Appellants, voters in the four congressional districts in
Manhattan Island, brought suit before a three-judge District Court
challenging the constitutionality of part of New York's 1961
congressional apportionment statute. They charged that, in
violation of the Due Process and Equal Protection Clauses of the
Fourteenth Amendment and in violation of the Fifteenth Amendment,
irregularly shaped districts were drawn with racial considerations
in mind, resulting in one district which excluded non-white
citizens and those of Puerto Rican origin, who were largely
concentrated in one of the other districts.
Held: Finding of District Court that appellants had
failed to show that the challenged part of the apportionment act
was a "state contrivance" to segregate on the basis of race or
place of origin, that the New York Legislature was motivated by
racial considerations or that, in fact, it drew the districts on
racial lines was not clearly erroneous. Pp.
376 U. S.
53-58.
(a) Where the evidence was "equally, or more, persuasive" that
racial considerations had not motivated the State Legislature than
that such considerations had motivated the Legislature, the
findings of the District Court that the appellants had failed to
prove their case will not be disturbed. Pp.
376 U. S.
56-57.
(b) The high concentration in one area of colored and Puerto
Rican voters made it difficult to draw districts to approximate an
equal division of these groups among the districts, even assuming
that to be permissible. P.
376 U. S. 57.
211 F.
Supp. 460 affirmed.
Page 376 U. S. 53
MR. JUSTICE BLACK delivered the opinion of the Court.
Appellants, citizens and registered voters of New York's
Seventeenth, Eighteenth, Nineteenth, and Twentieth Congressional
Districts, all in New York County (the Island of Manhattan),
brought this action in the United States District Court for the
Southern District of New York challenging the constitutionality of
that part of Chapter 980 of New York's 1961 congressional
apportionment statute which defined these four districts. [
Footnote 1] The Governor and several
other New York state officials were named as defendants.
Congressman Adam Clayton Powell, who represents the Eighteenth
Congressional District, and several other New York County political
leaders were permitted to intervene as defendants supporting the
constitutionality of the apportionment act. Appellants charged that
the part of the New York Act in question deprived them of rights
guaranteed by the Due Process and Equal Protection Clauses of the
Fourteenth Amendment and by the Fifteenth Amendment, which provides
that
"The right of citizens of the United States to vote shall not be
denied or abridged by the United States or by any State on account
of race, color, or previous condition of servitude."
Their complaint alleged that:
"Chapter 980 establishes irrational, discriminatory and unequal
Congressional Districts in the County of New York and segregates
eligible voters by race and place of origin. It is contrived to
create one district, the 17th Congressional District, which
excludes
Page 376 U. S. 54
non-white citizens and citizens of Puerto Rican origin and which
is over-represented in comparison to the other three districts in
the County of New York. The 18th, 19th and 20th Congressional
Districts have been drawn so as to include the overwhelming number
of non-white citizens and citizens of Puerto Rican origin in the
County of New York and to be underrepresented in relation to the
17th Congressional District. [
Footnote 2]"
The case was heard by a District Court of three judges. During
these hearings, counsel for appellants made it clear that their
case did not depend on "underrepresentation because of the
variation in the size of the Congressional districts"; it was,
rather, he said, "a case of ghettoizing the Island of Manhattan" so
as "to create a white Congressional district and a non-white
Congressional district." "I think," counsel said,
"the only province of the Court in this area is to determine
whether or not these districts have been created with racial
considerations in mind, and, if they have, or if the results of
this districting, the effect of the statute is to create racially
segregated areas, we maintain that it violates the Fourteenth and
Fifteenth Amendments."
Appellants offered maps, statistics, and some oral evidence
designed to prove their charge that it was impossible to have
districts such as these were unless they "were drawn with regard to
race." The statistics showed that the Eighteenth District contained
86.3% Negroes and Puerto Ricans; the Nineteenth, 28:5%; the
Twentieth, 27.5%; and the Seventeenth, 5.1%. The evidence also
showed irregularities in the boundaries of the districts, and some
variation
Page 376 U. S. 55
in population among the four. [
Footnote 3] Appellees presented no oral testimony, but did
offer historical maps, a table from the Bureau of the Census, and a
message from the President to the Congress on the subject of
congressional apportionment.
A majority of the District Court found that appellants had not
made out their case on the crucial factual issues. [
Footnote 4] Judge Moore broadly found
that
"[n]o proof was offered by any party that the specific
boundaries created by Chapter 980 were drawn on racial lines, or
that the Legislature was motivated by considerations of race, creed
or country of origin in creating the districts. [
Footnote 5]"
He concluded,
"Plaintiffs having failed upon the facts and the law to
establish any violation of their constitutional rights as a result
of the action of the New York Legislature in enacting Chapter 980
of the Laws of 1961, the complaint must be dismissed. [
Footnote 6]"
Judge Feinberg concurred in Judge Moore's result because he,
too, believed that appellants had
"not met their burden of proving that the boundaries of the new
17th, 18th, 19th, and 20th Congressional Districts were drawn along
racial lines, as they alleged. . . ."
"
* * * *"
"Plaintiffs did introduce evidence which might justify an
inference that racial considerations motivated the 1961
reapportionment of congressional districts in Manhattan. However,
other inferences, as set forth below, are equally or more
justifiable. Plaintiffs have a difficult burden to meet in
attacking
Page 376 U. S. 56
the constitutionality of this state statute. . . . Upon
analysis, I do not think that burden has been met."
"
* * * *"
"In short, based upon the entire record, I do not feel that
plaintiffs have proved their case. [
Footnote 7]"
Judge Murphy dissented. He viewed the evidence as "tantamount,
for all practical purposes, to a mathematical demonstration" that
the legislation was "solely concerned with segregating" white
voters from colored and Puerto Rican voters "by fencing colored and
Puerto Rican citizens out of the 17th District and into a district
of their own (the 18th)," and as establishing
"
per se a
prima facie case of a legislative
intent to draw congressional district lines in the 17th and 18th
Districts on the basis of race and national origin. [
Footnote 8]"
While a number of other matters have been discussed, we find it
necessary to decide only the first question presented in the
jurisdictional statement, namely
"[w]hether appellants sustained their burden of proving that the
portion of Chapter 980 . . . which delineates the boundaries of the
Congressional districts in Manhattan Island segregates eligible
voters by race and place of origin in violation of the Equal
Protection and Due Process Clauses of the Fourteenth Amendment and
in violation of the Fifteenth Amendment."
We accept the findings of the majority of the District Court
that appellants failed to prove that the New York Legislature was
either motivated by racial considerations or in fact drew the
districts on racial lines.
Compare Gomillion v. Lightfoot,
364 U. S. 339. It
may be true, as Judge Feinberg thought, that there was evidence
which could have supported inferences that racial considerations
might have moved the
Page 376 U. S. 57
state legislature, but, even if so, we agree that there also was
evidence to support his finding that the contrary inference was
"equally, or more, persuasive." [
Footnote 9] Where there are such conflicting inferences,
one group of them cannot, because labeled as "
prima facie
proof," be treated as conclusive on the fact finder so as to
deprive him of his responsibility to choose among disputed
inferences. And this is true whether the conflicting inferences are
drawn from evidence offered by the plaintiff, or by the defendant,
or by both.
Hernandez v. Texas, 347 U.
S. 475, does not support the dissenting view of Judge
Murphy that appellants' evidence here established a
prima
facie case compelling the District Court, despite conflicting
inferences which could be drawn from that evidence, to find that
New York created these districts on the basis of race and place of
origin.
Hernandez followed the rule laid down in
Norris v. Alabama, 294 U. S. 587, and
other cases, [
Footnote 10]
that proof of a long-continued state practice of not calling
Negroes as jurors made out a
prima facie case sufficient
to justify, but not necessarily to compel, a finding of
discrimination on account of race. The conclusion of racial
discrimination in those cases was reached only after an appraisal
of this practice along with all the circumstances. It is plain to
us that the District Court was not compelled to find that these
districts were the product of a state contrivance to discriminate
against colored or Puerto Rican voters. As the majority below
pointed out, the concentration of colored and Puerto Rican voters
in one area in the county made it difficult, even assuming it to be
permissible, to fix districts so as to have anything like an equal
division of these voters among the districts. [
Footnote 11] Undoubtedly some of these voters,
as shown by this lawsuit,
Page 376 U. S. 58
would prefer a more even distribution of minority groups among
the four congressional districts, but others, like the intervenors
in this case, would argue strenuously that the kind of districts
for which appellants contended would be undesirable, and, because
based on race or place of origin, would themselves be
unconstitutional.
We accept the District Court's finding that appellants have not
shown that the challenged part of the New York Act was the product
of a state contrivance to segregate on the basis of race or place
of origin. That finding was crucial to appellants' case as they
presented it, and for that reason their challenge cannot be
sustained. We do not pass on the question which appellants have not
presented here, that is, whether the state apportionment is
constitutionally invalid because it may fail in its objective to
create districts based as nearly as practicable on equal
population. [
Footnote 12]
See Wesberry v. Sanders, ante, p.
376 U. S. 1. Since
no such challenge has been urged here, the issues have not been
formulated to bring it into focus, and the evidence has not been
offered or appraised to decide it, our holding has no bearing on
that wholly separate question.
The judgment dismissing the complaint is
Affirmed.
[
Footnote 1]
N.Y.State Law, ยง 111.
[
Footnote 2]
The complaint also stated that unconstitutional districting had
existed for many years, but that repeated efforts to bring about
legislative correction had been of no avail, partly because of
unconstitutional apportionment of the state legislature. Appellants
did not offer proof to support these allegations, however.
[
Footnote 3]
The population of the Seventeenth Congressional District was
382,320; the Eighteenth, 431,330; the Nineteenth, 445,175; and the
Twentieth, 439,456.
[
Footnote 4]
211 F.
Supp. 460.
[
Footnote 5]
Id. at 462.
[
Footnote 6]
Id. at 468.
[
Footnote 7]
Id. at 468, 469, 471.
[
Footnote 8]
Id. at 472-473.
[
Footnote 9]
Id. at 471.
[
Footnote 10]
E.g., Pierre v. Louisiana, 306 U.
S. 354,
306 U. S.
361-362;
Smith v. Texas, 311 U.
S. 128,
311 U. S.
130-131;
Hill v. Texas, 316 U.
S. 400,
316 U. S.
404.
[
Footnote 11]
211 F. Supp. at 467-468 (Moore, J.), 471 (Feinberg, J.).
[
Footnote 12]
The Committee of the New York Legislature which proposed the
1961 apportionment bill said in its report, "It is the conclusion
of your Committee that the most important standard is substantial
equality of population." McKinney's N.Y.Laws, 1961 (Second
Extraordinary Session), pp. 63, 64.
MR. JUSTICE HARLAN, concurring.
I join the opinion of the Court on the premise that the only
issue in this case involves alleged racially segregated districts.
The case is thus, in my opinion, governed by entirely different
constitutional considerations,
see Gomillion v. Lightfoot,
364 U. S. 339,
than those which I believe
Page 376 U. S. 59
should govern in
Wesberry v. Sanders, ante, p.
376 U. S. 1, also
decided today, in which I have filed a dissenting opinion,
ante, p.
376 U. S. 20.
MR. JUSTICE DOUGLAS, with whom MR. JUSTICE GOLDBERG concurs,
dissenting.
This case raises a question kin to that in
Gomillion v.
Lightfoot, 364 U. S. 339,
where racial gerrymandering was used to deprive Negroes of the
right to vote. Here, no Negroes are deprived of the franchise.
Rather, zigzag, tortuous lines are drawn to concentrate Negroes and
Puerto Ricans in Manhattan's Eighteenth Congressional District and
practically to exclude them from the Seventeenth Congressional
District. Neighborhoods in our larger cities often contain members
of only one race, and those who draw the lines of Congressional
Districts cannot be expected to disregard neighborhoods in an
effort to make each district a multi-racial one. [
Footnote 2/1] But where, as here, the line that is
drawn can be explained only in racial terms, a different problem is
presented.
I
Manhattan is divided into four districts and as a result of the
serpentine path that the lines follow, those districts reflect
substantial, though not complete, segregation by races:
Negro and Puerto
White percent Rican Percent of
District of district district
17th. . . . . . . . . . 94.9 5.1
18th. . . . . . . . . . 13.7 86.3
19th. . . . . . . . . . 71.5 28.5
20th. . . . . . . . . . 72.5 27.5
Page 376 U. S. 60
In 1961, the legislature expanded the Seventeenth District by
altering its boundaries in three respects: (1) it added an area on
the upper East Side between 59th Street and 89th Street of whose
population Negroes and Puerto Ricans make up 2.7% of the total;
[
Footnote 2/2] (2) it added an area
on the lower East Side called Stuyvesant Town of whose population
Negroes and Puerto Ricans make up 0.5% of the total; and (3) it
dropped from the Seventeenth District and added to the Eighteenth
District a two-block area from 98th Street to 100th Street between
Fifth Avenue and Madison Avenue, of whose population Negroes and
Puerto Ricans make up 44.5% of the total.
To achieve this racial gerrymandering, careful manipulation of
the boundaries of the Eighteenth District was necessary. The
southeast corner is near the East River, and from there it
goes-west four blocks, north two blocks, west one block, north five
blocks, west one block, north one block, west one block, north one
block, west one block, north eleven blocks, west five blocks across
the northern line of Central Park to Morningside, north along
Morningside about twelve blocks, west one block, north along
Amsterdam from 122d to 150th, east two blocks, north fifteen blocks
to 165th, and east to East River.
The record strongly suggests that these twists and turns
producing an 11-sided, step-shaped boundary between the Seventeenth
and Eighteenth Districts were made to bring into the Eighteenth
District and keep out of the
Page 376 U. S. 61
Seventeenth as many Negroes and Puerto Ricans as possible. There
is, to be sure, no finding to this effect by the three-judge
District Court. One of the three judges thought, as I do, that the
uncontradicted facts establish
per se a
prima
facie case of a legislative purpose to design the Seventeenth
and Eighteenth Districts on racial lines (
211 F.
Supp. 460, 472-473), saying that,
"[In
Gomillion,] . . . it was a glaring exclusion of
Negroes from a municipal district. Here, it is a subtle exclusion
from a 'silk stocking district' (as the 17th is so frequently
referred to) and a jamming in of colored and Puerto Ricans into the
18th or the kind of segregation that appeals to the
intervenors."
Id. at 474-475.
A second judge concluded that petitioners "have not met their
burden of proving" that the boundaries in question were "drawn
along racial lines."
Id. at 468. The third judge expressed
no view on the precise issue. [
Footnote
2/3]
The evidence which I have summarized was not rebutted or
challenged, the State introducing no evidence. We have not only
inferences from conceded facts, but also New York's frank
concession that it is not possible to say "that race is irrelevant
to districting."
Racial segregation that is state-sponsored should be nullified
whatever may have been intended. In
Johnson v. Virginia,
373 U. S. 61, we
held segregation of a courtroom audience by race to be
unconstitutional, without stopping to inquire what the motive may
have been. A
Page 376 U. S. 62
well settled proposition applicable to many rights in the
constitutional spectrum is that there may be an abridgement "even
though unintended."
See NAACP v. Alabama, 357 U.
S. 449,
357 U. S. 461,
and cases cited. What the State has done is often conclusive
irrespective of motive.
Eubanks v. Louisiana, 356 U.
S. 584,
356 U. S.
587-588.
I had assumed that, since
Brown v. Board of Education,
347 U. S. 483, no
State may segregate people by race in the public areas. The design
of voting districts involves one important public area -- as
important as schools, parks, and courtrooms. We should uproot all
vestiges of
Plessy v. Ferguson, 163 U.
S. 537, from the public area.
The intervenors are persons who apparently have a vested
interest in control of the segregated Eighteenth District.
[
Footnote 2/4] They and the State
seem to support this segregation not on the "separate but equal"
theory of
Plessy v. Ferguson, supra, but on another
theory. Their theory might be called the theory of "separate but
better off" -- a theory that has been used before. A like argument
was made in
Buchanan v. Warley, 245 U. S.
60,
245 U. S. 81, in
support of municipal segregation of residential areas; in
District of Columbia v. Thompson, 346 U.
S. 100, in support of segregation in restaurants; in
Watson v. Memphis, 373 U. S. 526, in
support of delayed integration of municipal parks. Indeed, the
final argument of John W. Davis for South Carolina in
Brown v.
Board of Education, supra, ended with the words, "The good is
sometimes better than the best."
The fact that Negro political leaders find advantage in this
nearly solid Negro and Puerto Rican district is irrelevant to our
problem. Rotten boroughs were long a curse of democratic processes.
Racial boroughs are also at war with democratic standards.
Page 376 U. S. 63
II
What we have in the Seventeenth and Eighteenth Districts in
Manhattan is comparable to the Electoral Register System which
Britain introduced into India. That system gave a separate
constituency to Sikhs, Muslims, Anglo-Indians, Europeans, and
Indian Christians. [
Footnote 2/5]
Religious minorities found comfort and safety in such an
arrangement. A Muslim deputation made the following demand:
[
Footnote 2/6]
"(1) That, in the whole of India, the Muslims number over 62
millions, or between one-fifth and one-fourth of the total
population;"
"(2) that, as their numbers exceed the entire population of any
first-class European Power except Russia, Muslims might justly
claim adequate recognition as an important factor in the
State;"
"(3) that the representation hitherto accorded to them, almost
entirely by nomination, had been inadequate to their requirements,
and had not always carried with it the approval of those whom the
nominees were selected to represent; and"
"(4) that, while Muslims are a distinct community with
additional interests of their own which are not shared by other
communities, no Muslim would ever be returned by the existing
electoral bodies, unless he worked in sympathy with the Hindu
majority in all matters of importance. "
Page 376 U. S. 64
Lord Morley made the following reply: [
Footnote 2/7]
"The Muslims demand three things. I had the pleasure of
receiving a deputation from them, and I know very well what is in
their minds. They demand an election of their own representatives
to these councils in all the stages, just as in Cyprus, where, I
think, Muslims vote by themselves; they have nine votes and the
non-Muslims have three, or the other way about; so, in Bohemia,
where the Germans vote alone and have their own register; therefore
we are not without a precedent and a parallel for the idea of a
separate register. Secondly, they want a number of seats in excess
of their numerical strength. These two demands we are quite ready
and intend to meet in full."
Hindus responded favorably. [
Footnote 2/8] The Joint Report of 1918 stated: [
Footnote 2/9]
"Some persons hold that, for a people such as they deem those of
India to be, so divided by race, religion and caste as to be unable
to consider the interests of any but their own section, a system of
communal electorates and class representation is not merely
inevitable, but is actually best. They maintain that it evokes and
applies the principle of democracy over the widest range over which
it is actually alive at all, by appealing to the instincts which
are strongest, and that we must hope to develop the finer, which
are also at present the weaker, instincts by using the forces that
really count. According to this theory, communal representation is
an inevitable, and even a healthy, stage in the development of a
nonpolitical people. "
Page 376 U. S. 65
As already noted, the Electoral Register System was not peculiar
to British India. Other nations used it. [
Footnote 2/10] Lebanon today has a modified version:
each of eight religious
Page 376 U. S. 66
groups has electoral districts from which only a member of that
faith can be chosen for the legislature. [
Footnote 2/11]
Racial electoral registers, like religious ones, have no place
in a society that honors the Lincoln tradition -- "of the people,
by the people, for the people." Here, the individual is important,
not his race, his creed, or his color. The principle of equality is
at war with the notion that District A must be represented by a
Negro, as it is with the notion that District B must be represented
by a Caucasian, District C by a Jew, District D by a Catholic, and
so on.
Cf. Gray v. Sanders, 372 U.
S. 368,
372 U. S. 379.
The racial electoral register system weights votes along one racial
line more heavily than it does other votes. That system, by
whatever name it is called, is a divisive force in a community,
emphasizing differences between candidates and voters that are
irrelevant in the constitutional sense. Of course, race, like
religion, plays an important role in the choices which individual
voters make from among various candidates. [
Footnote 2/12] But government has no business designing
electoral districts along racial or religious lines. We held in
Akins v. Texas, 325 U. S. 398,
325 U. S. 403,
and in
Brown v. Allen, 344 U. S. 443,
344 U. S. 471,
that courts in selecting juries need not -- indeed should not --
give each jury list the proportional racial complexion that the
community
Page 376 U. S. 67
has. If race is not a proper criterion for drawing a jury list,
how can it be in designing an electoral district?
In
Anderson v. Martin, 375 U.
S. 399, we barred Louisiana from putting on a ballot
opposite a Negro candidate's name the word, "Negro," as it was a
device encouraging racial discrimination. When we said in that case
that a State may not encourage its citizens "to vote for a
candidate solely on account of race,"
id., at
375 U. S. 404,
I had assumed that we would hold
a fortiori that no State
could make an electoral district out of any racial bloc unless the
electoral unit represented an actual neighborhood. Yet we violate
that principle here.
When racial or religious lines are drawn by the State, the
multi-racial, multi-religious communities that our Constitution
seeks to weld together as one become separatist; antagonisms that
relate to race or to religion, rather than to political issues, are
generated; communities seek not the best representative, but the
best racial or religious partisan. Since that system is at war with
the democratic ideal, it should find no footing here.
"Separate but equal" and "separate but better off" have no more
place in voting districts than they have in schools, parks,
railroad terminals, or any other facility serving the public.
[
Footnote 2/1]
Nor does the Constitution require a scheme for exact equality in
districting, let alone a "mathematically based procedure for
districting which produces contiguous districts nearly equal in
population."
See Weaver and Hess, A Procedure for
Nonpartisan Districting: Development of Computer Techniques, 73
Yale L.J. 288, 307 (1963).
[
Footnote 2/2]
An area extending from 89th Street to 95th Street, between Third
Avenue and the East River, was left in the Eighteenth District.
This area of 10,507 persons is less than 5% Negro and Puerto Rican.
There is, however, a new low-cost public housing project (of the
type in which the average Negro-Puerto Rican occupancy in Manhattan
will be about 75%) which has been scheduled for construction in
that area. Because of that project and the general southward push
of the Negro and Puerto Rican population, the area south of 95th
Street appears to be but a temporary buffer zone.
[
Footnote 2/3]
The closest intimation, though not on the precise issue, is
contained in the following statement which he made in his
opinion:
"No proof was tendered that the Legislature, in drawing the
district lines in previous years, was motivated or influenced by
any considerations which have become unconstitutional during
subsequent years. Plaintiffs wholly failed to support their
allegation of 'repeated and energetic efforts' to seek legislative
correction or that efforts were unavailing because of
unconstitutional apportionment."
211 F. Supp. at 467.
[
Footnote 2/4]
Adam Clayton Powell has represented the Eighteenth District in
Congress since 1945.
[
Footnote 2/5]
Acharya, Indian Elections and Franchise (1937), p. 17:
"No one who is not a Sikh, a Muhammadan, Anglo Indian, European
or an Indian Christian is entitled to be included in a Sikh,
Muhammadan, Anglo Indian, European or an Indian Christian
constituency respectively. No person who is entitled to be included
in a Sikh, Muhammadan, Anglo Indian, European or an Indian
Christian constituency will be included in the electoral roll for a
General Constituency in a province."
[
Footnote 2/6]
Ahsan, Community Electorates in India (1934), pp. 6-7.
[
Footnote 2/7]
Id. at 11.
[
Footnote 2/8]
Id. at 12.
[
Footnote 2/9]
Id. at 16.
[
Footnote 2/10]
The constitution of modern Cyprus divides the electorate into
the Greek community, the Turkish community, and religious
communities. Constitution of Cyprus, Aug. 16, 1960, Pt. I, Art.
2(3). The legislature is allotted 70% to the Greek community and
30% to the Turkish.
Id., Pt. IV, Art. 62(2). Each
community elects a communal chamber that has legislative power over
select matters,
e.g., religion, education, personal
status, etc.
Id., Pt. V, Arts. 86, 87.
Allocation along community lines of specified offices appears in
various forms at each stratum of government. For example, the
President is Greek, the Vice President, Turkish.
Id., Pt.
I, Art. 1. "The public service shall be composed as to seventy
percentum of Greeks and as to thirty percentum of Turks."
Id., Pt. VII, Art. 123(1).
Cyprus shows some of the end products of fractionalizing
communities by race. After the recent riots of Turks versus Greeks,
Arnold Toynbee commented on the Cyprus complex:
"Unfortunately the Cypriots have to contend with the incubus of
their history, and of the memories that this history has left
rankling in their minds."
"Cyprus, together with the Lebanon, is the last unpartitioned
remnant of a great multi-national society, the Ottoman Empire. In
the course of the last 150 years, all the rest of the vast former
Ottoman dominions has been partitioned into a mosaic of national
successor states, in each of which some single nationality is now
master of the house."
"Unfortunately, the tide of history has run too strongly in the
direction of partition on national lines, with all the woes that
this inevitably entails. The mutual animosity of the intermingled
peoples has been too strong; the prestige of the exotic Western
political ideology of nationalism has been too potent. In the
Lebanon, as well as in Cyprus, a regime requiring cooperation
between different ex-Ottoman nationalities is something of a
tour de force, as the recent civil war in the Lebanon
showed. In Cyprus, it would be utopian to hope that the lion and
the lamb will lie down together, and that a little child will lead
them. The truth is that there are no ex-Ottoman lambs; the
ex-Ottoman peoples are all lions or tigers."
"It looks, then, as if, in Cyprus, the price of political
stabilization is going to be the segregation of intermingled
nationalities that are irreconcilable."
Washington Post, Jan. 11, 1964, p. A8.
[
Footnote 2/11]
The 1927 Lebanese Constitution established a unicameral
legislature.
See II Patai, The Republic of Lebanon (1956),
p. 533. The number of deputies now is 99. Statesman's Year-Book
1963-1964, p. 1222. Prior to that increase, it had 66 members
elected according to the following proportional division among
religious groups: 20 Maronites; 26 Moslems, of whom 12 were
Shi'ites; 7 Greek Orthodox; 4 Druses; 4 Greek Catholics; 3 Armenian
Orthodox; 1 Armenian Catholic; 1 other religious minority. 17
Encyclopedia Americana (1963), p. 175.
See I Khalil, The
Arab States and the Arab League (1962), pp. 124, 133; Ziadeh, The
Lebanese Elections, 14 Middle East J. 367 (1960).
[
Footnote 2/12]
See Dawidowicz and Goldstein, Politics in a Pluralistic
Democracy (1963).
MR. JUSTICE GOLDBERG, with whom MR. JUSTICE DOUGLAS joins,
dissenting.
I fully agree with and join what my Brother DOUGLAS has written
in dissent, but wish to add these words by way of comment on the
Court's opinion.
The question for decision in this case is whether appellants
have sustained their burden of proving that the boundaries of the
Seventeenth and Eighteenth Congressional Districts of New York were
purposefully drawn on racial lines. The Court resolves this
question against appellants by accepting
"the District Court's finding that
Page 376 U. S. 68
appellants have not shown that the challenged part of the New
York Act was the product of a state contrivance to segregate on the
basis of race or place of origin."
Ante at
376 U. S.
58.
My difficulty with this conclusion is that the record does not
support the Court's treatment of the District Court's finding. The
District Court was a three-judge court, and the three judges did
not agree upon and, as a court, made no express findings of fact.
Instead, there were three separate and differing opinions. Judge
Moore implied that racially segregated voting districts are
constitutional absent a showing of serious underrepresentation or
other specific harm to the individual complainants.
211 F.
Supp. 460, 467-468. He also suggested that segregated voting
districts could be constitutionally justified because they may
enable persons of the same race or place of origin "to obtain
representation in legislative bodies which otherwise would be
denied to them."
Id. at 467. Finally, Judge Moore
intimated that factually segregated voting districts would be
unconstitutional only where the legislature was "motivated or
influenced" to create such districts.
Ibid. To establish
this motivation or influence, complainants must introduce proof,
and in this case no such proof was tendered by the appellants, who,
therefore, failed to make a case "upon the facts and the law."
Id. at 468.
Judge Moore did not, in my view, apply the proper constitutional
standard. The Constitution, I strongly believe, proscribes
state-sanctioned racial segregation in legislative districting as
well as in voting and in public schools and facilities.
E.g.,
Brown v. Board of Education, 347 U. S. 483;
Gomillion v. Lightfoot, 364 U. S. 339;
Johnson v. Virginia, 373 U. S. 61;
Watson v. City of Memphis, 373 U.
S. 526;
Goss v. Board of Education,
373 U. S. 683;
Anderson v. Martin, 375 U. S. 399.
Certainly in these areas the Fourteenth Amendment "nullifies
Page 376 U. S. 69
sophisticated, as well as simple-minded, modes of
discrimination."
Cf. Lane v. Wilson, 307 U.
S. 268,
307 U. S. 275.
This Court has declared state-sanctioned segregation invalid on the
ground that, under the Constitution, distinctions by law between
citizens because of their race, ancestry, color or religion "are,
by their very nature, odious to a free people whose institutions
are founded upon the doctrine of equality."
Hirabayashi v.
United States, 320 U. S. 81,
320 U. S. 100.
Given this settled principle that state-sanctioned racial
segregation is unconstitutional
per se, a showing of
serious underrepresentation or other specific harm to individual
complainants is irrelevant. I understand the Court's decisions
since
Brown v. Board of Education, supra, to hold that
harm to the Nation as a whole and to whites and Negroes alike
inheres in segregation. The Fourteenth Amendment commands equality,
and racial segregation by law is inequality. Judge Moore,
therefore, did not apply the proper constitutional standard.
Furthermore, as I shall point out, Judge Moore also erred in
holding that, in any event, appellants' proof was insufficient to
establish a
prima facie case of unconstitutional racial
districting.
Judge Feinberg disagreed both with Judge Moore's implication
that segregated voting districts are constitutional absent serious
underrepresentation and with the view that segregated districts
could be constitutionally justified by alleged advantages to
persons of a particular race or place of origin. Judge Feinberg
stated that the
"constitutional vice would be use by the legislature of an
impermissible standard, and the harm to plaintiffs that need be
shown is only that such a standard was used."
211 F. Supp. at 468. He then frankly acknowledged that:
"The case is a closer one for me than the opinion of Judge Moore
would indicate it is for him. Plaintiffs
Page 376 U. S. 70
did introduce evidence which might justify an inference that
racial considerations motivated the 1961 reapportionment of
congressional districts in Manhattan. However, other inferences . .
. are equally or more justifiable. Plaintiffs have a difficult
burden to meet in attacking the constitutionality of this state
statute."
Id. at 469. Judge Feinberg, on this reasoning, cast his
vote for Judge Moore's result on the ground that appellants failed
to sustain the "difficult burden" of attacking the
constitutionality of this statute: even where such racially
segregated districting results and complainants' evidence "might
justify an inference that racial considerations motivated" the
districting, still, complainants fail to sustain their burden
unless they also disprove every other permissible or reasonable
purpose which the legislature might have had in mind.
Judge Murphy, in his dissent, agreed with Judge Feinberg as to
the applicable constitutional standard. But, on Judge Murphy's view
of the record, the appellants carried their burden of proving
that
"the legislation was solely concerned with segregating white,
and colored and Puerto Rican, voters by fencing colored and Puerto
Rican citizens out of the 17th District and into a district of
their own [the 18th],"
that the legislation had effected "obvious segregation," and
that the statute constituted a "subtle exclusion" of Negroes from
the Seventeenth and a "jamming in of colored and Puerto Ricans into
the 18th or the kind of segregation that appeals to the
intervenors."
Id. at 473-475. Accordingly, Judge Murphy
thought appellants had met their burden of proving segregation,
and, in the absence of any proof by the State or by intervenors,
were entitled to a judgment declaring the statute unconstitutional
under the Equal Protection Clause of the Fourteenth Amendment.
Page 376 U. S. 71
In light of these conflicting opinions and analyses, this case
cannot be fairly decided on the ground stated in the opinion of the
Court,
viz., that "[w]e accept the District Court's
finding."
Ante at
376 U. S. 58. Which finding, and under what
constitutional standard -- Judge Moore's, Judge Feinberg's or Judge
Murphy's? Judges Moore and Feinberg, who comprised the majority
below, differed both with regard to the constitutional standard
and, as I read the opinions, with regard to the proof. It should
not be forgotten that the conclusions of the District Court -- both
as to law and fact -- have not been reviewed by an intermediate
appellate tribunal. Instead, the case has come directly to this
Court from a three-judge District Court, and presents a record
containing variant and inconsistent legal and factual conclusions.
Even where a three-judge District Court has made a unanimous
finding of fact, this Court has given that finding less deference
where, as here, it depends on evidence that is largely documentary,
and particularly where, as here, "the crucial issues involve mixed
questions of law and fact."
United States v. United States
Gypsum Co., 333 U. S. 364,
333 U. S. 396.
In my view, we cannot, in light of the record in this case, rest
our decision on the "finding" of the District Court without
abdicating our responsibility for principled constitutional
adjudication.
My Brother DOUGLAS, in his dissent, has set forth the virtually
undisputed facts. I shall not repeat them here. He has also set
forth the correct constitutional standard, which I believe we
should unhesitatingly reaffirm and apply. On the basis of the
evidence, [
Footnote 3/1] I agree
with Judge
Page 376 U. S. 72
Murphy's conclusion
"that the only available inference from the . . . uncontradicted
figure picture establishes
per se a
prima facie
case of a legislative intent to draw congressional district lines
in the 17th and 18th Districts on the basis of race and national
origin."
Id. at 472-473. At least, however, appellants' proof
made it appear
Page 376 U. S. 73
probable that a racial criterion shaped the 1961
reapportionment, and that an inference of reliance on such an
impermissible criterion was more reasonable than an inference that
other factors alone had been used. In my view, then, this
justifiable inference was sufficient to raise a rebuttable
presumption of unconstitutionality and, without shifting the
ultimate burden of proof, to place on the State the burden of going
forward and introducing rebuttal evidence.
See Note, 72
Yale L.J. 1041, 1056-1061. It might be that the appellees and
intervenors could have offered proof to counteract the inference of
racial districting, but they chose not to do so. They might, for
example, have attempted to prove that the lines were drawn in an
attempt to equalize the population of districts, or to follow
neighborhood lines. The simple answer is that appellees made no
attempt whatever to rebut the inference that race was a criterion
in -- or racial segregation a purpose of -- the districting.
[
Footnote 3/2]
The question therefore recurs: what more need appellants have
proved? Judge Moore apparently would have required them to
introduce proof that the legislature's actual motive was to create
racially segregated voting districts. Appellants, however, by their
evidence, established a pattern of segregation not adequately
explained on a geometric, geographic, equalization, party
compromise, neighborhood or other basis. To require a showing of
racial motivation in the legislature would place an impossible
burden on complainants. For example, in this case, the
redistricting bill was recommended and submitted to the legislature
on November 9, 1961, passed on November 10, 1961, and signed by the
Governor on that date. No public hearings were had on the bill, and
no
Page 376 U. S. 74
statements by the bill's managers or published debates were
available. Under these circumstances, appellants' evidence, showing
the factual pattern of segregation outlined by MR. JUSTICE DOUGLAS
and by Judge Murphy, was sufficient to establish a
prima
facie case of unconstitutional racial districting. Once this
had been done, appellees should have introduced evidence negating
the inference that racial segregation was a purpose of the
districting. In the absence of such proof by the State, I am
compelled to conclude that racial segregation was a criterion in --
or a purpose of -- the districting of New York's Seventeenth and
Eighteenth Congressional Districts. I therefore, respectfully
dissent.
[
Footnote 3/1]
Judge Murphy, in his dissent, stated:
"The uncontradicted proof submitted by plaintiffs, however,
establishes a visual figure picture of the end results of the
recent redistricting of Manhattan Isle [New York County] as
follows:"
"Manhattan has a population of 1,698,281 people, and is entitled
to four congressmen. The census figures of 1960 divided the ethnic
groups into only two classes -- white and non-white and Puerto
Rican. These classes have been counted, and, according to the
census, 1,058,589 or 62.3% are white and 639,622, or 37.7%, are
non-white and Puerto Rican."
"The district lines as fixed by Chapter 980 created the four
districts in question with the following make-up:"
Non-White and
Puerto Rican
Total White Population Origin Population
District Population % of District of District
-------- ---------- ---------------- ------------------
17th 382,320 362,668 94.9% 19,652 5.1%
18th 431,330 59,216 13.7% 372,114 86.3%
19th 445,175 318,223 71.5% 126,952 28.5%
20th 439,456 318,482 72.5% 120,974 27.5%
--------- --------- ----- ------- -----
Total 1,698,281 1,058,589 62.3% 639,692 37.7%
"The following table shows the percent of non-white persons and
persons of Puerto Rican origin in each congressional district in
relation to the total number of such persons in the entire
county:"
% of Non-White and
District Puerto Rican of County
-------- ----------------------
17th 3.1%
18th 58.2%
19th 19.8%
20th 18.9%
------
100.0%
"The figure picture of the 17th District shows that the lines,
as drawn, encompass a population 94.9% white and 5.1% non-white and
Puerto Rican. It further shows it has a population of 382,320
people, or between 15.4% and 12% less than any of the adjoining
districts. The 18th District encompasses a population that is 86.3%
non-white and Puerto Rican and only 13.7% white. Its population of
431,330 people is 12% more than the 17th and 5% above the state
average."
211 F.
Supp. 460, 472.
[
Footnote 3/2]
In fact, the State, in its brief in this Court, candidly
asserts
"that a Legislature may 'consider' race in drawing Congressional
district lines, and . . . that there is no
per se
prohibition against classifications by race."