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SUPREME COURT OF THE UNITED STATES
_________________
No. 16–1466
_________________
MARK JANUS, PETITIONER
v. AMERICAN
FEDER- ATION OF STATE, COUNTY, AND MUNICIPAL EMPLOYEES, COUNCIL 31,
et al.
on writ of certiorari to the united states
court of appeals for the seventh circuit
[June 27, 2018]
Justice Alito delivered the opinion of the
Court.
Under Illinois law, public employees are forced
to subsidize a union, even if they choose not to join and strongly
object to the positions the union takes in collective bargaining
and related activities. We conclude that this arrangement violates
the free speech rights of nonmembers by compelling them to
subsidize private speech on matters of substantial public
concern.
We upheld a similar law in
Abood v.
Detroit Bd. of Ed., 431 U. S. 209 (1977), and we
recognize the importance of following precedent unless there are
strong reasons for not doing so. But there are very strong reasons
in this case. Fundamental free speech rights are at stake.
Abood was poorly reasoned. It has led to practical problems
and abuse. It is inconsistent with other First Amendment cases and
has been undermined by more recent decisions. Developments since
Abood was handed down have shed new light on the issue of
agency fees, and no reliance interests on the part of public-sector
unions are sufficient to justify the perpetuation of the free
speech violations that
Abood has countenanced for the past
41 years.
Abood is therefore overruled.
I
A
Under the Illinois Public Labor Relations Act
(IPLRA), employees of the State and its political subdivisions are
permitted to unionize. See Ill. Comp. Stat., ch. 5, §315/6(a) (West
2016). If a majority of the employees in a bargaining unit vote to
be represented by a union, that union is designated as the
exclusive representative of all the employees. §§315/3(s)(1),
315/6(c), 315/9. Employees in the unit are not obligated to join
the union selected by their co-workers, but whether they join or
not, that union is deemed to be their sole permitted
representative. See §§315/6(a), (c).
Once a union is so designated, it is vested with
broad authority. Only the union may negotiate with the employer on
matters relating to “pay, wages, hours[,] and other conditions of
employment.” §315/6(c). And this authority extends to the
negotiation of what the IPLRA calls “policy matters,” such as merit
pay, the size of the work force, layoffs, privatization, promotion
methods, and non-discrimination policies. §315/4; see §315/6(c);
see gener- ally,
e.g.,
Illinois Dept. of Central
Management Servs. v.
AFSCME, Council 31, No. S–CB–16–17
etc., 33 PERI ¶67 (ILRB Dec. 13, 2016) (Board Decision).
Designating a union as the employees’ exclusive
representative substantially restricts the rights of individual
employees. Among other things, this designation means that
individual employees may not be represented by any agent other than
the designated union; nor may individual employees negotiate
directly with their employer. §§315/6(c)–(d), 315/10(a)(4); see
Matthews v.
Chicago Transit Authority, 2016 IL
117638, 51 N. E. 3d 753, 782; accord,
Medo Photo
Supply Corp. v.
NLRB, 321 U. S. 678, 683–684
(1944). Protection of the employees’ interests is placed in the
hands of the union, and therefore the union is required by law to
provide fair representation for all employees in the unit, members
and nonmembers alike. §315/6(d).
Employees who decline to join the union are not
assessed full union dues but must instead pay what is generally
called an “agency fee,” which amounts to a percentage of the union
dues. Under
Abood, nonmembers may be charged for the portion
of union dues attributable to activities that are “germane to [the
union’s] duties as collective-bargaining representative,” but
nonmembers may not be required to fund the union’s political and
ideological projects. 431 U. S., at 235; see
id., at
235–236. In labor-law parlance, the outlays in the first category
are known as “chargeable” expenditures, while those in the latter
are labeled “nonchargeable.”
Illinois law does not specify in detail which
expenditures are chargeable and which are not. The IPLRA provides
that an agency fee may compensate a union for the costs incurred in
“the collective bargaining process, contract administration[,] and
pursuing matters affecting wages, hours[,] and conditions of
employment.” §315/6(e); see also §315/3(g). Excluded from the
agency-fee calculation are union expenditures “related to the
election or support of any candidate for political office.”
§315/3(g); see §315/6(e).
Applying this standard, a union categorizes its
expenditures as chargeable or nonchargeable and thus determines a
nonmember’s “proportionate share,” §315/6(e); this determination is
then audited; the amount of the “proportionate share” is certified
to the employer; and the employer automatically deducts that amount
from the nonmembers’ wages. See
ibid.; App. to Pet. for
Cert. 37a; see also
Harris v.
Quinn, 573 U. S.
___, ___–___ (2014) (slip op., at 19–20) (describing this process).
Nonmembers need not be asked, and they are not required to consent
before the fees are deducted.
After the amount of the agency fee is fixed each
year, the union must send nonmembers what is known as a
Hudson notice. See
Teachers v.
Hudson, 475
U. S. 292 (1986). This notice is supposed to provide
nonmembers with “an adequate explanation of the basis for the
[agency] fee.”
Id., at 310. If nonmembers “suspect that a
union has improperly put certain expenses in the [chargeable]
category,” they may challenge that determination.
Harris,
supra, at ___ (slip op., at 19).
As illustrated by the record in this case,
unions charge nonmembers, not just for the cost of collective
bargaining
per se, but also for many other supposedly
connected activities. See App. to Pet. for Cert. 28a–39a. Here, the
nonmembers were told that they had to pay for “[l]obbying,”
“[s]ocial and recreational activities,” “advertising,”
“[m]embership meetings and conventions,” and “litigation,” as well
as other unspecified “[s]ervices” that “may ultimately inure to the
benefit of the members of the local bargaining unit.”
Id.,
at 28a–32a. The total chargeable amount for nonmembers was 78.06%
of full union dues.
Id., at 34a.
B
Petitioner Mark Janus is employed by the
Illinois Department of Healthcare and Family Services as a child
support specialist.
Id., at 10a. The employees in his unit
are among the 35,000 public employees in Illinois who are
represented by respondent American Federation of State, County, and
Municipal Employees, Council 31 (Union).
Ibid. Janus refused
to join the Union because he opposes “many of the public policy
positions that [it] advocates,” including the positions it takes in
collective bargaining.
Id., at 10a, 18a. Janus believes that
the Union’s “behavior in bargaining does not appreciate the current
fiscal crises in Illinois and does not reflect his best interests
or the interests of Illinois citizens.”
Id., at 18a.
Therefore, if he had the choice, he “would not pay any fees or
otherwise subsidize [the Union].”
Ibid. Under his unit’s
collective-bargaining agreement, however, he was required to pay an
agency fee of $44.58 per month,
id., at 14a—which would
amount to about $535 per year.
Janus’s concern about Illinois’ current
financial situation is shared by the Governor of the State, and it
was the Governor who initially challenged the statute authorizing
the imposition of agency fees. The Governor commenced an action in
federal court, asking that the law be declared unconstitutional,
and the Illinois attorney general (a respondent here) intervened to
defend the law. App. 41. Janus and two other state employees also
moved to intervene—but on the Governor’s side.
Id., at
60.
Respondents moved to dismiss the Governor’s
challenge for lack of standing, contending that the agency fees did
not cause him any personal injury.
E.g.,
id., at
48–49. The District Court agreed that the Governor could not
maintain the lawsuit, but it held that petitioner and the other
individuals who had moved to intervene had standing because the
agency fees unquestionably injured them. Accordingly, “in the
interest of judicial economy,” the court dismissed the Governor as
a plaintiff, while simultane- ously allowing petitioner and the
other employees to file their own complaint.
Id., at 112.
They did so, and the case proceeded on the basis of this new
complaint.
The amended complaint claims that all “nonmember
fee deductions are coerced political speech” and that “the First
Amendment forbids coercing any money from the nonmembers.” App. to
Pet. for Cert. 23a. Respondents moved to dismiss the amended
complaint, correctly recognizing that the claim it asserted was
foreclosed by
Abood. The District Court granted the motion,
id., at 7a, and the Court of Appeals for the Seventh Circuit
affirmed, 851 F. 3d 746 (2017).
Janus then sought review in this Court, asking
us to overrule
Abood and hold that public-sector agency-fee
arrangements are unconstitutional. We granted certiorari to
consider this important question. 582 U. S. ___ (2017).
II
Before reaching this question, however, we
must con- sider a threshold issue. Respondents contend that the
Dis- trict Court lacked jurisdiction under Article III of the
Constitution because petitioner “moved to intervene in [the
Governor’s] jurisdictionally defective lawsuit.” Union Brief in
Opposition 11; see also
id., at 13–17; State Brief in
Opposition 6; Brief for Union Respondent i, 16–17; Brief for State
Respondents 14, n. 1. This argument is clearly wrong.
It rests on the faulty premise that petitioner
intervened in the action brought by the Governor, but that is not
what happened. The District Court did not grant petitioner’s motion
to intervene in that lawsuit. Instead, the court essentially
treated petitioner’s amended complaint as the operative complaint
in a new lawsuit. App. 110–112. And when the case is viewed in that
way, any Article III issue vanishes. As the District Court
recognized—and as respondents concede—petitioner was injured in
fact by Illinois’ agency-fee scheme, and his injuries can be
redressed by a favorable court decision.
Ibid.; see Record
2312–2313, 2322–2323. Therefore, he clearly has Article III
standing.
Lujan v.
Defenders of Wildlife, 504
U. S. 555, 560–561 (1992). It is true that the District Court
docketed petitioner’s complaint under the number originally
assigned to the Governor’s complaint, instead of giving it a new
number of its own. But Article III jurisdiction does not turn on
such trivialities.
The sole decision on which respondents rely,
United States ex rel. Texas Portland Cement Co. v.
McCord, 233 U. S. 157 (1914), actually works against
them. That case concerned a statute permitting creditors of a
government contractor to bring suit on a bond between 6 and 12
months after the completion of the work.
Id., at 162. One
creditor filed suit before the 6-month starting date, but another
intervened within the 6-to-12-month window. The Court held that the
“[t]he intervention [did] not cure th[e] vice in the original
[prematurely filed] suit,” but the Court also contemplated treating
“intervention . . . as an original suit” in a
case in which the intervenor met the requirements that a plaintiff
must satisfy—
e.g., filing a separate complaint and properly
serving the defendants.
Id., at 163–164. Because that is
what petitioner did here, we may reach the merits of the question
presented.
III
In
Abood, the Court upheld the
constitutionality of an agency-shop arrangement like the one now
before us, 431 U. S., at 232, but in more recent cases we have
recognized that this holding is “something of an anomaly,”
Knox v.
Service Employees, 567 U. S. 298, 311
(2012), and that
Abood’s “analysis is questionable on
several grounds,”
Harris, 573 U. S., at ___ (slip op.,
at 17); see
id., at ___–___ (slip op., at 17–20) (discussing
flaws in
Abood’s reasoning). We have therefore refused to
extend
Abood to situations where it does not squarely
control, see
Harris,
supra, at ___–___ (slip op., at
27–29), while leaving for another day the question whether
Abood should be overruled,
Harris,
supra, at
___, n. 19 (slip op., at 27, n. 19); see
Knox,
supra, at 310–311.
We now address that question. We first consider
whether
Abood’s holding is consistent with standard First
Amendment principles.
A
The First Amendment, made applicable to the
States by the Fourteenth Amendment, forbids abridgment of the
freedom of speech. We have held time and again that freedom of
speech “includes both the right to speak freely and the right to
refrain from speaking at all.”
Wooley v.
Maynard, 430
U. S. 705, 714 (1977); see
Riley v.
National
Federation of Blind of N. C., Inc., 487 U. S. 781, 796–797
(1988);
Harper & Row, Publishers, Inc. v.
Nation
Enterprises, 471 U. S. 539, 559 (1985);
Miami Herald
Publishing Co. v.
Tornillo, 418 U. S. 241, 256–257
(1974); accord,
Pacific Gas & Elec. Co. v.
Public
Util. Comm’n of Cal., 475 U. S. 1, 9 (1986) (plurality
opinion). The right to eschew association for expressive purposes
is likewise protected.
Roberts v.
United States
Jaycees, 468 U. S. 609, 623 (1984) (“Freedom of
association . . . plainly presupposes a freedom
not to associate”); see
Pacific Gas & Elec.,
supra, at 12 (“[F]orced associations that burden protected
speech are impermissible”). As Justice Jackson memorably put it:
“If there is any fixed star in our constitutional constellation, it
is that no official, high or petty, can prescribe what shall be
orthodox in politics, nationalism, religion, or other matters of
opinion or
force citizens to confess by word or act their faith
therein.”
West Virginia Bd. of Ed. v.
Barnette,
319 U. S. 624, 642 (1943) (emphasis added).
Compelling individuals to mouth support for
views they find objectionable violates that cardinal constitutional
command, and in most contexts, any such effort would be universally
condemned. Suppose, for example, that the State of Illinois
required all residents to sign a document expressing support for a
particular set of positions on controversial public issues—say, the
platform of one of the major political parties. No one, we trust,
would seriously argue that the First Amendment permits this.
Perhaps because such compulsion so plainly
violates the Constitution, most of our free speech cases have
involved restrictions on what can be said, rather than laws
compelling speech. But measures compelling speech are at least as
threatening.
Free speech serves many ends. It is essential to
our democratic form of government, see,
e.g.,
Garrison v.
Louisiana, 379 U. S. 64, 74–75
(1964), and it furthers the search for truth, see,
e.g.,
Thornhill v.
Alabama, 310 U. S. 88, 95 (1940).
Whenever the Federal Government or a State prevents individuals
from saying what they think on important matters or compels them to
voice ideas with which they disagree, it undermines these ends.
When speech is compelled, however, additional
damage is done. In that situation, individuals are coerced into
betraying their convictions. Forcing free and independent
individuals to endorse ideas they find objectionable is always
demeaning, and for this reason, one of our landmark free speech
cases said that a law commanding “involuntary affirmation” of
objected-to beliefs would require “even more immediate and urgent
grounds” than a law demanding silence.
Barnette,
supra, at 633; see also
Riley,
supra, at
796–797 (rejecting “deferential test” for compelled speech
claims).
Compelling a person to
subsidize the
speech of other private speakers raises similar First Amendment
concerns.
Knox,
supra, at 309;
United States
v.
United Foods, Inc., 533 U. S. 405, 410 (2001);
Abood,
supra, at 222, 234–235. As Jefferson famously
put it, “to compel a man to furnish contributions of money for the
propagation of opinions which he disbelieves and abhor[s] is sinful
and tyrannical.” A Bill for Establishing Religious Freedom, in 2
Papers of Thomas Jefferson 545 (J. Boyd ed. 1950) (emphasis deleted
and footnote omitted); see also
Hudson, 475 U. S., at
305, n. 15. We have therefore recognized that a
“ ‘significant impingement on First Amendment rights’ ”
occurs when public employees are required to provide financial
support for a union that “takes many positions during collective
bargaining that have powerful political and civic consequences.”
Knox,
supra, at 310–311 (quoting
Ellis v.
Railway Clerks, 466 U. S. 435, 455 (1984)).
Because the compelled subsidization of private
speech seriously impinges on First Amendment rights, it cannot be
casually allowed. Our free speech cases have identified “levels of
scrutiny” to be applied in different contexts, and in three recent
cases, we have considered the standard that should be used in
judging the constitutionality of agency fees. See
Knox,
supra;
Harris,
supra;
Friedrichs v.
California Teachers Assn., 578 U. S. ___ (2016) (
per
cu- riam) (affirming decision below by equally divided
Court).
In
Knox, the first of these cases, we
found it sufficient to hold that the conduct in question was
unconstitutional under even the test used for the compulsory
subsidization of commercial speech. 567 U. S., at 309–310,
321–322. Even though commercial speech has been thought to enjoy a
lesser degree of protection, see,
e.g.,
Central Hudson
Gas & Elec. Corp. v.
Public Serv. Comm’n of
N. Y., 447 U. S. 557, 562–563 (1980), prior precedent
in that area, specifically
United Foods,
supra, had
applied what we characterized as “exacting” scrutiny,
Knox,
567 U. S., at 310, a less demanding test than the “strict”
scrutiny that might be thought to apply outside the commercial
sphere. Under “exacting” scrutiny, we noted, a compelled subsidy
must “serve a compelling state interest that cannot be achieved
through means significantly less restrictive of associa- tional
freedoms.”
Ibid. (internal quotation marks and altera- tions
omitted).
In
Harris, the second of these cases, we
again found that an agency-fee requirement failed “exacting
scrutiny.” 573 U. S., at ___ (slip op., at 33). But we
questioned whether that test provides sufficient protection for
free speech rights, since “it is apparent that the speech
compelled” in agency-fee cases “is not commercial speech.”
Id., at ___ (slip op., at 30).
Picking up that cue, petitioner in the present
case contends that the Illinois law at issue should be subjected to
“strict scrutiny.” Brief for Petitioner 36. The dissent, on the
other hand, proposes that we apply what amounts to rational-basis
review, that is, that we ask only whether a government employer
could reasonably believe that the exaction of agency fees serves
its interests. See
post, at 4 (Kagan, J., dissenting) (“A
government entity could reasonably conclude that such a clause was
needed”). This form of minimal scrutiny is foreign to our
free-speech jurisprudence, and we reject it here. At the same time,
we again find it unnecessary to decide the issue of strict scrutiny
because the Illinois scheme cannot survive under even the more
permissive standard applied in
Knox and
Harris.
In the remainder of this part of our opinion
(Parts III–B and III–C), we will apply this standard to the
justifications for agency fees adopted by the Court in
Abood. Then, in Parts IV and V, we will turn to alternative
rationales proffered by respondents and their
amici.
B
In
Abood, the main defense of the
agency-fee arrangement was that it served the State’s interest in
“labor peace,” 431 U. S., at 224. By “labor peace,” the
Abood Court meant avoidance of the conflict and disruption
that it envisioned would occur if the employees in a unit were
represented by more than one union. In such a situation, the Court
predicted, “inter-union rivalries” would foster “dissension within
the work force,” and the employer could face “conflicting demands
from different unions.”
Id., at 220–221. Confusion would
ensue if the employer entered into and attempted to “enforce two or
more agreements specifying different terms and conditions of
employment.”
Id., at 220. And a settlement with one union
would be “subject to attack from [a] rival labor organizatio[n].”
Id., at 221.
We assume that “labor peace,” in this sense of
the term, is a compelling state interest, but
Abood cited no
evidence that the pandemonium it imagined would result if agency
fees were not allowed, and it is now clear that
Abood’s
fears were unfounded. The
Abood Court assumed that
designation of a union as the exclusive representative of all the
employees in a unit and the exaction of agency fees are
inextricably linked, but that is simply not true.
Harris,
supra, at ___ (slip op., at 31).
The federal employment experience is
illustrative. Under federal law, a union chosen by majority vote is
designated as the exclusive representative of all the employees,
but federal law does not permit agency fees. See 5
U. S. C. §§7102, 7111(a), 7114(a). Nevertheless, nearly a
million federal employees—about 27% of the federal work force—are
union members.[
1] The situation
in the Postal Service is similar. Although permitted to choose an
exclusive representative, Postal Service employees are not required
to pay an agency fee, 39 U. S. C. §§1203(a), 1209(c), and
about 400,000 are union members.[
2] Likewise, millions of public employees in the 28 States
that have laws generally prohibiting agency fees are represented by
unions that serve as the exclusive representatives of all the
employees.[
3] Whatever may have
been the case 41 years ago when
Abood was handed down, it is
now undeniable that “labor peace” can readily be achieved “through
means significantly less restrictive of associational freedoms”
than the assessment of agency fees.
Harris,
supra, at
___ (slip op., at 30) (internal quotation marks omitted).
C
In addition to the promotion of “labor peace,”
Abood cited “the risk of ‘free riders’ ” as
justification for agency fees, 431 U. S., at 224. Respondents
and some of their
amici endorse this reasoning, contending
that agency fees are needed to prevent nonmembers from enjoying the
benefits of union representation without shouldering the costs.
Brief for Union Respondent 34–36; Brief for State Respondents
41–45; see,
e.g., Brief for International Brotherhood of
Teamsters as
Amicus Curiae 3–5.
Petitioner strenuously objects to this
free-rider label. He argues that he is not a free rider on a bus
headed for a destination that he wishes to reach but is more like a
person shanghaied for an unwanted voyage.
Whichever description fits the majority of
public employees who would not subsidize a union if given the
option, avoiding free riders is not a compelling interest. As we
have noted, “free-rider arguments . . . are
generally insufficient to overcome First Amendment objections.”
Knox, 567 U. S., at 311. To hold otherwise across the
board would have startling consequences. Many private groups speak
out with the objective of obtaining government action that will
have the effect of benefiting nonmembers. May all those who are
thought to benefit from such efforts be compelled to subsidize this
speech?
Suppose that a particular group lobbies or
speaks out on behalf of what it thinks are the needs of senior
citizens or veterans or physicians, to take just a few examples.
Could the government require that all seniors, veterans, or doctors
pay for that service even if they object? It has never been thought
that this is permissible. “[P]rivate speech often furthers the
interests of nonspeakers,” but “that does not alone empower the
state to compel the speech to be paid for.”
Lehnert v.
Ferris Faculty Assn., 500 U. S. 507, 556 (1991)
(Scalia, J., concurring in judgment in part and dissenting in
part). In simple terms, the First Amendment does not permit the
government to compel a person to pay for another party’s speech
just because the government thinks that the speech furthers the
interests of the person who does not want to pay.[
4]
Those supporting agency fees contend that the
situation here is different because unions are statutorily required
to “represen[t] the interests of all public employees in the unit,”
whether or not they are union members. §315/6(d); see,
e.g.,
Brief for State Respondents 40–41, 45;
post, at 7 (Kagan,
J., dissenting). Why might this matter?
We can think of two possible arguments. It might
be argued that a State has a compelling interest in requiring the
payment of agency fees because (1) unions would otherwise be
unwilling to represent nonmembers or (2) it would be fundamentally
unfair to require unions to provide fair representation for
nonmembers if nonmembers were not required to pay. Neither of these
arguments is sound.
First, it is simply not true that unions will
refuse to serve as the exclusive representative of all employees in
the unit if they are not given agency fees. As noted, unions
represent millions of public employees in jurisdictions that do not
permit agency fees. No union is ever compelled to seek that
designation. On the contrary, designation as exclusive
representative is avidly sought.[
5] Why is this so?
Even without agency fees, designation as the
exclusive representative confers many benefits. As noted, that
status gives the union a privileged place in negotiations over
wages, benefits, and working conditions. See §315/6(c). Not only is
the union given the exclusive right to speak for all the employees
in collective bargaining, but the employer is required by state law
to listen to and to bargain in good faith with only that union.
§315/7. Designation as exclusive representative thus “results in a
tremendous increase in the power” of the union.
American
Communications Assn. v.
Douds, 339 U. S. 382, 401
(1950).
In addition, a union designated as exclusive
representative is often granted special privileges, such as
obtaining information about employees, see §315/6(c), and having
dues and fees deducted directly from employee wages,
§§315/6(e)–(f ). The collective-bargaining agreement in this
case guarantees a long list of additional privileges. See App.
138–143.
These benefits greatly outweigh any extra burden
imposed by the duty of providing fair representation for
nonmembers. What this duty entails, in simple terms, is an
obligation not to “act solely in the interests of [the union’s] own
members.” Brief for State Respondents 41; see
Cintron v.
AFSCME, Council 31, No. S–CB–16–032, p. 1, 34 PERI ¶105
(ILRB Dec. 13, 2017) (union may not intentionally direct
“animosity” toward nonmembers based on their “dissident union
practices”); accord,
14 Penn Plaza LLC v.
Pyett, 556
U. S. 247, 271 (2009);
Vaca v.
Sipes, 386
U. S. 171, 177 (1967).
What does this mean when it comes to the
negotiation of a contract? The union may not negotiate a
collective-bargaining agreement that discriminates against
nonmembers, see
Steele v.
Louisville & Nashville R.
Co., 323 U. S. 192, 202–203 (1944), but the union’s
bargaining latitude would be little different if state law simply
prohibited public employers from entering into agreements that
discriminate in that way. And for that matter, it is questionable
whether the Constitution would permit a public-sector employer to
adopt a collective-bargaining agreement that discriminates against
nonmembers. See
id., at 198–199, 202 (analogizing a
private-sector union’s fair-representation duty to the duty “the
Constitution imposes upon a legislature to give equal protection to
the interests of those for whom it legislates”); cf.
Rumsfeld v.
Forum for Academic and Institutional Rights,
Inc., 547 U. S. 47, 69 (2006) (recognizing that government
may not “impose penalties or withhold benefits based on membership
in a disfavored group” where doing so “ma[kes] group membership
less attractive”). To the extent that an employer would be barred
from acceding to a discriminatory agreement anyway, the union’s
duty not to ask for one is superfluous. It is noteworthy that
neither respondents nor any of the 39
amicus briefs
supporting them—nor the dissent—has explained why the duty of fair
representation causes public-sector unions to incur significantly
greater expenses than they would otherwise bear in negotiating
collective-bargaining agreements.
What about the representation of nonmembers in
grievance proceedings? Unions do not undertake this activity solely
for the benefit of nonmembers—which is why Illinois law gives a
public-sector union the right to send a representative to such
proceedings even if the employee declines union representation.
§315/6(b). Representation of nonmembers furthers the union’s
interest in keeping control of the administration of the
collective-bargaining agreement, since the resolution of one
employee’s grievance can affect others. And when a union controls
the grievance process, it may, as a practical matter, effectively
subordinate “the interests of [an] individual em-
ployee . . . to the collective interests of all
employees in the bargaining unit.”
Alexander v.
Gardner-Denver Co.,
415 U.S.
36, 58, n. 19 (1974); see
Stahulak v.
Chicago,
184 Ill. 2d 176, 180–181, 703 N. E. 2d 44, 46–47 (1998);
Mahoney v.
Chicago, 293 Ill. App. 3d 69, 73–74, 687
N.E.2d 132, 135–137 (1997) (union has “ ‘discretion to refuse
to process’ ” a grievance, provided it does not act
“arbitrar[ily]” or “in bad faith” (emphasis deleted)).
In any event, whatever unwanted burden is
imposed by the representation of nonmembers in disciplinary matters
can be eliminated “through means significantly less restrictive of
associational freedoms” than the imposition of agency fees.
Harris, 573 U. S., at ___ (slip op., at 30) (internal
quotation marks omitted). Individual nonmembers could be required
to pay for that service or could be denied union representation
altogether.[
6] Thus, agency
fees cannot be sustained on the ground that unions would otherwise
be unwilling to represent nonmembers.
Nor can such fees be justified on the ground
that it would otherwise be unfair to require a union to bear the
duty of fair representation. That duty is a necessary concomitant
of the authority that a union seeks when it chooses to serve as the
exclusive representative of all the employees in a unit. As
explained, designating a union as the exclusive representative of
nonmembers substantially restricts the nonmembers’ rights.
Supra, at 2–3. Protection of their interests is placed in
the hands of the union, and if the union were free to disregard or
even work against those interests, these employees would be wholly
unprotected. That is why we said many years ago that serious
“constitutional questions [would] arise” if the union were
not subject to the duty to represent all employees fairly.
Steele,
supra, at 198.
In sum, we do not see any reason to treat the
free-rider interest any differently in the agency-fee context than
in any other First Amendment context. See
Knox, 567
U. S., at 311, 321. We therefore hold that agency fees cannot
be upheld on free-rider grounds.
IV
Implicitly acknowledging the weakness of
Abood’s own reasoning, proponents of agency fees have come
forward with alternative justifications for the decision, and we
now address these arguments.
A
The most surprising of these new arguments is
the Union respondent’s originalist defense of
Abood.
According to this argument,
Abood was correctly decided
because the First Amendment was not originally understood to
provide
any protection for the free speech rights of public
employees. Brief for Union Respondent 2–3, 17–20.
As an initial matter, we doubt that the Union—or
its members—actually want us to hold that public employees have
“
no [free speech] rights.”
Id., at 1. Cf.,
e.g., Brief for National Treasury Employees Union as
Amicus Curiae in
Garcetti v.
Ceballos,
O. T. 2005, No. 04–473, p. 7 (arguing for “broa[d]”
public-employee First Amendment rights); Brief for AFL–CIO as
Amicus Curiae in No. 04–473 (similar).
It is particularly discordant to find this
argument in a brief that trumpets the importance of
stare
decisis. See Brief for Union Respondent 47–57. Taking away free
speech protection for public employees would mean overturning
decades of landmark precedent. Under the Union’s theory,
Pickering v.
Board of Ed. of Township High School Dist.
205, Will Cty., 391 U. S. 563 (1968), and its progeny
would fall. Yet
Pickering, as we will discuss, is now the
foundation for respondents’ chief defense of
Abood. And
indeed,
Abood itself would have to go if public employees
have no free speech rights, since
Abood holds that the First
Amendment prohibits the exaction of agency fees for political or
ideological purposes. 431 U. S., at 234–235 (finding it
“clear” that “a government may not require an individual to
relinquish rights guaranteed him by the First Amendment as a
condition of public employment”). Our political patronage cases
would be doomed. See,
e.g.,
Rutan v.
Republican
Party of Ill., 497 U. S. 62 (1990);
Branti v.
Finkel, 445 U. S. 507 (1980);
Elrod v.
Burns, 427 U. S. 347 (1976). Also imperiled would be
older precedents like
Wieman v.
Updegraff, 344
U. S. 183 (1952) (loyalty oaths),
Shelton v.
Tucker, 364 U. S. 479 (1960) (disclosure of memberships
and contributions), and
Keyishian v.
Board of Regents of
Univ. of State of N. Y., 385 U. S. 589 (1967) (subversive
speech). Respondents presumably want none of this, desiring instead
that we apply the Constitution’s supposed original meaning only
when it suits them—to retain the part of
Abood that they
like. See Tr. of Oral Arg. 56–57. We will not engage in this
halfway originalism.
Nor, in any event, does the First Amendment’s
original meaning support the Union’s claim. The Union offers no
persuasive founding-era evidence that public employees were
understood to lack free speech protections. While it observes that
restrictions on federal employees’ activities have existed since
the First Congress, most of its historical examples involved
limitations on public officials’ outside business dealings, not on
their speech. See
Ex parte Curtis, 106 U. S. 371,
372–373 (1882). The only early
speech restrictions the Union
identifies are an 1806 statute prohibiting military personnel from
using “ ‘contemptuous or disrespectful words against the
President’ ” and other officials, and an 1801 directive
limiting electioneering by top government employees. Brief for
Union Respondent 3. But those examples at most show that the
government was understood to have power to limit employee speech
that threatened important governmental interests (such as
maintaining military discipline and preventing corruption)—not that
public employees’ speech was entirely unprotected. Indeed, more
recently this Court has upheld similar restrictions even while
recognizing that government employees possess First Amendment
rights. See,
e.g.,
Brown v.
Glines, 444
U. S. 348, 353 (1980) (upholding military restriction on
speech that threatened troop readiness);
Civil Service
Comm’n v.
Letter Carriers, 413 U. S. 548, 556–557
(1973) (upholding limits on public employees’ political
activities).
Ultimately, the Union relies, not on
founding-era evidence, but on dictum from a 1983 opinion of this
Court stating that, “[f]or most of th[e 20th] century, the
unchallenged dogma was that a public employee had no right to
object to conditions placed upon the terms of employment—including
those which restricted the exercise of constitutional rights.”
Connick v.
Myers, 461 U. S. 138, 143; see Brief
for Union Respondent 2, 17. Even on its own terms, this dictum
about 20th-century views does not purport to describe how the First
Amendment was understood in 1791. And a careful examination of the
decisions by this Court that
Connick cited to support its
dictum, see 461 U. S., at 144, reveals that none of them
rested on the facile premise that public employees are unprotected
by the First Amendment. Instead, they considered (much as we do
today) whether particular speech restrictions were “necessary to
protect” fundamental government interests.
Curtis,
supra, at 374.
The Union has also failed to show that, even if
public employees enjoyed free speech rights, the First Amendment
was nonetheless originally understood to allow forced subsidies
like those at issue here. We can safely say that, at the time of
the adoption of the First Amendment, no one gave any thought to
whether public-sector unions could charge nonmembers agency fees.
Entities resembling labor unions did not exist at the founding, and
public-sector unions did not emerge until the mid-20th century. The
idea of public-sector unionization and agency fees would astound
those who framed and ratified the Bill of Rights.[
7] Thus, the Union cannot point to any
accepted founding-era practice that even remotely resembles the
compulsory assessment of agency fees from public-sector employees.
We do know, however, that prominent members of the founding
generation condemned laws requiring public employees to affirm or
support beliefs with which they disagreed. As noted, Jefferson
denounced compelled support for such beliefs as “ ‘sinful and
tyrannical,’ ”
supra, at 9, and others expressed
similar views.[
8]
In short, the Union has offered no basis for
concluding that
Abood is supported by the original
understanding of the First Amendment.
B
The principal defense of
Abood advanced
by respondents and the dissent is based on our decision in
Pickering, 391 U. S. 563, which held that a school
district violated the First Amendment by firing a teacher for
writing a letter critical of the school administration. Under
Pickering and later cases in the same line, employee speech
is largely unprotected if it is part of what the employee is paid
to do, see
Garcetti v.
Ceballos, 547 U. S. 410,
421–422 (2006), or if it involved a matter of only private concern,
see
Connick,
supra, at 146–149. On the other hand,
when a public employee speaks as a citizen on a matter of public
concern, the employee’s speech is protected unless “ ‘the
interest of the state, as an employer, in promoting the efficiency
of the public services it performs through its employees’ outweighs
‘the interests of the [employee], as a citizen, in commenting upon
matters of public concern.’ ”
Harris, 573 U. S.,
at ___ (slip op., at 35) (quoting
Pickering,
supra,
at 568).
Pickering was the centerpiece of the defense of
Abood in
Harris, see 573 U. S., at ___–___ (slip
op., at 17–21) (Kagan, J., dissenting), and we found the argument
unpersuasive, see
id., at ___–___ (slip op., at 34–37). The
intervening years have not improved its appeal.
1
As we pointed out in
Harris,
Abood was not based on
Pickering. 573 U. S., at
___, and n. 26 (slip op., at 34, and n. 26). The
Abood majority cited the case exactly once—in a footnote—and
then merely to acknowledge that “there may be limits on the extent
to which an employee in a sensitive or policymaking position may
freely criticize his superiors and the policies they espouse.” 431
U. S., at 230, n. 27. That aside has no bearing on the
agency-fee issue here.[
9]
Respondents’ reliance on
Pickering is
thus “an effort to find a new justification for the decision in
Abood.”
Harris,
supra, at ___ (slip op., at
34). And we have previously taken a dim view of similar attempts to
recast problematic First Amendment decisions. See,
e.g.,
Citizens United v.
Federal Election Comm’n, 558
U. S. 310, 348–349, 363 (2010) (rejecting efforts to recast
Austin v.
Michigan Chamber of Commerce, 494
U. S. 652 (1990)); see also
Citizens United,
supra, at 382–385 (Roberts, C. J., concurring). We see
no good reason, at this late date, to try to shoehorn
Abood
into the
Pickering framework.
2
Even if that were attempted, the shoe would be
a painful fit for at least three reasons.
First, the
Pickering framework was
developed for use in a very different context—in cases that involve
“one employee’s speech and its impact on that employee’s public
responsibilities.”
United States v.
Treasury
Employees, 513 U. S. 454, 467 (1995). This case, by
contrast, involves a blanket requirement that all employees
subsidize speech with which they may not agree. While we have
sometimes looked to
Pickering in considering general rules
that affect broad categories of employees, we have acknowledged
that the standard
Pickering analysis requires modification
in that situation. See 513 U. S., at 466–468, and n. 11.
A speech-restrictive law with “widespread impact,” we have said,
“gives rise to far more serious concerns than could any single
supervisory decision.”
Id., at 468. Therefore, when such a
law is at issue, the government must shoulder a correspondingly
“heav[ier]” burden,
id., at 466, and is entitled to
considerably less deference in its assessment that a predicted harm
justifies a particular impingement on First Amendment rights, see
id., at 475–476, n. 21; accord,
id., at 482–483
(O’Connor, J., concurring in judgment in part and dissenting in
part). The end product of those adjustments is a test that more
closely resembles exacting scrutiny than the traditional
Pickering analysis.
The core collective-bargaining issue of wages
and benefits illustrates this point. Suppose that a single employee
complains that he or she should have received a 5% raise. This
individual complaint would likely constitute a matter of only
private concern and would therefore be unprotected under
Pickering. But a public-sector union’s demand for a 5% raise
for the many thousands of employees it represents would be another
matter entirely. Granting such a raise could have a serious impact
on the budget of the government unit in question, and by the same
token, denying a raise might have a significant effect on the
performance of government services. When a large number of
employees speak through their union, the category of speech that is
of public concern is greatly enlarged, and the category of speech
that is of only private concern is substantially shrunk. By
disputing this,
post, at 13–14, the dissent denies the
obvious.
Second, the
Pickering framework fits much
less well where the government compels speech or speech subsidies
in support of third parties.
Pickering is based on the
insight that the speech of a public-sector employee may interfere
with the effective operation of a government office. When a public
employer does not simply restrict potentially disruptive speech but
commands that its employees mouth a message on its own behalf, the
calculus is very different. Of course, if the speech in question is
part of an employee’s official duties, the employer may insist that
the employee deliver any lawful message. See
Garcetti, 547
U. S., at 421–422, 425–426. Otherwise, however, it is not easy
to imagine a situation in which a public employer has a legitimate
need to demand that its employees recite words with which they
disagree. And we have never applied
Pickering in such a
case.
Consider our decision in
Connick. In that
case, we held that an assistant district attorney’s complaints
about the supervisors in her office were, for the most part,
matters of only private concern. 461 U. S., at 148. As a
result, we held, the district attorney could fire her for making
those comments.
Id., at 154. Now, suppose that the assistant
had not made any critical comments about the supervisors but that
the district attorney, out of the blue, demanded that she circulate
a memo praising the supervisors. Would her refusal to go along
still be a matter of purely private concern? And if not, would the
order be justified on the ground that the effective operation of
the office demanded that the assistant voice complimentary
sentiments with which she disagreed? If
Pickering applies at
all to compelled speech—a question that we do not decide—it would
certainly require adjustment in that context.
Third, although both
Pickering and
Abood divided speech into two categories, the cases’
categorization schemes do not line up. Superimposing the
Pickering scheme on
Abood would significantly change
the
Abood regime.
Let us first look at speech that is not germane
to collective bargaining but instead concerns political or
ideological issues. Under
Abood, a public employer is flatly
prohibited from permitting nonmembers to be charged for this
speech, but under
Pickering, the employees’ free speech
interests could be overcome if a court found that the employer’s
interests outweighed the employees’.
A similar problem arises with respect to speech
that
is germane to collective bargaining. The parties
dispute how much of this speech is of public concern, but
respondents concede that much of it falls squarely into that
category. See Tr. of Oral Arg. 47, 65. Under
Abood,
nonmembers may be required to pay for all this speech, but
Pickering would permit that practice only if the employer’s
interests outweighed those of the employees. Thus, recasting
Abood as an application of
Pickering would
substantially alter the
Abood scheme.
For all these reasons,
Pickering is a
poor fit indeed.
V
Even if we were to apply some form of
Pickering, Illinois’ agency-fee arrangement would not
survive.
A
Respondents begin by suggesting that union
speech in collective-bargaining and grievance proceedings should be
treated like the employee speech in
Garcetti,
i.e.,
as speech “pursuant to [an employee’s] official duties,” 547
U. S., at 421. Many employees, in both the public and private
sectors, are paid to write or speak for the purpose of furthering
the interests of their employers. There are laws that protect
public employees from being compelled to say things that they
reasonably believe to be untrue or improper, see
id., at
425–426, but in general when public employees are performing their
job duties, their speech may be controlled by their employer.
Trying to fit union speech into this framework, respondents now
suggest that the union speech funded by agency fees forms part of
the official duties of the union officers who engage in the speech.
Brief for Union Respondent 22–23; see Brief for State Respondents
23–24.
This argument distorts collective bargaining and
grievance adjustment beyond recognition. When an employee engages
in speech that is part of the employee’s job duties, the employee’s
words are really the words of the employer. The employee is
effectively the employer’s spokesperson. But when a union
negotiates with the employer or represents employees in
disciplinary proceedings, the union speaks for the
employees, not the employer. Otherwise, the employer would
be negotiating with itself and disputing its own actions. That is
not what anybody understands to be happening.
What is more, if the union’s speech is really
the employer’s speech, then the employer could dictate what the
union says. Unions, we trust, would be appalled by such a
suggestion. For these reasons,
Garcetti is totally
inapposite here.
B
Since the union speech paid for by agency fees
is not controlled by
Garcetti, we move on to the next step
of the
Pickering framework and ask whether the speech is on
a matter of public or only private concern. In
Harris, the
dissent’s central argument in defense of
Abood was that
union speech in collective bargaining, including speech about wages
and benefits, is basically a matter of only private interest. See
573 U. S., at ___–___ (slip op., at 19–20) (Kagan, J.,
dissenting). We squarely rejected that argument, see
id., at
___–___ (slip op., at 35–36), and the facts of the present case
substantiate what we said at that time: “[I]t is impossible to
argue that the level of . . . state spending
for employee benefits . . . is not a matter of great
public concern,”
id., at ___ (slip op., at 36).
Illinois, like some other States and a number of
counties and cities around the country, suffers from severe budget
problems.[
10] As of 2013,
Illinois had nearly $160 billion in unfunded pension and retiree
healthcare liabilities.[
11]
By 2017, that number had only grown, and the State was grappling
with $15 billion in unpaid bills.[
12] We are told that a “quarter of the budget is now
devoted to paying down” those liabilities.[
13] These problems and others led Moody’s and
S&P to downgrade Illinois’ credit rating to “one step above
junk”—the “lowest ranking on record for a U. S.
state.”[
14]
The Governor, on one side, and public-sector
unions, on the other, disagree sharply about what to do about these
problems. The State claims that its employment-related debt is
“ ‘squeezing core programs in education, public safety, and
human services, in addition to limiting [the State’s] ability to
pay [its] bills.’ ” Securities Act of 1933 Release No. 9389,
105 S. E. C. Docket 3381 (2013). It therefore “told the
Union that it would attempt to address th[e financial] crisis, at
least in part, through collective bargaining.” Board Decision
12–13. And “the State’s desire for savings” in fact “dr[o]ve [its]
bargaining” positions on matters such as health-insurance benefits
and holiday, overtime, and promotion policies.
Id., at 13;
Illinois Dept. of Central Management Servs. v.
AFSCME,
Council 31, No. S–CB–16–17 etc., 33 PERI ¶67 (ILRB Dec. 13,
2016) (ALJ Decision), pp. 26–28, 63–66, 224. But when the State
offered cost-saving proposals on these issues, the Union countered
with very different suggestions. Among other things, it advocated
wage and tax increases, cutting spending “to Wall Street financial
institutions,” and reforms to Illinois’ pension and tax systems
(such as closing “corporate tax loopholes,” “[e]xpanding the base
of the state sales tax,” and “allowing an income tax that is
adjusted in accordance with ability to pay”).
Id., at 27–28.
To suggest that speech on such matters is not of great public
concern—or that it is not directed at the “public square,”
post, at 16 (Kagan, J., dissenting)—is to deny reality.
In addition to affecting how public money is
spent, union speech in collective bargaining addresses many other
important matters. As the examples offered by respondents’ own
amici show, unions express views on a wide range of
subjects—education, child welfare, healthcare, and minority rights,
to name a few. See,
e.g., Brief for American Federation of
Teachers as
Amicus Curiae 15–27; Brief for Child Protective
Service Workers et al. as
Amici Curiae 5–13; Brief for
Human Rights Campaign et al. as
Amici Curiae 10–17; Brief
for National Women’s Law Center et al. as
Amici Curiae
14–30. What unions have to say on these matters in the context of
collective bargaining is of great public importance.
Take the example of education, which was the
focus of briefing and argument in
Friedrichs. The public
importance of subsidized union speech is especially apparent in
this field, since educators make up by far the largest category of
state and local government employees, and education is typically
the largest component of state and local government
expenditures.[
15]
Speech in this area also touches on fundamental
questions of education policy. Should teacher pay be based on
seniority, the better to retain experienced teachers? Or should
schools adopt merit-pay systems to encourage teachers to get the
best results out of their students?[
16] Should districts transfer more experienced teachers
to the lower performing schools that may have the greatest need for
their skills, or should those teachers be allowed to stay where
they have put down roots?[
17] Should teachers be given tenure protection and, if
so, under what conditions? On what grounds and pursuant to what
procedures should teachers be subject to discipline or dismissal?
How should teacher performance and student progress be measured—by
standardized tests or other means?
Unions can also speak out in collective
bargaining on controversial subjects such as climate
change,[
18] the
Confederacy,[
19] sexual
orientation and gender identity,[
20] evolution,[
21]
and minority religions.[
22]
These are sensitive political topics, and they are undoubtedly
matters of profound “ ‘value and concern to the
public.’ ”
Snyder v.
Phelps, 562 U. S. 443,
453 (2011). We have often recognized that such speech
“ ‘occupies the highest rung of the hierarchy of First
Amendment values’ ” and merits “ ‘special
protection.’ ”
Id., at 452.
What does the dissent say about the prevalence
of such issues? The most that it is willing to admit is that “some”
issues that arise in collective bargaining “raise important
non-budgetary disputes.”
Post, at 17. Here again, the
dissent refuses to recognize what actually occurs in public-sector
collective bargaining.
Even union speech in the handling of grievances
may be of substantial public importance and may be directed at the
“public square.”
Post, at 16. For instance, the Union
respondent in this case recently filed a grievance seeking to
compel Illinois to appropriate $75 million to fund a 2% wage
increase.
State v.
AFSCME Council 31, 2016 IL 118422,
51 N. E. 3d 738, 740–742, and n. 4. In short, the
union speech at issue in this case is overwhelmingly of substantial
public concern.
C
The only remaining question under
Pickering is whether the State’s proffered interests justify
the heavy burden that agency fees inflict on nonmembers’ First
Amendment interests. We have already addressed the state interests
asserted in
Abood—promoting “labor peace” and avoiding free
riders, see
supra, at 11–18—and we will not repeat that
analysis.
In
Harris and this case, defenders of
Abood have as- serted a different state interest—in the
words of the
Harris dissent, the State’s “interest in
bargaining with an adequately funded exclusive bargaining agent.”
573 U. S., at ___ (Kagan, J., dissenting) (slip op., at 7);
see also
post, at 6–7 (Kagan, J., dissenting). This was not
“the interest
Abood recognized and protected,”
Harris,
supra, at ___ (slip op., at 7) (Kagan, J.,
dissenting), and, in any event, it is insufficient.
Although the dissent would accept without any
serious independent evaluation the State’s assertion that the
absence of agency fees would cripple public-sector unions and thus
impair the efficiency of government operations, see
post, at
8–9, 11, ample experience, as we have noted,
supra, at 12,
shows that this is questionable.
Especially in light of the more rigorous form of
Pickering analysis that would apply in this context, see
supra, at 23–25, the balance tips decisively in favor of the
employees’ free speech rights.[
23]
We readily acknowledge, as
Pickering did,
that “the State has interests as an employer in regulating the
speech of its employees that differ significantly from those it
possesses in connection with regulation of the speech of the
citizenry in general.” 391 U. S., at 568. Our analysis is
consistent with that principle. The exacting scrutiny standard we
apply in this case was developed in the context of commercial
speech, another area where the government has traditionally enjoyed
greater-than-usual power to regulate speech. See
supra, at
10. It is also not disputed that the State may require that a union
serve as exclusive bargaining agent for its employees—itself a
significant impingement on associational freedoms that would not be
tolerated in other contexts. We simply draw the line at allowing
the government to go further still and require all employees to
support the union irrespective of whether they share its views.
Nothing in the
Pickering line of cases requires us to uphold
every speech restriction the government imposes as an employer. See
Pickering,
supra, at 564–566 (holding teacher’s
dismissal for criticizing school board unconstitutional);
Rankin v.
McPherson, 483 U. S. 378, 392 (1987)
(holding clerical employ- ee’s dismissal for supporting
assassination attempt on President unconstitutional);
Treasury
Employees, 513 U. S., at 477 (holding federal-employee
honoraria ban unconstitutional).
VI
For the reasons given above, we conclude that
public-sector agency-shop arrangements violate the First Amendment,
and
Abood erred in concluding otherwise. There remains the
question whether
stare decisis nonetheless counsels against
overruling
Abood. It does not.
“
Stare decisis is the preferred course
because it promotes the evenhanded, predictable, and consistent
development of legal principles, fosters reliance on judicial
decisions, and contributes to the actual and perceived integrity of
the judicial process.”
Payne v.
Tennessee, 501
U. S. 808, 827 (1991). We will not overturn a past decision
unless there are strong grounds for doing so.
United States
v.
International Business Machines Corp., 517 U. S.
843, 855–856 (1996);
Citizens United, 558 U. S., at 377
(Roberts, C. J., concurring). But as we have often recognized,
stare decisis is “ ‘not an inexorable command.’ ”
Pearson v.
Callahan, 555 U. S. 223, 233 (2009);
see also
Lawrence v.
Texas, 539 U. S. 558, 577
(2003);
State Oil Co. v.
Khan, 522 U. S. 3, 20
(1997);
Agostini v.
Felton, 521 U. S. 203, 235
(1997);
Seminole Tribe of Fla. v.
Florida, 517
U. S. 44, 63 (1996);
Payne,
supra, at 828.
The doctrine “is at its weakest when we
interpret the Constitution because our interpretation can be
altered only by constitutional amendment or by overruling our prior
decisions.”
Agostini,
supra, at 235. And
stare
decisis applies with perhaps least force of all to decisions
that wrongly denied First Amendment rights: “This Court has not
hesitated to overrule decisions offensive to the First Amendment (a
fixed star in our constitutional constellation, if there is one).”
Federal Election Comm’n v.
Wisconsin Right to Life,
Inc., 551 U. S. 449, 500 (2007) (Scalia, J., concurring in
part and concurring in judgment) (internal quotation marks
omitted); see also
Citizens United,
supra, at 362–365
(overruling
Austin, 494 U. S. 652);
Barnette,
319 U. S., at 642 (overruling
Minersville School Dist.
v.
Gobitis, 310 U. S. 586 (1940)).
Our cases identify factors that should be taken
into account in deciding whether to overrule a past decision. Five
of these are most important here: the quality of
Abood’s
reasoning, the workability of the rule it established, its
consistency with other related decisions, developments since the
decision was handed down, and reliance on the decision. After
analyzing these factors, we conclude that
stare decisis does
not require us to retain
Abood.
A
An important factor in determining whether a
precedent should be overruled is the quality of its reasoning, see
Citizens United, 558 U. S., at 363–364;
id., at
382–385 (Roberts, C. J., concurring);
Lawrence, 539
U. S., at 577–578, and as we explained in
Harris,
Abood was poorly reasoned, see 573 U. S., at ___–___
(slip op., at 17–20). We will summarize, but not repeat,
Harris’s lengthy discussion of the issue.
Abood went wrong at the start when it
concluded that two prior decisions,
Railway Employes v.
Hanson, 351 U. S. 225 (1956), and
Machinists v.
Street, 367 U. S. 740 (1961), “appear[ed] to require
validation of the agency-shop agreement before [the Court].” 431
U. S., at 226. Properly understood, those decisions did no
such thing. Both cases involved Congress’s “
bare
authorization” of
private-sector union shops under the
Railway Labor Act.
Street,
supra, at 749 (emphasis
added).[
24]
Abood
failed to appreciate that a very different First Amendment question
arises when a State
requires its employees to pay agency
fees. See
Harris,
supra, at ___ (slip op., at
17).
Moreover, neither
Hanson nor
Street gave careful consideration to the First Amendment. In
Hanson, the primary questions were whether Congress exceeded
its power under the Commerce Clause or violated substantive due
process by authorizing private union-shop arrangements under the
Commerce and Due Process Clauses. 351 U. S., at 233–235. After
deciding those questions, the Court summarily dismissed what was
essentially a facial First Amendment challenge, noting that the
record did not substantiate the challengers’ claim.
Id., at
238; see
Harris,
supra, at ___ (slip op., at 17). For
its part,
Street was decided as a matter of statutory
construction, and so did not reach any constitutional issue. 367
U. S., at 749–750, 768–769.
Abood nevertheless took the
view that
Hanson and
Street “all but decided” the
important free speech issue that was before the Court.
Harris, 573 U. S., at ___ (slip op., at 17). As we said
in
Harris, “[s]urely a First Amendment issue of this
importance deserved better treatment.”
Ibid.
Abood’s unwarranted reliance on
Hanson and
Street appears to have contributed to
another mistake:
Abood judged the constitutionality of
public-sector agency fees under a deferential standard that finds
no support in our free speech cases. (As noted,
supra, at
10–11, today’s dissent makes the same fundamental mistake.)
Abood did not independently evaluate the strength of the
government interests that were said to support the challenged
agency-fee provision; nor did it ask how well that provision
actually promoted those interests or whether they could have been
adequately served without impinging so heavily on the free speech
rights of nonmembers. Rather,
Abood followed
Hanson
and
Street, which it interpreted as having deferred to
“
the legislative assessment of the important contribution of
the union shop to the system of labor relations established by
Congress.” 431 U. S., at 222 (emphasis added). But
Hanson deferred to that judgment in deciding the Commerce
Clause and substantive due process questions that were the focus of
the case. Such deference to legislative judgments is inappropriate
in deciding free speech issues.
If
Abood had considered whether agency
fees were actually needed to serve the asserted state interests, it
might not have made the serious mistake of assuming that one of
those interests—“labor peace”—demanded, not only that a single
union be designated as the exclusive representative of all the
employees in the relevant unit, but also that nonmembers be
required to pay agency fees. Deferring to a perceived legislative
judgment,
Abood failed to see that the designation of a
union as exclusive representative and the imposition of agency fees
are not inextricably linked. See
supra, at 11–12;
Harris,
supra, at ___ (slip op., at 31).
Abood also did not sufficiently take into
account the difference between the effects of agency fees in
public- and private-sector collective bargaining. The challengers
in
Abood argued that collective bargaining with a government
employer, unlike collective bargaining in the private sector,
involves “inherently ‘political’ ” speech. 431 U. S., at
226. The Court did not dispute that characterization, and in fact
conceded that “decisionmaking by a public employer is above all a
political process” driven more by policy concerns than economic
ones.
Id., at 228; see
id., at 228–231. But (again
invoking
Hanson), the
Abood Court asserted that
public employees do not have “weightier First Amendment
interest[s]” against compelled speech than do private employees.
Id., at 229. That missed the point. Assuming for the sake of
argument that the First Amendment applies at all to private-sector
agency-shop arrangements, the individual interests at stake still
differ. “In the public sector, core issues such as wages, pensions,
and benefits are important political issues, but that is generally
not so in the private sector.”
Harris, 573 U. S., at
___ (slip op., at 17).
Overlooking the importance of this distinction,
“
Abood failed to appreciate the conceptual difficulty of
distinguishing in public-sector cases between union expenditures
that are made for collective-bargaining purposes and those that are
made to achieve political ends.”
Id., at ___ (slip op., at
18). Likewise, “
Abood does not seem to have anticipated the
magnitude of the practical administrative problems that would
result in attempting to classify public-sector union expenditures
as either ‘chargeable’ . . . or nonchargeable.”
Ibid. Nor did
Abood “foresee the practical problems
that would face objecting nonmembers.”
Id., at ___ (slip
op., at 19).
In sum, as detailed in
Harris,
Abood was not well reasoned.[
25]
B
Another relevant consideration in the
stare
decisis calculus is the workability of the precedent in
question,
Montejo v.
Louisiana, 556 U. S. 778,
792 (2009), and that factor also weighs against
Abood.
1
Abood’s line between chargeable and
nonchargeable union expenditures has proved to be impossible to
draw with precision. We tried to give the line some definition in
Lehnert. There, a majority of the Court adopted a three-part
test requiring that chargeable expenses (1) be
“ ‘germane’ ” to collective bargaining, (2) be
“justified” by the government’s labor-peace and free-rider
interests, and (3) not add “significantly” to the burden on free
speech, 500 U. S., at 519, but the Court splintered over the
application of this test, see
id., at 519–522 (plurality
opinion);
id., at 533–534 (Marshall, J., concurring in part
and dissenting in part). That division was not surprising. As the
Lehnert dissenters aptly observed, each part of the
majority’s test “involves a substantial judgment call,”
id.,
at 551 (opinion of Scalia, J.), rendering the test “altogether
malleable” and “no[t] principled,”
id., at 563 (Kennedy, J.,
concurring in judgment in part and dissenting in part).
Justice Scalia presciently warned that
Lehnert’s amorphous standard would invite “perpetua[l]
give-it-a-try litigation,”
id., at 551, and the Court’s
experience with union lobbying expenses illustrates the point. The
Lehnert plurality held that money spent on lobbying for
increased education funding was not chargeable.
Id., at
519–522. But Justice Marshall—applying the same three-prong
test—reached precisely the opposite conclusion.
Id., at
533–542. And
Lehnert failed to settle the matter; States and
unions have continued to “give it a try” ever since.
In
Knox, for example, we confronted a
union’s claim that the costs of lobbying the legislature and the
electorate about a ballot measure were chargeable expenses under
Lehnert. See Brief for Respondent in
Knox v.
Service Employees, O. T. 2011, No. 10–1121,
pp. 48–53. The Court rejected this claim out of hand, 567
U. S., at 320–321, but the dissent refused to do so,
id., at 336 (opinion of Breyer, J.). And in the present
case, nonmembers are required to pay for unspecified “[l]obbying”
expenses and for “[s]ervices” that “may ultimately inure to the
benefit of the members of the local bargaining unit.” App. to Pet.
for Cert. 31a–32a. That formulation is broad enough to encompass
just about anything that the union might choose to do.
Respondents agree that
Abood’s
chargeable-nonchargeable line suffers from “a vagueness problem,”
that it sometimes “allows what it shouldn’t allow,” and that “a
firm[er] line c[ould] be drawn.” Tr. of Oral Arg. 47–48. They
therefore argue that we should “consider revisiting” this part of
Abood. Tr. of Oral Arg. 66; see Brief for Union Respondent
46–47; Brief for State Respondents 30. This concession only
underscores the real- ity that
Abood has proved unworkable:
Not even the parties defending agency fees support the line that it
has taken this Court over 40 years to draw.
2
Objecting employees also face a daunting and
expensive task if they wish to challenge union chargeability
determinations. While
Hudson requires a union to provide
nonmembers with “sufficient information to gauge the propriety of
the union’s fee,” 475 U. S., at 306, the
Hudson notice
in the present case and in others that have come before us do not
begin to permit a nonmember to make such a determination.
In this case, the notice lists categories of
expenses and sets out the amount in each category that is said to
be attributable to chargeable and nonchargeable expenses. Here are
some examples regarding the Union respondent’s expenditures:
See App. to Pet. for Cert. 35a–36a.
How could any nonmember determine whether these
numbers are even close to the mark without launching a legal
challenge and retaining the services of attorneys and accountants?
Indeed, even with such services, it would be a laborious and
difficult task to check these figures.[
26]
The Union respondent argues that challenging its
chargeability determinations is not burdensome because the Union
pays for the costs of arbitration, see Brief for Union Respondent
10–11, but objectors must still pay for the attorneys and experts
needed to mount a serious challenge. And the attorney’s fees
incurred in such a proceeding can be substantial. See,
e.g.,
Knox v.
Chiang, 2013 WL 2434606, *15 (ED Cal., June
5, 2013) (attorney’s fees in
Knox exceeded $1 million). The
Union respondent’s suggestion that an objector could obtain
adequate review without even showing up at an arbitration, see App.
to Pet. for Cert. 40a–41a, is therefore farfetched.
C
Developments since
Abood, both factual
and legal, have also “eroded” the decision’s “underpinnings” and
left it an outlier among our First Amendment cases.
United
States v.
Gaudin, 515 U. S. 506, 521 (1995).
1
Abood pinned its result on the
“unsupported empirical assumption” that “the principle of exclusive
representation in the public sector is dependent on a union or
agency shop.”
Harris, 573 U. S., at ___ (slip op., at
20);
Abood, 431 U. S., at 220–222. But, as already
noted, experience has shown otherwise. See
supra, at
11–12.
It is also significant that the Court decided
Abood against a very different legal and economic backdrop.
Public-sector unionism was a relatively new phenomenon in 1977. The
first State to permit collective bargaining by government employees
was Wisconsin in 1959, R. Kearney & P. Mareschal, Labor
Relations in the Public Sector 64 (5th ed. 2014), and public-sector
union membership remained relatively low until a “spurt” in the
late 1960’s and early 1970’s, shortly before
Abood was
decided, Freeman, Unionism Comes to the Public Sector, 24 J. Econ.
Lit. 41, 45 (1986). Since then, public-sector union membership has
come to surpass private-sector union membership, even though there
are nearly four times as many total private-sector employees as
public-sector employees. B. Hirsch & D. Macpherson, Union
Membership and Earnings Data Book 9–10, 12, 16 (2013 ed.).
This ascendance of public-sector unions has been
marked by a parallel increase in public spending. In 1970, total
state and local government expenditures amounted to $646 per capita
in nominal terms, or about $4,000 per capita in 2014 dollars. See
Dept. of Commerce, Statistical Abstract of the United States: 1972,
p. 419; CPI Inflation Calculator, BLS,
http://data.bls.gov/cgi-bin/cpicalc.pl. By 2014, that figure had
ballooned to approximately $10,238 per capita. ProQuest,
Statistical Abstract of the United States: 2018, pp. 17, Table 14,
300, Table 469. Not all that increase can be attributed to
public-sector unions, of course, but the mounting costs of
public-employee wages, benefits, and pensions undoubtedly played a
substantial role. We are told, for example, that Illinois’ pension
funds are underfunded by $129 billion as a result of generous
public-employee retirement packages. Brief for Jason R. Barclay
et al. as
Amici Curiae 9, 14. Unsustainable
collective-bargaining agreements have also been blamed for multiple
municipal bankruptcies. See Brief for State of Michigan et al.
as
Amici Curiae 10–19. These developments, and the political
debate over public spending and debt they have spurred, have given
collective-bargaining issues a political valence that
Abood
did not fully appreciate.
2
Abood is also an “anomaly” in our First
Amendment jurisprudence, as we recognized in
Harris and
Knox.
Harris,
supra, at ___ (slip op., at 8);
Knox, 567 U. S., at 311. This is not an altogether new
observation. In
Abood itself, Justice Powell faulted the
Court for failing to perform the “ ‘exacting scrutiny’ ”
applied in other cases involving significant impingements on First
Amendment rights. 431 U. S., at 259; see
id., at
259–260, and n. 14. Our later cases involving compelled speech
and association have also employed exacting scrutiny, if not a more
demanding standard. See,
e.g.,
Roberts, 468
U. S., at 623;
United Foods, 533 U. S., at 414.
And we have more recently refused, even in agency-fee cases, to
extend
Abood beyond circumstances where it directly
controls. See
Knox,
supra, at 314;
Harris,
supra, at ___–___ (slip op., at 28–29).
Abood particularly sticks out when viewed
against our
cases holding that public employees generally
may not be required to support a political party. See
Elrod,
427 U. S. 347;
Branti, 445 U. S. 507;
Rutan, 497 U. S. 62;
O’Hare Truck Service, Inc.
v.
City of Northlake, 518 U. S. 712 (1996). The Court
reached that conclusion despite a “long tradition” of political
patronage in government.
Rutan,
supra, at 95 (Scalia,
J., dissenting); see also
Elrod, 427 U. S., at 353
(plurality opinion);
id., at 377–378 (Powell, J.,
dissenting). It is an odd feature of our First Amendment cases that
political patronage has been deemed largely unconstitutional, while
forced subsidization of union speech (which has no such pedigree)
has been largely permitted. As Justice Powell observed: “I am at a
loss to understand why the State’s decision to adopt the agency
shop in the public sector should be worthy of
greater
deference, when challenged on First Amendment grounds, than its
decision to adhere to the
tradition of political patronage.”
Abood,
supra, at 260, n. 14 (opinion concurring
in judgment) (citing
Elrod,
supra, at 376–380,
382–387 (Powell, J., dissenting); emphasis added). We have no
occasion here to reconsider our political patronage decisions, but
Justice Powell’s observation is sound as far as it goes. By
overruling
Abood, we end the oddity of privileging compelled
union support over compelled party support and bring a measure of
greater coherence to our First Amendment law.
D
In some cases, reliance provides a strong
reason for adhering to established law, see,
e.g.,
Hilton v.
South Carolina Public Railways Comm’n, 502
U. S. 197, 202–203 (1991), and this is the factor that is
stressed most strongly by respondents, their
amici, and the
dissent. They contend that collective-bargaining agreements now in
effect were negotiated with agency fees in mind and that unions may
have given up other benefits in exchange for provisions granting
them such fees. Tr. of Oral Arg. 67–68; see Brief for State
Respondents 54; Brief for Union Respondent 50;
post, at
22–26 (Kagan, J., dissenting). In this case, however, reliance does
not carry decisive weight.
For one thing, it would be unconscionable to
permit free speech rights to be abridged in perpetuity in order to
preserve contract provisions that will expire on their own in a few
years’ time. “The fact that [public-sector unions] may view [agency
fees] as an entitlement does not establish the sort of reliance
interest that could outweigh the countervailing interest that
[nonmembers] share in having their constitutional rights fully
protected.”
Arizona v.
Gant, 556 U. S. 332, 349
(2009).
For another,
Abood does not provide “a
clear or easily applicable standard, so arguments for reliance
based on its clarity are misplaced.”
South Dakota v.
Wayfair, Inc.,
ante, at 20; see
supra, at
38–41.
This is especially so because public-sector
unions have been on notice for years regarding this Court’s
misgivings about
Abood. In
Knox, decided in 2012, we
described
Abood as a First Amendment “anomaly.” 567
U. S., at 311. Two years later in
Harris, we were asked
to overrule
Abood, and while we found it unnecessary to take
that step, we cataloged
Abood’s many weaknesses. In 2015, we
granted a petition for certiorari asking us to review a decision
that sustained an agency-fee arrangement under
Abood.
Friedrichs v.
California Teachers Assn., 576
U. S. ___. After exhaustive briefing and argument on the
question whether
Abood should be overruled, we affirmed the
decision below by an equally divided vote. 578 U. S. ___
(2016) (
per curiam). During this period of time, any
public-sector union seeking an agency-fee provision in a
collective-bargaining agreement must have understood that the
constitutionality of such a provision was uncertain.
That is certainly true with respect to the
collective-bargaining agreement in the present case. That agreement
initially ran from July 1, 2012, until June 30, 2015. App. 331.
Since then, the agreement has been extended pursuant to a provision
providing for automatic renewal for an additional year unless
either party gives timely notice that it desires to amend or
terminate the contract.
Ibid. Thus, for the past three
years, the Union could not have been confident about the
continuation of the agency-fee arrangement for more than a year at
a time.
Because public-sector collective-bargaining
agreements are generally of rather short duration, a great many of
those now in effect probably began or were renewed since
Knox (2012) or
Harris (2014). But even if an
agreement antedates those decisions, the union was able to protect
itself if an agency-fee provision was essential to the overall
bargain. A union’s attorneys undoubtedly understand that if one
provision of a collective-bargaining agreement is found to be
unlawful, the remaining provisions are likely to remain in effect.
See
NLRB v.
Rockaway News Supply Co., 345 U. S.
71, 76–79 (1953); see also 8 R. Lord, Williston on Contracts §19:70
(4th ed. 2010). Any union believing that an agency-fee provision
was essential to its bargain could have insisted on a provision
giving it greater protection. The agreement in the present case, by
contrast, provides expressly that the invalidation of any part of
the agreement “shall not invalidate the remaining portions,” which
“shall remain in full force and effect.” App. 328. Such
severability clauses ensure that “entire contracts” are not
“br[ought] down” by today’s ruling.
Post, at 23, n. 5
(Kagan, J., dissenting).
In short, the uncertain status of
Abood,
the lack of clarity it provides, the short-term nature of
collective-bargaining agreements, and the ability of unions to
protect themselves if an agency-fee provision was crucial to its
bargain all work to undermine the force of reliance as a factor
supporting
Abood.[
27]
* * *
We recognize that the loss of payments from
nonmembers may cause unions to experience unpleasant transition
costs in the short term, and may require unions to make adjustments
in order to attract and retain members. But we must weigh these
disadvantages against the considerable windfall that unions have
received under
Abood for the past 41 years. It is hard to
estimate how many billions of dollars have been taken from
nonmembers and transferred to public-sector unions in violation of
the First Amendment. Those unconstitutional exactions cannot be
allowed to continue indefinitely.
All these reasons—that
Abood’s proponents
have abandoned its reasoning, that the precedent has proved
unworkable, that it conflicts with other First Amendment decisions,
and that subsequent developments have eroded its
underpinnings—provide the “ ‘special justification[s]’ ”
for overruling
Abood.
Post, at 19 (Kagan, J.,
dissenting) (quoting
Kimble v.
Marvel Entertainment,
LLC, 576 U. S. ___, ___ (2015) (slip op., at 8)).[
28]
VII
For these reasons, States and public-sector
unions may no longer extract agency fees from nonconsenting
employees. Under Illinois law, if a public-sector
collective-bargaining agreement includes an agency-fee provision
and the union certifies to the employer the amount of the fee, that
amount is automatically deducted from the nonmember’s wages.
§315/6(e). No form of employee consent is required.
This procedure violates the First Amendment and
cannot continue. Neither an agency fee nor any other payment to the
union may be deducted from a nonmember’s wages, nor may any other
attempt be made to collect such a payment, unless the employee
affirmatively consents to pay. By agreeing to pay, nonmembers are
waiving their First Amendment rights, and such a waiver cannot be
presumed.
Johnson v.
Zerbst, 304 U. S. 458, 464
(1938); see also
Knox, 567 U. S., at 312–313. Rather, to be
effective, the waiver must be freely given and shown by “clear and
compelling” evidence.
Curtis Publishing Co. v.
Butts,
388 U. S. 130, 145 (1967) (plurality opinion); see also
College Savings Bank v.
Florida Prepaid Postsecondary Ed.
Expense Bd., 527 U. S. 666, 680–682 (1999). Unless
employees clearly and affirmatively consent before any money is
taken from them, this standard cannot be met.
* * *
Abood was wrongly decided and is now
overruled. The judgment of the United States Court of Appeals for
the Seventh Circuit is reversed, and the case is remanded for
further proceedings consistent with this opinion.
It is so ordered.