7]
The District Court correctly relied on
Griggs v. Duke Power
Co., 401 U. S. 424
(1971), and its progeny, as the framework for its Title VII
disparate impact analysis. 431 F. Supp. at 538-539.
[
Footnote 8]
The panel majority disagreed with Judge Meskill's views, reading
our decisions in
Bakke and
Cannon v. University of
Chicago, 441 U. S. 677
(1979), as allowing a private right of action under Title VI
irrespective of the compensatory effect of the relief sought or
granted. Also, fearing that part of the noncompensatory relief in
the District Court's order might not be available to the entire
class under Title VII, the court could not agree with Judge
Meskill's conclusion that his rationale made it unnecessary to
decide whether Title VI requires proof of discriminatory intent.
633 F.2d at 274.
[
Footnote 9]
Respondents also filed a petition for certiorari, in which they
seek review of the Court of Appeals' determination that the
plaintiff class is entitled to relief under Title VII.
Civil
Service Comm'n of the City of New York v. Guardians Assn., No.
81-432.
[
Footnote 10]
See University of California Regents v. Bakke, 438 U.S.
at
438 U. S. 287
(POWELL, J.);
id. at
438 U. S. 328
(opinion of BRENNAN, WHITE, MARSHALL, and BLACKMUN, JJ.).
[
Footnote 11]
JUSTICE STEVENS correctly states that,
"when the Court unequivocally rejects one reading of a statute,
its action should be respected in future litigation. . . . If a
statute is to be amended after it has been authoritatively
construed by this Court, that task should almost always be
performed by Congress."
Post at
463 U. S. 641.
However, JUSTICE STEVENS appears to ignore his own admonition by
disregarding the square holding of
Lau v. Nichols, the
only case that directly addressed the present issue. In
Lau, we "unequivocally reject[ed]" the notion that Title
VI requires proof of discriminatory intent. Since Congress has
chosen not to modify Title VI after it was "authoritatively
construed" in
Lau, we should be especially slow to adopt a
new construction of the statute at this late date.
[
Footnote 12]
Section 602 of Title VI, 78 Stat. 252, 42 U.S.C. § 2000d-1,
empowers agencies providing federal financial assistance to
issue
"rules, regulations, or orders of general applicability which
shall be consistent with achievement of the objectives of the
statute authorizing the financial assistance. . . ."
Justice Stewart explained that the regulations therefore should
be upheld as valid, because they were "
"reasonably related to
the purposes of the enabling legislation."'" Lau v.
Nichols, 414 U.S. at 414 U. S. 571
(opinion concurring in result) (quoting Mourning v. Family
Publications Service, Inc., 411 U. S. 356,
411 U. S. 369
(1973), in turn quoting Thorpe v. Housing Authority of City of
Durham, 393 U. S. 268,
393 U. S.
280-281 (1969)).
[
Footnote 13]
See 29 Fed.Reg. 16274-16305 (1964). As JUSTICE MARSHALL
notes,
post at
463 U. S. 619,
shortly after these initial regulations were promulgated, every
Cabinet department and about 40 federal agencies adopted Title VI
regulations prohibiting disparate impact discrimination.
[
Footnote 14]
JUSTICE MARSHALL details,
post at
463 U. S. 620,
how Congress has rebuffed efforts to overturn the Title VI
disparate impact regulations, and how Congress, with full awareness
of how the agencies were interpreting Title VI, has modeled later
statutes on § 601 of Title VI, thus indicating approval of the
administrative definition.
Cf. Bob Jones University v. United
States, 461 U. S. 574
(1983);
Haig v. Agee, 453 U. S. 280,
453 U. S.
291-300 (1981) (agency interpretation of a statute may
be confirmed or ratified by congressional inaction).
[
Footnote 15]
See Brief for Respondents 8-9; Tr. of Oral Arg.
21-22.
[
Footnote 16]
Bakke, 438 U.S. at
438 U. S.
281-284 (POWELL, J.);
id. at
438 U. S. 328
(BRENNAN, MARSHALL, and BLACKMUN, JJ.).
[
Footnote 17]
Id. at
438 U. S. 379
(WHITE, J.). This Justice, however, was of the view that, where the
alleged discriminatory conduct constitutes state action, a cause of
action under 42 U.S.C. § 1983 is available.
[
Footnote 18]
Id. at
438 U. S.
419-421, 420, n. 28 (STEVENS, J., joined by BURGER,
C.J., and Stewart and REHNQUIST, JJ.).
[
Footnote 19]
One Justice disagreed with the Court's holding that a private
right of action could be implied under Title IX itself, without
expressing a view as to whether Title IX could be privately
enforced via § 1983. 441 U.S. at
441 U. S.
730-749 (POWELL, J., dissenting).
[
Footnote 20]
It is not uncommon in the law for the extent of a defendant's
liability to turn on the extent of his knowledge or culpability.
Thus, it has been said that, under principles of contract law, a
contracting party cannot be held liable for extraordinary harm due
to special circumstances unless, at the time the contract was made,
he knew or had reason to know the circumstances that made such
extraordinary injury probable "so as to have the opportunity of
judging for himself as to the degree of this probability." 5 A.
Corbin, Contracts § 1014 (1964).
See also id., §§
1006-1019; 11 W. Jaeger, Williston on Contracts § 1344A (3d
ed.1968). And in tort law, usually only persons who have
intentionally or recklessly violated another's rights are liable
for punitive damages.
See Smith v. Wade, 461 U. S.
30 (1983); W. Prosser, Law of Torts 9-10 (4th
ed.1971).
[
Footnote 21]
Hearings on S. 1731 and S. 1750 before the Senate Committee on
the Judiciary, 88th Cong., 1st Sess., 335 (1963) (Sen.
Keating).
[
Footnote 22]
See also, e.g., 110 Cong.Rec. 1520 (1964) (Rep.
Celler);
id. at 7063 (Sen. Pastore);
id. at 7065
(Sen. Ribicoff).
[
Footnote 23]
The lower courts are generally in agreement that it is not
appropriate to award monetary damages for Title VI violations.
See Lieberman v. University of Chicago, 660 F.2d 1185 (CA7
1981) (Title IX case),
cert. denied, 456 U.S. 937 (1982);
Drayden v. Needville Independent School District, 642 F.2d
129, 133 (CA5 1981);
Nabke v. HUD, 520 F. Supp.
5, 10-11 (WD Mich.1981);
Concerned Tenants Assn. v. Indian
Trails Apartments, 496 F.
Supp. 522, 526-527 (ND Ill.1980);
Rendon v. Utah State
Dept. of Employment Security Job Service, 454 F.
Supp. 534 (Utah 1978).
See also C. Antieau, Federal
Civil Rights Acts § 317 (1980); 2 N. Dorsen, P. Bender, B.
Neuborne, & S. Law, Political and Civil Rights in the United
States 608 (4th ed.1979).
But cf. Miener v. Missouri, 673
F.2d 969, 977-979 (CA8 1982) (holding that damages may be recovered
under § 504 of the Rehabilitation Act of 1973, which was considered
to be "closely analogous" to Title VI);
Gilliam v. City of
Omaha, 388 F.
Supp. 842 (Neb.) (dicta),
aff'd without mention of
remedies, 524 F.2d 1013 (CA8 1975);
Quiroz v. City of
Santa Ana, 18 FEP Cases 1138 (CD Cal.1978) (dicta);
Flanagan v. President & Directors of Georgetown
College, 417 F.
Supp. 377 (DC 1976) (dicta).
JUSTICE STEVENS argues,
post at
463 U. S. 638,
that even if Title VI authorizes only a limited remedy, full relief
is available in this case because the petitioners "sought relief
under 42 U.S.C. § 1983," and § 1983 "provides a damages remedy."
Damages indeed are usually available in a § 1983 action, but such
is not the case when the plaintiff alleges only a deprivation of
rights secured by a Spending Clause statute. Thus, in
Pennhurst
State School and Hospital v. Halderman, 451 U. S.
1,
451 U. S. 27-29
(1981), the Court indicated that, even if the plaintiffs were
entitled to relief under § 1983 for defendants' alleged violations
of certain Spending Clause legislation, the defendants would not be
required "to provide money to [the] plaintiffs."
[
Footnote 24]
JUSTICE MARSHALL erroneously contends,
post at
463 U. S. 632,
that my view
"would allow recipients to violate the conditions of their
contracts until a court identifies the violation and either enjoins
its continuance or orders the recipient to begin performing its
duties incident to the receipt of federal money."
This is not so, because the Federal Government can always sue
any recipient who fails to comply with the terms of the grant
agreement and force the violator to repay misspent funds.
See
Bell v. New Jersey, 461 U. S. 773,
461 U. S. 794
(1983) (WHITE, J., concurring). But it is an entirely different
matter to subject the recipient to open-ended liability to private
plaintiffs. JUSTICE MARSHALL's third-party beneficiary analogy,
post at
463 U. S.
632-633, is appealing, but he ignores the possibility
that Congress may have felt that the salutary deterrent effect of a
compensatory remedy was outweighed by the possibility that such a
remedy would dissuade potential recipients from participating in
important federal programs. Of course, not every contract that
benefits third persons accords enforceable rights in such persons;
it is a question of intent.
See 4 A. Corbin, Contracts §
777 (1951). Section 313 of the Restatement (Second) of Contracts
(1981) states that a party who contracts with a government agency
to do an act or render a service to the public is generally
not subject to contractual liability to a member of the
public for consequential damages resulting from performance or
failure to perform. The only exceptions to this rule involve
situations where the terms of the contract provide for such
liability, or where the governmental entity would be subject to
liability to the injured member of the public.
Ibid.
Neither of these exceptions is applicable in the present
context.
[
Footnote 25]
As permitted by 42 U.S.C. § 2000e-5(k) and 42 U.S.C. § 1988, the
District Court also awarded attorney's fees to petitioners. App.
A107.
[
Footnote 26]
Under Title VII, this type of relief can be granted
unconditionally. Under Title VI, the defendants should be given the
option of complying or terminating participation in the federal
program.
See Parts
463 U. S. S.
603|>V,
supra.
[
Footnote 27]
Despite the numerous opinions, the views of at least five
Justices on two issues are identifiable. The dissenters, JUSTICES
BRENNAN, MARSHALL, BLACKMUN, and STEVENS, join with me to form a
majority for upholding the validity of the regulations
incorporating a disparate impact standard.
See n 2,
supra. A different
majority, however, would not allow compensatory relief in the
absence of proof of discriminatory intent. JUSTICE REHNQUIST and I
reach this conclusion directly.
See Parts
463 U.
S. S. 597|>IV, supra;
post at
463 U. S. 612
(REHNQUIST, J., concurring in judgment). JUSTICE POWELL, joined by
THE CHIEF JUSTICE,
post at
463 U. S.
608-610, believes that no private relief should ever be
granted under Title VI under any circumstances. JUSTICE O'CONNOR,
post at
463 U. S. 615,
would hold that all relief should be denied unless discriminatory
intent is proved. It follows from the views of these three latter
Justices that no compensatory relief should be awarded if
discriminatory animus is not shown.
JUSTICE POWELL, with whom THE CHIEF JUSTICE joins, and with whom
JUSTICE REHNQUIST joins as to Part II, concurring in the
judgment.
With reluctance, I write separately. The many opinions filed in
this case draw lines that are not required by, and
Page 463 U. S. 608
indeed in some instances seem incompatible with, our prior
decisions. Our opinions today will further confuse, rather than
guide. [
Footnote 2/1]
I
In
Cannon v. University of Chicago, 441 U.
S. 677,
441 U. S. 730
(1979) (POWELL, J., dissenting), I would have held that Congress
intended no implied private right of action under Title IX of the
Education Amendments of 1972. For the same general reasons, I also
would hold that petitioners may not maintain this action under
Title VI of the Civil Rights Act of 1964.
Congress, for reasons of its own, all too frequently elects to
remain silent on the private right-of-action question. The
Page 463 U. S. 609
result frequently is uncertainty and litigation as to available
remedies, leaving the courts to provide an answer without clear
legislative guidance. We have recognized repeatedly that whether a
private right of action may be implied requires a determination of
congressional intent.
See, e.g., Jackson Transit Authority v.
Transit Union, 457 U. S. 15,
457 U. S. 20-23
(1982);
Touche Ross & Co. v. Redington, 442 U.
S. 560,
442 U. S. 568
(1979). We look, of course, to the legislative history, and in
particular to what other remedies have been provided.
See
Transamerica Mortgage Advisors, Inc. v. Lewis, 444 U. S.
11,
444 U. S. 19
(1979) ("it is an elemental canon of statutory construction that,
where a statute expressly provides a particular remedy or remedies,
a court must be chary of reading others into it").
The legislative history of Title VI is replete with references
to the Act's central purpose of ensuring that taxpayers' money be
spent nondiscriminatorily.
See ante at
463 U. S. 599
(opinion of WHITE, J.). In accord with this purpose, Congress
expressly provided for perhaps the most effective of all remedies
in a federal funding statute: the cutting off of funds. [
Footnote 2/2] In addition, it created a
carefully constructed administrative
Page 463 U. S. 610
procedure to ensure that such withholding of funds is ordered
only where appropriate. In light of these factors, I do not believe
that Congress intended to authorize private suits but failed to do
so through some inadvertence.
See also University of California
Regents v. Bakke, 438 U. S. 265,
438 U. S. 381
(1978) (opinion of WHITE, J.) ("[T]here is no express provision for
private actions to enforce Title VI, and it would be quite
incredible if Congress, after so carefully attending to the matter
of private actions in other Titles of the Act, intended silently to
create a private cause of action to enforce Title VI"). [
Footnote 2/3] I would affirm the judgment
below solely on this issue.
II
There is, however, an alternative ground for affirmance. Both
the District Court and the Court of Appeals agreed that petitioners
had failed to show any intentional discrimination. The Court of
Appeals, relying on the opinions in
Bakke, held that such
a showing -- one that must be made to establish an equal protection
claim -- is a prerequisite to a successful Title VI claim. I agree
with JUSTICE STEVENS,
post at
463 U. S.
639-642, that the Court of Appeals was correct in its
reading of our opinions in
Bakke.
My conclusion in
Bakke was that,
"[i]n view of the clear legislative intent, Title VI must be
held to proscribe only those racial classifications that would
violate the Equal Protection Clause or the Fifth Amendment."
438 U.S. at
438 U. S. 287.
JUSTICES
Page 463 U. S. 611
BRENNAN, WHITE, MARSHALL, and BLACKMUN undertook a thorough
analysis of the legislative history in reaching the same
conclusion.
See id. at
438 U. S.
328-340. They concluded "that Title VI's definition of
racial discrimination is absolutely coextensive with the
Constitution's."
Id. at
438 U. S. 352.
This construction necessarily requires rejection of the prior
decision in
Lau v. Nichols, 414 U.
S. 563 (1974), that discriminatory impact suffices to
establish liability under Title VI. [
Footnote 2/4] In my view, the Court of Appeals therefore
was fully justified in holding that petitioners failed to establish
their Title VI claims. [
Footnote
2/5]
For these reasons, I concur in the Court's judgment.
Page 463 U. S. 612
[
Footnote 2/1]
In particular, the Court is divided as to the standard of proof
required to prove violations of rights in cases involving Title VI.
Seven Members of the Court agree that a violation of the statute
itself requires proof of discriminatory intent.
See infra
at
463 U. S.
610-611;
post at
463 U. S. 612
(REHNQUIST, J., concurring in judgment);
post at
463 U. S. 612,
and n. 1 (O'CONNOR, J., concurring in judgment);
post, at
463 U. S.
641-642 (STEVENS, J., dissenting, joined by BRENNAN and
BLACKMUN, JJ.) ("Today, proof of invidious purpose is a necessary
component of a valid Title VI claim"). Only JUSTICES WHITE and
MARSHALL believe that a violation of Title VI may be established by
proof of discriminatory effect, and JUSTICE WHITE would recognize
only noncompensatory, prospective relief for such a violation.
See ante at
463 U. S.
602-604. JUSTICES BRENNAN, BLACKMUN, and STEVENS,
however, believe that a violation of the regulations adopted
pursuant to Title VI may be established by proof of discriminatory
impact.
See post at
463 U. S. 645
(STEVENS, J., dissenting).
Thus, a majority of the Court would hold that proof of
discriminatory effect suffices to establish liability only when the
suit is brought to enforce the regulations, rather than the statute
itself. And it would seem that the regulations may be enforced only
in a suit pursuant to 42 U.S.C. § 1983; anyone invoking the implied
right of action under Title VI would be limited by the
discriminatory intent standard required to prove violations of
Title VI. Thus, the apparent result is that a suit against
governmental recipients of federal funds -- who may be sued under §
1983 -- will be governed by a different standard of liability than
a suit against private recipients of federal funds. One would have
difficulty explaining this result in terms of the legislative
history of Title VI.
[
Footnote 2/2]
JUSTICE MARSHALL argues that private relief must be available
because the statutory remedy of a fund cut-off is "impractical" and
"too Draconian to be widely used."
Post at
463 U. S.
626-627 (dissenting opinion).
See post at
463 U. S. 638,
n. 7 (STEVENS, J., dissenting). In my view, such reasoning evinces
a departure from the principle that legislative intent is the guide
to implying a right of action. The judiciary is not free to decide
that remedies affirmatively and expressly adopted by Congress are
so "impractical" or "Draconian" that judicially created remedies
are necessary.
See Touche Ross & Co. v. Redington,
442 U. S. 560,
442 U. S. 578
(1979) ("The ultimate question is one of congressional intent, not
one of whether this Court thinks that it can improve upon the
statutory scheme that Congress enacted into law"). Rather,
Congress' express adoption of one remedy -- and one only -- should
be viewed as a congressional choice that should be obeyed.
See
Cannon v. University of Chicago, 441 U.
S. 677,
441 U. S. 749
(1979) (POWELL, J., dissenting) ("Where a statutory scheme
expressly provides for an alternative mechanism for enforcing the
rights and duties created, I would be especially reluctant ever to
permit a federal court to volunteer its services for enforcement
purposes").
[
Footnote 2/3]
I also would hold that private actions asserting violations of
Title VI may not be brought under 42 U.S.C. § 1983. Congress'
creation of an express administrative procedure for remedying
violations strongly suggests that it did not intend that Title VI
rights be enforced privately either under the statute itself or
under § 1983.
See Middlesex County Sewerage Authority v.
National Sea Clammers Assn., 453 U. S. 1,
453 U. S. 20-21
(1981);
cf. Maine v. Thiboutot, 448 U. S.
1,
448 U. S. 22, n.
11 (1980) (POWELL, J., dissenting) (an exception to § 1983
liability is "where the governing statute provides an exclusive
remedy for violations of its terms").
[
Footnote 2/4]
The
Lau Court did not undertake any analysis of the
legislative history of Title VI, reaching its conclusion
essentially without supporting reasoning. I have no occasion here
to consider whether the result in
Lau may stand despite
rejection of its assumed premise.
[
Footnote 2/5]
For the reasons stated by JUSTICE O'CONNOR,
post at
463 U. S.
612-615, I reject JUSTICE STEVENS' novel argument that
an administrative agency is free to adopt any regulation that may
be said to further the purposes of an enabling statute.
Administrative agencies do not have -- and should not have -- such
lawmaking power.
JUSTICES WHITE and MARSHALL would avoid the explicit reasoning
of
Bakke by deferring to a prior administrative
construction of Title VI.
See ante at
463 U. S.
592-593 (opinion of WHITE, J.);
post at
463 U. S.
617-623 (MARSHALL, J., dissenting). I do not question
the view that the Court should
"sustai[n] a reasonable administrative interpretation even if we
would have reached a different result had the question initially
arisen in a judicial proceeding."
Post at
463 U. S. 621
(MARSHALL, J., dissenting). But I know of no precedent whatever for
asserting that this deference to administrative interpretation is
proper
after this Court already has issued a definitive --
and contrary -- construction of its own. Moreover, in
Bakke, JUSTICES WHITE and MARSHALL agreed that
"[n]owhere is there any suggestion that Title VI was intended to
terminate federal funding for any reason other than consideration
of race or national origin by the recipient institution in a manner
inconsistent with the standards incorporated in the
Constitution."
438 U.S. at
438 U. S. 332
(opinion of BRENNAN, WHITE, MARSHALL, and BLACKMUN, JJ.). If
"nowhere" is there any evidence that Congress intended the Title VI
standard to differ from the constitutional standard, clearly an
agency interpretation to the contrary is entitled to no
deference.
JUSTICE REHNQUIST, concurring in the judgment.
I join in Parts
463 U. S.
463 U. S.
463 U. S. and
463 U. S. S.
610|>Part II of JUSTICE POWELL's opinion. I therefore would
affirm the judgment of the Court of Appeals.
JUSTICE O'CONNOR, concurring in the judgment.
For reasons given in Part I of the dissent by JUSTICE STEVENS,
post at
463 U. S.
636-639, I cannot agree with the limitations that
JUSTICE WHITE's opinion would place on the scope of equitable
relief available to private litigants suing under Title VI.
[
Footnote 3/1] Therefore, like the
dissent, I would address two further questions: (1) whether proof
of purposeful discrimination is a necessary element of a valid
Title VI claim, and (2) if so, whether administrative regulations
incorporating an impact standard may be upheld as within the
agency's statutory authority. My affirmative answer to the first
question leads me to conclude that regulations imposing an impact
standard are not valid. On that basis, I would affirm the judgment
below.
Were we construing Title VI without the benefit of any prior
interpretation from this Court, one might well conclude that the
statute was designed to redress more than purposeful
discrimination.
Cf. University of California Regents v.
Bakke, 438 U. S. 265,
438 U. S.
412-418 (1978) (opinion of STEVENS, J.). In
Bakke, however, a majority of the Court concluded
otherwise.
Id. at
438 U. S. 287 (opinion of POWELL, J.);
id. at
438 U. S. 328
(opinion of BRENNAN, WHITE, MARSHALL, and BLACKMUN, JJ.). Like
JUSTICE STEVENS,
post at
463 U. S.
641-642, I feel constrained by
stare decisis to
follow that interpretation of the statute. I part company with
JUSTICE STEVENS' dissent, however, when it concludes that
administrative regulations incorporating an "effects" standard may
be upheld notwithstanding the
Page 463 U. S. 613
statute's proscription of intentional discrimination only.
See post at
463 U. S.
642-645. Administrative regulations having the force of
law may be set aside only if they exceed the statutory authority of
the agency or are arbitrary, capricious, an abuse of discretion, or
otherwise not in accordance with law.
Batterton v.
Francis, 432 U. S. 416,
432 U. S. 426
(1977). JUSTICE STEVENS' dissent argues that agency regulations
incorporating an "effects" standard reflect a reasonable method of
"further[ing] the purposes of Title VI."
Post at
463 U. S. 644.
If, as five Members of the Court concluded in
Bakke, the
purpose of Title VI is to proscribe
only purposeful
discrimination in a program receiving federal financial assistance,
it is difficult to fathom how the Court could uphold administrative
regulations that would proscribe conduct by the recipient having
only a discriminatory
effect. Such regulations do not
simply "further" the purpose of Title VI; they go well
beyond that purpose.
The Court's decision in
City of Rome v. United States,
446 U. S. 156
(1980), does not persuade me to the contrary. The challenge there
was to the constitutionality of a federal statute that imposed a
stricter standard of nondiscrimination than that required by the
constitutional provision pursuant to which the statute was enacted.
Specifically, the Court held that, under the enabling authority in
§ 2 of the Fifteenth Amendment, Congress may enact a statute
banning voting practices having a discriminatory effect, even if §
1 of the Amendment prohibits only intentional discrimination in
voting.
Id. at
446 U. S. 178.
The Court reasoned that Congress' power under § 2 of the Amendment
is "no less broad than its authority under the Necessary and Proper
Clause."
Id. at
446 U. S. 175.
Therefore, as long as the statute was an appropriate means of
enforcing the Fifteenth Amendment's prohibition, the statute was
valid.
The breadth of authority granted to Congress under the enabling
provision of the Fifteenth Amendment is not equivalent to the
amount of discretion that an administrative agency possesses in
implementing the provisions of a federal
Page 463 U. S. 614
statute. [
Footnote 3/2] An
administrative agency is itself a creature of statute. Although the
Court has stated that an agency's legislative regulations will be
upheld if they are "reasonably related" to the purposes of the
enabling statute,
Mourning v. Family Publications Service,
Inc., 411 U. S. 356,
411 U. S. 369
(1973),
Page 463 U. S. 615
we would expand considerably the discretion and power of
agencies were we to interpret "reasonably related" to permit
agencies to proscribe conduct that Congress did not intend to
prohibit. "Reasonably related to" simply cannot mean "inconsistent
with." Yet that would be the effect of upholding the administrative
regulations at issue in this case if, as five Justices concluded in
Bakke, the expressed will of Congress is that federal
funds recipients are prohibited only from purposefully
discriminating on the grounds of race, color, or national origin in
the administration of funded programs.
I acknowledge that, in
Lau v. Nichols, 414 U.
S. 563 (1974), the Court approved liability under Title
VI for conduct having only a discriminatory impact. Nevertheless, I
believe that JUSTICES BRENNAN, WHITE, MARSHALL, and BLACKMUN
accurately observed in
Bakke, 438 U.S. at
438 U. S. 352,
that
Bakke's interpretation of "Title VI's definition of
racial discrimination [to be] absolutely coextensive with the
Constitution's" casts serious doubt on the correctness of the
Lau decision. In my view, the logical implications of that
interpretation require that
Lau be overruled. Accordingly,
I would conclude that the Title VI regulations at issue here cannot
validly serve as the basis for liability. Because petitioners have
failed to prove intentional discrimination, I would affirm the
judgment of the Court of Appeals.
[
Footnote 3/1]
Because I conclude that the decision below should be affirmed on
the ground that petitioners have failed to prove intentional
discrimination, I have no occasion to address the question whether
there is a private cause of action under Title VI for damages
relief.
[
Footnote 3/2]
JUSTICE STEVENS relies upon a 1900 decision by this Court for
the proposition that
"an administrative regulation's conformity to statutory
authority [is] to be measured by the same standard as a statute's
conformity to constitutional authority."
Post at
463 U. S. 644
(citing
Boske v. Comingore, 177 U.
S. 459,
177 U. S.
470).
Boske, however, is distinguishable in
that the statutory authority for the regulation at issue there
conferred the general administrative power to adopt rules to carry
out the functions of the office. 177 U.S. at
177 U. S. 467.
With respect to this same statute, the Court observed in a
subsequent case that it conferred "administrative power only. . . .
[C]ertainly under the guise of regulation, legislation cannot be
exercised."
United States v. George, 228 U. S.
14,
228 U. S. 20
(1913). In
George, the Court disapproved a regulation by
the Interior Department which had the effect of enlarging the
statute, emphasizing the fundamental "distinction between the
legislative and administrative function."
Id. at
228 U. S. 22.
Moreover, cases since
Boske articulating the
limitations applicable to agency rulemaking power indicate that the
scope of agency discretion is indeed narrower than the language of
Boske would suggest. For example, in
Ernst & Ernst
v. Hochfelder, 425 U. S. 185
(1976), the Court declined to endorse an interpretation of
Securities and Exchange Commission Rule 10b-5, 17 CFR § 240.10b-5
(1975), as proscribing mere negligent conduct. The Court
observed:
"More importantly, Rule 10b-5 was adopted pursuant to authority
granted the Commission under § 10(b). The rulemaking power granted
to an administrative agency charged with the administration of a
federal statute is not the power to make law. Rather, it is
"
the power to adopt regulations to carry into effect the will
of Congress as expressed by the statute.'" Dixon v. United
States, 381 U. S. 68,
381 U. S. 74
(1965), quoting Manhattan General Equipment Co. v.
Commissioner, 297 U. S. 129,
297 U. S. 134
(1936). Thus, . . . [the Rule] cannot exceed the power granted the
Commission by Congress under § 10(b)."
425 U.S. at
425 U. S.
212-214.
See also Manhattan General Equipment Co. v.
Commissioner, 297 U. S. 129,
297 U. S. 134
(1936) ("A regulation which does not [carry into effect the will of
Congress as expressed by the statute], but operates to create a
rule out of harmony with the statute, is a mere nullity").
Cf.
FCC v. American Broadcasting Co., 347 U.
S. 284,
347 U. S. 296
(1954) (agency cannot make illegal by regulation what is legal
under the statute).
JUSTICE MARSHALL, dissenting.
We granted certiorari in this case to consider whether proof of
discriminatory intent is required to establish a violation of Title
VI of the Civil Rights Act of 1964, 42 U.S.C. § 2000d
et
seq. For the reasons outlined below, I agree with JUSTICE
WHITE that proof of discriminatory animus should not be required.
Unlike JUSTICE WHITE, however, I believe that compensatory relief
may be awarded to private Title VI plaintiffs in the absence of
proof of discriminatory animus. I would therefore reverse the
judgment of the Court of Appeals.
Page 463 U. S. 616
I
The question presented by the petition for certiorari is whether
a Title VI plaintiff can obtain relief upon proof that a
non-job-related employment requirement has a discriminatory effect
on minority applicants, or must also prove discriminatory intent.
Pet. for Cert. i. This issue has divided the Courts of Appeals.
[
Footnote 4/1] To resolve it, we
must decide whether our decision in
Lau v. Nichols,
414 U. S. 563
(1974), which held that proof of discriminatory impact is
sufficient to establish a violation of Title VI, must be overruled
in light of the views subsequently expressed by five Justices in
University of California Regents v. Bakke, 438 U.
S. 265 (1978).
In
Lau v. Nichols, this Court held that the San
Francisco school system had violated Title VI by failing to provide
supplemental language instruction to children of Chinese ancestry
who did not speak English. The plaintiffs in
Lau did not
show that the officials in charge of the school system had intended
to discriminate against students of Chinese ancestry.
See
Fullilove v. Klutznick, 448 U. S. 448,
448 U. S. 479
(1980) (opinion of BURGER, C.J., joined by WHITE and POWELL, JJ.).
Because the failure to provide supplemental instruction had a
discriminatory impact, this Court nevertheless concluded that the
school system had violated Title VI. Looking to departmental
regulations for guidance, the Court emphasized that Title VI bars
programs that have a discriminatory "
effect even though no
purposeful design is present." 414 U.S. at
414 U. S. 568
(emphasis in original).
Page 463 U. S. 617
In
University of California Regents v. Bakke, supra,
five Justices concluded that Title VI does not prohibit a recipient
of federal aid from taking race into account in an affirmative
action program designed to eradicate the vestiges of past
discrimination. Since the special admissions program challenged in
Bakke deliberately used racial criteria, that case did not
require consideration of whether proof of discriminatory intent is
necessary to establish a violation of Title VI. The only question
posed was whether a conceded resort to race was permissible as a
means of eliminating the effects of past discrimination. However,
in reaching the conclusion that the consideration of race in an
affirmative action program does not violate Title VI, we relied in
part on our view that Title VI's proscription of racial
discrimination is coextensive with that of the Equal Protection
Clause. 438 U.S. at
438 U. S. 287
(opinion of POWELL, J.);
id. at
438 U. S. 328
(opinion of BRENNAN, WHITE, MARSHALL, and BLACKMUN, JJ.). Because
the Equal Protection Clause has been held to prohibit only
intentional discrimination,
Washington v. Davis,
426 U. S. 229,
426 U. S.
238-248 (1976), the view we expressed in
Bakke
calls into question the holding in
Lau v. Nichols that
proof of discriminatory impact is sufficient to establish a
violation of Title VI. [
Footnote
4/2]
If we were required to decide the issue presented by this case
in the absence of a persuasive administrative interpretation of the
statute, I would hold, in accordance with the view expressed in
Bakke, that Title VI requires proof of discriminatory
intent, even though this holding would entail overruling
Lau v.
Nichols. But the case comes to us against the background of
administrative regulations that have uniformly and consistently
interpreted the statute to prohibit
Page 463 U. S. 618
programs that have a discriminatory impact and that cannot be
justified on nondiscriminatory grounds. As Justice Frankfurter once
observed, the doctrine of
stare decisis is not "an
imprisonment of reason."
United States v. International Boxing
Club of New York, Inc., 348 U. S. 236,
348 U. S. 249
(1955) (dissenting opinion). The broad view expressed in
Bakke, which was not necessary to the decision in that
case, does not foreclose consideration of whether this longstanding
administrative interpretation of the statute is a reasonable one
which should be followed by this Court.
Shortly after the enactment of Title VI, a Presidential task
force produced model Title VI enforcement regulations specifying
that recipients of federal funds not use "criteria or methods of
administration which have the
effect of subjecting
individuals to discrimination." 45 CFR § 80.3(b)(2) (1964)
(emphasis added). [
Footnote 4/3]
The Justice Department, which had helped draft the language of
Title VI, [
Footnote 4/4]
participated heavily in preparing the regulations. [
Footnote 4/5] Seven federal agencies and
departments carrying out the mandate of Title VI soon promulgated
regulations that applied a disparate impact or "effects" test.
See 29 Fed.Reg. 16274-16305 (1964). As a contemporaneous
construction of a statute by those charged with setting the law in
motion, these regulations deserve substantial respect in
determining the meaning of Title VI.
Zenith Radio Corp. v.
United States, 437 U. S. 443,
437 U. S. 450
(1978);
Power Reactor Development Co. v. Electricians,
367 U. S. 396,
367 U. S. 408
(1961);
Norwegian Nitrogen Products Co. v. United States,
288 U. S. 294,
288 U. S. 315
(1933).
See also Zuber v. Allen, 396 U.
S. 168,
396 U. S. 192
(1969) (interpretation of a statute by administrators who
participated in drafting it carries "most weight"). When an
administrative agency has exercised its judgment
Page 463 U. S. 619
with respect to an issue that is not clearly resolved by the
language and purposes of the statute it is statutorily mandated to
enforce, this Court will accord due consideration to the views of
the agency. Indeed, in
Bakke itself, the opinion of four
Justices which I coauthored stressed that agency regulations
authorizing, and in some cases requiring, affirmative action
programs [
Footnote 4/6] were
"entitled to considerable deference in construing Title VI." 438
U.S. at
438 U. S. 342
(BRENNAN, WHITE, MARSHALL, and BLACKMUN, JJ.).
Following the initial promulgation of regulations adopting an
impact standard, every Cabinet Department and about 40 federal
agencies adopted standards interpreting Title VI to bar programs
with a discriminatory impact. [
Footnote
4/7] The statute has been uniformly and consistently so
construed by the agencies responsible for its enforcement for
nearly two decades. Our cases make clear that a longstanding and
consistent administrative interpretation of a statute is entitled
to special weight.
NLRB v. Bell Aerospace Co.,
416 U. S. 267,
416 U. S.
274-275 (1974);
Trafficante v. Metropolitan Life
Insurance
Page 463 U. S. 620
Co., 409 U. S. 205,
409 U. S. 210
(1972);
United States v. Bergh, 352 U. S.
40,
352 U. S. 46-47
(1956).
It is also significant that this administrative interpretation
of Title VI has never been altered by Congress, despite its
awareness of the interpretation. In 1966, the House of
Representatives defeated a proposal to alter Title VI to prohibit
only intentional discrimination, and the proposal never emerged
from committee in the Senate. [
Footnote
4/8] In the Elementary and Secondary Education Amendments of
1969, Congress directed that guidelines and criteria established
under Title VI dealing with
de jure and
de facto
school segregation be applied uniformly across the country
regardless of the origin or cause of such segregation. Pub.L.
91-230, § 2, 84 Stat. 121, 42 U.S.C. § 2000d-6. Since the passage
of the 1964 Act, Congress has also enacted 10 additional statutes
modeled on § 601 of Title VI, none of which define discrimination
to require proof of intent. [
Footnote
4/9] Although caution must be exercised
Page 463 U. S. 621
when dealing with congressional inaction, we have recognized
that it is appropriate to attribute significance to such inaction
where an administrative interpretation "involves issues of
considerable public controversy,"
United States v.
Rutherford, 442 U. S. 544,
442 U. S. 554
(1979), and Congress has not acted to correct any misinterpretation
of its objectives despite its continuing concern with the subject
matter,
ibid.
A contemporaneous and consistent construction of a statute by
those charged with its enforcement combined with congressional
acquiescence
"creates a presumption in favor of the administrative
interpretation, to which we should give great weight,
even if
we doubted the correctness of the ruling of the Department. . .
. "
Costanzo v. Tillinghast, 287 U.
S. 341,
287 U. S. 345
(1932) (emphasis added). Thus, in construing statutes, this Court
has repeatedly sustained a reasonable administrative interpretation
even if we would have reached a different result had the question
initially arisen in a judicial proceeding.
FEC v. Democratic
Senatorial Campaign Committee, 454 U. S.
27,
454 U. S. 39
(1981);
Red Lion Broadcasting Co. v. FCC, 395 U.
S. 367,
395 U. S. 381
(1969);
Udall v. Tallman, 380 U. S.
1,
380 U. S. 16
(1965);
Unemployment Compensation Comm'n v. Aragon,
329 U. S. 143,
329 U. S. 153
(1946);
United States v.
Alexander, 12 Wall. 177,
79 U. S.
179-181 (1871).
While not the only reasonable construction of the statute, the
uniform administrative construction of Title VI is "far from
unreasonable."
Zenith Radio Corp. v. United States, 437
U.S. at
437 U. S. 451.
The Civil Rights Act was aimed at "eradicating significant areas of
discrimination on a nationwide basis." H.R.Rep. No. 914, 88th
Cong., 1st Sess., 18 (1963). The "[m]ost glaring" problem was "the
discrimination against Negroes which exists throughout our Nation."
Ibid. Given that Title VI was meant to remedy past
discrimination
Page 463 U. S. 622
against minorities, 438 U.S. at
438 U. S. 285
(POWELL, J.);
id. at
438 U. S. 328
(BRENNAN, WHITE, MARSHALL, and BLACKMUN, JJ.), an "effects" test is
a reasonable means of effectuating this goal.
See City of Rome
v. United States, 446 U. S. 156,
446 U. S. 177
(1980) (ban on electoral changes having a discriminatory impact is
an appropriate method of enforcing prohibition against intentional
discrimination). In addition, when the agencies first interpreted
the statute in 1964, 12 years before
Washington v. Davis,
426 U. S. 229
(1976), the equal protection standard could easily have been viewed
as one of discriminatory impact.
See, e.g., Arnold v. North
Carolina, 376 U. S. 773
(1964) (per curiam);
Anderson v. Martin, 375 U.
S. 399 (1964). [
Footnote
4/10] Moreover, given the need for an objective and
administrable standard applicable to thousands of federal grants
under Title VI, the "effects" test is far more practical than a
test that focuses on the motive of the recipient, which is
typically very difficult to determine. [
Footnote 4/11]
The legislative history of Title VI fully confirms that Congress
intended to delegate to the Executive Branch substantial leeway in
interpreting the meaning of discrimination under Title VI.
See Abernathy, Title VI and the Constitution: A Regulatory
Model for Defining "Discrimination," 70 Geo.L.J. 1, 20-39 (1981).
The word "discrimination" was nowhere defined in Title VI.
[
Footnote 4/12] Instead, Congress
authorized
Page 463 U. S. 623
executive departments and agencies to adopt regulations with the
antidiscrimination principle of § 601 of the Act "as a general
criterion to follow." Civil Rights: Hearings on H.R. 7152 before
the House Committee on the Judiciary, 88th Cong., 1st Sess., 2740
(1963) (testimony of Attorney General Kennedy). Congress willingly
conceded "[g]reat powers" to the Executive Branch in defining the
reach of the statute.
Id. at 1520 (statement of Rep.
Celler, Chairman of the House Judiciary Committee). [
Footnote 4/13] Indeed, the significance
of the administrative role in the statutory scheme is underscored
by the fact that Congress required the President to approve all
Title VI regulations. [
Footnote
4/14]
In the face of a reasonable and contemporaneous administrative
construction that has been consistently adhered to for nearly 20
years, originally permitted and subsequently acquiesced in by
Congress, and expressly adopted by this Court in
Lau, I
would hold that Title VI bars practices that have a discriminatory
impact and cannot be justified on legitimate grounds. [
Footnote 4/15] I frankly concede that our
reasoning in
Bakke
Page 463 U. S. 624
was broader than it should have been. The statement that Title
VI was "absolutely coextensive" with the Equal Protection Clause,
438 U.S. at
438 U. S. 352,
was clearly superfluous to the decision in that case. Whatever the
precise relationship between Title VI and the Equal Protection
Clause may be, it would have been perverse to construe a statute
designed to ameliorate the plight of the victims of racial
discrimination to prohibit recipients of federal funds from
voluntarily employing race-conscious measures to eliminate the
effects of past societal discrimination.
Id. at
438 U. S.
336-350, 353-355 (opinion of BRENNAN, WHITE, MARSHALL,
and BLACKMUN, JJ.). [
Footnote
4/16]
II
While agreeing that the Court of Appeals erred in requiring
proof of discriminatory intent, JUSTICE WHITE has addressed an
alternative ground for affirming the Court of Appeals judgment. He
concludes that compensatory relief should not be awarded to private
Title VI plaintiffs in the absence of proof of discriminatory
animus. I cannot agree.
A
It is "well settled" that, where legal rights have been invaded,
"federal courts may use any available remedy to make good the wrong
done."
Bell v. Hood, 327 U. S. 678,
327 U. S. 684
(1946).
See, e.g., Sullivan v. Little Hunting Park,
396 U. S. 229,
396 U. S.
238-240 (1969);
Steele v. Louisville &
Nashville R.
Page 463 U. S. 625
Co., 323 U. S. 192,
323 U. S. 207
(1944) (courts have a "duty" to provide injunctive and damages
remedies for violation of Railway Labor Act's command to represent
union members without racial discrimination);
Deckert v.
Independence Shares Corp., 311 U. S. 282,
311 U. S. 288
(1940);
Texas & N. O. R. Co. v. Railway Clerks,
281 U. S. 548,
281 U. S.
569-570 (1930). In accord with
Bell v. Hood,
the Court has previously found no merit in "the contention that
such remedies are limited to prospective relief."
J. I. Case
Co. v. Borak, 377 U. S. 426,
377 U. S. 434
(1964).
Cf. Schine Theatres v. United States, 334 U.
S. 110,
334 U. S. 128
(1948) (Court "start[s] from the premise" that an injunction
against future violations of a statute is inadequate). The use of
all available judicial remedies, including compensatory relief, is
no less appropriate to redress discrimination in violation of Title
VI.
"Congress has legislated and made its purpose clear; it has
provided enough federal law . . . from which appropriate remedies
may be fashioned even though they rest on inferences. Otherwise we
impute to Congress a futility inconsistent with the great design of
this legislation."
United States v. Republic Steel Corp., 362 U.
S. 482,
362 U. S. 492
(1960). In Title VI actions, as in other private suits for
violations of federal statutes, the federal judiciary may employ
remedies "according to reasons related to the substantive social
policy embodied in an act of positive law."
Bivens v. Six
Unknown Federal Narcotics Agents, 403 U.
S. 388,
403 U. S. 403,
n. 4 (1971) (Harlan, J., concurring in judgment).
See, e.g.,
Sullivan v. Little Hunting Park, supra, at
396 U. S. 239;
Wyandotte Transportation Co. v. United States,
389 U. S. 191,
389 U. S. 202
(1967);
Sola Electric Co. v. Jefferson Electric Co.,
317 U. S. 173,
317 U. S. 176
(1942);
Deitrick v. Greaney, 309 U.
S. 190,
309 U. S.
200-201 (1940).
Denying private plaintiffs the right to recover compensatory
relief for all violations involving programs with a discriminatory
effect would frustrate the fundamental purpose of Title VI. Section
601 unequivocally creates victims'
Page 463 U. S. 626
rights. But a right without an effective remedy has little
meaning.
See Sullivan v. Little Hunting Park, supra, at
396 U. S. 238.
As President Kennedy stated in his 1963 Message to Congress on
Civil Rights, "[t]he venerable code of equity law commands
for
every wrong, a remedy.'" H.R. Doc. No. 124, 88th Cong., 1st Sess.,
2 (1963). Noncompensatory relief, by its very nature, cannot
"remedy" an injustice that has already occurred. A failure to
correct adequately for individual violations depreciates the law,
which was specifically intended to deal with "the injustices and
humiliations of racial and other discrimination." H.R.Rep. No. 914,
88th Cong., 1st Sess., 18 (1963).
Indeed, the unavailability of a retrospective remedy may often
result in the deprivation of
any relief whatsoever. Many
programs and activities receiving federal financial assistance,
such as construction projects, are necessarily short in duration.
By the time that a private plaintiff had successfully brought suit
challenging discrimination in such a program, prospective relief
could be a nullity.
Cf., e.g., Norwalk CORE v. Norwalk
Redevelopment Agency, 395 F.2d 920 (CA2 1968) (urban renewal
project completed by the time the court recognized plaintiff's
standing to sue).
Private retrospective relief also constitutes a "necessary
supplement" to the administrative enforcement mechanism contained
in Title VI.
See J. I. Case Co. v. Borak, supra, at
377 U. S. 432.
The statutory sanction of a fund cutoff cannot sufficiently ensure
general compliance with the command of Title VI, because the sheer
quantity of federal financial assistance programs makes Government
enforcement alone impractical [
Footnote 4/17] and because a fund cutoff is too
Draconian to be widely
Page 463 U. S. 627
used. [
Footnote 4/18]
Retrospective liability for Title VI violations complements
administrative enforcement by providing a more realistic deterrent
against unlawful behavior. Moreover, the fund cutoff is no "remedy"
at all for victims of past acts of discrimination, because it
merely assures that other innocent individuals will also be denied
the benefits of federal assistance. [
Footnote 4/19] Regardless of the alternative
administrative sanction, individual acts of discrimination still
violate the law, and can be remedied only by compensatory relief.
Restricting relief to prospective remedies can only encourage
recipients acting in bad faith to make no effort to comply with the
statute and to stall private litigants in the knowledge that
justice delayed will be justice denied.
B
"Unless a statute, in so many words or by a necessary and
inescapable inference, restricts the court's jurisdiction in
equity, the full scope of that jurisdiction is to be recognized and
applied."
Porter v. Warner Co., 328 U. S. 395,
328 U. S. 398
(1946).
See Mitchell v. Robert DeMario
Jewelry, Inc., 361
Page 463 U. S. 628
U.S. 288,
361 U. S.
291-292 (1960). In enacting Title VI, Congress clearly
did not choose to restrict relief to prospective or noncompensatory
remedies. [
Footnote 4/20]
When Congress has intended to place restrictions on private
rights of action in the Civil Rights Act of 1964, it has proved
capable of saying so explicitly. For example, Title II provides
that a court may defer action on a private suit by referring the
case to the Community Relations Services. 42 U.S.C. § 2000a-3(d).
Similarly, Title VII conditions a private action on the plaintiff's
having first brought a claim before the Equal Employment
Opportunity Commission. § 2000e
et seq. (1976 ed. and
Supp. V). But nothing in Title VI or in its history supports a
restriction on a federal court's ability to remedy a statutory
violation.
C
JUSTICE WHITE attempts to justify the departure from
well-established remedial principles by relying in large part on
Pennhurst State School and Hospital v. Halderman,
451 U. S. 1 (1981).
See ante at
463 U. S.
596-597.
Pennhurst involved the Developmentally
Disabled Assistance and Bill of Rights Act, 42 U.S.C. § 6000
et
seq. (1976 ed. and Supp. V), a grant program through which the
Federal Government provides funding to the States. The Court
focused on § 111 of the Act, 42 U.S.C. § 6010, which states various
rights of persons with developmental disabilities. "Noticeably
absent" from the provision was "any language suggesting that
Page 463 U. S. 629
§ 6010 is a
condition' for the receipt of federal funding."
451 U.S. at 451 U. S. 13.
This omission stood in stark contrast to other sections of the Act.
Because receipt of federal funds was not conditioned on compliance
with § 6010, the Court held that § 6010 imposed no enforceable
rights or obligations. The Court analogized spending power
legislation to a contract, stating that "if Congress intends to
impose a condition on the grant of federal moneys, it must do so
unambiguously." Id. at 451 U. S. 17.
[Footnote 4/21]
In contrast to the statutory provision in
Pennhurst,
Title VI of the Civil Rights Act unambiguously imposes a condition
on the grant of federal moneys. Section 601 of Title VI states
that
"[n]o person . . . shall, on the ground of race, color, or
national origin, be excluded from participation in, be denied the
benefits of, or be subjected to discrimination under any program or
activity receiving Federal financial assistance."
42 U.S.C. § 2000d. Recipients of federal financial assistance
are automatically subject to the nondiscrimination obligation
imposed by the statute.
The statutory mandate can hardly escape notice. Every
application for federal financial assistance must, "as a
condition to its approval and the extension of any Federal
financial assistance," contain assurances that the program will
comply with Title VI and with all requirements imposed pursuant
to
Page 463 U. S. 630
the executive regulations issued under Title VI. [
Footnote 4/22] In fact, applicants for
federal assistance literally sign contracts in which they agree to
comply with Title VI and to "immediately take any measures
necessary" to do so. This assurance is given "in consideration of"
federal aid, and the Federal Government extends assistance "in
reliance on" the assurance of compliance. [
Footnote 4/23]
See 3 R. Cappalli, Federal
Grants § 19:20, p. 57, and n. 12 (1982) (written assurances are
merely a formality, because the statutory mandate applies and is
enforceable apart from the text of any agreement).
The obligation to comply with § 601 does not place upon a
recipient unanticipated burdens, because any recipient must
anticipate having to comply with the law. Certainly no applicant
has a legitimate expectation that he can evade the statutory
obligation and the expense that compliance may entail. Indeed, in
extending grants, the United States has always retained an inherent
right to sue for enforcement of the recipient's obligation.
[
Footnote 4/24] All traditional
judicial remedies can
Page 463 U. S. 631
be applied in such situations. [
Footnote 4/25] This right to sue is equally applicable
to Title VI.
See 42 U.S.C. § 2000h-3. For example, in
United States v. Marion County School Dist., 625 F.2d 607
(CA5 1980), the court concluded
"that the United States is entitled to sue to enforce
contractual assurances of compliance with Title VI's prohibition
against discrimination in the operation of federally funded
schools, and that the United States is entitled to whatever relief
is necessary to enforce such assurances, including 'transportation
relief.'"
Id. at 617. [
Footnote
4/26]
Page 463 U. S. 632
When respondents requested, received, and expended federal funds
to pay the salaries of policemen and trainees and to finance
recruitment programs,
466 F.
Supp. 1273, 1281 (SDNY 1979), their duty not to discriminate
was manifest. The obligation to comply with the law attached at the
time respondents agreed to take federal money, not when the
District Court concluded that respondents had violated the law.
Thus, the District Court properly provided a remedy for past
failure to carry out the statutory obligation. The relief fashioned
by the District Court requires respondents to remedy their failure
to shoulder the burden that existed from the moment they received
federal funding.
The analogy drawn in
Pennhurst between the acceptance
of funds under spending legislation and the formation of a contract
only reinforces the propriety of awarding retrospective relief.
Having benefited from federal financial assistance conditioned on
an obligation not to discriminate, recipients of federal aid must
be held to their part of the bargain. Yet JUSTICE WHITE would allow
recipients to violate the conditions of their contracts until a
court identifies the violation and either enjoins its continuance
or orders the recipient to begin performing its duties incident to
the receipt of federal money.
See ante at
463 U. S.
602-603. This is surely a bizarre view of contract law.
[
Footnote 4/27]
Only by providing retrospective relief to private litigants can
the courts fulfill the terms of the "contract" between the
Page 463 U. S. 633
Federal Government and recipients of federal financial
assistance. In exchange for federal moneys, recipients have
promised not to discriminate. Because Title VI is intended to
ensure that "no person" is subject to discrimination in federally
assisted programs, private parties function as third-party
beneficiaries to these contracts.
Lau v. Nichols, 414 U.S.
at
414 U. S. 571,
n. 2 (Stewart, J., concurring in result).
See Restatement
(Second) of Contracts § 304 (1981). When a court concludes that a
recipient has breached its contract, it should enforce the broken
promise by protecting the expectation that the recipient would not
discriminate.
See id., § 344, Comment a. The obvious way
to do this is to put private parties in as good a position as they
would have been had the contract been performed. This requires
precisely the kind of make-whole remedy that JUSTICE WHITE rejects,
see ante at
463 U. S.
602-603, despite his accurate characterization of Title
VI as a "
contractual' spending power provision," ante
at 463 U. S. 599.
[Footnote 4/28]
Page 463 U. S. 634
D
For the foregoing reasons, I would hold that a court has broad
discretion to remedy violations of Title VI in actions brought by
private parties. Of course, in determining appropriate relief, a
court must exercise its discretion equitably. This requires
consideration of a myriad of factors, including the potential for
unreasonable hardship to the party in breach, the extent of
mitigation, and the like. The details of the relief would normally
be best left to the sound judgment of the District Court. As the
District Court noted, remedies adopted in Title VII suits provide a
useful guidepost.
466 F.
Supp. at 1287;
see also Association Against Discrimination
v. City of Bridgeport, 479 F.
Supp. 101, 112 (Conn.1979). In my view, the relief ordered by
the District Court in this case was entirely appropriate.
III
Because the relief petitioners received was available to them
under Title VI, and because that relief was justified without proof
of discriminatory intent, I would reverse the judgment of the Court
of Appeals. Accordingly, I dissent.
Page 463 U. S. 635
[
Footnote 4/1]
Compare Castaneda v. Pickard, 648 F.2d 989, 1000 (CA5
1981) (intent standard);
Cannon v. University of Chicago,
648 F.2d 1104, 1108 (CA7 1981) (same);
Lora v. Board of
Education, 623 F.2d 248, 250 (CA2 1980) (same),
with NAACP
v. Medical Center, Inc., 657 F.2d 1322, 1328 (CA3 1981) (en
banc) (impact standard);
Board of Education of City School
Dist. v. Califano, 584 F.2d 576, 589 (CA2 1978) (same),
aff'd on other grounds sub nom. Board of Education, New York
City v. Harris, 444 U. S. 130
(1979);
Guadalupe Organization, Inc. v. Tempe Elementary School
Dist. No. , 587 F.2d 1022, 1029, and n. 6 (CA9 1978)
(same).
[
Footnote 4/2]
We have not resolved the inconsistency between the two decisions
in any of our subsequent cases.
See, e.g., Board of Education,
New York City v. Harris, supra, at
444 U. S. 149
("There thus is no need here for the Court to be concerned with the
issue whether Title VI of the Civil Rights Act of 1964 incorporates
the constitutional standard").
[
Footnote 4/3]
See Comment, 36 Geo.Wash.L.Rev. 824, 845-846
(1968).
[
Footnote 4/4]
Civil Rights: Hearings before Subcommittee No. 5 of the House
Committee on the Judiciary, 88th Cong., 1st Sess., 2703 (1963)
(testimony of Attorney General Kennedy).
[
Footnote 4/5]
See Comment, 36 Geo.Wash.L.Rev. at 845-846.
[
Footnote 4/6]
See, e.g., 34 CFR § 100.3(b)(6) (1982) (Dept. of
Education); 24 CFR § 1.4(b)(6) (1982) (Dept. of Housing and Urban
Development); 45 CFR § 80.3(b)(6) (1982) (Dept. of Health and Human
Services); 28 CFR § 42.104(b)(6) (1982) (Dept. of Justice); 29 CFR
§ 31.3(b)(6) (1982) (Dept. of Labor). However, these regulations
were not prepared contemporaneously with enactment of Title VI,
and, for that reason alone, are less weighty than the "impact"
regulations.
[
Footnote 4/7]
Regulations of the Cabinet Departments are as follows. Dept. of
Agriculture, 7 CFR § 15.3(b)(2) (1982); Dept. of Commerce, 15 CFR §
8.4(b)(2) (1982); Dept. of Defense, 32 CFR § 300.4(b)(2) (1982);
Dept. of Education, 34 CFR § 100.3(b)(2) (1982); Dept. of Energy,
10 CFR §§ 1040.13(c), (d) (1982); Dept. of Health and Human
Services, 45 CFR §§ 80.3(b)(2), (3) (1982); Dept. of Housing and
Urban Development, 24 CFR §§ 1.4(2)(i), (3) (1982); Dept. of the
Interior, 43 CFR §§ 17.3(b)(2), (3) (1982); Dept. of Justice, 28
CFR §§ 42.104(b)(2), (3) (1982); Dept. of Labor, 29 CFR §§
31.3(b)(2), (3) (1982); Dept. of State, 22 CFR § 141.3(b)(2)
(1982); Dept. of Transportation, 49 CFR §§ 21.5(b)(2), (3) (1982);
Dept. of Treasury, 31 CFR § 51.52(b)(4) (1982). For a listing of
the federal agencies with such standards,
see CFR Index
(1982).
[
Footnote 4/8]
See 112 Cong.Rec. 18715 (1966) (House vote). The
identical amendment was introduced by Senator Ervin and
Representative Whitener, both strong critics of the 1964 Act. The
amendment would have conditioned fund termination on a
constitutional violation and would have defined "discrimination"
under Title VI to require a showing of "affirmative intent to
exclude."
Id. at 10062, 18701. Both sponsors stated that
one purpose of their proposals was "to negate the application of
purely mechanistic and statistical criteria in the determination of
discrimination."
Id. at 10061 (Sen. Ervin);
id.
at 18701 (Rep. Whitener). Proponents of the measure criticized the
administrative guidelines that had been issued under the 1964 Act.
E.g., id. at 18703 (Rep. Landrum). Opponents of the
measure asserted that it would constitute "a complete repealer of
title VI,"
ibid. (Rep. Rodino), and that it "would gut
title VI of the 1964 law."
Id. at 18705 (Rep.
Kastenmeier).
[
Footnote 4/9]
See 20 U.S.C. § 1681(a) (Title IX of the Education
Amendments of 1972); 29 U.S.C. § 794 (Rehabilitation Act of 1973);
31 U.S.C. § 1242 (Revenue Sharing Act); 42 U.S.C. § 3766(c)(1)
(Crime Control Act of 1973); 42 U.S.C. § 5309 (Housing and
Community Development Act of 1976); 42 U.S.C. § 5672(b) (Juvenile
Justice Act of 1974); 42 U.S.C. § 6102 (Age Discrimination Act); 42
U.S.C. § 6709 (Public Works Employment Act); 42 U.S.C. § 6870(a)
(Energy Conservation and Resources Renewal Act of 1976); 45 U.S.C.
§ 803 (Railroad Revitalization and Regulatory Reform Act). Congress
directed its attention to the Title VI regulations in enacting the
Public Works Employment Act of 1976, which provides for
enforcement
"through agency provisions and rules similar to those already
established, with respect to racial and other discrimination under
title VI of the Civil Rights Act of 1964."
42 U.S.C. § 6709.
[
Footnote 4/10]
See also Gomillion v. Lightfoot, 364 U.
S. 339 (1960); Perry, The Disproportionate Impact Theory
of Racial Discrimination, 125 U.Pa.L.Rev. 540, 544 (1977)
("Considerable uncertainty existed prior to Washington in regard to
whether the principal element of a constitutional claim of racial
discrimination was discriminatory purpose or simply discriminatory
effect"). Of course, even in
Washington v. Davis, the
Court made clear that evidence of discriminatory impact may be
highly probative of discriminatory intent, 426 U.S. at
426 U. S.
242.
[
Footnote 4/11]
See Metropolitan Housing Development Corp. v. Village of
Arlington Heights, 558 F.2d 1283, 1290 (CA7 1977) (discussing
Title VIII),
cert. denied, 434 U.S. 1025 (1978).
[
Footnote 4/12]
See 110 Cong.Rec. 5612 (1964) (Sen. Ervin);
id. at 1619 (Rep. Abernethy);
id. at 1632 (Rep.
Dowdy);
id. at 5251 (Sen. Talmadge);
id. at 6052
(Sen. Johnston).
[
Footnote 4/13]
See Civil Rights -- the President's Program, 1963:
Hearings before the Senate Committee on the Judiciary, 88th Cong.,
1st Sess., 400 (1963) (colloquy between Sen. Ervin and Attorney
General Kennedy); Civil Rights: Hearings on H.R. 7152 before the
House Committee on the Judiciary, 88th Cong., 1st Sess., 2765-2766
(1963) (colloquy between Rep. Mathias and Attorney General
Kennedy);
id. at 1890 (remarks of Rep. Celler); 110
Cong.Rec. 2498 (1964) (remarks of Rep. Selden);
id. at
12320 (remarks of Sen. Byrd).
[
Footnote 4/14]
42 U.S.C. § 2000d-1.
See 110 Cong.Rec. 2499 (1964)
(quoting amendment of Rep. Lindsay).
[
Footnote 4/15]
Proof of the disproportionate racial impact of a program or
activity is, of course, not the end of the case. Rather, a
prima facie showing of discriminatory impact shifts the
burden to the recipient of federal funds to demonstrate a
sufficient nondiscriminatory justification for the program or
activity.
See Bryan v. Koch, 627 F.2d 612, 623 (CA2 1980)
(Kearse, J., concurring in part and dissenting in part). In this
case, respondents failed to provide an adequate justification.
I also agree with JUSTICE WHITE,
ante at
463 U. S. 584,
n. 2, that the administrative regulations are valid even assuming,
arguendo, that Title VI itself does not proscribe
disparate impact discrimination.
[
Footnote 4/16]
Although we recognized in
Bakke that our reasoning cast
serious doubts on
Lau, we took pains to explain that our
decision was fully consistent with
Lau. See 438
U.S. at
438 U. S. 353.
Indeed, we noted that the existence of an impact standard "strongly
supports the view that voluntary race-conscious remedial action is
permissible under Title VI."
Ibid. As we explained,
"[i]f discriminatory racial impact alone is enough to
demonstrate at least a
prima facie Title VI violation, it
is difficult to believe that the Title would forbid the Medical
School from attempting to correct the racially exclusionary effects
of its initial admissions policy during the first two years of the
School's operation."
Ibid.
[
Footnote 4/17]
See Newman v. Piggie Park Enterprises, Inc.,
390 U. S. 400,
390 U. S. 401
(1968) ("When the Civil Rights Act of 1964 was passed, it was
evident that enforcement would prove difficult and that the Nation
would have to rely in part upon private litigation as a means of
securing broad compliance with the law"). The Federal Government's
actual performance under Title VI has been very inadequate.
See
Brown v. Weinberger, 417 F.
Supp. 1215 (DC 1976);
Adams v.
Weinberger, 391 F.
Supp. 269 (DC 1975); U.S. Commission on Civil Rights, The State
of Civil Rights: 1977 (1978); U.S. Commission on Civil Rights, The
State of Civil Rights: 1976 (1977); U.S. Commission on Civil
Rights, The Federal Civil Rights Enforcement Effort (1970);
Comptroller General, Agencies When Providing Federal Financial
Assistance Should Ensure Compliance with Title VI (B-197815, Apr.
15, 1980); Wing, Title VI and Health Facilities: Forms Without
Substance, 30 Hastings L.J. 137 (1978); Note, 65 Cornell L.Rev.
689, 692-695 (1980); Note, 85 Yale L.J. 721, 727-728 (1976);
Comment, 36 Geo.Wash.L.Rev. 824 (1968).
[
Footnote 4/18]
See, e.g., Lamber, Private Causes of Action Under
Federal Agency Nondiscrimination Statutes, 10 Conn.L.Rev. 859, 888,
and n. 150 (1978) (because of "extreme and harsh" nature of the
sanction, the Health, Education, and Welfare Department had
terminated funding for only three educational institutions in 14
years).
[
Footnote 4/19]
Congress itself noted that a cutoff was only to be a last resort
after other devices, including lawsuits, failed.
See,
e.g., 110 Cong.Rec. 7067 (1964) (Sen. Ribicoff);
id.
at 5090, 6544 (Sen. Humphrey);
id. at 7103 (Sen.
Javits).
[
Footnote 4/20]
By contrast, in
Transamerica Mortgage Advisors, Inc. v.
Lewis, 444 U. S. 11
(1979),
see ante at
463 U. S.
595-596, the Investment Advisors Act had created an
explicit remedy in one section, which precluded the implicit
creation of a damages remedy. Title VI, by contrast, contains no
explicit private remedy and the administrative remedy is clearly
not exclusive. Similarly, in
Cannon v. University of
Chicago, 441 U. S. 677,
441 U. S.
705-706 (1979), this Court rejected the notion that an
administrative mechanism was the exclusive remedy under Title IX of
the Education Amendments of 1972.
[
Footnote 4/21]
Only in dicta did the Court also discuss the question of the
appropriate remedy for violation of conditions contained in an Act.
451 U.S. at
451 U. S. 29.
Because the Court of Appeals had not even addressed the issue, this
Court did not purport to resolve the remedial question, but merely
remanded the matter for further consideration.
Id. at
451 U. S. 30.
Similarly, in
Rosado v. Wyman, 397 U.
S. 397 (1970), the Court never addressed the propriety
of retrospective relief because the plaintiffs had requested only
declaratory and injunctive relief against enforcement of a state
law.
See id. at
397 U. S. 421.
JUSTICE WHITE finds solace in
Rosado, see ante at
463 U. S.
596-597, even though that decision emphasized the
authority of a federal court to oversee use of federal funds in a
private suit notwithstanding Congress had lodged in an executive
department the power to cut off federal funds for noncompliance
with statutory requirements. 397 U.S. at
397 U. S.
420.
[
Footnote 4/22]
See 7 CFR § 15.4 (1982) (Dept. of Agriculture); 15 CFR
§ 8.5 (1982) (Dept. of Commerce); 32 CFR § 300.6 (1982) (Dept. of
Defense); 34 CFR § 100.4 (1982) (Dept. of Education); 10 CFR §
1040.4 (1982) (Dept. of Energy); 45 CFR § 80.4 (1982) (Dept. of
Health and Human Services); 24 CFR § 1.5 (1982) (Dept. of Housing
and Urban Development); 43 CFR § 17.4 (1982) (Dept. of the
Interior); 28 CFR § 42.105 (1982) (Dept. of Justice); 29 CFR § 31.6
(1982) (Dept. of Labor); 22 CFR § 141.4 (1982) (Dept. of State); 49
CFR § 21.7 (1982) (Dept. of Transportation); 31 CFR § 51.59 (1982)
(Dept. of Treasury).
[
Footnote 4/23]
See, e.g., Assurance of Compliance with the Department
of Health, Education, and Welfare Regulation under Title VI of the
Civil Rights Act of 1964, reprinted in 3 R. Cappalli, Federal
Grants, Appendix 19-G (1982).
[
Footnote 4/24]
E.g., Rex Trailer Co. v. United States, 350 U.
S. 148,
350 U. S. 151
(1956);
United States v. San Francisco, 310 U. S.
16,
310 U. S. 31
(1940);
Cotton v. United
States, 11 How. 229,
52 U. S. 231
(1851);
Dugan v. United
States, 3 Wheat. 172,
16 U. S. 181
(1818). As this Court once said with respect to a grant of lands by
the Federal Government to a State:
"It is not doubted that the grant by the United States to the
State upon conditions, and the acceptance of the grant by the
State, constituted a contract. All the elements of a contract met
in the transaction, -- competent parties, proper subject matter,
sufficient consideration, and consent of minds. This contract was
binding upon the State."
McGee v.
Mathis, 4 Wall. 143,
71 U. S. 155
(1866).
[
Footnote 4/25]
See, e.g., Rex Trailer Co. v. United States, supra, at
350 U. S. 151;
United States v. Stevenson, 215 U.
S. 190,
215 U. S. 197
(1909);
Cotton v. United States, supra, at
52 U. S. 231;
Dugan v. United States, supra, at
16 U. S.
181.
[
Footnote 4/26]
Accord, e.g, Brown v. Califano, 201 U.S.App.D.C. 235,
246, 627 F.2d 1221, 1232 (1980);
United States v. Tatum
Independent School Dist., 306 F.
Supp. 285, 288 (ED Tex.1969);
United States v.
Frazer, 297 F.
Supp. 319 (MD Ala.1968),
317 F.
Supp. 1079 (MD Ala.1970) (broad remedial order);
United
States v. Board of Education, 295 F. Supp. 1041 (SD Ga.1969).
See also e.g., United States v. Harrison County, Miss.,
399 F.2d 485 (CA5 1968),
cert. denied, 397 U.S. 918
(1970);
United States v. County School Bd., 221 F. Supp.
93 (ED Va.1963). The Civil Rights Act of 1964 itself provides
for compliance by any other lawful means and for suits by the
Government. § 602, 42 U.S.C. § 2000d-1; § 1103, 42 U.S.C. §
2000h-3.
See 110 Cong.Rec. 7060 (1964) (Sen. Pastore)
(agency may sue to enforce contractual nondiscrimination
requirement);
id. at 7066 (Sen. Ribicoff) (calling such a
suit "the most effective way for an agency to proceed"). Shortly
after the Act was passed, agencies charged with its execution
confirmed the availability of governmental suits to enforce Title
VI.
E.g., 29 Fed.Reg. 16301 (1964) (HEW).
See 31
Fed.Reg. 5292 (1966) (Department of Justice Guidelines for
Enforcement of Title VI) ("Possibilities of judicial enforcement
include (1) a suit to obtain specific enforcement of assurances . .
."). Indeed, even before enactment of the Civil Rights Act of 1964,
the President had asserted authority to impose nondiscrimination
obligations on the extension of certain forms of federal financial
assistance.
See Exec.Order No. 10925, 3 CFR 448 (1959-1963
Comp.); Exec.Order No. 11114, 3 CFR 774 (1959-1963 Comp.). Title VI
resolved any questions about the President's authority to enforce
such obligations, since it was undisputed that Congress had the
constitutional power to attach reasonable conditions under the
Spending Clause.
See 3 R. Cappalli,
supra, §
19-14, at 38.
[
Footnote 4/27]
JUSTICE WHITE notes that the Federal Government can sue
recipients who fail to comply with grant agreements and force the
violators to repay funds.
See ante at
463 U. S. 603,
n. 24. But this merely demonstrates that recipients do not have any
legitimate expectations that only limited injunctive relief is
available as a remedy for violations of the statute. Moreover, the
grant agreements under Title VI specifically mention compliance
with the executive regulations, which unambiguously incorporate an
effects standard.
[
Footnote 4/28]
JUSTICE WHITE's approach is also fraught with the serious
difficulties inherent in attempting to classify relief as either
retrospective or prospective. For example, Judge Meskill thought
that the order that a new sergeant's examination be given was
prospective and noncompensatory, 633 F.2d at 255-256, n. 43, but
JUSTICE WHITE adopts the contrary position,
ante at
463 U. S. 605,
463 U. S. 606.
Judge Coffrin thought that constructive seniority was
noncompensatory.
"This court should not view such a remedy as retrospective
compensation for past harm simply because the judicial process
takes time."
633 F.2d at 274, n. 2 (concurring). JUSTICE WHITE obviously
disagrees,
ante at
463 U. S.
606.
JUSTICE WHITE rests his analysis on
Edelman v. Jordan,
415 U. S. 651,
415 U. S. 667
(1974),
see ante at
463 U. S. 604.
But Eleventh Amendment considerations have absolutely no relevance
to this case, because respondents are not state, but rather
municipal, entities.
See Mt. Healthy City School Dist. Bd. of
Education v. Doyle, 429 U. S. 274,
429 U. S. 280
(1977) (local governments have no immunity against retroactive
liability). Even accepting the relevance of
Edelman, the
resulting characterizations of the relief in this case are
questionable. For instance, the order placing the police officers
who were victims of discrimination in the position on the seniority
roster that they would have occupied but for the discriminatory
examinations certainly alters their employment status for the
future. Just because a program is also "compensatory" in nature is
clearly not controlling under the Eleventh Amendment. In
considering compensatory and remedial educational programs in
Milliken v. Bradley, 433 U. S. 267
(1977), we stated:
"That the programs are also 'compensatory' in nature does not
change the fact that they are part of a plan that operates
prospectively to bring about the delayed benefits of a
unitary school system. We therefore hold that such prospective
relief is not barred by the Eleventh Amendment."
Id. at
433 U. S. 290
(emphasis in original) (footnote omitted).
Finally, even if the Eleventh Amendment applied, the relief
would not necessarily be inappropriate. In
Parden v. Terminal
R. Co., 377 U. S. 184
(1964), we held that, by choosing to operate a railroad, Alabama
became subject to duties imposed by the Federal Employers'
Liability Act, and could be held liable in an action for damages
for violations of these duties. A similar analysis could be applied
with respect to the receipt of federal funds.
JUSTICE STEVENS, with whom JUSTICE BRENNAN and JUSTICE BLACKMUN
join, dissenting.
It is not an easy task to harmonize the Court's cases under
Title VI of the Civil Rights Act of 1964, 78 Stat. 252, as amended,
42 U.S.C. § 2000d
et seq. (1976 ed. and Supp. V). Unless
the Court is to repudiate what it has already written, however, I
believe the judgment of the Court of Appeals must be reversed. I
reach this conclusion by answering three separate questions: (1)
whether federal law authorizes private individuals to recover
damages for injuries caused by violations of Title VI and the
regulations promulgated thereunder; (2) if so, whether Title VI
requires recipients of federal funds to do any more than refrain
from engaging in conduct that would, if performed by a State,
violate the Fourteenth Amendment; and (3) if not, whether an
administrative agency may validly impose additional requirements on
recipients of funds from that agency. I shall discuss each question
in turn.
I
In the last five years, at least eight Members of this Court
have endorsed the view that Title VI, as well as the comparable
provisions of Title IX of the Education Amendments of 1972, may be
enforced in a private action against recipients of federal funds,
such as the respondents in this case. [
Footnote 5/1] This
Page 463 U. S. 636
Court has authorized relief in at least four such cases.
Lau
v. Nichols, 414 U. S. 563
(1974);
Hills v. Gautreaux, 425 U.
S. 284 (1976);
University of California Regents v.
Bakke, 438 U. S. 265
(1978);
Cannon v. University of Chicago, 441 U.
S. 677(1979).
JUSTICE WHITE suggests that some plaintiffs who prevail in suits
under Title VI are entitled only to a limited form of prospective
relief. [
Footnote 5/2] That
suggestion is somewhat surprising, since no Member of the Court in
Lau, Bakke, or
Cannon mentioned such a limitation
on remedies. Presumably, it rests on a belief that Congress, in
enacting Title VI, intended to distinguish between prospective and
retroactive relief. Yet it seems to me most improbable that
Congress contemplated so significant and unusual a limitation on
the forms of relief available to a victim of racial discrimination,
but said absolutely nothing about it in the text of the statute. It
is one thing to conclude, as the Court did in
Cannon, that
the 1964 Congress, legislating when implied causes of action were
the rule rather than the exception, reasonably assumed that the
intended beneficiaries of Title VI would be able to vindicate their
rights in court. It is quite another thing to believe that the 1964
Congress substantially qualified that assumption, but thought it
unnecessary to tell the Judiciary about the qualification.
In reaching his novel conclusion about the scope of available
relief under Title VI, JUSTICE WHITE relies heavily on the
proposition that
Pennhurst State School and Hospital v.
Halderman, 451 U. S. 1 (1981),
establishes a
"presumption that only limited injunctive relief should be
granted as a remedy for violations of statutes passed pursuant to
the spending power."
Ante at
463 U. S. 602.
That characterization seriously distorts the opinion of the Court
in
Pennhurst, which concerned the existence or
nonexistence of statutory rights, not remedies. [
Footnote 5/3]
Page 463 U. S. 637
We held that Congress will not be presumed to have created
substantive legal obligations under the spending power by
legislation so ambiguous that "a State is unaware of the conditions
or is unable to ascertain what is expected of it." 451 U.S. at
451 U. S. 17.
[
Footnote 5/4] In dictum, [
Footnote 5/5] we went on to speculate that
an injunction requiring a State to provide "
appropriate'
treatment in the `least restrictive' environment" might be
improper, noting that the Eleventh Amendment prohibits federal
courts from requiring States to pay money damages. Id. at
451 U. S. 29-30.
Without explaining why, JUSTICE WHITE divines a general principle
of statutory interpretation from this discussion of the Eleventh
Amendment. The Eleventh Amendment obviously has no relevance in
most Title VI litigation; it certainly is not implicated in this
suit against the
Page 463 U. S. 638
officials and agencies of the City of New York. I cannot fathom
the supposition that Congress regularly analogizes to the Eleventh
Amendment when it drafts spending power legislation. There is
certainly nothing in the text or the legislative history of Title
VI to suggest that the 1964 Congress did so.
Even if it were not settled by now that Title VI authorizes
appropriate relief, both prospective and retroactive, to victims of
racial discrimination at the hands of recipients of federal funds,
the same result would follow in this case, because the petitioners
have sought relief under 42 U.S.C. § 1983. While Title VI applies
to all recipients of federal funds, § 1983 governs a different
class of persons: those who act "under color of any statute,
ordinance, regulation, custom, or usage, of any State or
Territory." Our past decisions establish that respondent Police
Department in this case is bound by § 1983 as well as by Title VI.
Monell v. New York City Dept. of Social Services,
436 U. S. 658
(1978). Our past decisions also establish that § 1983 provides a
damages remedy.
Ibid. And finally, it is clear that the §
1983 remedy is intended to redress the deprivation of rights
secured by all valid federal laws, including statutes and
regulations having the force of law.
See Maine v.
Thiboutot, 448 U. S. 1 (1980).
[
Footnote 5/6]
See also
Cannon, 441 U.S. at
441 U. S.
722-724 (WHITE, J., dissenting);
ante at
463 U. S. 594,
n. 17.
The policy arguments JUSTICE WHITE advances in support of his
position may be perfectly sound. There may well be situations in
which one would fear that strict retroactive enforcement of a
federal grant condition would discourage grant applications that
are a high federal priority. [
Footnote
5/7] These are,
Page 463 U. S. 639
however, arguments that should be addressed to Congress, rather
than to a court,
cf. Cannon, 441 U.S. at
441 U. S.
709-710, since Congress has already implicitly
authorized the Federal Judiciary to award appropriate relief to
private parties injured by violations of Title VI. Whether these
petitioners are within that special class is, of course, another
question to which I now turn.
II
In
University of California Regents v. Bakke, 438 U.S.
at
438 U. S.
412-418, four Justices expressed the opinion that Title
VI's prohibition against racial discrimination is significantly
broader than the protection provided by the Equal Protection Clause
of the Fourteenth Amendment. That position was a dissenting one,
however; five Members of the Court unequivocally rejected it.
In his opinion announcing the judgment of the Court, JUSTICE
POWELL reviewed the legislative history of Title VI and
concluded:
"In view of the clear legislative intent, Title VI must be held
to proscribe only those racial classifications that would violate
the Equal Protection Clause or the Fifth Amendment."
Id. at
438 U. S. 287.
JUSTICE BRENNAN, JUSTICE WHITE, JUSTICE MARSHALL, and JUSTICE
BLACKMUN reached the same conclusion. They wrote:
"In our view, Title VI prohibits only those uses of racial
criteria that would violate the Fourteenth Amendment if employed by
a State or its agencies. . . ."
Id. at
438 U. S. 328.
[
Footnote 5/8]
Page 463 U. S. 640
Later in their opinion, they summarized the reasoning that led
them to that conclusion:
"Congress' equating of Title VI's prohibition with the commands
of the Fifth and Fourteenth Amendments, its refusal precisely to
define that racial discrimination which it intended to prohibit,
and its expectation that the statute would be administered in a
flexible manner, compel the conclusion that Congress intended the
meaning of the statute's prohibition to evolve with the
interpretation of the commands of the Constitution."
Id. at
438 U. S. 340.
[
Footnote 5/9]
The interpretation of Title VI adopted by a majority in
Bakke was confirmed in two subsequent opinions of the
Court. In
Steelworkers v. Weber, 443 U.
S. 193,
443 U. S. 206,
n. 6 (1979), the Court distinguished Title VII from Title VI on the
basis that the former provision "was not intended to incorporate
and particularize the commands of the Fifth and Fourteenth
Amendments." [
Footnote 5/10] And
in
Board of Education, New York City v. Harris,
444 U. S. 130
(1979), the Court first concluded that the 1972 Emergency School
Aid Act (ESAA), 86 Stat. 354, contemplates funding cutoffs in
response to
Page 463 U. S. 641
forms of discrimination that are not "discrimination in the
Fourteenth Amendment sense." 444 U.S. at
444 U. S. 149.
The Court then went on, in considered dictum, to distinguish the
ESAA from Title VI:
"A violation of Title VI may result in a cutoff of all federal
funds, and it is likely that Congress would wish this drastic
result only when discrimination is intentional. In contrast, only
ESAA funds are rendered unavailable when an ESAA violation is
found."
Id. at 150. [
Footnote
5/11]
The question to be decided today is not whether the Court has
misread the actual intent of the Congress that enacted the Civil
Rights Act of 1964. For when the Court unequivocally rejects one
reading of a statute, its action should be respected in future
litigation.
Compare United States v. Board of Comm'rs of
Sheffield, Ala., 435 U. S. 110,
435 U. S.
140-150 (1978) (STEVENS, J., dissenting),
with
Dougherty County Board of Education v. White, 439 U. S.
32,
439 U. S. 47
(1978) (STEVENS, J., concurring),
and City of Rome v. United
States, 446 U. S. 156,
446 U. S. 191
(1980) (STEVENS, J., concurring).
See also Runyon v.
McCrary, 427 U. S. 160,
427 U. S.
189-192 (1976) (STEVENS, J., concurring). If a statute
is to be amended after it has been authoritatively construed by
this Court, that task should almost always be performed by
Congress. [
Footnote 5/12]
Page 463 U. S. 642
Title VI must therefore mean what this Court has said it means,
regardless of what some of us may have thought it meant before this
Court spoke. Today, proof of invidious purpose is a necessary
component of a valid Title VI claim.
III
The respondent Police Department in this case sought, received,
and expended federal grants to pay the salaries of policemen and to
finance its recruitment programs. In order to obtain funds from the
Department of Labor, the Department of Justice, and the Department
of Housing and Urban Development,
see App. A123, it was
required to promise not only that it would comply with Title VI,
but also that it would abide by departmental regulations
implementing that statute. [
Footnote
5/13] Ever since 1964, all three Departments have had virtually
identical implementing regulations. Significantly, those
regulations do more than merely prohibit grant recipients from
administering the funds with a discriminatory purpose; they require
recipients to administer the grants in a manner that has no
racially discriminatory
effects. [
Footnote 5/14]
Page 463 U. S. 643
This Court has repeatedly upheld the validity of those
regulations and their "effects" standard.
Lau v. Nichols,
414 U.S. at
414 U. S. 568;
id. at
414 U. S. 571
(Stewart, J., concurring);
Fullilove v. Klutznick,
448 U. S. 448,
448 U. S. 479
(1980) (opinion of BURGER, C.J.). The reason is that Title VI
explicitly authorizes
"[e]ach Federal department and agency which is empowered to
extend Federal financial assistance . . . to effectuate the
provisions of section 601. . . by issuing rules, regulations, or
orders of general applicability which shall be consistent with
achievement of the objectives of the statute authorizing the
financial assistance. . . ."
78 Stat. 252, 42 U.S.C. § 2000d-1. Nothing in the regulations is
inconsistent with any of the statutes authorizing the disbursement
of the grants that the respondent Police Department received.
[
Footnote 5/15]
It is well settled that, when Congress explicitly authorizes an
administrative agency to promulgate regulations implementing a
federal statute that governs completely private conduct, those
regulations have the force of law so long as they are "reasonably
related to the purposes of the enabling legislation."
Mourning
v. Family Publications Service, Inc., 411 U.
S. 356,
411 U. S. 369
(1973).
See also Chrysler Corp. v. Brown, 441 U.
S. 281,
441 U. S.
301-306 (1979); Batterton v. Francis,
432 U.
S. 416,
432 U. S. 425,
n. 9 (1977).
See generally K. Davis, Administrative Law
Treatise § 7.8 (2d ed.1980 and Supp.1982). The presumption of
validity must be at least as strong when a regulation does not seek
to control the conduct of independent private parties, but merely
defines the terms on which someone may seek federal money. By
prohibiting grant recipients from adopting procedures that deny
program benefits to members of any racial group, the
administrative
Page 463 U. S. 644
agencies have acted in a reasonable manner to further the
purposes of Title VI. [
Footnote
5/16]
The reasonableness of the agencies' method of implementation is
apparent from the Court's opinion in
City of Rome v. United
States, 446 U.S. at
446 U. S.
173-178, which held that, even if § 1 of the Fifteenth
Amendment only prohibits purposeful racial discrimination in
voting, Congress may implement that prohibition by banning voting
practices that are discriminatory in effect. At the dawn of this
century, this Court unanimously held that an administrative
regulation's conformity to statutory authority was to be measured
by the same standard as a statute's conformity to constitutional
authority. In
Boske v. Comingore, 177 U.
S. 459,
177 U. S. 470
(1900), we wrote:
"In determining whether the regulations promulgated by [the
Secretary of the Treasury] are consistent with law, we must apply
the rule of decision which controls when an act of Congress is
assailed as not being within the powers conferred upon it by the
Constitution; that is to say, a regulation adopted under section
161 of the Revised Statutes should not be disregarded or annulled
unless, in the judgment of the court, it is plainly and palpably
inconsistent with law. Those who insist that such a regulation is
invalid must make its invalidity so manifest that the court has no
choice except to hold that the Secretary has exceeded his authority
and employed means that are not at all appropriate to the end
specified in the act of Congress."
Since an "effects" standard is an appropriate means for Congress
to implement a constitutional prohibition against discrimination,
an "effects" regulation is an equally appropriate
Page 463 U. S. 645
means for an administrative agency to implement a comparable
statutory prohibition. [
Footnote
5/17]
Thus, although the petitioners had to prove that the
respondents' actions were motivated by an invidious intent in order
to prove a violation of the statute, they only had to show that the
respondents' actions were producing discriminatory effects in order
to prove a violation of valid federal law.
IV
The District Court found that the respondent Police Department
in this case was making entry-level appointments in a manner that
had a discriminatory impact on blacks and Hispanics. That conduct
violated the petitioners' rights under regulations promulgated by
the Department of Labor, the Department of Justice, and the
Department of Housing and Urban Development. The petitioners were
therefore entitled to the compensation they sought under 42 U.S.C.
§ 1983 and were awarded by the District Court. [
Footnote 5/18] I would reverse the judgment of the
Court of Appeals.
[
Footnote 5/1]
Six Members of the Court -- CHIEF JUSTICE BURGER, JUSTICE
BRENNAN, Justice Stewart, JUSTICE MARSHALL, JUSTICE REHNQUIST, and
JUSTICE STEVENS -- endorsed the view that a private right of action
exists directly under Title VI and Title IX.
Cannon v.
University of Chicago, 441 U. S. 677
(1979);
University of California Regents v. Bakke,
438 U. S. 265,
438 U. S.
418-421 (1978) (STEVENS, J., joined by BURGER, C.J., and
Stewart and REHNQUIST, JJ., dissenting). Two Members of the Court
-- JUSTICE WHITE and JUSTICE BLACKMUN -- endorsed the view that
private individuals may enforce Title VI and Title IX against
appropriate defendants under 42 U.S.C. § 1983.
Cannon,
supra, at
441 U. S.
722-724 (WHITE, J., joined by BLACKMUN, J.,
dissenting).
[
Footnote 5/2]
He limits his analysis to situations where no discriminatory
intent is shown.
Ante at
463 U. S.
597.
[
Footnote 5/3]
We framed our opinion as follows:
"Petitioners first contend that 42 U.S.C. § 6010 does not create
in favor of the mentally retarded any substantive rights to
'appropriate treatment' in the 'least restrictive' environment.
Assuming that Congress did intend to create such a right,
petitioners question the authority of Congress to impose these
affirmative obligations on the States under either its spending
power or § 5 of the Fourteenth Amendment. Petitioners next assert
that any rights created by the Act are enforceable in federal court
only by the Federal Government, not by private parties. Finally,
petitioners argue that the court below read the scope of any rights
created by the Act too broadly, and far exceeded its remedial
powers in requiring the Commonwealth to move its residents to less
restrictive environments and create individual habilitation plans
for the mentally retarded.
Because we agree with petitioners'
first contention -- that § 6010 simply does not create substantive
rights -- we find it unnecessary to address the remaining
issues."
451 U.S. at
451 U. S. 10-11
(emphasis added).
[
Footnote 5/4]
Obviously, there can be no argument that the respondent Police
Department in this case was unaware of its obligations. Both the
statute and the regulations clearly prohibit racial discrimination,
and they did so at the time the respondent accepted the federal
money.
[
Footnote 5/5]
After the sentence fragment quoted
ante at
463 U. S. 597,
the Court concluded:
"These are all difficult questions. Because the Court of Appeals
has not addressed these issues, however, we remand the issues for
consideration in light of our decision here."
451 U.S. at
451 U. S. 30.
[
Footnote 5/6]
Thiboutot itself involved only federal statutes, not
regulations. Its analysis of § 1983, however, applies equally to
administrative regulations having the force of law.
See
Chrysler Corp. v. Brown, 441 U. S. 281,
441 U. S.
301-303 (1979) (discussing what types of administrative
regulations have "the force and effect of law").
[
Footnote 5/7]
I must point out, however, that the record in this case gives no
basis for thinking that the cost of an appropriate award of damages
to the petitioners would exceed the total amount of respondents'
federal subsidy. And, as a general proposition, it is usually
assumed that a cut-off of federal funds would be significantly more
drastic than an individualized remedy for the victim of a Title VI
violation.
See Cannon, 441 U.S. at
441 U. S. 705,
and n. 38.
[
Footnote 5/8]
Accord. 438 U.S. at
438 U. S. 332,
438 U. S. 333,
438 U. S. 334,
n. 11,
438 U. S. 336,
438 U. S. 338.
Towards the end of their opinion, JUSTICES BRENNAN, WHITE,
MARSHALL, and BLACKMUN expressly considered and rejected the
argument that the Court's earlier decision in
Lau v.
Nichols, 414 U. S. 563
(1974), foreclosed their reading of Title VI.
See 438 U.S.
at
438 U. S.
352-353.
[
Footnote 5/9]
Of course, in
Washington v. Davis, 426 U.
S. 229 (1976), the Court held that the Fourteenth
Amendment is violated only by purposeful state racial
discrimination.
[
Footnote 5/10]
The Court explained:
"Title VI of the Civil Rights Act of 1964, considered in
University of California Regents v. Bakke, 438 U. S.
265 (1978), contains no provision comparable to § 703(j)
[of Title VII]. This is because Title VI was an exercise of federal
power over a matter in which the Federal Government was already
directly involved: the prohibitions against race-based conduct
contained in Title VI governed 'program[s] or activit[ies]
receiving Federal financial assistance.' 42 U.S.C. § 2000d.
Congress was legislating to assure federal funds would not be used
in an improper manner. Title VII, by contrast, was enacted pursuant
to the commerce power to regulate purely private decisionmaking,
and was not intended to incorporate and particularize the commands
of the Fifth and Fourteenth Amendments. Title VII and Title VI,
therefore, cannot be read
in pari materia."
443 U.S. at
443 U. S. 206,
n. 6.
[
Footnote 5/11]
In his dissenting opinion, Justice Stewart, joined by JUSTICES
POWELL and REHNQUIST, also noted that Title VI "has been construed
to contain not a mere disparate impact standard, but a standard of
intentional discrimination." 444 U.S. at
444 U. S.
159-160.
[
Footnote 5/12]
Like most, this proposition of law is not wholly without
exceptions. Congress phrased some older statutes in sweeping,
general terms, expecting the federal courts to interpret them by
developing legal rules on a case-by-case basis in the common law
tradition. One clear example of such a statute is the Sherman Act,
26 Stat. 209.
See National Society of Professional Engineers v.
United States, 435 U. S. 679,
435 U. S.
687-688 (1978);
Associated General Contractors of
California, Inc. v. Carpenters, 459 U.
S. 519,
459 U. S.
531-535 (1983). For that reason, in
Continental T.
V., Inc. v. GTE Sylvania Inc., 433 U. S.
36 (1977), the doctrine of
stare decisis did
not preclude the Court from overruling its prior decision in
United States v. Arnold, Schwinn & Co., 388 U.
S. 365 (1967), even though Congress had not acted during
the intervening decade.
Cf. Monell v. New York City Dept. of
Social Services, 436 U. S. 658,
436 U. S.
695-701 (1978) (overruling an erroneous interpretation
of § 1983 in
Monroe v. Pape, 365 U.
S. 167 (1961), despite the absence of congressional
action). Title VI is different from those statutes, because
Congress expected most interstitial lawmaking to be performed by
administrative agencies, not courts.
[
Footnote 5/13]
One standard application form requires the following
certification:
"The grantee hereby assures and certifies that it will comply
with the regulations, policies, guidelines and requirements with
respect to the acceptance and use of Federal funds for this
federally assisted program. Also, the grantee gives assurances and
certifies with respect to the grant that:"
"
* * * *"
"(6) The grant will be conducted and administered in compliance
with:"
"(a) Title VI of the Civil Rights Act of 1964 (Pub.L. 88-352)
and implementing regulations. . . ."
Form HUD 4124 (emphasis added).
[
Footnote 5/14]
For example, the regulations provide:
"A recipient, in determining the . . . benefits which will be
provided under any such program, . . . may not, directly or through
contractual or other arrangements, utilize criteria . . . which . .
. have the effect of defeating or substantially impairing
accomplishment of the objectives of the program as respect to
persons of a particular race, color, or national origin."
24 CFR § 1.4(b)(2) (1982); 28 CFR § 42.104(b)(2) (1982); 29 CFR
§ 31.3(b)(2) (1982).
[
Footnote 5/15]
Indeed, even in the absence of Title VI, one would expect the
administrative agencies to distribute the grants in a way that will
benefit all segments of the communities they seek to serve.
[
Footnote 5/16]
Those purposes are evident from the statutory language:
"No person in the United States shall, on the ground of race,
color, or national origin, be excluded from participation in [or]
be denied the benefits of . . . any program or activity receiving
Federal financial assistance."
78 Stat. 252, 42 U.S.C. § 2000d.
[
Footnote 5/17]
Earlier in the
Boske opinion, the Court had noted that
there was "certainly no statute which expressly or by necessary
implication forbade the adoption of such a regulation." 177 U.S. at
469. The same may be said of the regulations at issue in this case.
For although the Court has determined that Title VI does not compel
the application of an effects standard,
see supra at
463 U. S.
639-642, I do not believe that Congress should be
understood to have prohibited regulations adopting such a standard,
especially given the passages from the legislative history of Title
VI identified in
Bakke, 438 U.S. at
438 U. S.
413-418, nn. 11, 13, 15, 16, 19, 23 (STEVENS, J.,
dissenting), and Congress' acquiescence in those regulations since
1964.
[
Footnote 5/18]
Because respondent Police Department acted under color of state
law in making appointments, § 1983 authorizes a lawsuit against it,
based on its violation of the governing administrative regulations.
This does not mean, as JUSTICE POWELL suggests,
ante at
463 U. S. 608,
n. 1, that a similar action would be unavailable against a
similarly situated private party. Whether a cause of action against
private parties exists directly under the regulations and, if so,
what the standard of liability in such an action would be, are
questions that are not presented by this case.