SUPREME COURT OF THE UNITED STATES
_________________
No. 19–177
_________________
AGENCY FOR INTERNATIONAL DEVELOPMENT,
et al., PETITIONERS
v. ALLIANCE FOR OPEN SOCIETY
INTERNATIONAL, INC., et al.
on writ of certiorari to the united states
court of appeals for the second circuit
[June 29, 2020]
Justice Breyer, with whom Justice Ginsburg and
Justice Sotomayor join, dissenting.
The Court, in my view, asks the wrong question
and gives the wrong answer. This case is not about the First
Amendment rights of foreign organizations. It is about—and has
always been about—the First Amendment rights of American
organizations.
The last time this case came before us, those
American organizations vindicated their constitutional right to
speak freely, both at home and abroad. In
Agency for Int’l
Development v.
Alliance for Open Society Int’l,
Inc.,
570 U.S.
205 (2013) (
AOSI I ), we held that the First
Amendment forbids the Government from distorting their speech by
requiring, as a condition of receiving federal funds, that they
“pledge allegiance” to a state-sponsored message.
Id., at
220.
This time, the question is whether the American
organizations enjoy that same constitutional protection against
government-compelled distortion when they speak through clearly
identified affiliates that have been incorporated overseas. The
answer to that question, as I see it, is yes. I dissent from
the Court’s contrary conclusion.
I
To understand the issue now before us, one
must appreciate how it got here. Given this litigation’s lengthy
history, that requires a rather detailed look at why this dispute
first arose, what we decided in our prior decision (namely,
AOSI I ), and where the case proceeded from
there.
A
As we explained in
AOSI I, the
plaintiffs in this action (respondents in this Court then and now)
“are a group of domestic organizations engaged in combating
HIV/AIDS overseas.”
Id., at 210. Their lifesaving work spans
multiple continents.
Id., at 211. For example, respondents
run “programs aimed at limiting injection drug use in Uzbekistan,
Tajikistan, and Kyrgyzstan, preventing mother-to-child HIV
transmission in Kenya, and promoting safer sex practices in India.”
Ibid. Respondents also counsel high-risk populations such as
sex workers, encourage foreign governments to adopt beneficial
public policies, and share information about best practices in
publications and at conferences. See
ibid.; App. 171, 217,
222, 419. To support these international efforts, respondents must
make fundraising appeals to donors worldwide. See,
e.g.,
id., at 366, 384, 431–433, 457. But crucially for both their
mission and for this case, respondents also “receive billions [of
dollars] annually in financial assistance from the United States.”
AOSI I, 570 U. S., at 210.
One of respondents’ primary sources of federal
funding is the United States Leadership Against HIV/AIDS,
Tuberculosis, and Malaria Act of 2003. 117Stat. 711, as amended, 22
U. S. C. §7601
et seq. (Leadership Act). Congress
enacted the Leadership Act with the goal of creating “a
‘comprehensive, integrated’ strategy to combat HIV/AIDS around the
world.”
AOSI I, 570 U. S., at 209 (quoting
§7611(a)). To that end, the statute allocates considerable federal
dollars to nongovernmental organizations fighting HIV/AIDS abroad.
Id., at 209–211.
But Leadership Act funding comes with strings
attached. Two, in particular. First, no Leadership Act funds
“ ‘may be used to promote or advocate the legalization or
practice of prostitution or sex trafficking.’ ”
Id., at
210 (quoting §7631(e)). Second, with some exceptions not relevant
here, any recipient of Leadership Act funds must have “ ‘a
policy explicitly opposing prostitution and sex
trafficking.’ ”
Id., at 210 (quoting §7631(f )).
The first condition limiting how Leadership Act funds may be spent
has never been challenged in this litigation.
Id., at 210.
What has driven this decades-long dispute is the second condition,
the “Policy Requirement” that requires recipients to espouse a
government message.
Ibid.
Concerned that “adopting a policy explicitly
opposing prostitution” could “alienate certain host governments”
and “mak[e] it more difficult to work with prostitutes in the fight
against HIV/AIDS,” respondents sued.
Id., at 211. They
asserted that the Policy Requirement put an unconstitutional
condition on the receipt of federal funds and was thus
unenforceable.
Id., at 212
. Accordingly, as the case
came to us in
AOSI I, the question was whether this
funding condition violated respondents’ First Amendment rights.
Id., at 211.
B
The answer, we held in
AOSI I, was
yes. Our reasoning then demands close inspection now.
To begin, we observed in
AOSI I that
“the Policy Requirement would plainly violate the First Amendment”
if it operated “as a direct regulation of speech.”
Id., at
213. Commanding someone to speak a government message contravenes
the “basic First Amendment principle that ‘freedom of speech
prohibits the government from telling people what they must
say.’ ”
Ibid. (quoting
Rumsfeld v.
Forum for
Academic and Institutional Rights,
Inc.,
547 U.S.
47, 61 (2006) (
FAIR)); see also,
e.g.,
West
Virginia Bd. of Ed. v.
Barnette,
319
U.S. 624, 642 (1943);
Wooley v.
Maynard,
430 U.S.
705, 717 (1977).
That the Policy Requirement is a funding
condition, rather than a direct command, complicated the analysis
in
AOSI I but did not change the outcome. True,
Congress’ Article I spending power “includes the authority to
impose limits on the use of [federal] funds to ensure they are
used” as “Congress intends,” even conditions that “may affect the
recipient’s exercise of its First Amendment rights.”
AOSI I, 570 U. S., at 213–214. That is all the
first (and unchallenged) Leadership Act condition does by
forbidding federal funds from being used to promote prostitution or
sex trafficking. See
id., at 217–218. Congress may not,
however, “leverage funding to regulate speech outside the contours”
of the program it has chosen to subsidize.
Id., at 214–215.
That, as we will see, is what the Policy Requirement
does—and why we held in
AOSI I that this second
condition violated respondents’ First Amendment rights.
The constitutional line is whether a funding
condition helps “specify the activities Congress wants to
subsidize” or instead seeks to “reach [speech] outside” the federal
program.
Id., at 214, 217. We recognized in
AOSI I that this line “is not always self-evident.”
Id., at 217. To “hel[p] illustrate the distinction,” our
decision gave two examples from our precedents.
Id., at
215.
As an example of what the Government may
not do, we pointed to our decision
FCC v.
League
of Women Voters of Cal.,
468 U.S.
364 (1984). There, the Government required noncommercial
broadcasters receiving federal financial assistance to refrain from
editorializing entirely; they could not even “establish [an]
‘affiliate’ organizatio[n]” to editorialize on their behalf “with
nonfederal funds.”
Id., at 400. By giving a broadcaster no
way “to make known its views on matters of public importance,” the
funding condition in
League of Women Voters violated the
First Amendment.
Id., at 400–401. That condition, as we put
it in
AOSI I, “went beyond” ensuring that federal funds
did not subsidize the broadcasters’ editorial content and therefore
distorted their “speech outside the scope of the program.” 570
U. S., at 216.
Just the opposite was true in
Regan v.
Taxation With Representation of Wash.,
461 U.S.
540 (1983), the case we cited in
AOSI I as an
example of what the Government
may do. In
Regan, a
nonprofit group received tax-exempt status as a §501(c)(3)
organization on the condition that the organization not engage in
lobbying.
AOSI I, 570 U. S., at 215 (citing
Regan, 461 U. S., at 544). Even though this condition
on federal financial assistance affected the nonprofit’s exercise
of First Amendment rights, the condition was constitutional because
it “did not prohibit [the nonprofit] from lobbying Congress
altogether.” 570 U. S., at 215.
Specifically, the nonprofit in
Regan—unlike the broadcasters in
League of Women
Voters—was permitted to establish an affiliate to carry on its
lobbying activities as a §501(c)(4) organization.
AOSI I, 570 U. S., at 215 (citing
Regan,
461 U. S., at 544). The nonprofit could thus act
(and speak) through two corporate entities: The §501(c)(3)
organization could get the tax exemption (but not lobby), while the
§501(c)(4) organization could lobby (but not get the tax
exemption). 570 U. S., at 215. Since requiring the nonprofit
to adopt this “ ‘dual structure’ ” was not “ ‘unduly
burdensome,’ ” the condition in
Regan “did not deny the
[nonprofit] a government benefit ‘on account of its intention to
lobby.’ ” 570 U. S., at 215 (quoting
Regan, 461
U. S., at 545, and n. 6). The condition was thus
constitutional, even though it essentially compelled the nonprofit
to affiliate with other organizations. See 570 U. S., at
215
.
In
AOSI I, we held “that the Policy
Requirement falls on the unconstitutional side of the line”
separating
League of Women Voters (unconstitutional) and
Regan (constitutional). 570 U. S., at 217. Like the
funding condition in
League of Women Voters, we explained,
the Policy Requirement affects protected speech outside the scope
of the federal program. 570 U. S., at 218. “By requiring
recipients to profess a specific belief,” it “goes beyond defining”
the program “to defining the recipient” in the eyes of their global
audience.
Ibid. Respondents cannot “avow [a] belief dictated
by” the Government “when spending Leadership Act funds, and then
turn around and assert a contrary belief, or claim neutrality,”
when acting on their “own time and dime.”
Ibid. The Policy
Requirement thus conditioned funding on an across-the-board
distortion of respondents’ message. See
ibid.
We further explained in
AOSI I—and
this is critical—why we could not accept the Government’s
suggestion that the case was just a redux of
Regan. In
AOSI I, the Government suggested a similar
“dual-structure” solution to the First Amendment problem. Like the
nonprofit in
Regan, the Government noted, respondents could
act (and speak) through two corporate entities: One organization
could receive Leadership Act funds on respondents’ behalf (and
comply with the Policy Requirement), while a legally separate
affiliate could communicate respondents’ preferred message (and not
receive Leadership Act funds)—or vice versa.
AOSI I,
570 U. S., at 219. True enough. But we
rejected the
Government’s argument all the same.
Why did we reject it? Because corporate
formalities do nothing to ward off speech distortion where—like
AOSI I, but unlike
Regan—the Government has
required a speaker to “espouse a specific belief as its own.” 570
U. S., at 219. “If the affiliate is distinct from the
recipient,” we reasoned, “the arrangement does not afford a means
for the
recipient to express
its beliefs.”
Ibid. And if “the affiliate is more clearly identified with
the recipient, the recipient can express those beliefs only at the
price of evident hypocrisy.”
Ibid. With respect to the
latter situation, in other words, compelling a recipient to disavow
a message involuntarily uttered by its clearly identified affiliate
is forced hypocrisy, not free speech. See
ibid.
In sum, the Policy Requirement conditioned
federal funds on an unavoidable and irreversible distortion of
respondents’ protected speech. We therefore held in
AOSI I that the Policy Requirement “violates the First
Amendment and cannot be sustained.”
Id., at 221.
C
On remand from our decision, the District
Court did what district courts ought to do. It “tailor[ed] ‘the
scope of the remedy’ to fit ‘the nature and extent of the
constitutional violation’ ” that we identified in
AOSI I.
Hills v.
Gautreaux,
425 U.S.
284, 294 (1976) (quoting
Milliken v.
Bradley,
418 U.S.
717, 744 (1974)).
The District Court, like our Court, recognized
that respondents’ work—and with it their protected speech—has a
global reach. But respondents, it turns out, use different
organizational structures to deliver services in different places.
106 F. Supp. 3d 355, 360–361 (SDNY 2015). Sometimes,
particularly when foreign governments (or our own government)
require, respondents operate through legally separate affiliates
incorporated abroad.
Ibid.; see also,
e.g., App. 368,
373–375.
In the District Court’s view, those corporate
formalities did not meaningfully change the First Amendment
calculus. See 106 F. Supp. 3d, at 360–361. Respondents,
together with their affiliates, convey a clear, consistent message
to high-risk populations, government officials, healthcare
professionals, prospective employees, and private donors across the
globe. See,
e.g., App. 370–371, 391, 460–461. They share the
same name, logo, and branding—all of which use identical colors,
fonts, and imagery. See,
e.g.,
id., at 445–455. They
adhere to shared values, work towards common goals, and coordinate
their collective message. See,
e.g.,
id., at 385–386,
404–429. To an outside observer, respondents and their affiliates
are a single, cohesive unit. They speak as one.
The District Court consequently concluded that
imposing the Policy Requirement on respondents’ affiliates—wherever
they happen to have been incorporated—would force respondents to
“expres[s] contrary positions on the same matter through [their]
different organizational components.” 106 F. Supp. 3d, at 361.
To prevent that from happening, and in keeping with the principles
we set forth in
AOSI I, the District Court enjoined
enforcement of the Policy Requirement against respondents and their
clearly identified affiliates, including affiliates that were
incorporated overseas.
Id., at 363. The District Court
thought that remedial order necessary to protect respondents’
own First Amendment rights—rights that, as American
organizations, respondents unquestionably have.
Id., at
361.
The Court of Appeals understood the District
Court’s order that way, too. “The narrow issue before” us, the
Court of Appeals explained, “is whether applying the Policy
Requirement to [respondents’] closely aligned foreign affiliates
violates [respondents’] own First Amendment rights.” 911 F.3d 104,
109 (CA2 2018). The Court of Appeals held that the answer was yes
and affirmed on that basis.
Ibid. We granted certiorari to
review the Court of Appeals’ decision.
II
The road has been long, but we have arrived at
the specific question now before us: whether enforcing the Policy
Requirement against respondents’ clearly identified foreign
affiliates violates respondents’ own First Amendment rights. Like
the District Court and the Court of Appeals, I believe the
answer is yes.
Our reasoning in
AOSI I, along with
the body of precedent on which it relied, should decide this case.
Just as compelling a clearly identified
domestic affiliate
to espouse a government message distorts respondents’ own protected
speech,
AOSI I, 570 U. S., at 219, so too does
compelling a clearly identified
foreign affiliate to espouse
the same government message. Either way, federal funding
conditioned on that affirmative avowal of belief comes at an
unconstitutionally high “price of evident hypocrisy.”
Ibid.
Properly understood, our speech-misattribution
cases—in particular
Hurley v.
Irish-American Gay,
Lesbian and Bisexual Group of Boston,
Inc.,
515 U.S.
557 (1995)—confirm that common-sense conclusion. Any other
result would undermine First Amendment protections for the
countless American speakers who address audiences overseas.
A
Respondents should prevail here for the same
reasons they prevailed in
AOSI I. When respondents
speak through legally separate but clearly identified affiliates,
we held, that speech is attributed to respondents for First
Amendment purposes.
AOSI I, 570 U. S., at 219. So
when the Government demands as a condition of federal funding that
their clearly identified affiliate “espouse a specific belief as
its own,” respondents may express a contrary view through some
other corporate channel only on pain of appearing hypocritical.
Ibid. Leveraging Congress’ Article I spending power to
distort respondents’ protected speech in this way therefore
violates
respondents’ First Amendment rights—whatever else
might be said about the affiliate’s own First Amendment rights (or
asserted lack thereof ).
Ibid.
These principles apply with full force to the
dispute now before us. Respondents and their affiliates receive
federal funding to fight HIV/AIDS
overseas. What has been at
stake in this case from the beginning, then, is protected speech
often aimed at audiences abroad. Our decision in
AOSI I
shielded respondents’ global message from government-compelled
distortion in the eyes of those foreign audiences, as well as
listeners here at home.
Ibid. Yet in the wake of our ruling,
respondents have continued to suffer that exact same First
Amendment harm.
True, respondents’ international mission
sometimes requires that they convey their message through
affiliates incorporated in far-off countries, rather than
registered here at home. But so what? Audiences everywhere
attribute speech based on whom they perceive to be speaking, not on
corporate paperwork they will never see. What mattered in
AOSI I was thus how “clearly identified” the affiliates
were with respondents, not the fact that the affiliates were
incorporated as separate legal entities.
Ibid. And what
matters now is once again how “clearly identified” the affiliates
are with respondents, not the fact that the affiliates were
incorporated as
foreign legal entities.
The First Amendment question therefore hinges,
as it did before, on what an objective observer sees, hears, and
understands when respondents speak through their foreign
affiliates. As to that, not even the Government meaningfully
disputes that respondents and their foreign affiliates are clearly
identified with one another. Their appearances are the same. Their
goals are the same. Their values are the same.
Their message
is the same. Leveraging Congress’ spending power to demand speech
from respondents’ foreign affiliates distorts that shared
message—and violates respondents’ First Amendment rights. So while
respondents and their clearly identified foreign affiliates may be
technically different entities with respect to such matters as
contracts, taxes, and torts, they are constitutionally the same
speaker when it comes to the protected speech at issue in this
case.
This two-entities-one-speaker principle is an
established part of our First Amendment jurisprudence. Take
Regan. To refresh, in that case we upheld a ban on engaging
in certain protected speech (lobbying) that the federal tax code
imposed on a nonprofit’s §501(c)(3) organization because the
nonprofit could still speak through a separate §501(c)(4)
organization. See 461 U. S., at 544. Put simply, one speaker
(the nonprofit) could act (and speak) through two legally separate
entities (the §501(c)(3) and §501(c)(4) organizations).
Recall also our similar observation in
League
of Women Voters. There we noted that a funding condition’s ban
on editorializing would have been constitutional if, in contrast to
the law at issue, the statute let noncommercial broadcasters “make
known” their “views on matters of public importance” by speaking
through legally separate “editorializing affiliate[s].” 468
U. S., at 400. Once again, we made clear that a single speaker
can act (and speak) through two legally separate entities. But
because the speaker in
League of Women Voters was not free
to do so, we held that the Government’s funding condition violated
the First Amendment.
Id., at 400–401.
Regan and
League of Women Voters
are far from our only precedents recognizing this firmly entrenched
First Amendment principle. See
Legal Services Corporation v.
Velazquez,
531 U.S.
533, 546 (2001) (observing that organizational affiliates may
provide “alternative channel[s] for expression” by a single
speaker);
Rust v.
Sullivan,
500
U.S. 173, 196–198 (1991) (similar). We reiterated that rule
once again in
AOSI I. See 570 U. S., at 215–217,
219.
Thus, in the First Amendment context, the
corporate veil is not an iron curtain. Just the opposite. We
attribute speech across corporate lines all the time.
Rightly so. When a funding condition restricts
speech, this familiar framework often avoids First Amendment
problems by allowing “alternative channel[s]” for speakers to
express themselves.
Velazquez, 531 U. S., at 546. And
when a funding condition
compels speech, the same logic
leads to a similarly sensible result: The Government may not
require you to speak out of both sides of your mouth, even if each
side happens to have been incorporated as a separate legal entity.
See
AOSI I, 570 U. S., at 219.
A contrary approach would have led to a rather
surprising result in
AOSI I. Assume for a moment that
the Policy Requirement simply commanded respondents’ clearly
identified affiliates to speak—the kind of “direct regulation of
speech” that we said “would plainly violate the First Amendment,”
id., at 213. Treating corporate lines as ironclad would mean
that respondents could not object to that direct distortion of
their own message. Under all the cases just discussed, however,
that cannot be right. And as discussed below, it is equally wrong
under our cases involving speech misattribution.
B
The First Amendment protects speakers from
government compulsion that is likely to cause an audience to
mistake someone else’s message for the speaker’s own views. See,
e.g.,
Hurley, 515 U. S., at 572–573;
Pacific
Gas & Elec. Co. v.
Public Util. Comm’n of Cal.,
475 U.S.
1, 15–16 (1986). Corporate separation makes no meaningful
difference in this speech-misattribution context, either.
Consider our unanimous decision in
Hurley. In that case, a group called the South Boston Allied
War Veterans Council organized a parade. 515 U. S., at 560.
The Irish-American Gay, Lesbian and Bisexual Group of Boston—a
separate group who called themselves “GLIB” for short—wanted to
participate.
Id., at 561. After the Veterans Council said
no, GLIB obtained a court order directing the Veterans Council to
let GLIB march in the parade.
Id., at 561–562. Recognizing
that “every participating unit affects the message conveyed by the
parade organizers,” we held in
Hurley that the order
distorted the Veterans Council’s protected speech.
Id., at
572–573. Because GLIB wanted to “carr[y] its own banner” with its
own message, and because onlookers would understand GLIB as
“contribut[ing] something to” the parade’s “common theme,” the
order “essentially requir[ed]” the Veterans Council “to alter the
expressive content of their parade.”
Id., at 572–573, 576.
That violated the First Amendment.
Id., at 573.
The First Amendment violation in this case is
even more apparent. In
Hurley, the Veterans Council had
merely “combin[ed] multifarious voices” of disparate groups without
bothering to “isolate an exact message,” yet the First Amendment
protected its message from government- compelled distortion all the
same.
Id., at 569. Respondents in this case have done the
Veterans Council one better. They have carefully constructed a
cogent message and marshaled their clearly identified foreign
affiliates to express it across the globe. See
supra, at
7–8, 10.
Furthermore, in
Hurley we could only
speculate about what GLIB’s exact message was and why the Veterans
Council did not want to be associated with it. See 515 U. S.,
at 574–575. But here we know exactly what the challenged message is
(“a policy explicitly opposing prostitution and sex trafficking”)
and why respondents don’t want to be associated with it (the
message, among other things, purportedly “ ‘stigmatizes one of
the very groups whose trust [respondents] must earn to conduct
effective HIV/AIDS prevention’ ”). 22 U. S. C.
§7631(f ); Brief for Respondents 11. For that reason as well,
the First Amendment injury in this case is open, obvious, and
unusually well defined.
True,
Hurley and our other
speech-misattribution cases dealt with a speaker complaining about
being forced to affiliate with someone else’s speech, rather than
(as here) their pre-existing affiliate being forced to speak. Cf.
ante, at 6. But that factual distinction makes no
constitutional difference. From a First Amendment perspective, the
latter situation is just as bad or even worse, not better.
Consider
Hurley again. If, rather than
requiring the Veterans Council to let GLIB march while carrying its
banner, the state court had ordered a previously invited marcher
(or worse still,
all previously invited marchers) to display
GLIB’s banner, the Veterans Council would have prevailed all the
same. By compelling speech from an existing affiliate (or all of
them), that order would have required, even more brazenly, that the
Veterans Council “alter the expressive content of their parade” in
violation of the Veterans Council’s First Amendment rights. 515
U. S., at 572–573. So too if the state court had decreed that
GLIB’s banner must adorn a horse, oxen, or for that matter R2–D2, a
robot—even though those entities lack their own First Amendment
rights. Whether the transmitter of a speaker’s protected message
does (or does not) have its own First Amendment rights is beside
the point. Cf.
Wooley, 430 U. S., at 717 (prohibiting
New Hampshire from requiring that the state motto adorn a driver’s
car, even though cars do not have First Amendment rights).
There is a reason why, until today, we had not
confronted a case like the one just described. Cf.
ante, at
6. Requiring someone to host another person’s speech is often a
perfectly legitimate thing for the Government to do. See,
e.g.,
FAIR, 547 U. S., at 65 (holding that the
Government may require law schools to host speech from military
recruiters);
PruneYard Shopping Center v.
Robins,
447 U.S.
74, 87–88 (1980) (holding that the Government may require the
owner of a private shopping mall to host speech from politically
minded pamphleteers). Even the court order at issue in
Hurley was an understandable (though unconstitutional)
application of a “venerable” civil rights law. See 515 U. S.,
at 571. But because compelling people to profess a belief they do
not hold is almost always unconstitutional, see
AOSI I,
570 U. S., at 213, the Government rarely dares try. The
Government’s well-founded reticence in the past is no reason to
bless its boldness at present.
Bottom line: The critical question here, as in
Hurley, is simply whether the Government has demanded a
profession of belief that will distort the speaker’s message.
How the Government causes that distortion makes no
constitutional difference. And as explained, enforcing the Policy
Requirement against respondents’ clearly identified foreign
affiliates would plainly distort
respondents’ message. See
supra, at 7–8, 10. That violates respondents’ First
Amendment rights.
C
So far as I am aware, we have never before
held that an American speaker forfeits First Amendment protection
when it speaks though foreign affiliates to reach audiences
overseas. It is easy to understand why.
Many American news networks operate through
clearly identified foreign affiliates when speaking abroad. Viewers
attribute that speech to an American speaker: the network. That is
the whole point of using
clearly identified foreign
affiliates. For example, CNN speaks to audiences in the
Philippines, Brazil, Indonesia, and other countries using foreign
affiliates, usually styled as CNN Philippines, CNN Brazil, CNN
Indonesia, and so on. See CNN Worldwide Fact Sheet (Oct. 2019),
https:// cnnpressroom.blogs.cnn.com/cnn-fact-sheet. But does that
corporate structure mean that CNN—
i.e., the American parent
organization—has no First Amendment protection against a Government
effort to, say, prevent CNN Mexico from covering the fatal shooting
of a Mexican child by a U. S. Border Patrol agent?
Cf.
Hernández v.
Mesa, 589 U. S. ___ (2020)
(
Hernández II ). Or to
compel CNN Mexico to
run a different story, perhaps one produced by Government
personnel, that praises American policy at the border?
We should be highly skeptical. If the Government
commandeered CNN’s clearly identified foreign affiliate in these or
similar ways, whether by monetary pressure or some other means, CNN
should have constitutional recourse. Some critical foreign policy
interests might complicate the First Amendment calculus—say, a
wartime need to keep future battle plans secret. But nothing like
that is present here. And it is difficult to accept the notion that
the First Amendment permits the Government to suppress, compel, or
otherwise distort any and all American speech transmitted abroad
through a clearly identified foreign affiliate.
III
The upshot is: (1) The messages at issue here
belong to American speakers; (2) clearly identified foreign
affiliates are a critical means of conveying those messages
overseas; and (3) enforcing the Policy Requirement against
those affiliates distorts respondents’ own protected speech—and
thus violates respondents’ own First Amendment rights.
The majority justifies its contrary result on
three main grounds, two of which it says are “bedrock principles”
of American law. See
ante, at 3–6, 8. I do not find these
arguments persuasive.
A
The first “bedrock principle” on which the
majority relies is the supposedly long-settled, across-the-board
rule “that foreign citizens outside U. S. territory do not
possess rights under the U. S. Constitution.”
Ante, at
3. That sweeping assertion is neither relevant to this case nor
correct on the law.
It is not relevant because, as I have said, this
case does not concern the constitutional rights of foreign
organizations. This case concerns the constitutional rights of
American organizations. Every respondent here is—and has
always been—American.
AOSI I, 570 U. S., at 210;
see also Brief for Petitioners 7, 19 (acknowledging as much). No
foreign entities are party to this case, and respondents have never
claimed that the Policy Requirement violates anyone’s First
Amendment rights apart from their own. Both the District Court and
the Court of Appeals decided the case on that basis. The question
before us is clear: whether the First Amendment protects
Americans when they speak through clearly identified foreign
affiliates to reach audiences overseas. See
supra, at 8.
Whether the foreign affiliates themselves have their own First
Amendment rights is not at issue. See Brief for Respondents 36,
n. 3.
Even taken on its own terms, the majority’s
blanket assertion about the extraterritorial reach of our
Constitution does not reflect the current state of the law. The
idea that foreign citizens abroad
never have constitutional
rights is not a “bedrock” legal principle. At most, one might say
that they are unlikely to enjoy very often extraterritorial
protection under the Constitution. Or one might say that the matter
is undecided. But this Court has studiously avoided establishing an
absolute rule that forecloses that protection in all
circumstances.
In
Hernández v.
Mesa, 582
U. S. ___ (2017)
(per curiam) (
Hernández
I ), for example, we specifically declined to decide the
“sensitive” question whether, on the facts then before us, a
Mexican citizen standing on Mexican soil had Fourth Amendment
rights—precisely because the answer to that extraterritoriality
question “may have consequences that are far reaching.”
Id.,
at ___ (slip op., at 5).
Hernández later came to this Court
again, and we decided the case on alternative grounds. See
Hernández II, 589 U. S., at ___–___ (slip op., at
19–20). Were the majority’s categorical rule of
(non)extraterritoriality etched in stone, we could have disposed of
Hernández the first time around in a few short
sentences.
Nor do the cases that the majority cites support
an absolute rule. See
ante, at 3. The exhaustive review of
our precedents that we conducted in
Boumediene v.
Bush,
553 U.S.
723 (2008), pointed to the opposite conclusion. In
Boumediene, we rejected the Government’s argument that our
decision in
Johnson v.
Eisentrager,
339 U.S.
763 (1950), “adopted a formalistic” test “for determining the
reach” of constitutional protection to foreign citizens on foreign
soil. 553 U. S., at 762. This is to say, we rejected the
position that the majority propounds today. See
ante, at 4,
and n. (quoting
Eisentrager at length). Its “constricted
reading” of
Eisentrager and our other precedents is not the
law. See
Boumediene, 553 U. S., at 764; see also,
e.g., Neuman, Understanding Global Due Process, 23 Geo.
Immigration L. J. 365, 400 (2009) (describing our cases as
rejecting any absolute view).
The law, we confirmed in
Boumediene, is
that constitutional “questions of extraterritoriality turn on
objective factors and practical concerns” present in a given case,
“not formalism” of the sort the majority invokes today. 553
U. S., at 764. Those considerations include the extent of
de facto U. S. Government control (if any) over
foreign territory. See
ante, at 4. But they also include the
nature of the constitutional protection sought, how feasible
extending it would be in a given case, and the foreign citizen’s
status vis-à-vis the United States, among other pertinent
circumstances that might arise. 553 U. S., at 766; see also
United States v.
Verdugo-Urquidez,
494 U.S.
259, 278 (1990) (Kennedy, J., concurring) (providing the
decisive fifth vote for rejecting a foreign citizen’s claim to
constitutional protection on foreign soil outside U. S.
control because “[t]he conditions and considerations of
this
case would make adherence to
the Fourth Amendment’s warrant
requirement impracticable and anomalous” (emphasis added)). Our
precedents reject absolutism. Indeed, even our most sweeping
statements about foreign citizens’ (lack of )
constitutional rights while outside U. S. Territory have come
with limits. See,
e.g.,
Landon v.
Plasencia,
459 U.S.
21, 32 (1982) (noting that “an alien seeking initial admission
to” this country “has no constitutional rights
regarding his
application” (emphasis added));
Kleindienst v.
Mandel,
408 U.S.
753, 762 (1972) (similar).
There is wisdom in our past restraint.
Situations where a foreign citizen outside U. S. Territory
might fairly assert constitutional rights are not difficult to
imagine. Long-term permanent residents are “foreign citizens.” Does
the Constitution therefore allow American officials to assault them
at will while “outside U. S. territory”? Many international
students attend college in the United States. Does the First
Amendment permit a public university to revoke their admission
based on an unpopular political stance they took on social media
while home for the summer? Foreign citizens who have never set foot
in the United States, for that matter, often protest when
Presidents travel overseas. Does that mean Secret Service agents
can, consistent with our Constitution, seriously injure peaceful
protestors abroad without any justification?
We have never purported to give a single
“bedrock” answer to these or myriad other extraterritoriality
questions that might arise in the future. To purport to do so
today, in a case where the question is not presented and where the
matter is not briefed, is in my view a serious mistake.
And there is no need to set forth an absolute
rule here. Respondents have conceded that their foreign affiliates
lack First Amendment rights of their own while acting abroad. See
ante, at 3. If in spite of everything else, the majority
considers this point material to its decision, all that need be
said is: “We accept respondents’ concession and proceed on
that basis.” To say so much more “run[s] contrary to the
fundamental principal of judicial restraint,” a principle that
applies with particular force to constitutional interpretation.
Washington State Grange v.
Washington State Republican
Party,
552 U.S.
442, 450 (2008); see also,
e.g.,
Lyng v.
Northwest Indian Cemetery Protective Assn.,
485 U.S.
439, 445 (1988);
Three Affiliated Tribes of Fort Berthold
Reservation v.
Wold Engineering,
P. C.,
467 U.S.
138, 158 (1984);
United States v.
Raines,
362 U.S.
17, 21 (1960);
Liverpool,
New York & Philadelphia
S. S. Co. v.
Commissioners of Emigration,
113 U.S.
33, 39 (1885).
B
The majority’s second supposedly “bedrock
principle” is that “separately incorporated organizations are
separate legal units with distinct legal rights and obligations.”
Ante, at 5. Sometimes true, sometimes not. This baseline
rule gives way in many contexts, and our First Amendment precedents
(including
AOSI I ) refute any suggestion that a
workaday principle of corporate law somehow resolves the
constitutional issue here in dispute.
As the majority acknowledges, corporate law
itself permits courts to pierce or otherwise disregard the
corporate veil in a variety of circumstances. See
ante, at
5. Those narrow exceptions, however, are not the only time the law
looks past corporate formalities. For instance, we have treated
“several nominally separate business entities” as “a single
employer” for purposes of federal labor law.
Radio &
Television Technicians v.
Broadcast Service of Mobile,
Inc.,
380 U.S.
255, 256 (1965) (
per curiam). Earlier this Term, we
reaffirmed that one corporate entity may sometimes invoke the right
of another, legally separate entity to compel arbitration. See
GE Energy Power Conversion France SAS v.
Outokumpu
Stainless USA,
LLC, 590 U. S. ___, ___ (2020) (slip
op., at 4). And these are far from the only relevant examples. See,
e.g.,
American Needle,
Inc. v.
National
Football League,
560 U.S.
183, 196 (2010) (observing that, in many antitrust cases,
corporate formalities are “not determinative”).
More to the point, our First Amendment
precedents leave no doubt that corporate formalities have little to
say about the issue now before us. We have made clear again and
again (and again) that speech may be attributed across corporate
lines in the First Amendment context—including in our previous
opinion in this very case. See
AOSI I, 570 U. S.,
at 219 (concluding that speech uttered involuntarily by legally
separate affiliates may be attributed to respondents if the
affiliates are “clearly identified” with respondents);
League of
Women Voters, 468 U. S., at 400 (observing that funding
conditions that restrict speech can survive constitutional scrutiny
if the speaker may “make known its views on matters of public
importance through” a legally separate affiliate—and if not, not);
Regan, 461 U. S., at 544 (similar);
Rust, 500
U. S., at 196–198 (similar);
Velazquez, 531 U. S.,
at 546–547 (similar). And these precedents further establish that
merely requiring speakers to work through affiliates is “not unduly
burdensome” and can therefore cure, rather than create, First
Amendment concerns.
Regan, 461 U. S., at 545,
n. 6. Contra,
ante, at 8 (suggesting that such a
requirement would be unconstitutional). Small wonder the majority
can muster only two context-specific and statute-specific cases—one
addressing the Foreign Sovereign Immunities Act, the other
involving the Racketeer Influence and Corrupt Organizations Act—as
affirmative support for its conclusion that corporate formalities
somehow control the First Amendment question before us. See
ante, at 5 (citing
Dole Food Co. v.
Patrickson,
538 U.S.
468 (2003), and
Cedric Kushner Promotions,
Ltd.
v.
King,
533 U.S.
158 (2001)).
The majority also attempts to distinguish the
facts before us now from the facts that were before us last time.
It asserts that, in contrast to the affiliations we addressed in
AOSI I, respondents’ “current affiliations with foreign
organizations are their own choice.”
Ante, at 8. There are
two problems with this. First, the description is not accurate.
Foreign governments—and increasingly, the U. S.
Government—often require respondents to work through foreign
affiliates. See,
e.g., App. 368, 373–375. Second, even if
respondents’ associations with foreign affiliates
were
voluntary, it would not solve the First Amendment problem.
In
Wooley, for example, it was the
drivers’ choice to own a car, but that did not mean they could be
compelled to convey the Government’s message on their car’s license
plate. See 430 U. S., at 717. And in
Hurley, as
explained, the Government would have violated the parade
organizers’ First Amendment rights just the same if it had
compelled speech from a previously invited marcher, whether human,
animal, or droid. See
supra, at 13–14. Can the majority
really mean to suggest otherwise, simply because the parade
organizers’ decision to invite the marcher in the first place was
“their own choice”?
C
The majority also makes two practical
arguments, but neither justifies the First Amendment costs of its
decision.
The majority first says that a ruling in
respondents’ favor would disrupt American foreign policy by
requiring the Government to fund “organizations that may not align
with U. S. values.”
Ante, at 6. We dismissed this same
concern in
AOSI I. The Policy Requirement, we
explained, does not merely help the Government “enlist the
assistance of those with whom it already agrees.”
AOSI I, 570 U. S., at 218. It pressures funding
recipients “
to adopt a particular belief.”
Ibid.
(emphasis added). All that is at stake here, in other words, is
whether the Government may leverage the power of the purse to win
converts to its cause. That bare desire to regulate protected
speech is far from any foreign policy interest that could
conceivably overcome a speaker’s First Amendment right to convey
its message free from government-compelled distortion. Cf.
New
York Times Co. v.
United States,
403
U.S. 713 (1971) (
per curiam).
The majority also fears that determining whether
Government action creates a risk of speech misattribution (and with
it speech distortion) is a “legally unmoored” standard rife with
“difficult line-drawing exercises.”
Ante, at 8. But we have
drawn just this kind of line many times. See,
e.g.,
PruneYard, 447 U. S., at 87 (holding that “views
expressed by members of the public” in a privately owned shopping
mall “will not likely be identified with those of the owner”);
Hurley, 515 U. S., at 572 (holding that a marcher’s
message will likely be attributed to the parade organizer’s, since
“every participating unit” in a parade “affects the [overall]
message”);
FAIR, 547 U. S., at 65 (holding that nothing
about having military recruiters on campus “suggests that law
schools agree with any speech by recruiters”). I should think that
the price of making difficult judgment calls is well worth paying
to protect First Amendment rights. See
McCutcheon v.
Federal Election Comm’n,
572 U.S.
185, 209 (2014);
Lloyd Corp. v.
Tanner,
407 U.S.
551, 570 (1972). And “on the facts presented in this case,” at
any rate, “the answer is clear.”
Id., at 570. Enforcing the
Policy Requirement violates respondents’ First Amendment rights,
just as it did before.
* * *
The Court today concludes that respondents’
foreign affiliates “do not have a First Amendment right to
disregard the Policy Requirement.”
Ante, at 9. Respondents
have never argued otherwise. Rather, throughout this litigation
they have asserted their own First Amendment right to speak their
mind, rather than the Government’s message. Here, respondents claim
First Amendment protection when they speak through foreign
affiliates to address audiences abroad. By denying respondents that
protection, I fear the Court’s decision will seriously impede the
countless American speakers who communicate overseas in a similar
way. That weakens the marketplace of ideas at a time when the value
of that marketplace for Americans, and for others, reaches well
beyond our shores. With respect, I dissent.