SUPREME COURT OF THE UNITED STATES
_________________
No. 17–387
_________________
UPPER SKAGIT INDIAN TRIBE, PETITIONER
v. SHARLINE LUNDGREN, et vir
on writ of certiorari to the supreme court of
washington
[May 21, 2018]
Justice Thomas, with whom Justice Alito joins,
dissenting.
We granted certiorari to decide whether “a
court’s exercise of
in rem jurisdiction overcome[s] the
jurisdictional bar of tribal sovereign immunity.” Pet. for Cert. i;
583 U. S. ___ (2017). State and federal courts are divided on
that question, but the Court does not give them an answer. Instead,
it holds only that
County of Yakima v.
Confederated
Tribes and Bands of Yakima Nation, 502 U. S. 251 (1992),
“resolved nothing about the law of [tribal] sovereign immunity.”
Ante, at 5. Unfortunately, neither does the decision
today—except to say that courts cannot rely on
County of
Yakima. As a result, the disagreement that led us to take this
case will persist.
The Court easily could have resolved that
disagreement by addressing respondents’ alternative ground for
affirmance. Sharline and Ray Lundgren—whose family has maintained
the land in question for more than 70 years—ask us to affirm based
on the “immovable property” exception to sovereign immunity. That
exception is settled, longstanding, and obviously applies to tribal
immunity—as it does to every other type of sovereign immunity that
has ever been recognized. Although the Lundgrens did not raise this
argument below, we have the discretion to reach it. I would have
done so. The immovable-property exception was extensively briefed
and argued, and its application here is straightforward. Addressing
the exception now would have ensured that property owners like the
Lundgrens can protect their rights and that States like Washington
can protect their sovereignty. Because the Court unnecessarily
chooses to leave them in limbo, I respectfully dissent.
I
As the Court points out, the parties did not
raise the immovable-property exception below or in their
certiorari-stage briefs. See
ante, at 6. But this Court will
resolve arguments raised for the first time in the merits briefs
when they are a “ ‘ “predicate to an intelligent
resolution” of the question presented’ ” and thus
“ ‘fairly included’ within the question presented.”
Caterpillar Inc. v.
Lewis, 519 U. S. 61, 75,
n. 13 (1996) (quoting
Ohio v.
Robinette, 519
U. S. 33, 38 (1996); this Court’s Rule 14.1). The Court agrees
that the immovable-property exception is necessary to an
intelligent resolution of the question presented, which is why it
remands that issue to the Washington Supreme Court. See
ante, at 6–7. But our normal practice is to address the
issue ourselves, unless there are “good reasons to decline to
exercise our discretion.”
Jones v.
United States, 527
U. S. 373, 397, n. 12 (1999) (plurality opinion).
There are no good reasons here. The Court’s only
proffered reason is that the applicability of the
immovable-property exception is a “grave question” that “will
affect all tribes, not just the one before us.”
Ante, at
6.[
1] The exception’s
applicability might be “grave,” but it is also clear. And most
questions decided by this Court will affect more than the parties
“before us”; that is one of the primary reasons why we grant
certiorari. See this Court’s Rule 10(c) (explaining that certiorari
review is usually reserved for cases involving “an important
question of federal law” that has divided the state or federal
courts). Moreover, the Court’s decision to forgo answering the
question presented is no less “grave.” It forces the Lundgrens to
squander additional years and resources litigating their right to
litigate. And it casts uncertainty over the sovereign rights of
States to maintain jurisdiction over their respective
territories.
Contrary to the Court’s suggestion,
ante,
at 6–7, I have no doubt that our state-court colleagues will
faithfully interpret and apply the law on remand. But I also have
no doubt that this Court “ha[s] an ‘obligation . . . to
decide the merits of the question presented’ ” in the cases
that come before us.
Encino Motorcars, LLC v.
Navarro, 579 U. S. ___, ___ (2016) (Thomas, J.,
dissenting) (slip op., at 1). The Court should have discharged that
obligation here.
II
I would have resolved this case based on the
immovable-property exception to sovereign immunity. That excep-
tion is well established. And it plainly extends to tribal
immunity, as it does to every other form of sovereign immunity.
A
The immovable-property exception has been
hornbook
law almost as long as there have been
hornbooks. For centuries, there has been “uniform authority in
support of the view that there is no immunity from jurisdiction
with respect to actions relating to immovable property.”
Lauterpacht, The Problem of Jurisdictional Immunities of Foreign
States, 28 Brit. Y. B. Int’l Law 220, 244 (1951).[
2] This immovable-property exception
predates both the founding and the Tribe’s treaty with the United
States. Cornelius van Bynkershoek, a renowned 18th-century
jurist,[
3] stated that it was
“established” that “property which a prince has purchased for
himself in the dominions of another . . . shall be
treated just like the property of private individuals.” De Foro
Legatorum Liber Singularis 22 (G. Laing transl. 2d ed. 1946). His
conclusion echoed
the 16th-century legal scholar Oswald
Hilliger. See
ibid. About a decade after Bynkershoek, Emer
de Vattel explained that, when “sovereigns have fiefs and other
possessions in the territory of another prince; in such cases they
hold them after the manner of private individuals.” 3 The Law of
Nations §83, p. 139 (C. Fenwick transl. 1916); see also E. de
Vattel, The Law of Nations §115, p. 493 (J. Chitty ed. 1872) (“All
landed estates, all immovable property, by whomsoever possessed,
are subject to the jurisdiction of the country”).[
4]
The immovable-property exception is a corollary
of the ancient principle of
lex rei sitae. Sometimes called
lex situs or
lex loci rei sitae, the principle
provides that “land is governed by the law of the place where it is
situated
.” F. Wharton, Conflict of Laws §273, p. 607
(G. Parmele ed., 3d ed. 1905). It reflects the fact that a
sovereign “cannot suffer its own laws . . . to be
changed” by another sovereign. H. Wheaton, Elements of
International Law §81, p. 114 (1866). As then-Judge Scalia
explained, it is “self-evident” that “[a] territorial sovereign has
a primeval interest in resolving all disputes over use or right to
use of real property within its own domain.”
Asociacion de
Reclamantes v.
United Mexican States, 735 F. 2d
1517, 1521 (CADC 1984). And because “land is so indissolubly
connected with the territory of a State,” a State “cannot permit” a
foreign sovereign to displace its jurisdiction by purchasing land
and then claiming “immunity.” Competence of Courts in Regard to
Foreign States, 26 Am. J. Int’l L. Supp. 451, 578 (1932)
(Competence of Courts). An assertion of immunity by a foreign
sovereign over real property is an attack on the sovereignty of
“the State of
the situs.”
Ibid.
The principle of
lex rei sitae was so
well established by the 19th century that Chancellor James Kent
deemed it “too clear for discussion.” 2 Commentaries on American
Law 429, n. a (4th ed. 1840). The medieval jurist Bartolus of
Sassoferatto had recognized the principle 500 years earlier in his
commentary on conflicts of law under the Justinian Code. See
Bartolus, Conflict of Laws 29 (J. Beale transl. 1914).[
5] Bartolus explained that, “when there
is a question of any right growing out of a thing itself, the
custom or statute of the place where the thing is should be
observed.”
Ibid. Later authorities writing on conflicts of
law consistently agreed that
lex rei sitae determined the
governing law in real-property disputes.[
6] And this Court likewise held, nearly 200 years ago,
that “the nature of
sovereignty” requires that “[e]very government”
have “the exclusive right of regulating the descent, distribution,
and grants of the domain within its own boundaries.”
Green
v.
Biddle, 8 Wheat. 1, 12 (1823) (Story, J.).
The acceptance of the immovable-property
exception has not wavered over time. In the 20th century, as
nations increasingly owned foreign property, it remained “well
settled in International law that foreign state immunity need not
be extended in cases dealing with rights to interests in real
property.” Weber, The Foreign Sovereign Immunities Act of 1976: Its
Origin, Meaning, and Effect, 3 Yale J. Int’l L. 1, 33 (1976).
Countries around the world continued to recognize the exception in
their statutory and decisional law. See Competence of Courts
572–590 (noting support for the exception in statutes from Austria,
Germany, Hungary, and Italy, as well as decisions from the United
States, Austria, Chile, Czechoslovakia, Egypt, France, Germany, and
Romania). “All modern authors are, in fact, agreed that in all
disputes
in rem regarding immovable property, the judicial
authorities of the State possess as full a jurisdiction over
foreign States as they do over foreign individuals.” C. Hyde, 2
International Law 848, n. 33 (2d ed. 1945) (internal quotation
marks omitted).
The Restatement of Foreign Relations Law
reflects this unbroken consensus. Every iteration of the
Restatement has deemed a suit concerning the ownership of real
property to be “outside the scope of the principle of [sovereign]
immunity of a foreign state.” Restatement of Foreign Relations Law
of the United States (Proposed Official Draft) §71, Comment
c, p. 228 (1962); see also Restatement (Second) of
Foreign Relations Law of the United States §68(b) (1965) (similar);
Restatement (Third) of Foreign Relations Law of the United States
§455(1)(c) (1987) (denying that immunity exists for “claims
. . . to immovable property in the state of the forum”);
Restatement (Fourth) of Foreign Relations Law of the United States
§456(2) (Tent. Draft No. 2, Mar. 22, 2016) (recognizing
“jurisdiction over a foreign state in any case in which rights in
immovable property situated in the United States are in issue”).
Sovereign immunity, the First Restatement explains, does not bar
“an action to obtain possession of or establish an ownership
interest in immovable property located in the territory of the
state exercising jurisdiction.” §71(b), at 226.
Given the centuries of uniform agreement on the
immovable-property exception, it is no surprise that all three
branches of the United States Government have recognized it.
Writing for a unanimous Court and drawing on Bynkershoek and De
Vattel, Chief Justice Marshall noted that “the property of a
foreign sovereign is not distinguishable by any legal exemption
from the property of an ordinary individual.”
Schooner
Exchange v.
McFaddon, 7 Cranch 116, 144–145 (1812).
Thus, “[a] prince, by acquiring private property in a foreign
country, may possibly be considered as subjecting that property to
the territorial jurisdiction . . . and assuming the
character of a private individual.”
Id., at 145.[
7] The Court echoed this reasoning over
a century later, holding that state sovereign immunity does not
extend to “[l]and acquired by one State in another State.”
Georgia v.
Chattanooga, 264 U. S. 472, 480
(1924). In 1952, the State Department acknowledged that “[t]here is
agreement[,] supported by practice, that sovereign immunity should
not be claimed or granted in actions with respect to real
property.” Tate Letter 984.[
8]
Two decades later, Congress endorsed the immovable-property
exception by including it in the Foreign Sovereign Immunities Act
of 1976. See 28 U. S. C. §1605(a)(4) (“A foreign state
shall not be immune from the jurisdiction of courts of the United
States . . . in any case . . . in which
. . . rights in immovable property situated in the United
States are in issue”). This statutory exception was “meant to
codify the
pre-existing real property exception to sovereign
immunity recognized by international practice.”
Permanent
Mission of India to United Nations v.
City of New York,
551 U. S. 193, 200 (2007) (emphasis added; internal quotation
marks omitted).
The Court does not question any of the foregoing
authorities. Nor did the parties provide any reason to do so. The
Government, when asked to identify its “best authority for the
proposition that the baseline rule of common law was total
immunity, including
in rem actions,” pointed to just two
sources. See Tr. of Oral Arg. 29; Brief for United States as
Amicus Curiae 10, 26. The first was Hamilton’s statement
that “[i]t is inherent in the nature of sovereignty not to be
amenable to the suit of an individual without its consent.” The
Federalist No. 81, p. 487 (C. Rossiter ed. 1961) (emphasis
deleted). Yet “property ownership is not an inherently sovereign
function,”
Permanent Mission,
supra, at 199, and
Hamilton’s general statement does not suggest that immunity is
automatically available or is not subject to longstanding
exceptions. The Government also cited
Schooner Exchange. But
as explained above, that
decision expressly acknowledges the
immovable-property exception. The Government’s unconvincing
arguments cannot overcome more than six centuries of consensus on
the validity of the immovable-property exception.
B
Because the immovable-property exception
clearly applies to both state and foreign sovereign immunity, the
only question is whether it also applies to tribal immunity. It
does.
Just last Term, this Court refused to “exten[d]”
tribal immunity “beyond what common-law sovereign immunity
principles would recognize.”
Lewis v.
Clarke, 581
U. S. ___, ___–___ (2017) (slip op., at 7–8). Tribes are
“domestic dependent nations,”
Cherokee Nation v.
Georgia, 5 Pet. 1, 17 (1831), that “no longer posses[s] the
full attributes of sovereignty,”
United States v.
Wheeler, 435 U. S. 313, 323 (1978) (internal quotation
marks omitted). Given the “limited character” of their sovereignty,
ibid., Indian tribes possess only “the common-law immunity
from suit traditionally enjoyed by sovereign powers,”
Santa
Clara Pueblo v.
Martinez, 436 U. S. 49, 58 (1978).
That is why this Court recently declined an invitation to make
tribal immunity “broader than the protection offered by state or
federal sovereign immunity.”
Lewis, 581 U. S., at ___
(slip op., at 8). Accordingly, because States and foreign countries
are subject to the immovable-property exception, Indian tribes are
too. “There is no reason to depart from these general rules in the
context of tribal sovereign immunity.”
Id., at ___ (slip
op., at 7).
In declining to reach the immovable-property
exception, the Court highlights two counterarguments that the Tribe
and the United States have raised for why the exception should not
extend to tribal immunity. Neither argument has any merit.
First, the Court notes that “immunity doctrines
lifted from other contexts do not always neatly apply to Indian
tribes.”
Ante, at 5 (citing
Kiowa Tribe of Okla. v.
Manufacturing Technologies, Inc., 523 U. S. 751, 756
(1998)). But the Court’s authority for that proposition merely
states that tribal immunity “is not coextensive with that of
the
States.”
Id., at 756 (emphasis added). Even assuming
that is so, it does not mean that the Tribe’s immunity can be more
expansive than any recognized form of sovereign immunity, including
the immunity of the United States and foreign countries. See
Lewis,
supra, at ___–___ (slip op., at 7–8). And the
Tribe admits that this Court has previously limited tribal immunity
to conform with analogous “limitations . . . in suits
against the United States.” Reply Brief 22. No one argues that the
United States could claim sovereign immunity if it wrongfully
asserted ownership of private property in a foreign country—the
equivalent of what the Tribe did here. The United States plainly
would be subject to suit in that country’s courts. See Competence
of Courts 572–590.
Second, the Court cites two decisions for the
proposition that “since the founding . . . the political
branches rather than judges have held primary responsibility for
determining when foreign sovereigns may be sued for their
activities in this country.”
Ante, at 6 (citing
Verlinden
B. V. v.
Central Bank of Nigeria, 461 U. S. 480,
486 (1983);
Ex parte Peru, 318 U. S. 578, 588 (1943)).
But those cases did not involve tribal immunity. They were
admiralty suits in which foreign sovereigns sought to recover ships
they allegedly owned. See
Verlinden,
supra, at 486
(citing cases involving ships allegedly owned by Italy, Peru, and
Mexico);
Ex parte Peru,
supra, at 579 (mandamus
action by Peru regarding its steamship). Those decisions were an
extension of the common-law principle, recognized in
Schooner
Exchange, that sovereign immunity applies to vessels owned by a
foreign sovereign. See
Berizzi Brothers Co. v.
S. S.
Pesaro, 271 U. S. 562, 571–576 (1926). These cases
encourage deference to the political branches on sensitive
questions of foreign affairs. But they do not suggest that courts
can ignore longstanding limits on sovereign immunity, such as the
immovable-property exception. And they do not suggest that courts
can abdicate their judicial duty to decide the scope of tribal
immunity—a duty this Court exercised just last Term. See
Lewis,
supra, at ___–___ (slip op., at 5–8).[
9]
In fact, those present at “the founding,”
ante, at 6, would be shocked to learn that an Indian tribe
could acquire property in a State and then claim immunity from that
State’s jurisdiction.[
10]
Tribal immunity is “a judicial doctrine” that is not mandated by
the Constitution.
Kiowa, 523 U. S., at 759. It
“developed almost by accident,” was reiterated “with little
analysis,” and does not reflect the realities of modern-day Indian
tribes. See
id., at 756–758. The doctrine has become quite
“exorbitant,”
Michigan v.
Bay Mills Indian Community,
572 U. S. ___, ___ (2014) (Ginsburg, J., dissenting) (slip
op., at 1), and it has been implausibly “exten[ded] . . .
to bar suits arising out of an
Indian tribe’s commercial activities conducted
outside its territory,”
id., at ___ (Thomas, J., dissenting)
(slip op., at 1).
Extending it even further here would contradict
the bedrock principle that each State is “entitled to the
sovereignty and jurisdiction over all the territory within her
limits.”
Lessee of Pollard v.
Hagan, 3 How. 212, 228
(1845); accord,
Texas v.
White, 7 Wall. 700, 725
(1869);
Willamette Iron Bridge Co. v.
Hatch, 125
U. S. 1, 9 (1888) (collecting cases). Since 1812, this Court
has “entertain[ed] no doubt” that “the title to land can be
acquired and lost only in the manner prescribed by the law of the
place where such land is situate[d].”
United States v.
Crosby, 7 Cranch 115, 116 (1812) (Story, J.). Justice
Bushrod Washington declared it “an unquestionable principle of
general law, that the title to, and the disposition of real
property, must be exclusively subject to the laws of the country
where it is situated.”
Kerr v.
Devisees of Moon, 9
Wheat. 565, 570 (1824). This Court has been similarly emphatic ever
since. See,
e.g., Munday v.
Wisconsin Trust Co., 252
U. S. 499, 503 (1920) (“long ago declared”);
Arndt v.
Griggs, 134 U. S. 316, 321 (1890) (“held repeatedly”);
United States v.
Fox, 94 U. S. 315, 320 (1877)
(“undoubted”);
McCormick v.
Sullivant, 10 Wheat. 192,
202 (1825) (“an acknowledged principle of law”). Allowing the
judge-made doctrine of tribal immunity to intrude on such a
fundamental aspect of state sovereignty contradicts the
Constitution’s design, which “ ‘leaves to the several States a
residuary and inviolable sovereignty.’ ”
New York v.
United States, 505 U. S. 144, 188 (1992) (quoting The
Federalist No. 39, at 256).
* * *
The Court’s failure to address the
immovable-property exception in this case is difficult to justify.
It leaves our colleagues in the state and federal courts with
little more guidance than they had before. It needlessly delays
relief for the Lundgrens, who must continue to litigate the
threshold question whether they can litigate their indisputable
right to their land. And it does not address a clearly erroneous
tribal-immunity claim: one that asserts a sweeping and absolute
immunity that no other sovereign has ever enjoyed—not a State, not
a foreign nation, and not even the United States.
I respectfully dissent.