District of Columbia v. Brooke, 214 U.S. 138 (1909)

Syllabus

U.S. Supreme Court

District of Columbia v. Brooke, 214 U.S. 138 (1909)

District of Columbia v. Brooke

No. 117

Argued April 7, 1909

Decided May 17, 1909

214 U.S. 138

Syllabus

Where no objection was made to a technical defect in the return which could have been rectified by amendment had attention seasonably been called thereto, a party who, as disclosed by the record, was not prejudiced, cannot raise the objection at a later date.

Quaere whether there is any distinction between "a parcel" and "a letter" that renders defective a return showing service of statutory notice by mail.

A property owner cannot urge against a statutory drainage system the nonexistence of the necessity for drainage, or the fact that he had adopted a system of his own which is either sufficient or better than that required by the law. Such a contention would deny to Congress the right to create any drainage system for the District of Columbia.

The mere existence of dwelling houses, whether occupied or not, indicates the necessity for drainage, and the owner is not deprived of his property without due process of law by a compulsory drainage act because the house happens to be unoccupied at the time.

The police power is one of the most essential of governmental powers,

Page 214 U. S. 139

at times one of the most insistent, and always one of the least limitable.

A wide range of discretion is necessary to make legislation practical, and the courts cannot be made a refuge from ill advised, unjust or oppressive laws.

Quaere, and not decided, whether there is any prohibition on Congress from enacting discriminatory legislation and whether, in the absence of any express prohibition to that effect, any prohibition can be implied, especially in regard to the exercise of police power in the District of Columbia. See United States v. Delaware & Hudson Co., 213 U. S. 366, as to power of Congress to enact discriminatory legislation under the commerce clause of the Constitution.

If the power of Congress to enact discriminatory legislation as to the District of Columbia is limited either expressly or by implication, the prohibition cannot be stricter or more extensive than the due process and equal protection clauses of the Fourteenth Amendment are upon the states.

The Fourteenth Amendment does not deprive the states of the power of classification or require the classification to be logically or scientifically accurate, and sufficient practical reasons exist for a classification of resident and nonresident property owners in the enforcement of police regulations, provided that the act is impartial as between the classes. Field v. Barber Asphalt Co., 194 U. S. 618.

While the enforcement of a statute enacted under the police power by criminal proceedings against resident owners, and by civil proceedings against nonresident owners, is a discrimination, if, as in this case, it is justified by the circumstances, it does not render the statute unconstitutional, nor is it so rendered by the fact that the remedy as to one class may be more efficient than the remedy as to the other.

In determining whether a statute is constitutional, suppositions and questions which might possibly arise, but which have not arisen, will be answered when they do arise and affect the operation of the statute.

The Act of May 19, 1896, c. 206, 29 Stat. 125, providing for the drainage of the District of Columbia, is not unconstitutional as depriving nonresident owners of their property without due process of law or denying them the equal protection of the law on account of the different methods provided for enforcing the law against resident and nonresident owners.

29 App.D.C. 563 reversed.

This writ was issued to review a judgment of the Court of Appeals, affirming a judgment of the Supreme Court, quashing

Page 214 U. S. 140

and vacating certain proceedings taken for the assessment of a drainage tax upon the property of defendant in error, under the authority of an Act of Congress of May 19, 1896 -- "An Act to Provide for the Drainage of Lots in the District of Columbia." 29 Stat. 125, c. 206.

The act provides (1) that each original lot or subdivisional lot in the District of Columbia where there is a public sewer shall be connected with such sewer, and where there is a water main, connected with such water main, under certain conditions, which are enumerated. (2) It is made the duty of the Commissioners of the District to notify the owner or owners of every lot required by the act to be connected with a public sewer or water main, as the case may be, to so connect such lot, the work to be done in accordance with the regulations governing plumbing and house drainage in the District. (3) If the owner or owners neglect for thirty days after receipt of notice to make such connections, he shall or they shall be deemed guilty of a misdemeanor, and be punished by a fine of not less than one dollar nor more than five dollars for each day of neglect. (4) If the owner be a nonresident of the District, or cannot be found therein, the Commissioners shall give notice by publication twice a week, for two weeks, in some newspaper published in the City of Washington, to such owners, directing the connection of such lot with such sewer or such water main, as the case may be:

"Provided, however, that, if the residence or place of abode of the said nonresident lot owner be known or can be ascertained on reasonable inquiry, then, and in that case, a copy of the aforesaid notice shall be mailed to said nonresident, addressed to him in his proper name at his said place of residence or abode with legal postage prepaid, and in case such owner or owners shall fail or neglect to comply with the notice aforesaid within thirty days, it shall be the duty of said Commissioners to cause such connection to be made, the expense to be paid out of the emergency fund; such expense, with necessary expense of advertisement, shall be assessed as a tax against such lot, which tax shall be carried on the regular tax

Page 214 U. S. 141

roll of the District of Columbia, and shall be collected in the manner provided for the collection of other taxes."

The petition of defendant in error for certiorari alleges that she is a resident of Maryland, and was owner of the property against which the assessment was made at the time the connections were made by the Commissioners. She alleges that the assessment or tax is illegal in its entirety and beyond the power of the respondent (the District) to collect, in this, that the respondent had no jurisdiction of her property, "the said act of Congress being," she further alleges,

"unconstitutional and void because it discriminates between owners of real estate in said District, the said act not being uniform and capable of universal enforcement."

She also alleges that the assessment or tax is void in its entirety because the provisions of the fourth section of the act were not complied with in certain particulars which were set out. We do not give them, because two only are relied on -- to-wit, that the record does not show that notice was mailed to her, as provided by § 4, and that the record fails to disclose that any nuisance existed on her property, or that the means of drainage already there were unsanitary or unsufficient.

A rule to show cause was issued, to which the District made return. The return was verified by the Commissioners. It denied some of the allegations of the petition, averred the constitutionality of the act, and that due and legal proceedings were taken thereunder in making the connections and assessing the tax, including notice to petitioner. To the return were attached, to use the language of the Court of Appeals, "copies of such pertinent official papers and records as were in the custody of the District."

The writ was ordered to be granted. The return to the rule was made the return to the writ. Subsequently, the court, reciting that the cause having been argued by counsel, and submitted to the court on the writ of certiorari, and the return thereto filed herein by respondent, adjudged the tax to be "illegal and void," and that it should be "quashed and held

Page 214 U. S. 142

for naught." The respondent was "forthwith directed to cancel the same on its tax records."

The judgment was affirmed by the Court of Appeals. 29 App.D.C. 563.

Page 214 U. S. 147


Opinions

U.S. Supreme Court

District of Columbia v. Brooke, 214 U.S. 138 (1909) District of Columbia v. Brooke

No. 117

Argued April 7, 1909

Decided May 17, 1909

214 U.S. 138

ERROR TO THE COURT OF APPEALS

OF THE DISTRICT OF COLUMBIA

Syllabus

Where no objection was made to a technical defect in the return which could have been rectified by amendment had attention seasonably been called thereto, a party who, as disclosed by the record, was not prejudiced, cannot raise the objection at a later date.

Quaere whether there is any distinction between "a parcel" and "a letter" that renders defective a return showing service of statutory notice by mail.

A property owner cannot urge against a statutory drainage system the nonexistence of the necessity for drainage, or the fact that he had adopted a system of his own which is either sufficient or better than that required by the law. Such a contention would deny to Congress the right to create any drainage system for the District of Columbia.

The mere existence of dwelling houses, whether occupied or not, indicates the necessity for drainage, and the owner is not deprived of his property without due process of law by a compulsory drainage act because the house happens to be unoccupied at the time.

The police power is one of the most essential of governmental powers,

Page 214 U. S. 139

at times one of the most insistent, and always one of the least limitable.

A wide range of discretion is necessary to make legislation practical, and the courts cannot be made a refuge from ill advised, unjust or oppressive laws.

Quaere, and not decided, whether there is any prohibition on Congress from enacting discriminatory legislation and whether, in the absence of any express prohibition to that effect, any prohibition can be implied, especially in regard to the exercise of police power in the District of Columbia. See United States v. Delaware & Hudson Co., 213 U. S. 366, as to power of Congress to enact discriminatory legislation under the commerce clause of the Constitution.

If the power of Congress to enact discriminatory legislation as to the District of Columbia is limited either expressly or by implication, the prohibition cannot be stricter or more extensive than the due process and equal protection clauses of the Fourteenth Amendment are upon the states.

The Fourteenth Amendment does not deprive the states of the power of classification or require the classification to be logically or scientifically accurate, and sufficient practical reasons exist for a classification of resident and nonresident property owners in the enforcement of police regulations, provided that the act is impartial as between the classes. Field v. Barber Asphalt Co., 194 U. S. 618.

While the enforcement of a statute enacted under the police power by criminal proceedings against resident owners, and by civil proceedings against nonresident owners, is a discrimination, if, as in this case, it is justified by the circumstances, it does not render the statute unconstitutional, nor is it so rendered by the fact that the remedy as to one class may be more efficient than the remedy as to the other.

In determining whether a statute is constitutional, suppositions and questions which might possibly arise, but which have not arisen, will be answered when they do arise and affect the operation of the statute.

The Act of May 19, 1896, c. 206, 29 Stat. 125, providing for the drainage of the District of Columbia, is not unconstitutional as depriving nonresident owners of their property without due process of law or denying them the equal protection of the law on account of the different methods provided for enforcing the law against resident and nonresident owners.

29 App.D.C. 563 reversed.

This writ was issued to review a judgment of the Court of Appeals, affirming a judgment of the Supreme Court, quashing

Page 214 U. S. 140

and vacating certain proceedings taken for the assessment of a drainage tax upon the property of defendant in error, under the authority of an Act of Congress of May 19, 1896 -- "An Act to Provide for the Drainage of Lots in the District of Columbia." 29 Stat. 125, c. 206.

The act provides (1) that each original lot or subdivisional lot in the District of Columbia where there is a public sewer shall be connected with such sewer, and where there is a water main, connected with such water main, under certain conditions, which are enumerated. (2) It is made the duty of the Commissioners of the District to notify the owner or owners of every lot required by the act to be connected with a public sewer or water main, as the case may be, to so connect such lot, the work to be done in accordance with the regulations governing plumbing and house drainage in the District. (3) If the owner or owners neglect for thirty days after receipt of notice to make such connections, he shall or they shall be deemed guilty of a misdemeanor, and be punished by a fine of not less than one dollar nor more than five dollars for each day of neglect. (4) If the owner be a nonresident of the District, or cannot be found therein, the Commissioners shall give notice by publication twice a week, for two weeks, in some newspaper published in the City of Washington, to such owners, directing the connection of such lot with such sewer or such water main, as the case may be:

"Provided, however, that, if the residence or place of abode of the said nonresident lot owner be known or can be ascertained on reasonable inquiry, then, and in that case, a copy of the aforesaid notice shall be mailed to said nonresident, addressed to him in his proper name at his said place of residence or abode with legal postage prepaid, and in case such owner or owners shall fail or neglect to comply with the notice aforesaid within thirty days, it shall be the duty of said Commissioners to cause such connection to be made, the expense to be paid out of the emergency fund; such expense, with necessary expense of advertisement, shall be assessed as a tax against such lot, which tax shall be carried on the regular tax

Page 214 U. S. 141

roll of the District of Columbia, and shall be collected in the manner provided for the collection of other taxes."

The petition of defendant in error for certiorari alleges that she is a resident of Maryland, and was owner of the property against which the assessment was made at the time the connections were made by the Commissioners. She alleges that the assessment or tax is illegal in its entirety and beyond the power of the respondent (the District) to collect, in this, that the respondent had no jurisdiction of her property, "the said act of Congress being," she further alleges,

"unconstitutional and void because it discriminates between owners of real estate in said District, the said act not being uniform and capable of universal enforcement."

She also alleges that the assessment or tax is void in its entirety because the provisions of the fourth section of the act were not complied with in certain particulars which were set out. We do not give them, because two only are relied on -- to-wit, that the record does not show that notice was mailed to her, as provided by § 4, and that the record fails to disclose that any nuisance existed on her property, or that the means of drainage already there were unsanitary or unsufficient.

A rule to show cause was issued, to which the District made return. The return was verified by the Commissioners. It denied some of the allegations of the petition, averred the constitutionality of the act, and that due and legal proceedings were taken thereunder in making the connections and assessing the tax, including notice to petitioner. To the return were attached, to use the language of the Court of Appeals, "copies of such pertinent official papers and records as were in the custody of the District."

The writ was ordered to be granted. The return to the rule was made the return to the writ. Subsequently, the court, reciting that the cause having been argued by counsel, and submitted to the court on the writ of certiorari, and the return thereto filed herein by respondent, adjudged the tax to be "illegal and void," and that it should be "quashed and held

Page 214 U. S. 142

for naught." The respondent was "forthwith directed to cancel the same on its tax records."

The judgment was affirmed by the Court of Appeals. 29 App.D.C. 563.

Page 214 U. S. 147

MR. JUSTICE McKENNA delivered the opinion of the Court.

Defendant in error, to sustain her contention that the record does not show notice to her of the proposed work, says that it shows only that a "parcel" was mailed to her, not a letter, and that the contents of the parcel are not disclosed. To the extreme technicality of this contention, the Court of Appeals answered that no objection was made to the return, and that it averred that the officers and agents of the District made diligent search for defendant in error in the District, and that she could not be found there, and that plaintiff in error believed that she was a citizen and resident of the State of Maryland. The court also pointed out that the return alleged that notice was given to her by publication, as required by the act of Congress, and by registered letter, postage prepaid, which was received by her. A registry return receipt, with her signature attached thereto, was made part of the return. Commenting on this, the court said that, if there was a defect in the return, it was purely technical, and could have been corrected. "Upon the granting of the writ," the court observed,

"had objection been made to the adoption by the Commissioners of their preliminary return, the court undoubtedly would have permitted an amendment to the record for the purpose of supplying the defects now complained of by petitioner [defendant in error here]. Having, then, made no objection to the form of the return, it is too late to do so now."

If we could concede that the record justifies the distinction made by defendant in error between a parcel and a letter, we should adopt without hesitation the reply made by the Court

Page 214 U. S. 148

of Appeals to the contention based on that distinction, or upon any defect in the return which could have been removed if objection had been seasonably made.

The second contention of defendant in error is that the record fails to disclose that any nuisance existed on her property, or that the means of drainage already there was unsanitary or insufficient, or that any necessity existed for making the connection. This contention seems to be made in this Court for the first time. It certainly received no notice from the Court of Appeals, and the fact that it assumes that there was means of drainage on defendant in error's lot is not alleged in her petition. But, suppose the fact had been alleged; a property owner cannot urge against the drainage system of the District that he had adopted a system of his own, and challenge a comparison with that of the District, and obey or disobey the law according to the result of the comparison. The contention virtually denies any power in Congress to create a system of drainage to which a lot owner must conform.

Finally, defendant in error attacks the validity of the law, and bases attack, to use her words,

"upon certain salient vices in the act which are apparent on its face, of which the principal are --"

"(a) The attempt to give controlling evidential effect to the mere existence of an improvement in case of improved property, and to the ex parte certificate of the health officer in the case of unimproved property, thus violating the 'due process' clause of the Constitution."

"(b) Because the act lacks the requisite uniformity, inasmuch as it undertakes to provide one law for property of residents and another for property of nonresident owners in said District."

"(c) Because the act is not capable of universal enforcement, and creates unequal burdens."

"(d) Because the act is incapable of uniform enforcement as against all property in the District of Columbia."

The first objection was not expressed in the petition nor

Page 214 U. S. 149

made in the lower courts, and we might therefore decline to entertain it. At best, defendant in error can only be heard against "the evidential effect of the mere existence of an improvement," because her property does not come within the category of unimproved property. Her improvements are dwelling houses, and their mere existence indicated the necessity for drainage. That they may sometimes be vacant is unimportant. What rights owners of lots differently improved or owners of unimproved property may have is no concern of defendant in error. Her contention, therefore, that the act deprives her of due process of law, is unsound.

The other objections expressed the same fundamental idea -- to-wit, that the act discriminates between resident and nonresident owners of property, and, because it does, it is void. The Court of Appeals yielded to this contention, following the authority of McGuire v. District of Columbia, 24 App.D.C. 22.

The defendant in error asserts this discrimination and argues its consequences at some length, but does not refer to any provision of the Constitution of the United States which prohibits Congress from enacting laws which discriminate in their operation between persons or things. If there is no express prohibition of such power, may prohibition be implied from our form of government? Upon that proposition we need not express an opinion. If prohibition exists, it must rest on all the powers conferred by the Constitution. This Court, however, has just held, in the case of United States v. Delaware & Hudson Co., 213 U. S. 366, that Congress may, in the exercise of the powers to regulate commerce among the states, discriminate between commodities and between carriers engaged in such commerce. And it was said that the assertion that "injustice and favoritism" might "be operated thereby" could "have no weight in passing upon the question of power." In the case at bar, we are dealing with an exercise of the police power -- one of the most essential of powers -- at times, the most insistent, and always one of the least limitable of the powers of government.

Page 214 U. S. 150

However, the question of the power of Congress, broadly considered, to discriminate in its legislation is not necessary to decide, for, whether such power is expressly or impliedly prohibited, the prohibition cannot be stricter or more extensive than the Fourteenth Amendment is upon the states. That amendment is unqualified in its declaration that a state shall not "deny to any person within its jurisdiction the equal protection of the laws." Passing on that amendment, we have repeatedly decided -- so often that a citation of the cases is unnecessary -- that it does not take from the states the power of classification. And also that such classification need not be either logically appropriate or scientifically accurate. The problems which are met in the government of human beings are different from those involved in the examination of the objects of the physical world and assigning them to their proper associates. A wide range of discretion, therefore, is necessary in legislation to make it practical, and we have often said that the courts cannot be made a refuge from ill advised, unjust, or oppressive laws. Billings v. Illinois, 188 U. S. 97; Heath & Milligan Manufacturing Co. v. Worst, 207 U. S. 338. In the light of these principles the contentions of defendant in error must be judged. The act in controversy makes a distinction in its provision between resident and nonresident lot owners, but this is a proper basis for classification. Regarded abstractly as human beings, regarded abstractly as lot owners, no legal difference may be observed between residents and nonresidents; but, regarded in their relation to their respective lots under regulating laws, the limitations upon jurisdiction, and the power to reach one and not the other, important differences immediately appear. We said in St. John v. New York, 201 U.S. at 201 U. S. 637, not only the purpose of a law must be considered, but the means of its administration -- the ways it may be defeated. Legislation, to be practical and efficient, must regard this special purpose as well as the ultimate purpose. This was in effect repeated in Field v. Barber Asphalt Paving Co., 194 U. S. 618, where a privilege to protest

Page 214 U. S. 151

against a street improvement, given by the statute assailed to resident property owners and denied to nonresident property owners, was sustained, and the statute held not to violate the equality clause of the Fourteenth Amendment. See Travelers' Ins. Co. v. Connecticut, 185 U. S. 364.

It is not contended that the act of Congress is not impartial within the classes. The act treats all resident lot owners alike and all nonresidents alike. It is contended that there is a difference in the procedure prescribed in case of default, and nonresident lot owners are thereby discriminated against, though they stand in the same relation to the purpose of the law as resident lot owners. In other words, nonresident lot owners are not treated the same as resident owners in like situation, because, against resident owners, the coercion of the law is by criminal punishment, while against nonresident owners, the remedy is by civil proceedings -- the District does the work that the nonresident owners neglect, and charges the expense thereof on their property. This is a distinction, a discrimination, it may be called, but it has even more justification than that sustained in Field v. Barber Asphalt Paving Co. supra. The statute under consideration in the case at bar enjoins a duty on both resident and nonresident lot owners -- a duty necessary to be followed to preserve the health of the city. There is a difference only in the manner of enforcing it -- a difference arising from the different situation of the lot owners, and therefore competent for Congress to regard in its legislation. In other words, under the circumstances presented by this record, the distinction between residents and nonresidents is a proper basis for classification. It might not be under other circumstances. Blake v. McClung, 172 U. S. 239, s.c., 176 U. S. 59; Sully v. American National Bank, 178 U. S. 289.

That the remedy in the statute under consideration against nonresident owners may be more efficient -- more completely fulfill the purpose of the law -- than that against resident owners is beside the question. Indeed, the fact may be disputed. Usually the most emphatic and efficient enforcement

Page 214 U. S. 152

of a law is through criminal prosecution. At any rate, it is hard to believe that there will be many resident lot owners whose delinquency under the statute will be so resolute that it will stand against repeated charges of crime and the consequent penalties. But, be that as it may, it was for Congress to decide whether such possibility should be risked, rather than incur the greater possibility of more delinquents in so numerous a class as resident lot owners if the District was to first bear the expense of the drainage, and collect it afterward by civil proceedings.

Other criticisms are made of the law to display what is alleged to be its lack of uniformity. For instance, a supposition is made of tenants in common, some of whom are residents and the others nonresidents, and the possible difficulties that may arise from such ownership under the act, and it is asked if the property belongs to resident minors or insane persons, or persons under legal disabilities, can the act be enforced against them or against their property? To these suppositions and questions we answer that it will be time enough to reply when a case arises in which they are presented, and to determine then the operation of the act upon the persons enumerated.

Judgment reversed with directions to reverse the judgment of the Supreme Court, quashing the tax, and to dismiss the petition.

MR. JUSTICE WHITE did not hear the argument, and took no part in the decision.