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SUPREME COURT OF THE UNITED STATES
_________________
Nos. 14–1468, 14–1470, and 14–1507
_________________
DANNY BIRCHFIELD, PETITIONER
14–1468
v.
NORTH DAKOTA;
on writ of certiorari to the supreme court ofnorth dakota
WILLIAM ROBERT BERNARD, Jr., PETITIONER
14–1470
v.
MINNESOTA; AND
on writ of certiorari to the supreme court ofminnesota
STEVE MICHAEL BEYLUND, PETITIONER
14–1507
v.
GRANT LEVI, DIRECTOR, NORTH DAKOTA DEPARTMENT OF
TRANSPORTATION
on writ of certiorari to the supreme court ofnorth dakota
[June 23, 2016]
Justice Alito delivered the opinion of the Court.
Drunk drivers take a grisly toll on the Nation’s roads, claiming
thousands of lives, injuring many more victims, and inflicting
billions of dollars in property damage every year. To fight this
problem, all States have laws that prohibit motorists from driving
with a blood alcohol concentration (BAC) that exceeds a specified
level. But determining whether a driver’s BAC is over the legal
limit requires a test, and many drivers stopped on suspicion of
drunk driving would not submit to testing if given the option. So
every State also has long had what are termed “implied consent
laws.” These laws impose penalties on motorists who refuse to
undergo testing when there is sufficient reason to believe they are
violating the State’s drunk-driving laws.
In the past, the typical penalty for noncompliance was
suspension or revocation of the motorist’s license. The cases now
before us involve laws that go beyond that and make it a crime for
a motorist to refuse to be tested after being lawfully arrested for
driving while impaired. The question presented is whether such laws
violate the Fourth Amendment’s prohibition against unreasonable
searches.
I
The problem of drunk driving arose almost as soon as motor
vehicles came into use. See J. Jacobs, Drunk Driving: An American
Dilemma 57 (1989) (Jacobs). New Jersey enacted what was perhaps the
Nation’s first drunk-driving law in 1906, 1906 N. J. Laws pp.
186, 196, and other States soon followed. These early laws made it
illegal to drive while intoxicated but did not provide a
statistical definition of intoxication. As a result, prosecutors
normally had to present testimony that the defendant was showing
outward signs of intoxication, like imbalance or slurred speech. R.
Donigan, Chemical Tests and the Law 2 (1966) (Donigan). As one
early case put it, “[t]he effects resulting from the drinking of
intoxicating liquors are manifested in various ways, and before any
one can be shown to be under the influence of intoxicating liquor
it is necessary for some witness to prove that some one or more of
these effects were perceptible to him.”
State v.
Noble, 119 Ore. 674, 677, 250 P. 833, 834 (1926).
The 1930’s saw a continued rise in the number of motor vehicles
on the roads, an end to Prohibition, and not coincidentally an
increased interest in combating the growing problem of drunk
driving. Jones, Measuring Alcohol in Blood and Breath for Forensic
Purposes—A Historical Review, 8 For. Sci. Rev. 13, 20, 33 (1996)
(Jones). The American Medical Association and the National Safety
Council set up committees to study the problem and ultimately
concluded that a driver with a BAC of 0.15% or higher could be
presumed to be inebriated. Donigan 21–22. In 1939, Indiana enacted
the first law that defined presumptive intoxication based on BAC
levels, using the recommended 0.15% standard. 1939 Ind. Acts p.
309; Jones 21. Other States soon followed and then, in response to
updated guidance from national organizations, lowered the
presumption to a BAC level of 0.10%. Don-igan 22–23. Later, States
moved away from mere presumptions that defendants might rebut, and
adopted laws providing that driving with a 0.10% BAC or higher was
per se illegal. Jacobs 69–70.
Enforcement of laws of this type obviously requires the
measurement of BAC. One way of doing this is to analyze a sample of
a driver’s blood directly. A technician with medical training uses
a syringe to draw a blood sample from the veins of the subject, who
must remain still during the procedure, and then the sample is
shipped to a separate laboratory for measurement of its alcohol
concentration. See 2 R. Erwin, Defense of Drunk Driving Cases
§§17.03–17.04 (3d ed. 2015) (Erwin). Although it is possible for a
subject to be forcibly immobilized so that a sample may be drawn,
many States prohibit drawing blood from a driver who resists since
this practice helps “to avoid violent confrontations.”
South
Dakota v.
Neville, 459 U. S. 553,559 (1983).
The most common and economical method of calculating BAC is by
means of a machine that measures the amount of alcohol in a
person’s breath. National Highway Traffic Safety Admin. (NHTSA), E.
Haire, W. Leaf, D. Preusser, & M. Solomon, Use of Warrants to
Reduce Breath Test Refusals: Experiences from North Carolina 1 (No.
811461, Apr. 2011). One such device, called the “Drunkometer,” was
invented and first sold in the 1930’s. Note, 30 N. C.
L. Rev. 302, 303, and n. 10 (1952). The test subject would
inflate a small balloon, and then the test analyst would release
this captured breath into the machine, which forced it through a
chemical solution that reacted to the presence of alcohol by
changing color.
Id., at 303. The test analyst could observe
the amount of breath required to produce the color change and
calculate the subject’s breath alcohol concentration and by
extension, BAC, from this figure.
Id., at 303–304. A more
practical machine, called the “Breathalyzer,” came into common use
beginning in the 1950’s, relying on the same basic scientific
principles. 3 Erwin §22.01, at 22–3; Jones 34.
Over time, improved breath test machines were developed. Today,
such devices can detect the presence of alcohol more quickly and
accurately than before, typically using infrared technology rather
than a chemical reaction. 2 Erwin §18A.01; Jones 36. And in
practice all breath testing machines used for evidentiary purposes
must be approved by the National Highway Traffic Safety
Administration. See 1 H. Cohen & J. Green, Apprehending and
Prosecuting the Drunk Driver §7.04[7] (LexisNexis 2015). These
machines are generally regarded as very reliable because the
federal standards require that the devices produce accurate and
reproducible test results at a variety of BAC levels, from the very
low to the very high. 77 Fed. Reg. 35747 (2012); 2 Erwin §18.07;
Jones 38; see also
California v.
Trombetta,467
U. S. 479,489 (1984).
Measurement of BAC based on a breath test requires the
cooperation of the person being tested. The subject must take a
deep breath and exhale through a mouthpiece that connects to the
machine. Berger, How Does it Work? Alcohol Breath Testing, 325
British Medical J. 1403 (2002) (Berger). Typically the test subject
must blow air into the device “ ‘for a period of several
seconds’ ” to produce an adequate breath sample, and the
process is sometimes repeated so that analysts can compare multiple
samples to ensure the device’s accuracy.
Trombetta,
supra, at 481; see also 2 Erwin §21.04[2][b](L), at 21–14
(describing the Intoxilyzer 4011 device as requiring a 12-second
exhalation, although the subject may take a new breath about
halfway through).
Modern breath test machines are designed to capture so-called
“deep lung” or alveolar air.
Trombetta,
supra, at
481. Air from the alveolar region of the lungs provides the best
basis for determining the test subject’s BAC, for it is in that
part of the lungs that alcohol vapor and other gases are exchanged
between blood and breath. 2 Erwin §18.01[2][a], at 18–7.
When a standard infrared device is used, the whole process takes
only a few minutes from start to finish. Berger 1403; 2 Erwin
§18A.03[2], at 18A–14. Most evidentiary breath tests do not occur
next to the vehicle, at the side of the road, but in a police
station, where the controlled environment is especially conducive
to reliable testing, or in some cases in the officer’s patrol
vehicle or in special mobile testing facilities. NHTSA, A. Berning
et al., Refusal of Intoxication Testing: A Report to Congress
4, and n. 5 (No. 811098, Sept. 2008).
Because the cooperation of the test subject is necessary when a
breath test is administered and highly preferable when a blood
sample is taken, the enactment of laws defining intoxication based
on BAC made it necessary for States to find a way of securing such
cooperation.[
1] So-called “implied consent” laws
were enacted to achieve this result. They provided that cooperation
with BAC testing was a condition of the privilege of driving on
state roads and that the privilege would be rescinded if a
suspected drunk driver refused to honor that condition. Donigan
177. The first such law was enacted by New York in 1953, and many
other States followed suit not long thereafter.
Id., at
177–179. In 1962, the Uniform Vehicle Code also included such a
provision.
Id., at 179. Today, “all 50 States have adopted
implied consent laws that require motorists, as a condition of
operating a motor vehicle within the State, to consent to BAC
testing if they are arrested or otherwise detained on suspicion of
a drunk-driving offense.”
Missouri v.
McNeely, 569
U. S. ___, ___ (2013) (plurality opinion) (slip op., at 18).
Suspension or revocation of the motorist’s driver’s license remains
the standard legal consequence of refusal. In addition, evidence of
the motorist’s refusal is admitted as evidence of likely
intoxication in a drunk-driving prosecution. See
ibid.
In recent decades, the States and the Federal Government have
toughened drunk-driving laws, and those efforts have corresponded
to a dramatic decrease in alcohol-related fatalities. As of the
early 1980’s, the number of annual fatalities averaged 25,000; by
2014, the most recent year for which statistics are available, the
number had fallen to below 10,000. Presidential Commission on Drunk
Driving 1 (Nov. 1983); NHTSA, Traffic Safety Facts, 2014 Data,
Alcohol-Impaired Driving 2 (No. 812231, Dec. 2015) (NHTSA, 2014
Alcohol-Impaired Driving). One legal change has been further
lowering the BAC standard from 0.10% to 0.08%. See 1 Erwin,
§2.01[1], at 2–3 to 2–4. In addition, many States now impose
increased penalties for recidivists and for drivers with a BAC
level that exceeds a higher threshold. In North Dakota, for
example, the standard penalty for first-time drunk-driving
offenders is license suspension and a fine. N. D. Cent. Code
Ann. §39–08–01(5)(a)(1) (Supp. 2015); §39–20–04.1(1). But an
offender with a BAC of 0.16% or higher must spend at least two days
in jail. §39–08–01(5)(a)(2). In addition, the State imposes
increased mandatory minimum sentences for drunk-driving
recidivists. §§39–08–01(5)(b)–(d).
Many other States have taken a similar approach, but this new
structure threatened to undermine the effectiveness of implied
consent laws. If the penalty for driving with a greatly elevated
BAC or for repeat violations exceeds the penalty for refusing to
submit to testing, motorists who fear conviction for the more
severely punished offenses have an incentive to reject testing. And
in some States, the refusal rate is high. On average, over
one-fifth of all drivers asked to submit to BAC testing in 2011
refused to do so. NHTSA, E. Namuswe, H. Coleman, & A. Berning,
Breath Test Refusal Rates in the United States—2011 Update 1 (No.
811881, Mar. 2014). In North Dakota, the refusal rate for 2011 was
a representative 21%.
Id.,at 2. Minnesota’s was below
average, at 12%.
Ibid.
To combat the problem of test refusal, some States have begun to
enact laws making it a crime to refuse to undergo testing.
Minnesota has taken this approach for decades. See 1989 Minn. Laws
p. 1658; 1992 Minn. Laws p. 1947. And that may partly explain why
its refusal rate now is below the national average. Minnesota’s
rate is also half the 24% rate reported for 1988, the year before
its first criminal refusal law took effect. See Ross, Simon,
Cleary, Lewis, & Storkamp, Causes and Consequences of Implied
Consent Refusal, 11 Alcohol, Drugs and Driving 57, 69 (1995). North
Dakota adopted a similar law, in 2013, after a pair of
drunk-driving accidents claimed the lives of an entire young family
and another family’s 5- and 9-year-old boys.[
2]
2013 N. D. Laws pp. 1087–1088 (codified at §§39–08–01(1)–(3)).
The Federal Government also encourages this approach as a means for
overcoming the incentive that drunk drivers have to refuse a test.
NHTSA, Refusal of Intoxication Testing, at 20.
II
A
Petitioner Danny Birchfield accidentally drove his car off a
North Dakota highway on October 10, 2013. A state trooper arrived
and watched as Birchfield unsuccessfully tried to drive back out of
the ditch in which his car was stuck. The trooper approached,
caught a strong whiff of alcohol, and saw that Birchfield’s eyes
were bloodshot and watery. Birchfield spoke in slurred speech and
struggled to stay steady on his feet. At the trooper’s request,
Birchfield agreed to take several field sobriety tests and
performed poorly on each. He had trouble reciting sections of the
alphabet and counting backwards in compliance with the trooper’s
directions.
Believing that Birchfield was intoxicated, the trooper informed
him of his obligation under state law to agree to a BAC test.
Birchfield consented to a roadside breath test. The device used for
this sort of test often differs from the machines used for breath
tests administered in a police station and is intended to provide a
preliminary assessment of the driver’s BAC. See,
e.g.,
Berger 1403. Because the reliability of these preliminary or
screening breath tests varies, many jurisdictions do not permit
their numerical results to be admitted in a drunk-driving trial as
evidence of a driver’s BAC. See generally 3 Erwin §24.03[1]. In
North Dakota, results from this type of test are “used only for
determining whether or not a further test shall be given.”
N. D. Cent. Code Ann. §39–20–14(3). In Birchfield’s case, the
screening test estimated that his BAC was 0.254%, more than three
times the legal limit of 0.08%. See §39–08–01(1)(a).
The state trooper arrested Birchfield for driving while
impaired, gave the usual
Miranda warnings, again advised him
of his obligation under North Dakota law to undergo BAC testing,
and informed him, as state law requires, see §39–20–01(3)(a), that
refusing to take the test would expose him to criminal penalties.
In addition to mandatory addiction treatment, sentences range from
a mandatory fine of $500 (for first-time offenders) to fines of at
least $2,000 and imprisonment of at least one year and one day (for
serial offenders). §39–08–01(5). These criminal penalties apply to
blood, breath, and urine test refusals alike. See §§39–08–01(2),
39–20–01, 39–20–14.
Although faced with the prospect of prosecution under this law,
Birchfield refused to let his blood be drawn. Just three months
before, Birchfield had received a citation for driving under the
influence, and he ultimately pleaded guilty to that offense.
State v.
Birchfield, Crim. No. 30–2013–CR–00720
(Dist. Ct. Morton Cty., N. D., Jan. 27, 2014). This time he
also pleaded guilty—to a misde-meanor violation of the refusal
statute—but his plea wasa conditional one: while Birchfield
admitted refusing the blood test, he argued that the Fourth
Amendment prohibited criminalizing his refusal to submit to the
test. The State District Court rejected this argument and imposed a
sentence that accounted for his prior conviction. Cf.
§39–08–01(5)(b). The sentence included 30 days in jail (20 of which
were suspended and 10 of which had already been served), 1 year of
unsupervised probation, $1,750 in fine and fees, and mandatory
participation in a sobriety program and in a substance abuse
evaluation. App. to Pet. for Cert. in No. 14–1468, p. 20a.
On appeal, the North Dakota Supreme Court affirmed. 2015 ND 6,
858 N. W. 2d 302. The court found support for the test
refusal statute in this Court’s
McNeely plurality opinion,
which had spoken favorably about “acceptable ‘legal tools’ with
‘significant consequences’ for refusing to submit to testing.” 858
N. W. 2d, at 307 (quoting
McNeely, 569 U. S., at
___ (slip op., at 18)).
B
On August 5, 2012, Minnesota police received a report of a
problem at a South St. Paul boat launch. Three apparently
intoxicated men had gotten their truck stuck in the river while
attempting to pull their boat out of the water. When police
arrived, witnesses informed them that a man in underwear had been
driving the truck. That man proved to be William Robert Bernard,
Jr., petitioner in the second of these cases. Bernard admitted that
he had been drinking but denied driving the truck (though he was
holding its keys) and refused to perform any field sobriety tests.
After noting that Bernard’s breath smelled of alcohol and that his
eyes were bloodshot and watery, officers arrested Bernard for
driving while impaired.
Back at the police station, officers read Bernard Minnesota’s
implied consent advisory, which like North Dakota’s informs
motorists that it is a crime under state law to refuse to submit to
a legally required BAC test. See Minn. Stat. §169A.51, subd. 2
(2014). Aside from noncriminal penalties like license revocation,
§169A.52, subd. 3, test refusal in Minnesota can result in criminal
penalties ranging from no more than 90 days’ imprisonment and up to
a $1,000 fine for a misdemeanor violation to seven years’
imprisonment and a $14,000 fine for repeat offenders, §169A.03,
subd. 12; §169A.20, subds. 2–3; §169A.24, subd. 2; §169A.27, subd.
2.
The officers asked Bernard to take a breath test. After he
refused, prosecutors charged him with test refusal in the first
degree because he had four prior impaired-driving convictions. 859
N. W. 2d 762, 765, n. 1 (Minn. 2015) (case below).
First-degree refusal carries the highest maximum penalties and a
mandatory minimum 3-year prison sentence. §169A.276, subd. 1.
The Minnesota District Court dismissed the charges on the ground
that the warrantless breath test demanded of Bernard was not
permitted under the Fourth Amendment. App. to Pet. for Cert. in No.
14–1470, pp. 48a, 59a. The Minnesota Court of Appeals reversed,
id., at 46a, and the State Supreme Court affirmed that
judgment. Based on the longstanding doctrine that authorizes
warrantless searches incident to a lawful arrest, the high court
concluded that police did not need a warrant to insist on a test of
Bernard’s breath. 859 N. W. 2d, at 766–772. Two justices
dissented.
Id., at 774–780 (opinion of Page and Stras,
JJ.).
C
A police officer spotted our third petitioner, Steve Michael
Beylund, driving the streets of Bowman, North Dakota, on the night
of August 10, 2013. The officer saw Beylund try unsuccessfully to
turn into a driveway. In the process, Beylund’s car nearly hit a
stop sign before coming to a stop still partly on the public road.
The officer walked up to the car and saw that Beylund had an empty
wine glass in the center console next to him. Noticing that Beylund
also smelled of alcohol, the officer asked him to step out of the
car. As Beylund did so, he struggled to keep his balance.
The officer arrested Beylund for driving while impaired and took
him to a nearby hospital. There he read Beylund North Dakota’s
implied consent advisory, informing him that test refusal in these
circumstances is itself a crime. See N. D. Cent. Code Ann.
§39–20–01(3)(a). Unlike the other two petitioners in these cases,
Beylund agreed to have his blood drawn and analyzed. A nurse took a
blood sample, which revealed a blood alcohol concentration of
0.250%, more than three times the legal limit.
Given the test results, Beylund’s driver’s license was suspended
for two years after an administrative hearing. Beylund appealed the
hearing officer’s decision to a North Dakota District Court,
principally arguing that his consent to the blood test was coerced
by the officer’s warning that refusing to consent would itself be a
crime. The District Court rejected this argument, and Beylund again
appealed.
The North Dakota Supreme Court affirmed. In response to
Beylund’s argument that his consent was insufficiently voluntary
because of the announced criminal penalties for refusal, the court
relied on the fact that its then-recent
Birchfield decision
had upheld the constitutionality of those penalties. 2015 ND 18,
¶¶14–15, 859 N. W. 2d 403, 408–409. The court also explained
that it had found consent offered by a similarly situated motorist
to be voluntary,
State v.
Smith, 2014 ND 152, 849
N. W. 2d 599. In that case, the court emphasized that North
Dakota’s implied consent advisory was not misleading because it
truthfully related the penalties for refusal.
Id., at
606.
We granted certiorari in all three cases and consolidated them
for argument, see 577 U. S. ___ (2015), in order to decide
whether motorists lawfully arrested for drunk driving may be
convicted of a crime or otherwise penalized for refusing to take a
warrantless test measuring the alcohol in their bloodstream.
III
As our summary of the facts and proceedings in these three cases
reveals, the cases differ in some respects. Petitioners Birchfield
and Beylund were told that they were obligated to submit to a blood
test, whereas petitioner Bernard was informed that a breath test
was required. Birchfield and Bernard each refused to undergo a test
and was convicted of a crime for his refusal. Beylund complied with
the demand for a blood sample, and his license was then suspended
in an administrative proceeding based on test results that revealed
a very high blood alcohol level.
Despite these differences, success for all three petitioners
depends on the proposition that the criminal law ordinarily may not
compel a motorist to submit to the taking of a blood sample or to a
breath test unless a warrant authorizing such testing is issued by
a magistrate. If, on the other hand, such warrantless searches
comport with the Fourth Amendment, it follows that a State may
criminalize the refusal to comply with a demand to submit to the
required testing, just as a State may make it a crime for a person
to obstruct the execution of a valid search warrant. See,
e.g., Conn. Gen. Stat. §54–33d (2009); Fla. Stat. §933.15
(2015); N. J. Stat. Ann. §33:1–63 (West 1994);18
U. S. C. §1501; cf.
Bumper v.
North
Carolina,391 U. S. 543,550 (1968) (“When a law enforcement
officer claims authority to search a home under a warrant, he
announces in effect that the occupant has no right to resist the
search”). And by the same token, if such warrantless searches are
constitutional, there is no obstacle under federal law to the
admission of the results that they yield in either a criminal
prosecution or a civil or administrative proceeding. We therefore
begin by considering whether the searches demanded in these cases
were consistent with the Fourth Amendment.
IV
The Fourth Amendment provides:
“The right of the people to be secure in their persons, houses,
papers, and effects, against unreasonable searches and seizures,
shall not be violated, and no Warrants shall issue, but upon
probable cause, supported by Oath or affirmation, and particularly
describing the place to be searched, and the persons or things to
be seized.”
The Amendment thus prohibits “unreasonable searches,” and our
cases establish that the taking of a blood sam-ple or the
administration of a breath test is a search.See
Skinner v.
Railway Labor Executives’ Assn.,489 U. S. 602–617
(1989);
Schmerber v.
California,384 U. S.
757–768 (1966). The question, then, is whether the warrantless
searches at issue here were reasonable. See
Vernonia School
Dist. 47J v.
Acton,515 U. S. 646,652 (1995) (“As
the text of the Fourth Amendment indicates, the ultimate measure of
the constitutionality of a governmental search is
‘reasonableness’ ”).
“[T]he text of the Fourth Amendment does not specify when a
search warrant must be obtained.”
Kentucky v.
King,563 U. S. 452,459 (2011); see also
California v.
Acevedo,500 U. S. 565,581 (1991)
(Scalia, J., concur-ring in judgment) (“What [the text] explicitly
states regard-ing warrants is by way of limitation upon their
issuance rather than requirement of their use”). But “this Court
has inferred that a warrant must [usually] be secured.”
King, 563 U. S., at 459. This usual requirement,
however, is subject to a number of exceptions.
Ibid.
We have previously had occasion to examine whether one such
exception—for “exigent circumstances”—applies in drunk-driving
investigations. The exigent circum-stances exception allows a
warrantless search when an emergency leaves police insufficient
time to seek a warrant.
Michigan v.
Tyler,436
U. S. 499,509 (1978). It permits, for instance, the
warrantless entry of private property when there is a need to
provide urgent aid to those inside, when police are in hot pursuit
of a fleeing suspect, and when police fear the imminent destruction
of evidence.
King,
supra, at 460.
In
Schmerber v.
California, we held that drunk
driving
may present such an exigency. There, an officer
directed hospital personnel to take a blood sample from a driver
who was receiving treatment for car crash injuries. 384 U. S.,
at 758. The Court concluded that the officer “might reasonably have
believed that he was confronted with an emergency” that left no
time to seek a warrant because “the percentage of alcohol in the
blood begins to diminish shortly after drinking stops.”
Id.,
at 770. On the specific facts of that case, where time had already
been lost taking the driver to the hospital and investigating the
accident, the Court found no Fourth Amendment violation even though
the warrantless blood draw took place over the driver’s objection.
Id., at 770–772.
More recently, though, we have held that the natural dissipation
of alcohol from the bloodstream does not
always constitute
an exigency justifying the warrantless taking of a blood sample.
That was the holding of
Missouri v.
McNeely, 569
U. S. ___, where the State of Missouri was seeking a
per se rule that “whenever an officer has probable
cause to believe an individual has been driving under the influence
of alcohol, exigent circumstances will necessarily exist because
BAC evidence is inherently evanescent.”
Id., at ___ (opinion
of the Court) (slip op., at 8). We disagreed, emphasizing that
Schmerber had adopted a case-specific analysis depending on
“all of the facts and circumstances of the particular case.” 569
U. S., at ___ (slip op., at 8). We refused to “depart from
careful case-by-case assessment of exigency and adopt the
categorical rule proposed by the State.”
Id., at ___ (slip
op., at 9).
While emphasizing that the exigent-circumstances exception must
be applied on a case-by-case basis, the
McNeely Court noted
that other exceptions to the warrant requirement “apply
categorically” rather than in a “case-specific” fashion.
Id., at ___, n. 3 (slip op., at 7, n. 3). One of these,
as the
McNeely opinion recognized, is the long-established
rule that a warrantless search may be conducted incident to a
lawful arrest. See
ibid. But the Court pointedly did not
address any potential justification for warrantless testing of
drunk-driving suspects except for the exception “at issue in th[e]
case,” namely, the exception for exigent circumstances.
Id.,
at ___ (slip op., at 5). Neither did any of the Justices who wrote
separately. See
id., at ___–___ (Kennedy, J., concurring in
part)(slip op., at 1–2);
id., at ___–___ (Roberts,
C. J., concurring in part and dissenting in part) (slip op.,
at 1–11);
id., at ___–___ (Thomas, J., dissenting) (slip
op., at 1–8).
In the three cases now before us, the drivers were searched or
told that they were required to submit to a search after being
placed under arrest for drunk driving. We therefore consider how
the search-incident-to-arrest doctrine applies to breath and blood
tests incident to such arrests.
V
A
The search-incident-to-arrest doctrine has an ancient pedigree.
Well before the Nation’s founding, it was recognized that officers
carrying out a lawful arrest had the authority to make a
warrantless search of the arrestee’s person. An 18th-century manual
for justices of the peace provides a representative picture of
usual practice shortly before the Fourth Amendment’s adoption:
“[A] thorough search of the felon is of the utmost consequence
to your own safety, and the benefit of the public, as by this means
he will be deprived of instruments of mischief, and evidence may
probably be found on him sufficient to convict him, of which, if he
has either time or opportunity allowed him, he will besure [sic] to
find some means to get rid of.” The Conductor Generalis 117 (J.
Parker ed. 1788) (reprinting S. Welch, Observations on the Office
of Constable 19 (1754)).
One Fourth Amendment historian has observed that, prior to
American independence, “[a]nyone arrested could expect that not
only his surface clothing but his body, luggage, and saddlebags
would be searched and, perhaps, his shoes, socks, and mouth as
well.” W. Cuddihy, The Fourth Amendment: Origins and Original
Meaning: 602–1791, p. 420 (2009).
No historical evidence suggests that the Fourth Amendment
altered the permissible bounds of arrestee searches. On the
contrary, legal scholars agree that “the legitimacy of body
searches as an adjunct to the arrest process had been thoroughly
established in colonial times, so much so that their
constitutionality in 1789 can not be doubted.”
Id., at 752;
see also T. Taylor, Two Studies in Constitutional Interpretation
28–29, 39, 45 (1969); Stuntz, The Substantive Origins of Criminal
Procedure, 105 Yale L. J. 393, 401 (1995).
Few reported cases addressed the legality of such searches
before the 19th century, apparently because the point was not much
contested. In the 19th century, the subject came up for discussion
more often, but court decisions and treatises alike confirmed the
searches’ broad acceptance.
E.g., Holker v.
Hennessey, 141 Mo. 527, 539–540, 42 S. W. 1090, 1093
(1897);
Ex parte Hurn, 92 Ala. 102, 112, 9 So. 515, 519
(1891);
Thatcher v.
Weeks, 79 Me. 547, 548–549, 11 A.
599 (1887);
Reifsnyder v.
Lee, 44 Iowa 101, 103
(1876); F. Wharton, Criminal Pleading and Practice §60, p. 45 (8th
ed. 1880); 1 J. Bishop, Criminal Procedure §211, p. 127 (2d ed.
1872).
When this Court first addressed the question, we too confirmed
(albeit in dicta) “the right on the part of the Government, always
recognized under English and American law, to search the person of
the accused when legally arrested to discover and seize the fruits
or evidence of crime.”
Weeks v.
United States,232
U. S. 383,392 (1914). The exception quickly became a fixture
in our Fourth Amendment case law. But in the decades that followed,
we grappled repeatedly with the question of the authority of
arresting officers to search the area surrounding the arrestee, and
our decisions reached results that were not easy to reconcile. See,
e.g., United States v.
Lefkowitz,285 U. S.
452,464 (1932) (forbidding “unrestrained” search of room where
arrest was made);
Harris v.
United States,331
U. S. 145,149,152 (1947) (permitting complete search of
arrestee’s four-room apartment);
United States v.
Rabinowitz,339 U. S. 56–65 (1950) (permitting complete
search of arrestee’s office).
We attempted to clarify the law regarding searches incident to
arrest in
Chimel v.
California,395 U. S. 752,754
(1969), a case in which officers had searched the arrestee’s entire
three-bedroom house.
Chimel endorsed a general rule that
arresting officers, in order to prevent the arrestee from obtaining
a weapon or destroying evidence, could search both “the person
arrested” and “the area ‘within his immediate control.’ ”
Id., at 763. “[N]o comparable justification,” we said,
supported “routinely searching any room other than that in which an
arrest occurs—or, for that matter, for searching through all the
desk drawers or other closed or concealed areas in that room
itself.”
Ibid.
Four years later, in
United States v.
Robinson,414
U. S. 218 (1973), we elaborated on
Chimel’s meaning. We
noted that the search-incident-to-arrest rule actually comprises
“two distinct propositions”: “The first is that a search may be
made of the
person of the arrestee by virtue of the lawful
arrest. The second is that a search may be made of the area within
the control of the arrestee.” 414 U. S., at 224. After a
thorough review of the relevant common law history, we repudiated
“case-by-case adjudication” of the question whether an arresting
officer had the authority to carry out a search of the arrestee’s
person.
Id., at 235. The permissibility of such searches, we
held, does not depend on whether a search of a
particular
arrestee is likely to protect officer safety or evidence: “The
authority to search the person incident to a lawful custodial
arrest, while based upon the need to disarm and to discover
evidence, does not depend on what a court may later decide was the
probability in a particular arrest situation that weapons or
evidence would in fact be found upon the person of the suspect.”
Ibid. Instead, the mere “fact of the lawful arrest”
justifies “a full search of the person.”
Ibid. In
Robinson itself, that meant that police had acted
permissibly in searching inside a package of cigarettes found on
the man they arrested.
Id., at 236.
Our decision two Terms ago in
Riley v.
California,
573 U. S. ___ (2014), reaffirmed “
Robinson’s
categorical rule” and explained how the rule should be applied in
situations that could not have been envisioned when the Fourth
Amendment was adopted.
Id., at ___ (slip op., at 9).
Riley concerned a search of data contained in the memory of
a modern cell phone. “Absent more precise guidance from the
founding era,” the Court wrote, “we generally determine whether to
exempt a given type of search from the warrant requirement ‘by
assessing, on the one hand, the degree to which it intrudes upon an
individual’s privacy and, on the other, the degree to which it is
needed for the promotion of legitimate governmental
interests.’ ”
Ibid.
Blood and breath tests to measure blood alcohol concentration
are not as new as searches of cell phones, but here, as in
Riley, the founding era does not provide any definitive
guidance as to whether they should be allowed incident to
arrest.[
3] Lacking such guidance, we engage in
the same mode of analysis as in
Riley: we examine “the
degree to which [they] intrud[e] upon an individual’s privacy and
. . . the degree to which [they are] needed for the
promotion of legitimate governmental interests.’ ”
Ibid.
B
We begin by considering the impact of breath and blood tests on
individual privacy interests, and we will discuss each type of test
in turn.
1
Years ago we said that breath tests do not “implicat[e]
significant privacy concerns.”
Skinner, 489 U. S., at 626.
That remains so today.
First, the physical intrusion is almost negligible. Breath tests
“do not require piercing the skin” and entail “a minimum of
inconvenience.”
Id., at 625. As Minnesota describes its
version of the breath test, the process requires the arrestee to
blow continuously for 4 to 15 seconds into a straw-like mouthpiece
that is connected by a tube to the test machine. Brief for
Respondent in No. 14–1470, p. 20. Independent sources describe
other breath test devices in essentially the same terms. See
supra, at 5. The effort is no more demanding than blowing up
a party balloon.
Petitioner Bernard argues, however, that the process is
nevertheless a significant intrusion because the arrestee must
insert the mouthpiece of the machine into his or her mouth. Reply
Brief in No. 14–1470, p. 9. But there is nothing painful or strange
about this requirement. The use of a straw to drink beverages is a
common practice and one to which few object.
Nor, contrary to Bernard, is the test a significant intrusion
because it “does not capture an ordinary exhalation of the kind
that routinely is exposed to the public” but instead
“ ‘requires a sample of “alveolar” (deep lung) air.’ ”
Brief for Petitioner in No. 14–1470, p. 24. Humans have never been
known to assert a possessory interest in or any emotional
attachment to
any of the air in their lungs. The air that
humans exhale is not part of their bodies. Exhalation is a natural
process—indeed, one that is necessary for life. Humans cannot hold
their breath for more than a few minutes, and all the air that is
breathed into a breath analyzing machine, including deep lung air,
sooner or later would be exhaled even without the test. See
gener-ally J. Hall, Guyton and Hall Textbook of Medical Physiology
519–520 (13th ed. 2016).
In prior cases, we have upheld warrantless searches involving
physical intrusions that were at least as significant as that
entailed in the administration of a breath test. Just recently we
described the process of collecting a DNA sample by rubbing a swab
on the inside of a person’s cheek as a “negligible” intrusion.
Maryland v.
King, 569 U. S. ___, ___ (2013)
(slip op., at 8). We have also upheld scraping underneath a
suspect’s fingernails to find evidence of a crime, calling that a
“very limited intrusion.”
Cupp v.
Murphy,412
U. S. 291,296 (1973). A breath test is no more intrusive than
either of these procedures.
Second, breath tests are capable of revealing only one bit of
information, the amount of alcohol in the subject’s breath. In this
respect, they contrast sharply with the sample of cells collected
by the swab in
Maryland v.
King. Although the DNA
obtained under the law at issue in that case could lawfully be used
only for identification pur-poses, 569 U. S., at ___ (slip
op., at 5), the process put into the possession of law enforcement
authorities a sample from which a wealth of additional, highly
personal information could potentially be obtained. A breath test,
by contrast, results in a BAC reading on a machine, nothing more.
No sample of anything is left in the possession of the police.
Finally, participation in a breath test is not an experience
that is likely to cause any great enhancement in the embarrassment
that is inherent in any arrest. See
Skinner,
supra,
at 625 (breath test involves “a minimum of . . .
embarrassment”). The act of blowing into a straw is not inherently
embarrassing, nor are evidentiary breath tests administered in a
manner that causes embarrassment. Again, such tests are normally
administered in private at a police station, in a patrol car, or in
a mobile testing facility, out of public view. See
supra, at
5. Moreover, once placed under arrest, the individual’s expectation
of privacy is necessarily diminished.
Maryland v.
King,
supra, at ___–___ (slip op., at 24–25).
For all these reasons, we reiterate what we said in
Skinner: A breath test does not “implicat[e] significant
privacy concerns.” 489 U. S., at 626.
2
Blood tests are a different matter. They “require piercing the
skin” and extract a part of the subject’s body.
Skinner,
supra, at 625; see also
McNeely, 569 U. S., at
___ (opinion of the Court) (slip op., at 4) (blood draws are “a
compelled physical intrusion beneath [the defendant’s] skin and
into his veins”);
id., at ___ (opinion of Roberts,
C. J.) (slip op., at 9) (blood draws are “significant bodily
intrusions”). And while humans exhale air from their lungs many
times per minute, humans do not continually shed blood. It is true,
of course, that people voluntarily submit to the taking of blood
samples as part of a physical examination, and the process involves
little pain or risk. See
id., at ___ (plurality opinion)
(slip op., at 16) (citing
Schmerber, 384 U. S., at
771). Nevertheless, for many, the process is not one they relish.
It is significantly more intrusive than blowing into a tube.
Perhaps that is why many States’ implied consent laws, including
Minnesota’s, specifically prescribe that breath tests be
administered in the usual drunk-driving case instead of blood tests
or give motorists a measure of choice over which test to take. See
1 Erwin §4.06; Minn. Stat. §169A.51, subd. 3.
In addition, a blood test, unlike a breath test, places in the
hands of law enforcement authorities a sample that can be preserved
and from which it is possible to extract information beyond a
simple BAC reading. Even if the law enforcement agency is precluded
from testing the blood for any purpose other than to measure BAC,
the potential remains and may result in anxiety for the person
tested.
C
Having assessed the impact of breath and blood testing on
privacy interests, we now look to the States’ asserted need to
obtain BAC readings for persons arrested for drunk driving.
1
The States and the Federal Government have a “paramount interest
. . . in preserving the safety of . . . public
highways.”
Mackey v.
Montrym,443 U. S. 1,17
(1979). Although the number of deaths and injuries caused by motor
vehicle accidents has declined over the years, the statistics are
still staggering. See,
e.g., NHTSA, Traffic Safety Facts
1995—Overview 2 (No. 95F7, 1995) (47,087 fatalities, 3,416,000
injuries in 1988); NHTSA, Traffic Safety Facts, 2014 Data, Summary
of Motor Vehicle Crashes 1 (No. 812263, May 2016) (Table 1) (29,989
fatalities, 1,648,000 injuries in 2014).
Alcohol consumption is a leading cause of traffic fatalities and
injuries. During the past decade, annual fatalities in
drunk-driving accidents ranged from 13,582 deaths in 2005 to 9,865
deaths in 2011. NHTSA, 2014 Alcohol-Impaired Driving 2. The most
recent data report a total of 9,967 such fatalities in 2014—on
average, one death every 53 minutes.
Id., at 1. Our cases
have long recognized the “carnage” and “slaughter” caused by drunk
drivers.
Neville, 459 U. S., at 558;
Breithaupt
v.
Abram,352 U. S. 432,439 (1957).
Justice Sotomayor’s partial dissent suggests that States’
interests in fighting drunk driving are satisfied once suspected
drunk drivers are arrested, since such arrests take intoxicated
drivers off the roads where they might do harm. See
post, at
9 (opinion concurring in part and dissenting in part). But of
course States are not solely concerned with neutralizing the threat
posed by a drunk driver who has already gotten behind the wheel.
They also have a compelling interest in creating effective
“deterrent[s] to drunken driving” so such individuals make
responsible decisions and do not become a threat to others in the
first place.
Mackey,
supra, at 18.
To deter potential drunk drivers and thereby reduce
alcohol-related injuries, the States and the Federal Government
have taken the series of steps that we recounted earlier. See
supra, at 2–8. We briefly recapitulate. After pegging
inebriation to a specific level of blood alcohol, States passed
implied consent laws to induce motorists to submit to BAC testing.
While these laws originally provided that refusal to submit could
result in the loss of the privilege of driving and the use of
evidence of refusal in a drunk-driving prosecution, more recently
States and the Federal Government have concluded that these
consequences are insufficient. In particular, license suspension
alone is unlikely to persuade the most dangerous offenders, such as
those who drive with a BAC significantly above the current limit of
0.08% and recidivists, to agree to a test that would lead to severe
criminal sanctions. NHTSA, Implied Consent Refusal Impact, pp.
xvii, 83 (No. 807765, Sept. 1991); NHTSA, Use of Warrants for
Breath Test Refusal 1 (No. 810852, Oct. 2007). The laws at issue in
the present cases—which make it a crime to refuse to submit to a
BAC test—are designed to provide an incentive to cooperate in such
cases, and we conclude that they serve a very important
function.
2
Petitioners and Justice Sotomayor contend that the States and
the Federal Government could combat drunk driving in other ways
that do not have the same impact on personal privacy. Their
arguments are unconvincing.
The chief argument on this score is that an officer making an
arrest for drunk driving should not be allowed to administer a BAC
test unless the officer procures a search warrant or could not do
so in time to obtain usable test results. The governmental interest
in warrantless breath testing, Justice Sotomayor claims, turns on
“ ‘whether the burden of obtaining a warrant is likely to
frustrate the governmental purpose behind the search.’ ”
Post, at 3–4 (quoting
Camara v.
Municipal Court of
City and County of San Francisco,387 U. S. 523,533
(1967)).
This argument contravenes our decisions holding that the
legality of a search incident to arrest must be judged on the basis
of categorical rules. In
Robinson, for example, no one
claimed that the object of the search, a package of cigarettes,
presented any danger to the arresting officer or was at risk of
being destroyed in the time that it would have taken to secure a
search warrant. The Court nevertheless upheld the constitutionality
of a warrantless search of the package, concluding that a
categorical rule was needed to give police adequate guidance: “A
police officer’s determination as to how and where to search the
person of a suspect whom he has arrested is necessarily a quick
ad hoc judgment which the Fourth Amendment does not
require to be broken down in each instance into an analysis of each
step in the search.” 414 U. S., at 235; cf.
Riley, 573
U. S., at ___ (slip op., at 22) (“If police are to have
workable rules, the balancing of the competing interests must in
large part be done on a categorical basis—not in an ad hoc,
case-by-case fashion by individual police officers” (brackets,
ellipsis, and internal quotation marks omitted)).
It is not surprising, then, that the language Justice Sotomayor
quotes to justify her approach comes not from our
search-incident-to-arrest case law, but a case that addressed
routine home searches for possible housing code violations. See
Camara, 387 U. S., at 526.
Camara’s express
concern in the passage that the dissent quotes was “whether the
public interest demands
creation of a general exception to
the Fourth Amendment’s warrant requirement.”
Id., at 533
(emphasis added).
Camara did
not explain how to apply
an existing exception, let alone the long-established exception for
searches incident to a lawful arrest, whose applicability, as
Robinson and
Riley make plain, has never turned on
case-specific variables such as how quickly the officer will be
able to obtain a warrant in the particular circumstances he
faces.
In advocating the case-by-case approach, petitioners and Justice
Sotomayor cite language in our
McNeely opinion. See Brief
for Petitioner in No. 14–1468, p. 14;
post, at 12. But
McNeely concerned an exception to the warrant
requirement—for exigent circumstances—that always requires
case-by-case determinations. That was the basis for our decision in
that case. 569 U. S., at ___ (slip op.,at 9). Although Justice
Sotomayor contends that the categorical search-incident-to-arrest
doctrine and case-by-case exigent circumstances doctrine are
actually parts of a single framework,
post, at 6–7, and n.
3, in
McNeely the Court was careful to note that the
decision did not address any other exceptions to the warrant
requirement, 569 U. S., at ___, n. 3 (slip op., at 7, n.
3).
Petitioners and Justice Sotomayor next suggest that requiring a
warrant for BAC testing in every case in which a motorist is
arrested for drunk driving would not impose any great burden on the
police or the courts. But of course the same argument could be made
about searching through objects found on the arrestee’s possession,
which our cases permit even in the absence of a warrant. What about
the cigarette package in
Robinson? What if a motorist
arrested for drunk driving has a flask in his pocket? What if a
motorist arrested for driving while under the influence of
marijuana has what appears to be a mari-juana cigarette on his
person? What about an unmarked bottle of pills?
If a search warrant were required for every search incident to
arrest that does not involve exigent circumstances, the courts
would be swamped. And even if we arbitrarily singled out BAC tests
incident to arrest for this special treatment, as it appears the
dissent would do, see
post, at 12–14, the impact on the
courts would be considerable. The number of arrests every year for
driving under the influence is enormous—more than 1.1 million in
2014. FBI, Uniform Crime Report, Crime in the United States, 2014,
Arrests 2 (Fall 2015). Particularly in sparsely populated areas, it
would be no small task for courts to field a large new influx of
warrant applications that could come on any day of the year and at
any hour. In many jurisdictions, judicial officers have the
authority to issue warrants only within their own districts, see,
e.g., Fed. Rule Crim. Proc. 41(b); N. D. Rule Crim.
Proc. 41(a) (2016–2017), and in rural areas, some districts may
have only a small number of judicial officers.
North Dakota, for instance, has only 51 state district judges
spread across eight judicial districts.[
4] Those
judges are assisted by 31 magistrates, and there are no magistrates
in 20 of the State’s 53 counties.[
5] At any given
location in the State, then, relatively few state officials have
authority to issue search warrants.[
6] Yet the
State, with a population of roughly 740,000, sees nearly 7,000
drunk-driving arrests each year. Office of North Dakota Attorney
General, Crime in North Dakota, 2014, pp. 5, 47 (2015). With a
small number of judicial officers authorized to issue warrants in
some parts of the State, the burden of fielding BAC warrant
applications 24 hours per day, 365 days of the year would not be
the light burden that petitioners and Justice Sotomayor
suggest.
In light of this burden and our prior search-incident-to-arrest
precedents, petitioners would at a minimum have to show some
special need for warrants for BAC testing. It is therefore
appropriate to consider the benefits that such applications would
provide. Search warrants protect privacy in two main ways. First,
they ensure that a search is not carried out unless a neutral
magistrate makes an independent determination that there is
probable cause to believe that evidence will be found. See,
e.g., Riley, 573 U. S., at ___ (slip op., at 5).
Second, if the magistrate finds probable cause, the warrant limits
the intrusion on privacy by specifying the scope of the search—that
is, the area that can be searched and the items that can be sought.
United States v.
Chadwick,433 U. S. 1,9 (1977),
abrogated on other grounds,
Acevedo,500 U. S. 565.
How well would these functions be performed by the warrant
applications that petitioners propose? In order to persuade a
magistrate that there is probable cause for a search warrant, the
officer would typically recite the same facts that led the officer
to find that there was probable cause for arrest, namely, that
there is probable cause to believe that a BAC test will reveal that
the motorist’s blood alcohol level is over the limit. As these
three cases suggest, see Part II,
supra, the facts that
establish probable cause are largely the same from one
drunk-driving stop to the next and consist largely of the officer’s
own characterization of his or her observations—for example, that
there was a strong odor of alcohol, that the motorist wobbled when
attempting to stand, that the motorist paused when reciting the
alphabet or counting backwards, and so on. A magistrate would be in
a poor position to challenge such characterizations.
As for the second function served by search warrants—delineating
the scope of a search—the warrants in question here would not serve
that function at all. In every case the scope of the warrant would
simply be a BAC test of the arrestee. Cf.
Skinner, 489
U. S., at 622 (“[I]n light of the standardized nature of the
tests and the minimal discretion vested in those charged with
administering the program, there are virtually no facts for a
neutral magistrate to evaluate”). For these reasons, requiring the
police to obtain a warrant in every case would impose a substantial
burden but no commensurate benefit.
Petitioners advance other alternatives to warrantless BAC tests
incident to arrest, but these are poor substitutes. Relying on a
recent NHTSA report, petitioner Birchfield identifies 19 strategies
that he claims would be at least as effective as implied consent
laws, including high-visibility sobriety checkpoints, installing
ignition interlocks on repeat offenders’ cars that would disable
their operation when the driver’s breath reveals a sufficiently
high alcohol concentration, and alcohol treatment programs. Brief
for Petitioner in No. 14–1468, at 44–45. But Birchfield ignores the
fact that the cited report describes many of these measures, such
as checkpoints, as significantly more costly than test refusal
penalties. NHTSA, A. Goodwin et al., Countermeasures That
Work: A Highway Safety Countermeasures Guide for State Highway
Safety Offices, p. 1–7 (No. 811727, 7th ed. 2013). Others,
such as ignition interlocks, target only a segment of the
drunk-driver population. And still others, such as treatment
programs, are already in widespread use, see
id., at 1–8,
including in North Dakota and Minnesota. Moreover, the same NHTSA
report, in line with the agency’s guidance elsewhere, stresses that
BAC test refusal penalties would be
more effective if the
consequences for refusal were made more severe, including through
the addition of criminal penalties.
Id., at 1–16 to
1–17.
3
Petitioner Bernard objects to the whole idea of analyzing breath
and blood tests as searches incident to arrest. That doctrine, he
argues, does not protect the sort of governmental interests that
warrantless breath and blood tests serve. On his reading, this
Court’s precedents permit a search of an arrestee solely to prevent
the arrestee from obtaining a weapon or taking steps to destroy
evidence. See Reply Brief in No. 14–1470, at 4–6. In
Chimel,
for example, the Court derived its limitation for the scope of the
permitted search—“the area into which an arrestee might reach”—from
the principle that officers may reasonably search “the area from
within which he might gain possession of a weapon or destructible
evidence.” 395 U. S., at 763. Stopping an arrestee from
destroying evidence, Bernard argues, is critically different from
preventing the loss of blood alcohol evidence as the result of the
body’s metabolism of alcohol, a natural process over which the
arrestee has little control. Reply Brief in No. 14–1470, at
5–6.
The distinction that Bernard draws between an arrestee’s active
destruction of evidence and the loss of evidence due to a natural
process makes little sense. In both situations the State is
justifiably concerned that evidence may be lost, and Bernard does
not explain why the cause of the loss should be dispositive. And in
fact many of this Court’s post-
Chimel cases have recognized
the State’s concern, not just in avoiding an arrestee’s intentional
destruction of evidence, but in “evidence preservation” or avoiding
“the loss of evidence” more generally.
Riley, 573
U. S., at ___ (slip op., at 8); see also
Robinson, 414
U. S., at 234 (“the need to preserve evidence on his person”);
Knowles v.
Iowa,525 U. S. 113–119 (1998) (“the
need to discover and preserve evidence;” “the concern for
destruction
or loss of evidence” (emphasis added));
Virginia v.
Moore,553 U. S. 164,176 (2008) (the
need to “safeguard evidence”). This concern for preserving evidence
or preventing its loss readily encompasses the inevitable
metabolization of alcohol in the blood.
Nor is there any reason to suspect that
Chimel’s use of
the word “destruction,” 395 U. S., at 763, was a deliberate
decision to rule out evidence loss that is mostly beyond the
arrestee’s control. The case did not involve any evidence that was
subject to dissipation through natural processes, and there is no
sign in the opinion that such a situation was on the Court’s
mind.
Bernard attempts to derive more concrete support for his
position from
Schmerber. In that case, the Court stated that
the “destruction of evidence under the direct control of the
accused” is a danger that is not present “with respect to searches
involving intrusions beyond the body’s surface.” 384 U. S., at
769. Bernard reads this to mean that an arrestee cannot be required
“to take a chemical test” incident to arrest, Brief for Petitioner
in No. 14–1470, at 19, but by using the term “chemical test,”
Bernard obscures the fact that
Schmerber’s passage was
addressed to the type of test at issue in that case, namely a blood
test. The Court described blood tests as “searches involving
intrusions beyond the body’s surface,” and it saw these searches as
implicating important “interests in human dignity and privacy,” 384
U. S., at 769–770. Al-though the Court appreciated as well
that blood tests “in-volv[e] virtually no risk, trauma, or pain,”
id., at 771, its point was that such searches still impinge
on far more sensitive interests than the typical search of the
person of an arrestee. Cf.
supra, at 22–23. But breath
tests, unlike blood tests, “are
not invasive of the body,”
Skinner, 489 U. S., at 626 (emphasis added), and
therefore the Court’s comments in
Schmerber are inapposite
when it comes to the type of test Bernard was asked to take.
Schmerber did not involve a breath test, and on the question
of breath tests’ legality,
Schmerber said nothing.
Finally, Bernard supports his distinction using a passage from
the
McNeely opinion, which distinguishes between “easily
disposable evidence” over “which the suspect has control” and
evidence, like blood alcohol evidence, that is lost through a
natural process “in a gradual and relatively predictable manner.”
569 U. S., at ___ (slip op., at 10); see Reply Brief in No.
14–1470, at 5–6. Bernard fails to note the issue that this
paragraph addressed.
McNeely concerned only one exception to
the usual warrant requirement, the exception for exigent
circumstances, and as previously discussed, that exception has
always been understood to involve an evaluation of the particular
facts of each case. Here, by contrast, we are concerned with the
search-incident-to-arrest exception, and as we made clear in
Robinson and repeated in
McNeely itself, this
authority is categorical. It does not depend on an evaluation of
the threat to officer safety or the threat of evidence loss in a
particular case.[
7]
Having assessed the effect of BAC tests on privacy interests and
the need for such tests, we conclude that the Fourth Amendment
permits warrantless breath tests incident to arrests for drunk
driving. The impact of breath tests on privacy is slight, and the
need for BAC testing is great.
We reach a different conclusion with respect to blood tests.
Blood tests are significantly more intrusive, and their
reasonableness must be judged in light of the availability of the
less invasive alternative of a breath test. Respondents have
offered no satisfactory justification for demanding the more
intrusive alternative without awarrant.
Neither respondents nor their
amici dispute the
effectiveness of breath tests in measuring BAC. Breath tests have
been in common use for many years. Their results are admissible in
court and are widely credited by juries, and respondents do not
dispute their accuracy or utility. What, then, is the justification
for warrantless blood tests?
One advantage of blood tests is their ability to detect not just
alcohol but also other substances that can impair a driver’s
ability to operate a car safely. See Brief for New Jersey et al. as
Amici Curiae 9; Brief for United States as
Amicus
Curiae 6. A breath test cannot do this, but police have other
measures at their disposal when they have reason to believe that a
motorist may be under the influence of some other substance (for
example, if a breath test indicates that a clearly impaired
motorist has little if any alcohol in his blood). Nothing prevents
the police from seeking a warrant for a blood test when there is
sufficient time to do so in the particular circumstances or from
relying on the exigent circumstances exception to the warrant
requirement when there is not. See
McNeely, 569 U. S.,
at ___–___ (slip op., at 22–23).
A blood test also requires less driver participation than a
breath test. In order for a technician to take a blood sample, all
that is needed is for the subject to remain still, either
voluntarily or by being immobilized. Thus, it is possible to
extract a blood sample from a subject who forcibly resists, but
many States reasonably prefer not to take this step. See,
e.g.,
Neville, 459 U. S., at 559–560. North Dakota, for example,
tells us that it generally opposes this practice because of the
risk of dangerous altercations between police officers and
arrestees in rural areas where the arresting officer may not have
backup. Brief for Respondent in No. 14–1468, p. 29. Under
current North Dakota law, only in cases involving an accident that
results in death or serious injury may blood be taken from
arrestees who resist. Compare N. D. Cent. Code Ann.
§§39–20–04(1), 39–20–01, with §39–20–01.1.
It is true that a blood test, unlike a breath test, may be
administered to a person who is unconscious (perhaps as a result of
a crash) or who is unable to do what is needed to take a breath
test due to profound intoxication or injuries. But we have no
reason to believe that such situations are common in drunk-driving
arrests, and when they arise, the police may apply for a warrant if
need be.
A breath test may also be ineffective if an arrestee
deliberately attempts to prevent an accurate reading by failing to
blow into the tube for the requisite length of time or with the
necessary force. But courts have held that such conduct qualifies
as a refusal to undergo testing,
e.g., Andrews v.
Turner, 52 Ohio St. 2d 31, 36–37, 368 N. E. 2d
1253, 1256–1257 (1977);
In re Kunneman, 501 P. 2d
910, 910–911 (Okla. Civ. App. 1972); see generally 1 Erwin §4.08[2]
(collecting cases), and it may be prosecuted as such. And again, a
warrant for a blood test may be sought.
Because breath tests are significantly less intrusive than blood
tests and in most cases amply serve law enforcement interests, we
conclude that a breath test, but not a blood test, may be
administered as a search incident to a lawful arrest for drunk
driving. As in all cases involving reasonable searches incident to
arrest, a warrant is not needed in this situation.[
8]
VI
Having concluded that the search incident to arrest doctrine
does not justify the warrantless taking of a blood sample, we must
address respondents’ alternative argument that such tests are
justified based on the driver’s legally implied consent to submit
to them. It is well established that a search is reasonable when
the subject consents,
e.g., Schneckloth v.
Bustamonte,412 U. S. 218,219 (1973), and that sometimes
consent to a search need not be express but may be fairly inferred
from context, cf.
Florida v.
Jardines,569 U. S.
1, ___–___ (2013) (slip op., at 6–7);
Marshall v.
Barlow’s, Inc.,436 U. S. 307,313 (1978). Our prior
opinions have referred approvingly to the general concept of
implied-consent laws that impose civil penalties and evidentiary
consequences on motorists who refuse to comply. See,
e.g.,
McNeely,
supra, at ___ (plural-ity opinion) (slip
op., at 18);
Neville,
supra, at 560. Petitioners do
not question the constitutionality of those laws, and nothing we
say here should be read to cast doubt on them.
It is another matter, however, for a State not only to insist
upon an intrusive blood test, but also to impose criminal penalties
on the refusal to submit to such a test. There must be a limit to
the consequences to which motorists may be deemed to have consented
by virtue of a decision to drive on public roads.
Respondents and their
amici all but concede this point.
North Dakota emphasizes that its law makes refusal a misdemeanor
and suggests that laws punishing refusal more severely would
present a different issue. Brief for Respondent in No. 14–1468, at
33–34. Borrowing from our Fifth Amendment jurisprudence, the United
States suggests that motorists could be deemed to have consented to
only those conditions that are “reasonable” in that they have a
“nexus” to the privilege of driving and entail penalties that are
proportional to severity of the violation. Brief for United States
as
Amicus Curiae 21–27. But in the Fourth Amendment setting,
this standard does not differ in substance from the one that we
apply, since reasonableness is always the touchstone of Fourth
Amendment analysis, see
Brigham City v.
Stuart,547
U. S. 398,403 (2006). And applying this standard, we conclude
that motorists cannot be deemed to have consented to submit to a
blood test on pain of committing a criminal offense.
VII
Our remaining task is to apply our legal conclusions to the
three cases before us.
Petitioner Birchfield was criminally prosecuted for refusing a
warrantless blood draw, and therefore the search he refused cannot
be justified as a search incident to his arrest or on the basis of
implied consent. There is no indication in the record or briefing
that a breath test would have failed to satisfy the State’s
interests in acquiring evidence to enforce its drunk-driving laws
against Birchfield. And North Dakota has not presented any
case-specific information to suggest that the exigent circumstances
exception would have justified a warrantless search. Cf.
McNeely, 569 U. S., at ___–___ (slip op., at 20–23).
Unable to see any other basis on which to justify a warrantless
test of Birchfield’s blood, we conclude that Birchfield was
threatened with an unlawful search and that the judgment affirming
his conviction must bereversed.
Bernard, on the other hand, was criminally prosecuted for
refusing a warrantless breath test. That test
was a
permissible search incident to Bernard’s arrest for drunk driving,
an arrest whose legality Bernard has not con-tested. Accordingly,
the Fourth Amendment did not require officers to obtain a warrant
prior to demanding the test, and Bernard had no right to refuse
it.
Unlike the other petitioners, Beylund was not prose-cuted for
refusing a test. He submitted to a blood test after police told him
that the law required his submission, and his license was then
suspended and he was fined in an administrative proceeding. The
North Dakota Supreme Court held that Beylund’s consent was
voluntary on the erroneous assumption that the State could
permissibly compel both blood and breath tests. Because
voluntariness of consent to a search must be “determined from the
totality of all the circumstances,”
Schneckloth,
supra, at 227, we leave it to the state court on remand to
reevaluate Beylund’s consent given the partial inaccuracy of the
officer’s advisory.[
9]
We accordingly reverse the judgment of the North Da-kota Supreme
Court in No. 14–1468 and remand the case for further proceedings
not inconsistent with this opinion. We affirm the judgment of the
Minnesota Supreme Court in No. 14–1470. And we vacate the judgment
of the North Dakota Supreme Court in No. 14–1507 and remand the
case for further proceedings not inconsistent with this
opinion.
It is so ordered.