Greer v. United States, 593 U.S. ___ (2021)
In its 2019 “Rehaif” decision, the Supreme Court clarified that for 18 U.S.C. 922(g) firearms-possession offenses, the prosecution must prove both that the defendant knew he possessed a firearm and that he knew he was a felon when he possessed the firearm. Before Rehaif, the petitioners were convicted under section 922(g)(1). The Eleventh Circuit rejected Greer's request for a new trial based on the court’s failure to instruct the jury that Greer had to know he was a felon to be found guilty. The Fourth Circuit agreed that Gary's guilty plea must be vacated because the court failed to advise him that, if he went to trial, a jury would have to find that he knew he was a felon.
The Supreme Court affirmed Greer's conviction and reversed as to Gary. A Rehaif error is not a basis for plain-error relief unless the defendant makes a sufficient argument that he would have presented evidence at trial that he did not know he was a felon. A defendant who has “an opportunity to object” to an alleged error and fails to do so forfeits the claim of error. If a defendant later raises the forfeited claim, Federal Rule of Criminal Procedure 52(b)’s plain-error standard applies. Rehaif errors occurred during the underlying proceedings and the errors were plain but Greer must show that, if the court had correctly instructed the jury, there is a “reasonable probability” that he would have been acquitted; Gary must show that, if the court had correctly advised him, there is a “reasonable probability” that he would not have pled guilty. They have not carried that burden. Both had multiple prior felony convictions. The Court rejected arguments that Rehaif errors are “structural” and require automatic vacatur.
In felon-in-possession cases, a "Rehaif" error is not a basis for plain-error relief unless the defendant makes a sufficient argument or representation on appeal that he would have presented evidence at trial that he did not, in fact, know he was a felon.
SUPREME COURT OF THE UNITED STATES
Syllabus
GREER v. UNITED STATES
certiorari to the united states court of appeals for the eleventh circuit
No. 19–8709. Argued April 20, 2021—Decided June 14, 2021[1]
In Rehaif v. United States, 588 U. S. ___, the Court clarified the mens rea requirement for firearms-possession offenses under 18 U. S. C. §922(g). After Rehaif, the Government in a felon-in-possession case must prove not only that the defendant knew he possessed a firearm, but also that he knew he was a felon when he possessed the firearm. See 588 U. S., at ___. Prior to Rehaif, Gregory Greer and Michael Gary were separately convicted of being felons in possession of a firearm in violation of §922(g)(1). Greer’s conviction resulted from a jury trial during which Greer did not request—and the District Court did not give—a jury instruction requiring the jury to find that Greer knew he was a felon when he possessed the firearm. Gary pled guilty to two counts of being a felon in possession of a firearm. During Gary’s plea colloquy, the District Court did not advise Gary that, if he went to trial, a jury would have to find that he knew he was a felon when he possessed the firearms. On appeal, both Greer and Gary raised new mens rea arguments based on Rehaif. Greer requested a new trial based on the District Court’s failure to instruct the jury that Greer had to know he was a felon to be found guilty. Applying plain-error review, the Eleventh Circuit rejected that argument. Gary argued that his guilty plea must be vacated because the District Court failed to advise him that, if he went to trial, a jury would have to find that he knew he was a felon. The Fourth Circuit agreed with Gary, holding that the failure to advise him of that mens rea element was a structural error that required automatic reversal even though Gary had not raised the argument in the District Court.
Held: In felon-in-possession cases, a Rehaif error is not a basis for plain-error relief unless the defendant first makes a sufficient argument or representation on appeal that he would have presented evidence at trial that he did not in fact know he was a felon.
Under Rule 51(b) of the Federal Rules of Criminal Procedure, a defendant who has “an opportunity to object” to an alleged error and fails to do so forfeits the claim of error. If, as with Greer and Gary here, a defendant later raises the forfeited claim on appeal, Rule 52(b)’s plain-error standard applies. See Puckett v. United States, 556 U.S. 129, 135. To establish eligibility for plain-error relief, a defendant must show (i) that there was an error, (ii) that the error was plain, and (iii) that the error affects “substantial rights,” i.e., that there is “a reasonable probability that, but for the error, the outcome of the proceeding would have been different.” Rosales-Mireles v. United States, 585 U. S. ___, ___. If the defendant satisfies those three prongs, an appellate court may grant relief only if it also concludes that the error had a serious effect on “the fairness, integrity or public reputation of judicial proceedings.” Ibid. (internal quotation marks omitted).
Here, it is undisputed that Rehaif errors occurred during Greer’s and Gary’s district court proceedings and that the errors were plain. To satisfy the “substantial rights” prong, Greer must show that, if the District Court had correctly instructed the jury on the mens rea element of a felon-in-possession offense, there is a “reasonable probability” that he would have been acquitted. Gary must show that, if the District Court had correctly advised him of the mens rea element of the offense, there is a “reasonable probability” that he would not have pled guilty.
Greer and Gary have not carried that burden. Both had been convicted of multiple felonies prior to their respective felon-in-possession offenses. Those prior convictions are substantial evidence that they knew they were felons. And neither defendant argued or made a representation on appeal that he would have presented evidence at trial that he did not in fact know he was a felon when he possessed a firearm.
Greer’s and Gary’s counterarguments are unpersuasive. Greer primarily argues that an appellate court conducting plain-error review of a Rehaif instructional error may examine only the trial record, and may not consider, for example, information about a defendant’s prior convictions contained in a pre-sentence report. But the undisputed fact that Greer was a felon is in the trial record. In any event, that argument contravenes both logic and precedent. See, e.g., United States v. Vonn, 535 U.S. 55, 58–59.
Gary argues that he is exempt from ordinary plain-error review under Rule 52(b) for one of two alternative reasons. Gary first argues that a narrow “futility” exception to Rule 52(b) applies because it would have been futile to object to the omission of the mens rea element from his plea colloquy given the pre-Rehaif state of the law. For that reason, Gary argues that his claim should be governed by the more lenient harmless-error standard of Rule 52(a) rather than the more exacting plain-error standard of Rule 52(b). Gary’s proposed futility exception lacks any support in the text of the Federal Rules of Criminal Procedure or in this Court’s precedents, which distinguish between harmless-error and plain-error review based on preservation. See, e.g., Johnson v. United States, 520 U.S. 461. Gary also asserts that Rehaif errors are “structural” and require automatic vacatur in every case without regard to whether a defendant can otherwise satisfy the plain-error test. The Court disagrees. Rehaif errors fit comfortably within the “general rule” that “a constitutional error does not automatically require reversal of a conviction.” Arizona v. Fulminante, 499 U.S. 279, 306. Pp. 3–11.
No. 19–8709, 798 Fed. Appx. 483, affirmed; No. 20–444, 954 F.3d 194, reversed.
Kavanaugh, J., delivered the opinion of the Court, in which Roberts, C. J., and Thomas, Breyer, Alito, Kagan, Gorsuch, and Barrett, JJ., joined. Sotomayor, J., filed an opinion, concurring in part and dissenting in part.
JUDGMENT ISSUED. |
Adjudged to be AFFIRMED. Kavanaugh, J., delivered the opinion of the Court, in which Roberts, C. J., and Thomas, Breyer, Alito, Kagan, Gorsuch and Barrett, JJ., joined. Justice Sotomayor, concurring as to No. 19-8709, and concurring in part, dissenting in part, and dissenting from the judgment as to No. 20-444. (Opinion also for No. 20-444). VIDED. |
Adjudged to be AFFIRMED. Kavanaugh, J., delivered the opinion of the Court, in which Roberts, C. J., and Thomas, Breyer, Alito, Kagan, Gorsuch and Barrett, JJ., joined. Sotomayor, J., filed an opinion concurring in part and dissenting in part. |
Argued. For petitioner: M. Allison Guagliardo, Assistant Federal Defender, Tampa, Fla. For respondent: Benjamin W. Snyder, Assistant to the Solicitor General, Department of Justice, Washington, D. C.. |
Reply of petitioner Gregory Greer filed. (Distributed) |
Reply of Gregory Greer submitted. |
CIRCULATED |
Motion of petitioner for leave to file Volume II of the joint appendix under seal GRANTED. |
Brief of respondent United States of America filed. |
Record from the U.S.D.C. Middle District of Florida Jacksonville Division has been electronically received and filed. |
The record from the U.S.C.A. 11th Circuit is electronic and located on Pacer. |
Record requested. |
SET FOR ARGUMENT on Tuesday, April 20, 2021. |
Brief amicus curiae of National Association of Criminal Defense Lawyers filed. |
Blanket Consent filed by Petitioner, Gregory Greer |
Brief of petitioner Gregory Greer filed. |
Motion file Volume II of the joint appendix under seal filed by petitioner Gregory Greer. |
Joint appendix filed. (Statement of costs filed) |
Motion to proceed in forma pauperis and petition for a writ of certiorari GRANTED. |
Reply of petitioner Gregory Greer filed. (Distributed) |
Reply of petitioner Gregory Greer filed. (Distributed) |
DISTRIBUTED for Conference of 1/8/2021. |
Rescheduled. |
DISTRIBUTED for Conference of 1/8/2021. |
Brief of respondent United States of America filed. |
Motion to extend the time to file a response is granted and the time is extended to and including October 9, 2020. |
Motion to extend the time to file a response from September 9, 2020 to October 9, 2020, submitted to The Clerk. |
Response Requested. (Due September 9, 2020) |
DISTRIBUTED for Conference of 9/29/2020. |
Waiver of right of respondent United States of America to respond filed. |
Petition for a writ of certiorari and motion for leave to proceed in forma pauperis filed. (Response due July 15, 2020) |