Lozman v. Riviera Beach, 585 U.S. ___ (2018)
After Lozman towed his floating home into a marina owned by the City, he became an outspoken critic of the City’s plan to condemn waterfront homes for private development. He filed suit, alleging that the City’s approval of a development agreement violated Florida’s open-meetings laws. The Council held a closed-door session and discussed Lozman’s lawsuit. He alleges that the meeting’s transcript shows that councilmembers devised an official plan to intimidate him. Months later, the Council held a public meeting. Lozman spoke about the arrests of officials from other jurisdictions. When he refused a councilmember’s request to stop making his remarks, a police officer was told to “carry him out.” The officer handcuffed Lozman and ushered him out, allegedly for violating the Council’s rules of procedure by discussing issues unrelated to the City and refusing to leave the podium. The State’s attorney determined that there was probable cause for his arrest, but dismissed the charges. Lozman filed suit under 42 U.S.C. 1983. The district court instructed the jury that, for Lozman to prevail on his retaliatory arrest claim, he had to prove that the officer was motivated by impermissible animus against Lozman’s protected speech and lacked probable cause to make the arrest. The Eleventh Circuit affirmed a judgment for the City. The Supreme Court vacated. The existence of probable cause does not bar Lozman’s First Amendment retaliation claim because his case, is “far afield from the typical retaliatory arrest claim.” Lozman must prove the existence and enforcement of an official policy motivated by retaliation which is unlike an on-the-spot decision by an individual officer. The Court noted that Lozman alleges that the City deprived him of the right to petition, “one of the most precious of the liberties safeguarded by the Bill of Rights."
The existence of probable cause for the plaintiff's arrest does not bar his First Amendment retaliation suit under 42 U.S.C. 1983 because of the requirement that the plaintiff prove an official policy motivated by retaliation.
SUPREME COURT OF THE UNITED STATES
Syllabus
Lozman v. City of Riviera Beach, Florida
certiorari to the united states court of appeals for the eleventh circuit
No. 17–21. Argued February 27, 2018—Decided June 18, 2018
After petitioner Lozman towed his floating home into a slip in a marina owned by the city of Riviera Beach, he became an outspoken critic of the City’s plan to use its eminent domain power to seize waterfront homes for private development and often made critical comments about officials during the public-comment period of city council meetings. He also filed a lawsuit alleging that the City Council’s approval of an agreement with developers violated Florida’s open-meetings laws. In June 2006 the Council held a closed-door session, in part to discuss Lozman’s lawsuit. He alleges that the meeting’s transcript shows that councilmembers devised an official plan to intimidate him, and that many of his subsequent disputes with city officials and employees were part of the City’s retaliation plan. Five months after the closed-door meeting, the Council held a public meeting. During the public-comment session, Lozman began to speak about the arrests of officials from other jurisdictions. When he refused a councilmember’s request to stop making his remarks, the councilmember told the police officer in attendance to “carry him out.” The officer handcuffed Lozman and ushered him out of the meeting. The City contends that he was arrested for violating the City Council’s rules of procedure by discussing issues unrelated to the City and then refusing to leave the podium. Lozman claims that his arrest was to retaliate for his lawsuit and his prior public criticisms of city officials. The State’s attorney determined that there was probable cause for his arrest, but decided to dismiss the charges.
Lozman then filed suit under 42 U. S. C. §1983, alleging a number of incidents that, under his theory, showed the City’s purpose was to harass him, including by initiating an admiralty lawsuit against his floating home, see Lozman v. Riviera Beach, 568 U. S. 115. The jury returned a verdict for the City on all of the claims. The District Court instructed the jury that, for Lozman to prevail on his claim of a retaliatory arrest at the city council meeting, he had to prove that the arresting officer was motivated by impermissible animus against Lozman’s protected speech and that the officer lacked probable cause to make the arrest. The Eleventh Circuit affirmed, concluding that any error the District Court made when it instructed the jury to consider the officer’s retaliatory animus was harmless because the jury necessarily determined that the arrest was supported by probable cause when it found for the City on Lozman’s other claims. The existence of probable cause, the court ruled, defeated a First Amendment claim for retaliatory arrest.
Held: The existence of probable cause does not bar Lozman’s First Amendment retaliation claim under the circumstances of this case. Pp. 5–13.
(a) The issue here is narrow. Lozman concedes that there was probable cause for his arrest. Nonetheless, he claims, the arrest violated the First Amendment because it was ordered in retaliation for his earlier, protected speech: his open-meetings lawsuit and his prior public criticisms of city officials. Pp. 5–6.
(b) In a §1983 case, a city or other local governmental entity cannot be subject to liability unless the harm was caused in the implementation of “official municipal policy.” Monell v. New York City Dept. of Social Servs., 436 U. S. 658, 691. The Court assumes that Lozman’s arrest was taken pursuant to an official city policy.
Two major precedents bear on the issue whether the conceded existence of probable cause for the arrest bars recovery regardless of any intent or purpose to retaliate for past speech. Lozman argues that the controlling rule is found in Mt. Healthy City Bd. of Ed. v. Doyle, 429 U. S. 274, a civil case in which a city board of education decided not to rehire an untenured teacher after a series of incidents, including a telephone call to a local radio station. The phone call was protected speech, but, the Court held, there was no liability unless the alleged constitutional violation was a but-for cause of the employment termination. Id., at 285–287. The City counters that the applicable precedent is Hartman v. Moore, 547 U. S. 250, where the Court held that a plaintiff alleging a retaliatory prosecution must show the absence of probable cause for the underlying criminal charge, id., at 265–266. If there was probable cause, the case ends. If the plaintiff proves the absence of probable cause, then the Mt. Healthy test governs. Pp. 6–10.
(c) Whether Hartman or Mt. Healthy governs here is a determination that must await a different case. For Lozman’s claim is far afield from the typical retaliatory arrest claim, and the difficulties that might arise if Mt. Healthy is applied to the mine run of arrests made by police officers are not present here. Lozman alleges that the City itself retaliated against him pursuant to an “official municipal policy” of intimidation. Monell, supra, at 691. The fact that he must prove the existence and enforcement of an official policy motivated by retaliation separates his claim from the typical retaliatory arrest claim. An official retaliatory policy can be long term and pervasive, unlike an ad hoc, on-the-spot decision by an individual officer. And it can be difficult to dislodge. A citizen can seek to have an individual officer disciplined or removed from service, but there may be little practical recourse when the government itself orchestrates the retaliation. Lozman’s allegations, if proved, also alleviate the problems that the City says will result from applying Mt. Healthy in retaliatory arrest cases, for it is unlikely that the connection between the alleged animus and injury in a case like this will be “weakened . . . by [an official’s] legitimate consideration of speech,” Reichle v. Howards, 566 U. S. 658, 668, and there is little risk of a flood of retaliatory arrest suits against high-level policymakers. Because Lozman alleges that the City deprived him of the right to petition, “ ‘one of the most precious of the liberties safeguarded by the Bill of Rights,’ ” BE&K Constr. Co. v. NLRB, 536 U. S. 516, 524, his speech is high in the hierarchy of First Amendment values. On these facts, Mt. Healthy provides the correct standard for assessing a retaliatory arrest claim. On remand, the Eleventh Circuit may consider any arguments in support of the District Court’s judgment that have been preserved by the City, including whether a reasonable juror could find that the City formed a retaliatory policy to intimidate Lozman during its closed-door session, whether a reasonable juror could find that the arrest constituted an official act by the City, and whether, under Mt. Healthy, the City has proved that it would have arrested Lozman regardless of any retaliatory animus. Pp. 10–13.
681 Fed. Appx. 746, vacated and remanded.
Kennedy, J., delivered the opinion of the Court, in which Roberts, C. J., and Ginsburg, Breyer, Alito, Sotomayor, Kagan, and Gorsuch, JJ., joined. Thomas, J., filed a dissenting opinion.
The record from the U.S.D.C. Southern Dist. of Florida has been returned. |
JUDGMENT ISSUED. |
Statement of Printing Cost of Fane Lozman not accepted for filing. (August 03, 2018 - Document not meant for electronic filing.) |
Judgment VACATED and case REMANDED. Kennedy, J., delivered the opinion of the Court, in which Roberts, C. J., and Ginsburg, Breyer, Alito, Sotomayor, Kagan, and Gorsuch, JJ., joined. Thomas, J., filed a dissenting opinion. |
Argued. For petitioner: Pamela S. Karlan, Stanford, Cal. For respondent: Shay Dvoretzky, Washington, D. C.; and Jeffrey B. Wall, Deputy Solicitor General, Department of Justice, Washington, D. C. (for United States, as amicus curiae.) |
Motion of the Acting Solicitor General for leave to participate in oral argument as amicus curiae and for divided argument GRANTED. |
Reply of petitioner Fane Lozman filed. (Distributed) |
Motion of the Acting Solicitor General for leave to participate in oral argument as amicus curiae and for divided argument filed. |
Brief amici curiae of National Association of Counties, et al. filed. (Distributed) |
Brief amicus curiae of United States filed. (Distributed) |
Brief amici curiae of District of Columbia, et al. filed. (Distributed) |
Brief of respondent Riviera Beach, FL filed. (Distributed) |
Brief amicus curiae of State of Alaska filed. (Distributed) |
Record from the U.S.D.C. Southern District of Florida. (1 Envelope). |
Record received from the U.S.D.C. Southern District of Florida (West Palm Beach) is electronic. |
Motion to extend the time to file respondent's brief on the merits granted, and the time is extended to and including January 26, 2018. Amicus briefs in support of respondent are to be filed on or before January 29, 2018. |
Record requested from the U.S.C.A. 11th Circuit. |
Motion of respondent for an extension of time filed. |
CIRCULATED |
Brief amici curiae of Institute for Justice, et al. filed. |
Brief amici curiae of National Press Photographers Association and 25 Media and Free Speech Organizations filed. |
Brief amicus curiae of Institute for Free Speech filed. |
Brief amici curiae of First Amendment Foundation, et al. filed. |
Brief amici curiae of Marion B. Brechner First Amendment Project, et al. filed. |
Brief amici curiae of Roderick and Solange MacArthur Justice Center filed. |
Brief of petitioner Fane Lozman filed. |
Joint appendix filed. |
SET FOR ARGUMENT ON Tuesday, February 27, 2018 |
Blanket Consent filed by Petitioner, Fane Lozman |
Petition GRANTED. |
DISTRIBUTED for Conference of 11/9/2017. |
DISTRIBUTED for Conference of 11/3/2017. |
Reply of petitioner Fane Lozman filed. (Distributed) |
Brief of respondent Riviera Beach, FL in opposition filed. |
Order extending time to file response to petition to and including October 11, 2017. |
Response Requested. (Due September 11, 2017) |
DISTRIBUTED for Conference of 9/25/2017. |
Brief amicus curiae of First Amendment Foundation filed. |
Brief amicus curiae of Institute for Justice filed. |
Waiver of right of respondent Riviera Beach, FL to respond filed. |
Petition for a writ of certiorari filed. (Response due July 31, 2017) |
Application (16A1100) granted by Justice Thomas extending the time to file until June 28, 2017. |
Application (16A1100) to extend the time to file a petition for a writ of certiorari from May 29, 2017 to June 28, 2017, submitted to Justice Thomas. |
Prior History
- Fane Lozman v. City of Riviera Beach, No. 15-10550 (11th Cir. Feb. 28, 2017)