NOTICE: This opinion is subject to
formal revision before publication in the preliminary print of the
United States Reports. Readers are requested to notify the Reporter
of Decisions, Supreme Court of the United States, Washington,
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SUPREME COURT OF THE UNITED STATES
_________________
No. 13–628
_________________
MENACHEM BINYAMIN ZIVOTOFSKY, by his parents
and guardians, ARI Z. AND NAOMI SIEGMAN ZIVOTOFSKY, PETITIONER
v. JOHN KERRY, SECRETARY OF STATE
on writ of certiorari to the united states
court of appeals for the district of columbia circuit
[June 8, 2015]
Justice Kennedy delivered the opinion of the
Court.
A delicate subject lies in the background of
this case. That subject is Jerusalem. Questions touching upon the
history of the ancient city and its present legal and international
status are among the most difficult and complex in international
affairs. In our constitutional system these matters are committed
to the Legislature and the Executive, not the Judiciary. As a
result, in this opinion the Court does no more, and must do no
more, than note the existence of international debate and tensions
respecting Jerusalem. Those matters are for Congress and the
President to discuss and consider as they seek to shape the
Nation’s foreign policies.
The Court addresses two questions to resolve the
interbranch dispute now before it. First, it must determine whether
the President has the exclusive power to grant formal recognition
to a foreign sovereign. Second, if he has that power, the Court
must determine whether Congress can command the President and his
Secretary of State to issue a formal statement that contradicts the
earlier recognition. The statement in question here is a
congressional mandate that allows a United States citizen born in
Jerusalem to direct the President and Secretary of State, when
issuing his passport, to state that his place of birth is
“Israel.”
I
A
Jerusalem’s political standing has long been,
and remains, one of the most sensitive issues in American foreign
policy, and indeed it is one of the most delicate issues in current
international affairs. In 1948, President Truman formally
recognized Israel in a signed statement of “recognition.” See
Statement by the President Announcing Recognition of the State of
Israel, Public Papers of the Presidents, May 14, 1948, p. 258
(1964). That statement did not recognize Israeli sovereignty over
Jerusalem. Over the last 60 years, various actors have sought to
assert full or partial sovereignty over the city, including Israel,
Jordan, and the Palestinians. Yet, in contrast to a consistent
policy of formal recognition of Israel, neither President Truman
nor any later United States President has issued an official
statement or declaration acknowledging any country’s sovereignty
over Jerusalem. Instead, the Executive Branch has maintained that
“ ‘the status of Jerusalem . . . should be decided not
unilaterally but in consultation with all concerned.’ ” United
Nations Gen. Assembly Official Records, 5th Emergency Sess., 1554th
Plenary Meetings, United Nations Doc. No. 1 A⁄PV.1554, p. 10
(July 14, 1967); see,
e.g., Remarks by President Obama in
Address to the United Nations Gen. Assembly (Sept. 21, 2011), 2011
Daily Comp. of Pres. Doc. No. 00661, p. 4 (“Ultimately, it is the
Israelis and the Palestinians, not us, who must reach agreement on
the issues that divide them,” including “Jerusalem”). In a letter
to Congress then-Secretary of State Warren Christopher expressed
the Executive’s concern that “[t]here is no issue related to the
Arab-Israeli negotiations that is more sensitive than Jerusalem.”
See 141 Cong. Rec. 28967 (1995) (letter to Robert Dole, Majority
Leader, (June 20, 1995)). He further noted the Executive’s opinion
that “any effort . . . to bring it to the forefront”
could be “very damaging to the success of the peace process.”
Ibid.
The President’s position on Jerusalem is
reflected in State Department policy regarding passports and
consular reports of birth abroad. Understanding that passports will
be construed as reflections of American policy, the State
Department’s Foreign Affairs Manual instructs its employees, in
general, to record the place of birth on a passport as the “country
[having] present sovereignty over the actual area of birth.” Dept.
of State, 7 Foreign Affairs Manual (FAM) §1383.4 (1987). If a
citizen objects to the country listed as sovereign by the State
Department, he or she may list the city or town of birth rather
than the country. See
id., §1383.6. The FAM, however, does
not allow citizens to list a sovereign that conflicts with
Executive Branch policy. See generally
id., §1383. Because
the United States does not recognize any country as having
sovereignty over Jerusalem, the FAM instructs employees to record
the place of birth for citizens born there as “Jerusalem.”
Id., §1383.5–6 (emphasis deleted).
In 2002, Congress passed the Act at issue here,
the Foreign Relations Authorization Act, Fiscal Year 2003, 116Stat.
1350. Section 214 of the Act is titled “United States Policy with
Respect to Jerusalem as the Capital of Israel.”
Id., at
1365. The subsection that lies at the heart of this case, §214(d),
addresses passports. That subsection seeks to override the FAM by
allowing citizens born in Jerusalem to list their place of birth as
“Israel.” Titled “Record of Place of Birth as Israel for Passport
Purposes,” §214(d) states “[f ]or purposes of the registration
of birth, certification of nationality, or issuance of a passport
of a United States citizen born in the city of Jerusalem, the
Secretary shall, upon the request of the citizen or the citizen’s
legal guardian, record the place of birth as Israel.”
Id.,
at 1366.
When he signed the Act into law, President
George W. Bush issued a statement declaring his position that §214
would, “if construed as mandatory rather than advisory,
impermissibly interfere with the President’s constitutional
authority to formulate the position of the United States, speak for
the Nation in international affairs, and determine the terms on
which recognition is given to foreign states.” Statement on Signing
the Foreign Relations Authorization Act, Fiscal Year 2003, Public
Papers of the Presidents, George W. Bush, Vol. 2, Sept. 30, 2002,
p. 1698 (2005). The President concluded, “U. S. policy
regarding Jerusalem has not changed.”
Ibid.
Some parties were not reassured by the
President’s statement. A cable from the United States Consulate in
Jerusalem noted that the Palestine Liberation Organization
Executive Committee, Fatah Central Committee, and the Palestinian
Authority Cabinet had all issued statements claiming that the Act
“ ‘undermines the role of the U. S. as a sponsor of the
peace process.’ ” App. 231. In the Gaza Strip and elsewhere
residents marched in protest. See The Associated Press and Reuters,
Palestinians Stone Police Guarding Western Wall, The Seattle Times,
Oct. 5, 2002, p. A7.
In response the Secretary of State advised
diplomats to express their understanding of “Jerusalem’s importance
to both sides and to many others around the world.” App. 228. He
noted his belief that America’s “policy towards Jerusalem” had not
changed.
Ibid.
B
In 2002, petitioner Menachem Binyamin
Zivotofsky was born to United States citizens living in
Jerusalem. App. 24–25. In December 2002, Zivotofsky’s mother
visited the American Embassy in Tel Aviv to request both a passport
and a consular report of birth abroad for her son.
Id., at
25. She asked that his place of birth be listed as
“ ‘Jerusalem, Israel.’ ”
Ibid. The Embassy clerks
explained that, pursuant to State Department policy, the passport
would list only “Jerusalem.”
Ibid. Zivotofsky’s parents
objected and, as his guardians, brought suit on his behalf in the
United States District Court for the District of Columbia, seeking
to enforce §214(d).
Pursuant to §214(d), Zivotofsky claims the right
to have “Israel” recorded as his place of birth in his passport.
See
Zivotofsky v.
Clinton, 566 U. S. ___, ___
(2012) (slip op., at 4) (“[W]hile Zivotofsky had originally asked
that ‘Jerusalem, Israel’ be recorded on his passport, ‘[b]oth sides
agree that the question now is whether §214(d) entitles [him] to
have just ‘Israel’ listed’ ”). The arguments in Zivotofsky’s
brief center on his passport claim, as opposed to the consular
report of birth abroad. Indeed, in the court below, Zivotofsky
waived any argument that his consular report of birth abroad should
be treated differently than his passport.
Zivotofsky v.
Secretary of State, 725 F. 3d 197, 203, n. 3 (CADC 2013). He
has also waived the issue here by failing to differentiate between
the two documents. As a result, the Court addresses Zivotofsky’s
passport arguments and need not engage in a separate analysis of
the validity of §214(d) as applied to consular reports of birth
abroad.
After Zivotofsky brought suit, the District
Court dismissed his case, reasoning that it presented a
nonjusticiable political question and that Zivotofsky lacked
standing. App. 28–39. The Court of Appeals for the District of
Columbia Circuit reversed on the standing issue,
Zivotofsky
v.
Secretary of State, 444 F. 3d 614, 617–619 (2006), but
later affirmed the District Court’s political question
determination. See
Zivotofsky v
. Secretary of State,
571 F. 3d 1227, 1228 (2009).
This Court granted certiorari, vacated the
judgment, and remanded the case. Whether §214(d) is constitutional,
the Court held, is not a question reserved for the politi-cal
branches. In reference to Zivotofsky’s claim the Court observed
“the Judiciary must decide if Zivotofsky’s interpretation of the
statute is correct, and whether the statute is constitutional”—not
whether Jerusalem is, in fact, part of Israel.
Zivotofsky v.
Clinton,
supra, at___ (slip op., at 7).
On remand the Court of Appeals held the statute
unconstitutional. It determined that “the President exclusively
holds the power to determine whether to recognize a foreign
sovereign,” 725 F. 3d, at 214, and that “section 214(d) directly
contradicts a carefully considered exercise of the Executive
branch’s recognition power.”
Id., at 217.
This Court again granted certiorari. 572
U. S. ___ (2014).
II
In considering claims of Presidential power
this Court refers to Justice Jackson’s familiar tripartite
framework from
Youngstown Sheet & Tube Co. v.
Sawyer, 343 U. S. 579 –638 (1952) (concurring opinion). The
framework divides exercises of Presidential power into three
categories: First, when “the President acts pursuant to an express
or implied authorization of Congress, his authority is at its
maximum, for it includes all that he possesses in his own right
plus all that Congress can delegate.”
Id., at 635. Second,
“in absence of either a congressional grant or denial of authority”
there is a “zone of twilight in which he and Congress may have
concurrent authority,” and where “congressional inertia,
indifference or quiescence may” invite the exercise of executive
power.
Id., at 637. Finally, when “the President takes
measures incompatible with the expressed or implied will of
Congress . . . he can rely only upon his own constitutional powers
minus any constitutional powers of Congress over the matter.”
Ibid. To succeed in this third category, the President’s
asserted power must be both “exclusive” and “conclusive” on the
issue.
Id., at 637–638.
In this case the Secretary contends that §214(d)
in-fringes on the President’s exclusive recognition power by
“requiring the President to contradict his recognition posi-tion
regarding Jerusalem in official communications with foreign
sovereigns.” Brief for Respondent 48. In so doing the Secretary
acknowledges the President’s power is “at its lowest ebb.”
Youngstown, 343 U. S., at 637. Because the President’s
refusal to implement §214(d) falls into Justice Jackson’s third
category, his claim must be “scrutinized with caution,” and he may
rely solely on powers the Constitution grants to him alone.
Id., at 638.
To determine whether the President possesses the
exclusive power of recognition the Court examines the
Constitution’s text and structure, as well as precedent and history
bearing on the question.
A
Recognition is a “formal acknowledgement” that
a particular “entity possesses the qualifications for statehood” or
“that a particular regime is the effective government of a state.”
Restatement (Third) of Foreign Relations Law of the United States
§203, Comment
a, p. 84 (1986). It may also involve the
determination of a state’s territorial bounds. See 2 M. Whiteman,
Digest of International Law §1, p. 1 (1963) (Whiteman) (“[S]tates
may recognize or decline to recognize territory as belonging to, or
under the sovereignty of, or having been acquired or lost by, other
states”). Recognition is often effected by an express “written or
oral declaration.” 1 J. Moore, Digest of International Law §27, p.
73 (1906) (Moore). It may also be implied—for example, by
concluding a bilateral treaty or by sending or receiving diplomatic
agents.
Ibid.; I. Brownlie, Prin-ciples of Public
International Law 93 (7th ed. 2008) (Brownlie).
Legal consequences follow formal recognition.
Recognized sovereigns may sue in United States courts, see
Guaranty Trust Co. v.
United States, 304 U. S. 126,
137 (1938) , and may benefit from sovereign immunity when they are
sued, see
National City Bank of N. Y. v.
Republic of
China, 348 U. S. 356 –359 (1955). The actions of a recognized
sovereign committed within its own territory also receive deference
in domestic courts under the act of state doctrine. See
Oetjen v.
Central Leather Co., 246 U. S. 297
–303 (1918). Recognition at international law, furthermore, is a
precondition of regular diplomatic relations. 1 Moore §27, at 72.
Recognition is thus “useful, even necessary,” to the existence of a
state.
Ibid.
Despite the importance of the recognition power
in foreign relations, the Constitution does not use the term
“recognition,” either in Article II or elsewhere. The Secretary
asserts that the President exercises the recognition power based on
the Reception Clause, which directs that the President “shall
receive Ambassadors and other public Ministers.” Art. II, §3. As
Zivotofsky notes, the Reception Clause received little attention at
the Constitutional Convention. See Reinstein, Recognition: A Case
Study on the Original Understanding of Executive Power, 45 U. Rich.
L. Rev. 801, 860–862 (2011). In fact, during the ratification
debates, Alexander Hamilton claimed that the power to receive
ambassadors was “more a matter of dignity than of authority,” a
ministerial duty largely “without consequence.” The Federalist No.
69, p. 420 (C. Rossiter ed. 1961).
At the time of the founding, however, prominent
international scholars suggested that receiving an ambassador was
tantamount to recognizing the sovereignty of the sending state. See
E. de Vattel, The Law of Nations §78, p. 461 (1758) (J. Chitty ed.
1853) (“[E]very state, truly possessed of sovereignty, has a right
to send ambassadors” and “to contest their right in this instance”
is equivalent to “contesting their sovereign dignity”); see also 2
C. van Bynkershoek, On Questions of Public Law 156–157 (1737) (T.
Frank ed. 1930) (“Among writers on public law it is usually agreed
that only a sovereign power has a right to send ambassadors”); 2 H.
Grotius, On the Law of War and Peace 440–441 (1625) (F. Kelsey ed.
1925) (discussing the duty to admit ambassadors of sovereign
powers). It is a logical and proper inference, then, that a Clause
directing the President alone to receive ambassadors would be
understood to acknowledge his power to recognize other nations.
This in fact occurred early in the Nation’s
history when President Washington recognized the French
Revolutionary Government by receiving its ambassador. See A.
Hamilton, Pacificus No. 1, in The Letters of Pacificus and
Helvidius 5, 13–14 (1845) (reprint 1976) (President “acknowledged
the republic of France, by the reception of its minister”). After
this incident the import of the Reception Clause became
clear—causing Hamilton to change his earlier view. He wrote that
the Reception Clause “includes th[e power] of judging, in the case
of a revolution of government in a foreign country, whether the new
rulers are competent organs of the national will, and ought to be
recognised, or not.” See
id., at 12; see also 3 J. Story,
Commentaries on the Constitution of the United States §1560, p. 416
(1833) (“If the executive receives an ambassador, or other
minister, as the representative of a new nation . . . it is an
acknowledgment of the sovereign authority
de facto of such
new nation, or party”). As a result, the Reception Clause provides
support, although not the sole authority, for the President’s power
to recognize other nations.
The inference that the President exercises the
recognition power is further supported by his additional Article II
powers. It is for the President, “by and with the Advice and
Consent of the Senate,” to “make Treaties, provided two thirds of
the Senators present concur.” Art. II, §2, cl. 2. In addition, “he
shall nominate, and by and with the Advice and Consent of the
Senate, shall appoint Ambassadors” as well as “other public
Ministers and Consuls.”
Ibid.
As a matter of constitutional structure, these
additional powers give the President control over recognition
decisions. At international law, recognition may be effected by
different means, but each means is dependent upon Presidential
power. In addition to receiving an ambassador, recognition may
occur on “the conclusion of a bilateral treaty,” or the “formal
initiation of diplomatic relations,” including the dispatch of an
ambassador. Brownlie 93; see also 1 Moore §27, at 73. The President
has the sole power to negotiate treaties, see
United States
v.
Curtiss-Wright Export Corp., 299 U. S. 304, 319 (1936) ,
and the Senate may not conclude or ratify a treaty without
Presidential action. The President, too, nominates the Nation’s
ambassadors and dispatches other diplomatic agents. Congress may
not send an ambassador without his involvement. Beyond that, the
President himself has the power to open diplomatic channels simply
by engaging in direct diplo-macy with foreign heads of state and
their ministers. The Constitution thus assigns the President means
to effect recognition on his own initiative. Congress, by contrast,
has no constitutional power that would enable it to initiate
diplomatic relations with a foreign nation. Because these specific
Clauses confer the recognition power on the President, the Court
need not consider whether or to what extent the Vesting Clause,
which provides that the “executive Power” shall be vested in the
President, provides further support for the President’s action
here. Art. II, §1, cl. 1.
The text and structure of the Constitution grant
the President the power to recognize foreign nations and
governments. The question then becomes whether that power is
exclusive. The various ways in which the President may unilaterally
effect recognition—and the lack of any similar power vested in
Congress—suggest that it is. So, too, do functional considerations.
Put simply, the Nation must have a single policy regarding which
governments are legitimate in the eyes of the United States and
which are not. Foreign countries need to know, before entering into
diplomatic relations or commerce with the United States, whether
their ambassadors will be received; whether their officials will be
immune from suit in federal court; and whether they may initiate
lawsuits here to vindicate their rights. These assurances cannot be
equivocal.
Recognition is a topic on which the Nation must
“ ‘speak . . . with one voice.’ ”
American
Ins. Assn. v.
Garamendi, 539 U. S. 396, 424 (2003)
(quoting
Crosby v.
National Foreign Trade Council,
530 U. S. 363, 381 (2000) ). That voice must be the President’s.
Between the two political branches, only the Executive has the
characteristic of unity at all times. And with unity comes the
ability to exercise, to a greater degree, “[d]ecision, activity,
secrecy, and dispatch.” The Federalist No. 70, p. 424 (A.
Hamilton). The President is capable, in ways Congress is not, of
engaging in the delicate and often secret diplomatic contacts that
may lead to a decision on recognition. See,
e.g., United
States v.
Pink, 315 U. S. 203, 229 (1942) . He is
also better positioned to take the decisive, unequivocal action
necessary to recognize other states at international law. 1
Oppenheim’s International Law §50, p. 169 (R. Jennings & A.
Watts eds., 9th ed. 1992) (act of recognition must “leave no doubt
as to the intention to grant it”). These qualities explain why the
Framers listed the traditional avenues of recognition—receiving
ambassadors, making treaties, and sending ambassadors—as among the
President’s Article II powers.
As described in more detail below, the President
since the founding has exercised this unilateral power to recognize
new states—and the Court has endorsed the practice. See
Banco
Nacional de Cuba v.
Sabbatino, 376 U. S. 398, 410 (1964)
;
Pink,
supra, at 229;
Williams v.
Suffolk
Ins. Co., 13 Pet. 415, 420 (1839). Texts and treatises on
international law treat the President’s word as the final word on
recognition. See,
e.g., Restatement (Third) of Foreign
Relations Law §204, at 89 (“Under the Constitution of the United
States the President has exclusive authority to recognize or not to
recognize a foreign state or government”); see also L. Henkin,
Foreign Affairs and the U. S. Constitution 43 (2d ed. 1996) (“It is
no longer questioned that the President does not merely perform the
ceremony of receiving foreign ambassadors but also determines
whether the United States should recognize or refuse to recognize a
foreign government”). In light of this author-ity all six judges
who considered this case in the Court of Appeals agreed that the
President holds the exclusive recognition power. See 725
F. 3d, at 214 (“[W]e conclude that the President exclusively
holds the power to determine whether to recognize a foreign
sovereign”);
Zivotofsky, 571 F. 3d, at 1231 (“That this
power belongs solely to the President has been clear from the
earliest days of the Republic”);
id., at 1240 (Edwards, J.,
concurring) (“The Executive has exclusive and unreviewable
authority to recognize foreign sovereigns”).
It remains true, of course, that many decisions
affecting foreign relations—including decisions that may determine
the course of our relations with recognized countries—require
congressional action. Congress may “regulate Commerce with foreign
Nations,” “establish an uniform Rule of Naturalization,” “define
and punish Piracies and Felonies committed on the high Seas, and
Offences against the Law of Nations,” “declare War,” “grant Letters
of Marque and Reprisal,” and “make Rules for the Government and
Regulation of the land and naval Forces.” U. S. Const., Art. I, §8.
In addition, the President cannot make a treaty or appoint an
ambassador without the approval of the Senate. Art. II, §2, cl. 2.
The President, furthermore, could not build an American Embassy
abroad without congressional appropriation of the necessary funds.
Art. I, §8, cl. 1. Under basic separation-of-powers
principles, it is for the Congress to enact the laws, including
“all Laws which shall be necessary and proper for carrying into
Execution” the powers of the Federal Government. §8,
cl. 18.
In foreign affairs, as in the domestic realm,
the Constitution “enjoins upon its branches separateness but
interdependence, autonomy but reciprocity.”
Youngstown, 343
U. S., at 635 (Jackson, J., concurring). Although the
President alone effects the formal act of recognition, Congress’
powers, and its central role in making laws, give it substantial
authority regarding many of the policy determinations that precede
and follow the act of recognition itself. If Congress disagrees
with the President’s recognition policy, there may be consequences.
Formal recognition may seem a hollow act if it is not accompanied
by the dispatch of an ambassador, the easing of trade restrictions,
and the conclusion of treaties. And those decisions require action
by the Senate or the whole Congress.
In practice, then, the President’s recognition
determination is just one part of a political process that may
require Congress to make laws. The President’s exclusive
recognition power encompasses the authority to acknowledge, in a
formal sense, the legitimacy of other states and governments,
including their territorial bounds. Albeit limited, the exclusive
recognition power is essential to the conduct of Presidential
duties. The formal act of recognition is an executive power that
Congress may not qualify. If the President is to be effective in
negotiations over a formal recognition determination, it must be
evident to his counterparts abroad that he speaks for the Nation on
that precise question.
A clear rule that the formal power to recognize
a foreign government subsists in the President therefore serves a
necessary purpose in diplomatic relations. All this, of course,
underscores that Congress has an important role in other aspects of
foreign policy, and the President may be bound by any number of
laws Congress enacts. In this way ambition counters ambition,
ensuring that the democratic will of the people is observed and
respected in foreign affairs as in the domestic realm. See The
Federalist No. 51, p. 322 (J. Madison).
B
No single precedent resolves the question
whether the President has exclusive recognition authority and, if
so, how far that power extends. In part that is because, until
today, the political branches have resolved their disputes over
questions of recognition. The relevant cases, though providing
important instruction, address the division of recognition power
between the Federal Government and the States, see,
e.g.,
Pink, 315 U. S. 203 , or between the courts and the
political branches, see,
e.g., Banco Nacional de Cuba, 376
U. S., at 410—not between the President and Congress. As the
parties acknowledge, some isolated statements in those cases lend
support to the position that Congress has a role in the recognition
process. In the end, however, a fair reading of the cases shows
that the President’s role in the recognition process is both
central and exclusive.
During the administration of President Van
Buren, in a case involving a dispute over the status of the
Falkland Islands, the Court noted that “when the executive branch
of the government” assumes “a fact in regard to the sovereignty of
any island or country, it is conclusive on the judicial
department.”
Williams, 13 Pet., at 420. Once the President
has made his determination, it “is enough to know, that in the
exercise of his constitutional functions, he has decided the
question. Having done this under the responsibilities which belong
to him, it is obligatory on the people and government of the
Union.”
Ibid.
Later, during the 1930’s and 1940’s, the Court
addressed issues surrounding President Roosevelt’s decision to
recognize the Soviet Government of Russia. In
United States
v.
Belmont, 301 U. S. 324 (1937) , and
Pink, 315
U. S. 203 , New York state courts declined to give full effect
to the terms of executive agreements the President had concluded in
negotiations over recognition of the Soviet regime. In particular
the state courts, based on New York public policy, did not treat
assets that had been seized by the Soviet Government as property of
Russia and declined to turn those assets over to the United States.
The Court stated that it “may not be doubted” that “recognition,
establishment of diplomatic relations, . . . and agreements with
respect thereto” are “within the competence of the President.”
Belmont, 301 U. S., at 330. In these matters, “the Executive
ha[s] authority to speak as the sole organ of th[e] government.”
Ibid. The Court added that the President’s authority “is not
limited to a determination of the government to be recognized. It
includes the power to determine the policy which is to govern the
question of recognition.”
Pink,
supra, at 229; see
also
Guaranty Trust Co., 304 U. S., at 137–138 (The
“political department[’s] . . . action in recognizing a
foreign government and in receiving its diplomatic representatives
is conclusive on all domestic courts”). Thus, New York state courts
were required to respect the executive agreements.
It is true, of course, that
Belmont and
Pink are not direct holdings that the recognition power is
exclusive. Those cases considered the validity of executive
agreements, not the initial act of recognition. The President’s
determination in those cases did not contradict an Act of Congress.
And the primary issue was whether the executive agreements could
supersede state law. Still, the language in
Pink and
Belmont, which confirms the President’s competence to
determine questions of recognition, is strong support for the
conclusion that it is for the President alone to determine which
foreign governments are legitimate.
Banco Nacional de Cuba contains even
stronger statements regarding the President’s authority over
recognition. There, the status of Cuba’s Government and its acts as
a sovereign were at issue. As the Court explained, “Political
recognition is exclusively a function of the Executive.” 376 U. S.,
at 410. Because the Executive had recognized the Cuban Government,
the Court held that it should be treated as sovereign and could
benefit from the “act of state” doctrine. See also
Baker v.
Carr, 369 U. S. 186, 213 (1962) (“[I]t is the executive that
determines a person’s status as representative of a foreign
government”);
National City Bank of N. Y., 348 U. S.,
at 358 (“The status of the Republic of China in our courts is a
matter for determination by the Executive and is outside the
competence of this Court”). As these cases illustrate, the Court
has long considered recognition to be the exclusive prerogative of
the Executive.
The Secretary now urges the Court to define the
executive power over foreign relations in even broader terms. He
contends that under the Court’s precedent the President has
“exclusive authority to conduct diplomatic relations,” along with
“the bulk of foreign-affairs powers.” Brief for Respondent 18, 16.
In support of his submission that the President has broad,
undefined powers over foreign affairs, the Secretary quotes
United States v.
Curtiss-Wright Export Corp., which
described the President as “the sole organ of the federal
government in the field of international relations.” 299 U. S., at
320. This Court declines to acknowledge that unbounded power. A
formulation broader than the rule that the President alone
determines what nations to formally recognize as legitimate—and
that he consequently controls his statements on matters of
recognition—presents different issues and is unnecessary to the
resolution of this case.
The
Curtiss-Wright case does not extend
so far as the Secretary suggests. In
Curtiss-Wright, the
Court considered whether a congressional delegation of power to the
President was constitutional. Congress had passed a joint
resolution giving the President the discretion to prohibit arms
sales to certain militant powers in South America. The resolution
provided criminal penalties for violation of those orders.
Id., at 311–312. The Court held that the delegation was
constitutional, reasoning that Congress may grant the President
substantial authority and discretion in the field of foreign
affairs.
Id., at 315–329. Describing why such broad
delegation may be appropriate, the opinion stated:
“In this vast external realm, with its
important, complicated, delicate and manifold problems, the
President alone has the power to speak or listen as a
representative of the nation. He
makes treaties with the
advice and consent of the Senate; but he alone negotiates. Into the
field of negotiation the Senate cannot intrude; and Congress itself
is powerless to invade it. As Marshall said in his great argument
of March 7, 1800, in the House of Representatives, ‘The President
is the sole organ of the nation in its external relations, and its
sole representative with foreign nations.’ [10 Annals of Cong.]
613. ”
Id., at 319.
This description of the President’s exclusive
power was not necessary to the holding of
Curtiss-Wright—which, after all, dealt with congressionally
authorized action, not a unilateral Presidential determination.
Indeed,
Curtiss-Wright did not hold that the President is
free from Congress’ lawmaking power in the field of
internationalrelations. The President does have a unique role in
communi-cating with foreign governments, as then-Congressman John
Marshall acknowledged. See 10 Annals of Cong. 613 (1800) (cited in
Curtiss-Wright,
supra, at 319). But whether the realm
is foreign or domestic, it is still the Legislative Branch, not the
Executive Branch, that makes the law.
In a world that is ever more compressed and
interdependent, it is essential the congressional role in foreign
affairs be understood and respected. For it is Congress that makes
laws, and in countless ways its laws will and should shape the
Nation’s course. The Executive is not free from the ordinary
controls and checks of Congress merely because foreign affairs are
at issue. See,
e.g.,
Medellín v.
Texas, 552 U.
S. 491 –532 (2008);
Youngstown, 343 U. S., at 589;
Little v.
Barreme, 2 Cranch 170, 177–179 (1804);
Glennon, Two Views of Presidential Foreign Affairs Power:
Little v.
Barreme or
Curtiss-Wright? 13 Yale
J. Int’l L. 5, 19–20 (1988); cf.
Dames & Moore v.
Regan, 453 U. S. 654 –681 (1981). It is not for the
President alone to determine the whole content of the Nation’s
foreign policy.
That said, judicial precedent and historical
practice teach that it is for the President alone to make the
specific decision of what foreign power he will recognize as
legitimate, both for the Nation as a whole and for the purpose of
making his own position clear within the context of recognition in
discussions and negotiations with foreign nations. Recognition is
an act with immediate and powerful significance for international
relations, so the President’s position must be clear. Congress
cannot require him to contradict his own statement regarding a
determination of formal recognition.
Zivotofsky’s contrary arguments are
unconvincing. The decisions he relies upon are largely inapposite.
This Court’s cases do not hold that the recognition power is
shared.
Jones v.
United States, 137 U. S. 202 (1890)
, and
Boumediene v.
Bush, 553 U. S. 723 (2008) , each
addressed the status of territories controlled or acquired by the
United States—not whether a province ought to be recognized as part
of a foreign country. See also
Vermilya-Brown Co. v
.
Connell, 335 U. S. 377, 380 (1948) (“[D]etermination of
[American] sovereignty over an area is for the legislative and
executive departments”). And no one disputes that Congress has a
role in determining the status of United States territories. See
U. S. Const., Art. IV, §3, cl. 2 (Congress may “dispose
of and make all needful Rules and Regulations respecting the
Territory or other Property belonging to the United States”). Other
cases describing a shared power address the recognition of Indian
tribes—which is, similarly, a distinct issue from the recognition
of foreign countries. See
Cherokee Nation v.
Georgia,
5 Pet. 1 (1831).
To be sure, the Court has mentioned both of the
political branches in discussing international recognition, but it
has done so primarily in affirming that the Judiciary is not
responsible for recognizing foreign nations. See
Oetjen, 246
U. S., at 302 (“ ‘Who is the sovereign,
de jure or
de facto, of a territory is not
a judicial, but is a political question, the determination of which
by the legislative and executive departments of any government
conclusively binds the judges’ ” (quoting
Jones,
supra, at 212));
United States v.
Palmer, 3
Wheat. 610, 643 (1818) (“[T]he courts of the union must view [a]
newly constituted government as it is viewed by the legislative and
executive departments of the government of the United States”).
This is consistent with the fact that Congress, in the ordinary
course, does support the President’s recognition policy, for
instance by confirming an ambassador to the recognized foreign
government. Those cases do not cast doubt on the view that the
Executive Branch determines whether the United States will
recognize foreign states and governments and their territorial
bounds.
C
Having examined the Constitution’s text and
this Court’s precedent, it is appropriate to turn to accepted
understandings and practice. In separation-of-powers cases this
Court has often “put significant weight upon historical practice.”
NLRB v.
Noel Canning, 573 U. S. ___, ___ (2014)
(slip op., at 6) (emphasis deleted). Here, history is not all on
one side, but on balance it provides strong support for the
conclusion that the recognition power is the President’s alone. As
Zivotofsky argues, certain historical incidents can be interpreted
to support the position that recognition is a shared power. But the
weight of historical evidence supports the opposite view, which is
that the formal determination of recognition is a power to be
exercised only by the President.
The briefs of the parties and
amici,
which have been of considerable assistance to the Court, give a
more complete account of the relevant history, as do the works of
scholars in this field. See,
e.g., Brief for Respondent
26–39; Brief for Petitioner 34–57; Brief for American Jewish
Committee as
Amicus Curiae 6–24; J. Goebel, The Recognition
Policy of the United States 97–170 (1915) (Goebel); 1 Moore
§§28–58, 74–164; Reinstein, Is the President’s Recognition Power
Exclusive? 86 Temp. L. Rev. 1, 3–50 (2013). But even a brief survey
of the major historical examples, with an emphasis on those said to
favor Zivotofsky, establishes no more than that some Presidents
have chosen to cooperate with Congress, not that Congress itself
has exercised the recognition power.
From the first Administration forward, the
President has claimed unilateral authority to recognize foreign
sovereigns. For the most part, Congress has acquiesced in the
Executive’s exercise of the recognition power. On occasion, the
President has chosen, as may often be prudent, to consult and
coordinate with Congress. As Judge Tatel noted in this case,
however, “the most striking thing” about the history of recognition
“is what is absent from it: a situation like this one,” where
Congress has enacted a statute contrary to the President’s formal
and considered statement concerning recognition. 725 F. 3d, at
221 (concurring opinion).
The first debate over the recognition power
arose in 1793, after France had been torn by revolution. See
Prakash & Ramsey, The Executive Power over Foreign Affairs, 111
Yale L. J. 231, 312 (2001). Once the Revolutionary Government was
established, Secretary of State Jefferson and President Washington,
without consulting Congress, authorized the American Ambassador to
resume relations with the new regime. See Letter to Gouverneur
Morris (Mar. 12, 1793), in 25 Papers of Thomas Jefferson 367,
367–368 (J. Catanzariti ed. 1992); Goebel 99–104. Soon thereafter,
the new French Government proposed to send an ambassador, Citizen
Genet, to the United States. See
id., at 105. Members of the
President’s Cabinet agreed that receiving Genet would be a binding
and public act of recognition. See Opinion on the Treaties with
France (Apr. 28, 1793), in 25 Papers of Thomas Jefferson, at 608,
612 (“The reception of the Minister at all . . . is an
ackno[w]le[d]gement of the legitimacy of their government”); see
also Letter from A. Hamilton to G. Washington (Cabinet Paper) (Apr.
1793), in 4 Works of Alexander Hamilton 369, 369–396 (H. Lodge ed.
1904). They de-cided, however, both that Genet should be received
and that consultation with Congress was not necessary. See T.
Jefferson, Anas (Apr. 18, 1793), in 1 Writings of Thomas Jefferson
226, 227 (P. Ford ed. 1892); Cabinet Opinion on Washington’s
Questions on Neutrality and the Alliance with France (Apr. 19,
1793), in 25 Papers of Thomas Jefferson, at 570. Congress expressed
no disagreement with this position, and Genet’s reception marked
the Nation’s first act of recognition—one made by the President
alone. See Prakash,
supra, at 312–313.
The recognition power again became relevant when
yet another revolution took place—this time, in South America, as
several colonies rose against Spain. In 1818, Speakerof the House
Henry Clay announced he “intended mov-ing the recognition of Buenos
Ayres and probably of Chile.” Goebel 121. Clay thus sought to
appropriate money “ ‘[f ]or one year’s salary’ ” for
“ ‘a Minister’ ” topresent-day Argentina. 32 Annals of
Cong. 1500 (1818). President Monroe, however, did not share that
view. Although Clay gave “one of the most remarkable speeches of
his career,” his proposed bill was defeated. Goebel 123; 32
Annals of Cong. 1655. That action has been attributed, in part, to
the fact that Congress agreed the recognition power rested solely
with the President. Goebel 124; see,
e.g., 32 Annals of
Cong. 1570 (statement of Rep. Alexander Smyth) (“[T]he
acknowledgment of the independence of a new Power is an exercise of
Executive authority; consequently, for Congress to direct the
Executive how he shall exercise this power, is an act of
usurpation”). Four years later, after the President had decided to
recognize the South American republics, Congress did pass a
resolution, on his request, appropriating funds for “such missions
to the independent nations on the American continent, as the
President of the United States may deem proper.” Act of May 4,
1822, ch. 52, 3Stat. 678.
A decade later, President Jackson faced a
recognition crisis over Texas. In 1835, Texas rebelled against
Mexico and formed its own government. See Goebel 144–147. But the
President feared that recognizing the new government could ignite a
war. See A. Jackson, To the Senate and House of Representatives of
the United States (Dec. 21, 1836), in 3 Messages and Papers of the
Presidents 265, 266–267 (J. Richardson ed. 1899). After Congress
urged him to recognize Texas, see Cong. Globe, 24th Cong., 1st
Sess., 453 (1836); H. R. Rep. No. 854, 24th Cong., 1st Sess.
(1836), the President delivered a message to the Legislature. He
concluded there had not been a “deliberate inquiry” into whether
the President or Congress possessed the recognition power. See A.
Jackson, in 3 Messages and Papers of the Presidents, at 267. He
stated, however, “on the ground of expediency, I am disposed to
concur” with Congress’ preference regarding Texas.
Ibid. In
response Congress appropriated funds for a “diplomatic agent to be
sent to the Republic of Texas, whenever the President of the United
States . . . shall deem it expedient to appoint such
minister.” Act of Mar. 3, 1837, 5Stat. 170. Thus, although he
cooperated with Congress, the President was left to execute the
formal act of recognition.
President Lincoln, too, sought to coordinate
with Congress when he requested support for his recognition of
Liberia and Haiti. In his first annual message to Congress he said
he could see no reason “why we should persevere longer in
withholding our recognition of the independence and sovereignty of
Hayti and Liberia.” Lincoln’s First Annual Message to Congress
(Dec. 3, 1861), in 6 Messages and Papers of the Presidents 44, 47.
Nonetheless, he was “[u]nwilling” to “inaugurate a novel policy in
regard to them without the approbation of Congress.”
Ibid.
In response Congress concurred in the President’s recognition
determination and enacted a law appropriating funds to appoint
diplomatic representatives to the two countries—leaving, as usual,
the actual dispatch of ambassadors and formal statement of
recognition to the President. Act of June 5, 1862, 12Stat. 421.
Three decades later, the branches again were
able to reach an accord, this time with regard to Cuba. In 1898, an
insurgency against the Spanish colonial government was raging in
Cuba. President McKinley determined to ask Congress for
authorization to send armed forces to Cuba to help quell the
violence. See 31 Cong. Rec. 3699–3702 (1898). Although McKinley
thought Spain was to blame for the strife, he opposed recognizing
either Cuba or its insurgent government.
Id., at 3701. At
first, the House proposed a resolution consistent with McKinley’s
wishes.
Id., at 3810. The Senate countered with a resolution
that authorized the use of force but that did recognize both Cuban
independence and the insurgent government.
Id., at 3993.
When the Senate’s version reached the House, the House again
rejected the language recognizing Cuban independence.
Id.,
at 4017. The resolution went to Conference, which, after debate,
reached a compromise. See Reinstein, 86 Temp. L. Rev., at
40–41. The final resolution stated “the people of the Island of
Cuba are, and of right ought to be, free and independent,” but made
no mention of recognizing a new Cuban Government. Act of Apr. 20,
1898, 30Stat. 738. Accepting the compromise, the President signed
the joint resolution. See Reinstein, 86 Temp. L. Rev., at
41.
For the next 80 years, “[P]residents
consistently recognized new states and governments without any
serious opposition from, or activity in, Congress.”
Ibid.;
see 2 Whiteman §§6–60, at 133–242 (detailing over 50 recognition
decisions made by the Executive). The next debate over recognition
did not occur until the late 1970’s. It concerned China.
President Carter recognized the People’s
Republic of China (PRC) as the government of China, and
derecognized the Republic of China, located on Taiwan. See S. Kan,
Cong. Research Serv., China/Taiwan: Evolution of the “One China”
Policy—Key Statements from Washington, Beijing, and Taipei 1, 10
(Oct. 10, 2014). As to the status of Taiwan, the President
“acknowledge[d] the Chinese position” that “Taiwan is part of
China,”
id., at 39 (text of U. S.–PRC Joint Communique on
the Establishment of Diplomatic Relations (Jan. 1, 1979)), but he
did not accept that claim. The President proposed a new law
defining how the United States would conduct business with Taiwan.
See Hearings on Taiwan Legislation before the House Committee on
Foreign Affairs, 96th Cong., 1st Sess., 2–6 (1979) (statement of
Warren Christopher, Dep-uty Secretary of State). After extensive
revisions, Congress passed, and the President signed, the Taiwan
Relations Act, 93Stat. 14 (1979) (codified as amended at 22 U. S.
C. §§3301–3316). The Act (in a simplified summary) treated Taiwan
as if it were a legally distinct entity from China—an entity with
which the United States intended to maintain strong ties. See,
e.g., §§3301, 3303(a), (b)(1), (b)(7).
Throughout the legislative process, however, no
one raised a serious question regarding the President’s exclusive
authority to recognize the PRC—or to decline to grant formal
recognition to Taiwan. See,
e.g., 125 Cong. Rec. 6709 (1979)
(statement of Sen. Jacob Javits) (“Neither bill [proposed by either
Chamber] sought to reestablish official relations between the
United States and the Republic of China on Taiwan; Congress
. . . does not have the author-ity to do that even if it
wanted to do so”). Rather, Congress accepted the President’s
recognition determination as a completed, lawful act; and it
proceeded to outline the trade and policy provisions that, in its
judgment, were appropriate in light of that decision.
This history confirms the Court’s conclusion in
the instant case that the power to recognize or decline to
recognize a foreign state and its territorial bounds resides in the
President alone. For the most part, Congress has respected the
Executive’s policies and positions as to formal recognition. At
times, Congress itself has defended the President’s constitutional
prerogative. Over the last 100 years, there has been scarcely any
debate over the President’s power to recognize foreign states. In
this respect the Legislature, in the narrow context of recognition,
on balance has acknowledged the importance of speaking “with one
voice.”
Crosby, 530 U. S., at 381. The weight of
historical evidence indicates Congress has accepted that the power
to recognize foreign states and governments and their territorial
bounds is exclusive to the Presidency.
III
As the power to recognize foreign states
resides in the President alone, the question becomes whether
§214(d) infringes on the Executive’s consistent decision to
withhold recognition with respect to Jerusalem. See
Nixon v.
Administrator of General Services, 433 U. S. 425, 443 (1977)
(action unlawful when it “prevents the Executive Branch from
accomplishing its constitutionally assigned functions”).
Section 214(d) requires that, in a passport or
consular report of birth abroad, “the Secretary shall, upon the
request of the citizen or the citizen’s legal guardian, record the
place of birth as Israel” for a “United States citizen born in the
city of Jerusalem.” 116Stat. 1366. That is, §214(d) requires the
President, through the Secretary, to identify citizens born in
Jerusalem who so request as being born in Israel. But according to
the President, those citizens were not born in Israel. As a matter
of United States policy, neither Israel nor any other country is
acknowledged as having sovereignty over Jerusalem. In this way,
§214(d) “directly contradicts” the “carefully calibrated and
longstanding Executive branch policy of neutrality toward
Jerusalem.” 725 F. 3d, at 217, 216.
If the power over recognition is to mean
anything, it must mean that the President not only makes the
initial, formal recognition determination but also that he may
maintain that determination in his and his agent’s statements. This
conclusion is a matter of both common sense and necessity. If
Congress could command the President to state a recognition
position inconsistent with his own, Congress could override the
President’s recognition determination. Under international law,
recognition may be effected by “written or oral declaration of the
recognizing state.” 1 Moore §27, at 73. In addition an act of
recognition must “leave no doubt as to the intention to grant it.”
1 Oppenheim’s International Law §50, at 169. Thus, if Congress
could alter the President’s statements on matters of recognition or
force him to contradict them, Congress in effect would exercise the
recognition power.
As Justice Jackson wrote in
Youngstown,
when a Presidential power is “exclusive,” it “disabl[es] the
Congress from acting upon the subject.” 343 U. S., at 637–638
(concurring opinion). Here, the subject is quite narrow: The
Executive’s exclusive power extends no further than his formal
recognition determination. But as to that determination, Congress
may not enact a law that directly contradicts it. This is not to
say Congress may not express its disagreement with the President in
myriad ways. For example, it may enact an embargo, decline to
confirm an ambassador, or even declare war. But none of these acts
would alter the President’s recognition decision.
If Congress may not pass a law, speaking in its
own voice, that effects formal recognition, then it follows that it
may not force the President himself to contradict his earlier
statement. That congressional command would not only prevent the
Nation from speaking with one voice but also prevent the Executive
itself from doing so in conducting foreign relations.
Although the statement required by §214(d) would
not itself constitute a formal act of recognition, it is a mandate
that the Executive contradict his prior recognition determination
in an official document issued by the Secretary of State. See
Urtetiqui v.
D’Arcy, 9 Pet. 692, 699 (1835) (a
passport “from its nature and object, is addressed to foreign
powers” and “is to be considered . . . in the character
of a political document”). As a result, it is unconstitu-tional.
This is all the more clear in light of the longstanding treatment
of a passport’s place-of-birth section as an official executive
statement implicating recognition. See 725 F. 3d, at 224
(Tatel, J., concurring). The Secretary’s position on this point has
been consistent: He will not place information in the
place-of-birth section of a passport that contradicts the
President’s recognition policy. See 7 FAM §1383. If a citizen
objects to the country listed as sovereign over his place of birth,
then the Secretary will accommodate him by listing the city or town
of birth rather than the country. See
id., §1383.6. But the
Secretary will not list a sovereign that contradicts the
President’s recognition policy in a passport. Thus, the Secretary
will not list “Israel” in a passport as the country containing
Jerusalem.
The flaw in §214(d) is further underscored by
the undoubted fact that that the purpose of the statute was to
infringe on the recognition power—a power the Court now holds is
the sole prerogative of the President. The statute is titled
“United States Policy with Respect to Jerusalem as the Capital of
Israel.” §214, 116Stat. 1365. The House Conference Report
proclaimed that §214 “contains four provisions related to the
recognition of Jerusalem as Israel’s capital.” H. R. Conf. Rep. No.
107–671, p. 123 (2002). And, indeed, observers interpreted §214 as
altering United States policy regarding Jerusalem—which led to
protests across the region. See
supra, at 4. From the face
of §214, from the legislative history, and from its reception, it
is clear that Congress wanted to express its displeasure with the
President’s policy by, among other things, commanding the Executive
to contradict his own, earlier stated position on Jerusalem. This
Congress may not do.
It is true, as Zivotofsky notes, that Congress
has substantial authority over passports. See
Haig v.
Agee, 453 U. S. 280 (1981);
Zemel v.
Rusk, 381 U. S. 1 (1965) ;
Kent v.
Dulles, 357
U. S. 116 (1958) . The Court does not question the power of
Congress to enact passport legislation of wide scope. In
Kent v.
Dulles, for example, the Court held that if a
person’s “ ‘liberty’ ” to travel “is to be regulated”
through a passport, “it must be pursuant to the law-making
functions of the Congress.” See
id., at 129. Later cases,
such as
Zemel v.
Rusk and
Haig v.
Agee,
also proceeded on the assumption that Congress must authorize the
grounds on which passports may be approved or denied. See
Zemel,
supra, at 7–13;
Haig,
supra, at
289–306. This is consistent with the extensive lawmaking power the
Constitution vests in Congress over the Nation’s foreign
affairs.
The problem with §214(d), however, lies in how
Congress exercised its authority over passports. It was an improper
act for Congress to “aggrandiz[e] its power at the expense of
another branch” by requiring the President to contradict an earlier
recognition determination in an official document issued by the
Executive Branch.
Freytag v.
Commissioner, 501 U. S.
868, 878 (1991) . To allow Congress to control the President’s
communication in the context of a formal recognition determination
is to allow Congress to exercise that exclusive power itself. As a
result, the statute is unconstitutional.
* * *
In holding §214(d) invalid the Court does not
question the substantial powers of Congress over foreign affairs in
general or passports in particular. This case is confined solely to
the exclusive power of the President to control recognition
determinations, including formal statements by the Executive Branch
acknowledging the legitimacy of a state or government and its
territorial bounds. Congress cannot command the President to
contradict an earlier recognition determination in the issuance of
passports.
The judgment of the Court of Appeals for the
District of Columbia Circuit is
Affirmed.