SUPREME COURT OF THE UNITED STATES
ANDREW KISELA
v. AMY HUGHES
on petition for writ of certiorari to the
united states court of appeals for the ninth circuit
No. 17–467. Decided April 2, 2018
Justice Sotomayor, with whom Justice Ginsburg
joins, dissenting.
Officer Andrew Kisela shot Amy Hughes while she
was speaking with her roommate, Sharon Chadwick, outside of their
home. The record, properly construed at this stage, shows that at
the time of the shooting: Hughes stood stationary about six feet
away from Chadwick, appeared “composed and content,” Appellant’s
Excerpts of Record 109 (Record), and held a kitchen knife down at
her side with the blade facing away from Chadwick. Hughes was
nowhere near the officers, had committed no illegal act, was
suspected of no crime, and did not raise the knife in the direction
of Chadwick or anyone else. Faced with these facts, the two other
responding officers held their fire, and one testified that he
“wanted to continue trying verbal command[s] and see if that would
work.”
Id., at 120. But not Kisela. He thought it necessary
to use deadly force, and so, without giving a warning that he would
open fire, he shot Hughes four times, leaving her seriously
injured.
If this account of Kisela’s conduct sounds
unreasonable, that is because it was. And yet, the Court today
insulates that conduct from liability under the doctrine of
qualified immunity, holding that Kisela violated no “clearly
established” law. See
ante, at 5–6. I disagree. Viewing the
facts in the light most favorable to Hughes, as the Court must at
summary judgment, a jury could find that Kisela violated Hughes’
clearly established Fourth Amendment rights by needlessly resorting
to lethal force. In holding otherwise, the Court misapprehends the
facts and misapplies the law, effectively treating qualified
immunity as an absolute shield. I therefore respectfully
dissent.
I
This case arrives at our doorstep on summary
judgment, so we must “view the evidence . . . in the
light most favorable to” Hughes, the nonmovant, “with respect to
the central facts of this case.”
Tolan v.
Cotton, 572
U. S. ___, ___ (2014) (
per curiam) (slip op., at 8).
The majority purports to honor this well-settled principle, but its
efforts fall short. Although the majority sets forth most of the
relevant events that transpired, it conspicuously omits several
critical facts and draws premature inferences that bear on the
qualified-immunity inquiry. Those errors are fatal to its analysis,
because properly construing all of the facts in the light most
favorable to Hughes, and drawing all inferences in her favor, a
jury could find that the following events occurred on the day of
Hughes’ encounter with the Tucson police.
On May 21, 2010, Kisela and Officer-in-Training
Alex Garcia received a “ ‘check welfare’ ” call about a
woman chopping away at a tree with a knife. 862 F. 3d 775, 778
(CA9 2016). They responded to the scene, where they were informed
by the person who had placed the call (not Chadwick) that the woman
with the knife had been acting “erratically.”
Ibid. A third
officer, Lindsay Kunz, later joined the scene. The officers
observed Hughes, who matched the description given to the officers
of the woman alleged to have been cutting the tree, emerge from a
house with a kitchen knife in her hand. Hughes exited the front
door and approached Chadwick, who was standing outside in the
driveway.
Hughes then stopped about six feet from
Chadwick, holding the kitchen knife down at her side with the blade
pointed away from Chadwick. Hughes and Chadwick conversed with one
another; Hughes appeared “composed and content,” Record 109, and
did not look angry. See 862 F. 3d, at 778. At no point during
this exchange did Hughes raise the kitchen knife or verbally
threaten to harm Chadwick or the officers. Chadwick later averred
that, during the incident, she was never in fear of Hughes and “was
not the least bit threatened by the fact that [Hughes] had a knife
in her hand” and that Hughes “never acted in a threatening manner.”
Record 110–111. The officers did not observe Hughes commit any
crime, nor was Hughes suspected of committing one. See 862
F. 3d, at 780.
Nevertheless, the officers hastily drew their
guns and ordered Hughes to drop the knife. The officers gave that
order twice, but the commands came “in quick succession.”
Id., at 778. The evidence in the record suggests that Hughes
may not have heard or understood the officers’ commands and may not
have been aware of the officers’ presence at all. Record 109–110,
195, 323–324 (Officer Kunz’s testimony that “it seemed as though
[Hughes] didn’t even know we were there,” and “[i]t was like she
didn’t hear us almost”);
id., at 304 (Officer Garcia’s
testimony that Hughes acted “almost as if we weren’t there”).
Although the officers were in uniform, they never verbally
identified themselves as law enforcement officers.
Kisela did not wait for Hughes to register, much
less respond to, the officers’ rushed commands. Instead, Kisela
immediately and unilaterally escalated the situation. Without
giving any advance warning that he would shoot, and without
attempting less dangerous methods to deescalate the situation, he
dropped to the ground and shot four times at Hughes (who was
stationary) through a chain-link fence. After being shot, Hughes
fell to the ground, screaming and bleeding from her wounds. She
looked at the officers and asked, “ ‘Why’d you shoot
me?’ ”
Id., at 308. Hughes was immediately transported
to the hospital, where she required treatment for her injuries.
Kisela alone resorted to deadly force in this case. Confronted with
the same circumstances as Kisela, neither of his fellow officers
took that drastic measure.
II
Police officers are not entitled to qualified
immunity if “(1) they violated a federal statutory or
constitutional right, and (2) the unlawfulness of their conduct was
‘clearly established at the time.’ ”
District of
Columbia v.
Wesby, 583 U. S. ___, ___ (2018) (slip
op., at 13) (quoting
Reichle v.
Howards, 566
U. S. 658, 664 (2012) ). Faithfully applying that well-settled
standard, the Ninth Circuit held that a jury could find that Kisela
violated Hughes’ clearly established Fourth Amendment rights. That
conclusion was correct.
A
I begin with the first step of the
qualified-immunity inquiry: whether there was a violation of a
constitutional right. Hughes alleges that Kisela violated her
Fourth Amendment rights by deploying excessive force against her.
In assessing such a claim, courts must ask “whether the officers’
actions are ‘objectively reasonable’ in light of the facts and
circumstances confronting them.”
Graham v.
Connor,
490 U. S. 386, 397 (1989) . That inquiry “requires careful
attention to the facts and circumstances of each particular case,
including the severity of the crime at issue, whether the suspect
poses an immediate threat to the safety of the officers or others,
and whether he is actively resisting arrest or attempting to evade
arrest by flight.”
Id., at 396; see also
Tennessee v.
Garner, 471 U. S. 1, 11 (1985) . All of those factors
(and others) support the Ninth Circuit’s conclusion that a jury
could find that Kisela’s use of deadly force was objectively
unreasonable. 862 F. 3d, at 779–782. Indeed, the panel’s
resolution of this question was so convincing that not a single
judge on the Ninth Circuit, including the seven who dissented from
denial of rehearing en banc, expressly disputed that conclusion.
See
id., at 791–799 (opinion of Ikuta, J.). Neither does the
majority here, which simply assumes without deciding that “a Fourth
Amendment violation occurred.”
Ante, at 4.
First, Hughes committed no crime and was not
suspected of committing a crime. The officers were responding to a
“check welfare” call, which reported no criminal activity, and the
officers did not observe any illegal activity while at the scene.
The mere fact that Hughes held a kitchen knife down at her side
with the blade pointed away from Chadwick hardly elevates the
situation to one that justifies deadly force.
Second, a jury could reasonably conclude that
Hughes presented no immediate or objective threat to Chadwick or
the other officers. It is true that Kisela had received a report
that a woman matching Hughes’ description had been acting
erratically. But the police officers themselves never witnessed any
erratic conduct. Instead, when viewed in the light most favorable
to Hughes, the record evidence of what the police encountered
paints a calmer picture. It shows that Hughes was several feet from
Chadwick and even farther from the officers, she never made any
aggressive or threatening movements, and she appeared “composed and
content” during the brief encounter.
Third, Hughes did not resist or evade arrest.
Based on this record, there is significant doubt as to whether she
was aware of the officers’ presence at all, and evidence suggests
that Hughes did not hear the officers’ swift commands to drop the
knife.
Finally, the record suggests that Kisela could
have, but failed to, use less intrusive means before deploying
deadly force. 862 F. 3d, at 781. For instance, Hughes
submitted expert testimony concluding that Kisela should have used
his Taser and that shooting his gun through the fence was dangerous
because a bullet could have fragmented against the fence and hit
Chadwick or his fellow officers.
Ibid.; see also
Bryan v.
MacPherson, 630 F. 3d 805, 831 (CA9
2010) (noting that “police are required to consider what other
tactics if any were available to effect the arrest” and whether
there are “clear, reasonable, and less intrusive alternatives”
(internal quotation marks and alteration omitted)). Consistent with
that assessment, the other two officers on the scene declined to
fire at Hughes, and one of them explained that he was inclined to
use “some of the lesser means” than shooting, including verbal
commands, because he believed there was time “[t]o try to talk
[Hughes] down.” Record 120–121. That two officers on the scene,
presented with the same circumstances as Kisela, did not use deadly
force reveals just how unnecessary and unreasonable it was for
Kisela to fire four shots at Hughes. See
Plumhoff v.
Rickard, 572 U. S. ___, ___ (2014) (slip op., at 8)
(“We analyze [the objective reason- ableness] question from the
perspective of a reasonable officer on the scene” (internal
quotation marks omitted)).
Taken together, the foregoing facts would permit
a jury to conclude that Kisela acted outside the bounds of the
Fourth Amendment by shooting Hughes four times.
B
Rather than defend the reasonableness of
Kisela’s conduct, the majority sidesteps the inquiry altogether and
focuses instead on the “clearly established” prong of the
qualified-immunity analysis.
Ante, at 4. To be
“ ‘clearly established’ . . . [t]he contours of the
right must be sufficiently clear that a reasonable official would
understand that what he is doing violates that right.”
Anderson v.
Creighton, 483 U. S. 635, 640 (1987)
. That standard is not nearly as onerous as the majority makes it
out to be. As even the majority must acknowledge,
ante, at
4, this Court has long rejected the notion that “an official action
is protected by qualified immunity unless the very action in
question has previously been held unlawful,”
Anderson, 483
U. S., at 640. “[O]fficials can still be on notice that their
conduct violates established law even in novel factual
circumstances.”
Hope v.
Pelzer, 536 U. S. 730,
741 (2002) . At its core, then, the “clearly established” inquiry
boils down to whether Kisela had “fair notice” that he acted
unconstitutionally. See
ibid.;
Brosseau v.
Haugen, 543 U. S. 194, 198 (2004) (
per curiam)
(“[T]he focus” of qualified immunity “is on whether the officer had
fair notice that her conduct was unlawful”).
The answer to that question is yes. This Court’s
precedents make clear that a police officer may only deploy deadly
force against an individual if the officer “has probable cause to
believe that the [person] poses a threat of serious physical harm,
either to the officer or to others.”
Garner, 471 U. S.,
at 11; see also
Graham, 490 U. S., at 397. It is
equally well established that any use of lethal force must be
justified by some legitimate governmental interest. See
Scott v.
Harris, 550 U. S. 372, 383 (2007) ;
Mullenix v.
Luna, 577 U. S. ___, ___–___ (2015)
(Sotomayor, J., dissenting) (slip op., at 2–3). Consistent with
those clearly established principles, and contrary to the
majority’s conclusion, Ninth Circuit precedent predating these
events further confirms that Kisela’s conduct was clearly
unreasonable. See
Brosseau, 543 U. S., at 199 (“[A]
body of relevant case law” may “ ‘clearly establish’ ”
the violation of a constitutional right);
Ashcroft v.
al-Kidd, 563 U. S. 731, 746 (2011) (Kennedy, J.,
concurring) (“[Q]ualified immunity is lost when plaintiffs point
either to ‘cases of controlling authority in their jurisdiction at
the time of the incident’ or to ‘a consensus of cases of persuasive
authority such that a reasonable officer could not have believed
that his actions were lawful’ ” (quoting
Wilson v.
Layne, 526 U. S. 603, 617 (1999) )). Because Kisela
plainly lacked any legitimate interest justifying the use of deadly
force against a woman who posed no objective threat of harm to
officers or others, had committed no crime, and appeared calm and
collected during the police encounter, he was not entitled to
qualified immunity.
The Ninth Circuit’s opinion in
Deorle v.
Rutherford, 272 F. 3d 1272 (2001) proves the point. In
that case, the police encountered a man who had reportedly been
acting “erratically.”
Id., at 1276. The man was “verbally
abusive,” shouted “ ‘kill me’ ” at the officers, screamed
that he would “ ‘kick [the] ass’ ” of one of the
officers, and “brandish[ed] a hatchet at a police officer,”
ultimately throwing it “into a clump of trees when told to put it
down.”
Id., at 1276–1277. The officers also observed the man
carrying an unloaded crossbow in one hand and what appeared to be
“a can or a bottle of lighter fluid in the other.”
Id., at
1277. The man discarded the crossbow when instructed to do so by
the police and then steadily walked toward one of the officers.
Ibid. In response, that officer, without giving a warning,
shot the man in the face with beanbag rounds.
Id., at 1278.
The man suffered serious injuries, including multiple fractures to
his cranium and the loss of his left eye
. Ibid.
The Ninth Circuit denied qualified immunity to
the officer, concluding that his use of force was objectively
unreasonable under clearly established law.
Id., at
1285–1286. The court held, “Every police officer should know that
it is objectively unreasonable to shoot . . . an unarmed
man who: has committed no serious offense, is mentally or
emotionally disturbed, has been given no warning of the imminent
use of such a significant degree of force, poses no risk of flight,
and presents no objectively reasonable threat to the safety of the
officer or other individuals.”
Id., at 1285.
The same holds true here. Like the man in
Deorle, Hughes committed no serious crime, had been given no
warning of the imminent use of force, posed no risk of flight, and
presented no objectively reasonable threat to the safety of
officers or others. In fact, Hughes presented even less of a danger
than the man in
Deorle, for, unlike him, she did not
threaten to “kick [their] ass,” did not appear agitated, and did
not raise her kitchen knife or make any aggressive gestures toward
the police or Chadwick. If the police officers acted unreasonably
in shooting the agitated, screaming man in
Deorle with
beanbag bullets,
a fortiori Kisela acted unreasonably
in shooting the calm-looking, stationary Hughes with real bullets.
In my view,
Deorle and the precedent it cites place the
unlawfulness of Kisela’s conduct “ ‘beyond debate.’ ”
Wesby, 583 U. S., at ___ (slip op., at 15).
The majority strains mightily to distinguish
Deorle, to no avail. It asserts, for instance, that, unlike
the man in
Deorle, Hughes was “armed with a large knife.”
Ante, at 7. But that is not a fair characterization of the
record, particularly at this procedural juncture. Hughes was not
“armed” with a knife. She was holding “a kitchen knife—an everyday
household item which can be used as a weapon but ordinarily is a
tool for safe, benign purposes”—down at her side with the blade
pointed away from Chadwick. 862 F. 3d, at 788 (Berzon, J.,
concurring in denial of rehearing en banc). Hughes also spoke
calmly with Chadwick during the events at issue, did not raise the
knife, and made no other aggressive movements, undermining any
suggestion that she was a threat to Chadwick or anyone else.
Similarly, the majority asserts that Hughes was “within striking
distance” of Chadwick,
ante, at 7, but that stretches the
facts and contravenes this Court’s repeated admonition that
inferences must be drawn in the exact opposite direction,
i.e., in favor of Hughes. See
Tolan, 572 U. S.,
at ___ (slip op., at 8). The facts, properly viewed, show that,
when she was shot, Hughes had stopped and stood still about six
feet away from Chadwick. Whether Hughes could “strik[e]” Chadwick
from that particular distance, even though the kitchen knife was
held down at her side, is an inference that should be drawn by the
jury, not this Court.
The majority next posits that Hughes, unlike the
man in
Deorle, “ignored the officers’ orders to drop the”
kitchen knife.
Ante, at 7. Yet again, the majority here
draws inferences in favor of Kisela, instead of Hughes. The
available evidence would allow a reasonable jury to find that
Hughes did not hear or register the officers’ swift commands and
that Kisela, like his fellow officers on the scene, should have
realized that as well. See
supra, at 3–4. Accordingly, at
least at the summary-judgment stage, the Court is mistaken in
distinguishing
Deorle based on Hughes’ ostensible
disobedience to the officers’ directives.
The majority also implies that
Deorle is
distinguishable because the police in that case observed the man
over a 40-minute period, whereas the situation here unfolded in
less than a minute.
Ante, at 7. But that fact favors Hughes,
not Kisela. The only reason this case unfolded in such an abrupt
timeframe is because Kisela, unlike his fellow officer, showed no
interest in trying to talk further to Hughes or use a “lesser
means” of force. See Record 120–121, 304.
Finally, the majority passingly notes that “this
Court has already instructed the Court of Appeals not to read
[
Deorle] too broadly.”
Ante, at 7 (citing
City and
County of San Francisco v.
Sheehan, 575 U. S. ___,
___–___ (2015) (slip op., at 13–14)). But the Court in
Sheehan concluded that
Deorle was plainly
distinguishable because, unlike in
Deorle, the officers
there confronted a woman who “was dangerous, recalcitrant,
law-breaking, and out of sight.” 575 U. S.
, at ___
(slip op., at 14). As explained above, however, Hughes was none of
those things: She did not threaten or endanger the officers or
Chadwick, she did not break any laws, and she was visible to the
officers on the scene. See
supra, at 2–4. Thus, there simply
is no basis for the Court’s assertion that “ ‘the differences
between [
Deorle] and the case before us leap from the
page.’ ”
Ante, at 7 (quoting
Sheehan, 575
U. S., at ___ (slip op., at 14)).
Deorle, moreover, is not the only case
that provided fair notice to Kisela that shooting Hughes under
these circumstances was unreasonable. For instance, the Ninth
Circuit has held that the use of deadly force against an individual
holding a semiautomatic rifle was unconstitutional where the
individual “did not point the gun at the officers and apparently
was not facing them when they shot him the first time.”
Curnow v.
Ridgecrest Police, 952 F. 2d 321, 325
(1991). Similarly, in
Harris v.
Roderick, 126
F. 3d 1189 (1997), the Ninth Circuit held that the officer
unreasonably used deadly force against a man who, although armed,
made “no threatening movement” or “aggressive move of any kind.”
Id., at 1203.[
1]* Both
Curnow and
Harris establish that, where, as here, an
individual with a weapon poses no objective and immediate threat to
officers or third parties, law enforcement cannot resort to
excessive force. See
Harris, 126 F. 3d, at 1201 (“Law
enforcement officers may not shoot to kill unless, at a minimum,
the suspect presents an immediate threat to the officers, or is
fleeing and his escape will result in a serious threat of injury to
persons”).
If all that were not enough, decisions from
several other Circuits illustrate that the Fourth Amendment clearly
forbids the use of deadly force against a person who is merely
holding a knife but not threatening anyone with it. See,
e.g.,
McKinney v.
DeKalb County, 997 F. 2d 1440, 1442
(CA11 1993) (affirming denial of summary judgment based on
qualified immunity to officer who shot a person holding a butcher
knife in one hand and a foot-long stick in the other, where the
person threw the stick and began to rise from his seated position);
Reyes v.
Bridgwater, 362 Fed. Appx. 403, 404–405 (CA5
2010) (reversing grant of summary judgment based on qualified
immunity to officer who shot a person holding a kitchen knife in
his apartment entryway, even though he refused to follow the
officer’s multiple commands to drop the knife);
Duong v.
Telford Borough, 186 Fed. Appx. 214, 215, 217 (CA3 2006)
(affirming denial of summary judgment based on qualified immunity
to officer who shot a person holding a knife because a reasonable
jury could conclude that the plaintiff was sitting down and
pointing the knife away from the officer at the time he was shot
and had not received any warnings to drop the knife).
Against this wall of case law, the majority
points to a single Ninth Circuit decision,
Blanford v.
Sacramento County, 406 F. 3d 1110 (2005), as proof that
Kisela reasonably could have believed that Hughes posed an
immediate danger. But
Blanford involved far different
circumstances. In that case, officers observed a man walking
through a neighborhood brandishing a 2½-foot cavalry sword;
officers commanded the man to drop the sword, identified themselves
as police, and warned “ ‘We’ll shoot.’ ”
Id., at
1112–1113. The man responded with “a loud growling or roaring
sound,” which increased the officers’ concern that he posed a risk
of harm.
Id., at 1113. In an effort to “evade [police]
authority,” the man, while still wielding the sword, tried to enter
a home, thus prompting officers to open fire to protect anyone who
might be inside.
Id., at 1113, 1118. The Ninth Circuit
concluded that use of deadly force was reasonable in those
circumstances. See
id., at 1119.
This case differs significantly from
Blanford in several key respects. Unlike the man in
Blanford, Hughes held a kitchen knife down by her side, as
compared to a 2½-foot sword; she appeared calm and collected, and
did not make threatening noises or gestures toward the officers on
the scene; she stood still in front of her own home, and was not
wandering about the neighborhood, evading law enforcement, or
attempting to enter another house. Moreover, unlike the officers in
Blanford, Kisela never verbally identified himself as an
officer and never warned Hughes that he was going to shoot before
he did so. Given these significant differences, no reasonable
officer would believe that
Blanford justified Kisela’s
conduct. The majority’s conclusion to the contrary is fanciful.
* * *
In sum, precedent existing at the time of the
shooting clearly established the unconstitutionality of Kisela’s
conduct. The majority’s decision, no matter how much it says
otherwise, ultimately rests on a faulty premise: that those cases
are not identical to this one. But that is not the law, for our
cases have never required a factually identical case to satisfy the
“clearly established” standard.
Hope, 536 U. S., at
739. It is enough that governing law places “the constitutionality
of the officer’s conduct beyond debate.”
Wesby, 583
U. S., at ___ (slip op., at 13) (internal quotation marks
omitted). Because, taking the facts in the light most favorable to
Hughes, it is “beyond debate” that Kisela’s use of deadly force was
objectively unreasonable, he was not entitled to summary judgment
on the basis of qualified immunity.
III
For the foregoing reasons, it is clear to me
that the Court of Appeals got it right. But even if that result
were not so clear, I cannot agree with the majority’s apparent view
that the decision below was so manifestly incorrect as to warrant
“the extraordinary remedy of a summary reversal.”
Major League
Baseball Players Assn. v.
Garvey, 532 U. S. 504
–513 (2001) (Stevens, J., dissenting). “A summary reversal is a
rare disposition, usually reserved by this Court for situations in
which the law is settled and stable, the facts are not in dispute,
and the decision below is clearly in error.”
Schweiker v.
Hansen, 450 U. S. 785, 791 (1981) (Marshall, J.,
dissenting);
Office of Personnel Management v.
Richmond, 496 U. S. 414, 422 (1990) (“Summary reversals
of courts of appeals are unusual under any circumstances”). This is
not such a case. The relevant facts are hotly disputed, and the
qualified-immunity question here is, at the very best, a close
call. Rather than letting this case go to a jury, the Court decides
to intervene prematurely, purporting to correct an error that is
not at all clear.
This unwarranted summary reversal is symptomatic
of “a disturbing trend regarding the use of this Court’s resources”
in qualified-immunity cases.
Salazar-Limon v.
Houston, 581 U. S. ___, ___ (2017) (Sotomayor, J.,
dissenting from denial of certiorari) (slip op., at 8). As I have
previously noted, this Court routinely displays an unflinching
willingness “to summarily reverse courts for wrongly denying
officers the protection of qualified immunity” but “rarely
intervene[s] where courts wrongly afford officers the benefit of
qualified immunity in these same cases.”
Id., at ___–___
(slip op., at 8–9); see also Baude, Is Qualified Immunity Unlawful?
106 Cal. L. Rev. 45, 82 (2018) (“[N]early all of the Supreme
Court’s qualified immunity cases come out the same way—by finding
immunity for the officials”); Reinhardt, The Demise of Habeas
Corpus and the Rise of Qualified Immunity: The Court’s Ever
Increasing Limitations on the Development and Enforcement of
Constitutional Rights and Some Particularly Unfortunate
Consequences, 113 Mich. L. Rev. 1219, 1244–1250 (2015). Such a
one-sided approach to qualified immunity transforms the doctrine
into an absolute shield for law enforcement officers, gutting the
deterrent effect of the Fourth Amendment.
The majority today exacerbates that troubling
asymmetry. Its decision is not just wrong on the law; it also sends
an alarming signal to law enforcement officers and the public. It
tells officers that they can shoot first and think later, and it
tells the public that palpably unreasonable conduct will go
unpunished. Because there is noth- ing right or just under the law
about this, I respectfully dissent.