Thompson v. Clark, 596 U.S. ___ (2022)
Thompson was living with his fiancée and their newborn baby in a Brooklyn apartment. Thompson’s sister-in-law, apparently suffering from mental illness, called 911 to report that Thompson was sexually abusing the baby. When Emergency Medical Technicians arrived, Thompson denied that anyone had called 911. The EMTs returned with police officers, Thompson told them that they could not enter without a warrant. The police nonetheless entered. Thompson was arrested and charged with obstructing governmental administration and resisting arrest. EMTs took the baby to the hospital where medical professionals examined her and found no signs of abuse. Thompson was detained for two days. The charges against Thompson were dismissed without any explanation. The Second Circuit affirmed the dismissal of Thompson’s 42 U.S.C. 1983 claim.
The Supreme Court reversed, resolving a split among the Circuits. To demonstrate favorable termination of criminal prosecution for purposes of a section 1983 Fourth Amendment malicious prosecution claim, a plaintiff need not show that the criminal prosecution ended with some affirmative indication of innocence but need only show that his prosecution ended without a conviction. The American tort-law consensus as of 1871 did not require a plaintiff in a malicious prosecution suit to show that his prosecution ended with an affirmative indication of innocence; similarly construing Thompson’s claim is consistent with “the values and purposes” of the Fourth Amendment. Questions concerning whether a defendant was wrongly charged, or whether an individual may seek redress for wrongful prosecution, cannot reasonably depend on whether the prosecutor or court explained why charges were dismissed. Requiring a plaintiff to show that his prosecution ended with an affirmative indication of innocence is not necessary to protect officers from unwarranted civil suits.
To demonstrate a favorable termination of criminal prosecution for purposes of a section 1983 Fourth Amendment malicious prosecution claim, a plaintiff need not show that the criminal prosecution ended with some affirmative indication of innocence but need only show that his prosecution ended without a conviction.
SUPREME COURT OF THE UNITED STATES
Syllabus
THOMPSON v. CLARK et al.
certiorari to the united states court of appeals for the second circuit
No. 20–659. Argued October 12, 2021—Decided April 4, 2022
In January 2014, petitioner Larry Thompson was living with his fiancée (now wife) and their newborn baby in an apartment in Brooklyn, New York. Thompson’s sister-in-law, who apparently suffered from a mental illness, called 911 to report that Thompson was sexually abusing the baby. When Emergency Medical Technicians arrived, Thompson denied that anyone had called 911. When the EMTs returned with four police officers, Thompson told them that they could not enter without a warrant. The police nonetheless entered and handcuffed Thompson. EMTs took the baby to the hospital where medical professionals examined her and found no signs of abuse. Meanwhile, Thompson was arrested and charged with obstructing governmental administration and resisting arrest. He was detained for two days before being released. The charges against Thompson were dismissed before trial without any explanation by the prosecutor or judge. After the dismissal, Thompson filed suit under 42 U. S. C. §1983, alleging several constitutional violations, including a Fourth Amendment claim for malicious prosecution. To maintain that Fourth Amendment claim under §1983, a plaintiff such as Thompson must demonstrate, among other things, that he obtained a favorable termination of the underlying criminal prosecution. To meet that requirement, Second Circuit precedent required Thompson to show that his criminal prosecution ended not merely without a conviction, but also with some affirmative indication of his innocence. See Lanning v. Glens Falls, 908 F.3d 19, 22. The District Court, bound by Lanning, held that Thompson’s criminal case had not ended in a way that affirmatively indicated his innocence because Thompson could not offer any substantial evidence to explain why his case was dismissed. The Second Circuit affirmed the dismissal of Thompson’s claim. This Court granted certiorari to resolve a split among the Courts of Appeals over how to apply the favorable termination requirement of the Fourth Amendment claim under §1983 for malicious prosecution.
Held: To demonstrate a favorable termination of a criminal prosecution for purposes of the Fourth Amendment claim under §1983 for malicious prosecution, a plaintiff need not show that the criminal prosecution ended with some affirmative indication of innocence. A plaintiff need only show that his prosecution ended without a conviction. Thompson has satisfied that requirement here. Pp. 4–12.
(a) To determine the elements of a constitutional claim under §1983, this Court’s practice is to first look to the elements of the most analogous tort as of 1871 when §1983 was enacted, so long as doing so is consistent with “the values and purposes of the constitutional right at issue.” Manuel v. Joliet, 580 U.S. 357, 370. Here, as most of the Courts of Appeals to consider the question have determined, the most analogous tort to this Fourth Amendment claim is malicious prosecution. Pp. 4–7.
(b) In accord with the elements of the malicious prosecution tort, a Fourth Amendment claim under §1983 for malicious prosecution requires the plaintiff to show a favorable termination of the underlying criminal case against him. The parties to this case, as well as the lower courts, disagree about what a favorable termination entails, i.e., is it sufficient to show that Thompson’s prosecution ended without a conviction or must he also show that his prosecution ended with some affirmative indication of innocence? To resolve that disagreement, the Court looks to American malicious prosecution tort law as of 1871. At that time, most American courts agreed that the favorable termination element of a malicious prosecution claim was satisfied so long as the prosecution ended without a conviction. A plaintiff could maintain a malicious prosecution claim when, for example, the prosecutor abandoned the criminal case or the court dismissed the case without providing a reason.
The American tort-law consensus as of 1871 did not require a plaintiff in a malicious prosecution suit to show that his prosecution ended with an affirmative indication of innocence, and this Court similarly construes Thompson’s Fourth Amendment claim under §1983 for malicious prosecution. Doing so is consistent with “the values and purposes” of the Fourth Amendment. Manuel, 580 U. S., at 370. Questions concerning whether a criminal defendant was wrongly charged, or whether an individual may seek redress for a wrongful prosecution, cannot reasonably depend on whether the prosecutor or court happened to explain why charges were dismissed. And requiring a plaintiff to show that his prosecution ended with an affirmative indication of innocence is not necessary to protect officers from unwarranted civil suits, as officers are still protected by the requirement that the plaintiff show the absence of probable cause and by qualified immunity. Pp. 7–11.
794 Fed. Appx. 140, reversed and remanded.
Kavanaugh, J., delivered the opinion of the Court, in which Roberts, C. J., and Breyer, Sotomayor, Kagan, and Barrett, JJ., joined. Alito, J., filed a dissenting opinion, in which Thomas and Gorsuch, JJ., joined.
Argued. For petitioner: Amir H. Ali, Washington, D. C.; and Jonathan Y. Ellis, Assistant to the Solicitor General, Department of Justice, Washington, D. C. (for United States, as amicus curiae.) For respondents: John D. Moore, New York, N. Y. |
Motion of the Acting Solicitor General for leave to participate in oral argument as amicus curiae and for divided argument GRANTED, and the time is allotted as follows: 20 minutes for petitioner, 15 minutes for the Acting Solicitor General, and 30 minutes for respondents. |
Sealed records from the U.S.D.C. Eastern District of New York has been electronically filed. |
Sealed record material from the U.S.D.C. Eastern District of New York has been electronically filed. |
Reply of Larry Thompson submitted. |
The record from the U.S.D.C. Eastern District of New York (Brooklyn) has been electronically filed. |
Reply of petitioner Larry Thompson filed. (Distributed) |
ARGUMENT RESCHEDULED FOR Tuesday, October 12, 2021. |
The record from the U.S.C.A. 2nd Circuit has been electronically filed. |
Record requested from the U.S.C.A. 2nd Circuit. |
Amicus brief of City of Chicago submitted. |
Amicus brief of The District Attorneys Association of the State of New York submitted. |
Amicus brief of City of Chicago submitted. |
Amicus brief of City of Chicago submitted. |
Brief amici curiae of City of Chicago, et al. filed. |
Brief amicus curiae of The District Attorneys Association of the State of New York filed. |
Motion of the Acting Solicitor General for leave to participate in oral argument as amicus curiae and for divided argument filed. |
Motion of United States for leave to participate in oral argument and for divided argument submitted. |
Brief of Police Officer Pagiel Clark, Shield #28472, et al. submitted. |
ARGUMENT SET FOR Monday, November 1, 2021. |
Brief of respondents Police Officer Pagiel Clark, Shield #28472, et al. filed. |
Amicus brief of APA Watch submitted. |
Amicus brief of Federal Courts Scholars submitted. |
Amicus brief of NAACP Legal Defense and Educational Fund, Inc. submitted. |
Amicus brief of American Civil Liberties Union, Cato Institute, New York Civil Liberties Union, and Rutherford Institute submitted. |
Amicus brief of Boston University Center for Antiracist Research submitted. |
Amicus brief of Current and Former Prosecutors, Department of Justice Officials, and Judges submitted. |
Amicus brief of Law Enforcement Action Partnership submitted. |
Amicus brief of United States submitted. |
Amicus brief of Constitutional Accountability Center submitted. |
Amicus brief of Home School Legal Defense Association submitted. |
Amicus brief of Institute for Justice submitted. |
Amicus brief of National Police Accountability Project and Innocence Network submitted. |
Amicus brief of National, State, and Local Civil Rights, Racial Justice, and Criminal Defense Organizations submitted. |
Brief amicus curiae of NAACP Legal Defense and Educational Fund, Inc. filed. |
Brief amicus curiae of APA Watch filed. |
Brief amicus curiae of Constitutional Accountability Center filed. |
Brief amicus curiae of Institute for Justice filed. |
Brief amici curiae of Federal Courts Scholars filed. |
Brief amici curiae of American Civil Liberties Union, et al. filed. |
Brief amicus curiae of Boston University Center for Antiracist Research filed. |
Brief amici curiae of National, State, and Local Civil Rights, Racial Justice, and Criminal Defense Organizations filed. |
Brief amicus curiae of Home School Legal Defense Association filed. |
Brief amicus curiae of Law Enforcement Action Partnership filed. |
Brief amicus curiae of United States filed. |
Brief amici curiae of Current and Former Prosecutors, et al. filed. |
Brief amici curiae of National Police Accountability Project, et al. filed. |
Brief of Larry Thompson submitted. |
Joint appendix filed. (Statement of costs filed) |
Brief of petitioner Larry Thompson filed. |
Joint Appendix submitted. |
Consent to the filing of amicus briefs received from counsel for Police Officer Pagiel Clark, Shield #28472, et al. submitted. |
Blanket Consent filed by Respondent, Police Officer Pagiel Clark, Shield #28472, et al. |
Joint motion to extend the time to file the briefs on the merits granted. The time to file the joint appendix and petitioner's brief on the merits is extended to and including June 4, 2021. The time to file respondents' brief on the merits is extended to and including August 16, 2021. |
Joint motion for an extension of time to file the briefs on the merits filed. |
The order granting the petition for a writ of certiorari is amended as follows: The petition for a writ of certiorari is granted limited to Question 1 presented by the petition. |
Petition GRANTED. |
DISTRIBUTED for Conference of 3/5/2021. |
DISTRIBUTED for Conference of 2/26/2021. |
Reply of petitioner Larry Thompson filed. (Distributed) |
Letter waiving the 14-day waiting period for the filing of a reply pursuant to Rule 15.5 filed. |
Brief of respondents Police Officer Pagiel Clark, et al. in opposition filed. |
Brief amici curiae of National, State, and Local Civil Rights, Racial Justice, and Criminal Defense Organizations filed. |
Brief amici curiae of Current and Former Prosecutors, Department of Justice Officials, and Judges filed. |
Motion to extend the time to file a response is granted and the time is extended to and including February 3, 2021. |
Motion to extend the time to file a response from January 4, 2021 to February 3, 2021, submitted to The Clerk. |
Response Requested. (Due January 4, 2021) |
DISTRIBUTED for Conference of 12/11/2020. |
Waiver of right of respondent Police Officer Pagiel Clark, et al. to respond filed. |
Petition for a writ of certiorari filed. (Response due December 14, 2020) |