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SUPREME COURT OF THE UNITED STATES
_________________
No. 15–1191
_________________
JEFFERSON B. SESSIONS, III, ATTORNEY GENERAL,
PETITIONER
v. LUIS RAMON MORALES-SANTANA
on writ of certiorari to the united states
court of appeals for the second circuit
[June 12, 2017]
Justice Ginsburg delivered the opinion of the
Court.
This case concerns a gender-based differential
in the law governing acquisition of U. S. citizenship by a
child born abroad, when one parent is a U. S. citizen, the
other, a citizen of another nation. The main rule appears in
8 U. S. C. §1401(a)(7) (1958 ed.), now §1401(g)
(2012 ed.). Applicable to married couples, §1401(a)(7) requires a
period of physical presence in the United States for the
U. S.-citizen parent. The requirement, as initially
prescribed, was ten years’ physical presence prior to the child’s
birth, §601(g) (1940 ed.); currently, the requirement is five years
prebirth, §1401(g) (2012 ed.). That main rule is rendered
applicable to unwed U. S.-citizen fathers by §1409(a).
Congress ordered an exception, however, for unwed
U. S.-citizen mothers. Contained in §1409(c), the exception
allows an unwed mother to transmit her citizenship to a child born
abroad if she has lived in the United States for just one year
prior to the child’s birth.
The respondent in this case, Luis Ramón
Morales-Santana, was born in the Dominican Republic when his father
was just 20 days short of meeting §1401(a)(7)’s physical-presence
requirement. Opposing removal to the Dominican Republic,
Morales-Santana asserts that the equal protection principle
implicit in the Fifth Amendment[
1] entitles him to citizenship stature. We hold that the
gender line Congress drew is incompatible with the requirement that
the Government accord to all persons “the equal protection of the
laws.” Nevertheless, we cannot convert §1409(c)’s exception for
unwed mothers into the main rule displacing §1401(a)(7) (covering
married couples) and §1409(a) (covering unwed fathers). We must
therefore leave it to Congress to select, going forward, a
physical-presence requirement (ten years, one year, or some other
period) uniformly applicable to all children born abroad with one
U. S.-citizen and one alien parent, wed or unwed. In the
interim, the Government must ensure that the laws in question are
administered in a manner free from gender-based discrimination.
I
A
We first describe in greater detail the regime
Congress constructed. The general rules for acquiring U. S.
citizenship are found in 8 U. S. C. §1401, the first
section in Chapter 1 of Title III of the Immigration and
Nationality Act (1952 Act or INA), §301, 66Stat. 235–236. Section
1401 sets forth the INA’s rules for determining who “shall be
nationals and citizens of the United States at birth” by
establishing a range of residency and physical-presence
requirements calibrated primarily to the parents’ nationality and
the child’s place of birth. §1401(a) (1958 ed.); §1401 (2012 ed.).
The primacy of §1401 in the statutory scheme is evident.
Comprehensive in coverage, §1401 provides the general framework for
the acquisition of citizenship at birth. In particular, at the time
relevant here,[
2] §1401(a)(7)
provided for the U. S. citizenship of
“a person born outside the geographical
limits of the United States and its outlying possessions of parents
one of whom is an alien, and the other a citizen of the United
States who, prior to the birth of such person, was physically
present in the United States or its outlying possessions for a
period or periods totaling not less than ten years, at least five
of which were after attaining the age of fourteen years:
Provided, That any periods of honorable service in the Armed
Forces of the United States by such citizen parent may be included
in computing the physical presence requirements of this
paragraph.”
Congress has since reduced the duration
requirement to five years, two after age 14. §1401(g) (2012
ed.).[
3]
Section 1409 pertains specifically to children
with unmarried parents. Its first subsection, §1409(a),
incorporates by reference the physical-presence requirements of
§1401, thereby allowing an acknowledged unwed citizen parent to
transmit U. S. citizenship to a foreign-born child under the
same terms as a married citizen parent. Section 1409(c)—a provision
applicable only to unwed U. S.-citizen mothers—states an
exception to the physical-presence requirements of §§1401 and
1409(a). Under §1409(c)’s exception, only one year of continuous
physical presence is required before unwed mothers may pass
citizenship to their children born abroad.
B
Respondent Luis Ramón Morales-Santana moved to
the United States at age 13, and has resided in this country most
of his life. Now facing deportation, he asserts U. S.
citizenship at birth based on the citizenship of his biological
father, José Morales, who accepted parental responsibility and
included Morales-Santana in his household.
José Morales was born in Guánica, Puerto Rico,
on March 19, 1900. Record 55–56. Puerto Rico was then, as it is
now, part of the United States, see
Puerto Rico v.
Sanchez Valle, 579 U. S. ___, ___–___ (2016) (slip op.,
at 2–4); 8 U. S. C. §1101(a)(38) (1958 ed.) (“The term
United States . . . means the continental United States,
Alaska, Hawaii, Puerto Rico, Guam, and the [U. S.] Virgin
Islands.” (internal quotation marks omitted)); §1101(a)(38) (2012
ed.) (similar), and José became a U. S. citizen under the
Organic Act of Puerto Rico, ch. 145, §5, 39Stat. 953 (a predecessor
to 8 U. S. C. §1402). After living in Puerto Rico for
nearly two decades, José left his childhood home on February 27,
1919, 20 days short of his 19th birthday, therefore failing to
satisfy §1401(a)(7)’s requirement of five years’ physical presence
after age 14. Record 57, 66. He did so to take up employment as a
builder-mechanic for a U. S. company in the
then-U. S.-occupied Dominican Republic.
Ibid.[
4]
By 1959, José attested in a June 21, 1971
affidavit presented to the U. S. Embassy in the Dominican
Republic, he was living with Yrma Santana Montilla, a Dominican
woman he would eventually marry.
Id., at 57. In 1962, Yrma
gave birth to their child, respondent Luis Morales-Santana.
Id., at 166–167. While the record before us reveals little
about Morales-Santana’s childhood, the Dominican archives disclose
that Yrma and José married in 1970, and that José was then added to
Morales-Santana’s birth certificate as his father.
Id., at
163–164, 167. José also related in the same affidavit that he was
then saving money “for the susten[ance] of [his] family” in
anticipation of undergoing surgery in Puerto Rico, where members of
his family still resided.
Id., at 57. In 1975, when
Morales-Santana was 13, he moved to Puerto Rico,
id., at
368, and by 1976, the year his father died, he was attending public
school in the Bronx, a New York City borough,
id., at 140,
369.[
5]
C
In 2000, the Government placed Morales-Santana
in removal proceedings based on several convictions for offenses
under New York State Penal Law, all of them rendered on May 17,
1995.
Id., at 426. Morales-Santana ranked as an alien
despite the many years he lived in the United States, because, at
the time of his birth, his father did not satisfy the requirement
of five years’ physical presence after age 14. See
supra, at
3–4, and n. 3. An immigration judge rejected Morales-Santana’s
claim to citizenship derived from the U. S. citizenship of his
father, and ordered Morales-Santana’s removal to the Dominican
Republic. Record 253, 366; App. to Pet. for Cert. 45a–49a. In 2010,
Morales-Santana moved to reopen the proceedings, asserting that the
Government’s refusal to recognize that he derived citizenship from
his U. S.-citizen father violated the Constitution’s equal
protection guarantee. See Record 27, 45. The Board of Immigration
Appeals (BIA) denied the motion. App. to Pet. for Cert. 8a,
42a–44a.
The United States Court of Appeals for the
Second Circuit reversed the BIA’s decision. 804 F. 3d 520, 524
(2015). Relying on this Court’s post-1970 construction of the equal
protection principle as it bears on gender-based classifications,
the court held unconstitutional the differential treatment of unwed
mothers and fathers.
Id., at 527–535. To cure the
constitutional flaw, the court further held that Morales-Santana
derived citizenship through his father, just as he would were his
mother the U. S. citizen.
Id., at 535–538. In so
ruling, the Second Circuit declined to follow the conflicting
decision of the Ninth Circuit in
United States v.
Flores-Villar, 536 F. 3d 990 (2008), see 804
F. 3d, at 530, 535, n. 17. We granted certiorariin
Flores-Villar, but ultimately affirmed by an equally divided
Court.
Flores-Villar v.
United States, 564 U. S.
210 (2011) (
per curiam). Taking up Morales-Santana’s
request for review, 579 U. S. ___ (2016), we consider the
matter anew.
II
Because §1409 treats sons and daughters alike,
Morales-Santana does not suffer discrimination on the basis of
his gender. He complains, instead, of gender-based
discrimination against his father, who was unwed at the time of
Morales-Santana’s birth and was not accorded the right an unwed
U. S.-citizen mother would have to transmit citizenship to her
child. Although the Government does not contend otherwise, we
briefly explain why Morales-Santana may seek to vindicate his
father’s right to the equal protection of the laws.[
6]
Ordinarily, a party “must assert his own legal
rights” and “cannot rest his claim to relief on the legal rights
. . . of third parties.”
Warth v.
Seldin,
422 U. S. 490, 499 (1975) . But we recognize an exception
where, as here, “the party asserting the right has a close
relationship with the person who possesses the right [and] there is
a hindrance to the possessor’s ability to protect his own
interests.”
Kowalski v.
Tesmer, 543 U. S. 125,
130 (2004) (quoting
Powers v.
Ohio, 499 U. S.
400, 411 (1991) ). José Morales’ ability to pass citizenship to his
son, respondent Morales-Santana, easily satisfies the “close
relationship” requirement. So, too, is the “hindrance” requirement
well met. José Morales’ failure to assert a claim in his own right
“stems from disability,” not “disinterest,”
Miller v.
Albright, 523 U. S. 420, 450 (1998) (O’Connor, J.,
concurring in judgment), for José died in 1976, Record 140, many
years before the current controversy arose. See
Hodel v.
Irving, 481 U. S. 704 –712, 723, n. 7 (1987)
(children and their guardians may assert Fifth Amendment rights of
deceased relatives). Morales-Santana is thus the “obvious
claimant,” see
Craig v.
Boren, 429 U. S. 190,
197 (1976) , the “best available proponent,”
Singleton v.
Wulff, 428 U. S. 106, 116 (1976) , of his father’s
right to equal protection.
III
Sections 1401 and 1409, we note, date from an
era when the lawbooks of our Nation were rife with overbroad
generalizations about the way men and women are. See,
e.g.,
Hoyt v.
Florida, 368 U. S. 57, 62 (1961) (women
are the “center of home and family life,” therefore they can be
“relieved from the civic duty of jury service”);
Goesaert v.
Cleary, 335 U. S. 464, 466 (1948) (States may draw “a
sharp line between the sexes”). Today, laws of this kind are
subject to review under the heightened scrutiny that now attends
“all gender-based classifications.”
J. E. B. v.
Alabama ex rel. T. B., 511 U. S. 127, 136 (1994) ; see,
e.g.,
United States v.
Virginia, 518
U. S. 515 –556 (1996) (state-maintained military academy may
not deny admission to qualified women).
Laws granting or denying benefits “on the basis
of the sex of the qualifying parent,” our post-1970 decisions
affirm, differentiate on the basis of gender, and therefore attract
heightened review under the Constitution’s equal protection
guarantee.
Califano v.
Westcott, 443 U. S. 76,
84 (1979) ; see
id., at 88–89 (holding unconstitutional
provision of unemployed-parent benefits exclusively to fathers).
Accord
Califano v.
Goldfarb, 430 U. S. 199 –207
(1977) (plurality opinion) (holding unconstitutional a Social
Security classification that denied widowers survivors’ benefits
available to widows);
Weinberger v.
Wiesenfeld, 420
U. S. 636 –653 (1975) (holding unconstitutional a Social
Security classification that excluded fathers from receipt of
child-in-care benefits available to mothers);
Frontiero v.
Richardson, 411 U. S. 677 –691 (1973) (plurality
opinion) (holding unconstitutional exclusion of married female
officers in the military from benefits automatically accorded
married male officers); cf.
Reed v.
Reed, 404
U. S. 71 –77 (1971) (holding unconstitutional a probate-code
preference for a father over a mother as administrator of a
deceased child’s estate).[
7]
Prescribing one rule for mothers, another for
fathers, §1409 is of the same genre as the classifications we
declared unconstitutional in
Reed,
Frontiero,
Wiesenfeld,
Goldfarb, and
Westcott. As in
those cases, heightened scrutiny is in order. Successful defense of
legislation that differentiates on the basis of gender, we have
reiterated, requires an “exceedingly persuasive justification.”
Virginia, 518 U. S., at 531 (internal quotation marks
omitted);
Kirchberg v.
Feenstra, 450 U. S. 455,
461 (1981) (internal quotation marks omitted).
A
The defender of legislation that
differentiates on the basis of gender must show “at least that the
[challenged] classification serves important governmental
objectives and that the discriminatory means employed are
substantially related to the achievement of those objectives.”
Virginia, 518 U. S., at 533 (quoting
Mississippi
Univ. for Women v.
Hogan, 458 U. S. 718, 724 (1982)
; alteration in original); see
Tuan Anh Nguyen v.
INS, 533 U. S. 53, 60, 70 (2001) . Moreover, the
classification must substantially serve an important governmental
interest
today, for “in interpreting the [e]qual
[p]rotection [guarantee], [we have] recognized that new insights
and societal understandings can reveal unjustified inequality
. . . that once passed unnoticed and unchallenged.”
Obergefell v.
Hodges, 576 U. S. ___, ___ (2015)
(slip op., at 20). Here, the Government has supplied no
“exceedingly persuasive justification,”
Virginia, 518
U. S., at 531 (internal quotation marks omitted), for §1409(a)
and (c)’s “gender-based” and “gender-biased” disparity,
Westcott, 443 U. S., at 84 (internalquotation marks
omitted).
1
History reveals what lurks behind §1409.
Enacted in the Nationality Act of 1940 (1940 Act), see 54Stat.
1139–1140, §1409 ended a century and a half of congressional
silence on the citizenship of children born abroad to unwed
parents.[
8] During this era,
two once habitual, but now untenable, assumptions pervaded our
Nation’s citizenship laws and underpinned judicial and
administrative rulings: In marriage, husband is dominant, wife
subordinate; unwed mother is the natural and sole guardian of a
nonmarital child.
Under the once entrenched principle of male
dominance in marriage, the husband controlled both wife and child.
“[D]ominance [of] the husband,” this Court observed in 1915, “is an
ancient principle of our jurisprudence.”
Mackenzie v.
Hare, 239 U. S. 299, 311 (1915) .[
9] See generally Brief for Professors of History
et al. as
Amici Curiae 4–15. Through the early 20th
century, a male citizen automatically conferred U. S.
citizenship on his alien wife. Act of Feb. 10, 1855, ch. 71, §2,
10Stat. 604; see
Kelly v.
Owen, 7 Wall. 496, 498
(1869) (the 1855 Act “confers the privileges of citizenship upon
women married to citizens of the United States”); C. Bredbenner, A
Nationality of Her Own:Women, Marriage, and the Law of Citizenship
15–16, 20–21 (1998). A female citizen, however, was incapable of
conferring citizenship on her husband; indeed, she was subject to
expatriation if she married an alien.[
10] The family of a citizen or a lawfully admitted
permanent resident enjoyed statutory exemptions from entry
requirements, but only if the citizen or resident was male. See,
e.g., Act of Mar. 3, 1903, ch. 1012, §37, 32Stat. 1221
(wives and children entering the country to join permanent-resident
aliens and found to have contracted contagious diseases during
transit shall not be deported if the diseases were easily curable
or did not present a danger to others); S. Rep. No. 1515, 81st
Cong., 2d Sess., 415–417 (1950) (wives exempt from literacy and
quota requirements). And from 1790 until 1934, the foreign-born
child of a married couple gained U. S. citizenship only
through the father.[
11]
For unwed parents, the father-controls tradition
never held sway. Instead, the mother was regarded as the child’s
natural and sole guardian. At common law, the mother, and only the
mother, was “bound to maintain [a nonmarital child] as its natural
guardian.” 2 J. Kent, Commentaries on American Law *215–*216 (8th
ed. 1854); see
Nguyen, 533 U. S., at 91–92 (O’Connor,
J., dissenting). In line with that understanding, in the early 20th
century, the State Department sometimes permitted unwed mothers to
pass citizenship to their children, despite the absence of any
statutory authority for the practice. See Hearings on H. R.
6127 before the House Committee on Immigration and Naturalization,
76th Cong., 1st Sess., 43, 431 (1940) (hereinafter 1940 Hearings);
39 Op. Atty. Gen. 397, 397–398 (1939); 39 Op. Atty. Gen. 290, 291
(1939). See also Collins, Illegitimate Borders:
Jus
Sanguinis Citizenship and the Legal Construction of Family,
Race, and Nation, 123 Yale L. J. 2134, 2199–2205 (2014)
(hereinafter Collins).
In the 1940 Act, Congress discarded the
father-controls assumption concerning married parents, but codified
the mother-as-sole-guardian perception regarding unmarried parents.
The Roosevelt administration, which proposed §1409, explained:
“[T]he mother [of a nonmarital child] stands in the place of the
father . . . [,] has a right tothe custody and control of
such a child as against the putative father, and is bound to
maintain it as its natu-ral guardian.” 1940 Hearings 431 (internal
quotation marks omitted).
This unwed-mother-as-natural-guardian notion
renders §1409’s gender-based residency rules understandable.
Fearing that a foreign-born child could turn out “more alien than
American in character,” the administration believed that a citizen
parent with lengthy ties to the United States would counteract the
influence of the alien parent.
Id., at 426–427. Concern
about the attachment of foreign-born children to the United States
explains the treatment of unwed citizen fathers, who, according to
the familiar stereotype, would care little about, and have scant
contact with, their nonmarital children. For unwed citizen mothers,
however, there was no need for a prolonged residency prophylactic:
The alien father, who might transmit foreign ways, was
presumptively out of the picture. See
id., at 431; Collins
2203 (in “nearly uniform view” of U. S. officials, “almost
invariably,” the mother alone “concern[ed] herself with [a
nonmarital] child” (internal quotation marks omitted)).
2
For close to a half century, as earlier
observed, see
supra, at 7–8, this Court has viewed with
suspicion laws that rely on “overbroad generalizations about the
different talents, capacities, or preferences of males and
females.”
Virginia, 518 U. S., at 533; see
Wiesenfeld, 420 U. S., at 643, 648. In particular, we
have recognized that if a “statutory objective is to exclude or
‘protect’ members of one gender” in reliance on “fixed notions
concerning [that gender’s] roles and abilities,” the “objective
itself is illegitimate.”
Mississippi Univ. for Women, 458
U. S., at 725.
In accord with this eventual understanding, the
Court has held that no “important [governmental] interest” is
served by laws grounded, as §1409(a) and (c) are, in the
obsolescing view that “unwed fathers [are] invariably less
qualified and entitled than mothers” to take responsibility for
nonmarital children.
Caban v.
Mohammed, 441
U. S. 380, 382, 394 (1979) .[
12] Overbroad generalizations of that order, the Court
has come to comprehend, have a constraining impact, descriptive
though they may be of the way many people still order their
lives.[
13] Laws according or
denying benefits in reliance on “[s]tereotypes about women’s
domestic roles,” the Court has observed, may “creat[e] a
self-fulfilling cycle of discrimination that force[s] women to
continue to assume the role of primary family caregiver.”
Nevada
Dept. of Human Resources v.
Hibbs, 538 U. S. 721,
736 (2003) . Correspondingly, such laws may disserve men who
exercise responsibility for raising their children. See
ibid. In light of the equal protection jurisprudence this
Court has developed since 1971, see
Virginia, 518
U. S., at 531–534, §1409(a) and (c)’s discrete
duration-of-residence requirements for unwed mothers and fathers
who have accepted parental responsibility is stunningly
anachronistic.
B
In urging this Court nevertheless to reject
Morales-Santana’s equal protection plea, the Government cites three
decisions of this Court:
Fiallo v.
Bell, 430
U. S. 787 (1977) ;
Miller v.
Albright, 523
U. S. 420 ; and
Nguyen v.
INS, 533 U. S. 53
. None controls this case.
The 1952 Act provision at issue in
Fiallo
gave special immigration preferences to alien children of citizen
(or lawful-permanent-resident) mothers, and to alien unwed mothers
of citizen (or lawful-permanent-resident) children. 430 U. S.,
at 788–789, and n. 1. Unwed fathers and their children,
asserting their right to equal protection, sought the same
preferences.
Id., at 791. Applying minimal scrutiny
(rational-basis review), the Court upheld the provision, relying on
Congress’ “exceptionally broad power” to admit or exclude aliens.
Id., at 792, 794.[
14]
This case, however, involves no entry preference for aliens.
Morales-Santana claims he is, and since birth has been, a
U. S. citizen. Examining a claim of that order, the Court has
not disclaimed, as it did in
Fiallo, the application of an
exacting standard of review. See
Nguyen, 533 U. S., at
60–61, 70;
Miller, 523 U. S., at 434–435, n. 11
(opinion of Stevens, J.).
The provision challenged in
Miller and
Nguyen as violative of equal protection requires unwed
U. S.-citizen fathers, but not mothers, to formally
acknowledge parenthood of their foreign-born children in order to
transmit their U. S. citizenship to those children. See
§1409(a)(4) (2012 ed.).[
15]
After
Miller produced no opinion for the Court, see 523
U. S., at 423, we took up the issue anew in
Nguyen.
There, the Court held that imposing a paternal-acknowledgment
requirement on fathers was a justifiable, easily met means of
ensuring the existence of a biological parent-child relationship,
which the mother establishes by giving birth. See 533 U. S.,
at 62–63. Morales-Santana’s challenge does not renew the contest
over §1409’s paternal-acknowledgment requirement (whether the
current version or that in effect in 1970), and the Government does
not dispute that Morales-Santana’s father, by marrying
Morales-Santana’s mother, satisfied that requirement.
Unlike the paternal-acknowledgment requirement
at issue in
Nguyen and
Miller, the physical-presence
requirements now before us relate solely to the duration of the
parent’s prebirth residency in the United States, notto the
parent’s filial tie to the child. As the Court of Appeals observed
in this case, a man needs no more time in the United States than a
woman “in order to have assimilated citizenship-related values to
transmit to [his]child.” 804 F. 3d, at 531. And unlike
Nguyen’s parental-acknowledgment requirement, §1409(a)’s
age-calibrated physical-presence requirements cannot fairly be
described as “minimal.” 533 U. S., at 70.
C
Notwithstanding §1409(a) and (c)’s provenance
in traditional notions of the way women and men are, the Government
maintains that the statute serves two important objectives: (1)
ensuring a connection between the child to become a citizen and the
United States and (2) preventing “statelessness,”
i.e., a
child’s possession of no citizenship at all. Even indulging the
assumption that Congress intended §1409 to serve these interests,
but see
supra, at 9–13, neither rationale survives
heightened scrutiny.
1
We take up first the Government’s assertion
that §1409(a) and (c)’s gender-based differential ensures that a
child born abroad has a connection to the United States of
sufficient strength to warrant conferral of citizenship at birth.
The Government does not contend, nor could it, that unmarried men
take more time to absorb U. S. values than unmarried women do.
See
supra, at 16. Instead, it presents a novel argument, one
it did not advance in
Flores-Villar.[
16]
An unwed mother, the Government urges, is the
child’s only “legally recognized” parent at the time of childbirth.
Brief for Petitioner 9–10, 28–32.[
17] An unwed citizen father enters the scene later, as a
second parent. A longer physical connection to the United States is
warranted for the unwed father, the Government maintains, because
of the “competing national influence” of the alien mother.
Id., at 9–10. Congress, the Government suggests, designed
the statute to bracket an unwed U. S.-citizen mother with a
married couple in which both parents are U. S.
citizens,[
18] and to align
an unwed U. S.-citizen father with a married couple, one
spouse a citizen, the other, an alien.
Underlying this apparent design is the
assumption that the alien father of a nonmarital child born abroad
to a U. S.-citizen mother will not accept parental
responsibility. For an actual affiliation between alien father and
nonmarital child would create the “competing national influence”
that, according to the Government, justifies imposing on unwed
U. S.-citizen fathers, but not unwed U. S.-citizen
mothers, lengthy physical-presence requirements. Hardly gender
neutral, see
id., at 9, that assumption conforms to the
long-held view that unwed fathers care little about, indeed are
strangers to, their children. See
supra, at 9–13. Lump
characterization of that kind, however, no longer passes equal
protection inspection. See
supra, at 13–14, and
n. 13.
Accepting,
arguendo, that Congress
intended the diverse physical-presence prescriptions to serve an
interest in ensuring a connection between the foreign-born
nonmarital child and the United States, the gender-based means
scarcely serve the posited end. The scheme permits the transmission
of citizenship to children who have no tie to the United States so
long as their mother was a U. S. citizen continuously present
in the United States for one year at any point in her life
prior to the child’s birth. The transmission holds even if
the mother marries the child’s alien father immediately after the
child’s birth and never returns with the child to the United
States. At the same time, the legislation precludes citizenship
transmission by a U. S.-citizen father who falls a few days
short of meeting §1401(a)(7)’s longer physical-presence
requirements, even if the father acknowledges paternity on the day
of the child’s birth and raises the child in the United
States.[
19] One cannot see
in this driven-by-gender scheme the close means-end fit required to
survive heightened scrutiny. See,
e.g.,
Wengler v.
Druggists Mut. Ins. Co., 446 U. S. 142 –152 (1980)
(holding unconstitutional state workers’ compensation
death-benefits statute presuming widows’ but not widowers’
dependence on their spouse’s earnings);
Westcott, 443
U. S., at 88–89.
2
The Government maintains that Congress
established the gender-based residency differential in §1409(a) and
(c) to reduce the risk that a foreign-born child of a U. S.
citizen would be born stateless. Brief for Petitioner 33. This
risk, according to the Government, was substantially greater for
the foreign-born child of an unwed U. S.-citizen mother than
it was for the foreign-born child of an unwed U. S.-citizen
father.
Ibid. But there is little reason to believe that a
statelessness concern prompted the diverse physical-presence
requirements. Nor has the Government shown that the risk of
statelessness disproportionately endangered the children of unwed
mothers.
As the Court of Appeals pointed out, with one
exception,[
20] nothing in
the congressional hearings and reports on the 1940 and 1952 Acts
“refer[s] to the problem of statelessness for children born
abroad.” 804 F. 3d, at 532–533. See Collins 2205, n. 283
(author examined “many hundreds of pre-1940 administrative memos
. . . defend[ing] or explain[ing] recognition of the
nonmarital foreign-born children of American mothers as citizens”;
of the hundreds, “exactly one memo by a U. S. official
. . . mentions the risk of statelessness for the
foreign-born nonmarital children of American mothers as a
concern”). Reducing the incidence of statelessness was the express
goal of
other sections of the 1940 Act. See 1940 Hearings
430 (“stateless[ness]” is “object” of section on foundlings). The
justification for §1409’s gender-based dichotomy, however, was not
the child’s plight, it was the mother’s role as the “natural
guardian” of a nonmarital child. See
supra, at 9–13; Collins
2205 (“[T]he pronounced gender asymmetry of the Nationality Act’s
treatment of nonmarital foreign-born children of American mothers
and fathers was shaped by contemporary maternalist norms regarding
the mother’s relationship with her nonmarital child—and the
father’s lack of such a relationship.”). It will not do to
“hypothesiz[e] or inven[t]” governmental purposes for gender
classifications “
post hoc in response to litigation.”
Virginia, 518 U. S., at 533, 535–536.
Infecting the Government’s risk-of-statelessness
argument is an assumption without foundation. “[F]oreign laws that
would put the child of the U. S.-citizen mother at risk of
statelessness (by not providing for the child to acquire the
father’s citizenship at birth),” the Government asserts, “would
protect the child of the U. S.-citizen father against
statelessness by providing that the child would take his mother’s
citizenship.” Brief for Petitioner 35. The Government, however,
neglected to expose this supposed “protection” to a reality check.
Had it done so, it would have recognized the formidable impediments
placed by foreign laws on an unwed mother’s transmission of
citizenship to her child. See Brief for Scholars on Statelessness
as
Amici Curiae 13–22, A1–A15.
Experts who have studied the issue report that,
at the time relevant here, in “at least thirty countries,” citizen
mothers generally could not transmit their citizenship to
nonmarital children born within the mother’s country.
Id.,
at 14; see
id., at 14–17. “[A]s many as forty-five
countries,” they further report, “did not permit their female
citizens to assign nationality to a nonmarital child born outside
the subject country with a foreign father.”
Id., at 18; see
id., at 18–21. In still other countries, they also observed,
there was no legislation in point, leaving the nationality of
nonmarital children uncertain.
Id., at 21–22; see Sandifer,
A Comparative Study of Laws Relating to Nationality at Birth and to
Loss of Nationality, 29 Am. J. Int’l L. 248, 256, 258 (1935) (of 79
nations studied, about half made no specific provision for the
nationality of nonmarital children). Taking account of the foreign
laws actually in force, these experts concluded, “the risk of
parenting stateless children abroad was, as of [1940 and 1952], and
remains today, substantial for unmarried U. S. fathers, a risk
perhaps greater than that for unmarried U. S. mothers.” Brief
for Scholars on Statelessness as
Amici Curiae 9–10; see
id., at 38–39. One can hardly characterize as gender neutral
a scheme allegedly attending to the risk of statelessness for
children of unwed U. S.-citizen mothers while ignoring the
same risk for children of unwed U. S.-citizen fathers.
In 2014, the United Nations High Commissioner
for Refugees (UNHCR) undertook a ten-year project to eliminate
statelessness by 2024. See generally UNHCR, Ending Statelessness
Within 10 Years, online at
http://www.unhcr.org/en-us/protection/statelessness/546217229/special-report-ending-statelessness-10-years.html
(all Internet materials as last visited June 9, 2017). Cognizant
that discrimination against either mothers or fathers in
citizenship and nationality laws is a major cause of statelessness,
the Commissioner has made a key component of its project the
elimination of gender discrimination in such laws. UNHCR, The
Campaign To End Statelessness: April 2016 Update 1 (referring to
speech of UNHCR “highlight[ing] the issue of gender discrimination
in the nationality laws of 27 countries—a major cause of
statelessness globally”), online at
http://www.unhcr.org/ibelong/wp-content / uploads / Campaign-Update-April-2016.pdf;UNHCR,
Background Note on Gender Equality, Nationality Laws and
Statelessness 2016, p. 1 (“Ensuring gender equality in
nationality laws can mitigate the risks of statelessness.”), online
at http://www.refworld.org/docid/56de83ca4.html. In this light, we
cannot countenance risk of statelessness as a reason to uphold,
rather than strike out, differential treatment of unmarried women
andmen with regard to transmission of citizenship to their
children.
In sum, the Government has advanced no
“exceedingly persuasive” justification for §1409(a) and (c)’s
gender-specific residency and age criteria. Those disparate
criteria, we hold, cannot withstand inspection under a Constitution
that requires the Government to respect the equal dignity and
stature of its male and female citizens.[
21]
IV
While the equal protection infirmity in
retaining a longer physical-presence requirement for unwed fathers
than for unwed mothers is clear, this Court is not equipped to
grant the relief Morales-Santana seeks,
i.e., extending to
his father (and, derivatively, to him) the benefit of the one-year
physical-presence term §1409(c) reserves for unwed mothers.
There are “two remedial alternatives,” our
decisions instruct,
Westcott, 443 U. S., at 89 (quoting
Welsh v.
United States, 398 U. S. 333, 361
(1970) (Harlan, J., concurringin result)), when a statute benefits
one class (in this case, unwed mothers and their children), as
§1409(c) does, and excludes another from the benefit (here, unwed
fathers and their children). “[A] court may either declare [the
statute] a nullity and order that its benefits not extend to the
class that the legislature intended to benefit, or it may extend
the coverage of the statute to include those who are aggrieved by
exclusion.”
Westcott, 443 U. S., at 89 (quoting
Welsh, 398 U. S., at 361 (opinion of Harlan,
J.)).[
22] “[W]hen the ‘right
invoked is that to equal treatment,’ the appropriate remedy is a
mandate of equal treatment, a result that can be accomplished by
withdrawal of benefits from the favored class as well as by
extension of benefits to the excluded class.”
Heckler v.
Mathews, 465 U. S. 728, 740 (1984) (quoting
Iowa-Des
Moines Nat. Bank v.
Bennett, 284 U. S. 239, 247
(1931) ; emphasis deleted). “How equality is accomplished
. . . is a matter on which the Constitution is silent.”
Levin v.
Commerce Energy, Inc., 560 U. S. 413
–427 (2010).[
23]
The choice between these outcomes is governed by
the legislature’s intent, as revealed by the statute at hand. See
id., at 427 (“On finding unlawful discrimination,
. . . courts may attempt, within the bounds of their
institutional competence, to implement what the legislature would
have willed had it been apprised of the constitutional
infirmity.”). See also
Ayotte v.
Planned Parenthood of
Northern New Eng., 546 U. S. 320, 330 (2006) (“the
touchstone for any decision about remedy is legislative
intent”).[
24]
Ordinarily, we have reiterated, “extension,
rather than nullification, is the proper course.”
Westcott,
443 U. S., at 89. Illustratively, in a series of cases
involving federal financial assistance benefits, the Court struck
discriminatory exceptions denying benefits to discrete groups,
which meant benefits previously denied were extended. See,
e.g.,
Goldfarb, 430 U. S., at 202–204, 213–217
(plurality opinion) (survivors’ benefits), aff’g 396 F. Supp. 308,
309 (EDNY 1975) (
per curiam);
Jimenez v.
Weinberger, 417 U. S. 628 –631, and n. 2, 637–638
(1974) (disability benefits);
Department of Agriculture v.
Moreno, 413 U. S. 528 –530, 538 (1973) (food stamps);
Frontiero, 411 U. S., at 678–679, and n. 2, 691,
and n. 25 (plurality opinion) (military spousal benefits).
Here, however, the discriminatory exception consists of
favorable treatment for a discrete group (a shorter
physical-presence requirement for unwed U. S.-citizen mothers
giving birth abroad). Following the same approach as in those
benefits cases—striking the discriminatory exception—leads here to
extending the general rule of longer physical-presence requirements
to cover the previously favored group.
The Court has looked to Justice Harlan’s
concurring opinion in
Welsh v.
United States, 398
U. S., at 361–367, in considering whether the legislature
would have struck an exception and applied the general rule equally
to all, or instead, would have broadened the exception to cure the
equal protection violation. In making this assessment, a court
should “ ‘measure the intensity of commitment to the residual
policy’ ”—the main rule, not the exception—“ ‘and
consider the degree of potential disruption of the statutory scheme
that would occur by extension as opposed to abrogation.’ ”
Heckler, 465 U. S., at 739, n. 5 (quoting
Welsh, 398 U. S.
, at 365 (opinion of Harlan,
J.)).
The residual policy here, the longer
physical-presence requirement stated in §§1401(a)(7) and 1409,
evidences Congress’ recognition of “the importance of residence in
this country as the talisman of dedicated attachment.”
Rogers v.
Bellei, 401 U. S. 815, 834 (1971) ;
see
Weedin v.
Chin Bow, 274 U. S. 657 –666
(1927) (Congress “attached more importance to actual residence in
the United States as indicating a basis for citizenship than it did
to descent. . . . [T]he heritable blood of
citizenship was thus associated unmistakeably with residence within
the country which was thus recognized as essential to full
citizenship.” (internal quotation marks omitted)). And the
potential for “disruption of the statutory scheme” is large. For if
§1409(c)’s one-year dispensation were extended to unwed citizen
fathers, would it not be irrational to retain the longer term when
the U. S.-citizen parent is married? Disadvantageous treatment
of marital children in comparison to nonmarital children is
scarcely a purpose one can sensibly attribute to Congress.[
25]
Although extension of benefits is customary in
federal benefit cases, see
supra, at 23–24, n. 22, 25,
all indicators in this case point in the opposite
direction.[
26] Put to the
choice, Congress, we believe, would have abrogated §1409(c)’s
exception, preferring preservation of the general rule.[
27]
V
The gender-based distinction infecting
§§1401(a)(7) and 1409(a) and (c), we hold, violates the equal
protection principle, as the Court of Appeals correctly ruled. For
the reasons stated, however, we must adopt the remedial course
Congress likely would have chosen “had it been apprised of the
constitutional infirmity.”
Levin, 560 U. S., at 427.
Although the preferred rule in the typical case is to extend
favorable treatment, see
Westcott, 443 U. S., at 89–90,
this is hardly the typical case.[
28] Extension here would render the special treatment
Congress prescribed in §1409(c), the one-year physical-presence
requirement for U. S.-citizen mothers, the general rule, no
longer an exception. Section 1401(a)(7)’s longer physical-presence
requirement, applicable to a substantial majority of children born
abroad to one U. S.-citizen parent and one foreign-citizen
parent, therefore, must hold sway.[
29] Going forward, Congress may address the issue and
settle on a uniform prescription that neither favors nor
disadvantages any person on the basis of gender. In the interim,as
the Government suggests, §1401(a)(7)’s now-five-year requirement
should apply, prospectively, to children born to unwed
U. S.-citizen mothers. See Brief for Petitioner 12, 51; Reply
Brief 19, n. 3.
* * *
The judgment of the Court of Appeals for the
Second Circuit is affirmed in part and reversed in part, and the
case is remanded for further proceedings consistent with this
opinion.
It is so ordered.
Justice Gorsuch took no part in the
consideration or decision of this case.