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SUPREME COURT OF THE UNITED STATES
_________________
No. 19–5807
_________________
THEDRICK EDWARDS, PETITIONER
v. DARREL
VANNOY, WARDEN
on writ of certiorari to the united states
court of appeals for the fifth circuit
[May 17, 2021]
Justice Kavanaugh delivered the opinion of the
Court.
Last Term in
Ramos v.
Louisiana,
590 U. S. ___ (2020), this Court held that a state jury must
be unanimous to convict a criminal defendant of a serious offense.
Ramos repudiated this Court’s 1972 decision in
Apodaca v.
Oregon,
406
U.S. 404, which had allowed non-unanimous juries in state
criminal trials. The question in this case is whether the new rule
of criminal procedure announced in
Ramos applies
retroactively to overturn final convictions on federal collateral
review. Under this Court’s retroactivity precedents, the answer is
no.
This Court has repeatedly stated that a decision
announcing a new rule of criminal procedure ordinarily does not
apply retroactively on federal collateral review. See
Teague
v.
Lane,
489
U.S. 288, 310 (1989) (plurality opinion); see also
Linkletter v.
Walker,
381
U.S. 618, 639–640, and n. 20 (1965)
. Indeed, in the
32 years since
Teague underscored that principle, this Court
has announced many important new rules of criminal procedure. But
the Court has not applied
any of those new rules
retroactively on federal collateral review. See,
e.g.,
Whorton v.
Bockting,
549
U.S. 406, 421 (2007) (Confrontation Clause rule recognized in
Crawford v.
Washington,
541 U.S.
36 (2004), does not apply retroactively). And for decades
before
Teague, the Court also regularly declined to apply
new rules retroactively, including on federal collateral review.
See,
e.g., DeStefano v.
Woods,
392
U.S. 631, 635 (1968) (
per curiam) (jury-trial rule
recognized in
Duncan v.
Louisiana,
391 U.S.
145 (1968), does not apply retroactively).
In light of the Court’s well-settled
retroactivity doctrine, we conclude that the
Ramos
jury-unanimity rule likewise does not apply retroactively on
federal collateral review. We therefore affirm the judgment of the
U. S. Court of Appeals for the Fifth Circuit.
I
On the night of May 13, 2006, in Baton Rouge,
Louisiana, Thedrick Edwards and an accomplice kidnapped Ryan Eaton,
a student at LSU. As Eaton was getting out of his car, Edwards and
his accomplice confronted Eaton at gunpoint and forced him back
into the car. Edwards and his accomplice then jumped into the car
with Eaton. They drove with Eaton to an ATM where they hoped to
withdraw money using Eaton’s card. When they discovered that Eaton
did not have any money in his account, they drove to Eaton’s
apartment. Once there, they bound and blindfolded Eaton, rummaged
through his apartment, and took some of his belongings to Eaton’s
car.
After they were back in the car, Edwards and his
accomplice coerced Eaton into arranging a meeting with Eaton’s
girlfriend. They then drove to the girlfriend’s apartment and, at
gunpoint, forced Eaton to knock on the door. When Eaton’s
girlfriend opened the door, Edwards and his accomplice rushed
inside. Both Edwards and his accomplice were armed, and Edwards’s
accomplice had his gun drawn. Edwards and his accomplice instructed
Eaton, Eaton’s girlfriend, and two other women in the apartment to
lie on the floor. Edwards then raped one of the women. His
accomplice raped another woman. As they left, they grabbed some
personal property from the apartment. Edwards and his accomplice
hurried back into Eaton’s car and drove around the corner. They
then abandoned the car and fled.
Two days later, Edwards and his accomplice
confronted another man at gunpoint and forced him to withdraw money
from an ATM.
Within a day of the second incident, the police
collected substantial evidence implicating Edwards in both
episodes. The police obtained warrants to search his residence and
to arrest him. The day after the police executed the search warrant
but before an arrest, Edwards turned himself in to the police and
confessed to his crimes. The police videotaped Edwards’s
confession. (The video is part of the joint appendix. See
supremecourt.gov/media/media.aspx.)
Edwards was indicted in Louisiana state court
for armed robbery, kidnapping, and rape. Edwards pled not guilty
and went to trial. Before trial, Edwards moved to suppress the
videotaped confession on the ground that the confession was
involuntary. The trial court denied the suppression motion.
At trial, the jury heard Edwards’s confession
and other evidence against him, including the testimony of
eyewitnesses. The jury convicted Edwards of five counts of armed
robbery, two counts of kidnapping, and one count of rape. At the
time, Louisiana law permitted guilty verdicts if at least 10 of the
12 jurors found the defendant guilty. The jury convicted Edwards by
an 11-to-1 vote on one of the armed robbery counts, the two
kidnapping counts, and the rape count. The jury convicted Edwards
by a 10-to-2 vote on the four remaining armed robbery counts.
At sentencing, the trial judge stated: “I can
say without hesitation that this is the most egregious case that
I’ve had before me.” Record 1113. The judge sentenced Edwards to
life imprisonment without parole. The Louisiana First Circuit Court
of Appeal affirmed the conviction and sentence. In March 2011,
Edwards’s conviction became final on direct review.
After his conviction became final, Edwards
applied for state post-conviction relief in the Louisiana courts.
The Louisiana courts denied relief.
In 2015, Edwards filed a petition for a writ of
habeas corpus in the U. S. District Court for the Middle
District of Louisiana. He argued that the non-unanimous jury
verdict violated his constitutional right to a unanimous jury. The
District Court rejected that claim as foreclosed by this Court’s
1972 decision in
Apodaca v.
Oregon,
406
U.S. 404.
In
Apodaca, this Court ruled that the
Constitution does not require unanimous jury verdicts in state
criminal trials. The
Apodaca majority consisted of a
plurality opinion by four Justices and an opinion concurring in the
judgment by Justice Powell. In his opinion, Justice Powell
acknowledged that the Sixth Amendment requires a unanimous jury in
federal criminal trials. 406 U. S., at 371. But in his
view, the Fourteenth Amendment did not incorporate that right
against the States, meaning that a unanimous jury was not
constitutionally required in
state criminal trials.
Id., at 373, 376–377. In subsequent years, many federal and
state courts viewed Justice Powell’s opinion as the controlling
opinion from
Apodaca. See,
e.g., Timbs v.
Indiana, 586 U. S. ___, ___, n. 1 (2019) (slip
op., at 3, n. 1);
McDonald v.
Chicago,
561 U.S.
742, 766, n. 14 (2010).
In Edwards’s case, the District Court likewise
followed Justice Powell’s opinion from
Apodaca and concluded
that a unanimous jury is not constitutionally required in state
criminal trials. The U. S. Court of Appeals for the Fifth
Circuit denied a certificate of appealability. 2019 WL 8643258 (May
20, 2019). Edwards then petitioned for a writ of certiorari in this
Court, arguing that the Constitution requires a unanimous jury in
state criminal trials.
II
While Edwards’s petition for certiorari was
pending, this Court decided
Ramos and rejected Justice
Powell’s opinion in
Apodaca. See
Ramos v.
Louisiana, 590 U. S. ___ (2020);
Apodaca v.
Oregon,
406
U.S. 404 (1972). The Court held that the Fourteenth Amendment
incorporates the Sixth Amendment right to a unanimous jury against
the States. Therefore, in state court as well as federal court, a
jury must be unanimous to convict a defendant of a serious
offense.[
1]
The Court’s decision in
Ramos directly
affected Louisiana and Oregon, which were the only two States that
still allowed non-unanimous juries. For those States, this Court’s
decision in
Ramos immediately triggered a pressing question:
Does
Ramos apply retroactively to overturn final convictions
on federal collateral review? We granted certiorari in Edwards’s
case to decide that question. 590 U. S. ___ (2020). We
conclude that
Ramos does not apply retroactively on federal
collateral review.
A
A new rule of criminal procedure applies to
cases on
direct review, even if the defendant’s trial has
already concluded. See
Griffith v.
Kentucky,
479
U.S. 314, 328 (1987). But under the habeas corpus statute as
interpreted by this Court, a new rule of criminal procedure
ordinarily does not apply retroactively to overturn final
convictions on federal
collateral review. See
Teague
v.
Lane,
489
U.S. 288, 310 (1989) (plurality opinion);
Penry v.
Lynaugh,
492 U.S.
302,
313–314 (1989).[
2]
In stating that new procedural rules ordinarily
do not apply retroactively on federal collateral review,
Teague reinforced what had already been the Court’s regular
practice for several decades under the retroactivity standard
articulated in
Linkletter v.
Walker,
381 U.S.
618 (1965).
Linkletter set forth a balancing test for
determining retroactivity. But even under
Linkletter, “new
rules that constituted clear breaks with the past generally were
not given retroactive effect,” including on federal collateral
review.
Teague, 489 U. S., at 304 (plurality
opinion).
As the Court has explained, applying
“constitutional rules not in existence at the time a conviction
became final seriously undermines the principle of finality which
is essential to the operation of our criminal justice system.”
Id., at 309. Here, for example, applying
Ramos
retroactively would potentially overturn decades of convictions
obtained in reliance on
Apodaca. Moreover, conducting scores
of retrials years after the crimes occurred would require
significant state resources. See
Teague, 489 U. S., at
310 (plurality opinion). And a State may not be able to retry some
defendants at all because of “lost evidence, faulty memory, and
missing witnesses.”
Allen v.
Hardy,
478
U.S. 255, 260 (1986) (
per curiam) (internal quotation
marks omitted). When previously convicted perpetrators of violent
crimes go free merely because the evidence needed to conduct a
retrial has become stale or is no longer available, the public
suffers, as do the victims. See
United States v.
Mechanik,
475 U.S.
66, 72 (1986). Even when the evidence can be reassembled,
conducting retrials years later inflicts substantial pain on crime
victims who must testify again and endure new trials. In this case,
the victims of the robberies, kidnappings, and rapes would have to
relive their trauma and testify again, 15 years after the crimes
occurred.
Put simply, the “costs imposed upon the States
by retroactive application of new rules of constitutional law on
habeas corpus thus generally far outweigh the benefits of this
application.”
Sawyer v.
Smith,
497 U.S.
227, 242 (1990) (internal quotation marks and alteration
omitted). For that reason, the Court has repeatedly stated that new
rules of criminal procedure ordinarily do not apply retroactively
on federal collateral review.
The Court has identified only one possible
exception to that principle. The Court has stated that a new
procedural rule will apply retroactively on federal collateral
review only if it constitutes a “watershed” rule of criminal
procedure.
Teague, 489 U. S., at 311 (plurality
opinion). But the
Teague Court stated that it was “unlikely”
that such watershed “components of basic due process have yet to
emerge.”
Id., at 313; see also
Whorton v.
Bockting,
549
U.S. 406, 417 (2007);
Schriro v.
Summerlin,
542 U.S.
348, 352 (2004);
Tyler v.
Cain,
533 U.S.
656, 667, n. 7 (2001). And in the 32 years since
Teague,
as we will explain, the Court has
never found that any new
procedural rule actually satisfies that purported
exception.[
3]
B
To determine whether
Ramos applies
retroactively on federal collateral review, we must answer two
questions.
First, did
Ramos announce a new rule of
criminal procedure, as opposed to applying a settled rule? A new
rule ordinarily does not apply retroactively on federal collateral
review.
Second, if
Ramos announced a new rule,
does it fall within an exception for watershed rules of criminal
procedure that apply retroactively on federal collateral
review?
1
Ramos held that a state jury must be
unanimous to convict a defendant of a serious offense. In so
holding,
Ramos announced a new rule.
A rule is new unless it was “
dictated by
precedent existing at the time the defendant’s conviction became
final.”
Teague, 489 U. S., at 301 (plurality opinion).
In other words, a rule is new unless, at the time the conviction
became final, the rule was already “apparent to all reasonable
jurists.”
Lambrix v.
Singletary,
520 U.S.
518, 528 (1997). The starkest example of a decision announcing
a new rule is a decision that overrules an earlier case. See
Whorton, 549 U. S., at 416.
The jury-unanimity requirement announced in
Ramos was not dictated by precedent or apparent to all
reasonable jurists when Edwards’s conviction became final in 2011.
On the contrary, before
Ramos, many courts interpreted
Apodaca to allow for non-unanimous jury verdicts in state
criminal trials.[
4] In
addition, in
Ramos itself, six Members of the Court
acknowledged that
Apodaca allowed non-unanimous jury
verdicts in state criminal trials. See 590 U. S., at ___
(Sotomayor, J., concurring in part) (slip op., at 2);
id.,
at ___ (Kavanaugh, J., concurring in part) (slip op., at 1);
id., at ___–___ (Thomas, J., concurring in judgment) (slip
op., at 7–8);
id., at ___ (Alito, J., joined by Roberts,
C. J., and Kagan, J., dissenting) (slip op., at 1). And other
Members of the Court recognized that
Apodaca at least
muddied the waters of the Court’s Sixth Amendment jurisprudence.
Id., at ___, and n. 36 (plurality opinion) (slip op., at 10,
and n. 36). In short, even in
Ramos itself, the Court
indicated that the decision was not dictated by precedent or
apparent to all reasonable jurists.
Edwards responds that the Court’s decision in
Ramos must have applied a settled rule, not a new rule,
because the decision adhered to the original meaning of the Sixth
Amendment’s right to a jury trial and the Fourteenth Amendment’s
incorporation of that right (and others) against the States. That
argument conflates the merits question presented in
Ramos
with the retroactivity question presented here. On the merits
question, the critical point, as the Court thoroughly explained in
Ramos, is that the Constitution’s text and history require a
unanimous jury in state criminal trials. On the retroactivity
question, the critical point is that reasonable jurists who
considered the question before
Ramos interpreted
Apodaca to allow non-unanimous jury verdicts in state
criminal trials.
By renouncing
Apodaca and expressly
requiring unanimous jury verdicts in state criminal trials,
Ramos plainly announced a new rule for purposes of this
Court’s retroactivity doctrine. And new rules of criminal procedure
ordinarily do not apply retroactively on federal collateral
review.
2
Having determined that
Ramos announced
a new rule requiring jury unanimity, we must consider whether that
new rule falls within an exception for watershed rules of criminal
procedure that apply retroactively on federal collateral
review.
This Court has stated that the watershed
exception is “extremely narrow” and applies only when, among other
things, the new rule alters “our understanding of the bedrock
procedural elements essential to the fairness of a proceeding.”
Whorton, 549 U. S., at 417–418 (internal quotation
marks omitted).
In the abstract, those various
adjectives—watershed, narrow, bedrock, essential—do not tell us
much about whether a particular decision of this Court qualifies
for the watershed exception. In practice, the exception has been
theoretical, not real. The Court has identified only one
pre-
Teague procedural rule as watershed: the right to
counsel recognized in the Court’s landmark decision in
Gideon v.
Wainwright,
372 U.S.
335, 344–345 (1963). See
Whorton, 549 U. S., at
419, 421. The Court has never identified any other
pre-
Teague or post-
Teague rule as watershed.
None.
Moreover, the Court has flatly proclaimed on
multiple occasions that the watershed exception is unlikely to
cover any more new rules. Even 32 years ago in
Teague
itself, the Court stated that it was “unlikely” that additional
watershed rules would “emerge.” 489 U. S., at 313 (plurality
opinion). And since
Teague, the Court has often reiterated
that “it is unlikely that any such rules have yet to emerge.”
Whorton, 549 U. S., at 417 (internal quotation marks
and alteration omitted); see also
Beard v.
Banks,
542 U.S.
406, 417 (2004);
Summerlin, 542 U. S., at 352;
Tyler, 533 U. S., at 667, n. 7;
Graham v.
Collins,
506 U.S.
461, 478 (1993);
Sawyer, 497 U. S., at 243;
Butler v.
McKellar,
494 U.S.
407, 416 (1990).
Consistent with those many emphatic
pronouncements, the Court since
Teague has rejected
every claim that a new procedural rule qualifies as a
watershed rule. For example, in
Beard v.
Banks, 542
U. S., at 408, the Court declined to retroactively apply the
rule announced in
Mills v.
Maryland,
486 U.S.
367, 384 (1988), that capital juries may not be required to
disregard certain mitigating factors. In
O’Dell v.
Netherland,
521 U.S.
151, 153 (1997), the Court refused to retroactively apply the
rule announced in
Simmons v.
South Carolina,
512 U.S.
154, 156 (1994), that a capital defendant must be able, in
certain circumstances, to inform the sentencing jury that he is
parole ineligible. In
Lambrix v.
Singletary, 520
U. S., at 539–540, the Court declined to retroactively apply
the rule announced in
Espinosa v.
Florida,
505 U.S.
1079, 1082 (1992) (
per curiam), that sentencers may
not weigh invalid aggravating circumstances before recommending or
imposing the death penalty. In
Sawyer v.
Smith, 497
U. S., at 229, the Court refused to retroactively apply the
rule announced in
Caldwell v.
Mississippi,
472 U.S.
320, 323 (1985), which prohibited a death sentence by a jury
led to the false belief that responsibility for the sentence rested
elsewhere.
The list of cases declining to retroactively
apply a new rule of criminal procedure extends back long before
Teague to some of this Court’s most historic criminal
procedure decisions. For example, in
Johnson v.
New
Jersey,
384 U.S.
719, 721 (1966), the Court declined to retroactively apply
Miranda v.
Arizona,
384
U.S. 436, 444–445 (1966), which required that police inform
individuals in custody of certain constitutional rights before
questioning them. And in
Linkletter v.
Walker, 381
U. S., at 639–640, the Court refused to retroactively apply
Mapp v.
Ohio,
367 U.S.
643, 655 (1961), which incorporated the Fourth Amendment
exclusionary rule against the States.
Edwards seeks to distinguish
Ramos from
the long line of cases where the Court has declined to
retroactively apply new procedural rules. Edwards emphasizes three
aspects of
Ramos: (i) the significance of the jury-unanimity
right; (ii)
Ramos’s reliance on the original meaning of the
Constitution; and (iii) the effect of
Ramos in preventing
racial discrimination in the jury process.
But Edwards’s attempts to distinguish
Ramos are unavailing because the Court has already
considered and rejected those kinds of arguments in prior
retroactivity cases.
First, Edwards emphasizes the
significance of the jury-unanimity right for criminal defendants.
But that argument for retroactivity cannot be squared with the
Court’s decisions in
Duncan v.
Louisiana,
391 U.S.
145 (1968), and
DeStefano v.
Woods,
392 U.S.
631 (1968) (
per curiam). In
Duncan, the Court
repudiated several precedents and ruled that a defendant has a
constitutional right to a jury trial in a state criminal case. 391
U. S., at 149–150, 154–155. Notwithstanding the extraordinary
significance of
Duncan in guaranteeing a jury trial and
expanding the rights of criminal defendants, the Court in
DeStefano declined to retroactively apply the jury right.
392 U. S., at 633; see also
Summerlin, 542 U. S.,
at 356–358 (relying on
DeStefano and rejecting retroactivity
of jury right recognized in
Ring v.
Arizona,
536 U.S.
584, 589 (2002)). We cannot discern a principled basis for
retroactively applying the subsidiary
Ramos jury-unanimity
right when the Court in
DeStefano declined to retroactively
apply the broader jury right itself.[
5]
Second, Edwards stresses that
Ramos relied on the original meaning of the Sixth Amendment.
But that argument for retroactivity is inconsistent with
Crawford v.
Washington,
541 U.S.
36 (2004), and
Whorton v.
Bockting,
549 U.S.
406 (2007). In
Crawford, the Court relied on the
original meaning of the Sixth Amendment’s Confrontation Clause to
overrule precedent and restrict the use of hearsay evidence against
criminal defendants. 541 U. S., at 60–69. Notwithstanding
Crawford’s reliance on the original meaning of the Sixth
Amendment, the Court in
Whorton declined to retroactively
apply
Crawford. 549 U. S., at 421.
Third, Edwards says that
Ramos
prevents racial discrimination by ensuring that the votes of all
jurors, regardless of race, matter in the jury room. But that
argument for retroactivity cannot prevail in light of
Batson
v.
Kentucky,
476 U.S.
79 (1986), and
Allen v.
Hardy,
478 U.S.
255 (1986) (
per curiam). In
Batson, the Court
overruled precedent and revolutionized day-to-day jury selection by
holding that state prosecutors may not discriminate on the basis of
race when exercising individual peremptory challenges. 476
U. S., at 92–93, 96–98. Nonetheless, the Court in
Allen
declined to retroactively apply
Batson. 478 U. S., at
261; see also
Teague, 489 U. S., at 295–296
(reaffirming
Allen).
The Court’s decisions in
Duncan,
Crawford, and
Batson were momentous and
consequential. All three decisions fundamentally reshaped criminal
procedure throughout the United States and significantly expanded
the constitutional rights of criminal defendants. One involved the
jury-trial right, one involved the original meaning of the Sixth
Amendment’s Confrontation Clause, and one involved racial
discrimination in jury selection. Yet the Court did not apply any
of those decisions retroactively on federal collateral review.
Ramos is likewise momentous and consequential. But we see no
good rationale for treating
Ramos differently from
Duncan,
Crawford, and
Batson. Consistent with
the Court’s long line of retroactivity precedents, we hold that the
Ramos jury-unanimity rule does not apply retroactively on
federal collateral review.[
6]
In so concluding, we recognize that the Court’s
many retroactivity precedents taken together raise a legitimate
question: If landmark and historic criminal procedure
decisions—including
Mapp,
Miranda,
Duncan,
Crawford,
Batson, and now
Ramos—do not apply
retroactively on federal collateral review, how can any additional
new rules of criminal procedure apply retroactively on federal
collateral review? At this point, some 32 years after
Teague, we think the only candid answer is that none
can—that is, no new rules of criminal procedure can satisfy the
watershed exception. We cannot responsibly continue to suggest
otherwise to litigants and courts. In
Teague itself, the
Court recognized that the purported exception was unlikely to apply
in practice, because it was “unlikely” that such watershed
“components of basic due process have yet to emerge.” 489
U. S., at 313 (plurality opinion). The Court has often
repeated that “it is unlikely that any of these watershed rules has
yet to emerge.”
Tyler, 533 U. S., at 667, n. 7
(alteration and internal quotation marks omitted); see also,
e.g., Whorton, 549 U. S., at 417;
Summerlin, 542
U. S., at 352. And for decades, the Court has rejected
watershed status for new procedural rule after new procedural rule,
amply demonstrating that the purported exception has become an
empty promise.
Continuing to articulate a theoretical exception
that never actually applies in practice offers false hope to
defendants, distorts the law, misleads judges, and wastes the
resources of defense counsel, prosecutors, and courts. Moreover, no
one can reasonably rely on an exception that is non-existent in
practice, so no reliance interests can be affected by forthrightly
acknowledging reality. It is time—probably long past time—to make
explicit what has become increasingly apparent to bench and bar
over the last 32 years: New procedural rules do not apply
retroactively on federal collateral review. The watershed exception
is moribund. It must “be regarded as retaining no vitality.”
Herrera v.
Wyoming, 587 U. S. ___, ___ (2019)
(slip op., at 11) (internal quotation marks omitted).
3
We respectfully offer four responses to the
dissent.
First, in the dissent’s view, if a right
is important enough to justify overruling or repudiating precedent
(as in
Ramos), then it often is important enough to apply
retroactively as a watershed rule of criminal procedure. But the
Court’s precedents say the opposite and demonstrate that the
dissent’s position erroneously inverts
stare decisis and
Teague.
Teague recognized that the Court would
occasionally announce new rules of criminal procedure by overruling
or repudiating existing precedents.
Teague further
explained, however, that it was “unlikely” that such new procedural
rules would apply retroactively on federal collateral review. 489
U. S., at 313 (plurality opinion). In other words, under this
Court’s longstanding case law, it is easier to overrule or
repudiate a precedent—as the Court did in
Mapp,
Miranda,
Duncan,
Batson, and
Crawford,
for example—than it is to apply the new procedural rule
retroactively on federal collateral review—as demonstrated by the
Court’s corresponding non-retroactivity decisions in
Linkletter,
Johnson,
DeStefano,
Allen,
and
Whorton.
The
Ramos Court fully understood all of
this. Although
Ramos stopped short of expressly deciding
this retroactivity question (because it was not squarely
presented),
Ramos discussed retroactivity and plainly
foreshadowed today’s decision. The lead opinion in
Ramos—which was joined in relevant part by two of today’s
dissenters, Justice Breyer and Justice Sotomayor—explained that
overruling or repudiating
Apodaca was not likely to
significantly affect Louisiana’s and Oregon’s reliance interests in
preserving final convictions because
Ramos was not likely to
apply retroactively on federal collateral review. In particular,
the lead opinion said that the States’ “worries” about
Ramos
applying retroactively and overturning hundreds of final
convictions outstripped “the facts” because “
Teague’s test
is a demanding one, so much so that this Court has yet to announce
a new rule of criminal procedure capable of meeting it.”
Ramos, 590 U. S., at ___ (opinion of Gorsuch, J.) (slip
op., at 24); see also
id., at ___–___ (Kavanaugh, J.,
concurring in part) (slip op., at 16–17). The lead opinion added
that
Teague is “demanding by design, expressly calibrated to
address the reliance interests States have in the finality of their
criminal judgments.”
Id., at ___ (opinion of Gorsuch, J.)
(slip op., at 24). In light of that explicit language in
Ramos, the Court’s decision today can hardly come as a
surprise.
In short, the Court’s holding today—namely, that
Ramos does not apply retroactively on federal collateral
review—carefully adheres to
Ramos and tracks the Court’s
many longstanding precedents on retroactivity.
Second, the dissent suggests that the
Court knows that
Ramos should apply retroactively under the
watershed exception, but wants to avoid applying
Ramos
retroactively, and for that reason has decided to just eliminate
the watershed exception altogether. That suggestion is unfounded.
Ramos was a momentous decision, and those of us who joined
it continue to agree with it. But as we have explained,
Ramos itself analyzed the Court’s retroactivity precedents
and foretold today’s decision on retroactivity. We are simply
following through on what
Ramos (as well as the Court’s many
other precedents) already said about retroactivity to now squarely
hold that
Ramos does not apply retroactively on federal
collateral review. If we thought otherwise and believed that
Ramos qualified under the Court’s precedents as a rule that
applies retroactively, we would certainly say so. But applying our
retroactivity precedents, we have concluded that
Ramos does
not apply retroactively—just as the Court has previously held that
other historic cases like
Mapp,
Miranda,
Duncan,
Batson, and
Crawford did not apply
retroactively. After reaching that conclusion, we then took account
of the overall jurisprudential landscape of the last several
decades in
Teague cases and acknowledged what has become
unmistakably clear: The purported watershed exception is
moribund.
Third, on that last point, the dissent
responds that
Teague nominally identified a retroactivity
exception for watershed procedural rules and that we should do so
as well. But the problem, as we see it, is that
Teague
simultaneously said that it was “unlikely” that new procedural
rules would qualify as watershed. 489 U. S., at 313 (plurality
opinion). So
Teague took with one hand what it seemingly
gave with the other. And in the 32 years since
Teague, this
Court has never once held that a new procedural rule qualifies for
the purported watershed exception. What is more, the Court has
regularly repeated that
Teague’s watershed exception would
likely never be satisfied. The Court today need not and does not
overrule any post-
Teague cases that held the watershed
exception satisfied because there are no post-
Teague cases
that held the watershed exception satisfied.
As noted above, no
stare decisis values
would be served by continuing to indulge the fiction that
Teague’s purported watershed exception endures. No one can
reasonably rely on a supposed exception that has never operated in
practice. And perpetuating what has become an illusory exception
misleads litigants and judges, and needlessly expends the scarce
resources of defense counsel, prosecutors, and courts. At this
point, given that landmark cases like
Mapp,
Miranda,
Duncan,
Batson,
Crawford, and now
Ramos
have not applied retroactively, we are simply acknowledging reality
and stating the obvious: The purported watershed exception retains
no vitality.
Fourth, the dissent asserts that the
Court is not living up to the promise of
Ramos for criminal
defendants. To begin with, the dissent cannot reasonably charge the
Court with failing to live up to
Ramos given that
Ramos itself explicitly forecast today’s decision on
retroactivity. Moreover, with respect, Justice Kagan dissented in
Ramos. To be sure, the dissent’s position on the
jury-unanimity rule in
Ramos was perfectly legitimate, as is
the dissent’s position on retroactivity in today’s case. And it is
of course fair for a dissent to vigorously critique the Court’s
analysis. But it is another thing altogether to dissent in
Ramos and then to turn around and impugn today’s majority
for supposedly shortchanging criminal defendants. To properly
assess the implications for criminal defendants, one should assess
the implications of
Ramos and today’s ruling
together. And criminal defendants as a group are better off
under
Ramos and today’s decision, taken together, than they
would have been if Justice Kagan’s dissenting view had prevailed in
Ramos. If the dissent’s view had prevailed in
Ramos,
no defendant would ever be entitled to the jury-unanimity right—not
on collateral review, not on direct review, and not in the future.
By contrast, under the Court’s holdings in
Ramos and this
case, criminal defendants whose cases are still on direct review or
whose cases arise in the future will have the benefit of the
jury-unanimity right announced in
Ramos. The rhetoric in
today’s dissent is misdirected. Different Members of the Court have
reached different conclusions in
Ramos and in this case, but
each Member of the Court has acted in good faith in deciding the
difficult questions before us.
* * *
To summarize the Court’s retroactivity
principles: New substantive rules alter “the range of conduct or
the class of persons that the law punishes.”
Summerlin, 542
U. S., at 353. Those new substantive rules apply to cases
pending in trial courts and on direct review, and they also apply
retroactively on federal collateral review. New procedural rules
alter “only the manner of determining the defendant’s culpability.”
Ibid. (emphasis deleted). Those new procedural rules apply
to cases pending in trial courts and on direct review. But new
procedural rules do not apply retroactively on federal collateral
review.
Ramos announced a new rule of criminal
procedure. It does not apply retroactively on federal collateral
review. We affirm the judgment of the U. S. Court of Appeals
for the Fifth Circuit.
It is so ordered.