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SUPREME COURT OF THE UNITED STATES
_________________
No. 14–6166
_________________
DAVID ANTHONY TAYLOR, PETITIONER
v.UNITED STATES
on writ of certiorari to the united states
court of appeals for the fourth circuit
[June 20, 2016]
Justice Alito delivered the opinion of the
Court.
The Hobbs Act makes it a crime for a person to
affect commerce, or to attempt to do so, by robbery. 18
U. S. C. §1951(a). The Act defines “commerce” broadly as
interstate commerce “and all other commerce over which the United
States has jurisdiction.” §1951(b)(3). This case requires us to
decide what the Government must prove to satisfy the Hobbs Act’s
commerce element when a defendant commits a robbery that targets a
marijuana dealer’s drugs or drug proceeds.
The answer to this question is straightforward
and dictated by our precedent. We held in Gonzales v.
Raich, 545 U. S. 1 (2005) , that the Commerce Clause
gives Congress authority to regulate the national market for
marijuana, including the authority to proscribe the purely
intrastate production, possession, and sale of this controlled
substance. Because Congress may regulate these intrastate
activities based on their aggregate effect on interstate commerce,
it follows that Congress may also regulate intrastate drug
theft. And since the Hobbs Act criminalizes robberies and
attempted robberies that affect any commerce “over which the United
States has jurisdiction,” §1951(b)(3), the prosecution in a Hobbs
Act robbery case satisfies the Act’s commerce element if it shows
that the defendant robbed or attempted to rob a drug dealer of
drugs or drug proceeds. By targeting a drug dealer in this way, a
robber necessarily affects or attempts to affect commerce over
which the United States has jurisdiction.
In this case, petitioner Anthony Taylor was
convicted on two Hobbs Act counts based on proof that he attempted
to rob marijuana dealers of their drugs and drug money. We hold
that this evidence was sufficient to satisfy the Act’s commerce
element.
I
Beginning as early as 2009, an outlaw gang
called the “Southwest Goonz” committed a series of home invasion
robberies targeting drug dealers in the area of Roanoke, Virginia.
754 F. 3d 217, 220 (CA4 2014). For obvious reasons, drug
dealers are more likely than ordinary citizens to keep large
quantities of cash and illegal drugs in their homes and are less
likely to report robberies to the police. For participating in two
such home invasions, Taylor was convicted of two counts of Hobbs
Act robbery, in violation of §1951(a), and one count of using a
firearm in furtherance of a crime of violence, in violation of
§924(c).
The first attempted drug robbery for which
Taylor was convicted occurred in August 2009. Id., at 220.
Taylor and others targeted the home of Josh Whorley, having
obtained information that Whorley dealt “exotic and high grade”
marijuana. Ibid. “The robbers expected to find both drugs
and money” in Whorley’s home. Ibid. Taylor and the others
broke into the home, searched it, and assaulted Whorley and his
girlfriend. They demanded to be told the location of money and
drugs but, not locating any, left with only jewelry, $40, two cell
phones, and a marijuana cigarette. Ibid.
The second attempted drug robbery occurred two
months later in October 2009 at the home of William Lynch.
Ibid. A source informed the leader of the gang that, on a
prior occasion, the source had robbed Lynch of 20 pounds of
marijuana in front of Lynch’s home. The gang also received
information that Lynch continued to deal drugs. Taylor and others
broke into Lynch’s home, held his wife and young children at
gunpoint, assaulted his wife, and demanded to know the location of
his drugs and money. Again largely unsuccessful, the robbers made
off with only a cell phone. Id., at 221.
For his participation in these two home
invasions, Taylor was indicted under the Hobbs Act on two counts of
affecting commerce or attempting to do so through robbery. App.
11a–13a. His first trial resulted in a hung jury. On retrial, at
the urging of the Government, the District Court precluded Taylor
from introducing evidence that the drug dealers he targeted might
be dealing in only locally grown marijuana. Id., at 60a; see
754 F. 3d, at 221. During the second trial, Taylor twice moved
for a judgment of acquittal on the ground that the prosecution had
failed to meet its burden on the commerce element, Tr. 445–447,
532–533; see 754 F. 3d, at 221, but the District Court denied
those motions, holding that the proof that Taylor attempted to rob
drug dealers was sufficient as a matter of law to satisfy that
element. Tr. 446, 532–533. The jury found Taylor guilty on both of
the Hobbs Act counts and one of the firearms counts. App.
67a–69a.
On appeal, Taylor challenged the sufficiency of
the evidence to prove the commerce element of the Hobbs Act, but
the Fourth Circuit affirmed. “Because drug dealing in the aggregate
necessarily affects interstate commerce,” the court reasoned, “the
government was simply required to prove that Taylor depleted or
attempted to deplete the assets of such an operation.” 754
F. 3d, at 224.
We granted certiorari to resolve a conflict in
the Circuits regarding the demands of the Hobbs Act’s commerce
element in cases involving the theft of drugs and drug proceeds
from drug dealers. 576 U. S. ___ (2015).
II
A
The Hobbs Act provides in relevant part as
follows:
“Whoever in any way or degree obstructs,
delays, or affects commerce or the movement of any article or
commodity in commerce, by robbery . . . or attemptsor
conspires so to do . . . shall be fined under this title
or imprisoned not more than twenty years, or both.”
18U. S. C. §1951(a).
The Act then defines the term “commerce” to
mean
“commerce within the District of Columbia,
or any Territory or Possession of the United States; all commerce
between any point in a State, Territory, Possession, or the
District of Columbia and any point outside thereof; all commerce
between points within the same State through any place outside such
State; and all other commerce over which the United States has
jurisdiction.” §1951(b)(3).
The language of the Hobbs Act is unmistakably
broad. It reaches any obstruction, delay, or other effect on
commerce, even if small, and the Act’s definition of commerce
encompasses “all . . . commerce over which the United
States has jurisdiction.” Ibid. We have noted the sweep of
the Act in past cases. United States v. Culbert, 435
U. S. 371, 373 (1978) (“These words do not lend themselves to
restrictive interpretation”); Stirone v. United
States, 361 U. S. 212, 215 (1960) (The Hobbs Act “speaks
in broad language, manifesting a purpose to use all the
constitutional power Congress has to punish interference with
interstate commerce by extortion, robbery or physical
violence”).
B
To determine how far this commerce element
extends—and what the Government must prove to meet it—we look to
our Commerce Clause cases. We have said that there are three
categories of activity that Congress may regulate under its
commerce power: (1) “the use of the channels of interstate
commerce”; (2) “the instrumentalities of interstate commerce, or
persons or things in interstate commerce, even though the threat
may come only from intrastate activities”; and (3) “those
activities having a substantial relation to interstate commerce,
. . . i. e., those activities that
substantially affect interstate commerce.” United States v.
Lopez, 514 U. S. 549 –559 (1995). We have held that
activities in this third category—those that “substantially affect”
commerce—may be regulated so long as they substantially affect
interstate commerce in the aggregate, even if their individual
impact on interstate commerce is minimal. See Wickard v.
Filburn, 317 U. S. 111, 125 (1942) (“[E]ven if
appellee’s activity be local and though it may not be regarded as
commerce, it may still, whatever its nature, be reached by Congress
if it exerts a substantial economic effect on interstate
commerce”).
While this final category is broad, “thus far in
our Nation’s history our cases have upheld Commerce Clause
regulation of intrastate activity only where that activity is
economic in nature.” United States v. Morrison, 529
U. S. 598, 613 (2000) .
In this case, the activity at issue, the sale of
marijuana, is unquestionably an economic activity. It is, to be
sure, a form of business that is illegal under federal law and the
laws of most States. But there can be no question that marijuana
trafficking is a moneymaking endeavor—and a potentially lucrative
one at that.
In Raich, the Court addressed Congress’s
authority to regulate the marijuana market. The Court reaffirmed
“Congress’ power to regulate purely local activities that are part
of an economic ‘class of activities’ that have a substantial effect
on interstate commerce.” 545 U. S., at 17. The production,
possession, and distribution of controlled substances constitute a
“class of activities” that in the aggregate substantially affect
interstate commerce, and therefore, the Court held, Congress
possesses the authority to regulate (and to criminalize) the
production, possession, and distribution of controlled substances
even when those activities occur entirely within the boundaries of
a single State. Any other outcome, we warned, would leave a gaping
enforcement hole in Congress’s regulatory scheme. Id., at
22.
The case now before us requires no more than
that we graft our holding in Raich onto the commerce element
of the Hobbs Act. The Hobbs Act criminalizes robberies affecting
“commerce over which the United States has jurisdiction.”
§1951(b)(3). Under Raich, the market for marijuana,
including its intrastate aspects, is “commerce over which the
United States has jurisdiction.” It therefore follows as a simple
matter of logic that a robberwho affects or attempts to affect even
the intrastate saleof marijuana grown within the State affects or
attemptsto affect commerce over which the United States has
jurisdiction.
C
Rejecting this logic, Taylor takes the
position that the robbery or attempted robbery of a drug dealer’s
inventory violates the Hobbs Act only if the Government proves
something more. This argument rests in part on the fact that
Raich concerned the Controlled Substances Act (CSA), the
criminal provisions of which lack a jurisdictional element. See 21
U. S. C. §§841(a), 844. The Hobbs Act, by contrast,
contains such an element—namely, the conduct criminalized must
affect or attempt to affect commerce in some way or degree. See 18
U. S. C. §1951(a). Therefore, Taylor reasons, the
prosecution must prove beyond a reasonable doubt either (1) that
the particular drugs in question originated or were destined for
sale out of State or (2) that the particular drug dealer targeted
in the robbery operated an interstate business. See Brief for
Petitioner 25–27; Reply Brief 8. The Second and Seventh Circuits
have adopted this same argument. See United States v.
Needham, 604 F. 3d 673, 681 (CA2 2010); United
States v. Peterson, 236 F. 3d 848, 855 (CA7
2001).
This argument is flawed. It confuses the
standard of proof with the meaning of the element that must be
proved. There is no question that the Government in a Hobbs Act
prosecution must prove beyond a reasonable doubt that the defendant
engaged in conduct that satisfies the Act’s commerce element, but
the meaning of that element is a question of law. And, as noted,
Raich established that the purely intrastate production and
sale of marijuana is commerce over which the Federal Government has
jurisdiction. Therefore, if the Government proves beyond a
reasonable doubt that a robber targeted a marijuana dealer’s drugs
or illegal proceeds, the Government has proved beyond a reasonable
doubt that commerce over which the United States has jurisdiction
was affected.
The only way to escape that conclusion would be
to hold that the Hobbs Act does not exercise the full measure of
Congress’s commerce power. But we reached the opposite conclusion
more than 50 years ago, see Stirone, 361 U. S., at 215,
and it is not easy to see how the expansive language of the Act
could be interpreted in any other way.
This conclusion does not make the commerce
provision of the Hobbs Act superfluous. That statute, unlike the
criminal provisions of the CSA, applies to forms of conduct that,
even in the aggregate, may not substantially affect commerce. The
Act’s commerce element ensures that applications of the Act do not
exceed Congress’s authority. But in a case like this one, where the
target of a robbery is a drug dealer, proof that the defendant’s
conduct in and of itself affected or threatened commerce is not
needed. All that is needed is proof that the defendant’s conduct
fell within a category of conduct that, in the aggregate, had the
requisite effect.
D
Contrary to the dissent, see post, at
10–12 (opinion of Thomas, J.), today’s holding merely applies—it in
no way expands—Raich’s interpretation of the scope of
Congress’s power under the Commerce Clause. The dissent resists the
substantial-effects approach and the aggregation principle on which
Raich is based, see post, at 11–12. But we have not
been asked to reconsider Raich. So our decision in
Raich controls the outcome here. As long as Congress may
regulate the purely intrastate possession and sale of illegal
drugs, Congress may criminalize the theft or attempted theft of
those same drugs.
We reiterate what this means. In order to obtain
a conviction under the Hobbs Act for the robbery or attempted
robbery of a drug dealer, the Government need not show that the
drugs that a defendant stole or attempted to steal either traveled
or were destined for transport across state lines. Rather, to
satisfy the Act’s commerce element, it is enough that a defendant
knowingly stole or attempted to steal drugs or drug proceeds, for,
as a matter of law, the market for illegal drugs is “commerce over
which the United States has jurisdiction.” And it makes no
difference under our cases that any actual or threatened effect on
commerce in a particular case is minimal. See Perez v.
United States, 402 U. S. 146, 154 (1971) (“Where the
class of activities is regulated and that class is within the reach
of federal power, the courts have no power ‘to excise, as trivial,
individual instances’ of the class” (emphasis deleted)).
E
In the present case, the Government met its
burden by introducing evidence that Taylor’s gang intentionally
targeted drug dealers to obtain drugs and drug proceeds. One of the
victims had been robbed of substantial quantities of drugs at his
residence in the past, and the other was thought to possess
high-grade marijuana. The robbers also made explicit statements in
the course of the robberies revealing that they believed that the
victims possessed drugs and drug proceeds. Tr. 359 (asking Lynch
“where the weed at”); id., at 93 (asking Whorley “where the
money was at, where the weed was at”); id., at 212–213
(asking Whorley, “Where is your money and where is your weed at?”).
Both robberies were committed with the express intent to obtain
illegal drugs and the proceeds from the sale of illegal drugs. Such
proof is sufficient to meet the commerce element of the Hobbs
Act.
Our holding today is limited to cases in which
the defendant targets drug dealers for the purpose of stealing
drugs or drug proceeds. We do not resolve what the Government must
prove to establish Hobbs Act robbery where some other type of
business or victim is targeted. See, e.g., Stirone,
supra, at 215 (Government offered evidence that the
defendant attempted to extort a concrete business that actually
obtained supplies and materials from out of State).
* * *
The judgment of the Fourth Circuit is
affirmed.
It is so ordered.
SUPREME COURT OF THE UNITED STATES
_________________
No. 14–6166
_________________
DAVID ANTHONY TAYLOR, PETITIONER
v.UNITED STATES
on writ of certiorari to the united states
court of appeals for the fourth circuit
[June 20, 2016]
Justice Thomas, dissenting.
The Hobbs Act makes it a federal crime to commit
a robbery that “affects” “commerce over which the United States has
jurisdiction.” 18 U. S. C. §§1951(a), 1951(b)(3). Under
the Court’s decision today, the Government can obtain a Hobbs Act
conviction without proving that the defendant’s robbery in fact
affected interstate commerce—or any commerce. See ante, at
5–9. The Court’s holding creates serious constitutional problems
and extends our already expansive, flawed commerce-power
precedents. I would construe the Hobbs Act in accordance with
constitutional limits and hold that the Act punishes a robbery only
when the Government proves that the robbery itself affected
interstate commerce.
I
In making it a federal crime to commit a
robbery that “affects commerce,” §1951(a), the Hobbs Act invokes
the full reach of Congress’ commerce power: The Act defines
“commerce” to embrace “all . . . commerce over which the
United States has jurisdiction.” §1951(b)(3). To determine the
Hobbs Act’s reach, I start by examining the limitations on
Congress’ authority to punish robbery under its commerce power. In
light of those limitations and in accordance with the Hobbs Act’s
text, I would hold that the Government in a Hobbs Act case may
obtain a conviction for robbery only if it proves, beyond a
reason-able doubt, that the defendant’s robbery itself affected
interstate commerce. The Government may not obtain a conviction by
proving only that the defendant’s robbery affected intrastate
commerce or other intrastate activity.
A
Congress possesses only limited authority to
prohibit and punish robbery. “The Constitution creates a Federal
Government of enumerated powers.” United States v.
Lopez, 514 U. S. 549, 552 (1995) ; see Art. I, §8;
Marbury v. Madison, 1 Cranch 137, 176 (1803)
(Marshall, C. J.) (“The powers of the legislature are defined,
and limited; and that those limits may not be mistaken, or
forgotten, the constitution is written”). As with its powers
generally, Congress has only limited authority over crime. The
Government possesses broad general authority in territories and
fed-eral enclaves. See Art. I, §8, cl. 17 (conferring power of
“exclusive Legislation” over the District of Columbia);
Art. IV, §3, cl. 2 (“The Congress shall have Power to
dispose of and make all needful Rules and Regulations respecting
the Territory or other Property belonging to the United States”).
But its power over crimes committed in the States is very
different. The Constitution expressly delegates to Congress
authority over only four specific crimes: counterfeiting securities
and coin of the United States, Art. I, §8, cl. 6;
piracies and felonies committed on the high seas, Art. I, §8,
cl. 10; offenses against the law of nations, ibid.; and
treason, Art. III, §3, cl. 2. Given these limited grants of
federal power, it is “clea[r] that Congress cannot punish felonies
generally.” Cohens v. Virginia, 6 Wheat. 264, 428
(1821) (Marshall, C. J.). Congress has “no general right to
punish murder committed within any of the States,” for example, and
no general right to punish the many crimes that fall outside of
Congress’ express grants of criminal authority. Id., at 426.
“The Constitution,” in short, “withhold[s] from Congress a plenary
police power.” Lopez, supra, at 566; see Art. I,
§8; Amdt. 10.
Beyond the four express grants of federal
criminal authority, then, Congress may validly enact criminal laws
only to the extent that doing so is “necessary and proper for
carrying into Execution” its enumerated powers or other powers that
the Constitution vests in the Federal Government. Art. I, §8,
cl. 18. As Chief Justice Marshall explained, “the [federal]
government may, legitimately, punish any violation of its laws” as
a necessary and proper means for carrying into execution Congress’
enumerated powers. McCulloch v. Maryland, 4 Wheat.
316, 416 (1819); see id., at 416–421. But if these
limitations are not respected, Congress will accumulate the general
police power that the Constitution withholds.
The scope of Congress’ power to punish robbery
in the Hobbs Act—or in any federal statute—must be assessed in
light of these principles. The Commerce Clause—the constitutional
provision that the Hobbs Act most clearly invokes—does not
authorize Congress to punish robbery. That Clause authorizes
Congress to regulate “Commerce . . . among the several
States.” Art. I, §8, cl. 3. Robbery is not “Commerce”
under that Clause. At the founding, “commerce” “consisted of
selling, buying, and bartering, as well as transporting for these
purposes.” Lopez, supra, at 585 (Thomas, J.,
concurring). The Commerce Clause, as originally understood, thus
“empowers Congress to regulate the buying and selling of goods and
services trafficked across state lines.” Gonzales v.
Raich, 545 U. S. 1, 58 (2005) (Thomas, J., dissenting).
Robbery is not buying, it is not selling, and it cannot plausibly
be described as a commercial transaction (“trade or exchange for
value”). Id., at 59.
Because Congress has no freestanding power to
punish robbery and because robbery is not itself “Commerce,”
Congress may prohibit and punish robbery only to the extent that
doing so is “necessary and proper for carrying into Execution”
Congress’ power to regulate commerce. Art. I, §8, cl. 18.
To be “necessary,” Congress’ prohibition of robbery must be
“plainly adapted” to regulating interstate commerce.
McCulloch, supra, at 421. This means that Congress’
robbery prohibition must have an “obvious, simple, and direct
relation” with the regulation of interstate commerce. Raich,
supra, at 61 (Thomas, J., dissenting) (internal quotation
marks omitted). And for Congress’ robbery prohibition to be
“proper,” it cannot be “prohibited” by the Constitution or
inconsistent with its “letter and spirit.” McCulloch,
supra, at 421; see United States v. Comstock,
560 U. S. 126, 161 (2010) (Thomas, J., dissenting) (same).
B
With those principles in mind, I turn to the
Hobbs Act. The Act provides,
“Whoever in any way or degree obstructs,
delays, or affects commerce or the movement of any article or
commodity in commerce, by robbery or extortion or attempts or
conspires so to do, or commits or threatens physical violence to
any person or property in furtherance of a plan or purpose to do
anything in violation of this section shall be [punished].” 18
U. S. C. §1951(a).
In keeping with Congress’ authority to regulate
certain commerce—but not robbery generally—the central feature of a
Hobbs Act crime is an effect on commerce. The Act begins by
focusing on commerce and then carefully describes the required
relationship between the proscribed conduct and commerce: The Act
uses active verbs—“obstructs,” “delays,” “affects”—to describe how
a robbery must relate to commerce, making clear that a defendant’s
robbery must affect commerce.
The Act’s reach depends on the meaning of
“commerce,” which the Act defines as
“commerce within the District of Columbia,
or any Territory or Possession of the United States; all commerce
between any point in a State, Territory, Possession, or the
District of Columbia and any point outside thereof; all commerce
between points within the same State through any place outside such
State; and all other commerce over which the United States has
jurisdiction.” §1951(b)(3).
As noted above, this provision is comprehensive
and appears to invoke all of Congress’ commerce power. The first
clause of the definition invokes Congress’ broad police power,
including power over internal commerce, in the District of Columbia
and the Territories. See Art. I, §8, cl. 17 (District of
Columbia); Art. IV, §3, cl. 2 (territories). The second
and third clauses most clearly invoke those broad powers as well as
Congress’ power “[t]o regulate Commerce . . . among the
several States.” Art. I, §8, cl. 3. The final clause
invokes all federal commerce power not covered in the previous
clauses. It invokes (to the extent that the second and third
clauses do not already do so) Congress’ authority “[t]o regulate
Commerce with foreign Nations . . . and with the Indian
Tribes.” Ibid.
The critical question in this case is whether
the commerce definition’s final clause extends further, to some
intrastate activity. Given the limitations imposed by the
Constitution, I would construe this clause not to reach such
activity.
As explained above, for the Hobbs Act to
constitutionally prohibit robberies that interfere with intrastate
activity, that prohibition would need to be “necessary and proper
for carrying into Execution” Congress’ power to regulate interstate
commerce, Art. I, §8, cls. 3, 18. See Part I–A,
supra. Punishing a local robbery—one that affects only
intrastate commerce or other intrastate activity—cannot satisfy
that standard. Punishing a local robbery does not bear a “direct
relation” to the regulation of interstate commerce, so it would not
be “necessary.” Raich, 545 U. S., at 61 (Thomas,
J., dissenting) (internal quotation marks omitted). Nor would
punishing such a robbery be “proper.” Permitting Congress to
criminalize such robberies would confer on Congress a general
police power over the Nation—even though the Constitution confers
no such power on Congress. Lopez, 514 U. S., at 566;
see Raich, 545 U. S., at 65 (Thomas, J., dissenting).
Allowing the Federal Government to reach a simple home robbery, for
example, would “encroac[h] on States’ traditional police powers to
define the criminal law and to protect . . . their
citizens.” Id., at 66. This would “subvert basic principles
of federalism and dual sovereignty,” id., at 65, and would
be inconsistent with the “letter and spirit” of the Constitution,
McCulloch, 4 Wheat., at 421.
Thus, the Hobbs Act reaches a local robbery only
when that particular robbery “obstructs, delays, or affects”
interstate commerce. §§1951(a), 1951(b)(3). So construed,
the Hobbs Act validly punishes robbery. Congress’ power “[t]o
regulate Commerce . . . among the several States,”
Art. I, §8, cl. 3, “would lack force or practical effect
if Congress lacked the authority to enact criminal laws”
prohibiting interference with interstate commerce or the movement
of articles or goods in interstate commerce, Comstock,
supra, at 169 (Thomas, J., dissenting). The Hobbs Act’s
prohibition on such interferences thus helps to “carr[y] into
Execution” Congress’ enumerated power to regulate interstate
commerce. Art. I, §8, cls. 3, 18. A prohibition on such
interference by robbery bears an “obvious, simple, and direct
relation” to regulating interstate commerce: it allows commerce to
flow between States unobstructed. Raich, supra, at 61
(Thomas, J., dissenting) (internal quotation marks omitted). It is
therefore “necessary.” And such a prohibition accords with the
limited nature of the powers that the Constitution confers on
Congress, by adhering to the categories of commerce that the
Constitution authorizes Congress to regulate and by keeping
Congress from exercising a general police power. See, e.g.,
Lopez, supra, at 566. It is accordingly “proper” to
that extent. If construed to reach a robbery that does not affect
interstate commerce, however, the Hobbs Act exceeds Congress’
authority because it is no longer “necessary and proper” to the
execution of Congress’ power “[t]o regulate Commerce
. . . among the several States,” Art. I, §8,
cls. 3, 18. See Part I–A, supra.
Robberies that might satisfy these principles
would be those that affect the channels of interstate commerce or
instrumentalities of interstate commerce. A robbery that forces an
interstate freeway to shut down thus may form the basis for a valid
Hobbs Act conviction. So too might a robbery of a truckdriver who
is in the course of transporting commercial goods across state
lines. But if the Government cannot prove that a robbery in a State
affected interstate commerce, then the robbery is not punishable
under the Hobbs Act. Sweeping in robberies that do not affect
interstate commerce comes too close to conferring on Congress a
general police power over the Nation.
Given the Hobbs Act’s text and relevant
constitutional principles, the Government in a Hobbs Act robbery
case (at least one that involves only intrastate robbery) must
prove, beyond a reasonable doubt, that the defendant’s robbery
itself affected interstate commerce. See Alleyne v.
United States, 570 U. S. ___, ___ (2013) (opinion of
Thomas, J.) (slip op., at 3) (the Sixth Amendment right to a trial
“ ‘by an impartial jury,’ ” in conjunction with our due
process precedents, “requires that each element of a crime be
proved to the jury beyond a reasonable doubt”); In re
Winship, 397 U. S. 358, 364 (1970) (requiring
reasonable-doubt showing on each element of a crime).
C
On this interpretation of the Hobbs Act,
petitioner David Anthony Taylor’s convictions cannot stand. The
Government cites no evidence that Taylor actually obstructed,
delayed, or affected interstate commerce when he committed the two
intrastate robberies here. The Government did not prove that Taylor
affected any channel of interstate commerce, instrumentality of
commerce, or person or thing in interstate commerce. See
Lopez, supra, at 558–559 (describing these core areas
of commerce regulation). Nor did the Government prove that Taylor
affected an actual commercial transaction—let alone an interstate
commercial transaction. At most, the Government proved instead that
Taylor robbed two drug dealers in their homes in Virginia; that the
marijuana that Taylor expected to (but did not) find in these
robberies might possibly at some point have crossed state lines;
and that Taylor expected to find large amounts of marijuana. See
Brief for United States 35–37; Tr. 63–69, 354, 420–421. Under the
principles set forth above, that is not sufficient to bring
Taylor’s robberies within the Hobbs Act’s reach. We should reverse
Taylor’s Hobbs Act convictions.
II
Upholding Taylor’s convictions, the Court
reads the Hobbs Act differently. See ante, at 5–9. The Court
concludes that the “commerce over which the United States has
jurisdiction,” §1951(b)(3), includes intrastate activity. See
ante, at 5–6. Under our modern precedents, as the Court
notes, Congress may regulate not just the channels of interstate
commerce, instrumentalities of interstate commerce, and persons or
things moving in interstate commerce, but may also regulate “those
activities having a substantial relation to interstate commerce,
. . . i. e., those activities that
substantially affect interstate commerce.” Lopez,
supra, at 558–559; see Wickard v. Filburn, 317
U. S. 111, 125 (1942) (“[E]ven if appellee’s activity be local
and though it may not be regarded as commerce, it may still,
whatever its nature, be reached by Congress if it exerts a
substantial economic effect on interstate commerce”). The
substantial-effects approach is broad, in part because of its
“aggregation principle”: Congress can regulate an activity—even an
intrastate, noncommercial activity—if that activity falls within a
“class of activities” that, “as a whole,” “substantially affects
interstate commerce,” even if “any specific activity within the
class” has no such effects “when considered in isolation.”
Lopez, 514 U. S., at 600 (Thomas, J., concurring)
(emphasis deleted). According to the Court, the final clause of the
Hobbs Act’s definition of commerce embraces this category of
activities that, in the aggregate, substantially affect commerce.
See ante, at 5–6. Any robbery that targets a marijuana
dealer, the Court then holds, affects the type of intrastate
activity that Congress may regulate under its commerce power. See
ante, at 5–9. For at least three reasons, the Court’s
holding is in error.
A
Although our modern precedents (such as
Wickard) embrace the substantial-effects approach, applying
that approach to the Hobbs Act is tantamount to abandoning any
limits on Congress’ commerce power—even the slight limits
recognized by our expansive modern precedents. As I have explained,
if the Hobbs Act is construed to punish a robbery that by itself
affects only intrastate activity, then the Act defies the
constitutional design. See Part I, supra.
That is true even under our modern precedents.
Even those precedents emphasize that “[t]he Constitution requires a
distinction between what is truly national and what is truly
local.” United States v. Morrison, 529 U. S. 598
–618 (2000); see Lopez, 514 U. S., at 567–568.
The substantial-effects approach is at war with that principle. To
avoid giving Congress a general police power, there must be some
limit to what Congress can regulate. But the substantial-effects
approach’s aggregation principle “has no stopping point.”
Id., at 600 (Thomas, J., concurring). “[O]ne always
can draw the circle broadly enough to cover an activity that, when
taken in isolation, would not have substantial effects on
commerce.” Ibid. Under the substantial-effects approach,
Congress could, under its commerce power, regulate any
robbery: In the aggregate, any type of robbery could be deemed to
substantially affect interstate commerce.
By applying the substantial-effects test to the
criminal prohibition before us, the Court effectively gives
Congress a police power. That is why the Court cannot identify any
true limit on its understanding of the commerce power. Although the
Court maintains that its holding “is limited to cases in which the
defendant targets drug dealers for the purpose of stealing drugs or
drug proceeds,” ante, at 9, its reasoning allows for
unbounded regulation. Given that the Hobbs Act can be read in a way
that does not give Congress a general police power, see Part I,
supra, we should not construe the statute as the Court does
today.
B
Applying the substantial-effects approach is
especially unsound here because it effectively relieves the
Government of its central burden in a criminal case—the burden to
prove every element beyond a reasonable doubt—and because the
Court’s holding does not follow from even our broad precedents. The
Court reasons that, under Gonzalez v. Raich, 545
U. S. 1 —a case that rests on substantial-effects reasoning,
see id., at 17–22—“the market for marijuana, including its
intrastate aspects, is ‘commerce over which the United States has
jurisdiction.’ ” Ante, at 6 (quoting §1951(b)(3)).
Therefore, “a robber who affects or attempts to affect even the
intrastate sale of marijuana grown within the State affects or
attempts to affect commerce over which the United States has
jurisdiction.” Ante, at 6. As the Court later states,
“[W]here the target of a robbery is a drug dealer, proof that the
defendant’s conduct in and of itself affected or threatened
commerce is not needed. All that is needed is proof that the
defendant’s conduct fell within a category of conduct that, in the
aggregate, had the requisite effect.” Ante, at 8.
Raich is too thin a reed to support the
Court’s holding. Raich upheld the federal Controlled
Substances Act’s regulation of “the intrastate manufacture and
possession of marijuana” for personal medical use, 545 U. S.,
at 15, on the view that Congress “had a rational basis for
believing that failure to regulate the intrastate manufacture and
possession of marijuana” would undercut federal regulation of the
broader interstate marijuana market, id., at 22. The Court
“stress[ed]” that it did not “need [to] determine whether [local
cultivation and possession of marijuana], taken in the aggregate,
substantially affect[ed] interstate commerce in fact, but only
whether a ‘rational basis’ exist[ed] for so concluding.”
Ibid.
As an initial matter, Raich did not, as
the Court suggests, hold that “the market for marijuana, including
its intrastate aspects, is ‘commerce over which the United
States has jurisdiction.’ ” Ante, at 6 (emphasis
added). Raich held at most that the market for marijuana
comprises activities that may substantially affect commerce
over which the United States has jurisdiction. See, e.g.,
Raich, supra, at 21–22. Those activities are not
necessarily “commerce,” so Raich’s holding does not
establish what the Hobbs Act’s text requires.
But even if Raich established that the
intrastate aspects of the marijuana market are “commerce over which
the United States has jurisdiction,” §1951(b)(3), Raich
still would not establish the further point that the Court needs
for its conclusion. Specifically, Raich would not establish
that a robbery affecting a drug dealer establishes, beyond a
reasonable doubt, that the robber actually “obstructs, delays, or
affects” the marijuana market. §1951(a). Raich did not hold
that any activity relating to the marijuana market in fact
affects commerce. Raich instead disclaimed the need to
“determine whether” activities relating to the marijuana
market—even “taken in the aggregate”—“substantially affect
interstate commerce in fact.” 545 U. S., at 22. Raich
decided only that Congress had a rational basis—a merely
“ ‘conceivable’ ” basis, FCC v. Beach
Communications, Inc., 508 U. S. 307, 315 (1993) —for
thinking that it needed to regulate that activity as part of an
effective regulatory regime. 545 U. S., at 22. That is far
from a finding, beyond a reasonable doubt, that a particular
robbery relating to marijuana is an activity that affects
interstate commerce. Grafting Raich’s “holding
. . . onto the commerce element of the Hobbs Act” thus
does not lead to the conclusion that “a robber who affects or
attempts to affect . . . the intrastate sale of marijuana
grown within [a] State affects or attempts to affect”—beyond a
reasonable doubt—“commerce over which the United States has
jurisdiction.” Ante, at 6.
The Court’s analysis thus provides no assurance
that the Government has proved beyond a reasonable doubt that a
Hobbs Act robbery defendant in fact affected commerce. And it
unnecessarily extends our already broad precedents.
C
Finally, today’s decision weakens longstanding
protections for criminal defendants. The criminal law imposes
especially high burdens on the Government in order to protect the
rights of the accused. The Government may obtain a conviction only
“upon proof beyond a reasonable doubt of every fact necessary to
constitute the crime with which [the accused] is charged.”
Winship, 397 U. S., at 364. Those elements must
be proved to a jury. Amdt. 6; see Alleyne, 570
U. S., at ___ (opinion of Thomas, J.) (slip op., at 3).
Given the harshness of criminal penalties on “the rights of
individuals,” the Court has long recognized that penal laws “are to
be construed strictly” to ensure that Congress has indeed decided
to make the conduct at issue criminal. United States v.
Wiltberger, 5 Wheat. 76, 95 (1820) (Marshall, C. J.).
Thus, “before a man can be punished as a criminal under the federal
law his case must be plainly and unmistakably within the provisions
of some statute.” United States v. Gradwell, 243
U. S. 476, 485 (1917) (internal quotation marks omitted). When
courts construe criminal statutes, then, they must be especially
careful. And when a broad reading of a criminal statute would upset
federalism, courts must be more careful still. “[U]nless Congress
conveys its purposeclearly,” we do not deem it “to have
significantly changed the federal-state balance in the prosecution
of crimes.” Jones v. United States, 529 U. S.
848, 858 (2000) (internal quotation marks omitted).
The substantial-effects test is in tension with
these principles. That test—and the deferential, rational-basis
review to which it is subjected, see Raich, supra, at
22—puts virtually no burdens on the Government. That should not
come as a surprise because the substantial-effects test gained
momentum not in the criminal context, but instead in the context in
which courts most defer to the Government: the regulatory arena.
E.g., Wickard, 317 U. S., at 113, 122–125,
128–129 (relying on substantial-effects reasoning to uphold
regulatory restrictions on wheat under the Agricultural Adjustment
Act of 1938). Without adequate reflection, the Court later extended
this approach to the criminal context. In Perez v. United
States, 402 U. S. 146 (1971) , for example, the Court
applied the substantial-effects approach to a criminal statute,
holding that Congress could criminally punish loansharking under
its commerce power because “[e]xtortionate credit transactions,
though purely intrastate, may in the judgment of Congress affect
interstate commerce” when judged as a “class of activities.”
Id., at 154 (emphasis deleted); see id., at 151–154,
156–157.
Even in extending the substantial-effects
approach, however, the Court still tried to impose some of the
recognized limits on the Government in the criminal context. Just a
year before it decided Perez, for example, the Court held
that the Government must prove each charged element of a crime
beyond a reasonable doubt. Winship, supra, at 364.
And the Court shortly thereafter gave a potentially broad federal
statute a narrow reading—a reading that required a prohibited act
to have a “demonstrated nexus with interstate commerce,” rather
than a lesser showing—based on lenity and federalism. United
States v. Bass, 404 U. S. 336, 349 (1971) ; see
id., at 339, 347–350. Indeed, the Court soon again invoked
those same principles in rejecting a broad interpretation of the
Hobbs Act itself. See United States v. Enmons, 410
U. S. 396 –412 (1973) (invoking principles of lenity and
federalism in construing the Hobbs Act not to reach the use of
violence to achieve legitimate union objectives).
Today, however, the Court fails to apply even
those limits. Today’s decision fails to hold the Government to its
burden to prove, beyond a reasonable doubt, that the defendant’s
robbery itself affected commerce. It fails to identify language in
the Hobbs Act that “ ‘conveys . . . clearly’ ”
Congress’ intention to reach the sorts of local, small-scale
robberies that States traditionally prosecute. Jones,
supra, at 858. And it fails to take our traditionally
careful approach to construing criminal statutes. Given the
problems with the Court’s expansive reading of the Hobbs Act, we
cannot be sure that Taylor’s “case” is “plainly and unmistakably
within the provisions of” the Act. Gradwell, supra,
at 485 (internal quotation marks omitted). It does not matter that
Taylor committed a crime akin to the one that the Hobbs Act
punishes. “It would be dangerous” to punish someone for “a crime
not enumerated in the statute” merely “because it is of equal
atrocity, or of kindred character, with those which are
enumerated.” Wiltberger, supra, at 96.
The Court takes that “dangerous” step—and other
dangerous steps—today. It construes the Hobbs Act in a way that
conflicts with the Constitution, with our precedents, and with
longstanding protections for the accused. I would interpret the
Hobbs Act in a way that is consistent with its text and with the
Constitution.
* * *
For these reasons, I respectfully dissent.