1. A federal district court may not abstain from exercising its
properly invoked diversity jurisdiction in a state eminent domain
case in which the exercise of that jurisdiction would not entail
the possibility of a premature and perhaps unnecessary decision of
a serious federal constitutional question, would not create the
hazard of unsettling some delicate balance in the area of
federal-state relationships, and would not even require the
District Court to guess at the resolution of uncertain and
difficult issues of state law. Pp.
360 U. S.
186-198.
2. While a proceeding to assess damages for the condemnation of
land for an airport was pending in a Pennsylvania state court, the
landowners, properly invoking jurisdiction on the ground of
diversity of citizenship, sued in a Federal District Court for a
judgment of ouster, on the ground that the taking was for private
use and therefore contrary to state law. There was no federal
constitutional question involved; the state law on the point was
clear and well settled; the case turned on the purely factual
question whether the taking was for private, rather than public,
use; and, under state procedure, the issue of the validity of the
taking could be litigated in a separate suit. However, the District
Court dismissed the suit on the ground that it should not interfere
with the administration of the affairs of a political subdivision
acting under color of state law in a condemnation proceeding.
Held: no exceptional circumstances justifying
abstention appear in this case, and the District Court should have
adjudicated the claim. Pp.
360 U. S. 186-198.
(a) The doctrine of abstention, under which a district court may
decline to exercise or postpone the exercise of its jurisdiction,
is an extraordinary and narrow exception to the duty of a district
court to adjudicate a controversy properly before it. P.
360 U. S.
188.
(b) Abdication of the obligation to decide cases can be
justified under this doctrine only in the exceptional circumstances
where the order to the parties to repair to the state court would
clearly serve an important countervailing interest. Pp.
360 U. S.
188-189.
Page 360 U. S. 186
(c) An order to the parties to repair to the state court in this
case would not entail the possibility of mooting a federal
constitutional issue or changing its posture. P.
360 U. S.
189.
(d) Adjudication of the issues in this case by the District
Court would present no hazard of disrupting federal-state
relations, since the District Court would be acting toward the
pending state condemnation proceeding in the same manner as would a
state court. Pp.
360 U. S.
189-191.
(e) The fact that this case concerns the exercise of a State's
power of eminent domain did not justify the District Court in
abstaining from exercising its jurisdiction. Pp.
360 U. S.
191-196.
(f) This case illustrates the unnecessary delay and expense that
results from refusal of the District Court to exercise its properly
invoked jurisdiction. Pp.
360 U. S.
196-197.
(g) Refusal to exercise jurisdiction could not be justified on
the ground that the state court had assumed jurisdiction over the
res, since the pending state proceeding was simply an
in personam suit to determine the amount the State should
pay for the property. P.
360 U. S.
197.
(h) A decision by the District Court holding that the taking was
invalid would not be barred by 28 U.S.C. § 2283, which provides
that a federal court may not grant an injunction to stay
proceedings in a state court except as expressly authorized by Act
of Congress or where necessary in aid of its jurisdiction or to
protect or effectuate its judgments, since respondents do not seek
an injunction in this case. Pp.
360 U. S.
197-198.
256 F.2d 241 affirmed.
MR. JUSTICE BRENNAN delivered the opinion of the Court.
This case presents the question whether a District Court may
abstain from exercising its properly invoked diversity
Page 360 U. S. 187
jurisdiction in a state eminent domain case in which the
exercise of that jurisdiction would not entail the possibility of a
premature and perhaps unnecessary decision of a serious federal
constitutional question, would not create the hazard of unsettling
some delicate balance in the area of federal-state relationships,
and would not even require the District Court to guess at the
resolution of uncertain and difficult issues of state law. We hold
that, in such circumstances, a District Court cannot refuse to
discharge the responsibility, imposed by Congress under 28 U.S.C.
§§ 1332 and 1441 to render prompt justice in cases where its
diversity jurisdiction has been properly invoked.
The Board of County Commissioners of Allegheny County,
Pennsylvania, invoked the applicable eminent domain statutes of the
State to appropriate certain property of respondents, citizens of
Wisconsin, for the alleged purpose of improving and enlarging the
Greater Pittsburgh Airport. The Board adopted the required
resolution of taking, and thereafter petitioned the Court of Common
Pleas of Allegheny County for appointment of a Board of Viewers to
assess damages for the taking. A Board of Viewers was convened, and
awarded the respondents $52,644 in compensation for their property.
Both parties appealed this award to the Common Pleas Court pursuant
to the state procedure, and that proceeding is now pending.
Subsequent to the time when the County obtained possession,
respondents learned that their property had been leased to Martin
W. Wise, Inc., allegedly for its private business use. The
applicable Pennsylvania substantive law is clear: "It is settled
law in Pennsylvania that private property cannot be taken for a
private use under the power of eminent domain."
Philadelphia
Clay Co. v. York Clay Co., 241 Pa. 305, 308, 88 A. 487;
see also Winger v. Aires, 371 Pa. 242, 89 A.2d 521;
Lance's Appeals, 55 Pa. 16.
Page 360 U. S. 188
On the basis of this settled law, respondents brought suit in
the United States District Court for the Western District of
Pennsylvania, alleging that,
"at the time of the taking, the only definite plan and purpose
of the County with regard to said land was that the same would be
leased to defendant Martin W. Wise, Inc., for the benefit of the
said lessee and for no public use,"
and seeking a judgment of ouster against the County and Martin
W. Wise, Inc., damages, and, in the alternative, an injunction
restraining the County from proceeding further in the pending state
court damage proceeding. [
Footnote
1] The District Court, although recognizing that its diversity
jurisdiction had been properly invoked, dismissed the suit on the
ground that it
"should not interfere with the administration of the affairs of
a political subdivision acting under color of State law in a
condemnation proceeding."
154 F. Supp. 628, 629. The Court of Appeals reversed, holding
that a challenge to the validity of a taking such as respondents
make in this case may, and perhaps must, be brought in an
independent suit different from the Board of Viewers proceeding to
assess damages, and that such an independent suit based on
diversity of citizenship could therefore be maintained in the
District Court. 256 F.2d 241. We granted certiorari because of the
important question presented as to whether the District Court had
discretion to abstain from the exercise of jurisdiction in the
circumstances of this case. 358 U.S. 872.
The doctrine of abstention, under which a District Court may
decline to exercise or postpone the exercise of its jurisdiction,
is an extraordinary and narrow exception to the duty of a District
Court to adjudicate a controversy properly before it. Abdication of
the obligation to decide cases can be justified under this doctrine
only
Page 360 U. S. 189
in the exceptional circumstances where the order to the parties
to repair to the state court would clearly serve an important
countervailing interest. Since no exceptional circumstances
justifying abstention appear in this case, we think that the Court
of Appeals was correct in holding that the District Court should
have adjudicated the respondents' claim.
This Court has sanctioned a federal court's postponement of the
exercise of its jurisdiction in cases presenting a federal
constitutional issue which might be mooted or presented in a
different posture by a state court determination of pertinent state
law.
See, e.g., City of Meridian v. Southern Bell Tel. &
Tel. Co., 358 U. S. 639;
Government Employees Organizing Committee v. Windsor,
353 U. S. 364;
Leiter Minerals, Inc. v. United States, 352 U.
S. 220;
Albertson v. Millard, 345 U.
S. 242;
Shipman v. DuPre, 339 U.
S. 321;
Stainback v. Mo Hock Ke Lok Po,
336 U. S. 368;
American Federation of Labor v. Watson, 327 U.
S. 582;
Alabama State Federation of Labor v.
McAdory, 325 U. S. 450;
Spector Motor Service, Inc. v. McLaughlin, 323 U.
S. 101;
Chicago v. Fieldcrest Dairies, Inc.,
316 U. S. 168;
Railroad Commission of Texas v. Pullman Co., 312 U.
S. 496. But there are no federal constitutional
questions raised in this case.
This Court has also upheld an abstention on grounds of comity
with the States when the exercise of jurisdiction by the federal
court would disrupt a state administrative process,
Burford v.
Sun Oil Co., 319 U. S. 315;
Pennsylvania v. Williams, 294 U.
S. 176, interfere with the collection of state taxes,
Toomer v. Witsell, 334 U. S. 385,
334 U. S. 392;
Great Lakes Dredge & Dock Co. v. Huffman, 319 U.
S. 293, or otherwise create needless friction by
unnecessarily enjoining state officials from executing domestic
policies,
Alabama Public Service Commission v. Southern R.
Co., 341 U. S. 341;
Hawks v. Hamill, 288 U. S. 52. But
adjudication of the issues in this case by the District Court
would
Page 360 U. S. 190
present no hazard of disrupting federal-state relations. The
respondents did not ask the District Court to apply paramount
federal law to prohibit state officials from carrying out state
domestic policies, nor do they seek the obvious irritant to
state-federal relations of an injunction against state officials.
The only question for decision is the purely factual question
whether the County expropriated the respondents' land for private,
rather than for public, use. The District Court would simply be
acting as would a court of the State in applying to the facts of
this case the settled state policy that a County may not take a
private citizen's land under the State's power of eminent domain
except for public use.
It is true that a decision by the District Court returning the
land to respondents on the ground that the taking was invalid would
interfere with the proceeding to assess damages now pending in the
state court in the sense that the damage proceeding would be
mooted, since the County would no longer have the land. But this
interference, if properly called interference at all, cannot
justify abstention, since exactly the same suit to contest the
validity of the taking could be brought in a state court different
from the one in which the damage proceeding is now pending. It is
perfectly clear under Pennsylvania law that the respondents could
have challenged the validity of the taking, on the ground that it
was not for public purposes, in a suit brought in a Court of Common
Pleas independent of the damage proceedings pending on appeal from
the Board of Viewers. The Court of Appeals' opinion instructs us as
to the state procedure which would have applied if respondents had
chosen the state forum:
"These [Pennsylvania] authorities establish the propriety, if
not the necessity, of testing the validity of a condemnation in a
proceeding in the Pennsylvania courts independent of that in which
compensation is awarded."
256 F.2d at 243. Again, the Court of Appeals stated:
Page 360 U. S. 191
"the question involved before the federal court need not, and
perhaps cannot, be raised in the pending state action. . . ."
Ibid. We, of course, usually accept state law as found by
the Court of Appeals,
see Propper v. Clark, 337 U.
S. 472;
The Tungus v. Skovgaard, 358 U.
S. 588,
358 U. S. 596,
and we have no hesitancy in doing so here where there is no
indication that its conclusion as to the state law is not correct.
[
Footnote 2] The issues of
validity and damage are triable separately not because federal
jurisdiction has been invoked, but because they are triable
separately under the Pennsylvania law. Respondents, it bears
repetition, could have brought this very suit in a state court
different from the one in which the damage proceeding is pending,
and an adjudication of that validity suit by the state court would
have the same effect on the pending damage proceeding as will the
federal court adjudication. Instead of bringing such a suit in the
state court, respondents exercised their right under 28 U.S.C. §
1332 to institute the equivalent suit in the District Court based
on diversity of citizenship. Certainly considerations of comity are
satisfied if the District Court acts toward the pending state
damage proceeding in the same manner as would a state court.
It is suggested, however, that abstention is justified on
grounds of avoiding the hazard of friction in federal-state
relations any time a District Court is called on to adjudicate a
case involving the State's power of eminent domain, even though, as
in this case, the District Court would simply be applying state law
in the same manner as would a state court. But the fact that a case
concerns
Page 360 U. S. 192
a State's power of eminent domain no more justifies abstention
than the fact that it involves any other issue related to
sovereignty. Surely eminent domain is no more mystically involved
with "sovereign prerogative" than a State's power to regulate
fishing in its waters,
Toomer v. Witsell, 334 U.
S. 385, its power to regulate intrastate trucking rates,
Public Utilities Commission of California v. United
States, 355 U. S. 534, a
city's power to issue certain bonds without a referendum,
Meredith v. Winter Haven, 320 U.
S. 228, its power to license motor vehicles,
Chicago
v. Atchison, T. & S.F. R. Co., 357 U. S.
77, and a host of other governmental activities carried
on by the States and their subdivisions which have been brought
into question in the Federal District Courts despite suggestions
that those courts should have stayed their hand pending prior state
court determination of state law.
Furthermore, the federal courts have been adjudicating cases
involving issues of state eminent domain law for many years without
any suggestion that there was entailed a hazard of friction in
federal-state relations. A host of cases, many in this Court, have
approved the decision by a federal court of precisely the same kind
of state eminent domain question which the District Court was asked
to decide in this case. This Court approved such a decision as
early as 1878 [
Footnote 3] in
Boom Co. v.
Patterson, 98
Page 360 U. S. 193
U.S. 403. There, the petitioner, a private corporation
authorized to utilize the State's power of eminent domain, moved in
a state court to condemn respondent's land. Both parties appealed
from an award by Commissioners, as provided by the relevant state
statute, to a state court for a trial
de novo. At this
point, respondent removed the case to a federal court on the basis
of diversity of citizenship. This Court, while recognizing that
eminent domain is "an exercise by the State of its sovereign right
. . . , and with its exercise the United States . . . has no right
to interfere . . . ," held that the removal was proper and that the
federal court correctly adjudicated the issues involved. The Court
concluded:
"But, notwithstanding the right is one that appertains to
sovereignty, when the sovereign power attaches conditions to its
exercise, the inquiry whether the conditions have been observed is
a proper matter for judicial cognizance. If that inquiry take the
form of a proceeding before the courts between parties, . . . there
is a controversy which is subject to the ordinary incidents of a
civil suit, and its determination derogates in no respect from the
sovereignty of the State."
98 U.S. at
98 U. S. 406.
This rationale was subsequently applied by this Court to uphold
adjudication of state eminent domain proceedings involving suits
between diverse parties in the federal courts even though the
procedures available would not be the same as those provided
Page 360 U. S. 194
by the state practice,
Searl v. School District No. 2,
124 U. S. 197, and
even though the case involved the power of the condemning authority
to take the property,
Pacific Railroad Removal Cases,
115 U. S. 1,
115 U. S.
17-23.
It is now settled practice for Federal District Courts to decide
state condemnation proceedings in proper cases despite challenges
to the power of the condemning authority to take the property. This
Court has approved of the practice many times.
East Tennessee,
Va. & Ga. R. Co. v. Southern Telegraph Co., 112 U.
S. 306;
Clinton v. Missouri P. R. Co.,
122 U. S. 469;
Upshur County v. Rich, 135 U. S. 467,
135 U. S.
475-477 (dictum);
Martin's Adm'r v. Baltimore &
Ohio R. Co., 151 U. S. 673,
151 U. S. 683
(dictum);
Madisonville Traction Co. v. St. Bernard Mining
Co., 196 U. S. 239;
Mason City and Fort Dodge R. Co. v. Boynton, 204 U.
S. 570;
Commissioners of Lafayette County v. St.
Louis Southwestern R. Co., 257 U. S. 547
(dictum);
Cincinnati v. Vester, 281 U.
S. 439.
Cf. Risty v. Chicago, R.I. & P. R.
Co., 270 U. S. 378.
Trial of state eminent domain cases has become a common practice in
the federal courts. [
Footnote
4] Indeed, Rule 71A of the Federal Rules of Civil
Procedure,
Page 360 U. S. 195
adopted by the Court in 1951, provides a detailed procedure for
use in eminent domain cases in the Federal District Courts, and
specifically provides, in subsection (k),
"The practice as herein prescribed governs in actions involving
the exercise of the power of eminent domain under the law of a
state, provided that if the state law makes provision for trial of
any issue by jury, or for trial of the issue of compensation by
jury or commission or both, that provision shall be followed."
This Rule makes perfectly clear, as do the Notes of the Advisory
Committee on Rules pertaining to it, [
Footnote 5] that this Court, when it adopted the Rule,
intended that state eminent domain cases, including those which
raised questions of authority to take land, would be tried in the
Federal District Courts if jurisdiction was properly invoked. This
was confirmed by this Court's opinion in
Chicago, R.I. & P.
R. Co. v. Stude, 346 U. S. 574.
Although holding that the respondent could not remove a state
condemnation case to the Federal District Court on diversity
grounds because he was the plaintiff in the state proceeding, the
Court clearly recognized that the defendant in such a proceeding
could remove in accordance with § 1441 and obtain a federal
adjudication of the issues involved.
There is no suggestion that the state eminent domain proceedings
tried in the federal courts, both before and after promulgation of
the Rule 71A procedures, have resulted in misapplication of state
law, inconvenience, or friction with the States. Rule 71A was
adopted only after a thorough investigation of eminent domain
practice in the federal courts, [
Footnote 6] and its provision for trying state
Page 360 U. S. 196
eminent domain cases in the District Courts necessarily reflects
a conclusion that this practice is unobjectionable.
Aside from the complete absence of any possibility that a
District Court adjudication in this case would necessitate decision
of a federal constitutional issue or conflict with state policy,
the state law that the District Court was asked to apply is clear
and certain. All that was necessary for the District Court to
dispose of this case was to determine whether, as a matter of fact,
the respondents' property was taken for the private use of Martin
W. Wise, Inc. The propriety of a federal adjudication in this case
follows
a fortiori from the established principle that
Federal District Courts should apply settled state law without
abstaining from the exercise of jurisdiction even though this
course would require decision of difficult federal constitutional
questions.
Chicago v. Atchison, T. & S.F. R. Co.,
357 U. S. 77;
Public Utilities Commission of California v. United
States, 355 U. S. 534;
Toomer v. Witsell, 334 U. S. 385.
The undesirability of a refusal to exercise jurisdiction in the
absence of exceptional circumstances which clearly justify an
abstention is demonstrated by the facts of this case. Respondents
have consumed considerable time and expense in pursuing their claim
that their property has been unlawfully taken. To order them out of
the federal court would accomplish nothing except to require still
another lawsuit, with added delay and expense for all parties. This
would be a particular hardship for the respondents, who, besides
incurring the added expense, would also suffer a further prolonged
unlawful denial of the possession of their property if ultimately
they prevail against the County and its lessee. It exacts a severe
penalty from citizens for their attempt to exercise rights of
access to the federal courts granted them by Congress to deny them
"that promptness of decision
Page 360 U. S. 197
which, in all judicial actions, is one of the elements of
justice."
Forsyth v. Hammond, 166 U.
S. 506,
166 U. S.
513.
Two other contentions raised by the County can be disposed of
quickly. The County argues that the Board of Viewers has
established jurisdiction over the land in question, and thus the
rule applies that, when one court has assumed jurisdiction over a
res, no other court will undertake to enter a judgment
which might be incompatible with the disposition ultimately to be
made by the first court. The short answer to this contention is
that the Board of Viewers, under Pennsylvania law, does not have
in rem jurisdiction over property. This is apparent from
the fact that an independent proceeding lies to question the
validity of the taking of property which is the subject of a Board
of Viewers' proceeding. The "damage" proceeding is simply an
in
personam suit to determine what the State must pay for
property it appropriates; it does not require or contemplate
control of the
res by the Board of Viewers.
The County also urges that a decision by the District Court
holding the taking to be invalid would be barred by 28 U.S.C. §
2283. That section provides:
"A court of the United States may not grant an injunction to
stay proceedings in a State court except as expressly authorized by
Act of Congress, or where necessary in aid of its jurisdiction, or
to protect or effectuate its judgments."
The County's theory is that a holding that the taking was
invalid and an order reconveying the land to respondents would be
res judicata on the parties in the Board of Viewers'
proceedings. Since the County would no longer have the land, that
proceeding to determine the compensation due for the taking of the
land would be mooted. But it has been firmly established under the
language of
Page 360 U. S. 198
§ 2283, which has, in substance, been in force since first
enacted in § 5 of the Act of March 2, 1793, [
Footnote 7] that a federal suit is not barred
merely because a holding in the case might be
res judicata
on the same parties litigating the same issue in a state court, and
thereby moot the state proceeding.
Kline v. Burke Construction
Co., 260 U. S. 226,
settled the governing principle. In that case, diversity
jurisdiction had been invoked to adjudicate an alleged breach of
contract. The defendant in the federal court proceeding had
initiated a suit in a state court to adjudicate the same issue. The
Court of Appeals ruled that the Federal District Court should have
issued a requested injunction to stay the state court proceedings.
This Court held that a statute similar to present § 2283 barred the
injunction, but that the District Court could adjudicate the breach
of contract issue even though its holding would be decisive of the
state case. The Court stated that
"the rule . . . has become generally established that, where the
action first brought is
in personam and seeks only a
personal judgment, another action for the same cause in another
jurisdiction is not precluded."
260 U.S. at
260 U. S. 230.
Congress, in enacting § 2283, expressed no intention to modify this
firmly established principle. Thus, there is no reason to expand
the plain wording of § 2283, which bars only injunctions designed
to stay state court proceedings. The respondents' suit in the
District Court was for a judgment of ouster. They abandoned the
claim for an injunction against the state court and against the
County. It follows that § 2283 would not bar the relief requested
in the District Court.
Affirmed.
Page 360 U. S. 199
[
Footnote 1]
The prayer for injunctive relief was expressly abandoned in oral
argument before this Court.
[
Footnote 2]
The Court of Appeals' conclusion as to the Pennsylvania law is
amply supported by Pennsylvania authorities.
E.g., Spann v.
Joint Boards of School Directors, 381 Pa. 338, 113 A.2d 281;
Pioneer Coal Co. v. Cherrytree & D. R. Co., 272 Pa.
43, 116 A. 45;
Philadelphia Clay Co. v. York Clay Co., 241
Pa. 305, 88 A. 487.
See also 14 Standard Pa.Practice, c.
71, §§ 230, 231, 233, 235.
[
Footnote 3]
The basis for federal court adjudication of state eminent domain
proceedings was established even before this. In
Suydam v.
Broadnax, 14 Pet. 67;
Union Bank
v. Jolly's Adm'rs, 18 How. 503; and
Hyde v. Stone,
20 How. 170, this Court held that the federal courts would decide
diversity cases even though they involved issues, such as the
validity of a will, which were peculiarly within the State's
competence to regulate. The principles were clearly settled in
Gaines v. Fuentes, 92 U. S. 710.
That case concerned a suit "to annul [a will] . . . as a muniment
of title, and to limit the operation of the decree admitting it to
probate." 92 U.S. at
92 U. S. 20. The
case, originally brought in a state court, was removed to a federal
court on the basis of diversity of citizenship. This Court upheld
the removal on the ground that, although the State had authority to
establish the substantive law relevant to the validity of wills and
the procedure by which wills were to be contested, if, under the
scheme developed by the State, a controversy arose between citizens
of different States, the federal courts would adjudicate that
controversy. These principles were further articulated in
Chicot County v. Sherwood, 148 U.
S. 529. This Court has often upheld federal court
determinations of state law concerning wills,
e.g., Ellis v.
Davis, 109 U. S. 485;
Hess v. Reynolds, 113 U. S. 73, even
when the State itself claimed the decedent's property by escheat,
McClellan v. Carland, 217 U. S. 268.
[
Footnote 4]
E.g., Wabash R. Co. v. Duncan, 170 F.2d 38;
Franzen
v. Chicago, M. & St. P. R. Co., 278 F. 370;
In re
Bensel, 206 F. 369;
Broadmoor Land Co. v. Curr, 142
F. 421;
South Dakota Cent. R. Co. v. Chicago, M. & St. P.
R. Co., 141 F. 578;
Chicago, R.I. & P. R. Co. v. 10
Parcels of Real Estate Located in Madison County, Iowa, 159 F.
Supp. 140;
Williams Live Stock Co. v. Delaware, L. & W. R.
Co., 285 F. 795;
Deepwater R. Co. v. Western Pocahontas
Coal & Lumber Co., 152 F. 824;
Union Terminal R. Co.
v. Chicago, B. & Q. R. Co., 119 F. 209;
Kirby v.
Chicago & N.W. R. Co., 106 F. 551;
Sugar Creek, P.B.
& P.C. R. Co. v. McKell, 75 F. 34;
Kansas City &
T. R. Co. v. Interstate Lumber Co., 37 F. 3;
Mineral Range
R. Co. v. Detroit & Lake Superior Copper Co., 25 F. 515;
City of Chicago v. Hutchinson, 15 F. 129.
Cf. Kaw
Valley Drainage District v. Metropolitan Water Co., 186 F.
315;
Fishblatt v. Atlantic City, 174 F. 196;
Adams v.
City of Woburn, 174 F. 192;
Kansas City v. Hennegan,
152 F. 249.
See also 7 Moore's Federal Practice (2d ed.) §
71 A. 11; 6 Nichols on Eminent Domain (3d ed.) § 27.8(2).
[
Footnote 5]
Note to Subdivision (k), Notes to Rule 71A of Advisory Committee
on Rules, printed at 28 U.S.C.A. Rule 71A (1958 Pocket Part).
[
Footnote 6]
See Notes to Rule 71A of Advisory Committee on Rules,
note 8,
supra; see also 7 Moore's Federal Practice (2d
ed.) § 71 A. 120; 64 Yale L.J. 600.
[
Footnote 7]
The language of 28 U.S.C. § 2283 has been retained substantially
unchanged from its original form in § 5 of the Act of March 2,
1793, 1 Stat. 334-335. For a discussion of its origin and history,
see Toucey v. New York Life Ins. Co., 314 U.
S. 118.
MR. JUSTICE CLARK, with whom MR. JUSTICE BLACK, MR. JUSTICE
FRANKFURTER, and MR. JUSTICE HARLAN join, dissenting.
The Court says that, under the peculiar facts of this case, the
trial judge has abused his discretion in abstaining from trying the
issue involved here, which is presently pending in a previously
filed state case between the same parties. I see nothing in the
facts that reveals any clear abuse of discretion. In fact, the
disruption of the State's processes by the refusal of the Court in
the circumstances of this case to permit the application of modern
businesslike procedures in the administration of the federal
diversity jurisdiction requires my dissent.
Allegheny County, a subdivision of the State of Pennsylvania,
took action under its state law to acquire property owned by
respondents which was allegedly necessary for the enlargement of
its greater Pittsburgh Airport. The respondents made no effort to
remove that action to the federal court. If that had been done, the
entire case would have been subject to trial in the federal court.
Instead, however, the respondents appeared in the state case and
contested the issue of damages for the taking, but raised no
objection whatever to its validity. Both parties appealed from an
award of $52,644 in damages and demanded a trial
de novo
in the State's Court of Common Pleas. The County thereupon entered
upon the property and began its improvement. A year later,
respondents filed this suit in the federal court attacking the
validity of the County's taking in the state suit. [
Footnote 2/1]
Page 360 U. S. 200
The Court requires the County to litigate that sole issue in the
federal court while the state court holds in abeyance the original
case involving the taking as well as the damages therefor.
Thus, the state suit is split, the validity of the taking being
involved in the federal court as well as the state proceeding,
while the amount of damages remains for the state court alone.
Admittedly the federal court cannot obtain jurisdiction over the
latter. As a result, the County now has two lawsuits on its hands,
one involving half of its state case, will be tried in the federal
court, while the remainder pends in the state court. If it finally
prevails in the federal court, after two or three more years of
delay incident to trial and appeal, still it must go back to its
state case and try the issue of damages. If the County loses in the
federal court, it must nevertheless go back to the state court and
start all over again with a new action or an amendment of the old
one. This is true because the plans, as shown in the record,
indicate clearly that the County will be obliged to take
respondents' property, because it is situated adjacent to the old
entrance to the airport and would be necessary for the proposed
enlargement. The latter course would inevitably lead to greater
damages, as well as additional years of delay, all of which would
be occasioned by the action today.
The Court describes this needless merry-go-round of technical
procedures as preventing "added expense [and] . . . further
prolonged unlawful denial of the possession of their [respondents']
property. . . ." Obviously, just the opposite is true. The
respondents, by not removing the case to the federal court, but
rather by waiting a year before filing the present suit, have now
delayed the
Page 360 U. S. 201
County for over three years, [
Footnote 2/2] and bid fair to extend that period for at
least two more under the ruling of this Court. On the other hand,
if the Court required respondents to proceed in the state suit, all
of the issues between the parties would be settled in the one suit,
even if respondents persisted -- as the Court holds is their right
-- in filing a separate suit in the state court over the validity
of the taking. That suit could easily be consolidated with the
original case, and the validity of the taking, as well as the
damages therefor, could be settled at one trial. This, of course,
cannot be done when one of the cases is in the federal court and
the other in the state. This points up the fallacy of the Court's
conclusion that
"considerations of comity are satisfied if the [Federal]
District Court acts toward the pending state damage proceeding in
the same manner as would a state court."
It is, indeed, a poor way to administer justice, especially
where a subdivision of the State is involved.
In short, I say that, under the peculiar facts of this case, the
"exceptional circumstances" of which the majority speaks are
present. An "order to the parties to repair to the state court
would clearly serve an important countervailing interest," namely,
the orderly and businesslike administration of justice, as well as
the comity due Pennsylvania's courts.
As to the latter consideration, the Court bottoms its decision
to make the County split its case between the two jurisdictions on
the proposition that respondents "abandoned the claim for an
injunction against the state
Page 360 U. S. 202
court and against the County." But the reality of the situation
is that the state court, which has already abstained for three
years at the urging of respondents, may now decide that it should
proceed to hear and determine both the issues of validity and
damages which are and have been pending in the state case. If it
did so, there would result an unseemly race between the forums and
a head-on collision between the state and federal courts. The
latter would be moving by way of ejectment, and the former by way
of condemnation, over the same property and involving the same
parties. Still, since, as the majority says, "the plain wording of
§ 2283 . . . bars . . . injunctions," this unseemly spectacle could
not be stopped, and would result in "needless friction with state
policies."
Railroad Commission of Texas v. Pullman Co.,
312 U. S. 496,
312 U. S. 500
(1941). In view of these circumstances, peculiar to this case,
there is nothing here to show that the trial court clearly abused
its discretion, and I would therefore reverse the Court of Appeals
and reinstate the judgment of the trial judge.
[
Footnote 2/1]
The grounds are obviously frivolous. Respondents urge that the
County's leasing to its contractor of a strip 75' x 150' out of the
8 acres condemned amounts to an abandonment of its taking for
"public use." The record shows that the lease was made in order to
permit the contractor to use this small strip for storage and
concentration of supplies of the contractor in the performance of
his duties under the contract with the County for the improvement
and enlargement of the Greater Pittsburgh Airport.
[
Footnote 2/2]
The record does not reveal whether the County has proceeded with
its improvements or not. If it has not, the respondents' action in
filing this suit, and which the Court approves, has delayed a much
needed improvement for over three years. If it has proceeded to
complete the improvement, the County has still been delayed in
obtaining final title to the property for all these years, all
because of this frivolous action of the respondents.