Section 901(a) of Title IX of the Education Amendments of 1972
(Title IX) provides in part that
"[n]o person in the United States shall, on the basis of sex, be
excluded from participation in, be denied the benefits of, or be
subjected to discrimination under any education program or activity
receiving Federal financial assistance."
Petitioner instituted litigation in Federal District Court,
alleging that she had been excluded from participation in the
medical education programs of respondent private universities on
the basis of her gender and that these programs were receiving
federal financial assistance at the time of her exclusion. The
District Court granted respondents' motions to dismiss the
complaints, since Title IX does not expressly authorize a private
right of action by a person injured by a violation of § 901, and
since the court concluded that no private remedy should be
inferred. The Court of Appeals agreed that the statute did not
contain an implied private remedy. It concluded,
inter
alia, that Congress intended the remedy in § 902 of Title IX,
establishing a procedure for the termination of federal financial
support for institutions that violated § 901, to be the exclusive
means of enforcement, and that Title VI of the Civil Rights Act of
1964, upon which Title IX was patterned, did not include an implied
private cause of action.
Held: Petitioner may maintain her lawsuit, despite the
absence of any express authorization for it in Title IX. Pp.
441 U. S.
688-717.
(a) Before concluding that Congress intended to make a remedy
available to a special class of litigants, a court must carefully
analyze the following four factors that
Cort v. Ash,
422 U. S. 66,
identifies as indicative of such an intent: (1) whether the statute
was enacted for the benefit of a special class of which the
plaintiff is a member, (2) whether there is any indication of
legislative intent to create a private remedy, (3) whether
implication of such a remedy is consistent with the underlying
purposes of the legislative scheme, and (4) whether implying a
federal remedy is inappropriate because the subject matter involves
an area basically of concern to the States. P.
441 U. S.
688.
(b) The first factor is satisfied here since Title IX explicitly
confers a benefit on persons discriminated against on the basis of
sex, and petitioner
Page 441 U. S. 678
is clearly a member of that class for whose special benefit the
statute was enacted. Pp.
441 U. S.
689-694.
(c) As to the second factor, the legislative history of Title IX
rather plainly indicates that Congress intended to create a private
cause of action. Title IX was patterned after Title VI of the Civil
Rights Act of 1964, and the drafters of Title IX explicitly assumed
that it would be interpreted and enforced in the same manner as
Title VI, which had already been construed by lower federal courts
as creating a private remedy when Title IX was enacted. Pp.
441 U. S.
694-703.
(d) The third factor is satisfied, since implication of a
private remedy will not frustrate the underlying purposes of the
legislative scheme but, instead, will assist in achieving the
statutory purpose of providing individual citizens effective
protection against discriminatory practices. Pp.
441 U. S.
703-708.
(e) As to the fourth factor, since the Civil War, the Federal
Government and the federal courts have been the primary and
powerful reliances in protecting citizens against invidious
discrimination of any sort, including that on the basis of sex.
Moreover, it is the expenditure of federal funds that provides the
justification for this particular statutory prohibition. Pp.
441 U. S.
708-709.
(f) Respondents' principal argument against implying a cause of
action under Title IX -- that it is unwise to subject admissions
decisions of universities to judicial scrutiny at the behest of
disappointed applicants on a case-by-case basis because this kind
of litigation is burdensome, and inevitably will have an adverse
effect on the independence of members of university committees --
is without merit. The congressional majorities that passed Title VI
of the Civil Rights Act of 1964 and Title IX rejected the same
argument when advanced by the congressional opponents of the two
statutes, and there is nothing to demonstrate that private Title VI
litigation has been so costly or voluminous that either the
academic community or the courts have been unduly burdened, or that
university administrators will be so concerned about the risk of
litigation that they will fail to discharge their important
responsibilities in an independent and professional manner. Pp.
441 U. S.
709-710.
(g) Nor is there any merit to respondents' arguments, starting
from the premise that Title IX and Title VI should receive the same
construction, that a comparison of Title VI with other titles of
the Civil Rights Act of 1964 demonstrates that Congress created
express private remedies whenever it found them desirable, and that
certain excerpts from the legislative history of Title VI foreclose
the implication of a private remedy. The fact that other provisions
of a complex statutory scheme create express remedies has not been
accepted as a sufficient
Page 441 U. S. 679
reason, by itself, for refusing to imply an otherwise
appropriate remedy under a separate section, and none of the
excerpts from the legislative history cited by respondents
evidences any hostility toward an implied private remedy for
terminating the offending discrimination. Pp.
441 U. S.
710-716.
559 F.2d 1063, reversed and remanded.
STEVENS, J., delivered the opinion of the Court, in which
BRENNAN, STEWART, MARSHALL, and REHNQUIST, JJ., joined. REHNQUIST,
J., filed a concurring opinion, in which STEWART, J., joined,
post, p.
441 U. S. 717.
BURGER, C.J., concurred in the judgment. WHITE, J., filed a
dissenting opinion, in which BLACKMUN, J., joined,
post,
p.
441 U. S. 718.
POWELL, J., filed a dissenting opinion,
post, p.
441 U. S.
730.
Page 441 U. S. 680
MR. JUSTICE STEVENS delivered the opinion of the Court.
Petitioner's complaints allege that her applications for
admission to medical school were denied by the respondents because
she is a woman. [
Footnote 1]
Accepting the truth of those allegations for the purpose of its
decision, the Court of Appeals held that petitioner has no right of
action against respondents that may be asserted in a federal court.
559 F.2d 1063. We granted certiorari to review that holding. 438
U.S. 914.
Only two facts alleged in the complaints are relevant to our
decision. First, petitioner was excluded from participation in the
respondents' medical education programs because of her sex. Second,
these education programs were receiving federal financial
assistance at the time of her exclusion. These facts, admitted
arguendo by respondents' motion to dismiss the complaints,
establish a violation of § 901(a) of Title IX of the Education
Amendments of 1972 (hereinafter Title IX). [
Footnote 2]
Page 441 U. S. 681
That section, in relevant part, provides:
"No person in the United States shall, on the basis of sex, be
excluded from participation in, be denied the
Page 441 U. S. 682
benefits of, or be subjected to discrimination under any
education program or activity receiving Federal financial
assistance. . . . [
Footnote
3]
Page 441 U. S. 683
The statute does not, however, expressly authorize a private
right of action by a person injured by a violation of § 901. For
that reason, and because it concluded that no private remedy should
be inferred, the District Court granted the respondents' motions to
dismiss.
406 F.
Supp. 1257, 1259."
The Court of Appeals agreed that the statute did not contain an
implied private remedy. Noting that § 902 of Title IX establishes a
procedure for the termination of federal financial support for
institutions violating § 901, the Court of Appeals concluded that
Congress intended that remedy to
Page 441 U. S. 684
be the exclusive means of enforcement. [
Footnote 4] It recognized that the statute was
patterned after Title VI of the Civil Rights
Page 441 U. S. 685
Act of 1964 (hereinafter Title VI), [
Footnote 5] but rejected petitioner's argument that Title
VI included an implied private cause of action. 559 F.2d at
1071-1075.
After the Court of Appeals' decision was announced, Congress
enacted the Civil Rights Attorney's Fees Awards Act of 1976, 90
Stat. 2641, which authorizes an award of fees to prevailing private
parties in actions to enforce Title IX. [
Footnote 6] The
Page 441 U. S. 686
court therefore granted a petition for rehearing to consider
whether, in the light of that statute, its original interpretation
of Title IX had been correct. After receiving additional briefs,
the court concluded that the 1976 Act was not intended to create a
remedy that did not previously exist. [
Footnote 7] The court
Page 441 U. S. 687
also noted that the Department of Health, Education, and Welfare
had taken the position that a private cause of action under Title I
should be implied, [
Footnote 8]
but the court disagreed
Page 441 U. S. 688
with that agency's interpretation of the Act. In sum, it adhered
to its original view, 559 F.2d at 1077-1080.
The Court of Appeals quite properly devoted careful attention to
this question of statutory construction. As our recent cases --
particularly
Cort v. Ash, 422 U. S.
66 -- demonstrate, the fact that a federal statute has
been violated and some person harmed does not automatically give
rise to a private cause of action in favor of that person. Instead,
before concluding that Congress intended to make a remedy available
to a special class of litigants, a court must carefully analyze the
four factors that
Cort identifies as indicative of such an
intent. [
Footnote 9] Our review
of those factors persuades us, however,
Page 441 U. S. 689
that the Court of Appeals reached the wrong conclusion, and that
petitioner does have a statutory right to pursue her claim that
respondents rejected her application on the basis of her sex. After
commenting on each of the four factors, we shall explain why they
are not overcome by respondents' countervailing arguments.
I
First, the threshold question under
Cort is
whether the statute was enacted for the benefit of a special class
of which the plaintiff is a member. That question is answered by
looking to the language of the statute itself. Thus, the statutory
reference to "any employee of any such common carrier" in the 1893
legislation requiring railroads to equip their cars with secure
"grab irons or handholds,"
see 27 Stat. 532, 531, made
"irresistible" the Court's earliest "inference of a private right
of action" -- in that case in favor of a railway employee who was
injured when a grab iron gave way.
Texas & Pacific R. Co.
v. Rigsby, 241 U. S. 33,
241 U. S. 40.
[
Footnote 10]
Page 441 U. S. 690
Similarly, it was statutory language describing the special
class to be benefited by § 5 of the Voting Right Act of 1965
[
Footnote 11] that persuaded
the Court that private parties within that class were implicitly
authorized to seek a declaratory Judgment against a covered State.
Allen v. State Board of Elections, 393 U.
S. 544,
393 U. S.
554-555. [
Footnote
12] The dispositive language in that statute -- "no person
shall be denied the right to vote for failure to comply with [a new
state enactment covered by, but not approved under, § 5]" -- is
remarkably similar to the language used by Congress in Title IX.
See n 3,
supra.
The language in these statute -- which expressly identifies the
class Congress intended to benefit -- contrasts sharply with
statutory language customarily found in criminal statutes, such as
that construed in
Cort, supra, and other laws enacted for
the protection of the general public. [
Footnote 13] There would be far
Page 441 U. S. 691
less reason to infer a private remedy in favor of individual
persons if Congress, instead of drafting Title IX with an
unmistakable focus on the benefited class, had written it
simply
Page 441 U. S. 692
as a ban on discriminatory conduct by recipients of federal
funds or as a prohibition against the disbursement of public
Page 441 U. S. 693
funds to educational institutions engaged in discriminatory
practices. [
Footnote 14]
Unquestionably, therefore, the first of the four factors
identified in
Cort favors the implication of private cause
of
Page 441 U. S. 694
action. Title IX explicitly confers a benefit on persons
discriminated against on the basis of sex, and petitioner is
clearly a member of that class for whose special benefit the
statute was enacted.
Second, the Cort analysis requires consideration of
legislative history. We must recognize, however, that the
legislative history of a statute that does not expressly create or
deny a private remedy will typically be equally silent or ambiguous
on the question. Therefore, in situations such as the present
one,
"in which it is clear that federal law has granted a class of
persons certain rights, it is not necessary to show an intention to
create a private cause of action, although an explicit
purpose to
deny such cause of action would be
controlling."
Cort, 422 U.S. at 82 (emphasis in original). [
Footnote 15] But this is not the
typical case. Far from evidencing any purpose to deny a private
cause of action, the history of Title IX rather plainly indicates
that Congress intended to create such a remedy.
Title IX was patterned after Title VI of the Civil Rights Act of
1964. [
Footnote 16] Except
for the substitution of the word "sex"
Page 441 U. S. 695
in Title IX to replace the words "race, color, or national
origin" in Title VI, the two statutes use identical language to
describe the benefited class. [
Footnote 17] Both statutes provide the
Page 441 U. S. 696
same administrative mechanism for terminating federal financial
support for institutions engaged in prohibited discrimination.
[
Footnote 18] Neither
statute expressly mentions a private remedy for the person excluded
from participation in a federally funded program. The drafters of
Title IX explicitly assumed that it would be interpreted and
applied as Title VI had been during the preceding eight years.
[
Footnote 19]
In 1972, when Title IX was enacted, the critical language in
Title VI had already been construed as creating a private remedy.
Most particularly, in 1967, a distinguished panel of the Court of
Appeals for the Fifth Circuit squarely decided this issue in an
opinion that was repeatedly cited with approval and never
questioned during the ensuing five years. [
Footnote 20] In addition, at least a dozen other
federal courts reached similar conclusions in the same or related
contexts during those years. [
Footnote 21] It is always appropriate to assume that
our
Page 441 U. S. 697
elected representative, like other citizens, know the law; in
this case, because of their repeated references to Title VI and its
modes of enforcement, we are especially justified in presuming both
that those representatives were aware of the
Page 441 U. S. 698
prior interpretation of Title VI, and that that interpretation
reflects their intent with respect to Title IX.
Moreover, in 1969, in
Allen v. State Board of
Elections, 393 U. S. 544,
this Court had interpreted the comparable language in § 5 of the
Voting Rights Act as sufficient to authorize a private remedy.
[
Footnote 22] Indeed, during
the period between the enactment of Title VI in 1964 and the
enactment of Title IX in 1972, this Court had consistently found
implied remedies -- often in cases much less clear than this.
[
Footnote 23] It was after
1972 that this Court decided
Cort v. Ash and the other
cases cited by the Court of Appeals in support of its strict
construction of the remedial aspect of the statute. [
Footnote 24] We, of course, adhere to the
strict approach followed in our recent cases, but our evaluation of
congressional action in 1972 must take into
Page 441 U. S. 699
account its contemporary legal context. In sum, it is not only
appropriate but also realistic to presume that Congress was
thoroughly familiar with these unusually important precedents from
this and other federal courts, and that it expected its enactment
to be interpreted in conformity with them.
It is not, however, necessary to rely on these presumptions. The
package of statutes of which Title IX is one part also contains a
provision whose language and history demonstrate that Congress
itself understood Title VI, and thus its companion, Title IX, as
creating a private remedy. Section 718 of the Education Amendments
authorizes federal courts to award attorney's fees to the
prevailing parties, other than the United States, in private
actions brought against public educational agencies to enforce
Title VI in the context of elementary and secondary education.
[
Footnote 25] The language
of this provision explicitly presumes the availability of private
suits to enforce Title VI in the education context. [
Footnote 26] For many such
Page 441 U. S. 700
suits, no express cause of action was then available; hence,
Congress must have assumed that one could be implied under Title VI
itself. [
Footnote 27] That
assumption was made explicit during the debates on § 718. [
Footnote 28] It was also aired
during the debates
Page 441 U. S. 701
on other provisions in the Education Amendments of 1972
[
Footnote 29] and on Title
IX itself, [
Footnote 30] and
is consistent with the Executive Branch's apparent understanding of
Title VI at the time. [
Footnote
31]
Page 441 U. S. 702
Finally, the very persistence -- before 1972 and since, among
judges and executive officials, as well as among litigants and
their counsel, [
Footnote 32]
and even implicit in decisions of this Court [
Footnote 33] --
Page 441 U. S. 703
of the assumption that both Title VI and Title IX created a
private right of action for the victims of illegal discrimination
and the absence of legislative action to change that assumption
provide further evidence that Congress at least acquiesces in, and
apparently affirms, that assumption.
See n 7,
supra. We have no doubt that
Congress intended to create Title IX remedies comparable to those
available under Title VI, and that it understood Title VI as
authorizing an implied private cause of action for victims of the
prohibited discrimination. [
Footnote 34]
Third, under
Cort, a private remedy should not
be implied if it would frustrate the underlying purpose of the
legislative scheme. On the other hand, when that remedy is
necessary or at least helpful to the accomplishment of the
statutory purpose, the Court is decidedly receptive to its
implication under the statute. [
Footnote 35]
Page 441 U. S. 704
Title IX, like its model Title VI, sought to accomplish two
related, but nevertheless somewhat different, objectives. First,
Congress wanted to avoid the use of federal resources to support
discriminatory practices; second, it wanted to provide individual
citizens effective protection against those practices. Both of
these purposes were repeatedly identified in the debates on the two
statutes. [
Footnote 36]
The first purpose is generally served by the statutory procedure
for the termination of federal financial support for institutions
engaged in discriminatory practices. [
Footnote 37] That remedy
Page 441 U. S. 705
is, however, severe, and often may not provide an appropriate
means of accomplishing the second purpose if merely an isolated
violation has occurred. [
Footnote 38] In that situation, the violation might be
remedied more efficiently by an order requiring an institution to
accept an applicant who had been improperly excluded. [
Footnote 39] Moreover, in that kind
of situation, it makes little sense to impose on an individual,
whose only interest is in obtaining a benefit for herself, or on
HEW, the burden of demonstrating that an institution's practices
are so pervasively discriminatory that a complete cutoff of federal
funding is appropriate. The award of individual relief to a private
litigant who has prosecuted her own suit is not only
Page 441 U. S. 706
sensible, but is also fully consistent with -- and in some cases
even necessary to -- the orderly enforcement of the statute.
[
Footnote 40]
The Department of Health, Education, and Welfare, which is
charged with the responsibility for administering Title IX,
perceives no inconsistency between the private remedy and the
public remedy. [
Footnote 41]
On the contrary, the agency takes the
Page 441 U. S. 707
unequivocal position that the individual remedy will provide
effective assistance to achieving the statutory purposes.
See
Page 441 U. S. 708
n 8,
supra. The
agency's position is unquestionably correct. [
Footnote 42]
Fourth, the final inquiry suggested by
Cort is
whether implying a federal remedy is inappropriate because the
subject matter involves an area basically of concern to the States.
No such problem is raised by a prohibition against invidious
discrimination of any sort, including that on the basis of sex.
Since the Civil War, the Federal Government and the federal courts
have been the "
primary and powerful reliances'" in
protecting citizens against such discrimination. Steel v.
Thompson, 415 U. S. 452,
415 U. S. 464
(emphasis in original), quoting F. Frankfurter & J. Landis, The
Business of the Supreme Court 65 (1928). Moreover, it is the
expenditure of federal funds
Page 441 U. S. 709
that provides the justification for this particular statutory
prohibition. There can be no question but that this aspect of the
Cort analysis supports the implication of a private
federal remedy.
In sum, there is no need in this case to weigh the four
Cort factors; all of them support the same result. Not
only the words and history of Title IX, but also its subject matter
and underlying purposes counsel implication of a cause of action in
favor of private victims of discrimination.
II
Respondents' principal argument against implying a cause of
action under Title IX is that it is unwise to subject admissions
decisions of universities to judicial scrutiny at the behest of
disappointed applicants on a case-by-case basis. They argue that
this kind of litigation is burdensome, and inevitably will have an
adverse effect on the independence of members of university
committees.
This argument is not original to this litigation. It was
forcefully advanced in both 1964 and 1972 by the congressional
opponents of Title VI and Title IX, [
Footnote 43] and squarely rejected by the congressional
majorities that passed the two statutes. In short, respondents'
principal contention is not a legal argument at all; it addresses a
policy issue that Congress has already resolved.
History has borne out the judgment of Congress. Although victims
of discrimination on the basis of race, religion, or national
origin have had private Title VI remedies available at least since
1965,
see n 21,
supra, respondents have not come forward with any
demonstration that Title VI litigation has been so costly or
voluminous that either the academic community or the courts have
been unduly burdened. Nothing but speculation supports the argument
that university
Page 441 U. S. 710
administrators will be so concerned about the risk of litigation
that they will fail to discharge their important responsibilities
in an independent and professional manner. [
Footnote 44]
III
Respondents advance two other arguments that deserve brief
mention. Starting from the premise that Title IX and Title VI
should receive the same construction, respondents argue (1) that a
comparison of Title VI with other Titles of the Civil Rights Act of
1964 demonstrates that Congress created express private remedies
whenever it found them desirable; [
Footnote 45] and (2) that certain excerpts from the
legislative history of Title VI foreclose the implication of a
private remedy. [
Footnote
46]
Even if these arguments were persuasive with respect to
Congress' understanding in 1964 when it passed Title VI, they would
not overcome the fact that, in 1972, when it passed Title IX,
Congress was under the impression that Title VI
Page 441 U. S. 711
could be enforced by a private action, and that Title IX would
be similarly enforceable.
See supra at
441 U. S.
696-699.
"For the relevant inquiry is not whether Congress correctly
perceived the then state of the law, but rather what its perception
of the state of the law was."
Brown v. GSA, 425 U. S. 820,
425 U. S. 828.
But each of respondents' arguments is, in any event,
unpersuasive.
The fact that other provisions of a complex statutory scheme
create express remedies has not been accepted as a sufficient
reason for refusing to imply an otherwise appropriate remedy under
a separate section.
See, e.g., J. I. Case Co. v. Borak,
377 U. S. 426;
Wyandotte Transportation Co. v. United States,
389 U. S. 191.
Rather, the Court has generally avoided this type of "excursion
into extrapolation of legislative intent,"
Cort v. Ash,
422 U.S. at
422 U. S. 83 n.
14, unless there is other, more convincing, evidence that Congress
meant to exclude the remedy.
See National Railroad Passenger
Corp. v. National Assn. of Railroad Passengers, 414 U.S. at
414 U. S.
458-461.
With one set of exceptions, the excerpts from the legislative
history cited by respondents as contrary to implication of a
private remedy under Title VI were all concerned with a procedure
for terminating federal funding. [
Footnote 47] None of them evidences any hostility toward
an implied private remedy to terminate the offending
discrimination. They are consistent with the assumption expressed
frequently during the debates that such a judicial remedy -- either
through the kind of broad construction of state action under § 1983
adopted by the Court of Appeals for the Fourth Circuit in
Simkins v. Moses H. Cone Memorial Hospital, 323 F.2d 959
(1963), [
Footnote 48]
Page 441 U. S. 712
or through an implied remedy [
Footnote 49] -- would be available to private litigants
regardless of how the fund-cutoff issue was resolved.
Page 441 U. S. 713
The only excerpt relied upon by respondents that deals precisely
with the question whether the victim of discrimination has a
private remedy under Title VI was a comment by
Page 441 U. S. 714
Senator Keating. In it, he expressed disappointment at the
administration's failure to include his suggestion for an express
remedy in its final proposed bill. [
Footnote 50] Our analysis of the
Page 441 U. S. 715
legislative history convinces us, however, that neither the
administration's decision not to incorporate that suggestion
expressly in its bill nor Senator Keating's response to that
decision is indicative of a rejection of a private right of action
against recipients of federal funds. Instead, the former appears to
have been a compromise aimed at protecting individual rights
without subjecting the Government to suits, [
Footnote 51]
Page 441 U. S. 716
while the latter is merely one Senator's isolated expression of
a preference for an express private remedy. [
Footnote 52] In short, neither is inconsistent
with the implication of such a remedy. Nor is there any other
indication in the legislative history that any Member of Congress
voted in favor of the statute in reliance on an understanding that
Title VI did not include a private remedy.
Page 441 U. S. 717
IV
When Congress intends private litigants to have a cause of
action to support their statutory rights, the far better course is
for it to specify as much when it creates those rights. But the
Court has long recognized that, under certain limited
circumstances, the failure of Congress to do so is not inconsistent
with an intent on its part to have such a remedy available to the
persons benefited by its legislation. Title IX presents the
atypical situation in which all of the circumstances that the Court
has previously identified as supportive of an implied remedy are
present. We therefore conclude that petitioner may maintain her
lawsuit despite the absence of any express authorization for it in
the statute.
The judgment of the Court of Appeals is reversed, and the case
is remanded for further proceedings consistent with this
opinion.
It is so ordered.
MR. CHIEF JUSTICE BURGER concurs in the judgment.
[
Footnote 1]
Each of petitioner's two complaints names as defendant a private
university -- the University of Chicago and Northwestern University
-- and various officials of the medical school operated by that
university. In addition, both complaints name the Secretary, and
the Region V Director of the Office for Civil Rights, of the
Department of Health, Education, and Welfare. Although all of these
defendants prevailed below, and are respondents here, the federal
defendants have taken a position that basically accords with the
position advanced by petitioner.
See Brief for Federal
Respondents. Unless otherwise clear in context, all references to
respondents in this opinion will refer to the private defendants
named in petitioner's complaints.
[
Footnote 2]
Petitioner's complaints allege violations of various federal
statutes including Title IX. Although the District Court and Court
of Appeals ruled adversely on all of these theories, petitioner
confined her petition for a writ of certiorari to the Title IX
question. Pet. for Cert. 3. On that question, the District Court
and Court of Appeals ruled favorably on respondents' motion to
dismiss the complaints for failure to state a cause of action.
See App. 22. Although respondents sought summary judgment
simultaneously with their motion to dismiss, and submitted
supporting affidavits, the courts below did not purport to rule on
summary judgment or to make factual findings. Accordingly, all of
the facts alleged in petitioner's complaints must be taken as true
for purposes of review. According to her complaints, petitioner was
qualified to attend both of the respondent medical schools based on
both objective (
i.e., grade-point average and test scores)
and subjective criteria. In fact, both schools admitted some
persons to the classes to which she applied despite the fact that
those persons had less impressive objective qualifications than she
did.
Id. at 6-7, 12-13.
Both medical schools receive federal aid,
id. at 15-16,
and both have policies against admitting applicants who are more
than 30 years old (petitioner was 39 years old at the time she
applied), at least if they do not have advanced degrees.
Id. at 7. Northwestern Medical School absolutely
disqualifies applicants over 35.
Id. at 7 n. 3. These
policies, it is alleged, prevented petitioner from being asked to
an interview at the medical schools, so that she was denied even
the opportunity to convince the schools that her personal
qualifications warranted her admission in place of persons whose
objective qualifications were better than hers.
Id. at 10,
and n. 4, 11-12. Because the incidence of interrupted higher
education is higher among women than among men, it is further
claimed, the age and advanced-degree criteria operate to exclude
women from consideration even though the criteria are not valid
predictors of success in medical schools or in medical practice.
Id. at 7-11. As such, the existence of the criteria either
makes out or evidences a violation of the medical school's duty
under Title IX to avoid discrimination on the basis of sex.
Id. at 13. Petitioner also claimed that the schools
accepted a far smaller percentage of women than their percentage in
the general population and in the class of persons with bachelor's
degrees.
Id. at 9. But
cf. 559 F.2d 1063, 1067,
referring to statistics submitted by the University of Chicago in
its affidavit accompanying its summary judgment motion indicating
that the percentage of women admitted to classes from 1972 to 1975,
18.3%, was virtually identical to the percentage of women
applicants. Of course, the dampening impact of a discriminatory
rule may undermine the relevance of figures relating to
actual applicants.
See Dothard v. Rawlinson,
433 U. S. 321,
433 U. S.
330.
Upon her rejection by both schools, petitioner sought
reconsideration of the decisions by way of written and telephonic
communications with admissions officials. Finding these avenues of
no avail, she filed a complaint with the local office of HEW in
April, 1975, alleging,
inter alia, violations of Title IX.
App. 16. Three months later, having received only an acknowledgment
of receipt of her letter from HEW, petitioner filed suit in the
District Court for the Northern District of Illinois against the
private defendants. After she amended her complaints to include the
federal defendants and requested injunctive relief ordering them to
complete their investigation, she was informed that HEW would not
begin its investigation of her complaint until early 1976. 559 F.2d
at 1068, and n. 3; App. 49. In June, 1976, HEW informed petitioner
that the local stages of its investigation had been completed, but
that its national headquarters planned to conduct a further
"in-depth study of the issues raised" because those issues were "of
first impression, and national in scope." App. to Pet. for Cert.
A-35. As far as the record indicates, HEW has announced no further
action in this case.
See 559 F.2d at 1077.
[
Footnote 3]
In relevant part, § 901, 86 Stat. 373, as amended, as set forth
in 20 U.S.C. § 1681, provides:
"(a) . . . No person in the United States shall, on the basis of
sex, be excluded from participation in, be denied the benefits of,
or be subjected to discrimination under any education program or
activity receiving Federal financial assistance, except that:"
"(1) . . . in regard to admissions to educational institutions,
this section shall apply only to institutions of vocational
education, professional education, and graduate higher education,
and to public institutions of undergraduate higher education;"
"(2) . . . in regard to admissions to educational institutions,
this section shall not apply (A) for one year from June 23, 1972,
nor for six years after June 23, 1972, in the case of an
educational institution which has begun the process of changing
from being an institution which admits only students of one sex to
being an institution which admits students of both sexes, but only
if it is carrying out a plan for such a change which is approved by
the Commissioner of Education or (b) for seven years from the date
an educational institution begins the process of changing from
being an institution which admits only students of only one sex to
being an institution which admits students of both sexes, but only
if it is carrying out a plan for such a change which is approved by
the Commissioner of Education, whichever is the later;"
"(3) . . . this section shall not apply to an education
institution which is controlled by a religious organization if the
application of this subsection would not be consistent with the
religious tenets of such organization;"
"(4) . . . this section shall not apply to an educational
institution whose primary purpose is the training of individuals
for the military services of the United States, or the merchant
marine; [and]"
"(5) . . . in regard to admissions this section shall not apply
to any public institution of undergraduate higher education which
is an institution that traditionally and continually from its
establishment has had a policy of admitting only students of one
sex."
"
* * * *"
"(b) . . . Nothing contained in subsection (a) of this section
shall be interpreted to require any educational institution to
grant preferential or disparate treatment to the members of one sex
on account of an imbalance which may exist with respect to the
total number or percentage of persons of that sex participating in
or receiving the benefits of any federally supported program or
activity, in comparison with the total number or percentage of
persons of that sex in any community, State, section, or other
area:
Provided, That this subsection shall not be
construed to prevent the consideration in any hearing or proceeding
under this chapter of statistical evidence tending to show that
such an imbalance exists with respect to the participation in, or
receipt of the benefits of, any such program or activity by the
members of one sex."
"(c) . . . For purposes of this chapter an educational
institution means any public or private preschool, elementary, or
secondary school, or any institution of vocational, professional,
or higher education, except that in the case of an educational
institution composed of more than one school, college, or
department which are administratively separate units, such term
means each such school, college, or department."
[
Footnote 4]
Section 902, 86 Stat. 374, as set forth in 20 U.S.C.§ 1682,
provides:
"Each Federal department and agency which is empowered to extend
Federal financial assistance to any education program or activity,
by way of grant, loan, or contract other than a contract of
insurance or guaranty, is authorized and directed to effectuate the
provisions of section 1681 of this title with respect to such
program or activity by issuing rules, regulations, or orders of
general applicability which shall be consistent with achievement of
the objectives of the statute authorizing the financial assistance
in connection with which the action is taken. No such rule,
regulation, or order shall become effective unless and until
approved by the President. Compliance with any requirement adopted
pursuant to this section may be effected (1) by the termination of
or refusal to grant or to continue assistance under such program or
activity to any recipient as to whom there has been an express
finding on the record, after opportunity for hearing, of a failure
to comply with such requirement, but such termination or refusal
shall be limited to the particular political entity, or part
thereof, or other recipient as to whom such a finding has been
made, and shall be limited in its effect to the particular program,
or part thereof, in which such noncompliance has been so found, or
(2) by any other means authorized by law:
Provided,
however, That no such action shall be taken until the
department or agency concerned has advised the appropriate person
or persons of the failure to comply with the requirement and has
determined that compliance cannot be secured by voluntary means. In
the case of any action terminating, or refusing to grant or
continue, assistance because of failure to comply with a
requirement imposed pursuant to this section, the head of the
Federal department or agency shall file with the committees of the
House and Senate having legislative jurisdiction over the program
or activity involved a full written report of the circumstances and
the grounds for such action. No such action shall become effective
until thirty days have elapsed after the filing of such
report."
Section 903 of Title IX, 86 Stat. 374, as set forth in 20 U.S.C.
§ 1683, provides for judicial review of actions taken under §
902:
"Any department or agency action taken pursuant to section 1682
of this title shall be subject to such judicial review as may
otherwise be provided by law for similar action taken by such
department or agency on other grounds. In the case of action, not
otherwise subject to judicial review, terminating or refusing to
grant or to continue financial assistance upon a finding of failure
to comply with any requirement imposed pursuant to section 1682 of
this title, any person aggrieved (including any State or political
subdivision thereof and any agency of either) may obtain judicial
review of such action in accordance with chapter 7 of title 5, and
such action shall not be deemed committed to unreviewable agency
discretion within the meaning of section 701 of that title."
[
Footnote 5]
Section 601 of Title VI of the Civil Rights Act of 1964, 78
Stat. 252, 42 U.S.C. § 2000d, provides:
"No person in the United States shall, on the ground of race,
color, or national origin, be excluded from participation in, be
denied the benefits of, or be subjected to discrimination under any
program or activity receiving Federal financial assistance."
[
Footnote 6]
The Civil Rights Attorney's Fees Awards Act of 1976 amended 42
U.S.C. § 1988. That section, in relevant part, provides:
". . . In any action or proceeding to enforce a provision of
sections 1981, 1982, 1983, 1985, and 1986 of this title, title IX
[of the Education Amendments of 1972], or in any civil action or
proceedings, by or on behalf of the United States of America, to
enforce, or charging a violation of, a provision of the United
States Internal Revenue Code, or title VI of the Civil Rights Act
of 1964, . . . the court, in its discretion, may allow the
prevailing party, other than the United States, a reasonable
attorney's fee as part of the costs."
Respondents have argued that the amendment to § 1988 was merely
intended to allow attorney's fees to the prevailing party in
actions brought under the express provision in Title IX, 20 U.S.C.
§ 1683, quoted in
n 4,
supra, authorizing alleged discriminators to obtain
judicial review of Government decisions to cut off federal funds.
See 559 F.2d at 1078. The legislative history of § 1988,
as amended, belies this argument. The provision was clearly
intended,
inter alia, to allow awards of fees on behalf of
"private" victims of discrimination who have successfully brought
suit in court where authorized by the enumerated statutes:
"All of these civil rights laws [referred to in § 1988] depend
heavily upon
private enforcement, and fee awards have
proved an essential remedy if
private citizens are to have
a meaningful opportunity to vindicate the important Congressional
policies which these laws contain."
S.Rep. No. 94-1011, p. 2 (1976) (emphasis added).
Furthermore, the attorney's fee amendment passed in 1976 was
designed to expand the availability of § 718 of the Education
Amendments of 1972, 20 U.S.C. § 1617, quoted in
n 25,
infra which unequivocally
provides fees to litigants "other than the United States" who
secure judicial relief against certain defendants for
discrimination in violation of Title VI. Hence, although the
language in §§ 718 and 1988 is not parallel, it appears that both
authorize attorney's fees to certain private plaintiffs where the
specified statute itself authorizes the relief sought by that
plaintiff and the plaintiff proves his entitlement to such
relief.
[
Footnote 7]
We find nothing objectionable in this conclusion, as far as it
goes. The legislative history quoted in the opinion of the Court of
Appeals makes clear that the supporters of the legislation did not
intend it to amend Title IX to include an express cause of action
where none existed before. Instead, they clearly only meant to
provide attorney's fees in the event that that statute as it had
always existed implicitly created a cause of action. 559 F.2d at
1079-1080.
On the other hand, the language added to § 1988 by the 1976
amendment, and the legislative history surrounding it, do indicate
that many "members of Congress may have assumed that private suits
were authorized under" Title IX, 559 F.2d at 1079, and, more
importantly, that many Members felt that private enforcement of
Title IX was entirely consistent with, and even necessary to, the
enforcement of Title IX and the other statutes listed in § 1988. In
addition to reflecting this sentiment in the Senate Report on the
1976 amendment,
see n
6,
supra, numerous legislators said as much on the floor
of the two Houses:
"It is Congress['] obligation to enforce the 14th amendment by
eliminating entirely such forms of discrimination, and that is why
both title VI of the Civil Rights Act of 1964 and title IX of the
Education Amendments of 1972 have been included [in the amendment
to § 1988]. As basic provisions of the civil rights enforcement
scheme that Congress has created, it is essential that private
enforcement be made possible by authorizing attorneys' fees in this
essential area of the law."
122 Cong.Rec. 31472 (1976) (remarks of Sen. Kennedy).
See
also id. at 31471 (Sen. Scott);
id. at 31482 (Sen.
Allen);
id. at 31832 (Sen. Hathaway);
id. at
33313 (Sen. Tunney);
id. at 33314 (Sen. Abourezk);
id. at 35122 (Rep. Drinan);
id. at 35125-35126
(Rep. Kastenmeier);
id. at 35127 (Rep. Holtzman);
id. at 35128 (Rep. Seiberling).
Although we cannot accord these remarks the weight of
contemporary legislative history, we would be remiss if we ignored
these authoritative expressions concerning the scope and purpose of
Title IX and its place within "the civil rights enforcement scheme"
that successive Congresses have created over the past 110
years.
[
Footnote 8]
At least since September 17, 1974, HEW has taken the position
that an implied cause of action does exist under Title IX in
certain circumstances. Letter from HEW Assistant General Counsel
Theodore A. Miles to Dr. Bernice Sandler (Sept. 17, 1974),
reproduced in App. to Pet. for Cert. A-36 to A-38.
See
also Memorandum for United States as
Amicus Curiae in
Lau v. Nichols, O.T. 1973, No. 72-6520, p. 13 n. 5, in
which the Justice Department, on behalf of HEW, took the position
that an implied cause of action exists under Title VI;
n 31,
infra. It is
represented that "communication lapses between national and
regional HEW offices" accounted for HEW's taking the contrary
position throughout the early stages of this suit and until
petitioner asked for rehearing before the Seventh Circuit. Brief
for Federal Respondents 6, n. 9.
HEW's position on the interaction between the private cause of
action that it recognizes and the administrative remedy provided by
20 U.S.C. § 1682 and HEW regulations was less clear until recently.
In the Assistant General Counsel's 1974 letter mentioned above, the
question of exhaustion of administrative remedies was raised, but
not answered. Since 1974, HEW has apparently never taken the
position that exhaustion is required in every case. In submissions
made to the Court in
Terry v. Methodist Hospital, Civ. No.
76-373 (ND Ind.), however, the Department apparently took the
position that it should always have the opportunity (
i.e.,
"primary jurisdiction") to exercise its expertise through the §
1682 process in advance of judicial consideration of a private
suit. Statement in Support of HEW's Motion for Reconsideration,
Oct. 13, 1977, pp. 6, 10. It was apparently contemplated that the
administrative results would be due some amount of deference in
subsequent private litigation. Later, HEW advanced the position
that the choice lay with the alleged victim of discrimination, but
that, if that person initiated administrative proceedings prior to
suit (as petitioner did here), the only judicial remedy would be
through judicial review of the agency action.
See NAACP v.
Wilmington Medical Center, 453 F.
Supp. 280, 300 (Del.1978). Now, however, HEW, in conjunction
with the Department of Justice, has rejected any strict exhaustion,
primary jurisdiction, or election of remedies position in favor of
a more flexible approach. In its view, a district court might
choose to defer to the decision of the relevant administrative
agency, if, unlike here, one has been reached in advance of trial,
and it may wish to stay its hand upon request of HEW if an
administrative investigation or informal negotiations are in
progress and might be hampered by judicial action.
See
Brief for Federal Respondents 58-60, n. 36.
[
Footnote 9]
"In determining whether a private remedy is implicit in a
statute not expressly providing one, several factors are relevant.
First, is the plaintiff 'one of the class for whose
especial benefit the statute was enacted,'
Texas &
Pacific R. Co. v. Rigsby, 241 U. S. 33,
241 U. S.
39 (1916) (emphasis supplied) -- that is, does the
statute create a federal right in favor of the plaintiff? Second,
is there any indication of legislative intent, explicit or
implicit, either to create such a remedy or to deny one?
See,
e.g., National Railroad Passenger Corp. v. National Assn. of
Railroad Passengers, 414 U. S. 453,
414 U. S.
458,
414 U. S. 460 (1974)
(
Amtrak). Third, is it consistent with the underlying
purposes of the legislative scheme to imply such a remedy for the
plaintiff?
See, e.g., Amtrak, supra; Securities Investor
Protection Corp. v. Barbour, 421 U. S. 412,
421 U. S.
423 (1975);
Calhoon v. Harvey, 379 U. S.
134 (1964). And finally, is the cause of action one
traditionally relegated to state law, in an area basically t.he
concern of the States, so that it would be inappropriate to infer a
cause of action based solely on federal law?
See Wheeldin v.
Wheeler, 373 U. S. 647,
373 U. S.
652 (1963);
cf. J. I. Case Co. v. Borak,
377 U. S.
426,
377 U. S. 434 (1964);
Bivens v. Six Unknown Federal Narcotics Agents,
403 U. S.
388,
403 U. S. 394-395 (1971);
id. at
403 U. S. 400 (Harlan, J.,
concurring in judgment)."
422 U.S. at
422 U. S.
78.
[
Footnote 10]
In that case the Court stated:
"A disregard of the command of the statute is a wrongful act,
and where it results in damage to one of the class for whose
especial benefit the statute was enacted, the right to recover the
damages from the party in default is implied, according to a
doctrine of the common law expressed in 1 Com.Dig., tit. Action
upon Statute (F), in these words:"
"So, in every case where a statute enacts or prohibits a thing
for the benefit of a person, he shall have a remedy upon the same
statute for the thing enacted for his advantage, or for the
recompense of a wrong done to him contrary to the said law."
"(Per Holt, C.J., Anon., 6 Mod. 26, 27.) This is but an
application of the maxim
Ubi jus ibi remedium.
See 3 Black.Com. 51, 123;
Couch v. Steel, 3 El.
& Bl. 402, 411; 23 L.J.Q.B. 121, 125."
241 U.S. at
241 U. S.
39-40.
[
Footnote 11]
42 U.S.C. § 1973c.
[
Footnote 12]
The Court's entire explanation for inferring a private remedy
was as follows:
"The Voting Rights Act does not explicitly grant or deny private
parties authorization to seek a declaratory judgment that a State
has failed to comply with the provisions of the Act. However, § 5
does provide that 'no person shall be denied the right to vote for
failure to comply with [a new state enactment covered by, but not
approved under, § 5].' Analysis of this language in light of the
major purpose of the Act indicates that appellants may seek a
declaratory judgment that a new state enactment is governed by §
5."
393 U.S. at
393 U. S.
554-555 (footnotes omitted).
[
Footnote 13]
Not surprisingly, the right- or duty-creating language of the
statute has generally been the most accurate indicator of the
propriety of implication of a cause of action. With the exception
of one case, in which the relevant statute reflected a special
policy against judicial interference, this Court has never refused
to imply a cause of action where the language of the statute
explicitly conferred a right directly on a class of persons that
included the plaintiff in the case.
See Sullivan v. Little
Hunting Park, 396 U. S. 229,
396 U. S. 238
(42 U.S.C. § 1982: "All citizens of the United States shall have
the same right . . . as is enjoyed by white citizens thereof . .
.");
Allen v. State Board of Elections, 393 U.
S. 544 (42 U.S.C. § 1973c: "no person shall be denied
the right to vote . . .");
Jones v. Alfred H. Mayer Co.,
392 U. S. 409,
392 U. S.
414-415, and n. 13 (same as in
Sullivan,
supra);
Tunstall v. Locomotive Firemen &
Enginemen, 323 U. S. 210,
323 U. S. 213
(§ 2 Fourth of the Railway Labor Act: "Employees shall have the
right to organize and bargain collectively through representatives
. . .");
Steele v. Louisville & N. R. Co.,
323 U. S. 192,
323 U. S. 199
(same);
Virginian R. Co. v. Railway Employees,
300 U. S. 515,
300 U. S. 545
(§ 2 Ninth of the Railway Labor Act: "the carrier shall treat with
the
representative so certified" (emphasis added));
Texas & N. O. R. Co. v. Railway Clerks, 281 U.
S. 548,
281 U. S.
567-570 (§ 2 Third of the Railway Labor Act:
"Representatives . . . shall be designated by the respective
parties . . . without interference, influence, or coercion
exercised by either party . . ." (emphasis added));
Texas &
Pacific R. Co. v. Rigsby, 241 U. S. 33,
241 U. S. 40 (27
Stat. 532: "any employee of any such common carrier"). Analogously,
the Court has implied causes of action in favor of the United
States in cases where the statute creates a duty in favor of the
public at large.
See Wyandotte Transportation Co. v. United
States, 389 U. S. 191,
389 U. S.
200-202 (33 U.S.C. § 409: "It shall not be lawful [to
obstruct navigable waterways]");
United States v. Republic
Steel Corp., 362 U. S. 482
(same).
The only case that deviates from this pattern is
Santa Clara
Pueblo v. Martinez, 436 U. S. 49, which
involved Title I of the Indian Civil Rights Act of 1968, 25 U.S.C.
§ 1302 (8): "No Indian tribe . . . shall deny to any person within
its jurisdiction the equal protection of its laws."
Martinez, however, involved an attempt to imply a cause of
action in a virtually unique situation --
i.e., against an
Indian tribe, protected by a strong presumption of autonomy and
self-government, as well as by a special duty on the part of the
Federal Government to deal fairly and openly, and by a legislative
history indicative of an intent to limit severely judicial
interference in tribal affairs. 436 U.S. at
436 U. S. 55,
436 U. S. 58-59,
436 U. S. 63-64,
436 U. S. 67-70,
and n. 30. In this situation, the fourth
Cort factor was
brought into special play. The
Martinez Court determined
that the strong presumption against implication of federal remedies
where they might interfere with matters "traditionally relegated to
state law,"
Cort, 422 U.S. at
422 U. S. 78,
was equally applicable in circumstances where the federal remedies
would interfere with matters traditionally relegated to the control
of semi-sovereign Indian tribes.
Even
Martinez, however,
"recognized the propriety of inferring a federal cause of action
for the enforcement of civil rights, even when Congress has spoken
in purely declarative terms."
436 U.S. at
436 U. S. 61;
see Sullivan v. Little Hunting Park, supra at
396 U. S. 238;
Allen v. State Board of Elections, supra; Jones v. Alfred H.
Mayer Co., supra at
392 U. S. 414
n. 13. This principle, which is directly applicable in the present
Title IX context, is but a manifestation of the pattern noted
above, because a statute declarative of a civil right will almost
have to be stated in terms of the benefited class. Put somewhat
differently, because the right to be free of discrimination is a
"personal" one,
see, e.g., Teamsters v. United States,
431 U. S. 324,
431 U. S.
361-372;
Franks v. Bowman Transportation Co.,
424 U. S. 747,
424 U. S. 772,
a statute conferring such a right will almost have to be phrased in
terms of the persons benefited.
Conversely, the Court has been especially reluctant to imply
causes of actions under statutes that create duties on the part of
persons for the benefit of the public at large.
See Piper v.
Chris-Craft Industries, 430 U. S. 1
("unlawful" conduct);
Cort v. Ash, supra, ("unlawful"
conduct);
Securities Investor Protection Corp. v. Barbour,
421 U. S. 412
(duty of SIPC to "discharge its obligations");
National
Railroad Passenger Corp. v. National Assn. of Railroad
Passengers, 414 U. S. 453
(forbidding "action, practice, or policy inconsistent" with the
Amtrak Act);
Wheeldin v. Wheeler, 373 U.
S. 647 (setting procedure for procuring congressional
subpoena);
T. I. M. E. Inc. v. United States, 359 U.
S. 464 ("duty of every common carrier . . . to establish
. . . just and reasonable rates . . .");
Montana-Dakota
Utilities Co. v. Northwestern Public Service Co., 341 U.
S. 246 (similar duty of gas pipeline companies). The
Court has deviated from this pattern on occasion.
See J. I.
Case Co. v. Borak, 377 U. S. 426
(implying a cause of action under a securities provision describing
"unlawful" conduct);
Superintendent of Insurance v. Bankers
Life & Cas. Co., 404 U. S. 6,
404 U. S. 13 n. 9
(implying a cause of action under Securities and Exchange
Commission Rule 10b-5, which describes certain unlawful
manipulative conduct in the securities area);
Machinists v.
Central Airlines, 372 U. S. 682
(implied cause of action under section of the Railway Labor Act
creating a "duty" on the part of common carriers to establish
boards of adjustment). At least the latter two cases can be
explained historically, however. In
Superintendent of
Insurance, the Court explicitly acquiesced in the 25-year-old
acceptance by the lower federal courts of a Rule 10b-5 cause of
action.
See also Ernst & Ernst v. Hochfelder,
425 U. S. 185,
425 U. S. 196;
Blue Chip Stamps v. Manor Drug Stores, 421 U.
S. 723,
421 U. S. 730.
In
Machinists, the Court explicitly followed the lead of
various earlier cases in which it had implied causes of actions
under various sections of the Railway Labor Act, albeit where the
statutory provisions more explicitly identified a class of
benefited persons.
See Tunstall, supra; Steele, supra;
Virginian R. Co., supra; Texas & N. O. R. Co., supra.
[
Footnote 14]
In adopting Title IX in its present form, in fact, Congress
passed over an alternative proposal, offered by Senator McGovern as
an amendment to the Higher Education Act of 1965, that was phrased
quite differently -- as a simple directive to the Secretary of
HEW:
"PROHIBITION AGAINST SEX DISCRIMINATION"
"Sec. 1206. (a) The Secretary shall not make any grant, loan
guarantee, or interest subsidy payment, nor shall the Secretary
enter into any contract with any institution of higher education,
or any other post-secondary institution, center, training center,
or agencies representing such institutions unless the application,
contract, or other arrangement for the grant, loan guarantee,
interest subsidy payment, or other financial assistance contains
assurances satisfactory to the Secretary that any such institution,
center, or agency will not discriminate on the basis of sex in the
admission of individuals to any program to which the application,
contract, or other arrangement is applicable."
117 Cong.Rec. 30411 (1971).
In this connection, it is also interesting to note that, as
originally introduced, Title VI of the Civil Rights Act of 1964,
after which Title IX was explicitly patterned,
see
n 16,
infra was
also phrased as a directive to federal agencies engaged in the
disbursement of public funds:
"TITLE VI -- NONDISCRIMINATION IN FEDERALLY ASSISTED
PROGRAMS"
"Sec. 601. Notwithstanding any provision to the contrary in any
law of the United States providing or authorizing direct or
indirect financial assistance for or in connection with any program
or activity by way of grant, contract, loan, insurance, guaranty,
or otherwise, no such law shall be interpreted as requiring that
such financial assistance shall be furnished in circumstances under
which individuals participating in or benefiting from the program
or activity are discriminated against on the ground of race, color,
religion, or national origin or are denied participation or
benefits therein on the ground of race, color, religion, or
national origin. All contracts made in connection with any such
program or activity shall contain such conditions as the President
may prescribe for the purpose of assuring that there shall be no
discrimination in employment by any contractor or subcontractor on
the ground of race, color, religion, or national origin."
S. 1731, 88th Cong., 1st Sess. (1963).
After Senators Keating and Ribicoff raised objections to the
bill on the ground that it did not expressly authorize a private
remedy for a person against whom discrimination had been practiced,
the Department of Justice submitted a revised bill which contained
the language now found in § 601.
See Hearings before the
Senate Committee on the Judiciary on S. 1731 and S. 1750, 88th
Cong., 1st Sess., 334-335, 349-352 (1963);
infra at
441 U. S.
713-716.
[
Footnote 15]
See also Santa Clara Pueblo v. Martinez, 436 U.S. at
436 U. S. 79
(WHITE, J., dissenting).
[
Footnote 16]
"This is identical language, specifically taken from title VI of
the 1964 Civil Rights Act. . . ." 117 Cong.Rec. 30407 (1971) (Sen.
Bayh -- Senate sponsor).
Accord, id. at 30408 ("We are
only adding the 3-letter word
sex' to existing law") (Sen.
Bayh); id. at 39256 (Rep. Green -- House sponsor); 118
Cong.Rec. 5803, 5807, 18437 (1972) (Sen. Bayh).
The genesis of Title IX also bears out its kinship with Title
VI. In the summer of 1970, Representative Edith Green of Oregon,
who later sponsored Title IX on the floor of the House during the
debates in 1971 and 1972, chaired a set of hearings on
"Discrimination Against Women." Hearings before the Special
Subcommittee on Education of the House Committee on Education and
Labor on § 805 of H.R. 16098, 91st Cong., 2d Sess. (1970). Under
consideration was a section of a pending bill, H.R. 16098, that
would simply have added the word "sex" to the list of
discriminations prohibited by § 601 of Title VI.
See
Hearings,
supra at 1. During the course of the hearings,
which were repeatedly relied upon in both Houses during the
subsequent debates on Title IX, it became clear that educational
institutions were the primary focus of complaints concerning sex
discrimination.
See, e.g., id. at 5, 237, 58. In order to
conform to that focus, and in order to respond to criticism that
certain federally funded programs were properly operating on a
single-sex basis (for example, undergraduate colleges and homes for
disturbed children), witnesses at the hearings, including
representatives of the Justice Department and of the United States
Commission on Civil Rights, proposed that a special provision be
drawn up that was parallel to, but somewhat more limited than,
Title VI.
Id. at 664-666, 677-678, 690-691.
Although H.R. 16098 never made it through the House, its sex
discrimination provision was lifted from it, modified along the
lines suggested in the 1970 hearings, and included in the House
Resolution that was amended and adopted by the House as its version
of what became the Education Amendments of 1972. H.R. 32, 92d
Cong., 1st Sess., Title X. Of note here, this House proposal was
originally phrased as an amendment to Title VI that would have made
§ 601 of that Title into § 601(a), and would have added the gist of
what is now Title IX as § 601(b). H.R. 32,
supra. After
further modifications not relevant here, this proposal was removed
from its Title VI moorings, passed by the House, and further
modified, and then passed, by the Senate in a form that was adopted
by the Conference Committee.
See S.Conf.Rep. No. 92-798,
pp. 221-222 (1972).
[
Footnote 17]
The pertinent provisions of Titles IX and VI are quoted in nn.
3 and |
3 and S. 677fn5|>5,
supra. Although Title
IX is applicable only to certain educational institutions receiving
federal financial assistance, Title VI is applicable to additional
institutions such as hospitals, highway departments, and housing
authorities.
[
Footnote 18]
See n 4,
supra.
[
Footnote 19]
"The same [enforcement] procedure that was set up and has
operated with great success under the 1964 Civil Rights Act, and
the regulations thereunder[,] would be equally applicable to
discrimination [prohibited by Title IX]."
117 Cong.Rec. 30408 (1971) (Sen. Bayh).
Accord, 118
Cong.Rec. 5807 (1972) (Sen. Bayh);
id. at 18437 (Sen.
Bayh) ("[E]nforcement of [Title IX] will draw heavily on these
precedents" under the Civil Rights Act of 1964).
[
Footnote 20]
Bossier Parish School Board v. Lemon, 370 F.2d 847, 852
(CA5 1967),
cert. denied, 388 U.S. 911. The panel included
Judge Wisdom, who wrote the opinion, and then Judge (now CHIEF
JUSTICE) Burger, sitting by designation, and then Judge (now Chief
Judge) Brown.
Bossier was relied on in,
e.g., Southern
Christian Leadership Conference, Inc. v.
Connolly, 331 F.
Supp. 940 (ED Mich.1971);
Gautreaux v. Chicago Housing
Authority, 265 F.
Supp. 582 (ND Ill.1967).
[
Footnote 21]
In addition to the Fifth Circuit in
Bossier, at least
four other federal courts explicitly relied on Title VI as the
basis for a cause of action on the part of a private victim of
discrimination against the alleged discriminator.
See
Blackshear Residents Org. v. Housing Authority of
Austin, 347 F.
Supp. 1138, 1146 (WD Tex.1972);
Hawthorne v. Kenbridge
Recreation Assn., 341
F. Supp. 1382, 1383-1384 (ED Va.1972);
Gautreau v. Chicago
Housing Authority, supra; Lemon v. Bossier Parish School
Board, 240 F.
Supp. 709, 713 (WD La.1965),
aff'd, 370 F.2d 847 (CA5
1967).
Although 42 U.S.C. § 1983 might have provided an alternative and
express cause of action in some of these cases -- had it been
relied upon --
see generally Chapman v. Houston Welfare Rights
Org., ante p.
441 U. S. 600,
that section was certainly not available in
Kendridge,
supra, involving a private defendant. Moreover, § 1983 was
clearly unavailable (and no other express cause of action such as
is provided in the Administrative Procedure Act was relied upon) in
four other pre-1972 cases that either expressly or impliedly found
causes of action under Title VI in a somewhat different context
than is involved in this case. Thus, private plaintiffs
successfully sued officials of the Federal Government under Title
VI, and secured orders requiring those officials either to aid
recipients of federal funds in devising nondiscriminatory
alternatives to presently discriminatory programs, or to cut off
funds to those recipients.
See Gautreaux v. Romney, 448
F.2d 731, 737-740 (CA7 1971),
later appeal, Gautreaux v.
Chicago Housing Authority, 503 F.2d 930 (CA7 1974),
aff'd
sub nom. Hills v. Gautreaux, 425 U. S. 284;
Shannon v. HUD, 436 F.2d 809, 820 (CA3 1970) (explicit
discussion of cause of action);
Southern Christian Leadership
Conference, Inc. v. Connolly, supra at 943-945 (explicit
discussion of cause of action);
Hicks v.
Weaver, 302 F.
Supp. 619, 622-623 (ED La.1969).
Finally, several other pre-1972 decisions relied on Title VI as
a basis for relief in favor of private litigants, although with
language suggesting that § 1983 may have provided the cause of
action.
See Alvarado v. El Paso Independent School Dist.,
445 F.2d 1011 (CA5 1971);
Nashville I-40 Steering Committee v.
Ellington, 387 F.2d 179, 181 (CA6 1967),
cert.
denied, 390 U.S. 921;
Anderson v. San Francisco Unified
School Dist., 357 F.
Supp. 248 (ND Cal.1972);
McGhee v. Nashville Special School
Dist. No. 1, 11 Race Rel.L.Rep. 698 (WD Ark.1966).
See also Gautreaux v. Chicago Housing Authority, 436
F.2d 306 (CA7 1970) (dicta),
cert. denied, 402 U.S. 922;
Gautreaux v. Chicago Housing Authority, 296 F.
Supp. 907 (ND Ill.1969) (dicta); Rolfe v. County Board of
Education, 282 F.
Supp. 192 (ED Tenn.1966) (dicta),
aff'd, 391 F.2d 77
(CA6 1968).
[
Footnote 22]
In fact, Congress enacted Title IX against a backdrop of three
recently issued implied cause of action decisions of this Court
involving civil rights statutes with language similar to that in
Title IX. In all three, a cause of action was found.
See
Sullivan v. Little Hunting Park, 396 U.
S. 229;
Allen; Jones v. Alfred H. Mayer Co.,
392 U. S. 409.
See generally n 13,
supra.
[
Footnote 23]
In the decade preceding the enactment of Title IX, the Court
decided six implied cause of action cases. In all of them, a cause
of action was found.
Superintendent of Insurance v. Bankers
Life & Cas. Co., 404 U. S. 6;
Sullivan v. Little Hunting Park, supra; Allen; Jones v. Alfred
H. Mayer Co., supra; Wyandotte Transportation Co. v. United
States, 389 U. S. 191;
J. 1. Case Co. v. Borak, 377 U. S. 426.
See generally n 13,
supra.
[
Footnote 24]
The Court of Appeals relied on
National Railroad Passenger
Corp. v. National Assn. of Railroad Passengers, 414 U.
S. 453;
Securities Investor Protection Corp. v.
Barbour, 421 U. S. 412; and
Cort v. Ash. In subsequent cases, the Court has continued
to give careful attention to claims that a private remedy should be
implied in statutes which omit any express remedy.
See Santa
Clara Pueblo v. Martinez, 436 U. S. 49;
Piper v. Chris-Craft Industries, 430 U. S.
1. The Court's decidedly different approach since 1972
to cause of action by implication has not gone without scholarly
notice.
E.g., Pitt, Standing to Sue Under the Williams Act
After
Chris-Craft: A Leaky Ship on Troubled Waters, 34
Bus.Law. 117, 120, 162 (1978).
[
Footnote 25]
Section 718, 86 Stat. 369, is codified in 20 U.S.C. § 1617:
"Upon the entry of a final order by a court of the United States
against a local educational agency, a State (or any agency
thereof), or the United States (or any agency thereof), for failure
to comply with any provision of this title or for discrimination on
the basis of race, color, or national origin in violation of title
VI of the Civil Rights Act of 1964, or the fourteenth amendment to
the Constitution of the United States as they pertain to elementary
and secondary education, the court, in its discretion, upon a
finding that the proceedings were necessary to bring about
compliance, may allow the prevailing party, other than the United
States, a reasonable attorney's fee as part of the costs."
This section was a portion of Title VII of the Education
Amendments of 1972, also known as the Emergency School Aid Act.
Under this Act, federal funds are made available to elementary and
secondary schools that are going through the process of
court-ordered or voluntary desegregation.
See § 702 of the
Act, 20 U.S.C. § 1601.
[
Footnote 26]
See S.Conf.Rep. No. 92-798, p. 218 (1972):
"Attorney fees. -- The Senate amendment, but not the House
amendment, authorized the payment of attorneys fees to successful
plaintiffs in suits brought for violation of . . . Title VI of the
Civil Rights Act. . . . The conference substitute contains this
provision."
See also n 6,
supra.
[
Footnote 27]
Although there is nothing in the statute or legislative history
that says as much, it may be that Congress expected 42 U.S.C. §
1983 to provide an explicit cause of action for some of the suits
contemplated by § 718. But § 1983 is assuredly not available for
suits against the United States, nor, at the time § 718 was passed,
was it available for suits against "a State (or any agency
thereof)," nor even perhaps for suits against a "local educational
agency."
See Mt. Healthy City Board of Education v. Doyle,
429 U. S. 274,
429 U. S.
277-278;
Monroe v. Pape, 365 U.
S. 167.
Cf. Monell v. New York City Dept. of Social
Services, 436 U. S. 658.
Section 718 has been interpreted liberally by the federal courts.
E.g., Norwood v. Harrison, 410 F.
Supp. 133 (ND Miss.1976),
appeal dism'd, 563 F.2d 722
(CA5 1977).
[
Footnote 28]
"Mr. President, it is said that [§ 718] will encourage
litigation in the South. . . . "
"I can only say that what [§ 718] does, in essence, is that it
says a party is entitled to pursue his remedy if there is a
violation [of Title VII of the Education Amendments of 1972], if
there is a violation of the 1964 Civil Rights Act, if there is a
violation of the 14th amendment to the Constitution of the United
States. It says that, in the discretion of the court, if a mandate
comes down, if a judgment is rendered, and if it was necessary to
bring the action to see to it that the act was enforced, [the
court] could allow the cost and a reasonable fee for time expended.
That is the extent of it."
117 Cong.Rec. 11725-11726 (1971) (Sen. Cook).
In light of the language of § 718,
see n 25,
supra, it is, of course,
clear that Senator Cook's reference to "the 1964 Civil Rights Act"
means Title VI of the Act.
Accord, 117 Cong.Rec. 11338
(1971) (Sen. Dominick);
id. at 11340 (Sen. Mondale);
id. at 11524 (Sen. Allen);
id. at 11527-11528
(Sen. Cook).
These same debates provide another important indication that
Congress presumed that, wherever necessary, private causes of
action must exist in order to justify the suits contemplated by §
718. Section 718 provides attorney's fees in suits seeking
compliance with three separate provisions -- the Constitution,
Title VI, and § 718's sister provisions in Title VII of the
Education Amendments of 1972. None of the last-mentioned sister
provisions contains an express cause of action. Section 718 also
contemplates three types of defendants in those suits -- local
educational agencies, States and state agencies, and the Federal
Government. In exploring the meaning of the provision, the question
arose as to what might occur if a private litigant attempted to sue
the Federal Government to force compliance with Title VII of the
Education Amendments of 1972. The following colloquy took
place:
"Mr. COOK. [I]f the Federal Government is defendant, and if the
Federal Government is found guilty of violation of this act [Title
VII of the Education Amendments of 1972], and it is in fact
discriminating, then it is conceivable that the attorney's fees and
the costs could go against the Federal Government."
"Mr. PELL. But can an individual sue the Federal
Government?"
"Mr. COOK. Under this title?"
"Mr. PELL. Yes."
"Mr. COOK. Oh yes."
[
Footnote 29]
The question of busing to achieve racial balance caused
considerable debate during consideration of the Education
Amendments of 1972. During those debates, it was proposed that the
jurisdiction of the federal courts be limited to prevent them from
ordering such busing. In defending federal jurisdiction in this
area, the opponents of the proposal described the courts as an
important., even the most important, reliance in the enforcement of
Title VI. For example, Senator Javits stated: "We cannot simply
strike down these [judicial] enforcement powers without effectively
striking down title VI of the Civil Rights Act of 1964." 118
Cong.Rec. 5483 (1972).
See also id. at 7558-7559;
id. at 7561 (Rep. Stokes) ("The busing furor is a symptom,
like pain, of the effort which has been made to carry out the
mandate of
Brown against Board of Education and Title VI
of the Civil Rights Act. Busing has been used successfully in many
communities. The courts have required it because it works").
[
Footnote 30]
Senator Bayh, for example, explained that the time limits
provided in Title IX for undergraduate institutions that chose to
become coeducational after previously being single sex, §
901(a)(2)(A), 20 U.S.C. § 1681(a)(2)(A), are
"consistent with the type of timetable that has been set in the
past by
court decisions under Title VI of the 1964 Civil
Rights Act in other areas of discrimination."
117 Cong.Rec. 30409 (1971) (emphasis added).
See also
id. at 30404 (Sen. Bayh);
id. at 30407 (Sen.
Javits).
[
Footnote 31]
In 1965, the Justice Department intervened on behalf of the
private litigants in the
Bossier litigation, which
resulted in the first two judicial opinions implying a cause of
action under Title VI.
See nn.
20 and |
20 and
S. 677fn21|>21,
supra. As far as those opinions
indicate, the Government fully supported the private plaintiffs'
position.
See Bossier Parish School Board v. Lemon, 370
F.2d 847 (CA5 1967);
Lemon v. Bossier Parish School
Board, 240 F.
Supp. 709 (WD La.1965).
[
Footnote 32]
See nn.
8 21 supra; n 39,
infra.
[
Footnote 33]
Since 1972, the Court has twice reached the merits in suits
brought by private litigants to enforce Title VI. In both cases, it
determined that Title VI justified at least some of the relief
sought by the private litigants.
Lau v. Nichols,
414 U. S. 563,
414 U. S.
566-569;
Hills v. Gautreau, 425 U.S. at
425 U. S. 286.
Although in neither case did the Court in terms address the
question of whether Title VI provides a cause of action, in both,
the issue had been explicitly raised by the parties at one level of
the litigation or another. These cases are accordingly consistent,
at least, with the widely accepted assumption that Title VI creates
a private cause of action.
In
Lau, the respondents (the defendants below)
argued
"that the Fourteenth Amendment and the Civil Rights Act do not
give a party a federal cause of action every time a School District
fails to resolve a problem -- not of its making -- presented to it
by a student."
Brief in Opposition, O.T. 1973, No. 72-6520, p. 7. On the other
hand, the Federal Government and at least one other
amicus
curiae explicitly took the opposite position -- that Title VI
was itself sufficient to create a cause of action. Memorandum for
United States as
Amicus Curiae, O.T. 1973, No. 72-6520, p.
13, and n. 5, citing
Bossier Parish School Board v. Lemon,
supra; Brief for Puerto Rican Legal Defense & Education
Fund, Inc., as
Amicus Curiae, O.T. 1973, No. 72-6520, p.
2.
But cf. Brief for National Education Assn.
et
al. as
Amici Curiae, O.T. 1973, No. 72-6520, p. 5 (42
U.S.C. § 1983 provided the cause of action for the relevant breach
of Title VI).
In the lengthy litigation culminating in the Court's decision in
Hills v. Gautreau, supra, a private litigant who claimed
that public housing in Chicago was being located in a racially
discriminatory fashion had filed two separate complaints relying in
part on Title VI -- one against the Chicago Housing Authority (CHA)
and one against the Department of Housing and Urban Development
(HUD), which was the agency providing federal funds to CHA.
Although the two cases proceeded separately for years, they were
consolidated before they reached this Court. In the early stages of
the CHA suit, the District Court, over CHA's objection, explicitly
determined that there is a cause of action under Title VI even
where § 1983 is not relied upon.
Gautreaux v. Chicago Housing
Authority, 265 F.
Supp. 582 (ND Ill.1967). In an unreported opinion, that court
apparently also found that the Title VI complaint against HUD
stated a cause of action.
See Gautreaux v. Romney, 448
F.2d at 737-740 (on appeal from the unreported decision; cause of
action issue not raised). The complaint in that suit, which is
reprinted in the appendix filed by the parties in
Hills v.
Gautreaux, derives the cause of action directly from Title VI.
App. O.T. 1975, No. 74-1047, p. 35. Section 1983 was not available
in this suit against federal officials, and the Administrative
Procedure Act was nowhere mentioned. Although, by the time the
consolidated cases reached this Court, the primary contested issue
was the propriety of the relief ordered by the District Court
against HUD, the Court did note that the agency had "been
judicially found to have violated the Fifth Amendment and the Civil
Rights Act of 1964. . . ." 425 U.S. at
425 U. S. 286.
The Government did not raise the cause of action question.
[
Footnote 34]
"In sum, we conclude that Congress clearly understood that it
was conferring power upon the courts to [grant relief] . . . under
the statute."
See Dalia v. United States, ante at
441 U. S. 254.
Indeed, the evidence of legislative intent is so compelling that we
have no hesitation in concluding that even the test now espoused by
MR. JUSTICE POWELL,
post at
441 U. S. 749,
is satisfied in this case.
[
Footnote 35]
See Allen v. State Board of Elections, 393 U.S. at 556;
Wyandotte Transportation Co. v. United States, 389 U.S. at
389 U. S. 202;
J. I. Case Co. v. Borak, 377 U.S. at 432;
Machinists
v. Central Airlines, 372 U.S. at
372 U. S.
690.
[
Footnote 36]
With respect to Title VI, for example, the comments of Senator
Pastore:
"[T]he purpose of title VI is to make sure that funds of the
United States are not used to support racial discrimination,"
110 Cong.Rec. 7062 (1964), should be compared with the comments
of Representative Lindsay:
"Everything in this proposed legislation has to do with
providing a body of law which will surround and protect the
individual from some power complex. This bill is designed for the
protection of individuals. When an individual is wronged, he can
invoke the protection to himself, but if he is unable to do so
because of economic distress or because of fear, then the Federal
Government is authorized to invoke that individual protection for
that individual. . . ."
Id. at 1540.
With respect to Title IX, the comments of Representative
Mink:
"Any college or university which has [a] . . . policy which
discriminates against women applicants . . . is free to do so under
[Title IX], but such institutions should not be asking the
taxpayers of this country to pay for this kind of discrimination.
Millions of women pay taxes into the Federal treasury, and we
collectively resent that these funds should be used for the support
of institutions to which we are denied equal access,"
117 Cong.Rec. 39252 (1971), should be compared with the comments
of Senator Bayh:
"[Title IX] is a strong and comprehensive measure which I
believe is needed if we are to provide women with solid legal
protection as they seek education and training for later careers. .
. ."
118 Cong.Rec. 5806-5807 (1972).
[
Footnote 37]
See § 902 of Title IX, 20 U.S.C. § 1682. There are some
occasions, however, when even this purpose cannot be served unless
a private remedy is available. For a recipient of a one-shot grant
of federal money, for example, the temptation to use the fruits of
that money in furtherance of a discriminatory policy adopted
several years later would not be dampened by any powers given the
federal donor agency under Title IX.
[
Footnote 38]
Congress itself has noted the severity of the fund-cutoff remedy
and has described it as a last resort, all else -- including
"lawsuits" -- failing.
See, e.g., 110 Cong.Rec. 7067
(1964) (Sen. Ribicoff):
"Personally, I think it would be a rare case when funds would
actually be cut off. In most cases, alternative remedies,
principally lawsuits to end discrimination, would be the preferable
and more effective remedy. If a Negro child were kept out of a
school receiving Federal funds, I think it would be better to get
the Negro child into school than to cut off funds and impair the
education of the white children."
See also id. at 5090, 6544 (Sen. Humphrey);
id. at 7103 (Sen. Javits).
[
Footnote 39]
This insight is not of recent vintage. In
Cumming v.
Richmond County Board of Education, 175 U.
S. 528, several black taxpayers sued a school board that
provided free high school education to white children, but not to
black children. The remedy they sought under the separate but equal
doctrine then in force under the Fourteenth Amendment,
see
Plessy v. Ferguson, 163 U. S. 537, was
closure of the white high school, rather than appropriation of
funds for a black high school. Mr. Justice Harlan, for the Court,
rejected this claim, noting that "the result would only be to take
from white children . . . without giving to colored children. . .
." 175 U.S. at
175 U. S. 544.
He suggested that the result might be different if "the plaintiffs
had sought to compel the Board of Education . . . to establish and
maintain a high school for colored children. . . ."
Id. at
175 U. S.
545.
[
Footnote 40]
In the context of noting the kinship of Title VI and Title IX,
Senator Bayh lauded the enforcement procedures available under the
former for their "great success" and "their effectiveness and
flexibility." 117 Cong.Rec. 30408 (1971); 118 Cong.Rec. 5807
(1972). As noted earlier, private suits had become an important and
especially flexible part of those procedures by 1972, and were
almost assuredly known to Congress.
See also 117 Cong.Rec.
11339 (1971) (Sen. Mondale) (noting that attorney's fees for
successful Title VI litigants under § 718 were necessary to
forestall a "law enforcement crisis in the field of civil
rights").
A further indication of the consistency of Title IX's purposes
and the existence of a private remedy is the fact that, until the
District Court and Court of Appeals decisions in this case, the
federal courts had consistently recognized such a remedy under that
Title and under Title VI before it.
E.g., Uzzell v.
Friday, 547 F.2d 801,
aff'd en banc, 558 F.2d 727
(CA4 1977),
vacated on other grounds, 438 U.S. 912;
Gilliam v. Omaha, 524 F.2d 1013 (CA8 1975);
Garrett v.
Hamtramek, 503 F.2d 1236 (CA6 1974);
Serna v. Portales
Municipal Schools, 499 F.2d 1147 (CA10 1974);
Otero v. New
York City Housing Authority, 484 F.2d 1122, 1138 (CA2 1973);
Piascik v. Cleveland Museum of Art, 426 F.
Supp. 779 (ND Ohio 1976); cases cited in
n 21,
supra. This Court has frequently
accepted a history of federal court recognition. of a cause of
action as indicative of the propriety of its implication.
E.g.,
Blue Chip Stamps v. Manor Drug Stores, 421 U.S. at
421 U. S. 730;
Machinists v. Central Airlines, supra, at
372 U. S. 690;
Texas & Pacific R. Co. v. Rigsby, 241 U.S. at
241 U. S.
39.
[
Footnote 41]
It has been suggested that, at least in the absence of an
exhaustion requirement, private litigation will interfere with
HEW's enforcement procedures under § 902 of Title IX. The simple
answer to this suggestion is that the Government itself perceives
no such interference under the circumstances of this case, and
argues that, if the possibility of interference arises in another
case, appropriate action can be taken by the relevant court at that
time.
See n 8,
supra.
In addition, Congress itself was apparently not worried about
such interference when it passed Title IX. As discussed
supra at
441 U. S.
699-700, the statute of which Title IX is a part also
contains a provision, § 718, allowing attorney's fees under Title
VI. No matter how narrowly that provision is read, it certainly
envisions private enforcement suits apart from the administrative
procedures that Title VI, like Title IX, expressly creates. If such
suits would not hamper administrative enforcement of Title VI
against local and state school officials, it is hard to see how
they would do so with respect to other recipients of federal
funds.
True, this Court has sometimes refused to imply private rights
of action where administrative or like remedies are expressly
available.
E.g., National Railroad Passenger Corp. v. National
Assn. of Railroad Passengers, 414 U.
S. 453;
T. l. M. E. Inc. v. United States,
359 U. S. 464.
But see Cort v. Ash, 422 U.S. at
422 U. S. 79;
Superintendent of Insurance v. Banker's Life & Cas.
Co., 404 U. S. 6;
Wyandotte Transportation Co. v. United States,
389 U. S. 191;
J. I. Case Co. v. Borak, 377 U. S. 426. But
it has never withheld a private remedy where the statute explicitly
confers a benefit on a class of persons and where it does not
assure those persons the ability to activate and participate in the
administrative process contemplated by the statute.
See Rosado
v. Wyman, 397 U. S. 397,
397 U. S. 406
n. 8;
cf. Cort v. Ash, supra at
422 U. S. 74-75;
Calhoon v. Harvey, 379 U. S. 134. As
the Government itself points out in this case, Title IX not only
does not provide such a mechanism, but the complaint procedure
adopted by HEW does not allow the complainant to participate in the
investigation or subsequent enforcement proceedings. Moreover, even
if those proceedings result in a finding of a violation, a
resulting voluntary compliance agreement need not include relief
for the complainant. Brief for Federal Respondents 59 n. 36.
Furthermore, the agency may simply decide not to investigate --
decision that often will be based on a lack of enforcement
resources, rather than on any conclusion on the merits of the
complaint.
See n
42,
infra. In that case, if no private remedy exists, the
complainant is relegated to a suit under the Administrative
Procedure Act to compel the agency to investigate and cut off
funds.
E.g., Adams v. Richardson, 156 U.S.App.D.C. 267,
480 F.2d 1159 (1973). But surely this alternative is far more
disruptive of HEW's efforts efficiently to allocate its enforcement
resources under Title IX than a private suit against the recipient
of federal aid could ever be.
For these same reasons, we are not persuaded that individual
suits are inappropriate in advance of exhaustion of administrative
remedies. Because the individual complainants cannot assure
themselves that the administrative process will reach a decision on
their complaints within a reasonable time, it makes little sense to
require exhaustion.
See 3 K. Davis, Administrative Law
Treatise § 20.01, p. 57 (1958).
[
Footnote 42]
In its submissions to this Court, as well as in other public
statements, HEW has candidly admitted that it does not have the
resources necessary to enforce Title IX in a substantial number of
circumstances:
"As a practical matter, HEW cannot hope to police all federally
funded education programs, and even if administrative enforcement
were always feasible, it often might not redress individual
injuries. An implied private right of action is necessary to ensure
that the fundamental purpose of Title IX, the elimination of sex
discrimination in federally funded education programs, is
achieved."
Reply Brief for Federal Respondents 6.
See also 40
Fed.Reg. 24148-24159 (1975).
In the notice of proposed rulemaking just cited, in fact, HEW
proposed to employ its enforcement resources under both Title VI
and Title IX solely to remedy
"systemic discrimination, rather than [to use] a reactive or
complaint-oriented approach geared toward securing individual
relief for persons claiming discrimination."
Id. at 24148. The agency explained this approach as
necessary to allow it to manage its workload -- a workload
primarily made up of "complaints involving sex discrimination in
higher education academic employment."
Ibid. Adverse
commentary on this proposal led HEW to abandon it, although the
result has been a steadily increasing backlog of unprocessed
complaints. Nonetheless, its explanation of the proposal supports
the conclusion that HEW's enforcement capabilities under Title IX
are especially limited in precisely those areas where private suits
can be most effective.
[
Footnote 43]
E.g., 117 Cong.Rec. 39254 (1971) (Rep. Wyman); 110
Cong.Rec. 5253 (1964) (Sen. Talmadge).
[
Footnote 44]
Furthermore, unless respondents are arguing that Title IX (and,
by implication, Title VI) is itself unconstitutional, this argument
is entirely misconceived. Whatever disruption of the academic
community may accompany an occasional individual suit seeking
admission is dwarfed by the relief expressly contemplated by the
statute -- a cutoff of all federal funds. For this reason, in fact,
the opponents of Title VI argued that the provision should be
rejected in favor of reliance on judicial remedies available under
the Fourteenth Amendment. For example, in reply to Senator
Humphrey's advocacy of the administrative remedy, Senator Talmadge
asked:
"Why does not the Senator rely on the court's authority [under
the Fourteenth Amendment], instead of giving arbitrary, capricious,
wholesale punitive power to some Federal bureaucrat to starve
entire cities, towns, States, and regions at one fell swoop?"
110 Cong.Rec. 5254 (1964).
[
Footnote 45]
See 42 U.S.C. § 2000a-3 (Title II); 42 U.S.C. §§
2000e-5 (f)(1),(3) (Title VII).
[
Footnote 46]
See 110 Cong.Rec. 1519 (1964) (Rep. Celler);
id. at 2467 (Rep. Gill);
id. at 6562 (Sen.
Kuchel);
id. at 7063 (Sen. Pastore);
id. at 7065
(Sen. Keating);
id. at 8345 (Sen. Proxmire).
[
Footnote 47]
As discussed earlier, that type of procedure is far more severe
than individual suits, and was already the subject of express
administrative provisions in Title VI.
[
Footnote 48]
Consider the following comment by Senator Humphrey:
"The purpose of Title VI is to make sure that funds of the
United States are not used to support racial discrimination. In
many instances, the practices of segregation or discrimination,
which Title VI seeks to end, are unconstitutional. This is clearly
so wherever Federal funds go to a State agency which engages in
racial discrimination. It may also be so where Federal funds go to
support private, segregated institutions, under the decision in
Simkins v. Moses H. Cone Memorial Hospital, 323 F.2d 959
(CA4 1963), [
cert. denied, 376 U.S. 938]. In all cases,
such discrimination is contrary to national policy and to the moral
sense of the Nation. Thus, title VI is simply designed to insure
that Federal funds are spent in accordance with the Constitution
and the moral sense of the Nation."
110 Cong.Rec. 6544 (1964).
See also ibid. (Sen.
Humphrey);
id. at 7062 (Sen. Pastore);
id. at
7065 (Sen. Ribicoff);
id. at 12677 (Sen. Allott);
id. at 12719 (Sen. Javits).
Although it has been suggested that the state action doctrine in
Simkins is overbroad,
e.g., Greco v. Orange Memorial
Hospital Corp., 513 F.2d 873 (CA5 1975), there is no denying
that the Title VI Congress assumed and approved the availability of
private suits against many private recipients of federal funds.
[
Footnote 49]
Various statements made during the debates suggest an assumption
that Title VI would be judicially enforceable apart from the
administrative procedures contained in § 602. In addition to
Senator Ribicoff's reference to "lawsuits" as the principal and
preferable "alternative" to cutting off funds under the
administrative remedy,
n 38,
supra, see, for example, Senator Humphrey's statement:
"
Title VI would have a substantial and eminently
desirable impact on programs of assistance to education. Title VI
would require elimination of racial discrimination and segregation
in all 'impacted area' schools receiving Federal grants under
Public Laws 815 and 874. Racial segregation at such schools is now
prohibited by the Constitution. The Commissioner of Education would
be warranted in relying on any existing plans of desegregation
which appeared adequate and effective, and on litigation by private
parties or by the Attorney General under title IV [of the 1964
Civil Rights Act],
as the primary means of securing compliance
with this nondiscriminatory requirement. It is not expected
that funds would be cut off so long as reasonable steps were being
taken in good faith to end unconstitutional segregation."
110 Cong.Rec. 6545 (1964) (emphasis added) .
Also interesting is a debate on the Senate floor on March 13,
1964.
Id. at 5253-5256. Senator Talmadge began the
relevant discussion by characterizing the "broad" powers delegated
federal agencies under § 602 as "barbarous."
Id. at 5253.
When Senator Humphrey responded that the "right" against
discrimination embodied in § 601 justified those broad enforcement
powers, the following exchange ensued:
"Mr. TALMADGE. That right is enforceable in every court of the
land, and the Senator from Minnesota knows it."
"Mr. HUMPHREY. That is correct. The existing law of the land is
stated in section 601. Sections 602 and 603 . . . do not represent
an extension of
that law. . . . They represent a
procedural limitation on the power of an affected
agency
to enforce existing powers."
Id. at 5254 (emphasis added). At this point, the debate
began to focus on an argument repeatedly made by the opponents of
Title VI until it was subsequently amended.
See also id.
at 13435-13436 (Sen. Long). Although recipients of federal aid in
the form of "a contract of insurance or guaranty" were exempted
from the administrative enforcement procedure in § 602, the
opponents felt that the exemption should be included in the
statement of rights in § 601 as well. Otherwise, they argued, the
exemption would not be effective -- apparently because of the
possibility, mentioned by Senator Talmadge and quoted above, of
judicial enforcement outside of § 602. In the midst of discussing
this point, Senator Stennis asked if "section 602 is a method by
which section 601 will be enforced," to which Senator Humphrey
replied: "Yes, it is the method for those governmental
agencies and activities covered by Title VI." 110
Cong.Rec. 5255 (1964) (emphasis added). At this point, Senator Case
entered the fray:
". . . I wish to make clear that the words and provisions of
section 601 and the substantive rights established and stated in
that section are not limited by the limiting words of section 602.
Section 602 says that, when a department or agency of the
Government -- and I think the Senator was correct, earlier, when he
made this careful distinction -- in dealing with the kinds of
programs which are referred to in section 602, attempts to prevent
the discrimination, or what-not, the department must follow this
procedure. I agree. My only point is that I do not want my
embracement of this bill to be construed as indicating that I
believe that the substantive rights of an individual, as they may
exist under the Constitution, or as they may be stated in section
601, are limited in any degree whatsoever."
Ibid.
In his effort to mollify the opponents of Title VI on the issue
of federal guarantees, Senator Humphrey at first appeared to
disagree with Senator Case's interpretation. However, when the
latter reiterated the point that § 602
"is not intended to limit the rights of individuals, if they
have any way of enforcing their rights apart from the provisions of
the bill, by way of suit or any other procedure,"
Senator Humphrey agreed -- and apparently went further:
"I thoroughly agree with the Senator insofar as an
individual is concerned. As a citizen of the United
States, he has his full constitutional rights. He has his right to
go to court and institute suit and whatever may be provided in the
law and in the Constitution. There would be no limitation on the
individual. The limitation would be on the qualification of Federal
agencies."
Id. at 5256 (emphasis added).
Senator Keating's conclusion of this debate is discussed in
n 52,
infra.
Two points need be made about this exchange. First, the
controversy over how to treat federal guarantees was later resolved
by removing the reference to those guarantees from § 602 and adding
a new provision, § 605, which simply exempted them from the effect
of the title. This solved the complaints of the Title's opponents
without diluting the declaration of rights in § 601. Second,
although this debate may evidence some confusion over the law
existing prior to the enactment of Title VI insofar as that law
would not reach many of the private discriminators affected by §
601,
but cf. n 48,
supra, it demonstrates a congressional assumption that
whatever rights existed under the law were automatically
enforceable by private litigants. The administrative provisions in
§§ 602 and 603 were simply means by which additional -- and far
more controversial -- procedures were established and then
limited.
[
Footnote 50]
"Parenthetically, while we favored the inclusion of the right to
sue on the part of the agency, the State, or the facility which was
deprived of Federal funds, we also favored the inclusion of a
provision granting the right to sue to the person suffering from
discrimination. This was not included in the bill."
110 Cong.Rec. 7065 (1964).
Although not cited by respondents, two other passages in the
legislative history are of similar effect.
See id. at 5266
(Sen. Keating); Hearings before the Senate Committee on the
Judiciary on S. 1731 and S. 1750, 88th Cong., 1st Sess., 335 (1963)
(Sen. Keating).
In August, 1963, the Justice Department agreed to redraft its
original proposal for Title VI in light of congressional criticism.
At that time, Senator Keating, along with Senator Ribicoff,
submitted the following suggested provision to the Department for
its consideration in the redrafting process.
"(a) Whenever any person has engaged or there are reasonable
grounds to believe that any person is about to engage in any act or
practice which would deprive any other person of any right or
privilege secured by the nondiscrimination requirement of section
601 of the Civil Rights Act of 1963, a civil action or other proper
proceeding for preventive relief, including an application for a
permanent or temporary injunction, restraining order, or other
order, may be instituted (1)
by the person aggrieved, or
(2) by the Attorney General for or in the name of the United
States. In any proceeding hereunder, the United States shall be
liable for costs the same as a private person."
"(b) The district courts of the United States shall have
jurisdiction of proceedings instituted pursuant to this section and
shall exercise the same without regard to whether the party
aggrieved shall have exhausted any administrative or other remedy
that may be provided by law."
109 Cong.Rec. 15375 (1963) (emphasis added) .
Senator Keating explained that this section would have allowed
private suits to terminate funding or to require "specific
performance of the nondiscrimination requirement" in Title VI.
Id. at 15376.
See generally Hearings,
supra, at 349-352.
[
Footnote 51]
The Keating suggestion was made in the context of broader
complaints that the original version of Title VI, which is quoted
in
n 14,
supra, was
too weak and too dependent on the fund-cutoff remedy.
See,
e.g., 109 Cong.Rec. 14833-14835 (1963) (Sens. Ribicoff and
Keating). That version, it should be noted, was not explicitly
declarative of any individual right against discrimination.
Instead, it merely allowed federal agencies to withhold funds from
discriminatory recipients.
The result of the administration's reconsideration of Title VI
was a compromise. Although its redraft, which in major part was
enacted as Title VI, did not include an express private cause of
action either to cut off funds or to end discrimination, it did
rephrase § 601 as a declaration of an absolute individual right not
to have federal funds spent in aid of discrimination.
There is a plausible reason for this compromise. In its final
form, § 601 was far more conducive to implication of a private
remedy against a discriminatory recipient than was the original
language, but, at the same time, was arguably
less
conducive to implication of a private remedy against the Government
(as well as the recipient) to compel the cutoff of funds. Although
willing to extend private rights against discriminatory recipients,
the Government may not have been anxious to encourage suits against
itself.
In this context, it is also understandable that some Members of
Congress, as noted earlier, evidenced dissatisfaction at the
unavailability under Title VI of private suits to cut off funds.
See remarks cited in
n 46,
supra. Even the Keating remark relied on
by respondents,
n 50,
supra, can be understood in this light.
[
Footnote 52]
As noted earlier, some of Senator Keating's colleagues came to
the view that the absence of an express private remedy would not
foreclose the implication of one under the right-declarative
language in the administration's final proposal.
See
n 49,
supra. Even
Senator Keating, after listening to this view expressed by Senator
Case in the March 13, 1964, debate quoted
ibid., appeared
to agree -- although he still wished the remedy were express:
"I wish to associate myself with the very careful analysis made
by the Senator from New Jersey, and say that I agree with him
thoroughly.
If the bill does not mean what he has indicated it
means, it ought to be made to mean so. I think the limitation
of powers set forth in title VI is too extensive. Under section
603, a State, or political subdivision of a State, or an agency of
either, which is denied funds because discrimination is taking
place, is given the right of action in court. But there is no
correlative right in the citizen. If funds are granted to
discriminatory projects by public officials, the citizen who is
denied the benefits of the project has no correlative right to
bring a suit in court, and he should have."
110 Cong.Rec. 5256 (1964) (emphasis added).
MR. JUSTICE REHNQUIST, with whom MR. JUSTICE STEWART joins,
concurring.
Having joined the Court's opinion in this case, my only purpose
in writing separately is to make explicit what seems to me already
implicit in that opinion. I think the approach of the Court,
reflected in its analysis of the problem in this case and cases
such as
Santa Clara Pueblo v. Martinez, 436 U. S.
49 (1978),
Cort v. Ash, 422 U. S.
66 (1975), and
National Railroad Passenger Corp. v.
National Assn. of Railroad Passengers, 414 U.
S. 453 (1974), is quite different, from the analysis in
earlier cases such as
J. I. Case Co. v. Borak,
377 U. S. 426
(1964). The question of the existence of a private right of action
is basically one of statutory construction.
See ante at
441 U. S. 688.
And while state courts of general jurisdiction still enforcing the
common law as well as statutory
Page 441 U. S. 718
law may be less constrained than are federal courts enforcing
laws enacted by Congress, the latter must surely look to those laws
to determine whether there was an intent to create a private right
of action under them.
We do not write on an entirely clean slate, however, and the
Court's opinion demonstrates that Congress, at least during the
period of the enactment of the several Titles of the Civil Rights
Act, tended to rely to a large extent on the courts to decide
whether there should be a private right of action, rather than
determining this question for itself. Cases such as
J. I. Case
Co. v. Borak, supra, and numerous cases from other federal
courts, gave Congress good reason to think that the federal
judiciary would undertake this task.
I fully agree with the Court's statement that,
"[w]hen Congress intends private litigants to have a cause of
action to support their statutory rights, the far better course is
for it to specify as much when it creates those rights."
Ante at
441 U. S. 717.
It seems to me that the factors to which I have here briefly
adverted apprise the lawmaking branch of the Federal Government
that the ball, so to speak, may well now be in its court. Not only
is it "far better" for Congress to so specify when it intends
private litigants to have a cause of action, but, for this very
reason, this Court, in the future, should be extremely reluctant to
imply a cause of action absent such specificity on the part of the
Legislative Branch.
MR. JUSTICE WHITE, with whom MR. JUSTICE BLACKMUN joins,
dissenting.
In avowedly seeking to provide an additional means to effectuate
the broad purpose of § 901 of the Education Amendments of 1972, 20
U.S.C. § 1681, to end sex discrimination in federally funded
educational programs, the Court fails to heed the concomitant
legislative purpose not to create a new private remedy to implement
this objective. Because, in my view, the legislative history and
statutory scheme show that Congress intended not to provide a new
private cause of action, and
Page 441 U. S. 719
because under our previous decisions such intent is controlling,
[
Footnote 2/1] I dissent.
I
The Court recognizes that, because Title I was explicitly
patterned after Title VI of the Civil Rights Act of 1964, 42 U.S.C.
§ 2000d
et seq., it is difficult to infer a private cause
of action in the former, but not in the latter. I have set out once
before my reasons for concluding that a new private cause of action
to enforce Title VI should not be implied,
University of
California Regents v. Bakke, 438 U. S. 265,
438 U. S. 379
(1978) (separate opinion of WHITE, J.), and I find nothing in the
legislative materials reviewed by the Court that convinces me to
the contrary. Rather, the legislative history, like the terms of
Title VI itself, makes it abundantly clear that the Act was and is
a mandate to federal agencies to eliminate discrimination in
federally funded programs. Although there was no intention to cut
back on private remedies existing under 42 U.S.C. § 1983 to
challenge discrimination occurring under color of state law, there
is no basis for concluding that Congress contemplated the creation
of private remedies either against private parties who previously
had been subject to no constitutional or statutory obligation not
to discriminate, or against federal officials or agencies involved
in funding allegedly discriminatory programs.
The Court argues that, because funding termination, authorized
by § 602, 42 U.S.C. § 2000d-1, is a drastic remedy, Congress must
have contemplated private suits in order directly and less
intrusively to terminate the discrimination allegedly being
practiced by the recipient institutions. But the Court's conclusion
does not follow from its premise, because funding termination was
not contemplated as the only -- or even the primary -- agency
action to end discrimination. Rather, Congress
Page 441 U. S. 720
considered termination of financial assistance to be a remedy of
last resort, and expressly obligated federal agencies to take
measures to terminate discrimination without resorting to
termination of funding.
Title VI was enacted on the proposition that it was contrary at
least to the "moral sense of the Nation" [
Footnote 2/2] to expend federal funds in a racially
discriminatory manner. This proposition was not new, for every
President since President Franklin Roosevelt had, by Executive
Order, prohibited racial discrimination in hiring in certain
federally assisted programs. [
Footnote
2/3] Further, Congress was aware that most agencies dispensing
federal funds already had "authority to refuse or terminate
assistance for failure to comply with a variety of requirements
imposed by statute or by administrative action." [
Footnote 2/4] But Congress was plainly dissatisfied
with agency efforts to ensure the nondiscriminatory use of federal
funds; [
Footnote 2/5] and the
predicate for
Page 441 U. S. 721
Title VI was the belief that
"the time [had] come . . . to declare a broad principle that is
right and necessary, and to make it effective for every Federal
program involving financial assistance by grant, loan or contract.
[
Footnote 2/6]"
Far from conferring new private authority to enforce the federal
policy of nondiscrimination, Title VI contemplated agency action to
be the principal mechanism for achieving this end. The proponents
of Title VI stressed that it did not "confer sweeping new
authority, of undefined scope, to Federal departments and
agencies," but instead was intended to require the exercise of
existing authority to end discrimination by fund recipients, and to
furnish the procedure for this purpose. [
Footnote 2/7] Thus, § 601 states the federal policy of
nondiscrimination, and § 602 mandates that the agencies achieve
compliance by refusing to grant or continue assistance or by "any
other means authorized by law." Under § 602, cutting off funds is
forbidden unless the agency determines "that compliance cannot be
secured by voluntary means." As Senator Humphrey explained:
"[Title VI] encourages Federal departments and agencies to be
resourceful in finding ways of ending discrimination voluntarily
without forcing a termination of funds needed for education, public
health, social welfare, disaster relief,
Page 441 U. S. 722
and other urgent programs. Cutoff of funds needed for such
purposes should be the last step, not the first, in an effective
program to end racial discrimination."
110 Cong.Rec. 6546 (1964). [
Footnote
2/8]
To be sure, Congress contemplated that there would be litigation
brought to enforce Title VI. The "other means" provisions of § 602
include agency suits to enforce contractual antidiscrimination
provisions and compliance with agency regulations, as well as suits
brought by the Department of Justice under Title IV of the 1964
Act, where the recipient is a public entity. [
Footnote 2/9] Congress also knew that there would be
private suits
Page 441 U. S. 723
to enforce § 601; but these suits were not authorized by § 601
itself, but by 42 U.S.C. § 1983. [
Footnote 2/10] Every excerpt from the legislative
history cited by the Court shows full awareness that private suits
could redress discrimination contrary to the Constitution and Title
VI, if the discrimination were imposed by public agencies; not one
statement suggests contemplation of lawsuits against recipients not
acting under color of state law. [
Footnote 2/11] Senator Humphrey was quite correct in
asserting that the individual's "right to go to court and institute
suit" for violation of the Fourteenth Amendment or § 601,
see
ante at
441 U. S.
712-714, n. 49, was not limited by the presence of
alternative enforcement mechanisms in § 602. Section 1983 provides
a private remedy for deprivations under color of state law of any
rights "secured by the Constitution and laws," and nothing in Title
VI suggests an intent to create an exception to this historic
remedy for vindication of federal rights as against
Page 441 U. S. 724
contrary state action. [
Footnote
2/12] The legislative history shows, however, that Congress did
not intend to add to this already existing private remedy.
Particularly, Congress did not intend to create a private remedy
for discrimination practiced not under color of state law, but by
private parties or institutions. [
Footnote 2/13]
Page 441 U. S. 725
II
The Court further concludes that, even if it cannot be
persuasively demonstrated that Title VI created a private right of
action, nonetheless this remedy should be inferred in Title IX
because, prior to its enactment, several lower courts had
entertained private suits to enforce the prohibition on racial
discrimination in Title VI. Once again, however, there is confusion
between the existing § 1983 right of action to remedy denial of
federal rights under color of state law -- which, as Congress
recognized, [
Footnote 2/14] would
encompass suits to enforce the nondiscrimination mandate of § 601
-- and the creation of a new right of action against private
discrimination. In the case the Court relies upon most heavily,
Bossier Parish School Board v. Lemon, 370 F.2d 847 (CA5),
cert. denied, 388 U.S. 911 (1967), the plaintiff class had
alleged racial discrimination in violation of both Title VI and the
Fourteenth Amendment, and, accordingly, the Attorney General was
allowed to intervene under Title IV of the 1964 Act. In concluding
that plaintiffs could sue to enforce § 601, the Court of Appeals
expressed its view that this prohibition merely repeated "the law
as laid down in hundreds of decisions, independent of the statute."
370 F.2d at 852. Clearly, the defendant was in violation of "the
law . . . independent of the statute" only because it was a state
entity, and the court was correct in concluding that § 602 did not
withdraw the already existing right to sue to enforce this
prohibition. However, to the extent the court based its holding on
the proposition that an individual protected by a statute always
has a right to enforce that statute, [
Footnote 2/15] it was in error; [
Footnote 2/16] and an
Page 441 U. S. 726
erroneous interpretation of Title VI should not be compounded
through importation into Title IX under the guise of effectuating
legislative intent. There is not one statement in the legislative
history indicating that the Congress that enacted Title IX was
aware of the
Bossier litigation, much less that it adopted
the particular theory relied on to uphold plaintiffs' standing in
that case. [
Footnote 2/17]
Page 441 U. S. 727
The Court's reliance on § 718 of the 1972 Act, 20 U.S.C. § 1617,
is likewise misplaced. That provision authorizes attorney's fees to
the prevailing party other than the United States upon the entry of
a final order by federal court "against a local educational agency,
a State (or any agency thereof), or the United States (or any
agency thereof), for failure to comply with any provision of this
chapter" -- which deals with emergency school aid, 20 U.S.C. §§
1601-1619 --
"or for discrimination on the basis of race, color, or national
origin in violation of Title VI of the Civil Rights Act of 1964, or
the fourteenth amendment to the Constitution of the United States
as they pertain to elementary and secondary education."
Based on this provision, it is argued that Title VI itself must
have authorized private actions. However, whatever may be the value
of the opinion of Congress in 1972 as to the meaning of the 1964
Civil Rights Act, the attorney's fees provision -- far from
intimating the existence of a remedy against private discrimination
-- refers only to suits against public institutions. Insofar as the
provision refers to "discrimination . . . in violation of Title
VI," one must strain to conclude that this was meant to encompass
private suits against federal agencies whose mandate under Title VI
was to enforce § 601's nondiscrimination provision applicable to
all recipients of federal funds. Rather, in referring to Title VI
and the Fourteenth Amendment, § 718 did no more than provide for
fees in § 1983 suits brought to end discrimination under color of
state law. [
Footnote 2/18]
Page 441 U. S. 728
III
The legislative intent not to create a new private remedy for
enforcement of Title VI or Title IX cannot be ignored simply
because, in other cases involving analogous language, the Court has
recognized private remedies. The recent cases inferring a private
right of action to enforce various civil rights statutes relied not
merely upon the statutory language granting the right sought to be
enforced, but also upon the clear compatibility, despite the
absence of an explicit legislative mandate, between private
enforcement and the legislative purpose demonstrated in the statute
itself. Having concluded that 42 U.S.C. § 1982 prohibited private,
as well as public, racial discrimination in the sale or lease of
property, the Court had little choice but to hold that aggrieved
individuals could enforce this prohibition, for there existed no
other remedy to redress such violations of the statute. [
Footnote 2/19] The Court's reliance on
Allen v. State Board of Elections, 393 U.
S. 544 (1969), is equally unwarranted. The cause of
action there recognized -- for declaratory relief that a voting
change is subject to the authorization requirements of § 5 of the
Voting Rights Act of 1965, 42 U.S.C. § 1973c -- served to trigger
the enforcement mechanism provided in the statute itself. The Court
pointedly declined to infer a private cause of action to enforce
the suspension requirement of § 4 of the Act, 393 U.S. at
393 U. S.
552-554;
Page 441 U. S. 729
nor may those allegedly discriminated against bring suit to test
voting changes in covered units against the substantive standard of
§ 5, either directly or through judicial review of the Attorney
General's preclearance decision,
Morris v. Gressette,
432 U. S. 491
(1977). The cause of action granted today is of a very different
nature. It does not trigger the enforcement scheme provided in §§
902 and 903, 20 U.S.C. §§ 1682, 1683, but entirely displaces that
scheme in favor of a different approach. [
Footnote 2/20]
Congress decided in Title IX, as it had in Title VI, to prohibit
certain forms of discrimination by recipients of federal funds.
Where those recipients were acting under color of state law,
individuals could obtain redress in the federal courts for
violation of these prohibitions. But, excepting post-Civil War
enactments dealing with racial discrimination in specified
situations, these forms of discrimination by private entities had
not previously been subject to individual redress under federal
law, and Congress decided to reach such discrimination not by
creating a new remedy for individuals, but by relying on the
authority of the Federal Government to enforce the terms under
which federal assistance would be provided.
Page 441 U. S. 730
Whatever may be the wisdom of this approach to the problem of
private discrimination, it was Congress' choice, not to be
overridden by this Court.
[
Footnote 2/1]
Cort v. Ash, 422 U. S. 66,
422 U. S. 78
(1975);
Securities Investor Protection Corp. v. Barbour,
421 U. S. 412
(1975);
National Railroad Passenger Corp. v. National Assn. of
Railroad Passengers, 414 U. S. 453
(1974).
[
Footnote 2/2]
2110 Cong.Rec. 6544 (1964) (Sen. Humphrey). Senator Humphrey
noted President Kennedy's message of June 19, 1963:
"'Simple justice requires that public funds, to which all
taxpayers of all races contribute, not be spent in any fashion
which encourages, entrenches, subsidizes, or results in racial
discrimination.'"
Id. at 6543.
[
Footnote 2/3]
See, e.g., Exec.Order No. 8802, 3 CFR 957 (1938-1943
Comp.) (Pres. Roosevelt); Exec.Order No. 10210, 3 CFR 390
(1949-1953 Comp.) (Pres. Truman); Exec.Order No. 10479, 3 CFR 961
(1949-1953 Comp.) (Pres. Eisenhower); Exec.Order No. 10925, 3 CFR
448 (1959-1963 Comp.) (Pres. Kennedy).
[
Footnote 2/4]
110 Cong.Rec. 6546 (1964) (Sen. Humphrey).
[
Footnote 2/5]
Thus, Senator Humphrey noted:
"Much has been done by the executive branch to eliminate racial
discrimination from federally assisted programs. President Kennedy,
by Executive order, prohibited such discrimination in federally
assisted housing, and in employment on federally assisted
construction. Individual agencies have taken effective action for
the programs they administer."
Id. at 6544. Nonetheless,
"President after President has announced that national policy is
to end discrimination in Federal programs and Federal assistance.
But, regrettably, there has been open violation of these
policies."
Id. at 6543.
[
Footnote 2/6]
Id. at 6544. Enactment of Title VI would remove "any
conceivable doubts" as to the authority of agencies to eliminate
discrimination in the programs they funded and
"give express legislative support to the agency's actions. . . .
[S]ome federal agencies appear to have been reluctant to act in
this area. Title VI will require them to act."
Ibid. Senator Humphrey further explained that,
"[i]n connection with various Federal programs of aid to higher
education, language institutes, research grants to colleges, and
the like, Title VI would . . . authorize requirements of
nondiscrimination. In a number of programs, such action has already
been taken."
Id. at 6546.
[
Footnote 2/7]
Ibid. Senator Humphrey noted that "existing statutory
authority is, however, not surrounded by the procedural safeguards
which Title VI provides."
Ibid.
[
Footnote 2/8]
See also id. at 6544:
"Moreover, the purpose of Title VI is not to cut off funds, but
to end racial discrimination. . . . In general, cutoff of funds
would not be consistent with the objectives of the Federal
assistance statute if there are available other effective means of
ending discrimination. And section 602, by authorizing the agency
to achieve compliance 'by any other means authorized by law,'
encourages agencies to find ways to end racial discrimination
without refusing or terminating assistance."
[
Footnote 2/9]
See id. at 7066 (Sen. Ribicoff):
"[An] agency could, for example, ask the Attorney General to
initiate a lawsuit under title IV, if the recipient were a school
district or public college; or the agency could use any of the
remedies available to it by virtue of its own 'rule, regulation, or
order of general applicability.' For example, the most effective
way for an agency to proceed would often be to adopt a rule that
made the nondiscrimination requirement part of a contractual
obligation on the part of the recipient . . . or . . . the agency
would have authority to sue to enforce compliance with its own
regulations."
The mention of "lawsuits,"
id. at 7067, by Senator
Ribicoff, on which the Court relies,
see ante at
441 U. S. 705
n. 38, 712, n. 49, was in reference to the foregoing. As the
Senator pointed out: "All of these remedies have the obvious
advantage of seeking to end the discrimination, rather than to end
the assistance." 110 Cong.Rec. 7066 (1964).
By regulation,
see 45 CFR §§ 80.8(a), 86.71 (1978), HEW
has provided that "other means" in § 602 include referral to the
Department of Justice for enforcement of rights of the United
States under any statute or contractual undertaking.
[
Footnote 2/10]
For instance, the Court quotes Senator Humphrey's statement that
"litigation by private parties [would be among] the primary means
of securing compliance" with § 601,
ante at
441 U. S. 712
n. 49. But reference to the Senator's entire remarks shows he was
contemplating suits under § 1983. The "[r]acial segregation . . .
prohibited by the Constitution" and "litigation . . . under Title
IV of the 1964 Civil Rights Act," 110 Cong.Rec. 6545 (1964), were
limited to discrimination under color of law, and did not reach
discrimination by private parties. Congress was well aware of §
1983 suits against public agencies brought to enforce this
prohibition.
See id. at 5247-5256
[
Footnote 2/11]
The Court,
ante at
441 U. S.
711-712, n. 48, appears to rely on a statement by
Senator Humphrey citing
Simkins v. Moses H. Cone Memorial
Hospital, 323 F.2d 959 (CA4 1963),
cert. denied, 376
U.S. 938 (1964), as support for the proposition that Title VI
created a new private remedy. But
Simkins was brought
under 42 U.S.C. § 1983.
See University of California Regents v.
Bakke, 438 U. S. 265,
438 U. S.
383-385 (1978) (separate opinion of WHITE, J.). In any
event, although there is no doubt that, in enacting Title VI,
Congress intended to proscribe private discrimination, the excerpt
quoted by the Court does not suggest that Congress contemplated a
private individual remedy against all discrimination thus
prohibited. To the contrary, Senator Humphrey recognized the
uncertain status of
Simkins as authoritative exposition of
§ 1983 and the Fourteenth Amendment.
[
Footnote 2/12]
Indeed, 42 U.S.C. § 2000c-8, enacted as part of the 1964 Act,
expressly preserves preexisting private remedies against
discrimination "in public education," which would include the
remedies provided by § 1983.
Although concluding that Title IX and Title VI confer private
causes of action, the Court refrains from addressing the
permissible remedies available under such a cause of action. Thus,
the Court focuses on suits requesting, as injunctive relief, that
individuals allegedly discriminated against be admitted to
federally assisted educational programs, but does not explicitly
foreclose the possibility of a suit against either a recipient
institution or a federal funding agency to require termination of
funding of the allegedly discriminatory program. In at least two
cases apparently brought directly under § 601, both of which are
approvingly cited by the Court, the recipient of funds was enjoined
from continuing the federally assisted project, and HUD was
enjoined to terminate funding.
Blackshear Residents Org. v.
Housing Authority of Austin, 347
F. Supp. 1138,
1150
(WD Tex.1972);
Hicks v. Weaver, 302 F.
Supp. 619, 628 (ED La.1969). Such intervention by federal
courts at the behest of private parties cannot be reconciled with
the numerous procedural safeguards provided in § 602,
see
University of California Regents v. Bakke, supra at
438 U. S.
381-383 (separate opinion of WHITE, J.). The § 1983
cause of action does not encompass the remedy of funding
termination, for it permits only such legal or equitable relief as
is appropriate to "redress" the "deprivation" of the right.
Cf.
Cumming v. Richmond County Board of Ed., 175 U.
S. 528 (1899).
[
Footnote 2/13]
In addition to citations in my separate opinion in
University of California Regents v. Bakke, supra at
438 U. S.
385-386, and n. 4,
see, e.g., 110 Cong.Rec.
5256 (1964):
"Mr. CASE. [Section 602] is not intended to limit the rights of
individuals, if they have any way of enforcing their rights apart
from the provisions of the bill, by way of suit or any other
procedure. The provision of the bill is not intended to cut down
any rights that exist."
"Mr. HUMPHREY. I thoroughly agree with the Senator insofar as an
individual is concerned. . . ."
The remainder of this colloquy is excerpted in the Court's
opinion,
ante at
441 U. S. 714
n. 49.
[
Footnote 2/14]
See § 718 of the Education Amendments of 1972, 20
U.S.C. § 1617;
infra at
441 U. S.
727.
[
Footnote 2/15]
See 370 F.2d at 852 ("In the absence of a procedure
through which the individuals protected by section 601's
prohibition may assert their rights under it, violations of the law
are cognizable by the courts").
[
Footnote 2/16]
Prior to enactment of Title IX, two District Courts directly or
indirectly relied on
Bossier in holding that aggrieved
individuals could sue to enforce § 601, but, in both of these
cases, the defendant was acting under color of state law.
Gautreaux v. Chicago Housing Authority, 265 F.
Supp. 582, 583-584 (ND Ill.1967), followed what it believed to
be the holding of
Bossier that individuals had "standing"
to enforce § 601 even though the Seventh Circuit in
Green
Street Assn. v. Daley, 373 F.2d 1, 8-9,
cert. denied,
387 U.S. 932 (1967), had previously declined to express its
agreement with this aspect of
Bossier. Blackshear
Residents Org. v. Housing Authority of Austin, supra at 1140,
in turn relied on
Gautreaux. Subsequent decisions in the
Gautreaux v. Chicago Housing Authority litigation
expressly noted that plaintiffs sought relief under § 1983 in every
count of their complaint,
see 296 F.
Supp. 907, 908 (ND Ill.1969), and 436 F.2d 306, 307 (CA7 1970)
(
aff'g 296 F.Supp. 907),
cert. denied, 402 U.S.
922 (1971). The one case cited by the Court that was a suit against
a private organization did not mention the cause of action issue.
Hawthorne v. Kenbridge Recreation Assn.,
Inc., 341 F.
Supp. 1382 (ED Va.1972).
[
Footnote 2/17]
In addition to
Bossier, the cases discussed in
441
U.S. 677fn2/16|>n. 16,
supra, and cases explicitly
holding that the cause of action was provided by § 1983,
see the Court's opinion,
ante at
441 U. S.
696-697, n. 21, the Court relies on cases involving
suits against federal officials. Contrary to the Court's assertion,
see ibid., none of these cases held that there is a direct
cause of action to enforce § 601. In
Shannon v. Department of
Housing and Urban Development, 436 F.2d 809, 818-819, 820 (CA3
1970), the court concluded that allegations of failure to act with
respect to specific instances of discrimination were reviewable
under the Administrative Procedure Act, 5 U.S.C. § 551
et
seq. Similarly,
Southern Christian Leadership Conference,
Inc. v. Connolly, 331 F.
Supp. 940, 943 (ED Mich.1971), cited
ante at
441 U. S. 696
n. 20,
441 U. S. 697
n. 21, explicitly held that standing was based on § 10 of the
Administrative Procedure Act, 5 U.S.C. § 702, and cited
Bossier only in a discussion of exhaustion of
administrative remedies. Neither
Gautreaux v. Romney, 448
F.2d 731 (CA7 1971),
later appeal, Gautreaux v. Chicago Housing
Authority, 503 F.2d 930 (CA7 1974),
aff'd sub nom. Hills
v. Gautreaux, 425 U. S. 284
(1976), nor
Hicks v. Weaver, 302 F.
Supp. 619 (ED La.1969), contains any discussion of the cause of
action issue or even suggests that the question of the appropriate
standard for reviewing such federal funding decisions had been
raised.
[
Footnote 2/18]
There is no basis for the Court's suggestion that, at the time §
718 was enacted, § 1983 was not available for suits against state
or local educational agencies,
see ante at
441 U. S. 700
n. 27. As described last Term in
Monell v. New York City Dept.
of Social Services, 436 U. S. 658,
436 U. S. 663
nn. 5, 6 (1978), we had never indicated that suits such as
Brown v. Board of Education, 347 U.
S. 483 (1954), or
Swann v. Charlotte-Mecklenburg
Board of Education, 402 U. S. 1 (1971),
might not be appropriate despite the holding in
Monroe v.
Pape, 365 U. S. 167
(1961), that local governments were not "persons" within the
meaning of § 1983. It was not until 1973, after passage of both
Title IX and § 718, that the principle of municipal immunity
established in
Monroe was extended to suits for injunctive
relief.
See Kenosha v. Bruno, 412 U.
S. 507 (1973). Even as the Court unpersuasively suggests
that Congress might not have thought that private suits to remedy
segregation in violation of the Fourteenth Amendment were available
in 1972, it notes the furor in Congress at this time over busing as
a desegregation remedy,
see ante at
441 U. S. 701
n. 29.
[
Footnote 2/19]
See Sullivan v. Little Hunting Park, 396 U.
S. 229 (1969);
Jones v. Alfred H. Mayer Co.,
392 U. S. 409
(1968).
Cf. Johnson v. Railway Express Agency, Inc.,
421 U. S. 454,
421 U. S.
459-460 (1975) (implied cause of action under 42 U.S.C.
§ 1981).
[
Footnote 2/20]
At the time
Allen was decided, the Department of
Justice in enforcing the Voting Rights Act had not provided any
formal means by which an individual could initiate review by the
Department of a change affecting voting in an area covered by § 5.
Since 1971, the Department has officially urged private parties to
inform it of voting law changes in covered areas. 28 CFR §§
51.12-51.15 (1978); 36 Fed.Reg. 18186 (1971). The Department of
Health, Education, and Welfare has provided by regulation that any
person may file a written complaint alleging discrimination in
violation of Titles VI or IX within 180 days of the occurrence of
the discrimination, and that, after investigation, HEW shall seek
compliance, formally or informally, or shall inform the complainant
in writing that further agency action is unwarranted. 45 CFR §§
80.7(b),(c), 86.71 (1978). The federal respondents have represented
to the Court that they would, "of course, fulfill their
responsibility under applicable regulations to conduct an
administrative investigation of petitioner's charges" should this
Court affirm the decision below. Brief for Federal Respondents 54
n. 33.
MR. JUSTICE POWELL, dissenting.
I agree with MR. JUSTICE WHITE that, even under the standards
articulated in our prior decisions, it is clear that no private
action should be implied here. It is evident from the legislative
history reviewed in his dissenting opinion that Congress did not
intend to create a private action through Title IX of the Education
Amendments of 1972. It also is clear that Congress deemed the
administrative enforcement mechanism it did create fully adequate
to protect Title IX rights. But as mounting evidence from the
courts below suggests, and the decision of the Court today
demonstrates, the mode of analysis we have applied in the recent
past cannot be squared with the doctrine of the separation of
powers. The time has come to reappraise our standards for the
judicial implication of private causes of action. [
Footnote 3/1]
Under Art. III, Congress alone has the responsibility for
determining the jurisdiction of the lower federal courts. As the
Legislative Branch, Congress also should determine when private
parties are to be given causes of action under legislation it
adopts. As countless statutes demonstrate, including Titles of the
Civil Rights Act of 1964, [
Footnote
3/2] Congress recognizes that the creation of private actions
is a legislative function, and frequently exercises it. When
Congress chooses not to provide a private civil remedy, federal
courts should
Page 441 U. S. 731
not assume the legislative role of creating such a remedy, and
thereby enlarge their jurisdiction.
The facts of this case illustrate the undesirability of this
assumption by the Judicial Branch of the legislative function.
Whether every disappointed applicant for admission to a college or
university receiving federal funds has the right to a civil court
remedy under Title IX is likely to be a matter of interest to many
of the thousands of rejected applicants. It certainly is a question
of vast importance to the entire higher educational community of
this country. But quite apart from the interests of the persons and
institutions affected, respect for our constitutional system
dictates that the issue should have been resolved by the elected
representatives in Congress after public hearings, debate, and
legislative decision. It is not a question properly to be decided
by relatively uninformed federal judges who are isolated from the
political process.
In recent history, the Court has tended to stray from the Art.
III and separation of powers principle of limited jurisdiction.
This, I believe, is evident from a review of the more or less
haphazard line of cases that led to our decision in
Cort v.
Ash, 422 U. S. 66
(1975). The "four factor" analysis of that case is an open
invitation to federal courts to legislate causes of action not
authorized by Congress. It is an analysis not faithful to
constitutional principles, and should be rejected. Absent the most
compelling evidence of affirmative congressional intent, a federal
court should not infer a private cause of action.
I
The implying of a private action from a federal regulatory
statute has been an exceptional occurrence in the past history of
this Court. A review of those few decisions where such a step has
been taken reveals in almost every case special historical
circumstances that explain the result, if not the Court's analysis.
These decisions suggest that the doctrine of
Page 441 U. S. 732
implication applied by the Court today not only represents
judicial assumption of the legislative function, but also lacks a
principled precedential basis.
A
The origin of implied private causes of actions in the federal
courts is said to date back to
Texas & Pacific R. Co. v.
Rigsby, 241 U. S. 33
(1916). A close look at the facts of that case and the contemporary
state of the law indicates, however, that
Rigsby's
reference to the "inference of a private right of action,"
id. at
241 U. S. 40,
carried a far different connotation than the isolated passage
quoted by the Court,
ante at
441 U. S. 689
n. 10, might suggest. The narrow question presented for decision
was whether the standards of care defined by the Federal Safety
Appliance Act's penal provisions applied to a tort action brought
against an interstate railroad by an employee not engaged in
interstate commerce at the time of his injury. The jurisdiction of
the federal courts was not in dispute, the action having been
removed from state court on the ground that the defendant was a
federal corporation.
See Moore v. Chesapeake & O. R.
Co., 291 U. S. 205,
291 U. S. 215
n. 6 (1934). Under the regime of
Swift v.
Tyson, 16 Pet. 1 (1842), then in force, the Court
was free to create the substantive standards of liability
applicable to a common law negligence claim brought in federal
court. The practice of judicial reference to legislatively
determined standards of care was a common expedient to establish
the existence of negligence.
See Thayer, Public Wrong and
Private Action, 27 Harv.L.Rev. 317 (1914).
Rigsby did
nothing more than follow this practice, and cannot be taken as
authority for the judicial creation of a cause of action not
legislated by Congress.
Moore v. Chesapeake & O. R. Co.,
supra at
291 U. S.
215-216;
Jacobson v. New York, N.H. & H.R.
Co., 206 F.2d 153, 157158 (CA1 1953) (Magruder, C.J.),
aff'd per curiam, 347 U.S. 909 (1954).
Page 441 U. S. 733
For almost 50 years after
Rigsby, this Court recognized
an implied private cause of action in only one other statutory
context. [
Footnote 3/3] Four
decisions held that various provisions of the Railway Labor Act of
1926 could be enforced in a federal court. The case for implication
of judicial remedies was especially strong with respect to this
Act, as Congress had repealed its predecessor, Title III of the
Transportation Act of 1920, after
Pennsylvania R. Co. v.
Railroad Labor Board, 261 U. S. 72
(1923), and
Pennsylvania Federation v. Pennsylvania R.
Co., 267 U. S. 203
(1925), had held that judicial enforcement of its terms was not
available. Convinced that Congress had meant to accomplish more
through the 1926 Act, and faced with the absence of an express
administrative or judicial enforcement mechanism, the Court in
Texas & N. O. R. Co. v. Railway Clerks, 281 U.
S. 548 (1930), upheld an injunction enforcing the Act's
prohibition of employer interference in employees' organizational
activities. Buttressed by 1934 amendments to the Act that indicated
congressional approval of this step, the Court in
Virginian
R.
Page 441 U. S. 734
Co. v. Railway Employees, 300 U.
S. 515 (1937), extended judicial enforcement to the
Act's requirement that an employer bargain with its employees'
authorized representative. Finally, in
Steele v. Louisville
& N. R. Co., 323 U. S. 192
(1944), and
Tunstall v. Locomotive Firemen &
Enginemen, 323 U. S. 210
(1944), the Court further held that the duty of a union not to
discriminate among its members also could be enforced through the
federal courts. [
Footnote 3/4] In
each of these cases, enforcement of the Act's various requirements
could have been restricted to actions brought by the Board of
Mediation (later the Mediation Board), rather than by private
parties. But whatever the scope of the judicial remedy, the
implication of some kind of remedial mechanism was necessary to
provide the enforcement authority Congress clearly intended.
[
Footnote 3/5]
Page 441 U. S. 735
During this same period, the Court frequently turned back
private plaintiff seeking to imply causes of action from federal
statutes.
See, e.g., Wheeldin v. Wheeler, 373 U.
S. 647 (1963);
T. I. M. E. Inc. v. United
States, 359 U. S. 464
(1959);
General Committee v. Southern Pacific Co.,
320 U. S. 338
(1943);
General Committee v. Missouri-K.-T R. Co.,
320 U. S. 323
(1943);
Switchmen v. National Mediation Board,
320 U. S. 297
(1943). Throughout these cases, the focus of the Court's inquiry
generally was on the availability of means other than a private
action to enforce the statutory duty at issue. Even in cases where
the statute might be said to have been enacted for the benefit of a
special class comprising the plaintiff, the factor to which the
Court today attaches so much importance,
ante at
441 U. S.
689-693, and n. 13, the Court refused to create a
private action if Congress had provided some other means of
enforcing such duties.
See, e.g., Switchmen v. National
Mediation Board, supra, at
320 U. S.
300-301.
A break in this pattern occurred in
J. I. Case Co. v.
Borak, 377 U. S. 426
(1964). There, the Court held that a private party could maintain a
cause of action under § 14(a) of the Securities Exchange Act of
1934, in spite of Congress' express creation of an administrative
mechanism for enforcing that statute. I find this decision both
unprecedented [
Footnote 3/6]
and
Page 441 U. S. 736
incomprehensible as a matter of public policy. The decision's
rationale, which lies ultimately in the judgment that "[p]rivate
enforcement of the proxy rules provides a necessary supplement to
Commission action," 377 U.S. at
377 U. S. 432,
ignores the fact that Congress, in determining the degree of
regulation to be imposed on companies covered by the Securities
Exchange Act, already had decided that private enforcement was
unnecessary. More significant for present purposes, however, is the
fact that
Borak, rather than signaling the start of a
trend in this Court, constitutes a singular, and, I believe,
aberrant, interpretation of a federal regulatory statute.
Since
Borak, this Court has upheld the implication of
private causes of actions derived from federal statutes in only
three extremely limited sets of circumstances. First, the Court, in
Jones v. Alfred H. Mayer Co., 392 U.
S. 409 (1968);
Sullivan v. Little Hunting Park,
Inc., 396 U. S. 229
(1969); and
Johnson v. Railway Express Agency, Inc.,
421 U. S. 454
(1975), recognized the right of private parties to seek relief for
violations of 42 U.S.C. §§ 1981 and 1982. But to say these cases
"implied" rights of action is somewhat misleading, as Congress, at
the time these statutes were enacted, expressly referred to private
enforcement actions. [
Footnote 3/7]
Furthermore, as in
Page 441 U. S. 737
the Railway Labor Act cases, Congress had provided no
alternative means of asserting these rights. Thus, the Court was
presented with the choice between regarding these statutes as
precatory or recognizing some kind of judicial proceeding.
Second, the Court in
Allen v. State Board of Elections,
393 U. S. 544
(1969), permitted private litigants to sue to enforce the
preclearance provisions of § 5 of the Voting Rights Act of 1965. As
the Court seems to concede, this decision was reached without
substantial analysis,
ante at
441 U. S. 690,
and n. 12, and, in my view, can be explained only in terms of this
Court's special and traditional concern for safeguarding the
electoral process. [
Footnote 3/8]
In addition, as MR. JUSTICE WHITE notes, the
Page 441 U. S. 738
remedy implied was very limited, thereby reducing the chances
that States would be exposed to frivolous or harassing suits.
[
Footnote 3/9]
Finally, the Court, in
Superintendent of Insurance v.
Bankers Life & Cas. Co., 404 U. S. 6 (1971),
ratified 25 years of lower court precedent that had held a private
cause of action available under the Securities and Exchange
Commission's Rule 10b-5. As the Court concedes,
ante at
441 U. S. 692
n. 13, this decision reflects the unique history of Rule 10b-5, and
did not articulate any standards of general applicability.
These few cases applying
Borak must be contrasted with
the subsequent decisions where the Court refused to imply private
actions. In
Calhoon v. Harvey, 379 U.
S. 134 (1964), the Court refused to permit private suits
in derogation of administrative remedies to enforce Title IV of the
Labor=Management Reporting and Disclosure Act of 1959, in spite of
that statute's command,
inter alia, that "every member in
good standing . . . shall have the right to vote for or otherwise
support the candidate or candidates of his choice. . . ." 29 U.S.C.
§ 481(e). [
Footnote 3/10] In
National Railroad Passenger Corp. v. National Assn. of Railroad
Passengers, 414 U. S. 453
(1974), the Court reversed a lower court's implication of a private
action to challenge violations of the Rail Passenger Service Act of
1970, in light of the Attorney General's express enforcement
authority. And in
Securities Investor Protection Corp. v.
Barbour, 421 U. S. 412
(1975), we refused to allow private actions under the Securities
Investor Protection Act
Page 441 U. S. 739
of 1970, which also was enforceable by administrative
proceedings and Government suits. [
Footnote 3/11]
B
It was against this background of almost invariable refusal to
imply private actions, absent a complete failure of alternative
enforcement mechanisms and a clear expression of legislative intent
to create such a remedy, that
Cort v. Ash, 422 U. S.
66 (1975), was decided. In holding that no private
action could be brought to enforce 18 U.S.C. § 610 (1970 ed. and
Supp. III), a criminal statute, the Court referred to four factors
said to be relevant to determining generally whether private
actions could be implied. 422 U.S. at
422 U. S. 78.
[
Footnote 3/12] As MR.
Page 441 U. S. 740
JUSTICE WHITE suggests,
ante at
441 U. S.
718-719, and n. 1, these factors were meant only as
guideposts for answering a single question, namely, whether
Congress intended to provide a private cause of action. The
conclusion in that particular case was obvious. But, as the opinion
of the Court today demonstrates, the
Cort analysis too
easily may be used to deflect inquiry away from the intent of
Congress, and to permit a court, instead, to substitute its own
views as to the desirability of private enforcement.
Of the four factors mentioned in
Cort, only one refers
expressly to legislative intent. The other three invite independent
judicial lawmaking. Asking whether a statute creates a right in
favor of a private party, for example, begs the question at issue.
What is involved is not the mere existence of a legal right, but a
particular person's right to invoke the power of the courts to
enforce that right. [
Footnote
3/13]
See 441
U.S. 677fn3/1|>n. 1,
supra. Determining whether a
private action would be consistent with the "underlying purposes"
of a legislative scheme permits a court to decide for itself what
the goals of a scheme should be, and how those goals should be
advanced.
See Note, 43 Ford.L.Rev. 441, 451 455, 458
(1974). Finally, looking to state law for parallels to the federal
right simply focuses inquiry on a particular policy consideration
that Congress already may have weighed in deciding not to create a
private action.
That the
Cort analysis too readily permits courts to
override
Page 441 U. S. 741
the decision of Congress not to create a private action is
demonstrated conclusively by the flood of lower court decisions
applying it. Although, from the time
Cort was decided
until today, this Court consistently has turned back attempts to
create private actions,
see Chrysler Corp. v. Brown, ante
p.
441 U. S. 281;
Santa Clara Pueblo v. Martinez, 436 U. S.
49 (1978);
Piper v. Chris-Craft Industries,
430 U. S. 1 (1977),
other federal courts have tended to proceed in exactly the opposite
direction. In the four years since we decided
Cort, no
less than 20 decisions by the Courts of Appeals have implied
private actions from federal statutes.
Local 714, Amalgamated
Transit Union v. Greater Portland Transit Dist., 589 F.2d 1
(CA1 1978) (§ 13(c) of Urban Mass Transportation Act of 1964);
Bratton v. Shiffrin, 585 F.2d 223 (CA7 1978) (§ 1007(a) of
Federal Aviation Act of 1958),
cert. pending, No. 78-1398;
Redington v. Touche Ross & Co., 592 F.2d 617 (CA2) (§
17(a) of Securities Exchange Act of 1934),
cert. granted,
439 U.S. 979 (1978);
Lodge 1868, AFGE v. Webb, 188
U.S.App.D.C. 233, 580 F.2d 496 (§ 203 of National Aeronautics and
Space Act of 1958),
cert. denied sub nom. Government Employees
v. Frosch, 439 U.S. 927 (1978);
Riggle v. California,
577 F.2d 579 (CA9 1978) (Rivers and Harbors Appropriation Act);
Lewis v. Transamerica Corp., 575 F.2d 237 (CA9) (§ 206 of
Investment Advisers Act of 1940),
cert. granted, 439 U.S.
952 (1978);
Davis v. Southeastern Community College, 574
F.2d 1158 (CA4 1978) (§ 504 of Rehabilitation Act of 1973),
cert. granted, 439 U.S. 1065 (1979);
Benjamins v.
British European Airways, 572 F.2d 913 (CA2 1978) (Art. 28(1)
of Warsaw Convention),
cert. denied, 439 U.S. 1114 (1979);
Abrahamson v. Fleschner, 568 F.2d 862 (CA2 1977) (§ 206 of
Investment Advisers Act of 1940),
cert. denied, 436 U.S.
913 (1978);
Association of Data Processing Service Orgs. v.
Federal Home Loan Bank Board, 568 F.2d 478 (CA6 1977) (§ 11(e)
of Federal Home Loan Bank Act);
Wilson v. First Houston
Investment Corp., 566 F.2d 1235 (CA5 1978) (§ 206 of
Investment
Page 441 U. S. 742
Advisers Act of 1940),
cert. pending, No. 77-1717;
New York Stock Exchange, Inc. v. Bloom, 183 U.S.App.D.C.
217, 562 F.2d 736 (1977) (§§ 16 and 21 of Glass-Steagall Act),
cert. denied, 435 U.S. 942 (1978);
Daniel v.
International Brotherhood of Teamsters, 561 F.2d 1223 (CA7
1977) (§ 17(a) of Securities Act of 1933),
rev'd on other
grounds, 439 U. S. 551
(1979);
United Handicapped Federation v. Andre, 558 F.2d
413 (CA8 1977) (§ 504 of Rehabilitation Act of 1973);
Nedd v.
United Mine Workers, 556 F.2d 190 (CA3 1977) (§ 302 of Labor
Management Relations Act, 1947),
cert. denied, 434 U.S.
1013 (1978);
Kipperman v. Academy Life Ins. Co., 554 F.2d
377 (CA9 1977) (39 U.S.C. § 3009);
Kampmeier v. Nyquist,
553 F.2d 296 (CA2 1977) (§ 504 of Rehabilitation Act of 1973);
Lloyd v. Regional Transportation Authority, 548 F.2d 1277
(CA7 1977) (same);
McDaniel v. University of Chicago and
Argonne, 548 F.2d 689 (CA7 1977) (§ 1 of Davis-Bacon Act),
cert. denied, 434 U.S. 1033 (1978);
Hughes v.
Dempsey-Tegeler & Co., 534 F.2d 156 (CA9) (§ 6 of
Securities Exchange Act of 1934),
cert. denied, 429 U.S.
896 (1976). It defies reason to believe that, in each of these
statutes, Congress absent-mindedly forgot to mention an intended
private action. Indeed, the accelerating trend evidenced by these
decisions attests to the need to reexamine the
Cort
analysis.
II
In my view, the implication doctrine articulated in
Cort and applied by the Court today engenders incomparably
greater problems than the possibility of occasionally failing to
divine an unexpressed congressional intent. If only a matter of
statutory construction were involved, our obligation might be to
develop more refined criteria which more accurately reflect
congressional intent. "But the unconstitutionality of the course
pursued has now been made clear," and compels us to abandon the
implication doctrine of
Cort. Erie R. Co. v.
Tompkins, 304 U. S. 64,
304 U. S. 77-78
(1938).
Page 441 U. S. 743
As the above-cited 20 decisions of the Courts of Appeals
illustrate,
Cort allows the Judicial Branch to assume
policymaking authority vested by the Constitution in the
Legislative Branch. It also invites Congress to avoid resolution of
the often controversial question whether a new regulatory statute
should be enforced through private litigation. Rather than
confronting the hard political choices involved, Congress is
encouraged to shirk its constitutional obligation and leave the
issue to the courts to decide. [
Footnote 3/14] When this happens, the legislative
process, with its public scrutiny and participation, has been
bypassed, with attendant prejudice to everyone concerned. Because
the courts are free to reach a result different from that which the
normal play of political forces would have produced, the intended
beneficiaries of the legislation are unable to ensure the full
measure of protection their needs may warrant. For the same reason,
those subject to the legislative constraints are denied the
opportunity to forestall through the political process potentially
unnecessary and disruptive litigation. Moreover, the public
generally is denied the benefits that are derived from the making
of important societal choices through the open debate of the
democratic process.
The Court's implication doctrine encourages, as a corollary to
the political default by Congress, an increase in the
governmental
Page 441 U. S. 744
power exercised by the federal judiciary. The dangers posed by
judicial arrogation of the right to resolve general societal
conflicts have been manifest to this Court throughout its history.
See Schlesinger v. Reservists to Stop the War,
418 U. S. 208,
418 U. S. 222
(1974);
United States v. Richardson, 418 U.
S. 166,
418 U. S.
188-197 (1974) (POWELL, J., concurring);
Eccles v.
Peoples Bank, 333 U. S. 426,
333 U. S. 432
(1948);
Ashwander v. TVA, 297 U.
S. 288,
297 U. S.
345-348 (1936) (Brandeis, J., concurring);
Muskrat
v. United States, 219 U. S. 346,
219 U. S. 362
(1911);
Sinking Fund Cases, 99 U. S.
700,
99 U. S. 718
(1879) ("One branch of the government cannot encroach on the domain
of another without danger. The safety of our institutions depends
in no small degree on a strict observance of this salutary rule");
Hayburn's Case,
2 Dall. 409 (1792). As the Court observed only last Term:
"Our system of government is, after all, a tripartite one, with
each branch having certain defined functions delegated to it by the
Constitution. While '[i]t is emphatically the province and duty of
the judicial department to say what the law is,'
Marbury v.
Madison, 1 Cranch 137,
5 U. S.
177 (1803), it is equally -- and emphatically -- the
exclusive province of the Congress not only to formulate
legislative policies and mandate programs and projects, but also to
establish their relative priority for the Nation. Once Congress,
exercising its delegated powers, has decided the order of
priorities in a given area, it is for the Executive to administer
the laws and for the courts to enforce them when enforcement is
sought."
"
* * * *"
"Our individual appraisal of the wisdom or unwisdom of a
particular course consciously selected by the Congress is to be put
aside in the process of interpreting a statute. Once the meaning of
an enactment is discerned and its constitutionality determined, the
judicial process
Page 441 U. S. 745
comes to an end. We do not sit as a committee of review, nor are
we vested with the power of veto."
TVA v. Hill, 437 U. S. 153,
437 U. S.
194-195 (1978).
See also United States v. New York
Telephone Co., 434 U. S. 159,
434 U. S. 179
(1977) (STEVENS, J., dissenting) ("The principle of limited federal
jurisdiction is fundamental. . . ."). [
Footnote 3/15]
It is true that the federal judiciary necessarily exercises
substantial powers to construe legislation, including, when
appropriate, the power to prescribe substantive standards of
conduct that supplement federal legislation. But this power
normally is exercised with respect to disputes over which a court
already has jurisdiction, and in which the existence of
Page 441 U. S. 746
the asserted cause of action is established. [
Footnote 3/16] Implication of a private cause of
action, in contrast, involves a significant additional step. By
creating a private action, a court of limited jurisdiction
necessarily extends its authority to embrace a dispute Congress has
not assigned it to resolve.
Cf. Jacobson v. New York, N.H.
& H.R. Co., 206 F.2d 153 (CA1 1953) (Magruder, C.J.),
aff'd per curiam, 347 U.S. 909 (1954); Note, Implying
Civil Remedies From Federal Regulatory Statutes, 77 Harv.L.Rev.
285, 28287 (1963). [
Footnote
3/17] This
Page 441 U. S. 747
runs contrary to the established principle that "[t]he
jurisdiction of the federal courts is carefully guarded against
expansion by judicial interpretation . . . ,"
American Fire
& Cas. Co. v. Finn, 341 U. S. 6,
341 U. S. 17
(1951), and conflicts with the authority of Congress under Art. III
to set the limits of federal jurisdiction.
Lockerty v.
Phillips, 319 U. S. 182
(1943);
Kline v. Burke Construction Co., 260 U.
S. 226 (1922);
Sheldon v.
Sill, 8 How. 441 (1850);
United
States v. Nourse, 6 Pet. 470 (1832); Wechsler, The
Courts and the Constitution, 65 Colum.L.Rev. 1001, 1004-1008
(1965).
The facts of this case illustrate how the implication of a right
of action not authorized by Congress denigrates the democratic
process. Title IX embodies a national commitment to the elimination
of discrimination based on sex, a goal the importance of which has
been recognized repeatedly by our decisions.
See, e.g., Caban
v. Mohammed, ante p.
441 U. S. 380;
Orr v. Orr, 440 U. S. 268
(1979);
Califano v. Gloldfarb, 430 U.
S. 199 (1977);
Frontiero v. Richardson,
411 U. S. 677
(1973);
Reed v. Reed, 404 U. S. 71
(1971). But Because Title IX applies to most of our Nation's
institutions of higher learning, it also trenches on the authority
of the academic community to govern itself, an authority the free
exercise of which is critical to the vitality of our society.
See University of California Regents v. Bakke,
438 U. S. 265,
438 U. S. 311
(1978) (opinion of POWELL, J.);
Keyishian v. Board of
Regents, 385 U. S. 589
(1967);
Sweezy v. New Hampshire, 354 U.
S. 234,
354 U. S. 263
(1957) (Frankfurter, J., concurring in result); Murphy, Academic
Freedom -- An Emerging Constitutional Right, 28 Law &
Contemp.Prob. 447 (1963); Note, Academic Freedom and Federal
Regulation of University Hiring, 92 Harv.L.Rev. 879 (1979). Arming
frustrated applicants with the power to challenge in court his or
her rejection inevitably will have a constraining effect on
admissions programs. The burden of expensive, vexatious litigation
upon institutions whose resources often are severely limited may
well compel an emphasis on objectively measured academic
qualifications
Page 441 U. S. 748
at the expense of more flexible admissions criteria that bring
richness and diversity to academic life. [
Footnote 3/18] If such a significant incursion into the
arena of academic polity is to be made, it is the constitutional
function of the Legislative Branch, subject as it is to the checks
of the political process, to make this judgment. [
Footnote 3/19]
Congress already has created a mechanism for enforcing the
mandate found in Title IX against gender-based discrimination. At
least in the view of Congress, the fund-termination power conferred
on HEW is adequate to ensure that discrimination
Page 441 U. S. 749
in federally funded colleges and universities will not be
countenanced. The current position of the Government
notwithstanding, [
Footnote 3/20]
overlapping judicial and administrative enforcement of these
policies inevitably will lead to conflicts and confusion; our
national goal of equal opportunity for men and women, as well as
the academic community, may suffer. A federal court should resolve
all doubts against this kind of self-aggrandizement, regardless of
the temptation to lend its assistance to the furtherance of some
remedial end deemed attractive.
III
In sum, I believe the need both to restrain courts that too
readily have created private causes of action, and to encourage
Congress to confront its obligation to resolve crucial policy
questions created by the legislation it enacts, has become
compelling. Because the analysis suggested by
Cort has
proved inadequate to meet these problems, I would start afresh.
Henceforth, we should not condone the implication of any private
action from a federal statute absent the most compelling evidence
that Congress, in fact, intended such an action to exist. Where a
statutory scheme expressly provides for an alternative mechanism
for enforcing the rights and duties created, I would be especially
reluctant ever to permit a federal court to volunteer its services
for enforcement purposes. Because the Court today is enlisting the
federal judiciary in just such an enterprise, I dissent.
[
Footnote 3/1]
The phrase "private cause of action" may not have a completely
clear meaning. As the term is used herein, I refer to the right of
a private party to seek judicial relief from injuries caused by
another's violation of a legal requirement. In the context of
legislation enacted by Congress, the legal requirement involved is
a statutory duty.
[
Footnote 3/2]
See 42 U.S.C. § 2000a-3 (Title II; limited to
preventive relief); §§ 20005(f), (g) (Title VII; administrative
preclearance required).
[
Footnote 3/3]
During this period, the Court did uphold the implication of
civil remedies in favor of the Government,
see Wyandotte
Transportation Co. v. United States, 389 U.
S. 191 (1967);
United States v. Republic Steel
Corp., 362 U. S. 482
(1960), and strongly suggested that private actions could be
implied directly from particular provisions of the Constitution,
Bell v. Hood, 327 U. S. 678,
327 U. S. 684
(1946).
See also Jacobs v. United States, 290 U. S.
13 (1933). Both of these issues are significantly
different from the implication of a private remedy from a federal
statute. In
Wyandotte and
Republic Steel, the
Government already had a "cause of action" in the form of its power
to bring criminal proceedings under the pertinent statutes. Thus,
the Court was confronted only with the question whether the
Government could exact less drastic civil penalties as an
alternative means of enforcing the same obligations. And this
Court's traditional responsibility to safeguard constitutionally
protected rights, as well as the freer hand we necessarily have in
the interpretation of the Constitution, permits greater judicial
creativity with respect to implied constitutional causes of action.
Moreover, the implication of remedies to enforce constitutional
provisions does not interfere with the legislative process in the
way that the implication of remedies from statutes can.
See 441 U. S.
infra.
[
Footnote 3/4]
The Act did not refer expressly to an obligation not to
discriminate, but, in light of its structure, especially its
vesting in an authorized union the power to exclude all others from
representing employees, the Court felt compelled to imply this
duty. This construction of the Act was necessary to avoid a
difficult constitutional question, namely, the applicability of the
Constitution's prohibition of racial discrimination to a private
party enjoying a statutorily created status as an exclusive
bargaining agent.
See Steele v. Louisville & N. R.
Co., 323 U.S. at
323 U. S.
202-203;
id. at
323 U. S.
208-209 (Murphy, J., concurring).
[
Footnote 3/5]
The Court states that a private cause of action also was implied
in
Machinists v. Central Airlines, 372 U.
S. 682 (1963), a case involving an amendment of the
Railway Labor Act applicable to airlines.
Ante at
441 U. S.
692-693, n. 13. A careful reading of that case suggests
that it presented a somewhat different question. Under § 204 of the
1936 amendments to the Act, boards of adjustment were established
to resolve labor grievances. The Court held that a claim based on a
collective bargaining agreement that had been interpreted by such a
board presented a federal question under 28 U.S.C. § 1331. The
cause of action came directly from the agreement, not from any
provision of the Act, and the only issue was whether this already
existing private cause of action could be brought in a federal
court.
See Mishkin, The Federal "Question" in the District
Courts, 53 Colum.L.Rev. 157, 166 (1953).
Cf. Smith v. Kansas
City Title & Trust Co., 255 U. S. 180
(1921). Although, as a practical matter, this result entails many
of the same problems involved in the implication of a private cause
of action,
see 441
U.S. 677fn3/17|>n. 17,
infra, at least
analytically, the problems are quite different.
[
Footnote 3/6]
None of the authorities cited in the opinion supports the
result.
Sola Electric Co. v. Jefferson Electric Co.,
317 U. S. 173
(1942), and
Deitrick v. Greaney, 309 U.
S. 190 (1940), held that federal law could limit a state
law defense to a state law cause of action.
Deckert v.
Independence Shares Corp., 311 U. S. 282
(1940), held that a federal judge could devise equitable remedies
to supplement an expressly created private action for damages.
Similarly,
Mitchell v. Robert DeMario Jewelry, Inc.,
361 U. S. 288
(1960);
Schine Chain Theatres, Inc. v. United States,
334 U. S. 110
(1948); and
Porter v. Warner Holding Co., 328 U.
S. 395 (1946), upheld various equitable remedies devised
under an express equitable cause of action. As already noted,
Bell. v. Hood involved the implication of a private action
from a constitutional provision, and
Tunstall v. Locomotive
Firemen & Enginemen, 323 U. S. 210
(1944), was grounded on a statute that provided no express means of
enforcement. None of these cases condoned the implication of a
private action in circumstances where alternative means of
enforcement were available. Although I do not suggest that we
should consider overruling
Borak at this late date,
cf. Flood v. Kuhn, 407 U. S. 258
(1972), the lack of precedential support for this decision
militates strongly against its extension beyond the facts of the
case.
Cf. Santa Fe Industries v. Green, 430 U.
S. 462,
430 U. S. 477
(1977);
Blue Chip Stamps v. Manor Drug Stores,
421 U. S. 723,
421 U. S. 737
(1975).
[
Footnote 3/7]
Both § 1981 and § 1982 are derived from § 1 of the Civil Rights
Act of 1866, which was reenacted in pertinent part in §§ 16 and 18
of the Civil Rights Act of 1870. Section 3 of the 1866 Act
provided:
"[T]he district courts of the United States . . . shall have . .
. cognizance . . . of all causes, civil and criminal, affecting
persons who are denied . . . any of the rights secured to them by
the first section of this act. . . . The jurisdiction in civil and
criminal matters hereby conferred on the district and circuit
courts of the United States shall be exercised and enforced in
conformity with the laws of the United States, so far as such laws
are suitable to carry the same into effect; but in all cases where
such laws are not adapted to the object, or are deficient in the
provisions necessary to furnish suitable remedies and punish
offences against law, the common law, as modified and changed by
the constitution and statutes of the State wherein the court having
jurisdiction of the cause . . . is held, so far as the same is not
inconsistent with the Constitution and laws of the United States,
shall be extended to and govern said courts in the trial and
disposition of such cause. . . ."
14 Stat. 27.
Section 18 of the 1870 Act made this section applicable to § 16
of the later Act. Subsequently, Congress, through § 1 of the Civil
Rights Act of 1871, indicated in even more explicit terms that
private actions would be available to prevent official interference
with the rights guaranteed by § 1 of the 1866 Act.
See Chapman
v. Houston Welfare Rights Org., ante at
441 U. S.
627-628 (POWELL, J., concurring). Although one might
conclude, in light of the 1871 Act, that the 1866 and 1870 Acts did
not provide for private actions, but merely permitted federal
courts to entertain state law actions affecting the denial of civil
rights, an equally plausible reading of those statutes is that
Congress created a federal cause of action to enforce § 1 of the
1866 Act.
[
Footnote 3/8]
See, e.g., Williams v. Rhodes, 393 U. S.
23 (1968);
Reynolds v. Sims, 377 U.
S. 533 (1964);
Baker v. Carr, 369 U.
S. 186 (1962); Wilkinson, The Supreme Court, The Equal
Protection Clause, and the Three Faces of Constitutional Equality,
61 Va.L.Rev. 945, 956-976 (1975).
Cf. United States v. Carolene
Products Co., 304 U. S. 144,
304 U. S.
152-153 n. 4 (1938) (Stone, J., concurring).
See
also United States v. Richardson, 418 U.
S. 166,
418 U. S. 195,
n. 17 (1974) (POWELL, J., concurring).
[
Footnote 3/9]
See ante at
441 U. S.
728-729.
[
Footnote 3/10]
Section 402 of the Act created an administrative procedure for
investigating violations of Title IV and permitted the Secretary of
Labor to sue in federal court to obtain relief. Section 403 of the
Act stated that the administrative remedy was the exclusive means
of challenging "an election already conducted," but did not limit
attempts to obtain prospective relief, the object of the suit in
Calhoon.
[
Footnote 3/11]
Since
Borak, the Court also has entertained several
cases involving challenges to various state welfare programs based
in part on the Social Security Act.
See, e.g., Rosado v.
Wyman, 397 U. S. 397
(1970);
King v. Smith, 392 U. S. 309
(1968). Most of these decisions did not confront the cause of
action issue at all; none of them addressed the question whether a
private cause of action could be implied. In some instances, there
were conclusory, and, in my view, incorrect, statements to the
effect that 42 U.S.C. § 1983 might provide a basis for asserting
these claims.
See Chapman v. Houston Welfare Rights Org.,
ante at
441 U. S.
644-646. (POWELL, J., concurring.) The silence of these
decisions with respect to inferring a private cause of action
cannot be taken as authority for the implication of one.
[
Footnote 3/12]
The Court stated its analysis as follows:
"First, is the plaintiff 'one of the class for whose
especial benefit the statute was enacted,'
Texas &
Pacific R. Co. v. Rigsby, 241 U. S. 33,
241 U. S.
39 (1916) (emphasis supplied) -- that is, does the
statute create a federal right in favor of the plaintiff? Second,
is there any indication of legislative intent, explicit or
implicit, either to create such a remedy or to deny one?
See,
e.g., National Railroad Passenger Corp. v. National Assn. of
Railroad Passengers, 414 U. S. 453,
414 U. S.
458,
414 U. S. 460 (1974)
(
Amtrak). Third, is it consistent with the underlying
purposes of the legislative scheme to imply such a remedy for the
plaintiff?
See, e.g., Amtrak, supra; Securities Investor
Protection Corp. v. Barbour, 421 U. S. 412,
421 U. S.
423 (1975);
Calhoon v. Harvey, 379 U. S.
134 (1964). And finally, is the cause of action one
traditionally relegated to state law, in an area basically the
concern of the States, so that it would be inappropriate to infer a
cause of action based solely on federal law?
See Wheeldin v.
Wheeler, 373 U. S. 647,
373 U. S.
652 (1963);
cf. J. I. Case Co. v. Borak,
377 U. S.
426,
377 U. S. 434 (1964);
Bivens v. Six Unknown Federal Narcotics Agents,
403 U. S.
388,
403 U. S. 394-395 (1971);
id. at
403 U. S. 400 (Harlan, J.,
concurring in judgment)."
422 U.S. at
422 U. S.
78.
[
Footnote 3/13]
The Court attempts to avoid the question-begging nature of this
inquiry by emphasizing the precise phrasing of the statute at
issue.
Ante at
441 U. S.
689-693, and n. 13. Aside from its failure to contend
with relevant decisions that do not conform to the perceived
pattern,
see, e.g., Calhoon v. Harvey, 379 U.
S. 134 (1964);
Switchmen v. National Mediation
Board, 320 U. S. 297
(1943), the Court's approach gives undue significance to
essentially stylistic differences in legislative draftsmanship.
[
Footnote 3/14]
MR. JUSTICE REHNQUIST, perhaps considering himself temporarily
bound by his position in
University of California Regents v.
Bakke, 438 U. S. 265,
438 U. S.
418-421 (1978) (opinion of STEVENS, J.), concurs in the
Court's decision today. But writing briefly, he correctly
observes
"that Congress, at least during the period of the enactment of
the several Titles of the Civil Rights Act, tended to rely to a
large extent on the courts to decide whether there should be a
private right of action, rather than determining this question for
itself,"
ante at
441 U. S. 718.
It does not follow, however, that this Court is obliged to indulge
Congress in its refusal to confront these hard questions. In my
view, the very reasons advanced by MR. JUSTICE REHNQUIST why "this
Court, in the future, should be extremely reluctant to imply a
cause of action" absent specific direction by Congress,
ibid., apply to this case with special force.
[
Footnote 3/15]
Mr. Justice Frankfurter described these dangers with
characteristic eloquence:
"Disregard of inherent limits in the effective exercise of the
Court's 'judicial Power' . . . may well impair the Court's position
as the ultimate organ of 'the supreme Law of the Land' in that vast
range of legal problems, often strongly entangled in popular
feeling, on which this Court must pronounce. The Court's authority
-- possessed of neither the purse nor the sword -- ultimately rests
on sustained public confidence in its moral sanction. Such feeling
must be nourished by the Court's complete detachment, in fact and
in appearance, from political entanglements, and by abstention from
injecting itself into the clash of political forces in political
settlements."
Baker v. Carr, 369 U.S. at
369 U.S. 267 (dissenting opinion).
Alexander Bickel identified the practical difficulties in
judicial exercise of governmental power:
"The judicial process is too principle-prone and principle-bound
-- it has to be, there is no other justification or explanation for
the role it plays. It is also too remote from conditions, and
deals, case by case, with too narrow a slice of reality. It is not
accessible to all the varied interests that are in play in any
decision of great consequence. It is, very properly, independent.
It is passive. It has difficulty controlling the stages by which it
approaches a problem. It rushes forward too fast, or it lags; its
pace hardly ever seems just right. For all these reasons, it is, in
a vast, complex, changeable society, a most unsuitable instrument
for the formation of policy."
The Supreme Court and the Idea of Progress 175 (1970).
[
Footnote 3/16]
See, e.g., United States v. Kimbell Foods, Inc.,
440 U. S. 715
(1979);
Textile Workers v. Lincoln Mills, 353 U.
S. 448 (1957);
Clearfield Trust Co. v. United
States, 318 U. S. 363
(1943); P. Bator, P. Mishkin, D. Shapiro, & H. Wechsler, Hart
and Wechsler's The Federal Courts and the Federal System 756-832
(1973); Friendly, In Praise of
Erie -- And of the New
Federal Common Law, 39 N.Y.U.L.Rev. 383 (1964).
[
Footnote 3/17]
Because a private action implied from a federal statute has as
an element the violation of that statute,
see 441
U.S. 677fn3/1|>n. 1,
supra, the action universally
has been considered to present a federal question over which a
federal court has jurisdiction under 28 U.S.C. § 1331. Thus, when a
federal court implies a private action from a statute, it
necessarily expands the scope of its federal question
jurisdiction.
It is instructive to compare decisions implying private causes
of action to those cases that have found nonfederal causes of
action cognizable by a federal court under § 1331.
E.g., Smith
v. Kansas City Title & Trust Co., 255 U.
S. 180 (1921). Where a court decides both that federal
law elements are present in a state law cause of action and that
these elements predominate to the point that the action can be said
to present a "federal question" cognizable in federal court, the
net effect is the same as implication of a private action directly
from the constitutional or statutory source of the federal law
elements.
Compare Division 187, Amalgamated Transit Union v.
Kansas City Area Transportation Authority, 582 F.2d 444 (CA8
1978),
cert. denied, 439 U.S. 1090 (1979);
Local 519,
Amalgamated Transit Union v. LaCrosse Municipal Transit
Utility, 585 F.2d 1340 (CA7 1978),
with Local 519,
Amalgamated Transit Union v. Greater Portland Transit Dist.,
589 F.2d 1 (CA1 1978). To the extent an expansive interpretation of
§ 1331 permits federal courts to assume control over disputes which
Congress did not consign to the federal judicial process, it is
subject to the same criticisms of judicial implication of private
actions discussed in the text.
[
Footnote 3/18]
Although the burdens of administrative regulation applied to
colleges and universities through Title IX are not insubstantial,
that process is at least under the control of Government officials
whose personal interests are not directly implicated, and whose
actions are subject to congressional oversight. Private litigation,
by contrast, is subject to no such checks.
[
Footnote 3/19]
We have recognized in other contexts that implication of a
private cause of action can frustrate those alternative processes
that exist to resolve such disputes and, given the costs of federal
litigation today, may dramatically revise the balance of interests
struck by the legislation.
See Santa Fe Industries v.
Green, 430 U.S. at
430 U. S.
478-479;
Blue Chip Stamps v. Manor Drug Stores,
421 U.S. at
421 U. S.
739-744. That this concern applies fully to litigation
under Title IX is borne out by the facts of this case. Petitioner's
undergraduate grade-point average in basic sciences was 3.17, far
below the 3.70 overall average of the University of Chicago's
entering class, and her medical college admission test scores were
in the bottom half of the applicant group. More than 2,000
applicants for the 104 positions at Chicago had better academic
qualifications than petitioner. Furthermore, petitioner's age
exceeded restrictions at both Chicago and Northwestern. If Title IX
prohibits only purposeful discrimination such as would violate the
Constitution were state action involved, a conclusion that seems
forgone in light of our holding with respect to Title VI of the
Civil Rights Act of 1964 in
University of California Regents v.
Bakke, 438 U.S. at
438 U. S.
284-287 (opinion of POWELL, J.);
id. at
438 U. S.
328-350 (opinion of BRENNAN, WHITE, MARSHALL, and
BLACKMUN, JJ.), then the chances of petitioners' proving that the
neutral age requirements used by Chicago and Northwestern are
unlawful seem infinitesimal. Yet these schools have been forced to
use their scarce resources to defend against this suit at three
levels of our federal judicial system, and, in light of the Court's
holding today, they must contend with at least one more round of
proceedings.
[
Footnote 3/20]
See Brief for Federal Respondents 560, n. 36.