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SUPREME COURT OF THE UNITED STATES
_________________
No. 16–1150
_________________
ELSA HALL, as personal representative of the
estate of ETHLYN LOUISE HALL and as successor trustee of the ETHLYN
LOUISE HALL FAMILY TRUST, PETITIONER
v. SAMUEL HALL,
et al.
on writ of certiorari to the united states
court of appeals for the third circuit
[March 27, 2018]
Chief Justice Roberts delivered the opinion of
the Court.
Three Terms ago, we held that one of multiple
cases consolidated for multidistrict litigation under 28
U. S. C. §1407 is immediately appealable upon an order
disposing of that case, regardless of whether any of the others
remain pending.
Gelboim v.
Bank of America Corp., 574
U. S. ___ (2015). We left open, however, the question whether
the same is true with respect to cases consoli- dated under Rule
42(a) of the Federal Rules of Civil Procedure.
Id., at ___,
n. 4 (slip op., at 7, n. 4). This case presents that
question.
I
Petitioner Elsa Hall and respondent Samuel
Hall are siblings enmeshed in a long-running family feud. Their
mother, Ethlyn Hall, lived and owned property in the United States
Virgin Islands. Samuel, a lawyer in the Virgin Islands, served as
Ethlyn’s caretaker and provided her with legal assistance. But
trouble eventually came to paradise, and Samuel and Ethlyn fell out
over Samuel’s management of Ethlyn’s real estate holdings. During a
visit from Elsa, Ethlyn established an
inter vivos trust,
transferred all of her property into the trust, and designated Elsa
as her successor trustee. Ethlyn then moved to Miami—under
circumstances disputed by the parties—to live with her
daughter.
The family squabble made its way to court in May
2011. Ethlyn, acting in her individual capacity and as trustee of
her
inter vivos trust, sued Samuel and his law firm in
Federal District Court (the “trust case”). Ethlyn’s claims—for
breach of fiduciary duty, legal malpractice, conversion, fraud, and
unjust enrichment—concerned the handling of her affairs by Samuel
and his law firm before she left for Florida.
Then Ethlyn died, and Elsa stepped into her
shoes as trustee and accordingly as plaintiff in the trust case.
Samuel promptly filed counterclaims in that case against Elsa—in
both her individual and representative capacities—for intentional
infliction of emotional distress, fraud, breach of fiduciary duty,
conversion, and tortious inter- ference. Samuel contended that Elsa
had turned their mother against him by taking advantage of Ethlyn’s
alleged mental frailty. But Samuel ran into an obstacle: Elsa was
not a party to the trust case in her individual capacity (only
Ethlyn had been). So Samuel filed a new complaint against Elsa in
her individual capacity in the same District Court (the “individual
case”), raising the same claims that he had asserted as
counterclaims in the trust case.
The trust and individual cases initially
proceeded along separate tracks. Eventually, on Samuel’s motion,
the District Court consolidated the cases under Rule 42(a) of the
Federal Rules of Civil Procedure, ordering that “[a]ll submissions
in the consolidated case shall be filed in” the docket assigned to
the trust case. App. to Pet. for Cert. A–15.
Just before the trial commenced, the District
Court dismissed from the trust case Samuel’s counterclaims against
Elsa. Those claims remained in the individual case. The parties
then tried the consolidated cases to- gether before a jury.
In the individual case, the jury returned a
verdict for Samuel on his intentional infliction of emotional
distress claim against Elsa, awarding him $500,000 in compensatory
damages and $1.5 million in punitive damages. The clerk entered
judgment in that case, but the District Court granted Elsa a new
trial, which had the effect of reopening the judgment. The
individual case remains pending before the District Court.
In the trust case, the jury returned a verdict
against Elsa, in her representative capacity, on her claims against
Samuel and his law firm. The clerk entered judgment in that case
directing that Elsa “recover nothing” and that “the action be
dismissed on the merits.”
Id., at A–12.
Elsa filed a notice of appeal from the District
Court’s judgment in the trust case. Samuel and his law firm moved
to dismiss the appeal on jurisdictional grounds, arguing that the
judgment was not final and appealable because his claims against
Elsa remained unresolved in the individual case. The Court of
Appeals for the Third Circuit agreed. When two cases have been
consolidated for all purposes, the court reasoned, a final decision
on one set of claims is generally not appealable while the second
set remains pending. The court explained that it considers “whether
a less-than-complete judgment is appealable” on a “case-by-case
basis.” 679 Fed. Appx. 142, 145 (2017). Here, the fact that the
claims in the trust and individual cases had been “scheduled
together and tried before a single jury” “counsel[ed] in favor of
keeping the claims together on appeal.”
Ibid. The court
dismissed Elsa’s appeal for lack of jurisdiction.
We granted certiorari, 582 U. S. ___
(2017), and now reverse.
II
A
Had the District Court never consolidated the
trust and individual cases, there would be no question that Elsa
could immediately appeal from the judgment in the trust case. Title
28 U. S. C. §1291 vests the courts of appeals with
jurisdiction over “appeals from all final decisions of the district
courts,” except those directly appealable to this Court. A final
decision “ends the litigation on the merits and leaves nothing for
the court to do but execute the judgment.”
Ray Haluch Gravel
Co. v.
Central Pension Fund of Operating Engineers and
Participating Employers, 571 U. S. 177, 183 (2014) . The
archetypal final decision is “one[ ] that trigger[s] the entry
of judgment.”
Mohawk Industries, Inc. v.
Carpenter,
558 U. S. 100, 103 (2009) . Appeal from such a final decision
is a “matter of right.”
Gelboim, 574 U. S., at ___
(slip op., at 1). Under §1291, “any litigant armed with a final
judgment from a lower federal court is entitled to take an appeal,”
Arizona v.
Manypenny, 451 U. S. 232, 244 (1981)
, which generally must be filed within 30 days, 28
U. S. C. §2107(a).
Here the jury’s verdict against Elsa resolved
all of the claims in the trust case, and the clerk accordingly
entered judgment in that case providing that “the action be
dismissed on the merits.” App. to Pet. for Cert. A–12. With the
entry of judgment, the District Court “completed its adjudication
of [Elsa’s] complaint and terminated [her] action.”
Gelboim,
574 U. S., at ___ (slip op., at 7). An appeal would normally
lie from that judgment.
But, Samuel contends, there is more to the
litigation than the suit Elsa pursued against him in her
representative capacity. There is also his suit against her in her
individual capacity, which has not yet been decided. Because the
District Court consolidated the trust and individual cases under
Rule 42(a)(2), he argues, they merged and should be regarded as one
case. Viewed that way, the judgment in the trust case was merely
interlocutory, and more remains to be done in the individual case
before the consolidated cases in the aggregate are finally resolved
and subject to appeal.
B
Rule 42(a)—entitled “[c]onsolidation”—provides
that if “actions before the court involve a common question of law
or fact, the court may” take one of three measures. First, the
court may “join for hearing or trial any or all matters at issue in
the actions.” Fed. Rule Civ. Proc. 42(a)(1). Second, the court may
“consolidate the actions.” Rule 42(a)(2). Third, the court may
“issue any other orders to avoid unnecessary cost or delay.” Rule
42(a)(3). Whether the judgment entered in the trust case is an
immediately appealable final decision turns on the effect of
consolidation under Rule 42(a).
Samuel, looking to dictionary definitions,
asserts that the “plain meaning of the phrase ‘consolidate the
actions’ is . . . to unite two or more actions into one
whole—that is, to join them into a single case.” Brief for
Respondents 23 (citing Black’s Law Dictionary (10th ed. 2014); some
internal quotation marks and alterations omitted). But the meaning
of “consolidate” in the present context is am- biguous. When Rule
42(a) was adopted, the term was generally defined, as it is now, as
meaning to “unite, as various particulars, into one mass or body;
to bring together in close union; to combine.” Webster’s New
International Dictionary 570 (2d ed. 1942). Consolidation can thus
sometimes signify the complete merger of discrete units: “The
company consolidated two branches.” But the term can also mean
joining together discrete units without causing them to lose their
independent character. The United States, for example, is composed
of States “unite[d], as various particulars, into one mass or
body,” “br[ought] together in close union,” or “combine[d].” Yet
all agree that entry into our Union “by no means implies the loss
of distinct and individual existence . . . by the
States.”
Texas v.
White, 7 Wall. 700, 725 (1869).
“She consolidated her books” hardly suggests that the “books”
became “book.” The very metaphor Samuel offers—that consolidation
“make[s] two one, like marriage”—highlights this point. Tr. of Oral
Arg. 56. However dear to each other, spouses would be surprised to
hear that their union extends beyond the metaphysical. This is not
a plain meaning case.
It is instead about a term—consolidate—with a
legal lineage stretching back at least to the first federal
consolidation statute, enacted by Congress in 1813. Act of July 22,
1813, §3, 3Stat. 21 (later codified as Rev. Stat. §921 and 28
U. S. C. §734 (1934 ed.)). Over 125 years, this Court,
along with the courts of appeals and leading treatises, interpreted
that term to mean the joining together—but not the complete
merger—of constituent cases. Those authorities particularly
emphasized that constituent cases remained independent when it came
to judgments and appeals. Rule 42(a), promulgated in 1938, was
expressly based on the 1813 statute. The history against which Rule
42(a) was adopted resolves any ambiguity regarding the meaning of
“consolidate” in subsection (a)(2). It makes clear that one of
multiple cases consolidated under the Rule retains its independent
character, at least to the extent it is appealable when finally
resolved, regardless of any ongoing proceedings in the other
cases.
C
Lord Mansfield pioneered the consolidation of
related cases in England, and the practice quickly took root in
American courts. See
Mutual Life Ins. Co. v.
Hillmon,
145 U. S. 285, 292 (1892) . In 1813, Congress authorized the
newly formed federal courts, when confronted with “causes of like
nature, or relative to the same question,” to “make such orders and
rules concerning proceedings therein as may be conformable to the
principles and usages belonging to courts for avoiding unnecessary
costs or delay in the administration of justice” and to
“consolidate[ ]” the causes when it “shall appear reasonable.”
§3, 3Stat. 21. This consolidation statute applied at law, equity,
and admi- ralty, see 1 W. Rose, A Code of Federal Procedure §823(a)
(1907) (Rose), and remained in force for 125 years, until its
replacement by Rule 42(a).
From the outset, we understood consolidation not
as completely merging the constituent cases into one, but instead
as enabling more efficient case management while preserving the
distinct identities of the cases and the rights of the separate
parties in them. In
Rich v.
Lambert, 12 How. 347
(1852), for example, we considered an appeal from several
consolidated cases in admiralty. The appellees, the owners of cargo
damaged during shipment, raised a challenge to our jurisdiction
that turned on the nature of the consolidation. At the time, we
could exercise appellate jurisdiction only over cases involving at
least $2,000 in controversy. The damages awarded to the cargo
owners in the consolidated cases surpassed $2,000 in the aggregate,
but most of the constituent cases did not individually clear that
jurisdictional hurdle.
Id., at 352–353.
We declined to view the consolidated cases as
one for purposes of appeal, concluding that we had jurisdiction
only over those constituent cases that individually involved
damages exceeding $2,000.
Ibid. As we explained, “although
[a consolidated] proceeding assumes the form of a joint suit, it is
in reality a mere joinder of distinct causes of action by distinct
parties, arising out of a common injury, and which are heard and
determined, so far as the merits are concerned, the same as in the
case of separate libels for each cause of action.”
Id., at
353. Consolidation was “allowed by the practice of the court for
its convenience, and the saving of time and expense to the
parties.”
Ibid.
The trial court’s decree, we noted, had the
effect of individually resolving each constituent case.
Ibid. (“The same decree . . . is entered as in the
case of separate suits.”); see Black’s Law Dictionary 532 (3d ed.
1933) (“decree” is a “judgment of a court of equity or admiralty,
answering for most purposes to the judgment of a court of common
law”). Accordingly, we did “not perceive . . . any ground
for a distinction as to the right of appeal from a decree as
entered in these cases from that which exists where the proceedings
have been distinct and separate throughout.”
Rich, 12 How.,
at 353; see
Hanover Fire Ins. Co. v.
Kinneard, 129
U. S. 176, 177 (1889) (evaluating appellate jurisdiction over
a writ of error in one of several consolidated cases without
reference to the others).
We elaborated on the principles underlying
consolidation in
Mutual Life Insurance Co. v.
Hillmon, 145 U. S. 285 .
Hillmon, a staple of
law school courses on evidence, involved three separate actions
instituted against different life insurance companies by one Sallie
Hillmon, the beneficiary on policies purchased by her husband John.
Sallie claimed she was entitled to the sizable proceeds of the
policies because John had died while journeying through southern
Kansas with two companions in search of a site for a cattle ranch.
The three companies countered that John was in fact still alive,
having conspired with one of the companions to murder the other and
pass his corpse off as John’s, all as part of an insurance fraud
scheme. The trial court consolidated the cases and tried them
together.
Id., at 285–287.
The court, for purposes of determining the
number of peremptory juror challenges to which each defendant was
entitled, treated the three cases as though they had merged into
one.
Ibid. On appeal we disagreed, holding that each
defendant should receive the full complement of peremptory
challenges.
Id., at 293. That was because, “although the
defendants might lawfully be compelled, at the discretion of the
court, to try the cases together, the causes of action remained
distinct, and required separate verdicts and judgments; and no
defendant could be deprived, without its consent, of any right
material to its defence . . . to which it would have been
entitled if the cases had been tried separately.”
Ibid. On
remand, one case settled, and a consolidated trial of the others
“result[ed] in separate judgments” for Sallie.
Connecticut Mut.
Life Ins. Co. v.
Hillmon, 188 U. S. 208, 209 (1903)
.
In
Stone v.
United States, 167
U. S. 178, 189 (1897) , we held that a party appealing from
the judgment in one of two cases consolidated for trial could not
also raise claims with respect to the other case. John Stone was
the sole defendant in one case and one of three defendants in the
other.
Id., at 179–181. After a consolidated trial, the jury
returned a verdict in the case against Stone alone; its verdict in
the multidefendant case was set aside.
Id., at 181. Stone
appealed from the judgment in his case, arguing that the failure to
grant a peremptory challenge in the multidefendant case affected
the jury’s verdict in his.
Id., at 189. We rejected that
claim, punctiliously respecting the distinction between the
constituent cases. There was “no merit in the objection,” we said,
because in the case before us Stone had “had the benefit of the
three peremptory challenges” to which he was entitled in that case.
Ibid.; see
Stone v.
United States, 64 F. 667,
672 (CA9 1894) (“The two cases, although consolidated, were
separate and distinct. Defendant had exercised all the rights and
privileges he was entitled to in this case.”).
And just five years before Rule 42(a) became
law, we reiterated that, under the consolidation statute,
consolidation did not result in the merger of constituent cases.
Johnson v.
Manhattan R. Co., 289 U. S. 479 –497
(1933). A major case of its day,
Johnson arose from the
“financial embarrassment” during the Great Depression of two
companies involved in operating the New York subway system.
Johnson v.
Manhattan R. Co., 61 F. 2d 934, 936
(CA2 1932). In the resulting litigation, the District Court
consolidated two suits, apparently with the intent to “effect an
intervention of the parties to the [first suit] in the [second]
suit”—in other words, to make the two suits one.
Id., at
940. Judge Learned Hand, writing for the Second Circuit on appeal,
would have none of it: “consolidation does not merge the suits; it
is a mere matter of convenience in administration, to keep them in
step. They remain as independent as before.”
Ibid. We
affirmed, relying on
Hillmon and several lower court cases
reflecting the same understanding of consolidation.
Johnson,
289 U. S., at 497, n. 8. We explained once more that
“consolidation is permitted as a matter of convenience and econ-
omy in administration, but does not merge the suits into a single
cause, or change the rights of the parties, or make those who are
parties in one suit parties in another.”
Id., at
496–497.
Decisions by the Courts of Appeals, with
isolated departures,[
1]*
reflected the same understanding in cases involving all manners of
consolidation. See,
e.g., Baltimore S. S. Co., Inc. v.
Koppel Indus. Car & Equip. Co., 299 F. 158, 160 (CA4
1924) (“the consolidation for convenience of trial did not merge
the two causes of action” or “deprive either party of any right or
relieve it of any burden incident to the libel or cross-libel as a
separate proceeding”);
Taylor v.
Logan Trust Co., 289
F. 51, 53 (CA8 1923) (parties to one constituent case could not
appeal orders in the other because “consolidation did not make the
parties to one suit parties to the other”; cited in
Johnson);
Toledo, St. L. & K. C. R. Co. v.
Continental Trust Co., 95 F. 497, 506 (CA6 1899)
(consolidation “operates as a mere carrying on together of two
separate suits supposed to involve identical issues” and “does not
avoid the necessity of separate decrees in each case”; cited in
Johnson).
One frequently cited case illustrates the point.
In
Adler v.
Seaman, 266 F. 828, 831 (CA8 1920), the
District Court “sought to employ consolidation as a medium of
getting the two independent suits united,” but the Court of Appeals
made clear that the consolidation statute did not authorize such
action. The court explained that constituent cases sometimes
“assume certain natural attitudes toward each other, such as ‘in
the nature of’ a cross-bill or intervention.”
Id., at 838.
Be that as it may, the court continued, “this is purely a rule of
convenience, and does not result in actually making such parties
defendants or interveners in the other suit.”
Ibid. The
court described “the result of consolidation” as instead “merely to
try cases together, necessitating separate verdicts and judgments
or separate decrees,” and to “leave” the constituent cases
“separate, independent action[s].”
Id., at 838, 840.
Treatises summarizing federal precedent applying
the consolidation statute also concluded that consolidated cases
“remain distinct.” 1 Rose §823(c), at 758. They recognized that
consolidated cases should “remain separate as to parties,
pleadings, and judgment,” W. Simkins, Federal Practice 63 (rev. ed.
1923), and that “[t]here must be separate verdicts, judgments or
decrees, even although the consolidating party wished for one
verdict,” 1 Rose §823(c), at 758; see also G. Virden, Consolidation
Under Rule 42 of the Federal Rules of Civil Procedure, in 141
F. R. D. 169, 173–174 (1992) (Virden) (“as of 1933 and
the
Johnson case of that year, it was well settled that
consolidation in the federal courts did not merge the separate
cases into a single action”).
Several aspects of this body of law support the
inference that, prior to Rule 42(a), a judgment completely
resolving one of several consolidated cases was an immediately
appealable final decision. We made clear, for example, that each
constituent case must be analyzed individually on appeal to
ascertain jurisdiction and to decide its disposition—a
compartmentalized analysis that would be gratuitous if the cases
had merged into a single case subject to a single appeal. We
emphasized that constituent cases should end in separate decrees or
judgments—the traditional trigger for the right to appeal, for
which there would be no need if an appeal could arise only from the
resolution of the consolidated cases as a whole. We explained that
the parties to one case did not become parties to the other by
virtue of consolidation—indicating that the right of each to pursue
his individual case on appeal should not be compromised by the
litigation conduct of the other. And, finally, we held that
consolidation could not prejudice rights to which the parties would
have been due had consolidation never occurred. Forcing an
aggrieved party to wait for other cases to conclude would
substantially impair his ability to appeal from a final decision
fully resolving his own case—a “matter of right,”
Gelboim,
574 U. S., at ___ (slip op., at 1), to which he was
“entitled,”
Manypenny, 451 U. S., at 244.
D
Against this background, two years after
Johnson, the Rules Advisory Committee began discussion of
what was to become Rule 42(a). The Rule, which became effective in
1938, was expressly modeled on its statutory predecessor, the Act
of July 22, 1813. See Advisory Committee’s Notes on 1937 Adoption
of Fed. Rule Civ. Proc. 42(a), 28 U. S. C. App., p. 887.
The Rule contained no definition of “consolidate,” so the term
presumably carried forward the same meaning we had ascribed to it
under the consolidation statute for 125 years, and had just
recently reaffirmed in
Johnson. See Frankfurter, Some
Reflections on the Reading of Statutes, 47 Colum. L. Rev. 527,
537 (1947) (“if a word is obviously transplanted from another legal
source, whether the common law or other legislation, it brings the
old soil with it”); cf.
Class v.
United States, 583
U. S. ___, ___ (2018) (slip op., at 10) (Federal Rule of
Criminal Procedure 11(a)(2) did not silently alter existing
doctrine established by this Court’s past decisions).
Samuel nonetheless asserts that there is a
significant distinction between the original consolidation statute
and Rule 42(a). The statute authorized district courts to
“consolidate” related “causes when it appears reasonable to do so”
or to “make such orders and rules . . . as may be
conformable to the usages of courts for avoiding unnecessary costs
or delay in the administration of justice.” 28 U. S. C.
§734 (1934 ed.). Rule 42(a) permits district courts not only to
“consolidate the actions” (subsection (a)(2)) and “issue any other
orders to avoid unnecessary cost or delay” (subsection (a)(3)), but
also to “join for hearing or trial any or all matters at issue in
the actions” (subsection (a)(1)).
Whatever “consolidate” meant under the statute,
Sam- uel posits, it took on a different meaning under Rule 42(a)
with the addition of subsection (a)(1). Samuel describes the Rule
as “permit[ting] two forms of consolidation”: consolidation that
“extend[s] only to certain proceedings,” such as discovery, and
consolidation “for all purposes.” Brief for Respondents 4–5. He
locates textual authority for the former in subsection (a)(1),
which he says empowers courts to “join[ ] multiple actions for
procedural purposes.”
Id., at 23. In light of this broad
grant of authority, he contends, subsection (a)(2) must provide for
something more if it is not to be superfluous. And Samuel sees that
something more as the ability to merge cases that have been
consolidated for “all purposes” into a single, undifferentiated
case—one appealable only when all issues in each formerly distinct
case have been decided. See
id., at 22–24 (to “consolidate”
separate actions is “to join them into a single case” or “meld
[them] into a single unit” (alterations omitted)).
We disagree. It is only by substantially
overreading subsection (a)(1) that Samuel can argue that its
addition compels a radical reinterpretation of the familiar term
“consolidate” in subsection (a)(2). The text of subsection (a)(1)
permits the joining of cases only for “hearing or trial.” That
narrow grant of authority cannot fairly be read as the exclusive
source of a district court’s power to “join[ ] multiple
actions for procedural purposes.” Brief for Respondents 23. There
is, after all, much more to litigation than hearings or trials—such
as motions practice or discovery. A district court’s undisputed
ability to consolidate cases for such limited purposes must
therefore stem from subsection (a)(2). That defeats Samuel’s
argument that interpreting subsection (a)(2) to adopt the
traditional understanding of consolidation would render it “wholly
duplicative of [subsection] (a)(1),” and that subsection (a)(2)
“therefore must permit courts . . . to ‘consolidate’ the
actions
themselves into a single unit.”
Id., at
23–24. Samuel’s reinterpretation of “consolidate” is, in other
words, a solution in search of a problem.
We think, moreover, that if Rule 42(a) were
meant to transform consolidation into something sharply contrary to
what it had been, we would have heard about it. Congress, we have
held, “does not alter the fundamental details” of an existing
scheme with “vague terms” and “subtle device[s].”
Whitman v.
American Trucking Assns., Inc., 531 U. S. 457, 468
(2001) ; cf.
Class, 583 U. S., at ___ (slip op., at
10). That is true in spades when it comes to the work of the
Federal Rules Advisory Committees. Their laborious drafting process
requires years of effort and many layers of careful review before a
proposed Rule is presented to this Court for possible submission to
Congress. See Report of Advisory Committee on Rules for Civil
Procedure (Apr. 1937) (describing the exhaustive process undertaken
to draft the first Federal Rules of Civil Procedure). No sensible
draftsman, let alone a Federal Rules Advisory Committee, would take
a term that had meant, for more than a century, that separate
actions do not merge into one, and silently and abruptly reimagine
the same term to mean that they do.
Similarly, nothing in the pertinent proceedings
of the Rules Advisory Committee supports the notion that Rule 42(a)
was meant to overturn the settled understanding of consolidation.
See
United States v.
Vonn, 535 U. S. 55 ,
n. 6 (2002) (Advisory Committee Notes are “a reliable source
of insight into the meaning of a rule”). In this instance, the
Committee simply commented that Rule 42(a) “is based upon” its
statutory predecessor, “but insofar as the statute differs from
this rule, it is modified.” Advisory Committee’s Notes on 1937
Adoption of Fed. Rule Civ. Proc. 42(a), 28 U. S. C. App.,
at 887. The Committee did not identify any specific instance in
which Rule 42(a) changed the statute, let alone the dramatic
transformation Samuel would have us recognize. See Virden 174–181
(evaluating the history of the development of Rule 42(a) and
finding no evidence that the Committee intended a shift in meaning
along the lines proposed by Samuel). This is significant because
when the Committee intended a new rule to change existing federal
practice, it typically explained the departure. See,
e.g.,
Advisory Committee’s Notes on 1937 Adoption of Fed. Rule Civ. Proc.
4, 28 U. S. C. App., p. 747 (a predecessor statute “is
substantially continued insofar as it applies to a summons, but its
requirements as to teste of process are superseded”); Advisory
Committee’s Notes on 1937 Adoption of Fed. Rule Civ. Proc. 18, 28
U. S. C. App., p. 802 (“In respect to fraudulent
conveyances the rule changes the former rule requiring a prior
judgment against the owner . . . to conform to the
provisions of the Uniform Fraudulent Conveyance Act, §§ 9 and
10.”).
As a leading treatise explained at the time,
through consolidation under Rule 42(a) “one or many or all of the
phases of the several actions may be merged. But merger is never so
complete in consolidation as to deprive any party of any
substantial rights which he may have possessed had the actions
proceeded separately.” 3 J. Moore & J. Friedman, Moore’s
Federal Practice §42.01, pp. 3050–3051 (1938). Thus, “separate
verdicts and judgments are normally necessary.”
Id., at
3051, n. 12.
The limited extent to which this Court has
addressed consolidation since adoption of Rule 42(a) confirms the
traditional understanding. Just recently in
Bank Markazi v.
Peterson, 578 U. S. ___, ___–___ (2016) (slip op., at
19–20), for example, the Court determined that cases “consolidated
for administrative purposes at the execution stage . . .
were not independent of the original actions for damages and each
claim retained its separate character.” The Court quoted as
authority a treatise explaining that “actions do not lose their
separate identity because of consolidation.”
Id., at ___
(slip op., at 20) (quoting 9A C. Wright & A. Miller, Federal
Practice and Procedure §2382, p. 10 (3d ed. 2008) (Wright
& Miller)).
In
Butler v.
Dexter, 425
U. S. 262 –267 (1976) (
per curiam), we dismissed an
appeal because the constitutional question that supplied our
jurisdiction had been raised not in the case before us, but instead
only in other cases with which it had been consolidated. We
explained that “[e]ach case . . . must be considered
separately to determine whether or not this Court has jurisdiction
to consider its merits”.
Id., at 267, n. 12; see
Rich, 12 How., at 352–353. And in
Alfred Dunhill of
London, Inc. v.
Republic of Cuba,
425 U.S.
682 , and n. 22 (1976) (Marshall, J., dissenting), four
dissenting Justices—reaching an issue not addressed by the
majority—cited
Johnson for the proposition that actions are
“not merged” and do “not lose their separate identities because of
. . . consolidation” under Rule 42(a).
In the face of all the foregoing, we cannot
accept Sam- uel’s contention that “consolidate” in Rule 42(a)
carried a very different meaning—with very different
consequences—than it had in
Johnson, just five years before
the Rule was adopted.
None of this means that district courts may not
consolidate cases for “all purposes” in appropriate circumstances.
District courts enjoy substantial discretion in deciding whether
and to what extent to consolidate cases. See 9A Wright & Miller
§2383 (collecting cases). What our decision does mean is that
constituent cases retain their separate identities at least to the
extent that a final decision in one is immediately appealable by
the losing party. That is, after all, the point at which, by
definition, a “district court disassociates itself from a case.”
Swint v.
Chambers County Comm’n, 514 U. S. 35,
42 (1995) . We thus express no view on any issue arising prior to
that time.
* * *
The normal rule is that a “final decision”
confers upon the losing party the immediate right to appeal. That
rule provides clear guidance to litigants. Creating exceptions to
such a critical step in litigation should not be under- taken
lightly. Congress has granted us the authority to prescribe rules
“defin[ing] when a ruling of a district court is final for the
purposes of appeal under” §1291, 28 U. S. C. §2072(c),
and we have explained that changes with respect to the meaning of
final decision “are to come from rulemaking, . . . not
judicial decisions in particular controversies,”
Microsoft
Corp. v.
Baker, 582 U. S. ___, ___ (2017) (slip
op., at 15). If, as Samuel fears, our holding in this case were to
give rise to practical problems for district courts and litigants,
the appropriate Federal Rules Advisory Committees would certainly
remain free to take the matter up and recommend revisions
accordingly.
Rule 42(a) did not purport to alter the settled
understanding of the consequences of consolidation. That
understanding makes clear that when one of several consolidated
cases is finally decided, a disappointed litigant is free to seek
review of that decision in the court of appeals.
We reverse the judgment of the Court of Appeals
for the Third Circuit and remand the case for further proceedings
consistent with this opinion.
It is so ordered.