SUPREME COURT OF THE UNITED STATES
_________________
No. 13–628
_________________
MENACHEM BINYAMIN ZIVOTOFSKY, by his parents
and guardians, ARI Z. AND NAOMI SIEGMAN ZIVOTOFSKY, PETITIONER
v. JOHN KERRY, SECRETARY OF STATE
on writ of certiorari to the united states
court of appeals for the district of columbia circuit
[June 8, 2015]
Justice Thomas, concurring in the judgment in
part and dissenting in part.
Our Constitution allocates the powers of the
Federal Government over foreign affairs in two ways. First, it
expressly identifies certain foreign affairs powers and vests them
in particular branches, either individually or jointly. Second, it
vests the residual foreign affairs powers of the Federal
Government—
i.e., those not specifically enumerated in the
Constitution—in the President by way of Article II’s Vesting
Clause.
Section 214(d) of the Foreign Relations
Authorization Act, Fiscal Year 2003, ignores that constitutional
allocation of power insofar as it directs the President, contrary
to his wishes, to list “Israel” as the place of birth of
Jerusalem-born citizens on their passports. The President haslong
regulated passports under his residual foreign affairs power, and
this portion of §214(d) does not fall within any of Congress’
enumerated powers.
By contrast, §214(d) poses no such problem
insofar as it regulates consular reports of birth abroad. Unlike
passports, these reports were developed to effectuate the
naturalization laws, and they continue to serve the role of
identifying persons who need not be naturalized to obtain
U. S. citizenship. The regulation of these reports does not
fall within the President’s foreign affairs powers, but within
Congress’ enumerated powers under the Naturalization and Necessary
and Proper Clauses.
Rather than adhere to the Constitution’s
division of powers, the Court relies on a distortion of the
President’s recognition power to hold both of these parts of
§214(d) unconstitutional. Because I cannot join this faulty
analysis, I concur only in the portion of the Court’s judgment
holding §214(d) unconstitutional as applied to passports. I
respectfully dissent from the remainder of the Court’s
judgment.
I
A
The Constitution specifies a number of foreign
affairs powers and divides them between the political branches.
Among others, Article I allocates to Congress the powers “[t]o
regulate Commerce with foreign Nations,” “[t]o establish an uniform
Rule of Naturalization,” “[t]o define and punish Piracies and
Felonies committed on the high Seas, and Offenses against the Law
of Nations,” and “[t]o declare War, grant Letters of Marque and
Reprisal, and make Rules concerning Captures on Land and Water.”
Art. I, §8. For his part, the President has certain express
powers relating to foreign affairs, including the powers, “by and
with the Advice and Consent of the Senate,” to “appoint
Ambassadors,” and “to make Treaties, provided two thirds of the
Senators present concur.” Art. II, §2. He is also assigned
certain duties with respect to foreign affairs, including serving
as “Commander in Chief ofthe Army and Navy of the United States,”
ibid., and“receiv[ing] Ambassadors and other public
Ministers,” Art. II, §3.
These specific allocations, however, cannot
account for the entirety of the foreign affairs powers exercised by
the Federal Government. Neither of the political branches is
expressly authorized, for instance, to communicate with foreign
ministers, to issue passports, or to repel sudden attacks. Yet the
President has engaged in such conduct, with the support of
Congress, since the earliest days of the Republic. Prakash &
Ramsey, The Executive Power Over Foreign Affairs, 111 Yale
L. J. 231, 298–346 (2001) (Prakash & Ramsey).
The President’s longstanding practice of
exercising unenumerated foreign affairs powers reflects a
constitutional directive that “the President ha[s] primary
responsibility—along with the necessary power—to protect the
national security and to conduct the Nation’s foreign relations.”
Hamdi v.
Rumsfeld, 542 U. S. 507, 580 (2004)
(Thomas, J., dissenting). Specifically, the Vesting Clause of
Article II provides that “[t]he executive Power shall be vested in
a President of the United States.” Art. II, §1. This Clause is
notably different from the Vesting Clause of Article I, which
provides only that “[a]ll legislative Powers
herein granted
shall be vested in a Congress of the United States,” Art. I,
§1 (emphasis added). By omitting the words “herein granted” in
Article II, the Constitution indicates that the “executive Power”
vested in the President is not confined to those powers expressly
identified in the document. Instead, it includes all powers
originally understood as falling within the “executive Power” of
the Federal Government.
B
Founding-era evidence reveals that the
“executivePower” included the foreign affairs powers of a sovereign
State. See Prakash & Ramsey 253. John Locke’s 17th-century
writings laid the groundwork for this understanding of executive
power. Locke described foreign affairs powers—including the powers
of “war and peace, leagues and alliances, and all the transactions
with all persons and communities without the commonwealth”—as
“federative” power. Second Treatise of Civil Government §146,p. 73
(J. Gough ed. 1947). He defined the “executive” power as
“comprehending the execution of the municipal laws of the society
within itself upon all that are parts of it.”
Id., §147, at
73. Importantly, however, Locke explained that the federative and
executive powers must be lodged together, lest “disorder and ruin”
erupt from the division of the “force of the public.”
Id.,
§148, at 73–74.
Subsequent thinkers began to refer to both of
these powers as aspects of “executive power.” William Blackstone,
for example, described the executive power in England as including
foreign affairs powers, such as the“power of sending embassadors to
foreign states, and receiv-ing embassadors at home”; making
“treaties, leagues, and alliances with foreign states and princes”;
“making war and peace”; and “issu[ing] letters of marque and
reprisal.” 1 Commentaries on the Laws of England 245, 249, 250,
242–252 (1765) (Blackstone). Baron de Montesquieu similarly
described executive power as including the power to “mak[e] peace
or war, sen[d] or receiv[e] embassies, establis[h] the public
security, and provid[e] against invasions.” The Spirit of the Laws
bk. XI, ch. 6, p. 151 (O. Piest ed., T. Nugent transl. 1949). In
fact, “most writers of [Montesquieu’s] tim[e] w[ere] inclined to
think of the executive branch of government as being concerned
nearly entirely with foreign affairs.” W. Gwyn, The Meaning of the
Separation of Powers 103 (1965).
That understanding of executive power prevailed
in America. Following independence, Congress assumed control over
foreign affairs under the Articles of Confederation. See,
e.g., Articles of Confederation, Art. IX, cl. 1. At that
time, many understood that control to be an exercise of executive
power. See Prakash & Ramsey 272, 275–278. Letters among Members
of the Continental Congress, for instance, repeatedly referred to
the Department of Foreign Affairs, established under the control of
the Continental Congress, as an “Executive departmen[t]” and to its
officers as “ ‘Executives or Ministers.’ ”
Id., at
276, and nn. 194–196. Similarly, the Essex Result of 1778—an
influential report on the proposed Constitution for
Massachusetts—described executive power as including both
“external” and “internal” powers: The external executive power
“comprehends war, peace, the sending and receiving ambassadors, and
whatever concerns the transactions of the state with any other
independent state,” while the internal executive power “is employed
in the peace, security and protection of the subject and his
property.” Essex Result, in The Popular Sources of Political
Authority: Documents on the Massachusetts Constitution of 1780, pp.
324, 337 (O. Handlin & M. Handlin eds. 1966).
This view of executive power was widespread at
the time of the framing of the Constitution. Thomas Rutherforth’s
Institutes of Natural Law—a treatise routinely cited by the
Founders, McDowell, The Limits of Natural Law: Thomas Rutherforth
and the American Legal Tradition, 37 Am. J. Juris. 57, 59, and n.
10 (1992)—explained that “external executive power” includes “not
only what is properly called military power, but the power likewise
of making war or peace, the power of engaging in alliances for an
encrease of strength, . . . the power of entering into
treaties, and of making leagues to restore peace . . .
and the power of adjusting the rights of a nation in respect of
navigation, trade, etc.,” 2 Institutes of Natural Law 55–56, 54–61
(1756). During the ratification debates, James Wilson likewise
referred to the “executive powers of government” as including the
external powers of a nation. 2 J. Elliot, The Debates in the
Several State Conventions on the Adoption of the Federal
Constitution 500–502 (1863). And Alexander Hamilton, writing as
Publius, asserted that “[t]he actual conduct of foreign
negotiations,” “the arrangement of the army and navy, the
directions of the operations of war . . . and other
matters of a like nature” are “executive details” that “fal[l]
peculiarly within the province of the executive department.” The
Federalist No. 72, pp. 435–436 (C. Rossiter ed. 1961).
Given this pervasive view of executive power, it
is unsurprising that those who ratified the Constitution understood
the “executive Power” vested by Article II to include those foreign
affairs powers not otherwise allocated in the Constitution. James
Iredell, for example, told the North Carolina ratifying convention
that, under the new Constitution, the President would “regulate all
intercourse with foreign powers” and act as the “primary agent” of
the United States, though no specific allocation of foreign affairs
powers in the document so provided. 4 Elliot,
supra, at 127,
128. And Alexander Hamilton presumed as much when he argued that
the “[e]nergy” created in the Constitution’s Executive would be
“essential to the protection of the community against foreign
attacks,” even though no specific allocation of foreign affairs
powers provided for the Executive to repel such assaults. See The
Federalist No. 70, p. 423. These statements confirm that the
“executive Power” vested in the President by Article II includes
the residual foreign affairs powers of the Federal Government not
otherwise allocated by the Constitution.[
1]
C
Early practice of the founding generation also
supports this understanding of the “executive Power.” Upon taking
office, President Washington assumed the role of chief diplomat;
began to direct the Secretary of Foreign Affairs who, under the
Articles of Confederation, had reported to the Congress; and
established the foreign policy of the United States. Prakash &
Ramsey 296–297. At the same time, he respected Congress’
prerogatives to declare war, regulate foreign commerce, and
appropriate funds.
Id.,at 296.
For its part, Congress recognized a broad
Presidential role in foreign affairs.
Id., at 297–298. It
created an “Executive department” called the “Department of Foreign
Affairs,” with a Secretary wholly subordinate to the President. An
Act for Establishing an Executive Department, to be denominated the
Department of Foreign Affairs, 1Stat. 28. The enabling Act provided
that the Secretary was to “perform and execute such duties as shall
from time to time be enjoined on or intrusted to him by the
President,” including those “relative to correspondences,
commissions or instructions to or with public ministers or consuls,
from the United States, or to negotiations with public ministers
from foreign states or princes, or to memorials or other
applications from foreign public ministers or other foreigners, or
to such other matters respecting foreign affairs.” §1,
id.,
at 29. By referring to those duties as those “the President of the
United States shall assign to the said department,”
ibid.,
the Act presumed the President inherently possessed power to engage
in those tasks.
Subsequent interactions between President
Washington and Congress indicated that the parties involved
believed the Constitution vested the President with authority to
regulate dealings with foreign nations. In his first State of the
Union Address, President Washington told Congress that “[t]he
interests of the United States require, that our intercourse with
other nations should be facilitated by such provisions as will
enable me to fulfil my duty in that respect.” First Annual Message
(Jan. 8, 1790), in George Washington: A Collection 467, 468 (W.
Allen ed. 1988). To that end, he asked for compensation for
employees and a fund designated for “defraying the expenses
incident to the conduct of our foreign affairs.”
Ibid.
Congress responded by passing “An Act providing the means of
intercourse between the United States and foreign nations.” Ch. 22,
1Stat. 128.
During the congressional debate over that bill,
the President sought an opinion from Thomas Jefferson—at that time,
Secretary of State—about the scope of the Senate’s power in this
area. Jefferson responded that “[t]he transaction of business with
foreign nations is executive altogether.” Opinion on the Powers of
the Senate (Apr. 24, 1790), in 5 Writings of Thomas Jefferson 161
(P. Ford ed. 1895). As such, Jefferson concluded that it properly
belonged “to the head” of the executive department, “except as to
such portions of it as are specially submitted to the senate.”
Ibid. According to Washington’s diaries, he received similar
advice from John Jay and James Madison about “the propriety of
consulting the Senate on the places to which it would be necessary
to send persons in the Diplomatic line, and Consuls.” 6 The Diaries
of George Washington 68 (D. Jackson & D. Twohig eds. 1979). All
agreed that the Senate lacked a “Constitutional right to interfere
with either, & that it might be impolitic to draw it into a
precedent their powers extending no farther than to an approbation
or disapprobation of the person nominated by the President all the
rest being Executive and vested in the President by the
Constitution.”
Ibid.
Washington followed this advice. He corresponded
directly with U. S. ministers, moved them among countries, and
removed them from their positions at will. Prakash & Ramsey
308–309. He also corresponded with foreign leaders, representing
that his role as the “ ‘supreme executive authority’ ”
authorized him to receive and respond to their letters on behalf of
the United States.
Id., at 317. When foreign ministers
addressed their communications to Congress, he informed them of
their error.
Id., at 321.
Washington’s control over foreign affairs
extended beyond communications with other governments. When
confronted with the question whether to recognize the French
Republic as the lawful government of France, he received the French
Republic’s emissary without the involvement of Congress.
Id., at 312. When he later concluded that the emissary had
acted inappropriately, he again acted without the involvement of
Congress to ask the French executive to recall him.
Id., at
314–315. Washington also declared neutrality on behalf of the
United States during the war between England and France in 1793,
see Proclamation of Neutrality (Apr. 22, 1793), an action Hamilton
pseudonymously defended as a proper exercise of the power vested in
the President by the “general grant” of executive power in the
Vesting Clause. Pacificus No. 1 (June 29, 1793), Letters of
Pacificus and Helvidius 10 (1845);
id., at 3. For its part,
Congress applauded the President’s decision. 4 Annals of Cong. 18,
138 (1793).
In short, the practices of the Washington
administration and First Congress confirm that Article II’s Vesting
Clause was originally understood to include a grant of residual
foreign affairs power to the Executive.
II
The statutory provision at issue implicates
the President’s residual foreign affairs power. Section 214(d)
instructs the Secretary of State, upon request of a citizen born in
Jerusalem (or that citizen’s legal guardian), to list that
citizen’s place of birth as Israel on his passport and consular
report of birth abroad, even though it is the undisputed position
of the United States that Jerusalem is not a part of Israel. The
President argues that this provision violates his foreign affairs
powers generally and his recognition power specifically. Zivotofsky
rejoins that Congress passed §214(d) pursuant to its enumerated
powers and its action must therefore take precedence.
Neither has it quite right. The President is not
constitutionally compelled to implement §214(d) as it appliesto
passports because passport regulation falls squarely within his
residual foreign affairs power and Zivotofsky has identified no
source of congressional power to require the President to list
Israel as the place of birth for a citizen born in Jerusalem on
that citizen’s passport. Section 214(d) can, however, be
constitutionally applied to con-sular reports of birth abroad
because those documentsdo not fall within the President’s foreign
affairs authority but do fall within Congress’ enumerated powers
over naturalization.[
2]
A
1
In the Anglo-American legal tradition,
passports have consistently been issued and controlled by the body
exercising executive power—in England, by the King; in the
colonies, by the Continental Congress; and in the United States, by
President Washington and every President since.
Historically, “passports were classed with those
documents known as safe conducts or letters of protection, by which
the person of an enemy might be rendered safe and inviolable.” G.
Hunt, U. S. Dept. of State, The American Passport: Its History
3 (1898). Letters of safe conduct and passports performed different
functions in England, but both grew out of the King’s prerogative
to regulate the “nation’s intercourse with foreign nations,” see 1
Blackstone 251–253. The King issued letters of safe conduct during
times of war,
id., at 252, whereas passports were heirs to a
tradition of requiring the King’s license to depart the country,
see,
e.g., Richard II, Feb. 26, 1383, 2 Calendar of Close
Rolls, pp. 281–282 (1920); 1 E. Turner, The Privy Council of
England in the Seventeenth and Eighteenth Centuries 1603–1784, p.
151 (1927); see also K. Diplock, Passports and Protection in
International Law, in 32 The Grotius Society, Transactions for the
Year 1946, Problems of Public and Private International Law 42, 44
(1947).
Both safe conducts and passports were in use at
the time of the founding. Passports were given “for greater
security” “on ordinary occasions [to] persons who meet with no
special interference in going and coming,” whereas
“safe-conduct[s]” were “given to persons who could not otherwise
enter with safety the dominions of the sovereign granting it.” 3 E.
de Vattel, The Law of Nations §265, p. 331 (1758 ed. C. Fenwick
transl. 1916) (emphasis deleted). Both were issued by the person
exercising the external sovereign power of a state. See
id.,
§§162, 275, at 69, 332. In the absence of a separate executive
branch of government, the Continental Congress issued passports
during the American Revolution, see,
e.g., Resolution (May
9, 1776), in 4 Journals of the Continental Congress 340–341;
Resolution (May 24, 1776), in
id., at 385; as did the
Congress under the Articles of Confederation, see,
e.g., 25
id., at 859 (Jan. 24, 1783) (discussing its authority to
issue passports under the war power).
After the ratification of the Constitution,
President Washington immediately took responsibility for issuing
passports. Hunt,
supra, at 3. Although “ ‘[p]ast
practice does not, by itself, create power,’ ” “a governmental
practice [that] has been open, widespread, and unchallenged since
the early days of the Republic . . . should guide our
interpretation of an ambiguous constitutional provision.”
NLRB v.
Noel Canning, 573 U. S. ___, ___ (2014)
(Scalia, J., concurring in judgment) (slip op., at 5) (alteration
in original; some internal quotation marks omitted). The history of
the President’s passport regulation in this country is one such
practice. From the ratification until the end of the Civil War, the
President issued passports without any authorization from Congress.
As the Department of State later remarked, “In the absence of any
law upon the subject, the issuing of passports to Americans going
abroad naturally fell to the Department of State, as one of its
manifestly proper functions.” Hunt,
supra, at 37. To that
end, the Secretary’s authority was “entirely discretionary.”
Urtetiqui v.
D’Arcy, 9 Pet. 692, 699 (1835). Congress
acted in support of that authority by criminalizing the
“violat[ion] [of] any safe-conduct or passport duly obtained and
issued under the authority of the United States.” An Act for the
Punishment of certain Crimes against the United States, §28, 1Stat.
118.[
3] Congress only purported
to authorize the President to issue such passports in 1856 and,
even under that statute, it provided that passports should be
issued “under such rules as the President shall designate and
prescribe for and on behalf of the United States.” An Act to
regulate the Diplomatic and Consular Systems of the United States,
§23, 11Stat. 60. The President has continued to designate and
prescribe the rules for passports ever since.
2
That the President has the power to regulate
passports under his residual foreign affairs powers does not,
however, end the matter, for Congress has repeatedly legislatedon
the subject of passports. These laws have always been narrow in
scope. For example, Congress enacted laws prohibiting the issuance
of passports to noncitizens,
id., at 61, created an
exception to that rule for “persons liable to military duty,” Act
of Mar. 3, 1863, §23, 12Stat. 754, and then eliminated that
exception, Act of May 30, 1866, ch. 102, 14Stat. 54. It passed laws
regulating the fees that the State Department should impose for
issuance of the passports. Act of May 16, 1932, ch. 187, 47Stat.
157; Act of June 4, 1920, §1, 41Stat. 750; Act of June 15, 1917,
ch. 30, Title IX, §1, 40Stat. 227; Act of Aug. 18, 1856, §23,
11Stat. 60; Act of Mar. 1, 1855, §12, 10Stat. 624. It also enacted
legislation addressing the duration for which passports may remain
valid. §116, 96Stat. 279; Pub. L. 90–428, 82Stat. 446; Pub. L.
86–267, 73Stat. 552; Act of July 3, 1926, 44Stat. 887. And it
passed laws imposing criminal penalties for false statements made
when applying for passports, along with misuse of passports and
counterfeiting or forgery of them. Act of June 25, 1948, 62Stat.
771; Act of Mar. 28, 1940, §7, 54Stat. 80; 40Stat. 227.[
4]
As with any congressional action, however, such
legislation is constitutionally permissible only insofar as it is
promulgated pursuant to one of Congress’ enumerated powers. I must
therefore address whether Congress had constitutional authority to
enact §214(d)’s regulation of passports.
a
Zivotofsky and congressional
amici
identify three potential sources of congressional power to enact
the portion of §214(d) dealing with passports. Zivotofsky first
argues that it falls within Congress’ power “to regulate the
issuance and content of United States passports.” Brief for
Petitioner 17. The U. S. Senate, as
amicus curiae,
likewise contends that it can be justified under Congress’ “plenary
authority over passports,” which it derives from the penumbras of
its powers “ ‘[t]o regulate Commerce with foreign
Nations’ ” and “ ‘[t]o establish an uniform Rule of
Naturalization.’ ” Brief for United States Senate 3 (quoting
U. S. Const., Art. I, §8, cls. 3, 4). None of these arguments
withstands scrutiny.
The Constitution contains no Passport Clause,
nor does it explicitly vest Congress with “plenary authority over
passports.” Because our Government is one of enumerated powers,
“Congress has no power to act unless the Constitution authorizes it
to do so.”
United States v.
Comstock, 560 U. S.
126, 159 (2010) (Thomas, J., dissenting). And “[t]he Constitution
plainly sets forth the ‘few and defined’ powers that Congress may
exercise.”
Ibid. A “passport power” is not one of them.
Section 214(d)’s passport directive fares no
better under those powers actually included in Article I. To start,
it does not fall within the power “[t]o regulate Commerce with
foreign Nations.” “At the time the original Constitution was
ratified, ‘commerce’ consisted of selling, buying, and bartering,
as well as transporting for these purposes.”
United States
v.
Lopez, 514 U. S. 549, 585 (1995) (Thomas, J.,
concurring). The listing of the place of birth of an
applicant—whether born in Jerusalem or not—does not involve
selling, buying, bartering, or transporting for those purposes. Cf.
United States v.
Morrison, 529 U. S. 598, 613
(2000) (“[O]ur cases have upheld Commerce Clause regulation of
intrastate activity [under the power to regulate commerce among the
several States] only where that activity is economic in
nature”).
True, a passport is frequently used by persons
who may intend to engage in commerce abroad, but that use is
insufficient to bring §214(d)’s passport directive within the scope
of this power. The specific conduct at issue here—the listing of
the birthplace of a U. S. citizen born in Jerusalem on a
passport by the President—is not a commercial activity. Any
commercial activities subsequently undertaken by the bearer of a
passport are yet further removed from that regulation.
The power “[t]o establish an uniform Rule of
Naturalization” is similarly unavailing. At the founding, the word
“naturalization” meant “[t]he act of investing aliens with the
privileges of native subjects.” 2 S. Johnson, A Dictionary of the
English Language 1293 (4th ed. 1773); see also T. Dyche & W.
Pardon, A New General English Dictionary (1771) (“the making a
foreigner or alien, a denizen or freeman of any kingdom or city,
and so becoming, as it were, both a subject and a native of a king
or country, that by nature he did not belong to”). A passport has
never been issued as part of the naturalization process. It is—and
has always been—a “travel document,” Dept. of State, 7 Foreign
Affairs Manual (or FAM) §1311(b) (2013), issued for the same
purpose it has always served: a request from one sovereign to
another for the protection of the bearer. See
supra, at
10–12.
b
For similar reasons, the Necessary and Proper
Clause gives Congress no authority here. That Clause provides, “The
Congress shall have Power . . . [t]o make all Laws which
shall be necessary and proper for carrying into Execution the
foregoing Powers, and all other Powers vested by this Constitution
in the Government of the United States, or in any Department or
Officer thereof.” U. S. Const., Art. I, §8, cl. 18. As an
initial matter, “Congress lacks authority to legislate [under this
provision] if the objective is anything other than ‘carrying into
Execution’ one or more of the Federal Government’s enumerated
powers.”
Comstock,
supra, at 161 (Thomas, J.,
dissenting). The “end [must] be legitimate” under our
constitutional structure.
McCulloch v.
Maryland, 4
Wheat. 316, 421 (1819).
But even if the objective of a law is carrying
into execution one of the Federal Government’s enumerated powers,
the law must be both necessary and proper to that objective. The
“Clause is not a warrant to Congress to enact any law that bears
some conceivable connection to the exercise of an enumerated
power.”
Gonzales v.
Raich, 545 U. S. 1, 60
(2005) (Thomas, J., dissenting). Instead, “there must be a
necessary and proper fit between the ‘means’ (the federal law) and
the ‘end’ (the enumerated power or powers) it is designed to
serve.”
Comstock,
supra, at 160 (Thomas, J.,
dissenting). The “means” chosen by Congress “will be deemed
‘necessary’ if they are ‘appropriate’ and ‘plainly adapted’ to the
exercise of an enumerated power, and ‘proper’ if they are not
otherwise ‘prohibited’ by the Constitution and not ‘[in]consistent’
with its ‘letter and spirit.’ ”
Id., at 160–161
(alteration in original).
The argument that §214(d), as applied to
passports, could be an exercise of Congress’ power to carry into
execution its foreign commerce or naturalization powers falters
because this aspect of §214(d) is directed at neither of the ends
served by these powers. Although at a high level of generality, a
passport could be related to foreign commerce and naturalization,
that attenuated relationship is insufficient. The law in question
must be “directly link[ed]” to the enumerated power.
Id., at
169, n. 8. As applied to passports, §214(d) fails that test
because it does not “ ‘carr[y] into Execution’ ”
Congress’ foreign commerce or naturalization powers.
Id., at
160. At most, it bears a tertiary relationship to an activity
Congress is permitted to regulate: It directs the President’s
formulation of a document, which, in turn, may be used to
facilitate travel, which, in turn, may facilitate foreign commerce.
And the distinctive history of the passport as a travel rather than
citizenship document makes its connection to naturalization even
more tenuous.
Nor can this aspect of §214(d) be justified as
an exercise of Congress’ power to enact laws to carry into
execution the President’s residual foreign affairs powers. Simply
put, §214(d)’s passport directive is not a “proper” means of
carrying this power into execution.
To be “proper,” a law must fall within the
peculiar competence of Congress under the Constitution. Though
“proper” was susceptible of several definitions at the time of the
founding, only two are plausible candidates for use in the
Necessary and Proper Clause—(1) “[f]it; accommodated; adapted;
suitable; qualified” and (2) “[p]eculiar; not belonging to more;
not common.” See 2 Johnson,
supra, at 1537. Because the
former would render the word “necessary” superfluous,
McCulloch,
supra, at 413, and we ordinarily attempt
to give effect “to each word of the Constitution,”
Knowlton
v.
Moore, 178 U. S. 41, 87 (1900) , the latter is the
more plausible. That is particularly true because the Constitution
elsewhere uses the term “proper” by itself, Art. I, §9,
Art. II, §§2, 3; the term “necessary” by itself, Art. I, §7;
Art. V; and the term “necessary” as part of the phrase
“necessary and expedient,” Art. II, §3. Thus, the best
interpretation of “proper” is that a law must fall within the
peculiar jurisdiction of Congress.
Our constitutional structure imposes three key
limitations on that jurisdiction: It must conform to (1) the
allocation of authority within the Federal Government, (2) the
allocation of power between the Federal Government and the States,
and (3) the protections for retained individual rights under the
Constitution. See Lawson & Granger, The “Proper” Scope of
Federal Power: A Jurisdictional Interpretation of the Sweeping
Clause, 43 Duke L. J. 267, 291, 297 (1993). In other words, to
be “proper,” a law “must be consistent with principles of
separation of powers, principles of federalism, and individual
rights.”
Id.,at 297
.
Commentators during the ratification debates
treated “proper” as having this meaning. Writing as Publius,
Hamilton posed the question who would “judge . . . the
necessity and
propriety of the laws to be passed for
executing the powers of the Union” and responded that “[t]he
propriety of a law, in a constitutional light, must always be
determined by the nature of the powers upon which it is founded.”
The Federalist, No. 33, pp. 203–204. For example, a law that
“exceeded [Congress’] jurisdiction” and invaded the authority of
the States would not meet that standard.
Id., at 204.
Similarly, an “impartial citizen” wrote in a Virginia newspaper
that, even if the governmental powers could not “be executed
without the aid of a law, granting commercial monopolies,
inflicting un-usual punishments, creating new crimes, or commanding
any unconstitutional act,” thus making the law necessary to the
execution of a power, “such a law would be manifestly not proper,”
and not “warranted by this clause, without absolutely departing
from the usual acceptation of words.” An Impartial Citizen V,
Petersburg Va. Gazette, Feb. 28, 1788, in 8 Documentary History of
the Ratification of the Constitution 428, 431 (J. Kaminski & G.
Saladino eds. 1988) (emphasis deleted).
Early interpretations of the Clause following
ratification largely confirm that view. Lawson & Granger,
supra, at 298–308. During debate on the Bank of the United
States in the First Congress, for example, Representative Ames
declared that the correct construction of the Necessary and Proper
Clause “promotes the good of the society, and the ends for which
the Government was adopted, without impairing the rights of any
man, or the powers of any State.” 2 Annals of Cong. 1906 (1791).
During the Second Congress, Representative Niles railed against a
bill that would have authorized federal mail carriers to transport
passengers for hire in order to reduce the cost of the mails. He
said that such a law would not be “proper” to the power to
establish post offices and post roads because some States had “an
exclusive right of carrying passengers for hire” and an
interpretation of the word “proper” that would allow the bill would
render “as nugatory, all [the States’] deliberations on the
Constitution” and effectively vest Congress with “general authority
to legislate on every subject.” 3
id., at 308–310 (1792)
(emphasis deleted). Each of these comments presumed that the word
“proper” imposed a jurisdictional limit on congressional
activity.
This evidence makes sense in light of the
Framers’ efforts to ensure a separation of powers, reinforced by
checks and balances, as “practical and real protectio[n] for
individual liberty in the new Constitution.”
Perez v.
Mortgage Bankers Assn., 575 U. S. ___, ___ (2015)
(Thomas, J., concurring in judgment) (slip op., at 8). If Congress
could rely on the Necessary and Proper Clause to exercise power
expressly allocated to the other branches or to prevent the
exercise of such power by other branches, it could undermine the
constitutional allocation of powers.
That the evidence thus points to a definition of
“proper” that protects the separation of powers does not fully
explain the way that the “proper” requirement operates when
Congress seeks to facilitate the exercise of a power allocated to
another branch. I can see two potential mechanisms, either or both
of which may accurately reflect the original understanding of the
Clause. First, a law could be “improper” if it purports to direct
another branch’s exercise of its power. See Calabresi &
Prakash, The President’s Power to Execute the Laws, 104 Yale
L. J. 541, 591 (1994) (“[T]he Clause . . . does
[not] allow Congress to tell constitutionally empowered actors how
they can implement their exclusive powers”). Second, a law could be
“improper” if it takes one of those actions
and the branch
to which the power is allocated objects to the action. See Prakash
& Ramsey 255–256 (“Congress has the general power to legislate
in support of the President’s foreign policy goals. But
. . . [s]ince it is derivative of the President’s power,
it must be exercised in coordination with, and not in opposition
to, the President”).
I need not resolve that question today, as the
application of §214(d) to passports would be improper under either
approach. The President has made a determination that the “place of
birth” on a passport should list the country of present
sovereignty. 7 FAM, §1300, App. D, §1330 (2014). And the President
has determined that no country is presently exercising sovereignty
over the area of Jerusalem. Thus, the President has provided that
passports for persons born in Jerusalem should list “Jerusalem” as
the place of birth in the passport.
Id., §1360(f). Section
214(d) directs the President to exercise his power to issue and
regulate the content of passports in a particular way, and the
President has objected to that direction. Under either potential
mechanism for evaluating the propriety of a law under the
separation-of-powers limitation, this law would be
improper.[
5]
c
In support of his argument that the President
must enforce §214(d), Zivotofsky relies heavily on a similar
statute addressing the place of birth designation for persons born
in Taiwan. See Foreign Relations Authorization Act, Fiscal Years
1994 and 1995, §132, 108Stat. 395. That statute provided, “For
purposes of the registration of birth or certification of
nationality of a United States citizen born in Taiwan, the
Secretary of State shall permit the place of birth to be recorded
as Taiwan.”
Ibid. The President has adopted that
practice.
The President’s decision to adopt that practice,
however, says nothing about the constitutionality of the Taiwan
provision in the first place. The constitutional allocation of
powers “does not depend on the views of individual Presidents, nor
on whether the encroached upon branch approves the encroachment.”
Free Enterprise Fund v.
Public Company Accounting
Oversight Bd., 561 U. S. 477, 497 (2010) (citation and
internal quotation marks omitted).[
6] And the argument from Presidential acquiescence here is
particularly weak, given that the Taiwan statute is consistent with
the President’s longstanding policy on Taiwan. At the time Congress
enacted the statute, the Foreign Affairs Manual permitted consular
officials to list “the city or area of birth” on a passport
“[w]here the birthplace of the applicant is located in territory
disputed by another country,” 7 FAM §1383.5–2 (1987), and to list
“the city or town, rather than the country” of an applicant’s birth
“when there are objections to the listing shown on the birthplace
guide,”
id., §1383.6. Because the President otherwise treats
Taiwan as a geographical area within the People’s Republic of
China, listing Taiwan as the place of birth did not directly
conflict with the President’s prevailing practices. Section 214(d)
does so conflict, as it requires the President to list
citizens born in Jerusalem as born in “Israel,” even though the
Foreign Affairs Manual has long prohibited that action.
d
Justice Scalia would locate Congress’ power to
enact the passport directive of §214(d) in Congress’ power under
the Necessary and Proper Clause to bring into effect its enumerated
power over naturalization.
Post, at 3–4 (dissenting
opinion). As an initial matter, he asserts that “[t]he
naturalization power . . . enables Congress to furnish
the people it makes citizens with papers verifying their
citizenship,”
post, at 3, yet offers no support for this
interpretation of a clause that, by its terms, grants Congress only
the “Power . . . To establish an uniform Rule of
Naturalization,” U. S. Const., Art. I, §8, cl. 4. He then
concludes that, if Congress can grant such documents, “it may also
require these [documents] to record his birthplace as
‘Israel’ ” pursuant to its power under the Necessary and
Proper Clause,
post, at 3. But this theory does not account
for the President’s power to act in this area, nor does it confront
difficult questions about the application of the Necessary and
Proper Clause in the case of conflict among the branches.
Justice Scalia disapproves of my “assertion of
broad, unenumerated ‘residual powers’ in the President,”
post, at 19, but offers no response to my interpretation of
the words “executive Power” in the Constitution. Instead, he claims
that I have argued for “Presidential primacy over passports” and
then rejects that position based on two postratification English
statutes, the early practice of nonfederal actors issuing passports
in this country, and the same congressional statutes that I have
already discussed, most of which were enacted after the Civil War.
Post, at 16–17;
supra, at 13, and n. 4. But I do
not argue that the President possesses primary power over
passports. I need not argue that. I argue only that Congress did
not act according to any of the powers granted to it in the
Constitution and, in such circumstances, the question of primacy
does not arise.
In any event, the historical evidence cited in
Justice Scalia’s dissent does not conflict with my analysis of the
President’s power in this area. The two postratification English
statutes implicitly acknowledged that passports are issued by
executive officers in the exercise of executive power, see 38 Geo.
III, ch. 50, §8, in 41 Eng. Stat. at Large 684; 33 Geo. III, ch. 4,
§8, in 39 Eng. Stat. at Large 12, and the practice of executive
officials in the States of this country confirms that relationship.
In addition, neither piece of historical evidence speaks to the
scope of
Congress’ power to regulate passports under our
federal system. Justice Scalia’s final piece of historical
support—the increased congressional regulation of passports
following the Civil War—is perhaps more on point from an
institutional perspective, but still does not resolve the issue.
Those regulations were, as I have already described, narrow in
scope and continued to leave primary regulation of the content of
passports to the President. To draw an inference from these
“late-arising historical practices that are ambiguous at best”—and
that might conflict with the original meaning of the “executive
Power” and the “proper” requirement in the Necessary and Proper
Clause—is a dubious way to undertake constitutional analysis. See
Noel Canning, 573 U. S., at ___ (Scalia, J., concurring
in judgment) (slip op., at 2).
Even more dubious, however, is the cursory
treatment of the Necessary and Proper Clause in Justice Scalia’s
dissent. He asserts that, in acting pursuant to that Clause,
“Congress . . . may not transcend boundaries upon
legislative authority stated or implied elsewhere in the
Constitution.”
Post, at 4. But he offers no explanation for
what those implied limits might be or how they would operate. Does
he, for example, agree that the word “proper” requires Congress to
act in a manner “ ‘consistent with principles of separation of
powers, principles of federalism, and individual rights’ ”?
Supra, at 18 (quoting Lawson & Grainger, 43 Duke
L. J., at 297)
. If so, then why does he find that
requirement satisfied in this case? Is it because he views the
President as having no constitutional authority to act in this
area? Or is it because he views Congress’ directive to the
President as consistent with the separation of powers, irrespective
of the President’s authority? If the latter, is that because he
perceives no separation-of-powers limitations on Congress when it
acts to carry into execution one of
its enumerated powers,
as opposed to the enumerated powers of
another branch? And
if that is the case, what textual, structural, or historical
evidence exists for that interpretation? Justice Scalia’s dissent
raises more questions than it answers.
Justice Scalia’s dissent
does at least
answer how, in his view, the Constitution would resolve a conflict
between the political branches, each acting pursuant to the powers
granted them under the Constitution. He believes that congressional
power should trump in any such conflict.
Post, at 18. I see
nothing in the Constitution that clearly mandates that solution to
a difficult separation-of-powers question, and I need not opine on
it. I find no power under which Congress could lawfully have
enacted the passport directive of §214(d), apart from its power
under the Necessary and Proper Clause to carry into effect the
President’s powers. And I have offered textual and historical
support for my conclusion that the Clause does not include the
power to direct the President’s exercise of his passport power.
Finally, Justice Scalia faults me for failing to
consider a number of potential sources of congressional power for
§214(d) not argued by any of the parties, ranging from the
Fourteenth Amendment; to the Migration or Importation Clause, Art.
I, §9, cl. 1; to the Territories Clause, Art. IV, §3, cl. 2.
Post, at 15. But no one—not even Justice Scalia—has
seriously contended that those provisions would afford a basis for
the passport provision of §214(d).
In the end, Justice Scalia characterizes my
interpretation of the executive power, the naturalization power,
and the Necessary and Proper Clause as producing “a presidency more
reminiscent of George III than George Washington.”
Post, at
19. But he offers no competing interpretation of either the Article
II Vesting Clause or the Necessary and Proper Clause. And his
decision about the Constitution’s resolution of conflict among the
branches could itself be criticized as creating a supreme
legislative body more reminiscent of the Parliament in England than
the Congress in America.
* * *
Because the President has residual foreign
affairs authority to regulate passports and because there appears
to be no congressional power that justifies §214(d)’s application
to passports, Zivotofsky’s challenge to the Executive’s designation
of his place of birth on his passport must fail.
B
Although the consular report of birth abroad
shares some features with a passport, it is historically associated
with naturalization, not foreign affairs. In order to establish a
“uniform Rule of Naturalization,” Congress must be able to identify
the categories of persons who are eligible for naturalization,
along with the rules for that process. Congress thus has always
regulated the “acquisition of citizenship by being born abroad of
American parents . . . in the exercise of the power conferred by
the Constitution to establish a uniform rule of naturalization.”
United States v.
Wong Kim Ark, 169 U. S. 649,
688 (1898) ; see also
Miller v.
Albright, 523
U. S. 420, 456 (1998) (Scalia, J., concurring in judgment)
(recognizing that “Congress has the power to set the requirements
for acquisition of citizenship by persons not born within the
territory of the United States”). It has determined that children
born abroad to U. S. parents, subject to some exceptions, are
natural-born citizens who do not need to go through the
naturalization process. 8 U. S. C. §§ 1401(c), (d),
(g).
The consular report of birth abroad is well
suited to carrying into execution the power conferred on Congress
in the Naturalization Clause. The report developed in response to
Congress’ requirement that children born abroad to U. S.
citizens register with the consulate or lose their citizenship. And
it continues to certify the acquisition of U. S. citizenship
at birth by a person born abroad to a U. S. citizen. See 22
U. S. C. §2705(2).
Although such persons have possessed a statutory
right to citizenship at birth for much of this country’s
history,[
7] the process by
which that citizenship is evidenced has varied over time. Under the
1870 consular regulations, for instance, children born abroad to
U. S. citizens were issued no certificates. If they applied
for a U. S. passport, then they were issued one “qualified by
the obligations and duties” that attached to those citizens by
virtue of their residence in a foreign nation. Regulations
Prescribed For The Use Of The Consular Service of the UnitedStates
App. No. IV, p. 288 (1870); see also
id., §109, at38–39.
Congress acted in 1907 to require children residing abroad to
register with their local consulate at the age of 18. Act of Mar.
2, 1907, §6, 34Stat. 1229. Because of the importance of this
registration requirement, consular officials began to issue reports
to citizens confirming their registration. See generally National
Archives, General Records of the Dept. of State, Record Group 59,
Passport Office, Decimal File, 1910–1949.
In 1919, the Department of State acted to
standardize the consular registration of children born abroad.
Report of Birth of Children to American Citizens Residing Abroad,
General Instruction No. 652. It urged consulates to impress upon
U. S. citizens abroad the need to record the birth of their
children within two years.
Id., at 2. To encourage that
effort, the Department permitted consular officials to issue
reports attesting that the parents of U. S. citizens born
abroad had presented sufficient evidence of citizenship for their
children.
Ibid.
The 1960’s brought additional regulations of
consular reports of birth abroad, 31 Fed. Reg. 13538 (1966), which
continue in a substantially similar form to this day. See 22 CFR
§§50.5, 50.7 (2014). As currently issued, the consular report of
birth abroad includes the applicant’s name, sex, place of birth,
date of birth, and parents. It has had the “same force and effect
as proof of United States citizenship as [a] certificat[e] of
naturalization” since 1982. §117, 96Stat. 279.
Thus, although registration is no longer
required to maintain birthright citizenship, the consular report of
birth abroad remains the primary means by which children born
abroad may obtain official acknowledgement of their citizenship.
See 22 CFR §51.43. Once acknowledged as U. S. citizens, they
need not pursue the naturalization process to obtain the rights and
privileges of citizenship in this country. Regulation of the report
is thus “appropriate” and “plainly adapted” to the exercise of the
naturalization power. See
Comstock, 560 U. S., at 161
(Thomas, J., dissenting).
By contrast, regulation of the report bears no
relationship to the President’s residual foreign affairs power. It
has no historical pedigree uniquely associated with the President,
contains no communication directed at a foreign power, and is
primarily used for domestic purposes. To the extent that a citizen
born abroad seeks a document to use as evidence of his citizenship
abroad, he must obtain a passport. See generally 7 FAM §1311.
Because regulation of the consular report of
birth abroad is justified as an exercise of Congress’ powers under
the Naturalization and Necessary and Proper Clauses and does not
fall within the President’s foreign affairs powers, §214(d)’s
treatment of that document is constitutional.[
8]
III
The majority does not perform this analysis,
but instead relies on a variation of the recognition power. That
power is among the foreign affairs powers vested in the President
by Article II’s Vesting Clause, as is confirmed by Article II’s
express assignment to the President of the duty of receiving
foreign Ambassadors, Art. II, §3. But I cannot join the
majority’s analysis because no act of recognition is implicated
here.[
9]
Under international law, “recognition of a state
signifies acceptance of its position within the international
community and the possession by it of the full range of rights and
obligations which are the normal attributes of statehood.” 1
Oppenheim’s International Law §47, 158 (R. Jennings & A. Watts
eds., 9th ed. 1992) (footnote omitted) (Oppenheim).[
10] It can be accomplished expressly or
implicitly, but the key is to discern a clear intention on the part
of one state to recognize another.
Id., §50, at 169.
Important consequences are understood to flow from one state’s
recognition of another: The new state, for instance, acquires the
capacity to engage in diplomatic relations, including the
negotiation of treaties, with the recognizing state.
Id.,
§47, at 158. The new state is also entitled to sue in, invoke
sovereign immunity from, and demand acceptance of official acts in
the courts of the recognizing state.
Ibid.; see also I.
Brownlie, Principles of Public International Law 95–96 (7th ed.
2008).
Changes in territory generally do not affect the
status of a state as an international person. Oppenheim §57, at
204–205. France, for example, “has over the centuries retained its
identity although it acquired, lost and regained parts of its
territory, changed its dynasty, was a kingdom, a republic, an
empire, again a kingdom, again a republic, again an empire, and is
now once more a republic.”
Ibid. “Even such loss of
territory as occasions the reduction of a major power to a lesser
status does not affect the state as an international person.”
Id., §57, at 205. Changes that
would affect the
status as an international person include the union of two separate
international persons or a partial loss of independence.
Id., §58, at 206.
Assuming for the sake of argument that listing a
non-recognized foreign sovereign as a citizen’s place of birth on a
U. S. passport could have the effect of recognizing that
sovereign under international law, no such recognition would occur
under the circumstances presented here. The United States has
recognized Israel as a foreign sovereign since May 14, 1948.
Statement by the President Announcing the Recognition of the State
of Israel, Public Papers of the Presidents, Harry S. Truman, p. 258
(1964). That the United States has subsequently declined to
acknowledge Israel’s sovereignty over Jerusalem has not changed its
recognition of Israel as a sovereign state. And even if the United
States were to acknowledge Israel’s sovereignty over Jerusalem,
that action would not change its recognition of Israel as a
sovereign state. That is because the United States has already
afforded Israel the rights and responsibilities attendant to its
status as a sovereign State. Taking a different position on the
Jerusalem question will have no effect on that
recognition.[
11]
Perhaps recognizing that a formal recognition is
not implicated here, the majority reasons that, if the Executive’s
exclusive recognition power “is to mean anything, it must mean that
the President not only makes the initial, formal recognition
determination but also that he may maintain that determination in
his and his agent’s statements.”
Ante, at 26. By “alter[ing]
the President’s statements on matters of recognition or forc[ing]
him to contradict them,” the majority reasons, “Congress in effect
would exercise the recognition power.”
Ante, at 27. This
argument stretches the recognition power beyond all recognition.
Listing a Jerusalem-born citizen’s place of birth as “Israel”
cannot amount to recognition because the United States already
recognizes Israel as an international person. Rather than adopt a
novel definition of the recognition power, the majority should have
looked to other foreign affairs powers in the Constitution to
resolve this dispute.
* * *
Adhering to the Constitution’s allocation of
powers leads me to reach a different conclusion in this case from
my colleagues: Section 214(d) can be constitutionally applied to
consular reports of birth abroad, but not passports. I therefore
respectfully concur in the judgment in part and dissent in
part.