Under 28 U.S.C. § 1343(3), federal district courts have
jurisdiction over civil actions "authorized by law" claiming a
deprivation, under color of state law, of rights "secured by the
Constitution of the United States or by any Act of Congress
providing for equal rights," and under § 1343(4) have jurisdiction
over such actions seeking relief under "any Act of Congress
providing for the protection of civil rights, including the right
to vote." Petitioner in No. 77-5324 brought suit in Federal
District Court claiming that New Jersey officials, by denying her
emergency assistance funds because she was not "in a state of
homelessness" as required by the relevant state regulations, had
deprived her of a right to such assistance "necessary to avoid
destitution" within the meaning of § 406(e)(1) of the federal
Social Security Act. The District Court held,
inter alia,
that the complaint stated a cause of action under 42 U.S.C. § 1983
(which provides that every person who, under color of any state
statute or regulation subjects another to the deprivation of any
rights "secured by the Constitution and laws" shall be liable to
the party injured in an action at law or suit in equity), and that
it had jurisdiction under §§ 1343(3) and (4). The Court of Appeals
held that the District Court should have dismissed the complaint
for want of jurisdiction; that a constitutional claim must involve
more than a contention that the Supremacy Clause requires that a
federal statute be given effect over conflicting state law; that
the Social Security Act is not an Act of Congress securing either
"equal rights" or "civil rights" as those terms are used in § 1343;
and that those terms limit the grant of federal jurisdiction under
§ 1343 even if § 1983 creates a remedy for a broader category of
statutory claims. Respondents in No. 77-719 brought a class action
in Federal District Court claiming that Texas
Page 441 U. S. 601
regulations requiring that Aid to Families with Dependent
Children benefits be reduced if the recipient shares a household
with a nondependent person violate § 402(a)(7) of the Social
Security Act and implementing regulations. The District Court's
judgment upholding the Texas regulations was reversed by the Court
of Appeals, but the appellate court held that the District Court
had jurisdiction under § 1343(4), since § 1983 is an Act of
Congress providing for the protection of civil rights within the
meaning of the jurisdictional grant.
Held: Federal district courts' jurisdiction under §§
1343(3) and (4) does not encompass claims, such as those involved
here, that a state welfare regulation is invalid because it
conflicts with the Social Security Act, and hence the District
Court in neither case had jurisdiction. Pp
441 U. S.
607-623.
(a) To give meaning to § 1343, it must be concluded that an
allegation of incompatibility between federal and state statutes
and regulations does not, in itself, give rise to a claim "secured
by the Constitution" within the meaning of § 1343(3). The entire
reference in § 1343(3) to rights secured by an Act of Congress
would be unnecessary if the earlier reference to constitutional
claims embraced those resting solely on the Supremacy Clause, and,
more importantly, the additional language describing a limited
category of Acts of Congress -- those "providing for equal rights"
-- plainly negates the notion that jurisdiction over al statutory
claims had already been conferred by the preceding reference to
constitutional claims. Pp.
441 U. S. 612-615.
(b) Section 1983 is not a statute that secures "equal rights" or
"civil rights" within the meaning of § 1343. One cannot go into
court and claim "a violation of § 1983," for § 1983, by itself,
does not protect anyone against anything, but simply provides a
remedy. While § 1983, when properly invoked, satisfies the first
requirement of § 1343(3) that the civil action be "authorized by
law," it cannot satisfy the second requirement that the action be
one to redress the deprivation of rights "secured by the
Constitution of the United States or by an Act of Congress
providing for equal rights." Since § 1983 does not provide any
substantive rights at all, it is not a statute "providing for the
protection of civil rights, including the right to vote" within the
meaning of § 1343(4), and, moreover, to construe § 1343(4) as
encompassing all federal statutory suits would be plainly
inconsistent with the congressional intent in passing that statute
to ensure federal court jurisdiction over authorized suits by the
Attorney General against conspiracies to deprive individuals of
certain enumerated rights. Pp.
441 U. S.
615-620.
(c) Section 1343 does not confer federal jurisdiction over
claims based on the Social Security Act, since that Act is not a
statute securing
Page 441 U. S. 602
"equal rights" within § 1343(3) or "civil rights" within §
1343(4). While the provisions of the Act at issue here, to the
extent that they prescribe a minimum level of subsistence for all
individuals, might be regarded as securing either "equal rights" or
"civil rights," these terms have a more restrictive meaning as used
in § 1343. Pp.
441 U. S.
620-623.
No. 77-5324, 560 F.2d 160, affirmed; No. 77-719, 555 F.2d 1219,
reversed and remanded.
STEVENS, J., delivered the opinion of the Court, in which
BURGER, C.J., and BLACKMUN, POWELL, and REHNQUIST, JJ., joined.
POWELL, J., filed a concurring opinion, in which BURGER, C.J., and
REHNQUIST, J., joined,
post, p.
441 U. S. 623.
WHITE, J., filed an opinion concurring in the judgment,
post, p.
441 U. S. 646.
STEWART, J., filed a dissenting opinion, in all but n. 2 of which
BRENNAN and MARSHALL, JJ., joined,
post, p.
441 U. S. 672.
BRENNAN and MARSHALL, JJ., filed a separate statement,
post, p.
441 U. S.
676.
MR. JUSTICE STEVENS delivered the opinion of the Court.
The United States District Courts have jurisdiction over civil
actions claiming a deprivation of rights secured by the
Constitution of the United States or by Acts of Congress
providing
Page 441 U. S. 603
for equal rights or for the protection of civil rights,
including the right to vote. [
Footnote 1] The question presented by these cases is
whether that jurisdiction encompasses a claim that a state welfare
regulation is invalid because it conflicts with the Social Security
Act. We conclude that it does not.
In the Social Security Amendments of 1967, Congress authorized
partial federal funding of approved state programs providing
emergency assistance for certain needy persons. [
Footnote 2] In February, 1976, Julia
Gonzalez, the petitioner in No. 775324, requested the Hudson
County, N.J., Welfare Board to pay her $163 in emergency assistance
funds to cover her rent and utility bills. [
Footnote 3] The Board denied her request because
Page 441 U. S. 604
petitioner and her children were not "in a state of
homelessness" as required by the relevant New Jersey regulations.
[
Footnote 4]
Petitioner brought suit in the United States District Court for
the District of New Jersey alleging that the emergency payment was
"necessary to avoid destitution" within the meaning of § 406(e)(1)
of the federal Social Security Act, [
Footnote 5] and she was therefore entitled to the payment
notwithstanding the more stringent New Jersey regulation. In her
federal complaint, she sought damages of $163 and an injunction
Page 441 U. S. 605
commanding the New Jersey Welfare Director to conform his
administration of the State's emergency assistance program to
federal statutory standards. In essence, petitioner claimed that
the New Jersey officials had deprived her of a right to emergency
assistance protected by § 406(e)(1) of the Social Security Act.
The District Court held that the complaint stated a claim under
42 U.S.C. § 1983. [
Footnote 6]
Without deciding whether the "secured by the Constitution" language
in § 1343(3) should be construed to include Supremacy Clause
claims, [
Footnote 7] the
District Court concluded that it had jurisdiction under both
subparagraphs (3) and (4) of § 133. But in doing so, the court did
not explain whether it was § 1983 or § 406(e)(1) of the Social
Security Act that it viewed as the Act of Congress securing "equal
rights" or "civil rights." On the merits, the District Court found
no conflict between the state regulation and the federal statute,
and entered summary judgment for respondents.
The Court of Appeals for the Third Circuit did not address the
merits, because it concluded that the District Court should have
dismissed the complaint for want of jurisdiction. [
Footnote 8] In
Page 441 U. S. 606
reaching this conclusion, the Court of Appeals first noted that
§ 1983 "is not a jurisdictional statute; it only fashions a
remedy." 560 F.2d 160, 164 (1977). Nor could jurisdiction be
founded on 28 U.S.C. § 1331, [
Footnote 9] the general federal question jurisdictional
statute, since the amount in controversy did not exceed $10,000.
The court recognized that, when a constitutional claim is of
sufficient substance to support federal jurisdiction, a district
court has power to consider other claims which might not provide an
independent basis for federal jurisdiction. [
Footnote 10] But it concluded that the
constitutional claim must involve more than a contention that the
Supremacy Clause requires that a federal statute be given effect
over conflicting state law. It then went on to hold that the Social
Security Act is not an Act of Congress securing either "equal
rights" or "civil rights" as those terms are used in § 1343. And
those terms, the court concluded, limit the grant of federal
jurisdiction conferred by § 1343 even if § 1983 creates a remedy
for a broader category of statutory claims.
The petitioners in No. 77-719 are Commissioners of the Texas
Department of Human Resources, which administers the State's
program of Aid to Families with Dependent Children (AFDC).
Respondents represent a class of AFDC recipients who share living
quarters with a nondependent relative. Under the Texas regulations,
the presence in the household of a nondependent person results in a
reduction in the level of payments to the beneficiaries even if
their level of actual need is unchanged. In a suit brought in the
United
Page 441 U. S. 607
States District Court for the Southern District of Texas,
respondents claimed that the Texas regulations violate § 402(a)(7)
of the Social Security Act, 42 U.S.C. § 602(a)(7), and the federal
regulations promulgated pursuant thereto. [
Footnote 11]
The District Court upheld the Texas regulations. [
Footnote 12] While respondents' appeal was
pending, this Court decided
Van Lare v. Hurley,
421 U. S. 338. On
the authority of that case, the Court of Appeals for the Fifth
Circuit reversed. [
Footnote
13] Following earlier Fifth Circuit cases, the Court of Appeals
concluded that federal jurisdiction was conferred by the language
in 28 U.S.C. § 1343(4) describing actions seeking relief "under any
Act of Congress providing for the protection of civil rights. . .
." The court reasoned that statutory rights concerning food and
shelter are "
rights of an essentially personal nature,'"
Houston Welfare Rights Org. v. Vowell, 555 F.2d 1219, 1221
n. 1 (1977); that 42 U.S.C. § 1983 provides a remedy which may be
invoked to protect such rights; and that § 1983 is an Act of
Congress providing for the protection of civil rights within the
meaning of that jurisdictional grant. [Footnote 14]
We granted certiorari to resolve the conflict between that
conclusion and the holding of the Third Circuit in No. 77-5324. 434
U.S. 1061. We have previously reserved the jurisdictional question
we decide today,
see Hagans v. Lavine, 415 U.
S. 528,
415 U. S.
533-534, n. 5. We preface our decision with a review of
the history of the governing statutes.
I
Our decision turns on the construction of the two jurisdictional
provisions, 28 U.S.C. §§ 1343(3) and (4), and their
Page 441 U. S. 608
interrelationship with 42 U.S.C. § 1983 and the Social Security
Act. As in all cases of statutory construction, our task is to
interpret the words of these statutes in light of the purposes
Congress sought to serve.
Section 1 of the Civil Rights Act of 1871 is the source of both
the jurisdictional grant now codified in 28 U.S.C. § 1343(3) and
the remedy now authorized by 42 U.S.C. § 1983. [
Footnote 15] Section 1 authorized
individual suits in federal court to vindicate the deprivation,
under color of state law, "of any rights, privileges, or immunities
secured by the Constitution of the United States." No authorization
was given for suits based on any federal statute.
In 1874, Congress enacted the Revised Statutes of the United
States. At that time, the remedial and jurisdictional provisions of
§ 1 were modified and placed in separate sections. The words "and
laws," as now found in § 1983, were included in the remedial
provision of Rev.Stat. § 1979, [
Footnote 16] and two quite
Page 441 U. S. 609
different formulations of the jurisdictional grant were included
in Rev.Stat. §§ 563 and 629. The former granted the district courts
jurisdiction of all actions to redress a deprivation under color of
state law of any right secured by the Constitution or "by any law
of the United States." [
Footnote
17] The latter defined the jurisdiction of the circuit courts,
and included the limiting phrase -- "by any law providing for equal
rights" -- which is now found in § 1343(3). [
Footnote 18]
In the Judicial Code of 1911, Congress abolished circuit courts
and transferred their authority to the district courts. [
Footnote 19] The Code's definition
of the jurisdiction of the district courts to redress the
deprivation of civil rights omitted the broad language referring to
"any law of the United States" which had defined district court
jurisdiction under § 563, and provided instead for jurisdiction
over claims arising under federal laws "providing for equal rights"
-- the language which had been used to describe circuit court
jurisdiction under § 629,
Page 441 U. S. 610
and which is now a part of § 1343(3). [
Footnote 20] No significant change in either the
remedial or jurisdictional language has been made since 1911.
[
Footnote 21]
Subsection 4 of § 1343, providing jurisdiction for claims "under
any Act of Congress providing for the protection of civil rights,
including the right to vote," is of more recent origin. Part III of
the Civil Rights Act of 1957, as proposed, authorized the Attorney
General to institute suits for injunctive relief against
conspiracies to deprive citizens of the civil rights specified in
42 U.S.C. § 1985, which includes voting rights. [
Footnote 22] Part III conferred
jurisdiction on the United States district courts to entertain
proceedings instituted pursuant to this section of the Act.
[
Footnote 23] While the
substantive authorization of suits by the Attorney General was
defeated, the amendment of § 1343 which had been termed a technical
amendment to comply with the authority conferred by Part III,
[
Footnote 24] was enacted
into law.
With the exception of this most recent enactment, the
legislative history of the provisions at issue in these cases
ultimately provides us with little guidance as to the proper
resolution of the question presented here. Section 1 of the 1871
Act was the least controversial provision of that Act; [
Footnote 25]
Page 441 U. S. 611
and what little debate did take place as to § 1 centered largely
on the question of what protections the Constitution in fact
afforded. [
Footnote 26] The
relevant changes in the Revised Statutes were adopted virtually
without comment, as was the definition of civil rights jurisdiction
in the 1911 Code. The latter provision was described as simply
merging the existing jurisdiction of the district and circuit
courts, [
Footnote 27] a
statement which may be read either as reflecting a view that the
broader "and laws" language was intended to be preserved in the
more limited "equal rights" language or as suggesting that "and
laws" was itself originally enacted with reference to laws
providing for equal rights, and was never thought to be any
broader.
Similar ambiguity is found in discussions of the basic policy of
the legislation. While there is weight to the claim that Congress,
from 1874 onward, intended to create a broad right of action in
federal court for deprivations by a State of any federally secured
right, it is also clear that the prime focus of Congress in all of
the relevant legislation was ensuring a right of action to enforce
the protections of the Fourteenth Amendment and the federal laws
enacted pursuant thereto.
We cannot say that any of these arguments is ultimately
Page 441 U. S. 612
right or wrong, or that one policy is more persuasive than
others in reflecting the intent of Congress. It may well be that,
at least as to § 1343(3), the Congresses that enacted the 1871 Act
and its subsequent amendments never considered the question of
federal jurisdiction of claims arising under the broad scope of
federal substantive authority that emerged many years later. This
does not mean that jurisdiction cannot be found to encompass claims
nonexistent in 1871 or 1874, but it cautions us to be hesitant in
finding jurisdiction for new claims which do not clearly fit within
the terms of the statute. [
Footnote 28]
II
The statutory language suggests three different approaches to
the jurisdictional issue. The first involves a consideration of the
words "secured by the Constitution of the United States" as used in
§ 1343. The second focuses on the remedy authorized by § 1983 and
raises the question whether that section is a statute that secures
"equal rights" or "civil rights" within the meaning of § 1343. The
third approach makes the jurisdictional issue turn on whether the
Social Security Act is a statute that secures "equal rights" or
"civil rights." We consider these approaches in turn.
1.
The Supremacy Clause
Under § 1343(3), Congress has created federal jurisdiction of
any civil action authorized by law to redress the deprivation under
color of state law "of any right, privilege or immunity secured [1]
by the Constitution of the United States or [2] by any Act of
Congress providing for equal rights of citizens or of all persons
within the jurisdiction of the United
Page 441 U. S. 613
States." Claimants correctly point out that the first
prepositional phrase can be fairly read to describe rights secured
by the Supremacy Clause. For even though that Clause is not a
source of any federal rights, it does "secure" federal right by
according them priority whenever they come in conflict with state
law. [
Footnote 29] In that
sense, all federal rights, whether created by treaty, by statute,
or by regulation, are "secured" by the Supremacy Clause.
In
Swift Co. v. Wickham, 382 U.
S. 111, the Court was confronted with an analogous
choice between two interpretations of the statute defining the
jurisdiction of three-judge district courts. [
Footnote 30] The comprehensive language of that
statute, 28 U.S.C. § 2281 (1970 ed.), [
Footnote 31] could have been broadly read to
Page 441 U. S. 614
encompass statutory claims secured by the Supremacy Clause or
narrowly read to exclude claims that involve no federal
constitutional provision except that Clause. After acknowledging
that the broader reading was consistent at only with the statutory
language, but also with the policy of the statute, the Court
accepted the more restrictive reading. Its reasoning is persuasive
and applicable to the problems confronting us in this case.
"This restrictive view of the application of § 2281 is more
consistent with a discriminating reading of the statute itself than
is the first and more embracing interpretation. The statute
requires a three-judge court in order to restrain the enforcement
of a state statute 'upon the ground of the unconstitutionality of
such statute.' Since all federal actions to enjoin a state
enactment rest ultimately on the Supremacy Clause, the words 'upon
the ground of the unconstitutionality of such statute' would appear
to be superfluous unless they are read to exclude some types of
such injunctive suits. For a simple provision prohibiting the
restraint of the enforcement of any state statute except by a
three-judge court would manifestly have sufficed to embrace every
such suit, whatever its particular constitutional ground. It is
thus quite permissible to read the phrase in question as one of
limitation, signifying a congressional purpose to confine the
three-judge court requirement to injunction suits depending
directly upon a substantive provision of the Constitution, leaving
cases of conflict with a federal statute (or treaty) to follow
their normal course in a single-judge court."
Swift & Co. v. Wickham, supra at
382 U. S.
126-127 (footnotes omitted).
Just as the phrase in § 281 -- "upon the ground of the
Page 441 U. S. 615
unconstitutionality of such statute" -- would have been
superfluous unless read as a limitation on three-judge court
jurisdiction, so is it equally clear that the entire reference in §
1343(3) to rights secured by an Act of Congress would be
unnecessary if the earlier reference to constitutional claims
embraced those resting solely on the Supremacy Clause. More
importantly, the additional language which describes a limited
category of Acts of Congress -- those "providing for equal rights
of citizens" -- plainly negates the notion that jurisdiction over
all statutory claims had already been conferred by the preceding
reference to constitutional claims.
Thus, while we recognize that there is force to claimants'
argument that the remedial purpose of the civil rights legislation
supports an expansive interpretation of the phrase "secured by the
Constitution," it would make little sense for Congress to have
drafted the statute as it did if it had intended to confer
jurisdiction over every conceivable federal claim against a state
agent. In order to give meaning to the entire statute as written by
Congress, we must conclude that an allegation of incompatibility
between federal and state statutes and regulations does not, in
itself, give rise to a claim "secured by the Constitution" within
the meaning of § 1343(3)
2.
Section 1983
Claimants next argue that the "equal rights" language of §
1343(3) should not be read literally or, if it is, that § 1983, the
source of their asserted cause of action, should be considered an
Act of Congress "providing for equal rights" within the meaning of
§ 1343(3) or "providing for the protection of civil rights" within
§ 1343(4). In support of this position, they point to the common
origin of §§ 1983 and 1343(3) in the Civil Rights Act of 1871 and
this Court's recognition that the latter is the jurisdictional
counterpart of the former. [
Footnote 32]
Page 441 U. S. 616
Since broad language describing statutory claims was used in
both provisions during the period between 1874 and 1911 and has
been retained in § 1983, and since Congress, in the Judicial Code
of 1911, purported to be making no changes in the existing law as
to jurisdiction in this area, the "equal rights" language of §
1343(3) must be construed to encompass all statutory claims arising
under the broader language of § 1983. Moreover, in view of its
origin in the Civil Rights Act of 1871 and its function in modern
litigation, § 1983 does "provid[e] for the protection of civil
rights" within the meaning of § 1343(4).
In practical effect, this argument leads to the same result as
claimants' Supremacy Clause argument: jurisdiction over all
challenges to state action based on any federal ground. Although
the legislative history does not forbid this result, the words and
structure of the statute, as well as portions of the legislative
history, support a more limited construction.
The common origin of §§ 1983 and 1343(3) unquestionably implies
that their coverage is, or at least originally was, coextensive. It
is not, however, necessary in this case to decide whether the two
provisions have the same scope. For even if they do, there would
still be the question whether the "and laws" language in § 1983
should be narrowly read to conform with the "equal rights" language
in § 1343(3), or, conversely, the latter phrase should be broadly
read to parallel the former. And, in all events, whether or not we
assume that there is a difference between "any law of the United
States," on the one hand, and "any Act of Congress providing for
equal rights," on the other, the fact is that the more limited
language was used when Congress last amended the jurisdictional
provision. In order to construe the broad language of § 1983 to
cover any statutory claim, and at the same time to construe the
language of § 1343(3) as coextensive with such a cause of action,
it would be necessary to ignore entirely Congress' most recent
limiting amendment and the words of the provision as currently in
force.
Page 441 U. S. 617
We cannot accept claimants' argument that we should reach this
result by holding that § 1983 is an Act of Congress "providing for
equal rights" within the meaning of § 1343(3). Unlike the 1866 and
1870 Acts, [
Footnote 33] § 1
of the Civil Rights Act of 1871 did not provide for any substantive
rights -- equal or otherwise. As introduced and enacted, it served
only to ensure that an individual had a cause of action for
violations of the Constitution, which, in the Fourteenth Amendment,
embodied and extended to all individuals as against state action
the substantive protections afforded by § 1 of the 1866 Act.
[
Footnote 34] No matter how
broad the § 1 cause of action may be, the breadth of its coverage
does not alter its procedural character. Even if claimants are
correct in asserting that § 1983 provides a cause of action for all
federal statutory claims, it remains true that one cannot go into
court and claim a "violation of § 1983" -- for § 1983, by itself,
does not protect anyone against anything. As Senator Edmunds
recognized in the 1871 debate:
"All civil suits, as every lawyer understands, which this act
authorizes, are not based upon it;
Page 441 U. S. 618
they are based upon the right of the citizen. The act only gives
a remedy. [
Footnote 35]"
Under § 1343(3), a civil action must be both "authorized by law"
and brought to redress the deprivation of rights "secured by the
Constitution of the United States or by any Act of Congress
providing for equal rights." Section 1983, when properly invoked,
satisfies the first requirement: it ensures that the suit will not
be dismissed because not "authorized by law." But it cannot satisfy
the second, since, by its terms as well as its history, it does not
provide any rights at all.
We reach a similar conclusion with respect to the argument that
§ 1983 is a statute "providing for the protection of civil rights,
including the right to vote." Standing alone, § 1983 clearly
provides no protection for civil rights, since, as we have just
concluded, § 1983 does not provide any substantive rights at all.
To be sure, it may be argued that § 1983 does, in some sense,
"provid[e] for the protection of civil rights" when it authorizes a
cause of action based on the deprivation of civil rights guaranteed
by other Acts of Congress. But, in such cases, there is no question
as to jurisdiction, and no need to invoke § 1983 to meet the "civil
rights" requirement of § 1343(4); the Act of Congress which is the
actual substantive basis of the suit clearly suffices to meet the
requisite test. [
Footnote
36] It is only when the underlying statute is not a civil
rights Act that § 1983 need be invoked by those in claimants'
position to support jurisdiction. And in such cases, by hypothesis,
§ 1983 does not "provid[e] for the protection of civil rights."
To construe § 1343(4), moreover, as encompassing all federal
statutory suits, as claimants here propose, would seem plainly
inconsistent with the congressional intent in passing that statute.
As noted earlier, the provision's primary purpose
Page 441 U. S. 619
was to ensure federal court jurisdiction over suits which the
bill authorized the Attorney General to bring against conspiracies
to deprive individuals of the civil rights enumerated in 42 U.S.C.
§ 1985. [
Footnote 37] The
statute, of course, is broader than that: it encompasses suits
brought by private individuals as well, and thus retained some
significance even after the provisions authorizing suit by the
Attorney General were defeated. But to the extent that § 1343(4)
was thought to expand existing federal jurisdiction, it was only
because it does not require that the claimed deprivation be "under
color of any State law." [
Footnote 38] One would expect that, if Congress
sought
Page 441 U. S. 620
not only to eliminate any state action requirement, but also to
allow jurisdiction without respect to the amount in controversy for
claims which, in fact, have nothing to do with "civil rights,"
there would be some indication of such an intent. But there is
none, either in the legislative history or in the words of the
statute itself.
3.
The Social Security Act
It follows from what we have said thus far that § 1343 does not
confer federal jurisdiction over the claims based on the Social
Security Act unless that Act may fairly be characterized as a
statute securing "equal rights" within § 1343(3) or "civil rights"
within § 1343(4). The Social Security Act provisions at issue here
authorize federal assistance to participating States in the
provision of a wide range of monetary benefits to needy
individuals, including emergency assistance and payments necessary
to provide food and shelter. Arguably, a statute that is intended
to provide at least a minimum level of subsistence for all
individuals could be regarded as securing either "equal rights" or
"civil rights." [
Footnote
39] We are persuaded,
Page 441 U. S. 621
however, that both of these terms have a more restrictive
meaning as used in the jurisdictional statute.
The Social Security Act does not deal with the concept of
"equality" or with the guarantee of "civil rights," as those terms
are commonly understood. The Congress that enacted § 1343(3) was
primarily concerned with providing jurisdiction for cases dealing
with racial equality; the Congress that enacted § 1343(4) was
primarily concerned with providing jurisdiction for actions dealing
with the civil rights enumerated in 42 U.S.C. § 1985, and most
notably the right to vote. While the words of these statutes are
not limited to the precise claims which motivated their passage,
[
Footnote 40] it is
inappropriate to read the jurisdictional provisions to encompass
new claims which fall well outside the common understanding of
their terms.
Our conclusion that the Social Security Act does not fall within
the terms of either § 1343(3) or (4) is supported by this Court's
construction of similar phrases in the removal statute, 28 U.S.C. §
1443. The removal statute makes reference to "any law providing for
the equal civil rights of citizens" and "any law providing for
equal rights." In construing these phrases in
Georgia v.
Rachel, 384 U. S. 780,
this Court concluded:
"The present language, 'any law providing for . . . equal civil
rights,' first appeared in § 641 of the Revised Statutes of 1874.
When the Revised Statutes were compiled, the substantive and
removal provisions of the Civil Rights Act of 1866 were carried
forward in separate sections. Hence, Congress could no longer
identify the rights for which removal was available by using the
language of the original Civil Rights Act -- 'rights secured to
them by the first section of this act.' The new
Page 441 U. S. 622
language it chose, however, does not suggest that it intended to
limit the scope of removal to rights recognized in statutes
existing in 1874. On the contrary, Congress' choice of the
open-ended phrase 'any law providing for . . . equal civil rights'
was clearly appropriate to permit removal in cases involving 'a
right under' both existing and future statutes that provided for
equal civil rights."
"There is no substantial indication, however, that the general
language of § 641 of the Revised Statutes was intended to expand
the kinds of 'law' to which the removal section referred. In spite
of the potential breadth of the phrase 'any law providing for . . .
equal civil rights,' it seems clear that, in enacting § 641,
Congress intended in that phrase only to include laws comparable in
nature to the Civil Rights Act of 1866. . . ."
"
* * * *"
". . . As the Court of Appeals for the Second Circuit has
concluded, § 1443 "applies only to rights that are granted in terms
of equality, and not to the whole gamut of constitutional rights. .
. ." "When the removal statute speaks of
any law providing for
equal rights,' it refers to those laws that are couched in terms of
equality, such as the historic and the recent equal rights
statutes, as distinguished from laws, of which the due process
clause and 42 U.S.C. § 1983 are sufficient examples, that confer
equal rights in the sense, vital to our way of life, of bestowing
them upon all." New York v. Galamison, 342 F.2d 255, 269,
271. See also Gibson v. Mississippi, 162 U.
S. 565, 162 U. S.
585-586; Kentucky v. Powers, 201 U. S.
1, 201 U. S. 39-40;
City of Greenwood v.
Peacock, [384 U.S.
808,] 384 U. S.
825."
Id. at
384 U. S.
789-790,
384 U. S. 792
(footnotes omitted). In accord with
Georgia v. Rachel,
[
Footnote 41] the Courts of
Appeals have
Page 441 U. S. 623
consistently held that the Social Security Act is not a statute
providing for "equal rights."
See Andrews v. Maher, 525
F.2d 113 (CA2 1975);
Aguayo v. Richardson, 473 F.2d 1090,
1101 (CA2 1973),
cert. denied sub nom. Aguayo v.
Weinberger, 414 U.S. 1146 (1974). We endorse those holdings,
and find that a similar conclusion is warranted with respect to §
1343(4) as well.
See McCall v. Shapiro, 416 F.2d 246, 249
(CA2 1969).
We therefore hold that the District Court did not have
jurisdiction in either of these cases. Accordingly, the judgment in
No. 77-5324 is affirmed, and the judgment in No. 77-719 is reversed
and the case is remanded for further proceedings consistent with
this opinion.
It is so ordered.
* Together with No. 77-5324,
Gonzalez, Guardian v. Young,
Director, Hudson County Welfare Board, et al., on certiorari
to the United States Court of Appeals for the Third Circuit.
[
Footnote 1]
"The district courts shall have original jurisdiction of any
civil action authorized by law to be commenced by any person:"
"
* * * *"
"(3) To redress the deprivation, under color of any State law,
statute, ordinance, regulation, custom or usage of any right,
privilege or immunity secured by the Constitution of the United
States or by any Act of Congress providing for equal rights of
citizens or of all persons within the jurisdiction of the United
States;"
"(4) To recover damages or to secure equitable or other relief
under any Act of Congress providing for the protection of civil
rights, including the right to vote."
28 U.S.C. §§ 1343(3) and (4).
Jurisdiction under § 1343(4), it should be noted, is not limited
to actions against state officials or individuals acting under
color of state law.
[
Footnote 2]
§ 206, 81 Stat. 893;
see 42 U.S.C. § 606(e)(1). The
program is fully described in
Quern v. Mandley,
436 U. S. 725.
[
Footnote 3]
"[Petitioner] resides with her two children in Jersey City, New
Jersey. Each month, she receives $235.00 under the Aid to Families
with Dependent Children program (AFDC), 42 U.S.C. § 601
et
seq., as well as $157.00 under the Social Security
Administration's disability program for her one retarded son. On
February 2, 1976, Gonzalez received and cashed both checks at a
neighborhood food market. Upon leaving the store, she was accosted
by a robber, who stole the cash. The following day, she explained
her situation to the Hudson County Welfare Board, requesting
$163.00 in emergency assistance funds to cover her rent and utility
bills."
560 F.2d 160, 163 (CA3 1977).
[
Footnote 4]
"When, because of an emergent situation over which they have had
no control or opportunity to plan in advance, the eligible unit is
in a state of homelessness; and the County Welfare Board determines
that the providing of shelter and/or food and/or emergency
clothing, and/or minimum essential house furnishings are necessary
for health and safety, such needs may be recognized in accordance
with the regulations and limitations in the following
sections."
N.J.Admin. Code § 10:82-5.12 (1976).
[
Footnote 5]
Section 406(e)(1), as set forth in 42 U.S.C. § 606(e)(1),
provides:
"The term 'emergency assistance to needy families with children'
means any of the following, furnished for a period not in excess of
30 days in any 1-month period, in the case of a needy child under
the age of 21 who is (or, within such period as may be specified by
the Secretary, has been) living with any of the relatives specified
in subsection (a)(1) of this section in a place of residence
maintained by one or more of such relatives as his or their own
home, but only where such child is without available resources, the
payments, care, or services involved are necessary to avoid
destitution of such child or to provide living arrangements in a
home for such child, and such destitution or need for living
arrangements did not arise because such child or relative refused
without good cause to accept employment or training for employment
-- "
"(A) money payments, payments in kind, or such other payments as
the State agency may specify with respect to, or medical care or
any other type of remedial care recognized under State law on
behalf of, such child or any other member of the household in which
he is living, and"
"(B) such services as may be specified by the Secretary;"
"but only with respect to a State whose State plan approved
under section 602 of this title includes provision for such
assistance."
[
Footnote 6]
418 F.
Supp. 566, 569 (1976).
Section 1983 provides:
"Every person who, under color of any statute, ordinance,
regulation, custom, or usage, of any State or Territory, subjects,
or causes to be subjected, any citizen of the United States or
other person within the jurisdiction thereof to the deprivation of
any rights, privileges, or immunities secured by the Constitution
and laws, shall be liable to the party injured in an action at law,
suit in equity, or other proper proceeding for redress."
[
Footnote 7]
Article VI, cl. 2, of the United States Constitution
provides:
"This Constitution, and the Laws of the United States which
shall be made in Pursuance thereof; and all Treaties made, or which
shall be made, under the Authority of the United States, shall be
the supreme Law of the Land; and the Judges in every State shall be
bound thereby, any Thing in the Constitution or Laws of any State
to the Contrary notwithstanding."
[
Footnote 8]
56 F.2d at 169.
[
Footnote 9]
Section 1331(a) provides:
"The district courts shall have original jurisdiction of all
civil actions wherein the matter in controversy exceeds the sum or
value of $10,000, exclusive of interest and costs, and arises under
the Constitution, laws, or treaties of the United States, except
that no such sum or value shall be required in any such action
brought against the United States, any agency thereof, or any
officer or employee thereof in his official capacity."
[
Footnote 10]
See, e.g., King v. Smith, 392 U.
S. 309;
Townsend v. Swank, 404 U.
S. 282.
[
Footnote 11]
45 CFR, §§ 233.20(a)(3)(ii)(C), 233.90(a) (1974).
[
Footnote 12]
Houston Welfare Rights Org. v. Vowell, 391 F.
Supp. 223 (1976).
[
Footnote 13]
Houston Welfare Right Org. v. Vowell, 555 F.2d 1219
(1977).
[
Footnote 14]
It will be noted that the Court of Appeals did not hold that the
Social Security Act was itself an Act of Congress of the kind
described in the jurisdictional statute.
[
Footnote 15]
The first section of "
An Act to enforce the Provisions of
the Fourteenth Amendment to the Constitution of the United States,
and for other Purposes" reads as follows:
"That any person who, under color of any law, statute,
ordinance, regulation, custom, or usage of any State, shall
subject, or cause to be subjected, any person within the
jurisdiction of the United States to the deprivation of any rights,
privileges, or immunities secured by the Constitution of the United
States, shall, any such law, statute, ordinance, regulation,
custom, or usage of the State to the contrary notwithstanding, be
liable to the party injured in any action at law, suit in equity,
or other proper proceeding for redress; such proceeding to be
prosecuted in the several district or circuit courts of the United
States, with and subject to the same rights of appeal, review upon
error, and other remedies provided in like cases in such courts,
under the provisions of the act of the ninth of April, eighteen
hundred and sixty-six, entitled 'An Act to protect all persons in
the United States in their civil rights, and to furnish the means
of their vindication'; and the other remedial laws of the United
States which are in their nature applicable in such cases."
17 Stat. 13.
[
Footnote 16]
"Every person who, under color of any statute, ordinance,
regulation, custom, or usage, of any State or Territory, subjects,
or causes to be subjected, any citizen of the United States or
other person within the jurisdiction thereof to the deprivation of
any rights, privileges, or immunities secured by the Constitution
and laws, shall be liable to the party injured in an action at law,
suit in equity, or other proper proceeding for redress."
Rev.Stat. § 1979.
[
Footnote 17]
Subparagraph "Twelfth" of § 563 authorized district court
jurisdiction
"[o]f all suits at law or in equity authorized by law to be
brought by any person to redress the deprivation, under color of
any law, ordinance, regulation, custom, or usage of any State, of
any right, privilege, or immunity secured by the Constitution of
the United States, or of any right secured by any law of the United
States to persons within the jurisdiction thereof."
[
Footnote 18]
Subparagraph "Sixteenth" of § 629 granted the circuit courts
original jurisdiction
"[o]f all suits authorized by law to be brought by any person to
redress the deprivation, under color of any law, statute,
ordinance, regulation, custom, or usage of any State, of any right,
privilege, or immunity, secured by the Constitution of the United
States, or of any right secured by any law providing for equal
rights of citizens of the United States, or of all persons within
the jurisdiction of the United States."
[
Footnote 19]
36 Stat. 1087, 1167.
[
Footnote 20]
See § 24(14), 36 Stat. 1092.
[
Footnote 21]
The sections have, of course, been renumbered.
[
Footnote 22]
H.R. 6127, § 121, 85th Cong., 1st Sess. (1957).
[
Footnote 23]
Ibid. In addition to conferring federal jurisdiction,
the bill also provided that such suits should be entertained
without regard to exhaustion by the aggrieved party of
administrative or other judicial remedies.
[
Footnote 24]
See H.R.Rep. No. 291, 85th Cong., 1st Sess., 11 (1957)
("Section 122 amends section 1343 of title 28, United States Code.
These amendments are merely technical amendments to the Judicial
Code so as to conform it with amendments made to existing law by
the preceding section of the bill") .
[
Footnote 25]
The Act of 1871, known as the Ku Klux Klan Act, was directed at
the organized terrorism in the Reconstruction South led by the
Klan, and the unwillingness or inability of state officials to
control the widespread violence. Section 1 of the Act generated the
least concern; it merely added civil remedies to the criminal
penalties imposed by the 1866 Civil Rights Act.
See
Cong.Globe, 42d Cong., 1st Sess., 568 (1871) (remarks of Sen.
Edmunds);
id. at App. 68 (remarks of Rep. Shellabarger).
The focus of the heated debate was on the succeeding sections of
the Act, which included provisions imposing criminal and civil
penalties for conspiracies to deprive individuals of constitutional
rights, and authorizing the President to suspend the writ of habeas
corpus and use armed forces to suppress "insurrection." §§ 2-5, 17
Stat. 13;
see Cong.Globe, 42d Cong., 1st Sess., App. 220
(1871) (remarks of Sen. Thurman).
See generally
Developments in the Law -- Section 1983 and Federalism, 90
Harv.L.Rev. 1133, 1153-1156 (1977).
[
Footnote 26]
See Cong.Globe, 42d Cong., 1st Sess., 577 (1871)
(remarks of Sen. Trumbull); Developments,
supra, n 25, at 1155.
[
Footnote 27]
See S.Rep. No. 388, 61st Cong., 2d Sess., pt. 1, p. 15
(1910); H.R.Doc. No. 783, 61st Cong., 2d Sess., pt. 1, p. 19
(1910).
[
Footnote 28]
This caution is also mandated by the settled rule that the party
claiming that a court has power to grant relief in his behalf has
the burden of persuasion on the jurisdictional issue,
McNutt v.
General Motors Acceptance Corp., 298 U.
S. 178,
298 U. S. 189,
especially when he is proceeding in a court of limited
jurisdiction.
Turner v. Bank of North
America, 4 Dall. 8,
4
U. S. 11.
[
Footnote 29]
"The argument that the phrase in the statute 'secured by the
Constitution' refers to rights 'created,' rather than 'protected'
by it, is not persuasive. The preamble of the Constitution,
proclaiming the establishment of the Constitution in order to
'secure the Blessings of Liberty,' uses the word 'secure' in the
sense of 'protect' or 'make certain.' That the phrase was used in
this sense in the statute now under consideration was recognized in
Carter v. Greenhow, 114 U. S. 317,
114 U. S.
322, where it was held as a matter of pleading that the
particular cause of action set up in the plaintiff's pleading was
in contract, and was not to redress deprivation of the 'right
secured to him by that clause of the Constitution' [the contract
clause], to which he had 'chosen not to resort.'
See, as
to other rights protected by the Constitution and hence secured by
it, brought within the provisions of R.S. § 5508,
Logan v.
United States, 144 U. S. 263;
In re Quarles
and Butler, 158 U. S. 532;
United States
v. Mosley, 238 U. S. 383."
Hague v. CIO, 307 U. S. 496,
307 U. S.
526-527 (opinion of Stone, J.).
[
Footnote 30]
The three-judge court statute, including the language at issue
in
Swift & Co. v. Wickham, was originally enacted in
1910, 36 Stat. 557, at a time when the Judicial Code of 1911 was
under active consideration.
[
Footnote 31]
When
Swift & Co. was decided, § 2281 provided:
"An interlocutory or permanent injunction restraining the
enforcement, operation or execution of any State statute by
restraining the action of any officer of such State in the
enforcement or execution of such statute or of an order made by an
administrative board or commission acting under State statutes,
shall not be granted by any district court or judge thereof
upon the ground of the unconstitutionality of such statute
unless the application therefor is heard and determined by a
district court of three judges under section 2284 of this
title."
(Emphasis added.)
[
Footnote 32]
See Lynch v. Household Finance Corp., 405 U.
S. 538,
405 U. S. 540,
405 U. S. 543;
Examining Board v. Flores de Otero, 426 U.
S. 572,
426 U. S.
583.
[
Footnote 33]
The Act of April 9, 1866, 14 Stat. 27, the forerunner to the
Fourteenth Amendment, in its first section declared all persons
born in the United States to be citizens, and provided that all
citizens should have the same rights to make and enforce contracts,
to sue, to purchase, lease, sell, or hold property, and to full and
equal benefit of all laws as is enjoyed by white citizens. The Act
of May 31, 1870, 16 Stat. 140, which followed the passage of the
Fifteenth Amendment, was directed at enforcing the declared right
of every citizen to vote in all elections without regard to
race.
[
Footnote 34]
Indeed, the view that § 1 of the 1871 Act was "merely carrying
out the principles of the civil rights bill [of 1866] which have
since become a part of the Constitution" may well explain why it
was subject to the least debate of any section of that Act.
Cong.Globe, 42d Cong., 1st Sess., 568 (1871) (remarks of Sen.
Edmunds).
See also id. at 429 (remarks of Rep. McHenry).
Section 1 of the 1871 Act was modeled after § 2 of the 1866 Act,
which provided criminal sanctions for violations of the rights
declared by that Act.
[
Footnote 35]
Cong.Globe, 42d Cong., 1st Sess., 568 (1871).
See also
560 F.2d at 169.
[
Footnote 36]
Where the underlying right is based on the Constitution itself,
rather than an Act of Congress, § 1343(3) obviously provides
jurisdiction.
[
Footnote 37]
See H.R.Rep. No. 291, 85th Cong., 1st Sess., 10
(1957):
"Section 1985 of title 42, United States Code, often referred to
as the Ku Klux Act, provides a civil remedy in damages to a person
damaged as a result of conspiracies to deprive one of certain civil
rights. The law presently is comprised of three subsections; the
first establishes liability for damages against any person who
conspires to interfere with an officer of the United States in the
discharge of his duties and as a result thereof injures or deprives
another of rights or privileges of a citizen of the United States;
the second subsection establishes liability for damages against any
person who conspires to intimidate or injure parties, witnesses, or
jurors involved in any court matter or who conspires to obstruct
the due process of justice in any State court made with the intent
to deny to any citizen the equal protection of the laws as the
result of the conspiracies for injury or deprivation of another's
rights or privileges as a citizen of the United States; the third
subsection establishes liability for damages against any person who
conspires to deprive another of equal protections of the laws or of
equal privileges and immunities under the laws, or of the right to
vote in elections affecting Federal offices if the result is to
injure or deprive another of rights and privileges of a citizen of
the United States."
"The effect of the provisions of the proposed bill on existing
law as contained in title 42, United States Code, section 1985 is
not to expand the rights presently protected, but merely to provide
the Attorney General with the right to bring a civil action or
other proper proceeding for relief to prevent acts or practices
which would give rise to a cause of action under the three existing
subsections."
[
Footnote 38]
See 103 Cong.Rec. 12559 (1957) (remarks of Sen.
Case):
"My intent in proposing the idea of leaving in the bill section
122, renumbered as section 121, was to strengthen the so-called
right to vote. The section would amend existing law so as to
clarify the jurisdiction of the district courts in the
entertainment of suits to recover damages, or to secure equitable
or other relief under any act of Congress providing for the
protection of civil rights, including the right to vote. . . ."
"
* * * *"
"[T]he addition of a subparagraph 4 in section 1343 is not
limited by the clause 'under color of any statute, ordinance,
regulation, custom, or order of any State or Territory,' to which
the preceding paragraph is subject."
"So, in that sense, the new subparagraph 4, which would be left
in Part III, is complementary to, and is perhaps somewhat broader
than, existing law. So it docs not limit the suit to recover
damages to a case in which the injury occurs under color of
law."
[
Footnote 39]
Cf. Gomez v. Florida State Employment Service, 417 F.2d
569, 580 n. 39 (CA5 1969) (rights secured by the Social Security
Act are "rights of an essentially personal nature").
[
Footnote 40]
As to § 1343(4),
see Jones v. Alfred H. Mayer Co.,
392 U. S. 409,
392 U. S. 412
n. 1 (Civil Rights Act of 1866);
Allen v. State Board of
Elections, 393 U. S. 544,
393 U. S. 554
(Voting Rights Act of 1965).
[
Footnote 41]
The removal statute was enacted in the Civil Rights Act of 1866
under the authority of the Thirteenth Amendment; §§ 1343(3) and
(4), on the other hand, are based upon the authority of the
Fourteenth Amendment which, unlike the Thirteenth Amendment, is not
limited to racially based claims of inequality. As a result, while
an Act of Congress must, in fact deal, with equal rights or civil
rights to support jurisdiction under § 1343, it need not be stated
only in terms of racial equality.
Cf. Georgia v.Rachel,
384 U.S. at
384 U. S.
792.
MR. JUSTICE POWELL, with whom THE CHIEF JUSTICE and MR. JUSTICE
REHNQUIST join, concurring.
I join the Court's opinion, [
Footnote 2/1] and agree that it is not necessary in
these cases to decide the meaning of the phrase "Constitution and
laws" in 42 U.S.C. § 1983.
See ante at
441 U. S. 616.
MR. JUSTICE WHITE has taken a contrary view, however, and has
concluded that, because the statute now codified as § 1983 includes
the words "and laws," it provides a private cause of action for the
deprivation, under color of state law, of any federal statutory
right. Anyone who ventures into the thicket of the legislative
history of § 1983 quickly realizes that
Page 441 U. S. 624
there is no clearly marked path to the correct interpretation of
this statute. Yet there is sufficient evidence to indicate
convincingly that the phrase "and laws" was intended as no more
than a shorthand reference to the equal rights legislation enacted
by Congress. Because I do not think MR. JUSTICE WHITE's
interpretation can survive careful examination of the legislative
history of § 1983, I write separately.
I
Section 1983 provides a private cause of action for the
deprivation, under color of state law, of "rights . . . secured by
the Constitution and laws." [
Footnote
2/2] An examination of the genesis of this statute makes clear
the hazard of viewing too expansively the statute's broad reference
to "laws." Pursuant to legislative direction,
see Act of
June 27, 1866, 14 Stat. 74, President Andrew Johnson appointed
three distinguished jurists to constitute a commission to simplify,
organize, and consolidate all federal statutes of a general and
permanent nature. These revisers and their successors spent several
years in producing the volume enacted by Congress as the Revised
Statutes of 1874.
See Dwan & Feidler, The Federal
Statutes -- Their History and Use, 22 Minn.L.Rev. 1008, 1012-1015
(1938). Section 1983 first appeared in its present form as § 1979
of the Revised Statutes, [
Footnote
2/3] which, in turn, was derived from § 1 of the Civil Rights
Act of 1871, 17 Stat. 13. It was in the 1874 revision that the
words "and laws" were added.
Page 441 U. S. 625
The history of the revision makes abundantly clear that Congress
did not intend the revision to alter the content of federal
statutory law. The Act of Congress authorizing the revision
discloses no warrant to do so. 14 tat. 74. In reporting to the
House on the progress of their task, the revisers advised that,
while some changes in the wording of federal statutes were
necessary,
"[e]very essential provision of the existing laws must be
reproduced, with such additions only by the [revisers] as shall
give to these provisions their intended effect."
Report of the Commissioners to Revise the Statutes of the United
States, H.R. Misc. Doc. No. 31, 40th Cong., 3d Sess., 2 (1869).
Before the work was approved by Congress, it was scrutinized, at
the behest of a joint congressional committee, for nine months by
Thomas Jefferson Durant, an attorney not involved in the initial
drafting, for the express purpose of detecting changes and
restoring the original meaning.
See 2 Cong.Rec. 646 (1874)
(remarks of Rep. Poland);
id. at 129 (remarks of Rep.
Butler); Dwan & Feidler,
supra at 1013-1014.
Thereafter, it was reviewed by both the House Committee on Revision
of the Laws,
see 2 Cong.Rec. 646 (1874) (remarks of Rep.
Poland) and by the House itself in a series of special evening
sessions,
see infra at
441 U. S.
638-639, for the purpose of making
"
such changes and amendments as [are] necessary to make
[sure] that it will be an exact transcript, an exact reflex, of the
existing statute law of the United States -- that there shall be
nothing omitted and nothing changed."
2 Cong.Rec. 646 (1874) (remarks of Rep. Poland) (emphasis
added). Members of Congress who urged enactment of the revision
into positive law stated unequivocally that no substantive changes
were intended. For example, Senator Conkling, chairman of the
Senate Committee on the Revision of the Laws, in reporting the
revision to the Senate, said:
"[A]lthough phraseology, of course, has been changed, the aim
throughout has been to preserve absolute identity of
Page 441 U. S. 626
meaning, not to change the law in any particular, however
minute, but to present . . . the law in all its parts as it was
actually found to exist dispersed through seventeen volumes of
statutes."
Id. at 4220. [
Footnote
2/4]
In spite of these efforts, it may have been inevitable in an
undertaking of such magnitude that changes in the language of some
statutes arguably would alter their meaning. When confronted with
such changes, we should remember the
"'familiar rule that a thing may be within the letter of the
statute and yet not within the statute, because not within its
spirit nor within the intention of its makers.'"
Muniz v. Homan, 422 U. S. 454,
422 U. S. 469
(1975) (quoting
Holy Trinity Church v. United States,
143 U. S. 457,
143 U. S. 459
(1892)). I do not foreclose
Page 441 U. S. 627
the possibility that some statutory change attributable solely
to the 1874 revision may be accepted at face value.
See United
States v. Sischo, 262 U. S. 165,
262 U. S.
168-169 (1923). But certainly the better wisdom is that
"an insertion [of language] in the Revised Statutes . . . is not
lightly to be read as making a change. . . ."
Ibid.
I therefore am unable to accept uncritically the view that,
merely because the phrase "and laws" was inserted into the
predecessor of § 1983 during the revision, that statute henceforth
must be read as embracing all federal rights. The presence of this
addition merely launches the inquiry into the legislative intent
behind the present wording of § 1983. [
Footnote 2/5]
II
A
The history of § 1983 begins with the Civil Rights Act of 1866,
14 Stat. 27. Section 1 of the Act guaranteed all citizens of the
United States
"the same right . . . to make and enforce contracts, to sue, be
parties, and give evidence, to inherit, purchase, lease, sell,
hold, and convey real and personal property . . . as is enjoyed by
white citizens."
Section 2 made it a misdemeanor for any person, acting under
color of state law, to deprive another of the rights enumerated in
§ 1. Jurisdiction over the criminal actions described in § 2, as
well as over civil actions to enforce the rights granted in § 1,
was provided by § 3, which stated in part:
"[T]he district courts of the United States . . . shall have . .
. cognizance . . concurrently with the circuit courts of the United
States, of all causes, civil and criminal,
Page 441 U. S. 628
affecting persons who are denied . . . any of the rights secured
to them by the first section of this act. . . ."
The first three sections of the 1866 Act were the models for
parts of two subsequent civil rights statutes. First, §§ 16 and 17
of the 1870 Civil Rights Act, 16 Stat 144, were copied, with some
changes, directly from §§ 1 and 2 of the 1866 Act, [
Footnote 2/6] and § 18 stated that §§ 16 and 17
were to "be enforced according to the provisions of said act" --
i.e., the jurisdictional provisions of § 3 of the 1866
law. [
Footnote 2/7] Second, § 1 of
the Civil Rights Act of 1871, 17 Stat. 13, known as the Ku Klux
Klan Act, was modeled after § 2 of the 1866 law. Rather than
providing for criminal liability, however, it granted a private
civil cause of action; and in place of the enumerated rights of § 1
of the 1866 Act, it encompassed the deprivation, under color of
state law, of "any rights, privileges, or immunities secured by the
Constitution of the United States." Concurrent circuit and district
court jurisdiction over these civil actions was to be governed by §
3 of the 1866 Act, which again was incorporated by reference.
Section 1 of the 1871 Act is the direct ancestor of § 1983.
The statutes discussed above were among the civil rights and
related jurisdictional provisions in force when the task of
producing the Revised Statutes was commenced. Of immediate concern,
of course, is § 1 of the 1871 Act, which became § 1979 of the
Revised Statutes and, finally, 42 U.S.C. § 1983. As that statute
came to the revisers, it extended only to deprivations, under color
of state law, of rights "secured by the Constitution." As it left
their hands, this phrase had been
Page 441 U. S. 629
altered to read "secured by the Constitution and laws." The
problem is to discover whether the revisers and the Congress that
accepted their work intended, by the addition of the two words "and
laws," greatly to expand the coverage of the statute to encompass
every federal statutory right.
See post at
441 U. S.
654.
B
A primary source of information about the meaning of the Revised
Statutes is a two-volume draft published by the revisers in 1872.
Revision of the United States Statutes as Drafted by the
Commissioners Appointed for that Purpose (1872) (hereinafter
Draft). This Draft provides insight into the thinking of its
authors in two ways: it contains marginal notations indicating the
sources from which each section of the proposed text was derived,
and it includes explanatory notes following some of the proposed
provisions, discussing problems encountered by the revisers and
justifying the use of particular word choices. [
Footnote 2/8]
As it appears in the Draft (and in the final text), § 1979
creates a cause of action for the deprivation of "rights . . .
secured by the Constitution and laws." The only indication in the
Draft concerning the language of § 1979 is the marginal notation
showing that it was derived from § 1 of the 1871 Civil Rights Act.
Although the revisers gave no direct explanation for their
insertion of the reference to "laws," their reasons for that change
are revealed by a close examination of similar modification made in
the jurisdictional counterparts to § 1979
As part of their general scheme of organizing the federal
statutes, the revisers consolidated all the jurisdictional
provisions of the Statutes at Large in the "Judiciary" title of the
revision. As noted above, § 3 of the 1866 Act had been relied
Page 441 U. S. 630
upon by Congress to provide concurrent jurisdiction in the
district and circuit courts for the civil actions authorized by §
1979. As each of these courts was dealt with in separate chapters
in the "Judiciary" title, the jurisdictional authority of § 3 was
written into two separate provisions. One was § 563(12), placed
under the chapter dealing with the district courts; the counterpart
in the chapter on circuit court jurisdiction was § 629(16).
[
Footnote 2/9] Both sections
mirrored closely the language of § 1979, and the marginal notations
for each indicated that both were derived from precisely the same
source. [
Footnote 2/10]
In spite of this identity of origin and purpose, these two
jurisdictional provisions contained a difference in wording.
Section 563(12) provided district court jurisdiction over civil
actions brought to redress the deprivation, under color of state
law, of rights secured by the Constitution, or "of any right
secured by any law of the United States." Section 629(16), by
contrast, contained, in place of the latter phrase, the words "of
any right secured by any law providing for equal rights."
Fortunately, in including a reference to laws in § 629(16), the
revisers provided what they omitted in their drafts of § 563(12)
and 1979: a detailed and lengthy note explaining their reasons for
going beyond the language of the prior civil rights statutes. 1
Draft 359. This note not only makes explicit the meaning of the
words "any law providing for equal rights," it discloses the
correct interpretation of the analogous language in §§ 563(12) and
1979 as well.
Page 441 U. S. 631
As part of a larger argument justifying some of the differences
in language between § 629(16) in the revision and § 3 of the 1866
Act, [
Footnote 2/11] the
revisers' note makes an important statement concerning the
relationship between the broad language of § 1 of the 1871 Act,
from which § 1979 was taken, and the earlier statutes providing for
specifically enumerated rights:
"It may have been the intention of Congress to provide, by [§ 1
of the 1871 Act], for all the cases of [the enumerated]
deprivations mentioned in [§ 16 of] the previous act of 1870, and
thus actually to supersede the
Page 441 U. S. 632
indefinite provisions contained in that act.[ [
Footnote 2/12]] But as it might perhaps be held
that only such rights as are specifically secured by the
Constitution, and not every right secured by a law authorized by
the Constitution, were here intended, it is deemed safer to add a
reference to the civil rights act. [
Footnote 2/13]"
1 Draft 362. This passage reflects the revisers' understanding
that Congress intended by its reference in § 1 of the 1871 Act to
"rights . . . secured by the Constitution" to make unlawful the
deprivation
Page 441 U. S. 633
under color of state law of any right enumerated in § 1 of the
1866 Act and § 16 of the 1870 Act. The revisers doubtless were
aware that § 1 of the 1871 Act was intended by Congress as a
legislative implementation of the first section of the Fourteenth
Amendment, which, in turn, was intended to constitutionalize the
enumerated rights of § 1 of the 1866 Act.
See Gressman,
The Unhappy History of Civil Rights Legislation, 50 Mich.L.Rev.
1323, 1329-1334 (1952); tenBroek, Thirteenth Amendment to the
Constitution of the United States -- Consummation to Abolition and
Key to the Fourteenth Amendment, 39 Calif.L.Rev. 171, 200-202
(1951);
ante at
441 U. S. 617,
and n. 34. They therefore believed that § 1 of the 1866 Act, to the
extent it protected against deprivations under color of state law,
was meant to be fully encompassed by the phrase "rights . . .
secured by the Constitution" in § 1 of the 1871 Act. But realizing
that the courts likely would read this phrase restrictively, it was
"deemed safer" to add to "rights . . . secured by the
Constitution," as it appeared in § 629(16), a second phrase -- "or
. . . secured by any law providing for equal rights" -- as a
shorthand reference to the civil rights legislation granting
specified rights. [
Footnote
2/14]
Page 441 U. S. 634
Although § 563(12) refers generally to "any law of the United
States," it is manifest that the revisers intended §§ 563(12) and
629(16) to be identical in scope. The two provisions were derived
from precisely the same sources in the Statutes at Large,
see n.
441
U.S. 600fn2/10|>10,
supra, and there is no
indication whatsoever that, in separating the two, the revisers
intended to give them different meanings. Indeed, in the
explanatory note to § 629(16), the revisers made explicit their
awareness that the problems confronting them with respect to
circuit court jurisdiction applied equally to the district courts,
since those two tribunals were to have identical concurrent
jurisdiction over all matters to which § 629(16) extended. After
explaining why § 3 of the 1866 Act, if taken literally, would
greatly broaden federal jurisdiction,
see 441
U.S. 600fn2/11|>n. 11,
supra, the revisers
stated:
"[I]t can hardly be supposed that Congress designed not only to
open the doors of the circuit courts to these parties without
reference to the ordinary conditions of citizenship and amount in
dispute, but, in their behalf, to convert the district courts into
courts of general common law and equity jurisdiction. It seems to
be a reasonable construction, therefore, that, instead of proposing
an incidental but complete revolution in the character and
functions of the
district courts as a measure of relief to
parties who are elsewhere denied certain rights, Congress intended
only to give a remedy in direct redress of that deprivation, and to
allow that remedy to be sought in the courts of the United
States."
1 Draft 361 (emphasis added). It appears that two jurisdictional
provisions were created simply because the revisers elected to
write separate chapters for the district and circuit courts.
In light of these considerations, the difference in the wording
of §§ 563(12) and 629(16) must be ascribed to oversight,
Page 441 U. S. 635
rather than to an intent to give the former provision greater
scope than the latter. [
Footnote
2/15] Having ascertained that §§ 563(12) and 629(16) have the
same scope, one can conclude only that the more restrictive
language of § 629(16) governs § 563(12) as well, as the former was
given more care and deliberation, and its language more precisely
reflects the express understanding of the revisers. [
Footnote 2/16] It is understandable,
therefore, that, when the original jurisdiction of the circuit
courts was eliminated in the Judicial Code of 1911, the more
precisely drafted circuit court provision was chosen to replace the
broader district court statute. It thus was § 629(16) that became
28 U.S.C. § 1343(3), a selection undoubtedly made by the drafters
of the Judicial Code in recognition of the fact that this provision
expresses more accurately the original intent of Congress than does
§ 563(12).
See Note, 72 Colum.L.Rev.
supra,
441
U.S. 600fn2/15|>n. 15, at 1423, and n. 152.
The fact that the revisers understood the words "any law" in §
563(12) to refer only to the equal rights laws enacted by Congress
necessarily illuminates the meaning of the similar,
contemporaneously drafted reference in § 1979. The legislative
Page 441 U. S. 636
history shows unmistakably that the revisers drafted § 563(12)
and 629(16) for the precise purpose of providing jurisdiction for
actions brought under § 1979. [
Footnote 2/17] Just as the difference in wording
between the two jurisdictional provisions is, in light of the
historical evidence, not a persuasive reason for concluding that
they differ in meaning, the variation between §§ 629(16) and 1979
does not justify a construction that gives the latter a vastly
broader scope than its jurisdictional counterpart. Indeed, only
recently, the Court decided in
Examining Board v. Flores de
Otero, 426 U. S. 572
(1976), that, despite an unexplained difference in the language of
§§ 1979 and 629(16) that was introduced during the 1874 revision,
these statutes must be construed as identical in scope. [
Footnote 2/18] 426 U.S. at
426 U. S.
580-586. A similar approach to the language under
scrutiny here is equally correct.
The explanatory note accompanying § 629(16) makes perfectly
clear that the revisers attributed to Congress the understanding
that the particularly described rights of §§ 1977 and 1978 were
protected against deprivation under color of state law by the words
"rights . . . secured by the Constitution" in § 1979. Out of an
abundance of caution, however, a
Page 441 U. S. 637
phrase was added to these words wherever they appeared. In §
629(16), to which particular attention was devoted, the addition
was "or of any right secured by any law providing for equal
rights." In § 563(12) it was less precise: "or of any right secured
by any law." In § 1979, the relevant language became "secured by
the Constitution and laws." Despite the variations between these
phrases, I am fully persuaded that each was intended to express the
same meaning that is explicitly attributed by the revisers to the
text of § 629(16). [
Footnote
2/19] One might wish that the revisers had expressed themselves
with greater precision, but, when viewed in the context of the
purpose and history of this legislation, it becomes evident that
the insertion by the revisers of "and laws" in § 1979 was intended
to do no more than ensure that federal legislation providing
specifically for equality of rights would be brought within the
ambit of the civil action authorized by that statute. [
Footnote 2/20]
Page 441 U. S. 638
Indeed, any other conclusion is unsupportable. It would be
remarkable if the same revisers who disavowed any intent to make
substantive changes in federal law and drafted § 629(16) as the
jurisdictional partner to § 1979 wold, without any comment
whatsoever, [
Footnote 2/21] add
language to § 1979 for the purpose of making its coverage markedly
incongruent with that of § 629(16), at the same time expanding its
scope far beyond that originally provided by Congress. Indeed, as
an illustration of what they were confident Congress had
not intended with the jurisdictional counterpart to §
1979, the revisers raised the specter of opening the federal courts
to actions completely unrelated to the deprivation of civil rights.
See 441
U.S. 600fn2/11|>n. 11,
supra. Yet MR. JUSTICE WHITE
would hold that just such a result was accomplished when the words
"and laws" quietly appeared in § 1979.
The underlying historical question, of course, is not simply
what the revisers intended, but what Congress meant by the language
of § 1979 as it finally was enacted. In light of Congress' clearly
expressed purpose not to alter the meaning of prior law,
see 441 U. S.
supra, it cannot be argued, absent some indication to the
contrary, that Congress intended "and laws" to mean anything other
than what was understood by the revisers, as shown above.
Nor was Congress merely silent on this issue. The bill to enact
the revision into positive law received considerable attention in
the House, where two special night sessions were convened each week
for as long as necessary to allow all Members wishing to scrutinize
the bill to do so until the
Page 441 U. S. 639
entire document had been reviewed. [
Footnote 2/22]
See 2 Cong.Rec. 646-650 (1874).
During these meetings, many amendments were adopted,
see, e.g.,
id. at 819-829, 849-858, 995-1001, 2709-2714, each on the
understanding that it was restorative of the original meaning of
the Statutes at Large, and not an amendment to existing law.
See id. at 647-648 (remarks of Rep. Poland). During one of
these sessions, Representative Lawrence observed that the work of
revision necessarily required changes in the language of the
original statutes. He illustrated the method used by the revisers
by inviting his colleagues to compare the original text of the very
civil rights statutes at issue here with the corresponding text of
the revision. Included in the statutes read verbatim were § 1 of
the 1871 Act, which, of course, does not contain the reference to
"laws," and the text of § 1979, which does. In the course of his
remarks, Representative Lawrence said:
"A comparison of . . . these will present a fair specimen of the
manner in which the work has been done, and from these, all can
judge of the accuracy of the translation."
2 Cong.Rec. at 827-828. The House was convened for the sole
purpose of detecting language in the revision that changed the
meaning of existing law. From the absence of any comment at this
point in the session, one may infer that no one present thought
that § 1979 would effect such a change. [
Footnote 2/23]
Page 441 U. S. 640
In spite of the unchallenged body of evidence to the contrary,
MR. JUSTICE WHITE insists that § 1983 "was . . . expanded to
encompass all statutory as well as constitutional rights."
Post at
441 U. S. 654.
I find this conclusion to be completely at odds with the
legislative history of the statute and its jurisdictional
counterparts. [
Footnote 2/24]
Page 441 U. S. 641
III
The legislative history of §§ 1979, 629(16), and 563(12)
notwithstanding, the opinion concurring in the judgment argues that
the words "and laws" in § 1983 should be read broadly, because the
Court has given such a construction to similar language appearing
in 18 U.S.C. §§ 241 and 242. This assertion is undermined, however,
by the history of the statutes in question.
Section 242 originated in § 2 of the 1866 Act. As noted
supra at
441 U. S. 627,
§ 2 made it a misdemeanor to deprive, under color of state law, any
citizen of the rights specified in § 1 of that Act. Section 2 was
repeated, with some modification, as § 17 of the 1870 Act. Section
17 made criminal the deprivation, under color of state law, of the
rights enumerated in § 16. [
Footnote
2/25]
Page 441 U. S. 642
An entirely independent criminal provision of the 1870 Act, § 6,
made a far broader sweep. It did not require that the conduct it
proscribed be performed under color of state law, and it explicitly
prohibited certain conduct intended to deprive a citizen of "any
right or privilege granted or secured . . . by the Constitution
or laws of the United States." (Emphasis added.) [
Footnote 2/26] Significantly, this is the
only statute discussed in this or MR. JUSTICE WHITE's separate
opinion in which the reference to statutory law as well as the
phrase "rights secured by the Constitution" appears in the text
originally drafted by Congress; in all other cases, the reference
to "laws" originated in the revision. Section 6 is thus the only
one of these statutes for which there is a substantial argument
that Congress truly intended to cover all federal statutory
law.
Sections 6 and 17 of the 1870 Act were included in the revision
as §§ 5508 and 5510, respectively, and MR. JUSTICE WHITE relies on
the fact that both emerged with language that, on its face, covered
all rights secured by federal statutory law. While he may well be
correct that the words "Constitution or laws" in § 5508 should be
taken at face value, the evidence does not support the same
conclusion with respect to § 5510.
In the 1872 Draft of the revision, § 5510 was written to provide
for criminal sanctions against deprivations, under color of state
law, "of any right secured or protected by section ___ of the Title
CIVIL RIGHTS." 2 Draft 2627. Although no explanatory note
accompanies this section, it is evident from the face of the text
that the revisers were attempting to preserve the limited scope of
§ 17 of the 1870 Act by restricting its coverage to specifically
enumerated rights. In the final version of the revision, the
language had been changed, apparently
Page 441 U. S. 643
by Mr. Durant, [
Footnote 2/27]
see supra at
441 U. S. 625,
to punish deprivations of rights "secured . . . by the Constitution
and laws."
In light of the historical explanation of the meaning of
"Constitution and laws" in § 1979, it is not surprising that this
term should have been substituted for the language used in the
draft of § 5510. As we have seen, in other contexts, the appendage
of "and laws" to "rights . . . secured by the Constitution" simply
referred to the rights protected by the legislation enacted to
provide for equal rights, as authorized by the recently adopted
Amendments to the Constitution. Indeed, the House debates make
explicit the fact that the change from the revisers' draft of §
5510 to the text ultimately adopted was made simply to be certain
that this criminal provision would encompass the rights covered by
the existing civil rights statutes discussed at length in this
opinion: § 1 of the 1866 Act, § 16 of the 1870 Act, and § 1 of the
1871 Act.
See 2 Cong.Rec. 827-828 (1874) (remarks of Rep.
Lawrence). There is no evidence that Congress intended § 5510 to
cover all federal statutory law. [
Footnote 2/28]
Despite the apparent similarity of the language of 18 U.S.C. §§
241 and 242, therefore, they are in fact very different in scope.
There is solid historical justification for the view that § 241
"dealt with Federal rights and with all Federal rights, and
protected them in the lump,"
United States v. Mosley,
238 U. S. 383,
238 U. S. 387
(1915) (interpreting Rev.Stat. § 5508, currently 18 U.S.C. § 241),
because the expansive
Page 441 U. S. 644
language was put there by Congress itself. The same simply is
not true of § 242. Considered in its historical context, the
addition of "and laws" to this statute requires a much more modest
reading. Even if there are dicta in our opinions to the effect that
§§ 241 and 242 cover an identical class of deprivations of rights,
such a construction of § 242 was not made with the benefit of the
close historical scrutiny necessary to a proper understanding of
this law. [
Footnote 2/29] I agree
with MR. JUSTICE WHITE that "and laws" means the same thing in §
1983 as in § 242. [
Footnote 2/30]
I am convinced, however, that he misconstrues the phrase in both
instances.
IV
MR. JUSTICE WHITE states that he is "not disposed to repudiate"
the dicta in some of our prior decisions.
See post at
441 U. S. 658.
It is, of course, true that several decisions contain statements
premised upon the assumption that § 1983 covers a broad range of
federal statutory claims.
E.g., Edelman v. Jordan,
415 U. S. 651,
415 U. S. 675
(1974);
Greenwood v. Peacock, 384 U.
S. 808,
384 U. S.
829-830 (1966). But that assumption has been made
uncritically. Until these cases, no prior opinion of the Court or
of a Justice thereof has undertaken a close examination of the
pertinent legislative history of § 1983, including the work of the
commissioners who drafted the Revised Statutes of 1874. Thus, there
is nothing in the cases cited by
Page 441 U. S. 645
MR. JUSTICE WHITE that precludes a fresh look at this
question.
In
Monell v. New York City Dept. of Social Services,
436 U. S. 658
(1978), decided just last Term, the Court was willing to go beyond
confessing error in previous dicta. Indeed, the Court squarely
overruled the holding in
Monroe v. Pape, 365 U.
S. 167 (1961), that municipalities are not "persons" for
purposes of 1983, despite almost two decades of lower courts'
reliance upon
Monroe and notwithstanding our exceptional
reluctance to overrule our prior constructions of federal statutes.
In a case such as this, where no square holdings have perpetuated
our misapprehension of the meaning of § 1983, we should be the more
willing to correct historical error.
In addition to the historical evidence of the intent of Congress
and the revisers in enacting § 1983, there are weighty policy and
pragmatic arguments in favor of the construction advanced by this
opinion. It is by no means unusual for Congress to implement
federal social programs in close cooperation with the States. The
Social Security Act, which these cases allege was violated, is a
good example of this pattern of cooperative federalism. If § 1983
provides a private cause of action for the infringement, under
color of state law, of any federal right, then virtually every such
program, together with the state officials who administer it,
becomes subject to judicial oversight at the behest of a single
citizen, even if such a dramatic expansion of federal court
jurisdiction never would have been countenanced when these programs
were adopted. To be sure, Congress could amend or repeal § 1983,
or, as MR. JUSTICE WHITE concedes,
post at
441 U. S. 672,
limit its application in particular cases. As we said in
Monell
v. New York City Dept. of Social Services, supra at
436 U. S. 695,
however, we should not "
place on the shoulders of Congress the
burden of the Court's own error'" (quoting Girouard v. United
States, 328 U. S. 61,
328 U. S. 70
(1946)). That problem is avoided if § 1983 is read, as it
Page 441 U. S. 646
should be, as encompassing only rights secured by the
Constitution and laws providing for equal rights.
[
Footnote 2/1]
I join MR. JUSTICE STEVENS opinion for the Court on the
understanding that it draws no conclusions about the legislative
history of 28 U.S.C. § 1343(3) beyond those necessary to support
its rather narrow holding with respect to the scope of that
statute. I do not necessarily agree with every observation in the
Court's opinion concerning the history of the post-Civil War civil
rights legislation.
[
Footnote 2/2]
Title 42 U.S.C. § 1983 provides:
"Every person who, under color of any statute, ordinance,
regulation, custom, or usage, of any State or Territory, subjects,
or causes to be subjected, any citizen of the United States or
other person within the jurisdiction thereof to the deprivation of
any rights, privileges, or immunities secured by the Constitution
and laws, shall be liable to the party injured in an action at law,
suit in equity, or other proper proceeding for redress."
[
Footnote 2/3]
Revised Stat. § 1979 is identical to 42 U.S.C. § 1983. For
convenience, the former designation is used throughout most of this
opinion.
[
Footnote 2/4]
Supporters in the House were equally emphatic in their
assurances that no substantive changes were contained in the
revision:
"I desire to premise here that [the House Committee on Revision
of the Laws] felt it their bounden duty not to allow, so far as
they could ascertain, any change of the law. This embodies the law
as it is. The temptation, of course, was very great, where a law
seemed to be imperfect, to perfect it by the alteration of words or
phrases, or to make some change. But that temptation has, so far as
I know and believe, been resisted. We have not attempted to change
the law, in a single word or letter, so as to make a different
reading or different sense. All that has been done is to strike out
the obsolete parts and to condense and consolidate and bring
together statutes
in pari materia; so that you have here,
except insofar as it is human to err, the laws of the United States
under which we now live."
2 Cong.Rec. 129 (1873) (remarks of Rep. Butler, introducing H.R.
1215).
"[T]he committee have endeavored to have this revision a perfect
reflex of the existing national statutes. We felt aware that, if
anything was introduced by way of change into those statutes, it
would be impossible that the thing should ever be carried through
the House. In the multitude of matters that come before Congress
for consideration, if we undertake to perfect and amend the whole
body of the national statutes, there is an end of any expectation
that the thing would ever be carried through either House of
Congress, and therefore the committee have endeavored to eliminate
from this everything that savors of change in the slightest degree
of the existing statutes."
Ibid. (remarks of Rep. Poland).
[
Footnote 2/5]
Whatever value ordinarily lies in focusing exclusively on the
"plain words [of the] civil rights legislation originating in the
post-Civil War days,"
post at
441 U. S. 649,
is certainly eclipsed by the need to examine carefully alterations
produced by the revisers, whose congressionally mandated task was
to preserve, not to change, the meaning of the federal
statutes.
[
Footnote 2/6]
Section 16 of the 1870 Act repeated only some of the rights
enumerated in § 1 of the 1866 Act, but these were granted to "all
persons within the jurisdiction of the United States," rather than,
as in the 1866 Act, to "citizens of the United States." For a
discussion of § 17 of the 1870 Act,
see 441 U.
S. infra.
[
Footnote 2/7]
Section 18 of the 1870 Act also reenacted in full the 1866 Act,
incorporating it by reference.
[
Footnote 2/8]
The final version of the Revised Statutes retains the marginal
indications of the source of each section, but omits the
explanatory notes. The final version contains limited
cross-referencing; the Draft does not.
[
Footnote 2/9]
The title, chapter, and section numbers used in the 1872 Draft
differ from those employed in the final version adopted by
Congress. For the sake of simplicity, however, the provisions of
the Draft will be discussed under the numbers ultimately assigned
in the 1874 revision.
[
Footnote 2/10]
The marginal notations accompanying §§ 563(12) and 629(16)
actually list three sources: § 1 of the 1871 Act, §§ 16 and 18 of
the 1870 Act, and § 3 of the 1866 Act. As explained above, the
relevant sections of the 1870 and 1871 legislation merely
incorporated by reference the jurisdictional provisions originally
written into § 3 of the 1866 Act. Section 3, then, was actually the
sole source of both § 563(12) and § 629(16).
[
Footnote 2/11]
As shown above,
see supra at
441 U. S.
629-630, and n. 10, the terms of § 3 of the 1866 Act had
been relied upon by Congress to provide jurisdiction for § 1 of the
1866 Act and § 16 of the 1870 Act, appearing in the revision as §§
1977 and 1978, as well as for § 1979. The revisers therefore
understood that the text in the revision representing § 3 had to
provide jurisdiction over civil actions brought to enforce all of
the rights covered by these three civil rights provisions.
Recognizing this, the revisers, in their note, first justify the
language in § 629(16) extending jurisdiction only over suits
brought to "redress the deprivation" of certain rights. Section 3
of the 1866 Act had referred to actions "affecting persons" who had
been denied certain rights. The revisers reasoned that Congress
could not have meant the latter phrase literally, as this would
have created concurrent circuit and district court jurisdiction
over any action whatsoever -- "for the recovery of lands, or on
promissory notes, . . . or for the infringement of patent or
copyrights," 1 Draft 361 -- by anyone who coincidentally had been
denied his civil rights. The revisers therefore concluded that
Congress meant to provide jurisdiction only over suits to
redress the deprivation of civil rights.
The revisers sought support for this conclusion from the wording
of § 1 of the 1871 Act, which, although it had incorporated by
reference the "affecting persons who are denied" jurisdictional
language of § 3 of the 1866 Act, provided for civil liability
against anyone who subjected another to the "deprivation" of rights
secured by the Constitution. Accordingly, the revisers inferred
Congress' wish that victims of civil rights violations should have
access to the federal courts only to redress those violations, not
to pursue all other kinds of litigation. It was at this point in
their argument that the revisers made the statement quoted and
discussed in the text below.
[
Footnote 2/12]
The statement that the provisions of § 16 of the 1870 Act are
"indefinite" apparently is a reference to the fact that § 16 was
less definite than § 1 of the 1871 Act in demonstrating a
congressional intent to limit federal jurisdiction to the redress
of actual
deprivations of federal rights.
See
441
U.S. 600fn2/11|>n. 11,
supra. Section 1 contained
the definite phrase "
deprivation of any rights . . .
secured by the Constitution" (emphasis added), while § 16 merely
stated that persons "shall have" certain rights.
[
Footnote 2/13]
It is unclear why the revisers said that "any law providing for
equal rights" is a reference to § 16 of the 1870 Civil Rights Act,
rather than to its predecessor, § 1 of the 1866 Act, or to civil
rights Acts generally. The revisers' immediate focus on § 16 is
perhaps explained by their apparent conclusion that that provision
had superseded § 1 of the 1866 Act with respect to those rights
mentioned in both places. As noted
supra at
441 U. S. 628,
and n. 6, § 16 introduced some changes in wording when it restated
certain of the § 1 rights, and the § 16 version appeared in the
revision as § 1977. Moreover, the marginal note to § 1977 lists
only § 16 as its source.
The revisers did not believe that § 1 of the 1866 Act had been
made entirely obsolete by § 16 of the 1870 Act, however, for § 1978
in the Draft consists of an enumeration of the § 1 rights not
repeated in § 16: those dealing with the right to hold, purchase,
and convey property. Accurately reflecting the text of § 1, these
rights are extended only to "citizens of the United States."
See 441
U.S. 600fn2/6|>n. 6,
supra. The marginal note
identifies § 1 as the source of § 1978.
Whatever their reasons for referring only to § 16 of the 1870
Act as an illustration of the rights § 1979 was thought to protect
against infringement by those acting under color of state law, it
is evident from the context of their discussion that the revisers
were concerned generally with civil rights legislation enumerating
particular rights as authorized by the recently adopted Fourteenth
Amendment, and perhaps by the Thirteenth and Fifteenth as well.
[
Footnote 2/14]
This demonstrates that MR. JUSTICE STEVENS opinion for the Court
in these cases clearly is correct in its reading of the phrase "any
Act of Congress providing for equal rights" in § 1343(3). These
words were chosen carefully to refer to legislation providing for
equality in the enjoyment of civil rights, and should not be
construed more broadly than their plain meaning permits.
The revisers' reference to "every right secured by a law
authorized by the Constitution" does not in any way indicate their
belief that § 629(16), by its reference to "any law providing for
equal rights," would extend the courts' jurisdiction to every suit
involving statutory rights of every kind. On the contrary, the
revisers' note merely reflects their concern that, in general,
courts would not interpret "rights secured by the Constitution" to
extend to
any federal statutory right. If this were the
case, then even those rights originally created in the Civil Rights
Acts -- rights which had been understood by Congress, when drafting
§ 1 of the 1871 Act, to be "constitutional rights" because of their
unique relationship with § 1 of the Fourteenth Amendment -- would
not have been within the scope of §§ 1979, 629(16), and 563(12),
absent the added reference to statutory law.
[
Footnote 2/15]
See Note, Federal Jurisdiction Over Challenges to State
Welfare Programs, 72 Colum.L.Rev. 1404, 1421-1423 (1972). The
various subdivisions of the revision were assigned to different
individuals for drafting.
See Report of the Commissioners,
S.Misc.Doc. No. 3, 42d Cong., 2d Sess., 1-2 (1871). It therefore is
not surprising that different language should be used to express a
single idea in statutes appearing in different parts of the
revision.
In his separate opinion, MR. JUSTICE WHITE states that the
Revised Statutes, in other instances, "provided different circuit
and district court jurisdiction for causes which, prior to the
revision, could be heard in either court."
Post at
441 U. S. 669
n. 46. Whether or not the differences between district and circuit
court jurisdiction to which he adverts were intended by the
revisers, the issue here is what the evidence reveals regarding
this particular difference between §§ 563(12) and 629(16). As I
have shown, the history indicates that these two statutes were
intended to be identical in scope.
[
Footnote 2/16]
Accord, Note, 72 Colum.L.Rev.
supra, 441
U.S. 600fn2/15|>n. 15, at 1421-1423.
[
Footnote 2/17]
In the final version of the revision, both § 563(12) and §
629(16) contain an explicit cross-reference to § 1979. In addition,
the marginal notations in both the Draft and the final version of
all three sections indicate the common origin discussed above.
See supra at
441 U. S.
629-630, and n. 10.
[
Footnote 2/18]
In
Examining Board v. Flores de Otero, the Court
concluded that the addition by the revisers of the words "or
Territory" to § 1979, giving that statute application beyond the
boundaries of the States of the Union, reflected the intent of
Congress in light of such explicit evidence as Rev.Stat. § 1891,
which provided:
"The Constitution and all laws of the United States which are
not locally inapplicable shall have the same force and effect . . .
in every Territory hereafter organized as elsewhere within the
United States."
Despite the fact that no reference to Territories of the United
States was added to § 563(12) or § 629(16), the Court concluded
that these provisions were intended to be identical in scope with §
1979. (The Court's opinion in
Flores de Otero discusses
these statutes mostly under their current section numbers, § 1983
and § 1343(3).)
[
Footnote 2/19]
Although many of the commentators who have grappled with the
problem of reconciling or explaining the differences in the
language of §§ 563(12), 629(16), and 1979 argue, largely on the
basis of their view of judicial policy, that the plain language of
§ 629(16) should be ignored in favor of the apparently broader
sweep of § 1979, they do not seriously contend that the two may
differ in scope.
E.g., Note, The Propriety of Granting a
Federal Hearing for Statutorily Based Actions Under the
Reconstruction-Era Civil Rights Acts:
Blue v. Craig, 43
Geo.Wash.L.Rev. 1343, 1371-1373 (1975); Note, 72 Colum.L.Rev.,
supra, 441
U.S. 600fn2/15|>n. 15, at 1425-1426; Herzer, Federal
Jurisdiction Over Statutorily-Based Welfare Claims, 6
Harv.Civ.Rights-Civ.Lib.L.Rev. 1, 7-9 (1970); Cover, Establishing
Federal Jurisdiction in Actions Brought to Vindicate Statutory
(Federal) Rights When No Violations of Constitutional Rights Are
Alleged, 2 Clearinghouse Rev. No. 16, pp. 5, 24-25 (Feb.-Mar.1969).
But see Note, The Proper Scope of the Civil Rights Acts,
66 Harv.L.Rev. 1285, 1292-1293 (1953). Thus, under the rationale
adopted by most of the commentators that support his position, MR.
JUSTICE WHITE's concession that § 1343(3) must be read narrowly is
irreconcilable with his assertion regarding the scope of §
1983.
[
Footnote 2/20]
Once it is understood that "and laws" in § 1979 is equivalent in
meaning to "any law providing for equal rights" in § 629(16), it
remains to determine precisely what is meant by an "equal rights"
law. That problem is not presented by these cases. There is no need
here to go beyond the Court's decision that the Social Security Act
is not such a law.
[
Footnote 2/21]
The absence of any comment by the revisers on § 1979 is
especially significant in light of the fact that their general
practice apparently was to add an explanatory note to the 1872
Draft whenever they believed their proposed language might be
construed as effecting a change in existing law.
See 2
Cong.Rec. 648 (1874) (remarks of Rep. Hoar).
[
Footnote 2/22]
The Senate did not give the bill the degree of attention it
enjoyed in the House. After the latter had passed the bill, the
Senate adopted it without amendment after only a very brief
discussion.
See 2 Cong.Rec. 4284-4286 (1874).
[
Footnote 2/23]
The implication in MR. JUSTICE WHITE's opinion that his position
is supported by Representative Lawrence's comments on this occasion
is simply contradicted by the record.
See post at
441 U. S.
664-665, and n. 40. Given the setting in which the
comments were made, Congress' awareness that the language of § 1979
had been altered indicates its understanding that no change in
substance had been effected. Representative Lawrence's statement
that the final text of Rev.Stat. § 5510, as opposed to the Draft
version of that statute, was broad enough "to include all [the
rights] covered" by § 1 of the 1871 Act, 2 Cong.Rec. 828 (1874),
does no more than confirm the view that §§ 5510 and 1979 were
intended to be coextensive in scope.
See infra at
441 U. S.
641-644. Nor does the observation that § 5510 might
"operate differently . . . in a very few cases" from its antecedent
provisions lend support to MR. JUSTICE WHITE's view.
See
n 28,
infra.
[
Footnote 2/24]
Without offering his own interpretation of the legislative
history, MR. JUSTICE WHITE now views that history as replete with
"ambiguities, contradictions, and uncertainties."
Post at
441 U. S. 669.
These confusions, however, are, for the most part, not inherent in
the legislative history. With all deference, it seems to me they
are largely the product of his opinion concurring in the
judgment.
For example, nothing in the legislative history of § 1983 or §
1343(3), or in my analysis, implies that the 1866 Act "provided the
outer limits of the federal civil rights effort in the post-Civil
War years."
Post at
441 U. S. 663.
Indeed, provisions of both the 1870 and 1871 Acts go well beyond
the 1866 law. Nor are the four "technical problems,"
see
post at
441 U. S.
667-668, suggested by MR. JUSTICE WHITE apposite: (i)
The revisers' statement that the rights secured by § 16 of the 1870
Act were to be protected against adverse state action by § 1979
does not require the conclusion that § 16 was the exclusive source
of such rights.
See 441
U.S. 600fn2/13|>n. 13,
supra. (ii) Nor does it
follow from the revisers' prediction that the courts would not
construe rights "secured by the Constitution" to include rights
"secured by a law authorized by the Constitution" that they thought
that
every federal statute would be encompassed by the
phrase "any law providing for equal rights." To the contrary, they
recognized that the unique relationship between the Constitution
and the recently enacted civil rights statutes made it quite proper
to refer to the latter as constitutional rights.
See supra
at
441 U. S.
632-633, and n. 14. (iii) The language in §§ 563(12) and
1979 could indeed have been chosen more carefully.
See
supra at
441 U. S. 637.
But the variations between these statutes are explained by the
manner in which the revision was undertaken,
see 441
U.S. 600fn2/15|>n. 15,
supra, and do not preclude
discovery of their precise meaning. (iv) If the revisers erred in
limiting the jurisdictional provisions in the revision derived from
§ 3 of the 1866 Act to actions brought under color of state law,
that error is quite independent of, and does not detract from,
their statement explaining the reference in § 629(16) to equal
rights laws. As I have shown, this reflects the correct
interpretation of "and laws" in § 1983.
To be sure, no reading of history, including my understanding of
the legislative history of § 1983, is beyond criticism. But any
difficulties identified by MR. JUSTICE WHITE are inconsequential
when compared with his disregard for Congress' unequivocal wish not
to alter the content of federal statutory law.
See
441 U. S.
supra. The arguments advanced in this opinion take full
account of that legislative intent, while MR. JUSTICE WHITE's
opinion largely assumes the very fact to be proved: that § 1983
"was . . . expanded [in the revision] to encompass all statutory .
. . rights."
Post at
441 U. S. 654.
The direct evidence of Congress' intent with respect to the
alterations made in the language of § 1983 flies directly in the
face of this assumption.
See supra at
441 U. S.
638-639, and n. 23.
While none of us is invariably consistent, MR. JUSTICE WHITE has
not always disparaged the history of the post-Civil War civil
rights legislation. In prior cases, he has insisted that the
19th-century Civil Rights Acts should be read narrowly when such a
construction is required by their legislative history.
See
Runyon v. McCrary, 427 U. S. 160,
427 U. S. 192
(1976) (WHITE, J., dissenting);
Jones v. Alfred H. Mayer
Co., 392 U. S. 409,
392 U. S. 449
(1968) (Harlan, J., joined by WHITE, J., dissenting).
[
Footnote 2/25]
The rights enumerated in § 16, of course, were taken directly
from § 1 of the 1866 Act.
See supra at
441 U. S.
628.
[
Footnote 2/26]
The conduct proscribed included conspiracy, going "in disguise
upon the public highway," and going "upon the premises of
another."
[
Footnote 2/27]
In commenting on § 5510 during one of the special evening
sessions of the House,
see supra at
441 U. S.
638-639, Representative Lawrence attributed the final
version of this statute to Mr. Durant. 2 Cong.Rec. 828 (1874).
[
Footnote 2/28]
Although Representative Lawrence hypothesized that § 5510 "may
operate differently from the original three sections in a very few
cases," 2 Cong.Rec. 828 (1874), this is far from a suggestion that
this provision was to have the breadth attributed to it by MR.
JUSTICE WHITE. Indeed, a perusal of the House debates on the
revision makes clear that any such intent would have been
thoroughly inconsistent with the very purpose for which the House
was then in session.
See supra at
441 U. S.
639.
[
Footnote 2/29]
MR. JUSTICE WHITE's assertion that § 241 encompasses the same
rights as § 242 is based in part upon dicta in opinions that have
merely assumed this fact without reasoned consideration of the
legislative history.
See United States v. Price,
383 U. S. 787,
383 U. S. 797
(1966);
Screws v. United States, 325 U. S.
91,
325 U. S. 119
(1945) (Rutledge, J., concurring in result). The proper scope of §
242 is not an issue in this case, except as circumstantial evidence
of the meaning of § 1983. In light of the discussion above, there
clearly are substantial reasons to doubt the correctness of the
dicta concerning § 242 upon which MR. JUSTICE WHITE relies.
[
Footnote 2/30]
The relevant text in 18 U.S.C. § 242 now reads: "secured . . .
by the Constitution
or laws." (Emphasis added.)
MR. JUSTICE WHITE, concurring in the judgment.
In order for there to be federal district court jurisdiction
under 28 U.S.C. § 1343(3), two requirements must be met. First, the
suit must be "authorized by law," and, second, the suit must seek
redress of a deprivation under color of state law of any right
"secured by the Constitution of the United States or by any Act of
Congress providing for equal rights. . . ." [
Footnote 3/1] Title 42 U.S.C. § 1983 provides a cause of
action for deprivations under color of state law of any right
"secured by the Constitution and laws" of the United States.
[
Footnote 3/2] I agree with the
Court's conclusion that, even assuming the claims in these cases --
of inconsistency between state welfare practices and the Social
Security Act -- are "authorized by law" because they are within the
reach of § 1983, the district courts do not have jurisdiction under
§ 1343(3) because the claims do not involve deprivation of
constitutional rights, and the Social Security Act is not a law
providing for equal rights. [
Footnote
3/3]
Page 441 U. S. 647
Yet I am not able to reach this conclusion without addressing
the issue the Court does not resolve: whether §§ 1983 and 1343(3)
are coextensive. Both provisions were derived from § 1 of the Civil
Rights Act of 1871, 17 Stat. 13, [
Footnote 3/4] which did not contain a jurisdictional
provision separate from the cause of action. Rather, the 1871 Act
stated that "such proceeding" as therein authorized would "be
prosecuted in the several district or circuit courts of the United
States. . . ." [
Footnote 3/5]
However, for over a century -- since the general statutory revision
in 1871 -- the plain terms of the cause of action and the
jurisdictional provision at issue here, § 1343(3), have not been
commensurate. In order to determine with confidence
Page 441 U. S. 648
the scope of rights encompassed by either provision, it is
necessary, I believe, to examine the evolution of, and to construe,
both provisions.
Certainly the issue of the reach of the § 1983 cause of action
has been properly preserved for review in this Court. [
Footnote 3/6] Throughout the history of
this litigation, the aid recipients have urged that §§ 1983 and
1343(3) are necessarily congruent, and that their claims are
encompassed by both provisions. [
Footnote 3/7] My three dissenting Brethren are of this
view. On the other hand, the State of New Jersey and my Brother
Page 441 U. S. 649
POWELL appear to be of the view that, while the two provisions
are necessarily of equal scope, neither reaches the claims in these
cases. The Court, by not resolving the scope of § 1983, apparently
rejects the view that the two sections are necessarily coextensive.
[
Footnote 3/8] However, it leaves
open the possibility embraced by the State of New Jersey and my
Brother POWELL, that the claims in these cases are encompassed by
neither § 1983 nor § 1343(3).
I would and do reject this possibility. The provisions are not
of equal scope: although the suits in these cases are authorized by
§ 1983, they are not within the jurisdiction of the federal courts
under § 1343(3). The legislative history supports this view when
approached with readiness to believe that Congress meant what the
plain words it used say, as we have been taught is the proper
approach to civil rights legislation originating in the post-Civil
War days.
See Jones v. Alfred H. Mayer Co., 392 U.
S. 409,
392 U. S.
436-437 (1968);
United States v. Price,
383 U. S. 787
(1966);
United States v. Guest, 383 U.
S. 745 (1966). The conclusion that § 1983 provides a
remedy for deprivations under color of state law for federal
statutory as well as constitutional rights not only reflects a
straightforward and natural reading of its language, but also is
supported by our cases that have assumed or indicated in dicta that
this is the correct construction of the provision, as well as by
our decisions giving the same construction to the post-Civil War
statutes criminalizing invasions of federal rights in language
almost identical to that found in § 1983. On the other hand, the
conclusion that § 1343(3) encompasses only rights granted under
"equal rights" statutes, in addition to constitutional rights, is
compelled because of the equally plain terms of that statute and
the absence of any overriding indication in the
Page 441 U. S. 650
legislative history that these plain terms should be ignored.
The argument of my Brother POWELL that § 1983 was intended to
remedy only those rights within the "equal rights" ambit of §
1343(3) is not at all convincing with respect to the meaning to be
attached to its predecessor, § 1979 of the Revised Statutes of
1874, at the time it was adopted, much less with respect to the
construction to be accorded it in the light of developments during
the last century.
I
The first post-Civil War legislation relevant to ascertaining
the meaning of §§ 1983 and 1343(3) is the Civil Rights Act Of 1866,
14 Stat. 27. Section 1 of that Act secured to all persons, with
respect to specified rights, such as the right to contract, "the
same right . . . as is enjoyed by white citizens." Under § 2 of the
1866 Act, deprivation of these rights under color of state law was
a misdemeanor. [
Footnote 3/9]
Section 3 of the Act provided concurrent district and circuit court
jurisdiction
"of all causes, civil and criminal, affecting persons who are
denied or cannot enforce in the courts or judicial tribunals of the
State or locality where they may be any of the rights secured to
them"
by § 1. Section 3 also provided for removal of certain criminal
and civil cases from federal court. Unlike § 2, neither § 1 nor § 3
was limited to deprivations arising
Page 441 U. S. 651
under color of state law. [
Footnote 3/10]
Jones v. Alfred H. Mayer Co.,
supra, at
392 U. S.
420-437.
Because of uncertainty as to its authority under the Thirteenth
Amendment to enact the foregoing provisions, Congress, in §§ 16 and
17 of the Enforcement Act of 1870, 16 Stat. 144, substantially
reenacted §§ 1 and 2 of the 1866 Act pursuant to § 5 of the
Fourteenth Amendment, which had been ratified in the interim.
Although § 8 of the 1870 Act provided for concurrent district and
circuit court jurisdiction "of all causes, civil and criminal,
arising under this act, except as herein otherwise provided," § 18
reenacted the 1866 Act by reference, and provided that §§ 16 and 17
would be enforced according to the provisions of the 1866 Act.
Further, § 6 of the 1870 Act made it a crime to conspire to deny
any person "any right or privilege granted or secured . . . by the
Constitution or laws of the United States." In contrast to § 17
(reenacting § 2 of the 1866 Act), which criminalized only
color-of-law deprivations of the specified rights of equality
guaranteed by § 16, § 6 reached "
all of the rights and
privileges" secured by "
all of the Constitution and
all of the laws of the United States."
United States
v. Price, supra at
383 U. S. 800
(emphasis in original). [
Footnote
3/11]
Section 1 of the Civil Rights Act of 1871, following the lead of
the 1866 and 1870 Acts in opening the federal courts to remedy
deprivations of federal rights, created a new civil remedy neither
repetitive of nor entirely analogous to any of the provisions in
the earlier Civil Rights Acts. Section 1 of the 1871 Act, like § 17
of the 1870 Act, provided redress only for deprivations of rights
under color of state law. But whereas § 17 applied only where there
was deprivation of the rights of equality secured or protected by §
16 (reenacting § 1
Page 441 U. S. 652
of the 1866 Act), the new civil remedy in the 1871 Act
encompassed deprivations of "any rights, privileges, or immunities
secured by the Constitution of the United States." [
Footnote 3/12] In this respect, it was
similar to the criminal provision provided in § 6 of the 1870 Act,
which, however, encompassed invasions of any federal statutory, as
well as constitutional, right. Moreover, although the new civil
remedy did not reach deprivations under color-of-law of statutory
rights, neither did it modify or replace remedies under the 1866
and 1870 Acts for deprivations of rights of equality specified
therein, which remedies were applicable to private deprivations as
well as deprivations under color of state law, [
Footnote 3/13]
see Gressman, The Unhappy
History of Civil Rights Legislation, 50 Mich.L.Rev. 1323, 1326-1328
(1952).
Page 441 U. S. 653
As relevant for present purposes, this was the status of civil
rights legislation when the Revised Statutes of 1874 were adopted.
With respect to the matters at issue here, the 1874 revision of the
federal statutory law did not appreciably alter the substantive
rights guaranteed or secured by the federal law. Federal
constitutional rights, of course, could not have been amended by
the revision. Furthermore, insofar as material to these cases,
there were no substantive statutory rights newly created, modified,
or eliminated. [
Footnote 3/14]
Thus, § 16 of the 1870 Act, in essence a restatement of § 1 of the
1866 Act, survived, but was split into two sections of the Revised
Statutes, §§ 1977 and 1979. [
Footnote
3/15] These two sections remained a declaration of rights that
all citizens in the country were to have against each other, as
well as against their Government.
Jones v. Alfred H. Mayer
Co., 392 U. S. 409
(1968).
With respect to the remedial power of the federal courts,
however, the 1874 revision effected substantial changes [
Footnote 3/16] that are relevant to the
present discussion.
Page 441 U. S. 654
First, in the area of crimes, while § 6 of the 1870 Act
(criminalizing private as well as color-of-law conspiracies to
deprive persons of their federal constitutional or statutory
rights) was retained essentially unchanged as § 5508 of the Revised
Statutes, § 17 of the 1870 Act (the criminal provision originally
enacted as § 2 of the 1866 Act and directed solely at deprivations
under color of state law) was expanded to parallel § 5508. Section
17 had criminalized only the infringement of the specific rights of
equality guaranteed by § 16 of the 1870 Act, but the new provision,
§ 5510 of the Revised Statutes, was
"broadened to include as wide a range of rights as [§ 5508]
already did: 'any rights, privileges, or immunities, secured or
protected by the Constitution and laws of the United States.'"
United States v. Price, 383 U.S. at
383 U. S.
803.
Second, the civil remedy directed solely at deprivations under
color of law was likewise expanded to encompass all statutory, as
well as constitutional, rights. Thus, whereas § 1 of the 1871 Act
had provided for redress of color-of-law deprivations of rights
"secured by the Constitution of the United States," § 1979 of the
Revised Statutes provided a civil remedy for such deprivation of
rights secured by the "Constitution and laws," the substantive
federal rights protected thus mirroring those covered by §§ 5508
and 5510. [
Footnote 3/17] As
noted with respect to the widened scope of § 5510:
"The substantial change thus effected was made with the
customary stout assertions of the codifiers that they had merely
clarified and reorganized, without changing substance."
United States v. Price, supra, at
383 U. S. 803
(footnote omitted).
Third, the jurisdictional provisions of the various Civil Rights
Acts were split off and consolidated in the Revised Statutes.
Section 3 of the 1866 Act (reenacted under § 18 of the 1870 Act),
which provided federal jurisdiction for "all causes . . . affecting
persons . . . denied" the rights now
Page 441 U. S. 655
stated in §§ 1977 and 1978, was entirely deleted. The
jurisdictional provision of the 1871 Act, authorizing federal
courts to entertain civil suits brought pursuant thereto, became
the basis for the new jurisdictional provisions in the Revised
Statutes, which were stated separately for the district and circuit
courts. Thus, Rev.Stat. § 563(12) invested the district courts with
jurisdiction over all civil actions -- without regard to the amount
in controversy -- for any deprivation under color of state law of
any rights "secured by the Constitution of the United States, or .
. . by any law of the United States. . . ." [
Footnote 3/18] This jurisdictional grant tracked the
expanded remedy provided in § 1979.
With respect to the circuit courts, however, Rev.Stat. 629(16)
provided jurisdiction over deprivation under color of state law of
federal constitutional rights -- without regard to the amount in
controversy -- but stopped short of encompassing suits involving
violations of statutory rights, referring only to any right
"secured by the Constitution of the United States, or . . . by any
law providing for equal rights. . . ." [
Footnote 3/19] Nonetheless, the circuit courts as well
as the district courts were separately provided with criminal
jurisdiction over cases arising under §§ 5508 and 5510, both of
which reached deprivation of rights secured not only by the
Constitution, but by any law of the Union. [
Footnote 3/20]
Thus, under the Revised Statutes of 1874, the federal
circuit
Page 441 U. S. 656
courts were not empowered to entertain certain categories of
suits brought to vindicate federal statutory rights against state
invasion. Of course, at this time, neither the district nor circuit
courts had been granted general federal question jurisdiction;
rather, they existed to deal with diversity cases and suits in
specialized areas of federal law such as federal criminal
prosecutions, civil suits by the United States, and civil rights
cases. In 1875, however, Congress extended to the circuit courts
original jurisdiction, concurrent with the courts of the several
States,
"of all suits of a civil nature at common law or in equity,
where the matter in dispute exceeds, exclusive of costs, the sum or
value of five hundred dollars, and arising under the Constitution
or laws of the United States, or treaties made. . . ."
Act of Mar. 3, 1875, 18 Stat. 470. [
Footnote 3/21] Thereafter, on the face of the statutes,
the circuit courts had original jurisdiction, if the jurisdictional
amount was satisfied, over any suit arising under the Constitution
or any law of the United States, as well as jurisdiction, without
regard to the amount in controversy, of any case involving a
color-of-state law deprivation of any constitutional right or any
right secured by law providing
Page 441 U. S. 657
for equal rights. [
Footnote
3/22] The district courts had no general "arising under"
jurisdiction, but retained their original jurisdiction over suits
alleging deprivation under color of state law of any right secured
either by the Constitution or by any law of the United States,
without regard to the amount in controversy.
With the adoption of the 1911 Judicial Code, the circuit courts
were abolished, and the district courts became the sole federal
courts of first instance. The principal elements of the district
court's jurisdiction included diversity cases involving in excess
of $3,000, [
Footnote 3/23] all
cases arising under the Constitution or laws of the United States
involving in excess of $3,000, [
Footnote 3/24] all criminal offenses under the federal
law -- including those arising under Rev.Stat. §§ 5508 and 5510
[
Footnote 3/25] -- and a series
of specialized types of federal law cases having no amount in
controversy requirement. [
Footnote
3/26] Included in this latter category was § 24(14), which
provided jurisdiction for all suits at law or in equity to redress
deprivation under color of state law
"of any right, privilege, or immunity, secured by the
Constitution of the United States, or of any right secured by any
law of the United States providing for equal rights of citizens of
the United States, or of all persons within the jurisdiction of the
United States."
With minor changes in wording, this provision is now codified at
28 U.S.C. § 1343(3).
The language of Rev.Stat. § 1979 (now codified at 42 U.S.C. §
1983) remained unchanged, providing a federal
Page 441 U. S. 658
cause of action for color-of-law deprivations of any right
"secured by the Constitution and laws." On the face of the
jurisdictional statutes, then, it would appear that, after 1911, §
1983 cases could be brought in federal court under general federal
question jurisdiction if they involved the necessary amount in
controversy; otherwise, they could be entertained in federal court
only if they sought redress for deprivation of a constitutional
right or of a right under a federal statute providing for equal
rights.
II
Having examined the context in which the foregoing statutory
developments occurred, I agree with the Court that there is nothing
in the relevant provisions or in their history that should lead us
to conclude that Congress did not mean what it said in defining the
jurisdiction of the circuit and district courts in 1874 or, much
less that, in adopting the Judicial Code in 1911, Congress meant
the language "any law of the United States providing for equal
rights" to mean "any law of the United States."
By the same token, I also conclude that nothing in the history
and evolution of § 1983 leads to the conclusion that Congress did
not mean what it said in 1874 in describing the rights protected as
including those secured by federal "laws" as well as by the
"Constitution." I am, therefore, not disposed to repudiate the view
repeatedly stated in previous cases that § 1983 encompasses federal
statutory as well as constitutional entitlements. Although the
Court has not previously given extended consideration to the scope
of the rights protected by § 1983, [
Footnote 3/27] our acceptance of the plain terms of
that statute and
Page 441 U. S. 659
analogous criminal proscriptions has been consistent, and, for
over a century, Congress has not acted to rectify any purported
error in our construction of these provisions.
Until today, we have expressly declined, mot recently in
Hagans v. Lavine, 415 U. S. 528,
415 U. S.
533-535, n. 5 (1974), [
Footnote 3/28] to indicate whether Social Security Act
claims based solely on alleged inconsistency between state and
federal law might be
Page 441 U. S. 660
within the jurisdiction of the federal courts under § 1343. But
we have not doubted the propriety of challenging under the "and
laws" provision of § 1983 state action involving deprivation of
federal statutory rights. On the very day the jurisdictional issue
was reserved in
Hagans, the Court stated in
Edelman v.
Jordan, 415 U. S. 651,
415 U. S. 675
(1974):
"It is, of course, true that
Rosado v. Wyman,
397 U. S.
397 (1970), held that suits in federal court under §
1983 are proper to secure compliance with the provisions of the
Social Security Act on the part of participating States."
And in
Greenwood v. Peacock, 384 U.
S. 808,
384 U. S.
829-830 (1966), the Court noted that,
"[u]nder 42 U.S.C. § 1983 (1964 ed.), the [state] officers may
be made to respond in damages not only for violations of rights
covered by federal equal civil rights laws, but for violations of
other federal constitutional and statutory rights as well."
Other dicta recognizing that § 1983 encompasses statutory
federal rights are found in
Monell v. New York City Dept. of
Social Services, 436 U. S. 658,
436 U. S.
700-701 (1978); [
Footnote
3/29]
Mitchum v. Foster, 407 U.
S. 225,
407 U. S.
239-240, n. 30 (1972); [
Footnote 3/30]
Lynch v. Household Finance
Corp., 405 U. S. 538,
405 U. S. 543,
n. 7 (1972); [
Footnote 3/31] and
Hague v. CIO, 307 U. S. 496,
307 U. S.
525-526 (1939) (opinion of Stone, J.). [
Footnote 3/32]
Under the holding in
Hagans, supra at
441 U. S. 536,
that a federal court has power to hear a pendent claim based on the
Social
Page 441 U. S. 661
Security Act when a substantial constitutional claim is also
raised, [
Footnote 3/33] a cause
of action for the pendent statutory claim must still be "authorized
by law" in order for the claim to be cognizable in federal court
under § 1343. That cause of action in
Hagans, as in
previous decisions of this Court that have reviewed the statutory
claim, was provided by § 1983.
Likewise, our previous cases construing Rev.Stat. § 5508 (now 18
U.S.C. § 241) and Rev.Stat. § 5510 (now 18 U.S.C. § 242) -- each of
which describes the rights protected in language nearly identical
to that used in § 1983 [
Footnote
3/34] -- leave no doubt that federal statutory, as well as
constitutional, entitlements are encompassed thereby.
One of the first cases [
Footnote
3/35] construing what is now § 241 held that the rights
"secured by the Constitution or laws" included homesteading rights
granted in §§ 2289-2291 of the Revised Statutes.
United States
v. Waddell, 112 U. S. 76
(1884). [
Footnote 3/36] In
Page 441 U. S. 662
Logan v. United States, 144 U.
S. 263,
144 U. S.
293-295 (1892), the Court was noticeably careful to hold
that the right to be secure from unauthorized violence while in
federal custody was secured "by the Constitution and laws of the
United States."
Accord, In re Quarles, 158 U.
S. 532,
158 U. S. 37-538
(1895). Moreover, subsequent decisions on the scope of §§ 241 and
242, examining issues not here relevant, have cited
Waddell,
Logan, and
Quarles approvingly in the respect
considered above.
See United States v. Mosley,
238 U. S. 383,
238 U. S.
386-387 (1915);
Screws v. United States,
325 U. S. 91,
325 U. S.
108-109 (1945) (opinion of Douglas, J.);
id. at
325 U. S.
124-126, and n. 22 (opinion of Rutledge, J.);
United
States v. Williams, 341 U. S. 70,
341 U. S. 80
(1951) (
Williams II) (opinion of Frankfurter, J.);
United States v. Guest, 383 U.S. at
383 U. S. 771
(opinion of Harlan, J.);
id. at
383 U. S. 759,
n. 17;
United States v. Price, 383 U.S. at
383 U. S. 805,
n. 18.
As noted, §§ 242 and 1983 were both derived from post-Civil War
legislation providing redress for invasions of rights under color
of state law. In the Revised Statutes of 1874, § 242 was expanded
to encompass all constitutional rights, and both provisions were
expanded to encompass rights secured by federal "laws." The
color-of-law requirement in each is the same. [
Footnote 3/37] Apart from differences relating to
the nature of the remedy invoked, [
Footnote 3/38] they are commensurate.
See Monroe v.
Pape, 365 U. S. 167,
365 U. S.
183-185 (1961). Accordingly, I would hold with respect
to 42 U.S.C. § 1983, as had been impliedly held with respect to 18
U.S.C. § 242, that the term "laws" encompasses all federal
statutes. Like §§ 241 and 242, § 1983
Page 441 U. S. 663
must be deemed to have "dealt with Federal rights and with all
Federal rights, and [to have] protected them in the lump."
United States v. Mosley, supra at
238 U. S. 387.
There can be "no basis whatsoever for a judgment of Solomon which
would give to the statute less than its words command."
United
States v. Price, supra, at
383 U. S.
803.
III
It is earnestly argued, however, that 42 U.S.C. § 1983, formerly
Rev.Stat. § 1979, and 18 U.S.C. § 242, formerly Rev.Stat. § 5510,
should be read as protecting against deprivation under color of
state law only constitutional rights and rights granted under
federal "equal rights" statutes. A corollary of this argument is
that, although, in 1874, Congress expressly invested the district
courts with jurisdiction over all civil cases involving state
interference with any right secured by the Constitution or by any
federal law,
see Rev.Stat. § 563(12), Congress actually
meant to refer, in addition to the Constitution, only to equal
rights laws.
To the extent that these arguments are rooted in the notion that
the 1866 Civil Rights Act provided the outer limits of the federal
civil rights effort in the post-Civil War years, and thus
implicitly limits the reach and scope of the relevant portions of
the 1870 and 1871 Acts, they are quite unpersuasive. The 1870 Act,
it is true, reenacted the 1866 Act, but it also provided its own
unique approaches, such as that adopted in § 6, proscribing private
or public conspiracies interfering not merely with the specific
rights of equality cataloged in § 1 of the 1866 Act, but with any
right secured by federal constitutional or statutory law.
Similarly, it cannot be supposed that, in § 1 of the 1871 Act,
Congress was merely granting a private cause of action for
vindicating rights of equality with respect to enumerated
activities within state legislative power, secured by § 1 of the
1866 Act, reenacted as § 16 of the 1870 Act. The 1871 provision
granted a remedy and jurisdiction in the federal courts to protect
against state invasions of any and all constitutional rights; and
whereas
Page 441 U. S. 664
this cause of action applied only to invasions under color of
state law, the earlier provisions applied as against private
persons as well, with federal jurisdiction to hear "all causes . .
. affecting persons" denied the specific, enumerated rights. Thus,
the very limiting construction urged of the term "and laws," as
used in the Revised Statutes of 1874, cannot withstand scrutiny if
predicated upon the proposition that the sole concern of the
post-Civil War enactments was with vindicating particular rights of
equality.
The more specific basis for the argument that the scope of §
1983 should be narrowed to less than its plain terms relates to the
grant of civil rights jurisdiction to the circuit courts in the
Revised Statutes. It is asserted that, just as Congress limited the
jurisdiction of those courts to suits involving constitutional
rights or statutory rights secured in "equal rights" statutes, it
intended likewise to confine the jurisdiction of the district
courts under § 563(12), the remedy provided by § 1979, and the
criminal proscriptions in § 5510. However, the marginal notes and
cross-references in the Revised Statutes for each of these
provisions are as broad as the plain terms of the statutes
themselves, [
Footnote 3/39] and,
at least as to the civil cause of action and criminal proscription
against deprivation under color of state law, we know that the
alteration in
Page 441 U. S. 665
terms was noted on the floor of the Congress that enacted the
Revised Statutes. [
Footnote 3/40]
In fact, the marginal notations, as well as the entire statutory
scheme, indicate that, if an error was made at some point, it was
not in the drafting of § 563(12), § 1979, or § 5510, all of which
employed broad terminology reaching federal statutes, but in the
drafting of the circuit court provision. The marginal notation in
the Revised Statutes for § 629(16), like that for the district
court provision, refers to "Suits to redress deprivation of rights
secured by the Constitution
and laws. . . ." [
Footnote 3/41] (emphasis added), the
language of §§ 1979 and 5510.
Nor do I find as unambiguous and as persuasive as does my
Brother POWELL the commentary of the revisers published in 1872 in
connection with the anticipated definition of the circuit court's
jurisdiction. 1 Revision of the United States Statutes as Drafted
by the Commissioners Appointed for that Purpose 359-363 (1872)
(hereinafter Draft). The revisers went to some length to explain
their deletion of the jurisdictional language used in § 3 of the
1866 Act (reenacted by reference
Page 441 U. S. 666
in § 18 of the 1870 Act). The provision, in granting
jurisdiction for "all causes, civil and criminal, affecting
persons" denied rights, appeared, according to the revisers, to
"allow every person who is denied any civil right in the courts
of his own State to invoke the judicial power of the United States
in every kind of controversy. . . ."
1 Draft 362. The revisers explained that a literal
interpretation of such language "would involve consequences which
Congress cannot be supposed to have intended . . . ,"
id.
at 361, and further questioned whether such a broad grant of
jurisdiction was even within the limitations of Art. III, § 2, of
the Constitution, which, they noted, extended federal judicial
power only to cases "
arising under this Constitution, the laws
of the United States, and treaties. . . ." 1 Draft 362
(emphasis in original). Thus, instead of using the jurisdictional
language in § 3 of the 1866 Act, the revisers decided to track the
language in § 1 of the 1871 Act, which provided jurisdiction only
for suits involving "deprivation" of rights, rather than for all
suits involving persons denied rights.
However, the revisers drafting the circuit court provision were
not working from the new, and expanded, cause of action provided in
§ 1979, but from § 1 of the 1871 Act, which, they pointed out,
referred to deprivation of rights "
secured by the Constitution
of the United States." 1 Draft 362 (emphasis in original). If
this language were transferred verbatim to the new circuit court
jurisdictional provision,
"it might perhaps be held that only such rights as are
specifically secured by the Constitution, and not every right
secured by a law authorized by the Constitution, were here
intended. . . ."
Ibid. Thus, the revisers thought it advisable --
"deemed safer" -- to include "a reference to the civil-rights act."
My Brother POWELL is able to conclude from the foregoing [
Footnote 3/42] that
Page 441 U. S. 667
the only statutory rights the revisers had in mind -- in §§ 1979
and 5510, as well as in the district and circuit court
jurisdictional provisions -- were those catalogued in § 16 of the
1870 Act, essentially a reenactment of § 1 of the 1866 Act.
Beyond the most obvious and overriding difficulty with this
approach to statutory construction -- whereby the plain terms of
three statutes are ignored on the basis of the revisers' commentary
to a fourth and apparently inconsistent provision -- there are
several more technical problems with my Brother POWELL's approach.
First, the reference ultimately included in the circuit court
provision was not to § 16 of the 1870 Act, but to "any law
providing for equal rights . . . ," a far broader reference than
necessary to achieve what those writing the commentary apparently
intended to achieve.
Second, if the revisers' comment is to be taken at face value,
they must be held to have assumed that "every right secured by a
law authorized by the Constitution" was secured by an "equal
rights" statute, or, even more incredibly, by § 16 of the 1870 Act.
But surely my Brother POWELL cannot be suggesting that the
Constitution is so limited, and such a narrow view of the
constitutional rights protected by § 1983 has been firmly rejected
by this Court. [
Footnote
3/43]
Page 441 U. S. 668
Third, if the revisers likewise intended only to accommodate the
1866 and 1870 Acts in the district court jurisdictional provision,
§ 563(12), referring to rights secured by "any law of the United
States" was a most peculiar and clumsy way of doing so. [
Footnote 3/44]
Fourth, if, as does indeed appear from the comment relied upon,
it was the revisers' objective at least to provide jurisdiction for
all suits alleging deprivation of the specific rights guaranteed in
the 1866 and 1870 Acts, they failed in that attempt. Whereas § 3 of
the 1866 Act had provided jurisdiction for suits alleging private,
as well as color-of-law, deprivation of the rights enumerated, both
§ 629(16) and § 563(12), like § 1979, were limited to deprivations
under color of state law. [
Footnote
3/45]
Page 441 U. S. 669
In view of the foregoing ambiguities, contradictions, and
uncertainties, there is no satisfactory basis for overriding the
clear terms of the Revised Statutes. The "customary stout
assertions" of the revisers notwithstanding, it is abundantly
obvious that the 1874 revision did change the terms of certain
remedial and jurisdictional provisions. Congress was well aware of
the broadened scope of § 1 of the 1871 Civil Rights Act as
redrafted in the Revised Statutes. And, for whatever reason, the
limiting words in the circuit court jurisdictional provision were
accepted and enacted by Congress; if there was a slip of the pen,
it is more arguable that the mistake occurred here. [
Footnote 3/46]
Almost immediately, however, the circuit courts were given
general federal question jurisdiction, and in "codifying, revising,
and amending" the laws relating to the judiciary in 1911, [
Footnote 3/47] there is no indication
whatsoever that Congress acted in less than a knowing and
deliberate way in confining the jurisdiction of the district court
-- where the amount in
Page 441 U. S. 670
controversy requirement was not met -- to those color-of-law
deprivations of rights secured by the Constitution or federal equal
rights statutes. [
Footnote 3/48]
The result is that, since 1911, there have been some § 1983 suits
not cognizable under § 1343(3) and not cognizable in district court
at all unless they involve the requisite jurisdictional amount
under general federal question jurisdiction. The effect of this
amount in controversy prerequisite was and is to bar from the lower
federal courts not only certain claims against state officers, but
also many private causes of actions not involving injury under
color of law. Whatever the wisdom of precluding resolution of all
federal question cases in the federal courts -- rather than leaving
some of them to decision in the state courts (a course of action
possibly in the process of being reversed by Congress) [
Footnote 3/49] -- the uneven effect of
this policy does not warrant refusal to recognize and apply the
clear limiting language of § 1343(3).
Cf. District of Columbia
v. Carter, 409 U. S. 418
(1973).
IV
The foregoing examination of the evolution of §§ 1983 and
1343(3) demonstrates to my satisfaction that the two provisions
cannot be read as though they were but one statute. [
Footnote 3/50]
Page 441 U. S. 671
The manifest object of the Reconstruction Congress to provide a
private remedy for deprivation under color of state law of federal
rights is one reason I am disposed to give no less than full credit
to the language of § 1983. However, this conclusion that federal
statutory claims are appropriately brought under § 1983 does not
proceed to any extent from the notion that this statute, by its
terms or as perceived when enacted, "secure[s]" rights or
"provide[s] for equal rights," in the language of § 1343(3). Title
42 U.S.C. §§ 1981 and 1982, derived from § 1 of the 1866 Civil
Rights Act and codified at §§ 1977 and 1978 of the Revised
Statutes, enunciate certain rights and state that they are to be
enjoyed on the same basis by all persons. Thus, these statutes both
secure rights and provide for equal rights, whereas § 1983, derived
from § 1 of the Civil Rights Act of 1871, provides only a cause of
action -- a remedy -- for violations of federally protected
rights.
Perhaps it could be said that the very process of judicial
redress for deprivation of rights "secures" such rights and
Page 441 U. S. 672
"provides" that they shall be "equal" in the sense that they
shall be enjoyed by all persons. I agree that, without processes
for their enforcement, the rights guaranteed in the Constitution
and in federal statutes may not be fully realized. Further,
provision of remedies for denial of rights to some persons is
essential to realization of these rights for all persons. However,
a remedy -- a cause of action without more -- guarantees neither
equality nor underlying rights. It is, rather, a process for
enforcing rights elsewhere guaranteed. The substantive scope of the
rights which may be the basis for a cause of action within §
1343(3) jurisdiction is limited to the Constitution and those
federal statutes that guarantee equality of rights. The substantive
scope of the rights which may be protected and vindicated under §
1983 against contrary state action, on the other hand, includes not
only federal constitutional rights. but also all rights secured by
federal statutes unless there is clear indication in a particular
statute that its remedial provisions are exclusive, or that, for
various other reasons, a § 1983 action is inconsistent with
congressional intention.
[
Footnote 3/1]
Title 28 U.S.C. § 1343(3) provides:
"The district courts shall have original jurisdiction of any
civil action authorized by law to be commenced by any person:"
"
* * * *"
"(3) To redress the deprivation, under color of any State law,
statute, ordinance, regulation, custom or usage of any right,
privilege or immunity secured by the Constitution of the United
States or by any Act of Congress providing for equal rights of
citizens or of all persons within the jurisdiction of the United
States."
[
Footnote 3/2]
Title 42 U.S.C. § 1983 provides:
"Every person who, under color of any statute, ordinance,
regulation, custom, or usage, of any State or Territory, subjects,
or causes to be subjected, any citizen of the United States or
other person within the jurisdiction thereof to the deprivation of
any rights, privileges, or immunities secured by the Constitution
and laws, shall be liable to the party injured in an action at law,
suit in equity, or other proper proceeding for redress."
[
Footnote 3/3]
My three dissenting Brethren conclude that § 1983 is the "equal
rights" law referred to in § 1343(3). But this construction makes
superfluous § 1343(3)'s reference to constitutional claims, and
renders unnecessary the nearly precise repetition in § 1343(3) of
the recital in § 1983 specifying suits brought against action
"under color of any statute, ordinance, regulation, custom or
usage." Further, the legislative evolution of § 1343(3) cannot
support the construction urged by the dissent.
See
441
U.S. 600fn3/44|>n. 44,
infra.
[
Footnote 3/4]
This provision read:
"[A]ny person who, under color of any law, statute, ordinance,
regulation, custom, or usage of any State, shall subject, or cause
to be subjected, any person within the jurisdiction of the United
States to the deprivation of any rights, privileges, or immunities
secured by the Constitution of the United States, shall, any such
law, statute, ordinance, regulation, custom, or usage of the State
to the contrary notwithstanding, be liable to the party injured in
any action at law, suit in equity, or other proper proceeding for
redress; such proceeding to be prosecuted in the several district
or circuit courts of the United States, with and subject to the
same rights of appeal, review upon error, and other remedies
provided in like cases in such courts, under the provisions of the
act of the ninth of April, eighteen hundred and sixty-six, entitled
'An act to protect all persons in the United States in their civil
rights, and to furnish the means of their vindication;' and the
other remedial laws of the United States which are in their nature
applicable in such cases."
17 Stat. 13.
[
Footnote 3/5]
The first section of the 1871 Act provided that the rules
governing "rights of appeal" and other procedural matters would be
those provided in § 3 of the Civil Rights Act of 1866, 14 Stat. 27.
See 441
U.S. 600fn3/4|>n. 4,
supra. Section 3 of the 1866
Act required,
inter alia, that jurisdiction "shall be
exercised and enforced in conformity with the laws of the United
States, so far as such laws are suitable to carry the same into
effect."
[
Footnote 3/6]
Nor can the significance of this controversy be gainsaid. If §
1983 does not encompass the claims in these eases, then not only is
§ 1343 jurisdiction defeated, but, unless some other authority for
bringing suit were ascertained, general federal question
jurisdiction under 28 U.S.C. § 1331 also would not be available --
even were the requisite amount in controversy -- because a claim
under § 1983 would not be stated. Persons alleging inconsistency
between state welfare practices and federal statutory requirements,
or asserting state infringement of any federal statutory
entitlement unrelated to equal or civil rights, would be precluded
from having such claims heard in federal court unless authorized to
do so by the statute granting the entitlement.
In 1978, the House of Representatives passed legislation that
would remove the amount in controversy requirement in all federal
question suits under § 1331. H.R. 9622, 95th Cong., 1st Sess.
(1978).
[
Footnote 3/7]
Plaintiff recipients in both cases alleged a cause of action
under § 1983, and in each case, the District Court refused the
state officials' motion to dismiss for failure to state a claim
upon which relief could be granted. Both District Courts further
held that there was jurisdiction over the § 1983 cause of action
under 28 U.S.C. § 1343.
Houston Welfare Rights Organization v.
Vowell, 391 F.
Supp. 223 (SD Tex.1975);
418 F.
Supp. 566 (N.J 1976). On appeal, the Fifth Circuit, in No.
77-719, affirmed both these findings below, as well as the holding
for recipients on the merits of the claim under the Social Security
Act.
Houston Welfare Rights Organization v. Vowell, 555
F.2d 1219 (1977). In No. 77-5324, the Third Circuit assumed for
purposes of addressing the § 1343 issue that a cause of action was
stated under § 1983, and went on to direct dismissal for want of
jurisdiction. 560 F.2d 160 (1977). Respondents in No. 77-5324
continue to press the position that recipients have not stated a §
1983 cause of action.
[
Footnote 3/8]
See ante at
441 U. S. 616
(§ 1983 and § 1343(3) "coverage is, or at least originally was,
coextensive"). Previous cases have occasionally referred to §
1343(3) as the jurisdictional counterpart of § 1983,
see
Examining Board v. Flores de Otero, 426 U.
S. 572,
426 U. S. 583
(1976);
Lynch v. Household Finance Corp., 405 U.
S. 538,
405 U. S. 540
(1972).
[
Footnote 3/9]
Section 2 of the Civil Rights Act of 1866 provided:
"[A]ny person who, under color of any law, statute, ordinance,
regulation, or custom, shall subject, or cause to be subjected, any
inhabitant of any State or Territory to the deprivation of any
right secured or protected by this act, or to different punishment,
pains, or penalties on account of such person having at any time
been held in a condition of slavery or involuntary servitude,
except as a punishment for crime whereof the party shall have been
duly convicted, or by reason of his color or race, than is
proscribed for the punishment of white persons, shall be deemed
guilty of a misdemeanor, and, on conviction, shall be punished by
fine not exceeding one thousand dollars, or imprisonment not
exceeding one year, or both, in the discretion of the court."
14 Stat. 27.
[
Footnote 3/10]
See In re Turner, 24 F. Cas. 337 (No. 14,247) (CC Md.
1867);
United States v. Rhodes, 27 F. Cas. 785 (No. 16,
151) (CC Ky. 1866).
[
Footnote 3/11]
See, e.g., United States v. Hall, 26 F. Cas. 79 (No.
15,282) (CC SD Ala. 1871) (right of peaceable assembly and free
speech within § 6 of Civil Rights Act of 1870).
See generally
United States v. Guest, 383 U. S. 745
(1966);
United States v. Mosley, 238 U.
S. 383,
238 U. S.
387-388 (1915).
[
Footnote 3/12]
During the debate on the Civil Rights Act of 1871,
Representative Shellabarger explained that the "model" for the
provision was § 2 of the 1866 Act, which "provides a criminal
proceeding in identically the same case as this one provides a
civil remedy," Cong.Globe, 42d Cong., 1st Sess., App. 68 (1871).
However, Representative Shellabarger also stressed the broadened
scope of § 1 of the 1871 Act:
"[Section 1] not only provides a civil remedy for persons whose
former condition may have been that of slaves, but also to all
people where, under color of State law, they or any of them may be
deprived of rights to which they are entitled under the
Constitution by reason and virtue of their national
citizenship."
Ibid. See also id. at App. 216-217 (Sen.
Thurman):
"This section relates wholly to civil suits. . . . Its whole
effect is to give to the Federal Judiciary that which does not now
belong to it. . . . It authorizes any person who is deprived of any
right, privilege, or immunity secured to him by the Constitution of
the United States, to bring an action against the wrongdoer in the
Federal courts, and that without any limit whatsoever as to the
amount in controversy."
[
Footnote 3/13]
The remaining portions of the 1871 Act were directed to
suppressing the terror of the Ku Klux Klan. Section 2, which did
not have a color-of-law requirement, defined the crimes,
inter
alia, of conspiracy to prevent federal officials from
enforcing the laws of the United States, and of conspiracy to
deprive "any person or any class of persons of the equal protection
of the laws." Jurisdiction was to be in federal district or circuit
courts. In addition, § 2 provided that persons injured in violation
of such conspiracies
"or deprived of having and exercising any right or privilege of
a citizen of the United States . . . may have and maintain an
action for the recovery of damages . . such action to be prosecuted
in the proper district or circuit court of the United States, with
and subject to the same rights of appeal, review upon error, and
other remedies provided in like cases in such courts under the
provisions of"
§ 3 of the 1866 Act.
[
Footnote 3/14]
The recodification was not generally undertaken for the purpose
of altering the substantive provisions of federal law.
See
Revision of Statutes Act of 1874, § 2, 18 Stat. 113; Revision of
Statutes Act of 1866, § 1, 14 Stat. 74.
[
Footnote 3/15]
The former guaranteed to all persons "the same right" to
contract, to sue, etc., "as is enjoyed by white citizens," and to
be subject to like penalties and taxes. This provision, with minor
word changes, is now 42 U.S.C. § 1981. Revised Statutes § 1978
guaranteed to all citizens "the same right . . . as is enjoyed by
white citizens" to inherit, hold, and convey real and personal
property. This section was the precursor of 42 U.S.C.§ 1982.
[
Footnote 3/16]
See 1 C. Bates, Federal Procedure at Law 473 (1908)
("The original judiciary act, and many other federal statutes, were
badly mutilated in the revision. . . .").
[
Footnote 3/17]
Revised Statutes § 1979 read precisely as does 42 U.S.C. § 1983,
see 441
U.S. 600fn3/2|>n. 2,
supra.
[
Footnote 3/18]
Section 563(12) of the Revised Statutes provided jurisdiction
for actions alleging deprivation under color of state law of
"any right, privilege, or immunity secured by the Constitution
of the United States, or of any right secured by any law of the
United States to persons within the jurisdiction thereof."
[
Footnote 3/19]
Section 629(16) of the Revised Statutes provided jurisdiction
for suits to redress the deprivation under color of state law
of
"any right, privilege, or immunity, secured by the Constitution
of the United States, or of any right secured by any law providing
for equal rights of citizens of the United States, or of all
persons within the jurisdiction of the United States."
[
Footnote 3/20]
See Revised Statutes of 1874, §§ 563(1), 629(20).
[
Footnote 3/21]
There is remarkably little contemporaneous legislative comment
concerning the grant of federal question jurisdiction in 1875. As
originally passed by the House of Representatives, the legislation
conformed to its title, "An act regulating the removal of causes
from State courts to the circuit courts of the United States," and
dealt only with cases involving diversity of citizenship. 2
Cong.Rec. 4301-4304 (1874). However, as it emerged from the Senate
Judiciary Committee, the bill provided both for removal and for
original jurisdiction of the circuit courts of federal question
cases.
See id. at 4979. After heated debate concerning
primarily the broad venue provisions in the legislation, the Senate
enacted the bill, and directed that its title be amended to
read:
"An act to determine the jurisdiction of the circuit courts of
the United States and to regulate the removal of causes from State
courts, and for other purposes."
Id. at 4979-4988.
In conference, the House agreed to the Senate's changes in the
original legislation.
See also F. Frankfurter & J.
Landis, The Business of the Supreme Court 65-68, and n. 34
(1928).
[
Footnote 3/22]
The grant of general federal question jurisdiction, with its
$500 amount in controversy requirement, did not diminish the grants
of jurisdiction not subject to this requirement.
Lynch v.
Household Finance Corp., 405 U.S. at
405 U. S.
547-549.
[
Footnote 3/23]
§ 24(1), Judiciary Act of 1911, 36 Stat. 1091.
[
Footnote 3/24]
Ibid.
[
Footnote 3/25]
§ 24(2).
[
Footnote 3/26]
See, e.g., § 24(3) (admiralty jurisdiction); § 24(16)
(jurisdiction over certain suits involving national banks); § 24
(22) (jurisdiction over suits involving,
inter alia, labor
laws).
[
Footnote 3/27]
Until
Hague v. CIO, 307 U. S. 496
(1939), there were few cases in this Court explicitly dealing with
the scope of 42 U.S.C. § 1983, and those decisions did not raise
the issue of the meaning of the "and laws" term in the statute.
Some of the early cases were dismissed for failure to allege a
deprivation under "color of law."
See, e.g., Huntington v. City
of New York, 193 U. S. 441
(1904);
Barney v. City of New York, 193 U.
S. 430 (1904). The concept of state action relied upon
in these opinions was rejected in
Home Tel. & Tel. Co. v.
Los Angeles, 227 U. S. 278
(1913).
See also Devine v. Los Angeles, 202 U.
S. 313 (1906);
Chrystal Springs Land & Water Co.
v. Los Angeles, 177 U. S. 169
(1900) (claim that city is taking water in violation of treaty with
Mexico and federal statute; held: no federal question is raised,
because the issue involves right under state or general law). Other
cases were dismissed because the right alleged to have been denied
was not directly "secured" by the Constitution.
See, e.g.,
Carter v. Greenhow, 114 U. S. 317
(1885), holding that an action for damages against a state tax
collector did not state a cause of action under Rev.Stat. § 1979
because the right to pay taxes in coupons arose under state, rather
than federal, law; and
Bowman v. Chicago & Northwestern R.
Co., 115 U. S. 611
(1885), dismissing an appeal because the claim that a railroad had
unlawfully refused to carry goods alleged denial of a right secured
not by the Constitution, but, if at all, by a "principle of general
law" governing the obligations of common carriers,
id. at
115 U. S. 615.
In
Holt v. Indiana Mfg. Co., 176 U. S.
68,
176 U. S. 72
(1900), the Court held that a claim alleging that a tax on federal
patent rights violated the Contracts, Due Process, and Equal
Protection Clauses was not encompassed by Rev.Stat. §§ 1979 and
629(16), or § 563(12), because those provisions dealt only with
"civil rights" claims, whether asserted under the Federal
Constitution or federal statutes. Of course, this limited view of
the nature of the constitutional rights encompassed by §§ 1983 and
1343(3) has not been accepted in later cases,
see
441
U.S. 600fn3/43|>n. 43,
infra. Finally,
Giles v.
Harris, 189 U. S. 475
(1903), although holding that a federal court had no equitable
power under Rev.Stat. § 1979 to order enrollment of blacks on a
state voting list because,
inter alia, voting involved
"political rights," 189 U.S. at
189 U. S. 487,
did state that the claim that the right to vote had been denied was
within § 1979, 189 U.S. at
189 U. S. 485-486.
[
Footnote 3/28]
See also Burns v. Alcala, 420 U.
S. 575,
420 U. S. 577
n. 1 (1975);
Rosado v. Wyman, 397 U.
S. 397,
397 U. S. 404,
n. 4 (1970);
King v. Smith, 392 U.
S. 309,
392 U. S. 312
n. 3 (1968).
[
Footnote 3/29]
"[T]here can be no doubt that § 1 of the Civil Rights Act [of
1871] was intended to provide a remedy to be broadly construed,
against all forms of official violation of federally protected
rights."
[
Footnote 3/30]
"[Section 1983] in the Revised Statutes of 1874 was enlarged to
provide protection for rights, privileges, or immunities secured by
federal law as well [as those secured by the Constitution]."
[
Footnote 3/31]
"[T]he provision in the Revised Statutes was enlarged to provide
protection for rights, privileges, or immunities secured by federal
law as well [as those secured by the Constitution]."
[
Footnote 3/32]
"The right of action given by [§ 1 of the Civil Rights Act of
1871] was later . . . extended to include rights, privileges and
immunities secured by the laws of the United States as well as by
the Constitution."
[
Footnote 3/33]
The Court does not question the continuing validity of
Hagans. Indeed, the Court's remand in No. 77-719 leaves
open the opportunity for respondents to seek to amend their
complaint to allege, if they can, a nonfrivolous constitutional
claim. Their statutory claim, on which suit is authorized by §
1983, would then qualify as a pendent claim within the jurisdiction
of the District Court, as both
Rosado and
Hagans
recognize.
[
Footnote 3/34]
Title 18 U.S.C. §§ 241 and 242 encompass the same rights.
See United States v. Price, 383 U.
S. 787,
383 U. S. 797
(1966);
United States v. Guest, 383 U.S. at
383 U. S. 753;
Screws v. United States, 325 U. S. 91,
325 U. S. 119
(1945) ("There are, however, no differences in the basic rights
guarded [by §§ 241 and 242]") (opinion of Rutledge, J.).
[
Footnote 3/35]
Another early case,
United States v. Cruikshank,
92 U. S. 542
(1876), concerned convictions under what is now § 241 of persons
accused of disrupting a meeting of blacks, and proceeding to lynch
two of those who had been at the meeting. The Court held that,
because the right of peaceable assembly was an attribute of
national citizenship, 92 U.S. at
92 U. S. 551,
rather than a right granted initially by the Constitution,
deprivation of this right was not proscribed by the "Constitution
or laws" language of § 6 of the Civil Rights Act of 1870.
[
Footnote 3/36]
Three years later, the Court concluded that discrimination
against Chinese in contravention of a treaty between the United
States and China would be within the proscription of § 241 but for
the language in that statute limiting its application to denials of
the rights of "citizens."
Baldwin v. Franks, 120 U.
S. 678,
120 U. S.
690-692 (1887);
see also id. at
120 U. S. 694
(Harlan, J., dissenting).
[
Footnote 3/37]
Monroe v. Pape, 365 U. S. 167,
365 U. S. 185
(1961).
[
Footnote 3/38]
Specific intent is required for conviction under either § 241 or
§ 242.
United States v. Guest, supra at
383 U. S.
753-754;
Screws v. United States, supra. The
word "willfully" was added to § 242 in 1909, 35 Stat. 1092, but
such language has never been in § 1983.
See Monroe v. Pape,
supra at
365 U. S. 206
(opinion of Frankfurter, J.).
[
Footnote 3/39]
The marginal notation for § 563(12) states: "Suits to redress
the deprivation of rights secured by the Constitution and laws to
persons within jurisdiction of United States." Cross-cites are to §
1 of the 1871 Act, §§ 16, 18 of the 1870 Act, and § 3 of the 1866
Act; § 1 of the 1871 Act had referred to § 3 of the 1866 Act for
the rules governing appeal and other matters,
see
441
U.S. 600fn3/5|>n. 5,
supra. In addition, there is a
bracketed citation after the text of § 563(12) -- and after §
629(16) -- as follows: "[
See §§ 1977, 1979]." Rev.Stat.
95, 111 (1874).
The marginal notation for § 1979 states: "Civil action for
deprivation of rights." Section 1 of the 1871 Act is cross-cited,
and there is a bracketed citation to § 563 and § 629. Rev.Stat. 348
(1874).
The marginal notation for § 5510 states: "Depriving citizens of
civil rights under color of State laws." The cross-cite is to § 17
of the 1870 Act, and there is a bracketed citation to § 1979.
Rev.Stat. 1074 (1874).
[
Footnote 3/40]
During the discussion of the Revised Statutes in Congress,
Representative Lawrence read the relevant provisions of the
post-Civil War Acts, and then read § 1979. 2 Cong.Rec. 828-829
(1874). He went on to point out that, whereas the version of § 5510
eventually enacted by Congress referred to rights secured by the
"Constitution and laws," the revisers' initial version (that in the
1872 Draft) had referred only "to the deprivation of any right
secured or protected by section ___ of the title
civil
rights.'" Representative Lawrence explained that this initial
version
"certainly is not sufficiently comprehensive to include all
covered by the first section of the 'Ku-Klux act' of April 20,
1871, and the omission is not elsewhere supplied. . . ."
The foregoing demonstrates that the commensurate scope of §§
1979 and 5510 was purposeful; further, apparently believing that §
1 of the 1871 Act, as well as § 2 of the 1866 Act and § 17 of the
1870 Act, defined crimes, Representative Lawrence noted:
"[I]t is possible that the new consolidated section [§ 5510] may
operate differently from the three original sections in a very few
cases. But the change, if any, cannot be objectionable, but is
valuable as securing uniformity."
2 Cong.Rec. 828 (1874).
[
Footnote 3/41]
See Rev. Stat. 111 (1874).
[
Footnote 3/42]
The entire paragraph which for MR. JUSTICE POWELL provides the
key to the revisers' view of the cause of action in § 1979
reads:
"It may have been the intention of Congress to provide, by [§ 1
of the 1871 Act], for all the cases of deprivations mentioned in
the previous act of 1870, and thus actually to supersede the
indefinite provision contained in that act. But as it might perhaps
be held that only such rights as are specifically secured by the
Constitution, and not every right secured by a law authorized by
the Constitution, were here intended, it is deemed safer to add a
reference to the civil rights act."
1 Draft 362.
[
Footnote 3/43]
See Hague v. CIO, 307 U. S. 496
(1939);
Monroe v. Pape, 365 U. S. 167
(1961);
Lynch v. Household Finance Corp., 405 U.
S. 538 (1972).
Unless he is also prepared to limit the reach of constitutional
claims brought under § 1983, my Brother POWELL's construction of
that statute would not allow claims based on federal statutory law
to be heard unless they involved a right of equality, but claims
based on the Constitution could involve alleged violations of not
only the Equal Protection Clause, or even other provisions of the
Fourteenth Amendment, but also any provision of the Constitution.
It is hard to believe that Congress intended such asymmetry.
[
Footnote 3/44]
My three dissenting Brethren, concluding that § 1983 is the
"equal rights" law referred to in § 1343(3), do not attempt to
explain the broader provision in § 563(12) of the Revised Statutes.
Moreover, the revisers who added the equal rights language to the
circuit court jurisdictional provision did not have the expanded
version of the cause of action, with its "and laws" language,
before them. Thus, even if it might be considered that the term
"providing for equal rights" was intended to be a reference to § 1
of the 1871 Act, that section encompassed only constitutional
claims. Given this legislative history, the approach of the
dissent, requires, at bottom, that the word "Constitution," as used
in the 1871 Act, encompass federal statutory claims. But if this
were so, there would be no need to resort to the circuitous
construction whereby § 1983 is the "equal rights" law of §
1343(3).
[
Footnote 3/45]
In addition, the Revised Statutes added a precondition to civil
rights jurisdiction that was not included in other jurisdictional
provisions: that the suit must be "authorized by law."
See
§§ 563(12), 629(16).
See also §§ 563(11), 629(17),
providing jurisdiction for civil suits "authorized by law" against
conspiracies in violation of § 2 of the 1871 Act,
see
441
U.S. 600fn3/13|>n. 13,
supra, which section became,
with modification, § 1980 of the Revised Statutes, and is the
precursor of 42 U.S.C. § 1985. The "authorized by law" requirement,
which remains in 28 U.S.C. § 1343, appears to be another effort to
preclude suits merely "affecting" persons denied rights, because no
cause of action was provided for such suits.
Clearly, §§ 1979 and 1980 were statutes "authorizing" suits. In
addition, it is evident that the revisers considered § 1 of the
1866 Act (and § 16 of the 1870 Act) directly to authorize suits
redressing the deprivation of rights guaranteed thereunder, for the
bracketed citations after the jurisdictional provisions, §§ 563(12)
and 629(16), are to § 1977 as well as to § 1979,
see
441
U.S. 600fn3/39|>n. 39,
supra. This further supports
the proposition that § 1 of the 1871 Act did not merely authorize
civil suits to enforce the guarantees of the earlier Civil Rights
Acts,
see supra at
441 U. S.
663-664.
[
Footnote 3/46]
It should also be noted that this was not the only instance in
which the Revised Statutes of 1874 provided different circuit and
district court jurisdiction for causes which, prior to the
revision, could be heard in either court. The removal provision, §
641 of the Revised Statutes, provided for removal from a state
court only to a circuit court, even though the provision upon which
§ 641 was based, § 3 of the 1866 Act, provided for both district
and circuit court jurisdiction. Congress also failed to provide for
post-judgment removal in § 641, although such removal had been
authorized under § 3 of the 1866 Act.
See Georgia v.
Rachel, 384 U. S. 780,
384 U. S. 795
(1966).
[
Footnote 3/47]
The legislation enacting the 1911 recodification provided that
"the laws relating to the judiciary be, and they hereby are,
codified, revised, and amended . . . to read as follows. . . ." 36
Stat. 1087.
[
Footnote 3/48]
See also Note, Federal Jurisdiction Over Challenges to
State Welfare Programs, 72 Colum.L.Rev. 1404, 1423 (1972)
("Although the drafters of the 1911 Judicial Code may not have been
particularly troubled by the substantive difference between
sections 563 and 629, it seems unlikely that their choice of the
circuit court language was inadvertent or arbitrary") .
[
Footnote 3/49]
See 441
U.S. 600fn3/6|>n. 6,
supra.
[
Footnote 3/50]
I also agree with the Court that 28 U.S.C. § 1343(4) does not
provide a basis for jurisdiction over the claims in these cases.
Recognizing significant Court of Appeals authority to the contrary,
see, e.g., Andrews v. Maher, 525 F.2d 113 (CA2 1975);
Randall v. Goldmark, 495 F.2d 356 (CA1 1974);
Aguayo
v. Richardson, 473 F.2d 1090 (CA2 1973),
cert. denied sub
nom. Aguayo v. Weinberger, 414 U.S. 1146 (1974), recipients
have not contended that the welfare rights here at stake are "civil
rights" within the meaning of that statute. However, they urge
that, even if § 1983 cannot be said to "provide" for equal rights
within the meaning of § 1343(3), this cause of action does operate
to "protect" civil rights -- by authorizing redress for their
deprivation -- within the meaning of § 1343(4). Assuming,
arguendo, the validity of this distinction, the cognizance
of these claims under § 1983 is nonetheless insufficient to confer
§ 1343(4) jurisdiction. To be sure, § 1983 actions are often
brought to vindicate civil rights, and thus that section may
loosely be characterized as a civil rights statute. However, under
the view of that statute expressed in this opinion, the § 1983
cause of action is not always a civil rights cause of action, for
it is appropriately invoked to vindicate
any federal right
against deprivation under color of state law. Indeed, as noted,
recipients recognize that, in the cases at hand, § 1983 is not
being used to vindicate civil rights within the meaning of §
1343(4). Therefore, in essence, recipients would have the Court
transform statutory claims for welfare assistance into claims
seeking "protection of civil rights" on the theory that such claims
are encompassed by a statutory cause of action that, in
other cases, is invoked to protect civil rights. Such
logic is hardly compelling. The clear import of § 1343(4) is to
provide federal jurisdiction for civil rights claims, and no amount
of bootstrapping can transform these claims for welfare assistance
into civil rights claims.
MR. JUSTICE STEWART, with whom MR. JUSTICE BRENNAN and MR.
JUSTICE MARSHALL join,* dissenting.
My disagreement with the opinion and judgment of the Court in
these cases is narrow, but dispositive. Because 28 U.S.C. § 1343(3)
refers to "any Act of Congress providing for equal rights," because
42 U.S.C. § 1983 is such an Act of Congress, and because § 1983, by
its terms, clearly covers lawsuits such as the ones here involved,
I would hold that the plaintiffs properly brought these cases in
Federal District Court. [
Footnote
4/1]
Page 441 U. S. 673
First of all, it seems to me clear that this Court has already
settled the question whether § 1983 creates a cause of action for
these plaintiffs. We have explicitly recognized that the case of
"
Rosado v. Wyman, 397 U. S. 397
(1970), held that suits in federal court under § 1983 are proper to
secure compliance with the provisions of the Social Security Act on
the part of participating States."
Edelman v. Jordan,
415 U. S. 651,
415 U. S. 675.
[
Footnote 4/2] And a long line of
this Court's cases necessarily stands for that proposition.
Miller v. Youakim, 440 U. S. 125;
Quern v. Mandley, 436 U. S. 725;
Van Lare v. Hurley, 421 U. S. 338;
Edelman v. Jordan, supra; Hagans v. Lavine, 415 U.
S. 528;
Carleson v. Remillard, 406 U.
S. 598;
Jefferson v. Hackney, 406 U.
S. 535;
Carter v. Stanton, 405 U.
S. 669;
Townsend v. Swank, 404 U.
S. 282;
California Dept. of Human Resources v.
Java, 402 U. S. 121;
Dandridge
v.
Page 441 U. S. 674
Williams, 397 U. S. 471;
Rosado v. Wyman, 397 U. S. 397;
King v. Smith, 392 U. S. 309;
Damico v. California, 389 U. S. 416. I
think it is far too late in the day, therefore, to argue that the
plaintiffs in these cases did not state causes of action cognizable
in the federal courts.
Even if this impressive weight of authority did not exist,
however, and the question before us were one of first impression,
it seems clear to me that the plain language of § 1983 would
dictate the same result. For that statute confers a cause of action
for the deprivation under color of state law of "any rights . . .
secured by the Constitution and laws." Only if the legislative
history showed unambiguously that those words cannot mean what they
say would it be possible to conclude that there were no federal
causes of action in the present cases. But, as the Court correctly
states,
"the legislative history of the provisions at issue in these
cases ultimately provides us with little guidance as to the proper
resolution of the question presented here."
Ante at
441 U. S.
610.
The Court's reading of §§ 1983 and 1343(3) results in the
conclusion that Congress intended § 1983 to create some causes of
action which could not be heard in a federal court under § 1343(3),
even though §§ 1983 and 1343(3) both originated in the same statute
(§ 1 of the so-called Ku Klux Klan Act). This anomaly is quite
contrary to the Court's .understanding up to now that "the common
origin of §§ 1983 and 1343(3) in § 1 of the 1871 Act suggests that
the two provisions were meant to be, and are, complementary."
Examining Board v. Flores de Otero, 426 U.
S. 572,
426 U. S. 583.
See Lynch v. Household Finance Corp., 405 U.
S. 538,
405 U. S.
542-552.
Section 1983 is a statute "providing for equal rights." The
Revised Statutes of 1874 included § 1979, the predecessor of §
1983, in Title XXIV, entitled "Civil Rights." Several sections in
the Title, including § 1979, were cross-referenced to the
predecessors of § 1343(3), Rev.Stat. §§ 563(12) and 629(16). In the
context of the Revised Statues, the term "providing
Page 441 U. S. 675
for equal rights" found in § 629(16) served to identify the
sections of the Civil Rights Title which involved rights
enforceable through civil actions.
The Court's reasoning to the contrary seems to rely solely on
the fact that § 1983 does not create any rights. Section 1343(3)
does not require, however, that the Act create rights. Nor does it
require that the Act "provide" them. It refers to any Act of
Congress that provides "for" equal rights. Section 1983 provides
for rights when it creates a cause of action for deprivation of
those rights under color of state law. It is, therefore, one of the
statutes for which § 1343(3), by its terms, confers jurisdiction
upon the federal district courts.
Today's decision may not have a great effect on the scope of
federal jurisdiction. If the amount in controversy exceeds $10,000,
any plaintiff raising a federal question may bring an action in
federal court under 28 U.S.C. § 1331(a). Many other sections of
Title 28 confer jurisdiction upon the federal courts over statutory
questions without any requirement that a monetary minimum be in
controversy.
See, e.g., 28 U.S.C. § 1333 (admiralty and
maritime jurisdiction); 28 U.S.C. § 1334 (bankruptcy); 28 U.S.C. §
1337 (Acts of Congress regulating commerce). Still other plaintiffs
will find their way into the federal courts through jurisdictional
provisions codified with the substantive law, and not incorporated
in Title 28.
See, e.g., 12 U.S.C. § 2614 (Real Estate
Settlement Procedures Act of 1974); 15 U.S.C. § 1640(e) (Truth in
Lending Act); 42 U.S.C. § 7604 (1976 ed., Supp. I) (Clean Air Act).
Finally, even a welfare recipient with a federal statutory claim
may sue in a federal court if his lawyer can link this claim to a
substantial constitutional contention. And under the standard of
substantiality established by
Hagans v. Lavine, supra,
such a constitutional claim would not be hard to construct.
But to sacrifice even one lawsuit to the Court's cramped reading
of 28 U.S.C. § 1343(3) is to deprive a plaintiff of a
Page 441 U. S. 676
federal forum without justification in the language or history
of the law.
I respectfully dissent.
MR. JUSTICE BRENNAN and MR. JUSTICE MARSHALL believe that the
issue discussed in
441
U.S. 600fn4/2|>footnote 2 of this dissenting opinion need
not be addressed in this case. They therefore express no view of
the merits of that particular question.
* MR. JUSTICE BRENNAN and MR. JUSTICE MARSHALL do not join
441
U.S. 600fn4/2|>footnote 2.
[
Footnote 4/1]
Accordingly, I do not reach the question whether jurisdiction
may also exist by reason of § 1343(4), or the Supremacy Clause
argument. I do agree with the Court that the Social Security Act
itself is not a statute securing "equal rights" within § 1343(3) or
"civil rights" within § 1343(4). Moreover, since the Court does not
reach the merits in either of these cases, I see no need to discuss
them, except to note that the result in No. 77-5324 is clearly
controlled by
Quern v. Mandley, 436 U.
S. 725.
[
Footnote 4/2]
Mr. Justice Black, joined by THE CHIEF JUSTICE, argued in
dissent in
Rosado v. Wyman, 397 U.
S. 397,
397 U. S. 430,
that the plaintiff's claims should not be cognizable in a federal
court. They argued that primary jurisdiction to consider whether
state law comported with the Social Security Act should rest with
the Department of Health, Education, and Welfare. The dissenting
opinion did not suggest, however, that, apart from considerations
of primary jurisdiction, no cause of action existed under §
1983.
Although the Court rejected the dissent's primary jurisdiction
argument for cases brought under the Social Security Act, a similar
doctrine may restrict § 1983 suits brought for violations of other
federal statutes. When a state official is alleged to have violated
a federal statute which provides its own comprehensive enforcement
scheme, the requirements of that enforcement procedure may not be
bypassed by bringing suit directly under § 1983. For example, a
suit alleging that a State has violated Title VII of the Civil
Rights Act of 1964 must comply with the procedural requirements of
that Act, even though such a suit falls within the language of §
1983.