SUPREME COURT OF THE UNITED STATES
_________________
No. 15–1498
_________________
JEFFERSON B. SESSIONS, III, ATTORNEY GENERAL,
PETITIONER
v. JAMES GARCIA DIMAYA
on writ of certiorari to the united states
court of appeals for the ninth circuit
[April 17, 2018]
Justice Thomas, with whom Justice Kennedy and
Justice Alito join as to Parts I–C–2, II–A–1, and II–B,
dissenting.
I agree with The Chief Justice that 18
U. S. C. §16(b), as incorporated by the Immigration and
Nationality Act (INA), is not unconstitutionally vague. Section
16(b) lacks many of the features that caused this Court to
invalidate the residual clause of the Armed Career Criminal Act
(ACCA) in
Johnson v.
United States, 576 U. S.
___ (2015). ACCA’s residual clause—a provision that this Court had
applied four times before
Johnson—was not unconstitutionally
vague either. See
id., at ___ (Thomas, J., concurring in
judgment) (slip op., at 1);
id., at ___–___ (Alito, J.,
dissenting) (slip op., at 13–17). But if the Court insists on
adhering to
Johnson, it should at least take
Johnson
at its word that the residual clause was vague due to the
“ ‘sum’ ” of its specific features.
Id., at ___
(majority opinion) (slip op., at 10). By ignoring this limitation,
the Court jettisons
Johnson’s assurance that its holding
would not jeopardize “dozens of federal and state criminal laws.”
Id., at ___ (slip op., at 12).
While The Chief Justice persuasively explains
why respondent cannot prevail under our precedents, I write
separately to make two additional points. First, I continue to
doubt that our practice of striking down statutes as
unconstitutionally vague is consistent with the original meaning of
the Due Process Clause. See
id., at ___–___ (opinion of
Thomas, J.) (slip op., at 7–18). Second, if the Court thinks that
§16(b) is unconstitutionally vague because of the “categorical
approach,” see
ante, at 6–11, then the Court should abandon
that approach—not insist on reading it into statutes and then
strike them down. Accordingly, I respectfully dissent.
I
I continue to harbor doubts about whether the
vagueness doctrine can be squared with the original meaning of the
Due Process Clause—and those doubts are only amplified in the
removal context. I am also skeptical that the vagueness doctrine
can be justified as a way to prevent delegations of core
legislative power in this context. But I need not resolve these
questions because, if the vagueness doctrine has any basis in the
Due Process Clause, it must be limited to cases in which the
statute is unconstitutionally vague as applied to the person
challenging it. That is not the case for respondent, whose prior
convictions for first-degree residential burglary in California
fall comfortably within the scope of §16(b).
A
The Fifth Amendment’s Due Process Clause
provides that no person shall be “deprived of life, liberty, or
prop- erty, without due process of law.” Section 16(b), as
incorpo-rated by the INA, cannot violate this Clause unless the
following propositions are true: The Due Process Clause requires
federal statutes to provide certain minimal procedures, the
vagueness doctrine is one of those procedures, and the vagueness
doctrine applies to statutes governing the removal of aliens.
Although I need not resolve any of these propositions today, each
one is questionable. I will address them in turn.
1
First, the vagueness doctrine is not
legitimate unless the “law of the land” view of due process is
incorrect. Under that view, due process “require[s] only that our
Government . . . proceed . . . according to
written constitutional and statutory provision[s] before depriving
someone of life, liberty, or property.”
Nelson v.
Colorado, 581 U. S. ___, ___, n. 1 (2017) (Thomas,
J., dissenting) (slip op., at 2, n. 1) (internal quotation
marks omitted). More than a half century after the founding, the
Court rejected this view of due process in
Murray’s Lessee
v.
Hoboken Land & Improvement Co., 18 How. 272 (1856).
See
id., at 276 (holding that the Due Process Clause “is a
restraint on the legislative as well as on the executive and
judicial powers of the government”). But the textual and historical
support for the law-of-the-land view is not insubstantial.[
1]
2
Even under
Murray’s Lessee, the
vagueness doctrine is legitimate only if it is a “settled usag[e]
and mod[e] of proceeding existing in the common and statute law of
England, before the emigration of our ancestors.”
Id., at
277. That proposition is dubious. Until the end of the 19th
century, “there is little indication that anyone . . .
believed that courts had the power under the Due Process Claus[e]
to nullify statutes on [vagueness] ground[s].”
Johnson,
supra, at ___ (opinion of Thomas, J.) (slip op., at
11). That is not because Americans were
unfamiliar with vague laws. Rather, early American courts, like
their English predecessors, addressed vague laws through statutory
construction instead of constitutional law. See Note, Void for
Vagueness: An Escape From Statutory Interpretation, 23 Ind.
L. J. 272, 274–279 (1948). They invoked the rule of lenity and
declined to apply vague penal statutes on a case-by-case basis. See
Johnson, 576 U. S., at ___–___ (opinion of Thomas, J.)
(slip op., at 7–10);
e.g., ante, at 5–6, and n. 1
(Gorsuch, J., concurring in part and concurring in judgment)
(collecting cases).[
2] The
modern vagueness doctrine, which claims the judicial author- ity to
“strike down” vague legislation on its face, did not emerge until
the turn of the 20th century. See
Johnson, 576 U. S.,
at ___–___ (opinion of Thomas, J.) (slip op., at 11–13).
The difference between the traditional rule of
lenity and
the modern vagueness doctrine is not merely
semantic. Most obviously, lenity is a tool of statutory
construction, which means States can abrogate it—and many have.
Hall, Strict or Liberal Construction of Penal Statutes, 48 Harv.
L. Rev. 748, 752–754 (1935); see also Scalia, Assorted Canards
of Contemporary Legal Analysis, 40 Case W. Res. L. Rev. 581, 583
(1989) (“Arizona, by the way, seems to have preserved a fair and
free society without adopting the rule that criminal statutes are
to be strictly construed” (citing Ariz. Rev. Stat. §1-211C
(1989))). The vagueness doctrine, by contrast, is a rule of
constitutional law that States cannot alter or abolish. Lenity,
moreover, applies only to “penal” statutes, 1 Blackstone,
Commentaries on the Laws of England 88 (1765), but the vagueness
doctrine extends to all regulations of individual conduct, both
penal and nonpenal,
Johnson, 576 U. S., at ___ (opinion
of Thomas, J.) (slip op., at 6); see also Note, Indefinite Criteria
of Definiteness in Statutes, 45 Harv. L. Rev. 160, 163 (1931)
(explaining that the modern vagueness doctrine was not merely an
“extension of the rule of strict construction of penal statutes”
because it “expressly include[s] civil statutes within its scope,”
reflecting a “regrettable disregard” for legislatures).[
3] In short, early American courts were
not applying the modern vagueness doctrine by another name. They
were engaged in a fundamentally different enterprise.
Tellingly, the modern vagueness doctrine emerged
at a time when this Court was actively interpreting the Due
Process Clause to strike down democratically
enacted laws—first in the name of the “liberty of contract,” then
in the name of the “right to privacy.” See
Johnson, 576
U. S., at ___–___ (opinion of Thomas, J.) (slip op., at
13–16). That the vagueness doctrine “develop[ed] on the federal
level concurrently with the growth of the tool of substantive due
process” does not seem like a coincidence. Note, 23 Ind.
L. J., at 278. Like substantive due process, the vagueness
doctrine provides courts with “open-ended authority to oversee
[legislative] choices.”
Kolender v.
Lawson, 461
U. S. 352, 374 (1983) (White, J., dissenting). This Court, for
example, has used the vagueness doctrine to invalidate
antiloitering laws, even though those laws predate the Declaration
of Independence. See
Johnson,
supra, at ___ (opinion
of Thomas, J.) (slip op., at 7) (discussing
Chicago v.
Morales, 527 U. S. 41 (1999) ).
This Court also has a bad habit of invoking the
Due Process Clause to constitutionalize rules that were
traditionally left to the democratic process. See,
e.g.,
Williams v.
Pennsylvania, 579 U. S. ___ (2016);
BMW of North America, Inc. v.
Gore, 517 U. S.
559 (1996) ;
Foucha v.
Louisiana, 504 U. S. 71
(1992) ; cf.
Montgomery v.
Louisiana, 577 U. S.
___ (2016). If vagueness is another example of this practice, then
that is all the more reason to doubt its legitimacy.
3
Even assuming the Due Process Clause prohibits
vague laws, this prohibition might not apply to laws governing the
removal of aliens. Cf.
Johnson, 576 U. S., at ___,
n. 7 (opinion of Thomas, J.) (slip op., at 17, n. 7)
(stressing the need for specificity when assessing alleged due
process rights). The Founders were familiar with English law, where
“ ‘the only question that ha[d] ever been made in regard to
the power to expel aliens [was] whether it could be exercised by
the King without the consent of Parliament.’ ”
Demore
v.
Kim, 538 U. S. 510, 538 (2003) (O’Connor, J.,
concurring in part and concurring in judgment) (quoting
Fong Yue
Ting v.
United States, 149 U. S. 698, 709 (1893) ).
And, in this country, the notion that the Due Process Clause
governed the removal of aliens was not announced until the 20th
century.
Less than a decade after the ratification of the
Bill of Rights, the founding generation had an extensive debate
about the relationship between the Constitution and federal removal
statutes. In 1798, the Fifth Congress enacted the Alien Acts. One
of those Acts, the Alien Friends Act, gave the President unfettered
discretion to expel any aliens “he shall judge dangerous to the
peace and safety of the United States, or shall have reasonable
grounds to suspect are concerned in any treasonable or secret
machinations against the government thereof.” An Act Concerning
Aliens §1, 1Stat. 571. This statute was modeled after the Aliens
Act 1793 in England, which similarly gave the King unfettered
discretion to expel aliens as he “shall think necessary for the
publick Secur- ity.” 33 Geo. III, ch. 4, §18, in 39 Eng. Stat. at
Large 16. Both the Fifth Congress and the States thoroughly de-
bated the Alien Friends Act. Virginia and Kentucky enacted
resolutions (anonymously drafted by Madison and Jefferson) opposing
the Act, while 10 States enacted counter-resolutions condemning the
views of Virginia and Kentucky. See Fehlings, Storm on the
Constitution: The First Deportation Law, 10 Tulsa J. Comp. &
Int’l L. 63, 85, 103 (2002).
The Jeffersonian Democratic-Republicans, who
viewed the Alien Friends Act as a threat to their party and the
institution of slavery,[
4]
raised a number of constitutional objections. Some of the
Jeffersonians argued that the Alien Friends Act violated the Fifth
Amendment’s Due Process Clause. They complained that the Act failed
to provide aliens with all the accouterments of a criminal trial.
See,
e.g., Kentucky Resolutions ¶6, in 4 The Debates in the
Several Conventions on the Adoption of the Federal Constitution
541–542 (J. Elliot ed. 1836) (Elliot’s Debates); 8 Annals of Cong.
1982–1983 (1798) (statement of Rep. Gallatin); Madison’s Report on
the Virginia Resolutions (Jan. 7, 1800), in 6 Writings of James
Madison 361–362 (G. Hunt ed. 1906) (Madison’s Report).[
5]
The Federalists gave two primary responses to
this due process argument. First, the Federalists argued that the
rights of aliens were governed by the law of nations, not the
Constitution. See,
e.g., Randolph, Debate on Virginia
Resolutions, in The Virginia Report of 1799–1800, pp. 34–35 (1850)
(Virginia Debates) (statement of George K. Taylor) (arguing that
aliens “were not a party to the [Constitution]” and that “cases
between the government and
aliens . . . arise under the law of
nations”);
id., at 100 (statement of William Cowan)
(identifying the source of rights “as to citizens, the
Constitution; as to aliens, the law of nations”); A. Addison, A
Charge to the Grand Juries of the County Courts of the Fifth
Circuit of the State of Pennsylvania 18 (1799) (Charge to the Grand
Juries) (“[T]he Constitution leaves aliens, as in other countries,
to the protection of the general principles of the law of
nations”); Answer to the Resolutions of the State of Kentucky, Oct.
29, 1799, in 4 Records of the Governor and Council of the State of
Vermont 528 (1876) (denying “that aliens had any rights among us,
except what they derived from the law of nations, and rights of
hospitality”). The law of nations imposed no enforceable limits on
a nation’s power to remove aliens. See,
e.g., 1 E. de
Vattel, Law of Nations, §§230–231, pp. 108–109 (J. Chitty
et al. transl. and ed. 1883).
Second, the Federalists responded that the
expulsion of aliens “did not touch life, liberty, or property.”
Virginia Debates 34. The founding generation understood the phrase
“life, liberty, or property” to refer to a relatively narrow set of
core private rights that did not depend on the will of the
government. See
Wellness Int’l Network, Ltd. v.
Sharif, 575 U. S. ___, ___–___ (2015) (Thomas, J.,
dissenting) (slip op., at 9–10); Nelson, Adjudication in the
Political Branches, 107 Colum. L. Rev. 559, 566–568 (2007)
(Nelson). Quasi-private rights—“privileges” or “franchises”
bestowed by the government on individuals—did not qualify and could
be taken away without judicial process. See
B&B Hardware,
Inc. v.
Hargis Industries, Inc., 575 U. S. ___, ___
(2015) (Thomas, J., dissenting) (slip op., at 12); Nelson 567–569.
The Federalists argued that an alien’s right to reside in this
country was one such privilege. See,
e.g., Virginia Debates
34 (arguing that “ordering away an alien . . . was not a
matter of right, but of favour,” which did not require a jury
trial); Report of the Select Committee of the House of
Representatives, Made to the House of Representatives on Feb. 21,
1799, 9 Annals of Cong. 2987 (1799) (stating that aliens “remain in
the country . . . merely as matter of favor and
permission” and can be removed at any time without a criminal
trial); Charge to the Grand Juries 11–13 (similar). According to
the Minority Address of the Virginia Legislature (anonymously
drafted by John Marshall), “[T]he right of remaining in our country
is vested in no alien; he enters and remains by the courtesy of the
sovereign power, and that courtesy may at pleasure be withdrawn”
without judicial process. Address of the Minority in the Virginia
Legislature to the People of that State 9–10 (1799) (Virginia
Minority Address). Unlike “a grant of land,” the “[a]dmission of an
alien to residence . . . is revocable, like a
permission.” A. Addison, Analysis of the Report of the Committee of
the Virginia Assembly 23 (1800). Removing a resident alien from the
country did not affect “life, lib- erty, or property,” the
Federalists argued, until the alien became a naturalized citizen.
See
id., at 23–24; Charge to the Grand Juries 11–13. That
the alien’s permanent residence was conferred by statute would not
have made a difference. See Nelson 571, 580–582;
Teva
Pharmaceuticals USA, Inc. v.
Sandoz, Inc., 574
U. S. ___, ___, n. 2 (2015) (Thomas, J., dissenting)
(slip op., at 9, n. 2).
After the Alien Friends Act lapsed in 1800,
Congress did not enact another removal statute for nearly a
century. The States enacted their own removal statutes during this
period, see G. Neuman, Strangers to the Constitution 19–43 (1996),
and I am aware of no decision questioning the legality of these
statutes under State due-process or law-of-the-land provisions.
Beginning in the late 19th century, the Federal Government
reinserted itself into the regulation of immigration. When this
Court was presented with constitutional challenges to Congress’
removal laws, it initially rejected them for many of the same
reasons that Marshall and the Federalists had cited in defense of
the Alien Friends Act. Although the Court rejected the Federalists’
argument that resident aliens do not enjoy constitutional rights,
see
Wong Wing v.
United States, 163 U. S. 228,
238 (1896) , it agreed that civil deportation statutes do not
implicate “life, liberty, or property,” see,
e.g., Harisi-
ades v.
Shaughnessy, 342 U. S. 580, 584 –585 (1952)
(“[T]hat admission for permanent residence confers a ‘vested right’
on the alien [is] not founded in precedents of this Court”);
United States ex rel. Turner v.
Williams, 194
U. S. 279, 290 (1904) (“[T]he deportation of an alien who is
found to be here in violation of law is not a deprivation of
liberty without due process of law”);
Fong Yue Ting, 149
U. S., at 730 (“[Deportation] is but a method of enforcing the
return to his own country of an alien who has not complied with
[statutory] conditions . . . . He has not,
therefore, been deprived of life, liberty, or property without due
process of law”);
id., at 713–715 (similar). Consistent with
this understanding, “federal immigration laws from 1891 until 1952
made no express provision for judicial review.”
Demore, 538
U. S., at 538 (opinion of O’Connor, J.).
It was not until the 20th century that this
Court held that nonpenal removal statutes could violate the Due
Process Clause. See
Wong Yang Sung v.
McGrath, 339
U. S. 33, 49 (1950) . That ruling opened the door for the
Court to apply the then-nascent vagueness doctrine to immigration
statutes. But the Court upheld vague standards in immigration laws
that it likely would not have tolerated in criminal statutes. See,
e.g., Boutilier v.
INS, 387 U. S. 118,
122 (1967) (“ ‘psychopathic personality’ ”);
Jordan v.
De George, 341 U. S. 223, 232 (1951)
(“ ‘crime involving moral turpitude’ ”); cf.
Mahler,
supra, at 40 (“ ‘undesirable
residents’ ”). Until today, this Court has never held that an
immigration statute is unconstitutionally vague.
Thus, for more than a century after the
founding, it was, at best, unclear whether federal removal statutes
could violate the Due Process Clause. And until today, this Court
had never deemed a federal removal statute void for vagueness.
Given this history, it is difficult to conclude that a ban on vague
removal statutes is a “settled usag[e] and mod[e] of proceeding
existing in the common and statute law of England, before the
emigration of our ancestors” protected by the Fifth Amendment’s Due
Process Clause.
Murray’s Lessee, 18 How., at 277.
B
Instead of a longstanding procedure under
Murray’s Lessee, perhaps the vagueness doctrine is really a
way to enforce the separation of powers—specifically, the doctrine
of nondelegation. See Chapman & McConnell, Due Process as
Separation of Powers, 121 Yale L. J. 1672, 1806 (2012) (“Vague
statutes have the effect of delegating lawmaking authority to the
executive”). Madison raised a similar objection to the Alien
Friends Act, arguing that its expansive language effectively
allowed the President to exercise legislative (and judicial) power.
See Madison’s Report 369–371. And this Court’s precedents have
occasionally described the vagueness doctrine in terms of
nondelegation. See,
e.g., Grayned v.
City of
Rockford, 408 U. S. 104, 108 –109 (1972) (“A vague law
impermissibly delegates basic policy matters”). But they have not
been consistent on this front. See,
e.g., Aptheker v.
Secretary of State, 378 U. S. 500, 516 (1964)
(“ ‘The objectionable qual- ity of vagueness . . .
does not depend upon . . . unchanneled delegation of
legislative powers’ ”);
Maynard v.
Cartwright,
486 U. S. 356, 361 (1988) (“Objections to vagueness under the
Due Process Clause rest on the lack of notice”).
I agree that the Constitution prohibits Congress
from delegating core legislative power to another branch. See
Department of Transportation v.
Association of American
Railroads, 575 U. S. ___, ___ (2015) (
AAR) (Thomas,
J., concurring in judgment) (slip op., at 3) (“Congress improperly
‘delegates’ legislative power when it authorizes an entity other
than itself to make a determination that requires an exercise of
legislative power”); accord,
Whitman v.
American Trucking
Assns., Inc., 531 U. S. 457, 487 (2001) (Thomas, J.,
concurring). But I locate that principle in the Vesting Clauses of
Articles I, II, and III—not in the Due Process Clause.
AAR,
supra, at ___–___ (opinion of Thomas, J.) (slip op., at
2–3); see also
Hampton v.
Mow Sun Wong, 426
U. S. 88, 123 (1976) (Rehnquist, J., dissenting) (“[T]hat
there was an improper delegation of authority . . . has
not previously been thought to depend upon the procedural
requirements of the Due Process Clause”). In my view, impermissible
delegations of legislative power violate this principle, not just
delegations that deprive individuals of “life, liberty, or
property,” Amdt. 5.
Respondent does not argue that §16(b), as
incorporated by the INA, is an impermissible delegation of power.
See Brief for Respondent 50 (stating that “there is no delegation
question” in this case). I would not reach that question here,
because this case can be resolved on narrower grounds. See Part
I–C,
infra. But at first blush, it is not at all obvious
that the nondelegation doctrine would jus- tify wholesale
invalidation of §16(b).
If §16(b) delegates power in this context, it
delegates power primarily to the Executive Branch entities that
administer the INA—namely, the Attorney General, immigration
judges, and the Board of Immigration Appeals (BIA). But Congress
does not “delegate” when it merely authorizes the Executive Branch
to exercise a power that it already has. See
AAR,
supra, at ___ (opinion of Thomas, J.) (slip op., at 3). And
there is some founding-era evidence that “the executive Power,”
Art. II, §1, includes the power to deport aliens.
Blackstone—one of the political philosophers
whose writings on executive power were “most familiar to the
Framers,” Prakash & Ramsey, The Executive Power Over Foreign
Affairs, 111 Yale L. J. 231, 253 (2001)—described the power to
deport aliens as executive and located it with the King. Alien
friends, Blackstone explained, are “liable to be sent home whenever
the king sees occasion.” 1 Commentaries on the Laws of England 252
(1765). When our Constitution was ratified, moreover, “[e]minent
English judges, sitting in the Judicial Committee of the Privy
Council, ha[d] gone very far in supporting the . . .
expulsion, by the executive authority of a colony, of aliens.”
Demore, 538 U. S., at 538 (opinion of O’Connor, J.)
(quoting
Fong Yue Ting, 149 U. S., at 709). Some of the
Federalists defending the Alien Friends Act similarly argued that
the President had the power to remove aliens. See,
e.g.,
Virginia Debates 35 (statement of George K. Taylor) (arguing that
the power to remove aliens is “most properly entrusted” with the
President, since “[h]e, by the Constitution, was bound to execute
the laws” and is “the executive officer, with whom all persons and
bodies whatever were accustomed to communicate”); Virginia Minority
Address 9 (arguing that the removal of aliens “is a measure of
general safety, in its nature political and not forensic, the
execution of which is properly trusted to the department which
represents the nation in all its interior relations”); Charge to
the Grand Juries 29–30 (“As a measure of national defence, this
discretion, of expulsion or indulgence, seems properly vested in
the branch of the government peculiarly charged with the direction
of the executive powers, and of our foreign relations. There is in
it a mixture of external policy, and of the law of nations, that
justifies this disposition”). More recently, this Court recognized
that “[r]emoval decisions” implicate “our customary policy of
deference to the President in matters of foreign affairs” because
they touch on “our relations with foreign powers and require
consideration of changing political and economic circumstances.”
Jama v.
Immigration and Customs Enforcement, 543
U. S. 335, 348 (2005) (internal quotation marks omitted).
Taken together, this evidence makes it difficult to confidently
conclude that the INA, through §16(b), delegates core legislative
power to the Executive.
Instead of the Executive, perhaps §16(b)
impermissibly delegates power to the Judiciary, since the Courts of
Appeals often review the BIA’s application of §16(b). I assume
that, at some point, a statute could be so devoid of content that a
court tasked with interpreting it “would simply be making up a
law—that is, exercising legislative power.” Lawson, Delegation and
Original Meaning, 88 Va. L. Rev. 327, 339 (2002); see
id., at 339–340 (providing examples such as a
gibberish-filled statute or a statute that requires
“ ‘goodness and niceness’ ”). But I am not confident that
our modern vagueness doctrine—which focuses on whether regulations
of individual conduct provide “fair warning,” are “clearly
defined,” and do not encourage “arbitrary and discriminatory
enforcement,”
Grayned, 408 U. S., at 108;
Kolender, 461 U. S., at 357—accurately demarcates the
line between legislative and judicial power. The Founders
understood that the interpretation of legal texts, even vague ones,
remained an exercise of core judicial power. See
Perez v.
Mortgage Bankers Assn., 575 U. S. ___, ___–___ (2015)
(Thomas, J., concurring in judgment) (slip op., at 8–9); Hamburger,
The Constitution’s Accommodation of Social Change, 88 Mich.
L. Rev. 239, 303–310 (1989). Courts were expected to clarify
the meaning of such texts over time as they applied their terms to
specific cases. See
id., at 309–310; Nelson, Originalism and
Interpretive Conventions, 70 U. Chi. L. Rev. 519, 526 (2003).
Although early American courts declined to apply vague or
unintelligible statutes as appropriate in individual cases, they
did not wholesale invalidate them as unconstitutional delegations
of legislative power. See
Johnson, 576 U. S., at
___–___, and n. 3 (opinion of Thomas, J.) (slip op., at 10–11,
and n. 3).
C
1
I need not resolve these historical questions
today, as this case can be decided on narrower grounds. If the
vagueness doctrine has any basis in the original meaning of the Due
Process Clause, it must be limited to case-by-case challenges to
particular applications of a statute. That is what early American
courts did when they applied the rule of lenity. See
id., at
___ (slip op., at 10). And that is how early American courts
addressed constitutional challenges to statutes more generally. See
ibid. (“[T]here is good evidence that [antebellum] courts
. . . understood judicial review to consist ‘of a refusal
to give a statute effect as operative law in resolving a case,’ a
notion quite distinct from our modern practice of
‘ “strik[ing] down” legislation’ ” (quoting Walsh,
Partial Unconstitutionality, 85 N. Y. U. L. Rev. 738, 756
(2010)).
2
This Court’s precedents likewise recognize
that, outside the First Amendment context, a challenger must prove
that the statute is vague as applied to him. See
Holder v.
Humanitarian Law Project, 561 U. S. 1, 18 –19 (2010);
United States v.
Williams, 553 U. S. 285, 304
(2008) ;
Maynard, 486 U. S., at 361;
Hoffman
Estates v.
Flipside, Hoffman Estates, Inc., 455
U. S. 489, 495 , and n. 7 (1982) (collecting cases).
Johnson did not overrule these precedents. While
Johnson weakened the principle that a facial challenge
requires a statute to be vague “in
all applications,” 576
U. S., at ___ (slip op., at 11) (emphasis added), it did not
address whether a statute must be vague as applied to the person
challenging it. That question did not arise because the Court
concluded that ACCA’s residual clause was vague as applied to the
crime at issue there: unlawful possession of a short-barreled
shotgun. See
id., at ___ (slip op., at 9).
In my view, §16(b) is not vague as applied to
respondent. When respondent committed his burglaries in 2007 and
2009, he was “sufficiently forewarned . . . that the
statutory consequence . . . is deportation.”
De
George, 341 U. S., at 232. At the time, courts had
“unanimous[ly]” concluded that residential burglary is a crime of
violence, and not “a single opinion . . . ha[d] held that
[it] is
not.”
United States v.
M. C. E., 232 F. 3d 1252, 1255–1256 (CA9
2000); see also
United States v.
Davis, 881
F. 2d 973, 976 (CA11 1989) (explaining that treating
residential burglary as a crime of violence was “[i]n accord with
common law tradition and the settled law of the federal circuits”).
Residential burglary “ha[d] been considered a violent offense for
hundreds of years . . . because of the potential for
mayhem if burglar encounters resident.”
United States v.
Pinto, 875 F. 2d 143, 144 (CA7 1989). The Model Penal
Code had recognized that risk, see ALI, Model Penal Code §221.1,
Comment 3(c), p. 75 (1980); the Sentencing Commission had
recognized that risk; see United States Sentencing Commission,
Guidelines Manual §4B1.2(a)(2) (Nov. 2006); and this Court had
repeatedly recognized that risk, see,
e.g., James v.
United States, 550 U. S. 192, 203 (2007) ;
Taylor v.
United States, 495 U. S. 575, 588
(1990) . In
Leocal v.
Ashcroft, 543 U. S. 1
(2004) , this Court unanimously agreed that burglary is the
“classic example” of a crime of violence under §16(b), because it
“involves a substantial risk that the burglar will use force
against a victim in completing the crime.”
Id., at 10.
That same risk is present with respect to
respondent’s statute of conviction—first-degree residential
burglary, Cal. Penal Code Ann. §§459, 460(a) (West 1999). The
California Supreme Court has explained that the State’s burglary
laws recognize “the dangers to personal safety created by the
usual burglary situation.”
People v.
Davis,
18 Cal. 4th
712, 721, 958 P. 2d 1083, 1089 (1998) (emphasis added).
“ ‘[T]he fact that a building is used as a home
. . . increases such danger,’ ” which is why
California elevates residential burglary to a first-degree offense.
People v.
Rodriguez, 122 Cal. App. 4th 121, 133, 18
Cal. Rptr. 3d 550, 558 (2004); see also
People v.
Wilson, 208 Cal. App. 3d 611, 615,
256 Cal. Rptr.
422,
425 (1989)
(“[T]he higher degree . . . is intended to prevent those
situations which are most dangerous, most likely to cause personal
injury” (emphasis deleted)). Although unlawful entry is not an
element of the offense, courts “unanimous[ly]” agree that the
offense still involves a substantial risk of physical force.
United States v.
Avila, 770 F. 3d 1100, 1106
(CA4 2014); accord,
United States v.
Maldonado, 696
F. 3d 1095, 1102, 1104 (CA10 2012);
United States v.
Scanlan, 667 F. 3d 896, 900 (CA7 2012);
United
States v.
Echeverria–Gomez, 627 F. 3d 971, 976 (CA5
2010);
United States v.
Becker, 919 F. 2d 568,
573 (CA9 1990). First-degree residential burglary requires entry
into an inhabited dwelling, with the intent to commit a felony,
against the will of the homeowner—the key elements that create the
risk of violence. See
United States v.
Park, 649
F. 3d 1175, 1178–1180 (CA9 2011);
Avila,
supra,
at 1106–1107;
Becker,
supra, at 571, n. 5. As
this Court has explained, “[t]he main risk of burglary arises not
from the simple physical act of wrongfully entering onto another’s
property, but rather from the possibility of a face-to-face
confrontation between the burglar and a third party.”
James,
supra, at 203.
Drawing on
Johnson and the decision
below, the Court suggests that residential burglary might not be a
crime of violence because “ ‘only about seven percent of
burglaries actually involve violence.’ ”
Ante, at 9,
n. 3 (citing
Dimaya v.
Lynch, 803 F. 3d
1110, 1116, n. 7 (CA9 2015)); see Bureau of Justice
Statistics, S. Catalano, National Crime Victimization Survey:
Victimization During Household Burglary 1 (Sept. 2010),
https://www.bjs.gov/content/pub/ pdf/vdhb.pdf (as last visited Apr.
13, 2018). But this statistic—which measures actual violence
against a member of the household, see
id., at 1, 12—is
woefully underinclusive. It excludes other potential victims
besides household members—for example, “a police officer, or a
bystande[r] who comes to investigate,”
James,
supra,
at 203. And §16(b) requires only a risk of physical force, not
actual physical force, and that risk would seem to be present
whenever someone is home during the burglary. Further,
Johnson is not conclusive because, unlike ACCA’s residual
clause, §16(b) covers offenses that involve a substantial risk of
physical force “against the person
or property of another.”
(Emphasis added.) Surely the ordinary case of residential burglary
involves at least one of these risks. According to the statistics
referenced by the Court, most burglaries involve either a forcible
entry (
e.g., breaking a window or slashing a door screen),
an attempted forcible entry, or an unlawful entry when someone is
home. See Bureau of Justice Statistics,
supra, at 2 (Table
1). Thus, under any metric, respondent’s convictions for
first-degree residential burglary are crimes of violence under
§16(b).
3
Finally, if facial vagueness challenges are ever
appropriate, I adhere to my view that a law is not facially vague
“ ‘[i]f any fool would know that a particular category of
conduct would be within the reach of the statute, if there is an
unmistakable core that a reasonable person would know is forbidden
by the law.’ ”
Morales, 527 U. S., at 112 (Thomas,
J., dissenting) (quoting
Kolender, 461 U. S., at
370–371 (White, J., dissenting)). The residual clause of ACCA had
such a core. See
Johnson, 576 U. S., at ___ (slip op.,
at 10);
id., at ___–___ (Alito, J., dissenting) (slip op.,
at 14–15). And §16(b) has an even wider core, as The Chief Justice
explains. Thus, the Court should not have invalidated §16(b),
either on its face or as applied to respondent.
II
Even taking the vagueness doctrine and
Johnson at face value, I disagree with the Court’s decision
to invalidate §16(b). The sole reason that the Court deems §16(b)
unconstitutionally vague is because it reads the statute as
incorporating the categorical approach—specifically, the “ordinary
case” approach from ACCA’s residual clause. Although the Court
mentions “[t]wo features” of §16(b) that make it vague—the
ordinary-case approach and an imprecise risk standard—the Court
admits that the second feature is problematic only in combination
with the first.
Ante, at 8. Without the ordinary-case
approach, the Court “do[es] not doubt” the constitutionality of
§16(b).
Ante, at 10.
But if the categorical approach renders §16(b)
unconstitutionally vague, then constitutional avoidance requires us
to make a reasonable effort to avoid that interpretation. And a
reasonable alternative interpretation is available: Instead of
asking whether the ordinary case of an alien’s offense presents a
substantial risk of physical force, courts should ask whether the
alien’s actual underlying conduct presents a substantial risk of
physical force. I will briefly discuss the origins of the
categorical approach and then explain why the Court should abandon
it for §16(b).
A
1
The categorical approach originated with
Justice Blackmun’s opinion for the Court in
Taylor v.
United States, 495 U. S. 575 (1990) . The question in
Taylor was whether ACCA’s reference to “burglary” meant
burglary as defined by state law or burglary in the generic sense.
After “devoting 10 pages of [its] opinion to legislative history,”
id., at 603 (Scalia, J., concurring in part and concurring
in judgment), and finding that Congress had made “an inadvertent
casualty in [the] complex drafting process,”
id., at 589–590
(majority opinion), the Court concluded that ACCA referred to
burglary in the generic sense,
id., at 598. The Court then
addressed how the Government would prove that a defendant was
convicted of generic burglary, as opposed to another offense.
Id., at 599–602.
Taylor rejected the notion that the
Government could introduce evidence about the “particular facts” of
the defendant’s underlying crime.
Id., at 600. Instead, the
Court adopted a “categorical approach,” which focused primarily on
the “statutory definition of the prior offense.”
Id., at
602.
Although
Taylor was interpreting one of
ACCA’s enumerated offenses, this Court later extended the
categorical approach to ACCA’s residual clause. See
James,
550 U. S., at 208. That extension required some reworking.
Because ACCA’s enumerated-offenses clause asks whether a prior
conviction “is burglary, arson, or extortion,” 18
U. S. C. §924(e)(2)(B)(ii),
Taylor instructed
courts to focus on the definition of the underlying crime. The
residual clause, by contrast, asks whether a prior conviction
“involves conduct that presents a serious potential risk of
physical injury to another.” §924(e)(2)(B)(ii). Thus, the Court
held that the categorical approach for the residual clause asks
“whether the conduct encompassed by the elements of the offense,
in the ordinary case, presents a serious potential risk of
injury to another.”
James,
supra, at 208 (emphasis
added). This “ordinary case” approach allowed courts to apply the
residual clause without inquiring into the individual facts of the
defendant’s prior crime.
Taylor gave a few reasons why the
categorical approach was the correct reading of ACCA, see 495
U. S., at 600–601, but the “heart of the decision” was the
Court’s concern with limiting the amount of evidence that the
parties could introduce at sentencing.
Shepard v.
United
States, 544 U. S. 13, 23 (2005) . Specifically, the Court
was worried about potential violations of the Sixth Amendment. If
the parties could introduce evidence about the defendant’s
underlying conduct, then sentencing proceedings might devolve into
a full-blown minitrial, with factfinding by the judge instead of
the jury. See
id., at 24–26;
Taylor,
supra, at
601. While this Court’s decision in
Almendarez-Torres v.
United States, 523 U. S. 224 (1998) , allows judges to
find facts about a defendant’s prior convictions, a full-blown
minitrial would look “too much like” the kind of factfinding that
the Sixth Amendment requires the jury to conduct.
Shepard,
544 U. S., at 25. By construing ACCA to require a categorical
approach, then, the Court was following “[t]he rule of reading
statutes to avoid serious risks of unconstitutionality.”
Ibid.
2
I disagreed with the Court’s decision to
extend the categorical approach to ACCA’s residual clause. See
James, 550 U. S., at 231–232 (dissenting opinion). The
categorical approach was an “ ‘unnecessary exercise,’ ” I
explained, because it created the same Sixth Amendment problem that
it tried to avoid.
Id., at 231. Absent waiver, a defendant
has the right to have a jury find “every fact that is by law a
basis for imposing or increasing punishment,” including the fact of
a prior conviction.
Apprendi v.
New Jersey, 530
U. S. 466, 501 (2000) (Thomas, J., concurring). The exception
recognized in
Almendarez-Torres for prior convictions is an
aberration, has been seriously undermined by subsequent precedents,
and should be reconsidered. See
Mathis v.
United
States, 579 U. S. ___, ___ (2016) (Thomas, J., concurring)
(slip op., at 1);
Shepard,
supra, at 27–28 (Thomas,
J., concurring in part and concurring in judgment). In my view, if
the Government wants to enhance a defendant’s sentence based on his
prior convictions, it must put those convictions in the indictment
and prove them to a jury beyond a reasonable doubt.[
6]
B
My objection aside, the ordinary-case approach
soon created problems of its own. The Court’s attempt to avoid the
Scylla of the Sixth Amendment steered it straight into the
Charybdis of the Fifth. The ordinary-case approach that was created
to honor the individual right to a jury is now, according to the
Court, so vague that it deprives individuals of due process.
I see no good reason for the Court to persist in
reading the ordinary-case approach into §16(b). The text of §16(b)
does not mandate the ordinary-case approach, the concerns that led
this Court to adopt it do not apply here, and there are no
prudential reasons for retaining it. In my view, we should abandon
the categorical approach for §16(b).
1
The text of §16(b) does not require a
categorical approach. The INA declares an alien deportable if he
is
“convicted of an aggravated felony” after he
is admitted to the United States. 8 U. S. C.
§1227(a)(2)(A)(iii). Aggravated felonies include “crime[s] of
violence” as defined in §16. §1101(a)(43)(F). Section 16, in turn,
defines crimes of violence as follows:
“(a) an offense that has as an element the
use, attempted use, or threatened use of physical force against the
person or property of another, or
“(b) any other offense that is a felony and
that, by its nature, involves a substantial risk that physical
force against the person or property of another may be used in the
course of committing the offense.”
At first glance, §16(b) is not clear about the
precise question it poses. On the one hand, the statute might refer
to the metaphysical “nature” of the offense and ask whether it
ordinarily involves a substantial risk of physical force. On the
other hand, the statute might refer to the underlying facts of the
offense that the offender committed; the words “by its nature,”
“substantial risk,” and “may” would mean only that an offender who
engages in risky conduct cannot benefit from the fortuitous fact
that physical force was not actually used during his offense. The
text can bear either interpretation. See
Nijhawan v.
Holder, 557 U. S. 29, 33 –34 (2009) (“[I]n ordinary
speech words such as ‘crime,’ ‘felony,’ ‘offense,’ and the like
sometimes refer to a generic crime . . . and sometimes
refer to the specific acts in which an offender engaged on a
specific occasion”). It is entirely natural to use words like
“nature” and “offense” to refer to an offender’s actual underlying
conduct.[
7]
Although both interpretations are linguistically
possible, several factors indicate that the underlying-conduct
approach is the better one. To begin, §16(b) asks whether an
offense “involves” a substantial risk of force. The word “involves”
suggests that the offense must
necessarily include a
substantial risk of force. See The New Oxford Dictionary of English
962 (2001) (“include (something) as a necessary part or result”);
Random House Dictionary of the English Language 1005 (2d ed. 1987)
(“1. to include as
a necessary circumstance, condition, or
consequence”); Oxford American Dictionary 349 (1980) (“1. to
contain within itself, to make necessary as a condition or
result”). That condition is always satisfied if the Government must
prove that the alien’s underlying conduct involves a substantial
risk of force, but it is not always satisfied if the Government
need only prove that the “ordinary case” involves such a risk. See
Johnson, 576 U. S., at ___ (Alito, J., dissenting)
(slip op., at 12). Tellingly, the other aggravated felonies in the
INA that use the word “involves” employ the underlying-conduct
approach. See 8 U. S. C. §1101(a)(43)(M)(i) (“an offense
that involves fraud or deceit in which the loss to the victim or
victims exceeds $10,000”); §1101(h)(3) (“any crime of reckless
driving or of driving while intoxicated or under the influence of
alcohol or of prohibited substances if such crime involves personal
injury to another”). As do the similarly worded provisions of the
Comprehensive Crime Control Act of 1984, the bill that contained
§16(b). See,
e.g., 98Stat. 2059 (elevating the burden of
proof for the release of “a person found not guilty only by reason
of insanity of an offense involving bodily injury to, or serious
damage to the property of, another person, or involving a
substantial risk of such injury or damage”);
id., at 2068
(establishing the sentence for drug offenses “involving” specific
quantities and types of drugs);
id., at 2137 (defining
violent crimes in aid of racketeering to include “attempting or
conspiring to commit a crime involving maiming, assault with a
dangerous weapon, or assault resulting in serious bodily
injury”).
A comparison of §16(b) and §16(a) further
highlights why the former likely adopts an underlying-conduct
approach. Section 16(a) covers offenses that have the use,
attempted use, or threatened use of physical force “as an element.”
Because §16(b) covers “other” offenses and is separated from §16(a)
by the disjunctive word “or,” the natural inference is that §16(b)
asks a different question. In other words, §16(b) must require
immigration judges to look beyond the elements of an offense to
determine whether it involves a substantial risk of physical force.
But if the elements are insufficient, where else should immigration
judges look to determine the riskiness of an offense? Two options
are possible, only one of which is workable.
The first option is to consult the underlying
facts of the alien’s crime and then assess its riskiness. This
approach would provide a definitive answer in every case. And
courts are already familiar with this kind of inquiry. Cf.
Johnson,
supra, at ___ (slip op., at 12) (noting that
“dozens” of similarly worded laws ask courts to assess “the
riskiness of conduct in which an individual defendant engages
on
a particular occasion”). Nothing suggests that Congress imposed
a more limited inquiry when it enacted §16(b) in 1984. At the time,
Congress had not yet enacted ACCA’s residual clause, this Court had
not yet created the categorical approach, and this Court had not
yet recognized a Sixth Amendment limit on judicial factfinding at
sentencing, see
Chambers v.
United States, 555
U. S. 122, 132 (2009) (Alito, J., concurring in judgment).
The second option is to imagine the “ordinary
case” of the alien’s crime and then assess the riskiness of that
hypothetical offense. But the phrase “ordinary case” does not
appear in the statute. And imagining the ordinary case, the Court
reminds us, is “hopeless[ly] indetermina[te],” “wholly
‘speculative,’ ” and mere “guesswork.”
Ante, at 7, 24
(quoting
Johnson,
supra, at ___–___ (slip op., at 5,
7)); see also
Chambers,
supra, at 133 (opinion of
Alito, J.) (observing that the categorical approach is “nearly
impossible to apply consistently”). Because courts disfavor
interpretations that make a statute impossible to apply, see
A. Scalia & B. Garner, Reading Law 63 (2012), this
Court should reject the ordinary-case approach for §16(b) and adopt
the underlying-facts approach instead. See
Johnson,
supra, at ___ (Alito, J., dissenting) (slip op., at 10)
(“When another interpretation is ready at hand, why should we
assume that Congress gave the clause a meaning that is
impossible—or even, exceedingly difficult—to apply”).
2
That the categorical approach is not the
better reading of §16(b) should not be surprising, since the
categorical approach was never really about the best reading of the
text. As explained, this Court adopted that approach to avoid a
potential Sixth Amendment problem with sentencing judges conducting
minitrials to determine a defendant’s past conduct. But even
assuming the categorical approach solved this Sixth Amendment
problem in criminal cases, no such problem arises in immigration
cases. “[T]he provisions of the Constitution securing the right of
trial by jury have no application” in a removal proceeding.
Turner, 194 U. S., at 290. And, in criminal cases, the
underlying-conduct approach would be perfectly constitutional if
the Government included the defendant’s prior conduct in the
indictment, tried it to a jury, and proved it beyond a reasonable
doubt. See
Johnson, 576 U. S., at ___ (Alito, J.,
dissenting) (slip op., at 12). Nothing in §16(b) prohibits the
Government from proceeding this way, so the plurality is wrong to
suggest that the underlying-conduct approach would necessarily
“ping-pong us from one constitutional issue to another.”
Ante, at 14.
If constitutional avoidance applies here at all,
it requires us to
reject the categorical approach for
§16(b). According to the Court, the categorical approach is
unconstitutionally vague. And, all agree that the
underlying-conduct approach would not be. See
Johnson, 576
U. S., at ___ (majority opinion) (slip op., at 12) (“[W]e do
not doubt the constitutionality of laws that call for the
application of a qualitative standard such as ‘substantial risk’ to
real-world conduct”). Thus, if the underlying-conduct approach is a
“reasonabl[e]” interpretation of §16(b), it is our “plain duty” to
adopt it.
United States ex rel. Attorney General v.
Delaware & Hudson Co., 213 U. S. 366, 407 (1909) .
And it is reasonable, as explained above.
In
Johnson, the Court declined to adopt
the underlying-conduct approach for ACCA’s residual clause. See 576
U. S., at ___–___ (slip op., at 12–13). The Court concluded
that the categorical approach was the only reasonable reading of
ACCA because the residual clause uses the word “convictions.”
Id., at ___ (slip op., at 13). The Court also stressed the
“utter impracticability of requiring a sentencing court to
reconstruct, long after the original conviction, the conduct
underlying that conviction.”
Ibid.
Neither of these arguments is persuasive with
respect to the INA. Moreover, this Court has already rejected them.
In
Nijhawan, this Court unanimously concluded that one of
the aggravated felonies in the INA—“an offense that . . .
involves fraud or deceit in which the loss to the victim or victims
exceeds $10,000,” §1101(a)(43)(M)(i)—applies the underlying-conduct
approach, not the categorical approach. 557 U. S., at 32.
Although the INA also refers to “convict[ions],”
§1227(a)(2)(A)(iii), the Court was not swayed by that argument. The
word “convict[ion]” means only that the defendant’s underlying
conduct must “ ‘be tied to the specific counts covered by the
conviction,’ ” not “acquitted or dismissed counts or general
conduct.”
Id., at 42. As for the supposed practical problems
with proving an alien’s prior conduct, the Court did not find that
argument persuasive either. “[T]he ‘sole purpose’ of the
‘aggravated felony’ inquiry,” the Court explained, “ ‘is to
ascertain the nature of a prior conviction; it is not an invitation
to relitigate the conviction itself.’ ”
Ibid. And
because the INA places the burden on the Government to prove an
alien’s conduct by clear and convincing evidence, §1229a(c)(3)(A),
“uncertainties caused by the passage of time are likely to count in
the alien’s favor,”
id., at 42.
There are additional reasons why the practical
problems identified in
Johnson should not matter for
§16(b)—even assuming they should have mattered for ACCA’s residual
clause, see
Lewis v.
Chicago, 560 U. S. 205, 217
(2010) (“[I]t is not our task to assess the consequences of each
approach and adopt the one that produces the least mischief. Our
charge is to give effect to the law Congress enacted”). In a
removal proceeding, any difficulties with identifying an alien’s
past conduct will fall on immigration judges, not federal courts.
But those judges are already accustomed to finding facts about the
conduct underlying an alien’s prior convictions, since some of the
INA’s aggravated felonies employ the underlying-conduct approach.
The BIA has instructed immigration judges to determine such conduct
based on “any evidence admissible in re- moval proceedings,” not
just the elements of the offense or the record of conviction. See
Matter of Babaisakov, 24 I. & N. Dec. 306, 307 (2007).
No one has submitted any evidence that the BIA’s approach has been
“utter[ly] impracticab[le]” or “daunting[ly] difficul[t]” in
practice.
Ante, at 15. And even if it were, “how much time
the agency wants to devote to the resolution of particular issues
is . . . a question for the agency itself.”
Ali v.
Mukasey, 521 F. 3d 737, 741 (CA7 2008). Hypothetical
burdens on the BIA should not influence how this Court interprets
§16(b).
In short, we should not blithely assume that the
reasons why this Court adopted the categorical approach for ACCA’s
residual clause also apply to the INA’s list of aggravated
felonies. As
Nijhawan explained, “the ‘aggravated felony’
statute, unlike ACCA, contains some language that refers to generic
crimes and some language that almost certainly refers to the
specific circumstances in which a crime was committed.” 557
U. S., at 38. “The question” in each case is “to which
category [the aggra- vated felony] belongs.”
Ibid. As I have
explained, §16(b) belongs in the underlying-conduct category.
Because that is the better reading of §16(b)’s text—or at least a
reasonable reading—the Court should have adopted it here.
3
I see no prudential reason for maintaining the
categorical approach for §16(b). The Court notes that the
Government “explicitly acknowledges” that §16(b) employs the
categorical approach.
Ante, at 9. But we cannot permit the
Government’s concessions to dictate how we interpret a statute,
much less cause us to invalidate a statute enacted by a coordinate
branch. See
United States Nat. Bank of Ore. v.
Independent Ins. Agents of America, Inc., 508 U. S.
439, 446 –447 (1993);
Young v.
United States, 315
U. S. 257, 258 –259 (1942). This Court’s “traditional
practice” is to “refus[e] to decide constitutional questions” when
other grounds of decision are available, “whether or not they have
been properly raised before us by the parties.”
Neese v.
Southern R. Co., 350 U. S. 77, 78 (1955) (
per
curiam); see also Vermeule, Saving Constructions, 85 Geo.
L. J. 1945, 1948–1949 (1997) (explaining that courts commonly
“decide an antecedent statutory issue, even one waived by the
parties, if its resolution could preclude a constitutional claim”).
This Court has raised potential saving constructions “on our own
motion” when they could avoid a ruling on constitutional vagueness
grounds, even in cases where the Government was a party.
United
States v.
L. Cohen Grocery Co., 255 U. S. 81, 88
(1921) . We should have followed that established practice
here.
Nor should
stare decisis prevent us from
rejecting the categorical approach for §16(b). This Court has never
held that §16(b) incorporates the ordinary-case approach. Although
Leocal held that §16(b) incorporates a version of the
categorical approach, the Court must not feel bound by that
decision, as it largely overrules it today. See
ante, at 22,
n. 7. Surely the Court cannot credibly invoke
stare
decisis to defend the categorical approach—the same approach it
says only a “lunatic” would continue to apply.
Ante, at 24.
If the Court views the categorical approach that way—the same way
Johnson viewed it—then it must also agree that “[s]tanding
by [the categorical approach] would undermine, rather than promote,
the goals that
stare decisis is meant to serve.” 576
U. S., at ___ (slip op., at 15). That is especially true if
the Court’s decision leads to the invalidation of scores of
similarly worded state and federal statutes, which seems even more
likely after today than it did after
Johnson. Instead of
adhering to an interpretation that it thinks unconstitutional and
then using that interpretation to strike down another statute, the
Court should have taken this opportunity to abandon the categorical
approach for §16(b) once and for all.
* * *
The Court’s decision today is triply flawed.
It unnecessarily extends our incorrect decision in
Johnson.
It uses a constitutional doctrine with dubious origins to
invalidate yet another statute (while calling into question
countless more). And it does all this in the name of a statutory
interpretation that we should have discarded long ago. Because I
cannot follow the Court down any of these rabbit holes, I
respectfully dissent.