SUPREME COURT OF THE UNITED STATES
_________________
No. 17–9560
_________________
HAMID MOHAMED AHMED ALI REHAIF, PETITIONER
v. UNITED STATES
on writ of certiorari to the united states
court of appeals for the eleventh circuit
[June 21, 2019]
Justice Alito, with whom Justice Thomas joins,
dissenting.
The Court casually overturns the
long-established interpretation of an important criminal statute,
18 U. S. C. §922(g), an interpretation that has been
adopted by every single Court of Appeals to address the question.
That interpretation has been used in thousands of cases for more
than 30 years. According to the majority, every one of those cases
was flawed. So today’s decision is no minor matter. And §922(g) is
no minor provision. It probably does more to combat gun violence
than any other federal law. It prohibits the possession of firearms
by, among others, convicted felons, mentally ill persons found by a
court to present a danger to the community, stalkers, harassers,
perpetrators of domestic violence, and illegal aliens.
Today’s decision will make it significantly
harder to convict persons falling into some of these categories,
and the decision will create a mountain of problems with respect to
the thousands of prisoners currently serving terms for §922(g)
convictions. Applications for relief by federal prisoners sentenced
under §922(g) will swamp the lower courts. A great many convictions
will be subject to challenge, threatening the release or retrial of
dangerous individuals whose cases fall outside the bounds of
harmless-error review. See
ante, at 11.
If today’s decision were compelled by the text
of §922(g) or by some other clear indication of congressional
intent, what the majority has done would be understandable. We must
enforce the laws enacted by Congress even if we think that doing so
will bring about unfortunate results. But that is not the situation
in this case. There is no sound basis for today’s decision. Indeed,
there was no good reason for us to take this case in the first
place. No conflict existed in the decisions of the lower courts,
and there is no evidence that the established interpretation of
§922(g) had worked any serious injustice.
The push for us to grant review was based on the
superficially appealing but ultimately fallacious argument that the
text of §922(g) dictates the interpretation that the majority now
reaches. See Pet. for Cert. 8. Ironically, today’s decision, while
casting aside the established interpretation of §922(g), does not
claim that the text of that provision is itself dispositive.
Instead, what the majority relies on, in the end, is its own guess
about
congressional intent. And the intent that the majority
attributes to Congress is one that Congress almost certainly did
not harbor.
I
The majority provides a bowdlerized version of
the facts of this case and thus obscures the triviality of this
petitioner’s claim. The majority wants readers to have in mind an
entirely imaginary case, a heartless prosecution of “an alien who
was brought into the United States unlawfully as a small child and
was therefore unaware of his unlawful status.”
Ante, at 8.
Such a defendant would indeed warrant sympathy, but that is not
petitioner, and no one has called to our attention any real case
like the one the majority conjures up.
Here is what really happened. Petitioner, a
citizen of the United Arab Emirates, entered this country on a visa
that allowed him to stay here lawfully only so long as he remained
a full-time student. 888 F.3d 1138, 1140 (CA11 2018). He enrolled
at the Florida Institute of Technology, but he withdrew from or
failed all of his classes and was dismissed. Brief for Petitioner
4–5. After he was conditionally readmitted, he failed all but one
of his courses. His enrollment was then terminated, and he did not
appeal. The school sent him e-mails informing him that he was no
longer enrolled and that, unless he was admitted elsewhere, his
status as a lawful alien would be termi- nated. 888 F. 3d, at
1140–1141. Petitioner’s response was to move to a hotel and
frequent a firing range. Each evening he checked into the hotel and
always demanded a room on the eighth floor facing the airport. Each
morning he checked out and paid his bill with cash, spending a
total of more than $11,000. This went on for 53 days. Brief for
United States 4. A hotel employee told the FBI that petitioner
claimed to have weapons in his room. Arrested and charged under
§922(g) for possession of a firearm by an illegal alien, petitioner
claimed at trial that the Government had to prove beyond a
reasonable doubt that he actually knew that his lawful status had
been terminated. Following what was then the universal and
long-established interpretation of §922(g), the District Court
rejected this argument, and a jury found him guilty. 888
F. 3d, at 1141. The Eleventh Circuit affirmed.
Id., at
1140. Out of the more than 8,000 petitions for a writ of certiorari
that we expected to receive this Term, we chose to grant this one
to see if petitioner had been deprived of the right to have a jury
decide whether, in his heart of hearts, he really knew that he
could not lawfully remain in the United States on a student visa
when he most certainly was no longer a student.
II
A
Petitioner claims that the texts of §922(g)
and a companion provision, 18 U. S. C. §924(a)(2),
dictate a decision in his favor, and I therefore begin with the
text of those two provisions. Section 924(a)(2) provides in
relevant part as follows:
“Whoever
knowingly violates
subsection . . . (g) of section 922 shall be fined as
provided in this title, imprisoned for not more than 10 years, or
both.” (Emphasis added.)
Section 922(g), in turn, makes it unlawful for
nine categories of persons to engage in certain
interstate-commerce-related conduct involving firearms. These
categories consist of: (1) convicted felons; (2) fugitives from
justice; (3) users of illegal drugs or addicts; (4) persons found
to have very serious mental problems; (5) illegal aliens; (6)
individuals who were dishonorably discharged from the Armed Forces;
(7) persons who renounced U. S. citizenship; (8) stalkers,
harassers, and abusers subject to restraining orders; and (9)
persons convicted of a misdemeanor crime of domestic
violence.[
1] Persons falling
into these categories are forbidden, as relevant here, to “possess
in or affecting commerce, any firearm.”
Petitioner argues that, when §924(a)(2) and
§922(g) are put together, they unambiguously show that a defendant
must actually know that he falls into one of the nine enumerated
categories. But this purportedly textual argument requires some
moves that cannot be justified on the basis of the statutory text.
Petitioner’s argument tries to hide those moves in the manner of a
sleight-of-hand artist at a carnival.
Petitioner begins by extracting the term
“knowingly” from §924(a)(2). He then transplants it into the
beginning of §922(g), ignores the extraordinarily awkward prose
that this surgery produces, and proclaims that because “knowingly”
appears at the beginning of the enumeration of the elements of the
§922(g) offense, we must assume that it modifies the first of those
elements,
i.e., being a convicted felon, illegal alien, etc.
To conclude otherwise, he contends, is to commit the sin of having
the term “knowingly” leap over that element and then land
conveniently in front of the second. Pet. for Cert. 8.
But petitioner’s reading is guilty of the very
sort of leaping that it condemns—and then some. It has “knowingly”
performed a jump of Olympian proportions, taking off from
§924(a)(2), sailing backward over more than 9,000 words in the
U. S. Code, and then landing—conveniently—at the beginning of
the enumeration of the elements of the §922(g) offense. Of course,
there is no logical reason why this jump has to land at that
particular point in §922(g). That is petitioner’s first sleight of
hand. But there is another.
What petitioner and those who have pressed this
leaping argument want §922(g) to say is essentially this: Whoever
knowingly is an illegal alien and possesses a firearm shall be
fined and/or imprisoned if his possession of the gun was in or
affecting interstate commerce. If we had before us a provision that
reads like that, there would be a strong textual argument that a
defendant’s status as an illegal alien must actually be known to
him. That is essentially what we held in
Flores-Figueroa v.
United States,
556 U.S.
646, 652 (2009). But when the term “knowingly” is excised from
§924(a)(2) and inserted at the beginning of §922(g), what we get is
something quite different:
Whoever knowingly . . .
It is unlawful for any person . . . who, being an
alien—is illegally or unlawfully in the United States
. . . to possess in or affecting commerce, any firearm or
ammunition . . . .
Congress did not—and certainly would not—enact a
statute that reads like that. To convert this garbled
conglomeration into intelligible prose, editing is obviously
needed, and the editing process would compel the editor to make
decisions with substantive implications that could hardly go
unnoticed. Here is a way of amalgamating §924(a)(1) and §922(g)
that minimizes the changes in the language of the two
provisions:
Whoever knowingly . . .
It is unlawful for any person . . . who, being an
alien—is illegally or unlawfully in the United States
. . .
and possess
es in or affecting
commerce, any firearm or ammunition . . . [commits a
crime punishable by . . . .]
The most natural reading of this version is that
the defendant must know only that he is an alien, not that his
presence in the country is illegal or unlawful. And under this
version, it is not even clear that the alien’s possession of the
firearm or ammunition must be knowing—even though everyone agrees
that this is required.
Here are two other possibilities that require
more changes. The first is this:
Whoever knowingly . . .
It is unlawful for any person . . . who, being an
alien
who—is illegally or unlawfully in the United States
. . .
to possess
es in or affecting
commerce, any firearm or ammunition . . . [commits a
crime punishable by . . . .]
The second, which differs from the first only in
that the clause “who is illegally or unlawfully in the United
States” is set off by commas, is this:
Whoever knowingly . . .
It is unlawful for any person . . . who, being an
alien
, who—is illegally or unlawfully in the
United States
, . . .
to possess
es in
or affecting commerce, any firearm or ammunition . . .
[commits a crime punishable by . . . .]
A strict grammarian, noting that the clause “who
is legally or unlawfully in the United States” is restrictive in
the first of these versions and nonrestrictive in the second, might
interpret the first to favor petitioner and the second to favor the
Government. And under both of these versions, it is again unclear
whether a defendant’s possession of the firearm or ammunition must
be knowing.
All of the versions discussed so far place the
term “knowingly” at the beginning of our transformed version of
§922(g), but as noted, there is no reason why this term’s leap from
§924(a)(2) must land at that point. So our new version of §922(g)
could just as logically read like this:
Whoever . . .
It is
unlawful for any person . . . who, being an alien
who—is illegally or unlawfully in the United States
. . .
to knowingly possess
es
in or affecting commerce, any firearm or ammunition . . .
[commits a crime punishable by . . . .]
That would make it clear that the
long-established interpretation of §922(g) is correct.
What these possibilities show is that any
attempt to combine the relevant language from §924(a)(2) with the
language of §922(g) necessarily entails significant choices that
are not dictated by the text of those provisions. So the
purportedly textualist argument that we were sold at the certiorari
stage comes down to this: If §§922(g) and 924(a)(2) are arbitrarily
combined in the way that petitioner prefers, then, presto chango,
they support petitioner’s interpretation. What a magic trick!
B
The truth behind the illusion is that the
terms used in §§924(a)(2) and 922(g), when read in accordance with
their use in ordinary speech, can easily be interpreted to treat
the question of
mens rea in at least four different
ways.
First, the language of §§924(a)(2) and
922(g) can be read to require that a defendant know that his
conduct is a violation of §922(g). In ordinary speech, to knowingly
violate a rule may mean to violate a known rule. (“He was told it
is forbidden to smoke in the restroom of a plane, but he knowingly
did so.”) Neither petitioner nor the Government suggests that this
is the proper interpretation of §§922(g) and 924(a)(2), but their
reason is not based on the plain or ordinary meaning of the
statutory text. Instead, it rests on an inference about
congressional intent that, in turn, is based on a drafting
convention, namely, that where Congress wants to require proof that
a criminal defendant knew his conduct was illegal, it specifies
that the violation must be “willful.” In ordinary speech,
“willfulness” does not require or even suggest knowledge of
illegality. See Webster’s Third New International Dictionary 2617
(1976). But we have construed the term as used in statutes to mean
the “intentional violation of a known legal duty.”
United
States v.
Bishop,
412 U.S.
346, 360 (1973). Thus, the pointed use of the term “knowingly,”
as opposed to “willfully,” in §922(g), provides a ground to infer
that Congress did not mean to require knowledge of illegality.
Second, a “knowing” violation could
require knowledge of
every element that makes up the
offense. As applied to §922(g), that would mean that the Government
would have to prove that the defendant: (1) knew that he is an
alien “illegally or unlawfully in the United States,” (2) knew
that the thing he “possess[ed]” was “a firearm or ammunition,” and
(3) knew that what he did was “in or affecting commerce.” But
again, the parties (and the majority) disclaim this reading
because, they contend, the
mens rea requirement does not
apply to the interstate-commerce element of the offense. To reach
this conclusion, however, neither the parties nor the majority
relies on the text. How could they? If positioning the term
“knowingly” at the beginning of a list of elements (or
incorporating it through a separate provision) means that it
applies to every element, then it would have to apply to the
interstate-commerce element just like the others.
Once again, the conclusion that “knowingly” does
not apply to the interstate-commerce element is not based on any
rule of English usage but on yet another inference about
congressional intent: that the question whether a defendant knew
that his act of possessing a gun or ammunition was “in or affecting
commerce” is simply not the sort of question that Congress wanted a
jury to decide. The conclusion is sound, see,
e.g.,
Luna
Torres v.
Lynch, 578 U. S. ___, ___ (2016) (slip
op., at 15). But the inference that this is not what Congress
intended is in no way compelled by the text of §922(g), which
simply includes the jurisdictional element among the other elements
of the crime with no textual indication that Congress meant for it
to be treated differently.[
2]
Third, a “knowing” violation could
require knowledge of both the conduct and status elements of the
offense (but not the jurisdictional element). This is the reading
that petitioner advocates and that the majority adopts. Yet again,
this interpretation is not based on the text of the provisions but
on two other factors: the inference about congressional intent just
discussed and the assumption that Congress, had it incorporated the
term “knowingly” into §922(g), would have placed it at the
beginning of that provision. As I have explained, there is no
textual basis for that assumption.
Fourth, a “knowing” violation could
require knowledge of the conduct element—the possession of a
firearm or ammunition—but not the others. Putting aside the
question of the jurisdictional element, that is how one would
naturally read §922(g) if Congress had incorporated the knowledge
requirement into §922(g)
after the status element and
just before the conduct element. Of course, Congress did not
do that—but neither did it place “knowingly” at the beginning of
the list of elements.
As these competing alternatives show, the
statutory text alone does not tell us with any degree of certainty
the particular elements of §922(g) to which the term “knowingly”
applies. And once it is recognized that the statutory text does not
specify the
mens rea applicable to §922(g)’s status element,
there is no reason to assume that what Congress wanted was either a
very high mens rea requirement (actual knowledge) or
no
mens rea at all. See
infra, at 22. However, if we
limit ourselves to those options, as the parties and the majority
assume we must, the latter is more likely.
C
1
That is so for at least six reasons.
First, in no prior case have we inferred that Congress
intended to impose a
mens rea requirement on an element that
concerns the defendant’s own status. Nor has petitioner pointed to
any statute with text that plainly evinces such a congressional
intent. Instead, in instances in which Congress has expressly
incorporated a
mens rea requirement into a provision with an
element involving the defendant’s status, it has placed the
mens
rea requirement
after the status element. For example,
18 U. S. C. §2251(b) punishes any “person having custody
or control of a minor who know- ingly permits such minor to engage
in . . . sexually explicit conduct for the purpose of
producing any visual depiction of such conduct.” To show a
violation, the Government need not prove that the defendant knew
that the person under his custody or control was a minor. Even
where the issue of a defendant’s status is open and shut, Congress
has taken pains to place the
mens rea requirement so that it
clearly does not apply to the status element. Thus, 18
U. S. C. §1924(a) punishes an “officer, employee,
contractor, or consultant of the United States [who] knowingly
removes [classified] documents or materials without authority.” And
21 U. S. C. §861(a) prohibits “any person at least
eighteen years of age [from] knowingly and intentionally
. . . receiv[ing] a controlled substance from a person
under 18 years of age.” So what the majority has done in this case
is groundbreaking.
Second, there are sound reasons for
treating §922(g)’s status element like its jurisdictional element.
The parties agree that federal criminal statutes presumptively do
not require proof that an accused knew that his conduct satisfied a
jurisdictional element, and our cases support this proposition. See
Luna Torres, 578 U. S. ___;
United States v.
Yermian,
468 U.S.
63 (1984);
United States v.
Feola,
420 U.S.
671 (1975). We have never provided a comprehensive explanation
of the basis for this presumption, but our decision in
Feola, which concerned the offense of assaulting a federal
officer in violation of 18 U. S. C. §111, is
instructive
. Agreeing with the interpretation that had been
adopted with “practical unanimity” by the courts of appeals,
Feola held that an accused need not be shown to have been
aware of his victim’s status. We inferred that this is what the
statute means because requiring proof of knowledge would undermine
the statute’s dual objectives of protecting federal officers and
preventing the obstruction of law enforcement. 420 U. S., at
679.
A similar consideration appears to provide the
basis for the conclusion that a §922(g) defendant need not know
that his possession of a gun is “in or affecting commerce.” Whether
or not conduct satisfies that requirement involves a complicated
legal question; requiring proof of such knowledge would threaten to
effectively exempt almost everyone but students of constitutional
law from the statute’s reach; and that would obviously defeat the
statute’s objectives.
The reason for the rule exempting knowledge of
jurisdictional elements supports the conclusion that knowledge of
§922(g)’s status element is also not required. Whether a defendant
falls into one of the §922(g) categories often involves complicated
legal issues, and demanding proof that a defendant understood those
issues would seriously undermine the statute’s goals.
Take the category defined in §922(g)(4), which
applies to a person who has been “adjudicated as a mental
defective,” a term that is defined by regulation to mean
“(a) A determination by a court, board,
commission, or other lawful authority that a person, as a result of
marked subnormal intelligence, or mental illness,
incompetency, condition, or disease:
“(1) Is a danger to himself or to others;
or
“(2) Lacks the mental capacity to
contract or manage his own affairs.” 27 CFR §478.11(a) (2019).
Congress thought that persons who fall into this
category lack the intellectual capacity to possess firearms safely.
Is it likely that Congress wanted §922(g) to apply only to those
individuals who nevertheless have the capacity to know that they
fall within the complicated definition set out in the regulation?
If a person has been found by a court to present a “danger
. . . to others” due to mental illness or incompetency,
should he escape the reach of §922(g) because he does not know that
a court has so found?
Or consider the category defined by §922(g)(8),
which applies to a person
“who is subject to a court order that—
“(A) was issued after a hearing of which such
person received actual notice, and at which such person had an
opportunity to participate;
“(B) restrains such person from harassing,
stalking, or threatening an intimate partner of such person or
child of such intimate partner or person, or engaging in other
conduct that would place an intimate partner in reasonable fear of
bodily injury to the partner or child; and
“(C)(i) includes a finding that such person
represents a credible threat to the physical safety of such
intimate partner or child; or
“(ii) by its terms explicitly prohibits the use,
attempted use, or threatened use of physical force against such
intimate partner or child that would reasonably be expected to
cause bodily injury . . . .”
Under this reticulated provision, does the
majority’s interpretation require proof beyond a reasonable doubt
that the defendant knew, when he possessed the gun or ammunition,
(1) that his restraining order had been issued after a
hearing, (2) that he had received actual notice of the
hearing, (3) that he had been given an opportunity to
participate at the hearing, (4) that the order covered
harassing, stalking, or threatening, (5) that the person
protected by the order qualified as his “intimate partner,” and (6)
that the order explicitly prohibited the “use, attempted use, or
threatened use of physical force”? Did Congress want a person who
terrorized an intimate partner to escape conviction under §922(g)
by convincing a jury that he was so blinded by alcohol, drugs, or
sheer rage that he did not actually
know some of these facts
when he acquired a gun?
What about the category defined by §922(g)(9),
which covers a person “who has been convicted in any court of a
misdemeanor crime of domestic violence”? Did Congress want this
provision to apply only to those abusers who actually know that an
offense for which they were con-victed falls within the complicated
definition of a “crime of domestic violence”? The Members of this
Court have been unable to agree on the meaning of that concept. Is
it limited to offenses that have an element requiring proof that
the abuser had a domestic relationship with the victim? In
United States v.
Hayes,
555 U.S.
415 (2009), the majority said no, but The Chief Justice and
Justice Scalia disagreed. Can a conviction qualify if the offense
required only recklessness? In
Voisine v.
United
States, 579 U. S. ___ (2016), the Court said yes, but
Justice Thomas and Justice Sotomayor dissented. Does this provision
apply if only slight force is required for conviction by the
misdemeanor provision under which the defendant was convicted?
Again, the Members of the Court have disagreed. Compare
United
States v.
Castleman, 572 U.S. 157, 162 (2014) (opinion
of the Court), with
id., at 175 (opinion of Scalia, J.). If
the Justices of this Court, after briefing, argument, and careful
study, disagree about the meaning of a “crime of domestic
violence,” would the majority nevertheless require the Government
to prove at trial that the defendant himself actually knew that his
abuse conviction qualified? Can this be what Congress had in mind
when it added this category in 1996 to combat domestic
violence?
Serious problems will also result from requiring
proof that an alien
actually knew—not should have known or
even strongly suspected but
actually knew—that his continued
presence in the country was illegal. Consider a variation on the
facts of the present case. An alien admitted on a student visa does
little if any work in his courses. When his grades are sent to him
at the end of the spring semester, he deliberately declines to look
at them. Over the summer, he receives correspondence from the
college, but he refuses to open any of it. He has good reason to
know that he has probably flunked out and that, as a result, his
visa is no longer good. But he doesn’t
actually know that he
is not still a student. Does that take him outside §922(g)(8)? Is
it likely that this is what Congress wanted?
That is most doubtful. Congress enacted
§922(g)’s status-based restrictions because of its judgment that
specific classes of people are “potentially irresponsible and
dangerous” and therefore should be prohibited from owning or
possessing firearms and ammunition.
Barrett v.
United
States,
423 U.S.
212, 218 (1976). It is highly unlikely that Congress wanted
defendants to be able to escape liability under this provision by
deliberately failing to verify their status.
Third, while the majority’s
interpretation would frustrate Congress’s public safety objectives
in cases involving some of the §922(g) status categories, in
prosecutions under the most frequently invoked category, possession
by a convicted felon, the majority’s interpretation will produce
perverse results. A felony conviction is almost always followed by
imprisonment, parole or its equivalent, or at least a fine. Juries
will rarely doubt that a defendant convicted of a felony has
forgotten that experience, and therefore requiring the prosecution
to prove that the defendant knew that he had a prior felony
conviction will do little for defendants. But if the prosecution
must prove such knowledge to the satisfaction of a jury, then under
our decision in
Old Chief v.
United States, 519 U.S.
172 (1997), it is questionable whether a defendant, by offering
to stipulate that he has a prior conviction, can prevent the
prosecution from offering evidence about the nature of that
offense. And the admission of that information may work to a
§922(g) defendant’s detriment.
Old Chief recognized that a party is
generally entitled to admit evidence to prove a necessary fact even
if the opposing party offers to stipulate to that fact,
id.,
at 186–190, but the Court held that a §922(g) defendant’s offer to
stipulate to the fact that he had a prior felony conviction
precluded the prosecution from offering evidence about the identity
of that offense. This holding appears to rest on the understanding
that §922(g) requires proof of status but not of knowledge. See
id., at 190 (suggesting that a prosecutor would be entitled
to seek admission of evidence of the nature of a prior felony if
offered to prove knowledge). So if a defendant’s knowledge is now
necessary, the logic of
Old Chief is undermined.
Fourth, the majority’s interpretation of
§922(g) would lead to an anomaly that Congress is unlikely to have
intended. Another provision of §922—
i.e.,
§922(d)(5)(A)—prohibits firearms sellers from selling to persons
who fall within a §922(g) category, but this provision does not
require proof that the seller had actual knowledge of the
purchaser’s status. It is enough if the seller had “reasonable
cause” to know that a purchaser fell into a prohibited category. A
person who falls into one of the §922(g) categories is more likely
to understand his own status than is a person who sells this
individual a gun. Accordingly, it is hard to see why an individual
who may fall into one of the §922(g) categories should have less
obligation to verify his own situation than does the person who
sells him a gun. Yet that is where the majority’s interpretation
leads.
Fifth, the legal landscape at the time of
§922(g)’s enactment weighs strongly against the majority’s reading.
Long before Congress added the term “knowingly” to §924(a)(2),
federal law prohibited certain categories of people from possessing
firearms. See Federal Firearms Act, 52Stat. 1250; Act of Oct. 3,
1961, Pub. L. 87–342, 75Stat. 757; Omnibus Crime Control and Safe
Street Act of 1968, Pub. L. 90–351, 82Stat. 197; Gun Control Act of
1968, Pub. L. 90–618, 82Stat. 1213, note following 18
U. S. C. §921. These predecessors of §922(g) did not
expressly include any
mens rea requirement, but courts
generally interpreted them to require proof that a defendant acted
knowingly in receiving, transporting, or possessing a firearm. The
courts did not, however, require proof that a defendant knew that
he fell within one of the covered categories or that his conduct
satisfied the statutes’ interstate-commerce requirement. See,
e.g., United States v.
Santiesteban, 825 F.2d 779,
782–783 (CA4 1987);
United States v.
Schmitt, 748
F.2d 249, 252 (CA5 1984);
United States v.
Oliver,
683 F.2d 224, 229 (CA7 1982);
United States v.
Lupino, 480 F.2d 720, 723–724 (CA8 1973);
United
States v.
Pruner, 606 F.2d 871, 873–874 (CA9
1979).[
3]
During this same period, many States adopted
similar laws,[
4] and no State’s
courts interpreted such a law to require knowledge of the
defendant’s status. See,
e.g., People v.
Nieto,
247 Cal. App. 2d 364, 368, 55 Cal. Rptr. 546, 549 (1966).
People v.
Tenorio, 197 Colo. 137, 144–145,
590 P.2d 952, 957 (1979);
State v.
Harmon, 25
Ariz. App. 137, 139, 541 P.2d 600, 602 (1975);
State v.
Heald,
382 A.2d 290, 297 (Me. 1978);
Williams v.
State,
565 P.2d 46, 49 (Okla. Crim. App. 1977).
All this case law formed part of the relevant
backdrop of which we assume Congress was aware when it enacted
§924(a)(2)’s
mens rea requirement in 1986. See Firearms
Owners’ Protection Act, 100Stat. 449, note following 18
U. S. C. §921. “We normally assume that, when Congress
enacts statutes, it is aware of relevant judicial precedent.”
Ryan v.
Valencia Gonzales,
568 U.S.
57, 66 (2013) (internal quotation marks omitted). Where all the
Federal Courts of Appeals and all the state courts of last resort
to have interpreted statutes prohibiting certain classes of persons
from possessing firearms agreed that knowledge of status was not
required, it is fair to expect Congress to legislate more clearly
than it has done here if it seeks to deviate from those holdings.
Adding the
mens rea provision in §924(a)(2) “clarif[ied]”
that knowledge is the required
mens rea with respect to a
defendant’s conduct,
ante, at 10, but it did not indicate
any disagreement with the established consensus that already
applied that
mens rea to §922(g)’s conduct element but not
to the element of the defendant’s status.[
5]
Finally, the judgment of the courts of appeals
should count for something. In
Feola, the Court cited the
“practical unanimity” of the courts of appeals, 420 U. S., at
676; see also
Luna Torres, 578 U. S., at ___, ___ (slip
op., at 15–16), and here, even after Congress added the
mens
rea requirement, all the courts of appeals to address the
question have held that it does not apply to the defendant’s
status.[
6] In addition, the
decisions of the highest courts of States with laws similar to
§922(g) have continued to unanimously interpret those provisions in
the same way.[
7]
2
Petitioner contends that all the Courts of
Appeals to address the question now before us have gone astray
because they have not given proper weight to the presumption that a
mens rea requirement applies to every element of an offense
that results in the criminalization of otherwise innocent conduct.
See
Elonis v.
United States, 575 U. S. ___
(2015);
United States v.
X-Citement Video, Inc.,
513 U.S.
64 (1994);
Morissette v.
United States,
342 U.S.
246 (1952). This concern, which also animates much of the
majority’s analysis, is overstated.
The majority does not claim that the
Constitution requires proof of
mens rea for every status
element or every element that has the effect of criminalizing what
would otherwise be lawful conduct. Nor does it suggest that the
presumption it invokes is irrebuttable for any other reason. That
would be a radical conclusion because it has long been accepted
that some status elements do not require knowledge. Laws that aim
to protect minors, for example, often do not require proof that an
offender had actual knowledge of the age of a minor who is the
victim of a crime. “ ‘The majority rule in the United States
is that a defendant’s knowledge of the age of a victim is not an
essential element of statutory rape. . . . A defendant’s
good faith or reasonable belief that the victim is over the age of
consent is simply no defense.’ ”
United States v.
Gomez-Mendez, 486 F.3d 599, 603, n. 7 (CA9 2007) (citation
omitted). Similarly, 18 U. S. C. §2243(a) makes it a
crime, punishable by up to 15 years’ imprisonment, knowingly to
engage in a sexual act with a person who is between the ages of 12
and 16 and is less than four years younger than the accused. This
statute expressly provides that knowledge of the victim’s age need
not be proved. §2241(d). I do not understand the majority to
suggest that these laws, which dispense with proof of knowledge for
public safety purposes, are invalid.
Not only is there no blanket rule requiring
proof of
mens rea with respect to every element that
distinguishes between lawful and unlawful conduct, but petitioner
exaggerates in suggesting that the so-called jurisdictional
elements in federal criminal statutes comply with this “rule”
because they do no more than provide a hook for prosecuting a crime
in federal court. These elements often do more than that. They
sometimes transform lawful conduct into criminal conduct: In a
State that chooses to legalize marijuana, possession is wrongful
only if the defendant is on federal property. Cf. 41 CFR
§102–74.400 (2018). Jurisdictional elements may also drastically
increase the punishment for a wrongful act. For example, the
statute at issue in
Feola, which criminalizes assault on a
federal officer, doubles the possible prison sentence that would
have been applicable to simple assault. Compare 18
U. S. C. §111 and §113. Just like a status element, a
jurisdictional element can make the difference between some penalty
and no penalty, or between significantly greater and lesser
penalties.
Since a legislative body may enact a valid
criminal statute with a strict-liability element, the dispositive
question is whether it has done so or, in other words, whether the
presumption that petitioner invokes is rebutted. This rebuttal can
be done by the statutory text or other persuasive factors. See
Liparota v.
United States,
471
U.S. 419, 425 (1985) (applying presumption “[a]bsent indication
of contrary purpose in the language or legislative history”);
X-Citement Video, 513 U. S., at 70–72 (discussing
statutory context in reaching conclusion);
Flores-Figueroa,
556 U. S., at 652;
id., at 660 (Alito, J., concurring
in part and concurring in judgment). And here, for the reasons
discussed above, §922(g) is best interpreted not to require proof
that a defendant knew that he fell within one of the covered
categories.
I add one last point about what can be inferred
regarding Congress’s intent. Once it becomes clear that statu- tory
text alone does not answer the question that we face and we are
left to infer Congress’s intent based on other indicators, there is
no reason why we must or should infer that Congress wanted the same
mens rea to apply to all the elements of the §922(g)
offense. As we said in
Staples v.
United States,
511 U.S.
600, 609 (1994), “different elements of the same offense can
require different mental states.” And if Congress wanted to require
proof of
some mens rea with respect to the categories
in §922(g), there is absolutely no reason to suppose that it wanted
to impose one of the highest degrees of
mens rea—actual
knowledge. Why not require reason to know or recklessness or
negligence? To this question, neither petitioner nor the major- ity
has any answer.
D
Because the context resolves the interpretive
question, neither the canon of constitutional avoidance nor the
rule of lenity can be invoked to dictate the result that the
majority reaches. As to the canon, we have never held that the Due
Process Clause requires
mens rea for all elements of all
offenses, and we have upheld the constitutionality of some
strict-liability offenses in the past. See
United States v.
Freed,
401 U.S.
601 (1971);
United States v.
Dotterweich,
320 U.S.
277 (1943);
United States v.
Balint,
258 U.S.
250 (1922);
United States v.
Behrman,
258 U.S.
280 (1922). In any event, if the avoidance of a serious
constitutional question required us to infer that some
mens
rea applies to §922(g)’s status element, that would hardly
justify bypassing lower levels of
mens rea and going all the
way to actual knowledge.
As for the rule of lenity, we resort to it “only
if, after seizing everything from which aid can be derived, we can
make no more than a guess as to what Congress intended.”
Muscarello v.
United States,
524
U.S. 125, 138 (1998) (alterations and internal quotation marks
omitted). And what I have just said about the constitutional
avoidance canon applies equally to lenity: It cannot possibly
justify requiring actual knowledge.
III
Although the majority presents its decision as
modest, its practical effects will be far reaching and cannot be
ignored. Tens of thousands of prisoners are currently serving
sentences for violating 18 U. S. C. §922(g).[
8] It is true that many pleaded guilty,
and for most direct review is over. Nevertheless, every one of
those prisoners will be able to seek relief by one route or
another. Those for whom direct review has not ended will likely be
entitled to a new trial. Others may move to have their convictions
vacated under 28 U. S. C. §2255, and those within the
statute of limitations will be entitled to relief if they can show
that they are actually innocent of violating §922(g), which will be
the case if they did not know that they fell into one of the
categories of persons to whom the offense applies.
Bousley
v.
United States,
523 U.S.
614, 618–619 (1998). If a prisoner asserts that he lacked that
knowledge and therefore was actually innocent, the district courts,
in a great many cases, may be required to hold a hearing, order
that the prisoner be brought to court from a distant place of
confinement, and make a credibility determination as to the
prisoner’s subjective mental state at the time of the crime, which
may have occurred years in the past. See
United States v.
Garth,
188 F.3d 99, 109 (CA3 1999);
United States v.
Jones,
172 F.3d 381, 384–385 (CA5 1999);
United States v.
Hellbusch,
147 F.3d 782,
784 (CA8 1998);
United States v.
Benboe,
157 F.3d 1181, 1184 (CA9 1998). This will create a substantial
burden on lower courts, who are once again left to clean up the
mess the Court leaves in its wake as it moves on to the next
statute in need of “fixing.” Cf.
Mathis v.
United
States, 579 U. S. ___, ___–___ (2016) (Alito, J.,
dissenting) (slip op., at 5–6).
Nor is there any reason to think that the
Court’s reasoning here will necessarily be limited to §922(g). The
Court goes out of its way to point out that it is not taking a
position on the applicability of
mens rea requirements in
other status-based offenses, even where the statute lists the
status
before the
mens rea.
Ante, at 7.
* * *
The majority today opens the gates to a flood
of litigation that is sure to burden the lower courts with claims
for relief in a host of cases where there is no basis for doubting
the defendant’s knowledge. The majority’s interpretation of §922(g)
is not required by the statutory text, and there is no reason to
suppose that it represents what Congress intended.
I respectfully dissent.