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SUPREME COURT OF THE UNITED STATES
_________________
No. 12–10
_________________
AGENCY FOR INTERNATIONAL DEVELOPMENT,
et al., PETITIONERS v. ALLIANCE FOR OPEN SOCIETY
INTERNATIONAL, INC., et al.
on writ of certiorari to the united states
court of appeals for the second circuit
[June 20, 2013]
Chief Justice Roberts
delivered the opinion of the Court.
The United States
Leadership Against HIV/AIDS, Tuberculosis, and Malaria Act of 2003
(Leadership Act), 117Stat. 711, as amended, 22 U. S. C.
§7601 et seq., outlined a comprehensive strategy to
combat the spread of HIV/AIDS around the world. As part of that
strategy, Congress authorized the appropriation of billions of
dollars to fund efforts by nongovernmental organizations to assist
in the fight. The Act imposes two related conditions on that
funding: First, no funds made available by the Act “may be
used to promote or advocate the legalization or practice of
prostitution or sex trafficking.” §7631(e). And second,
no funds may be used by an organization “that does not have a
policy explicitly opposing prostitution and sex trafficking.”
§7631(f). This case concerns the second of these conditions,
referred to as the Policy Requirement. The question is whether that
funding condition violates a recipient’s First Amendment
rights.
I
Congress passed the
Leadership Act in 2003 after finding that HIV/AIDS had
“assumed pandemic proportions, spreading from the most
severely affected regions, sub-Saharan Africa and the Caribbean, to
all corners of the world, and leaving an unprecedented path of
death and devastation.” 22 U. S. C. §7601(1).
According to congressional findings, more than 65 million people
had been infected by HIV and more than 25 million had lost their
lives, making HIV/AIDS the fourth highest cause of death worldwide.
In sub-Saharan Africa alone, AIDS had claimed the lives of more
than 19 million individuals and was projected to kill a full
quarter of the population of that area over the next decade. The
disease not only directly endangered those infected, but also
increased the potential for social and political instability and
economic devastation, posing a security issue for the entire
international community. §§7601(2)–(10).
In the Leadership Act,
Congress directed the President to establish a
“comprehensive, integrated” strategy to combat HIV/AIDS
around the world. §7611(a). The Act sets out 29 different
objectives the President’s strategy should seek to fulfill,
reflecting a multitude of approaches to the problem. The strategy
must include, among other things, plans to increase the
availability of treatment for infected individuals, prevent new
infections, support the care of those affected by the disease,
promote training for physicians and other health care workers, and
accelerate research on HIV/AIDS prevention methods, all while
providing a framework for cooperation with international
organizations and partner countries to further the goals of the
program. §§7611(a)(1)–(29).
The Act “make[s]
the reduction of HIV/AIDS behavioral risks a priority of all
prevention efforts.” §7611(a)(12); see also
§7601(15) (“Successful strategies to stem the spread of
the HIV/AIDS pandemic will require . . . measures to
address the social and behavioral causes of the problem”).
The Act’s approach to reducing behavioral risks is
multifaceted. The President’s strategy for addressing such
risks must, for example, promote abstinence, encourage monogamy,
increase the availability of condoms, promote voluntary counseling
and treatment for drug users, and, as relevant here,
“educat[e] men and boys about the risks of procuring sex
commercially” as well as “promote alternative
livelihoods, safety, and social reintegration strategies for
commercial sex workers.” §7611(a)(12). Congress found
that the “sex industry, the trafficking of individ- uals into
such industry, and sexual violence” were factors in the
spread of the HIV/AIDS epidemic, and deter- mined that “it
should be the policy of the United States to eradicate”
prostitution and “other sexual victimization.”
§7601(23).
The United States has
enlisted the assistance of nongovernmental organizations to help
achieve the many goals of the program. Such organizations
“with experience in health care and HIV/AIDS
counseling,” Congress found, “have proven effective in
combating the HIV/AIDS pandemic and can be a resource in
. . . provid[ing] treatment and care for individuals
infected with HIV/AIDS.” §7601(18). Since 2003, Congress
has authorized the appropriation of billions of dollars for funding
these organizations’ fight against HIV/AIDS around the world.
§2151b–2(c); §7671.
Those funds, however,
come with two conditions: First, no funds made available to carry
out the Leadership Act “may be used to promote or advocate
the legalization or practice of prostitution or sex
trafficking.” §7631(e). Second, no funds made available
may “provide assistance to any group or organization that
does not have a policy explicitly opposing prostitution and sex
trafficking, except . . . to the Global Fund to Fight
AIDS, Tuberculosis and Malaria, the World Health Organization, the
International AIDS Vaccine Initiative or to any United Nations
agency.” §7631(f). It is this second condition—the
Policy Requirement—that is at issue here.
The Department of
Health and Human Services (HHS) and the United States Agency for
International Development (USAID) are the federal agencies
primarily responsible for overseeing implementation of the
Leadership Act. To enforce the Policy Requirement, the agencies
have directed that the recipient of any funding under the Act agree
in the award document that it is opposed to “prostitution and
sex trafficking because of the psychological and physical risks
they pose for women, men, and children.” 45 CFR §89.1(b)
(2012); USAID, Acquisition & Assistance Policy Directive
12–04, p. 6 (AAPD 12–04).
II
Respondents are a
group of domestic organizations engaged in combating HIV/AIDS
overseas. In addition to substantial private funding, they receive
billions annually in financial assistance from the United States,
including under the Leadership Act. Their work includes programs
aimed at limiting injection drug use in Uzbekistan, Tajikistan, and
Kyrgyzstan, preventing mother-to-child HIV transmission in Kenya,
and promoting safer sex practices in India. Respondents fear that
adopting a policy explicitly opposing prostitution may alienate
certain host governments, and may diminish the effectiveness of
some of their programs by making it more difficult to work with
prostitutes in the fight against HIV/AIDS. They are also concerned
that the Policy Requirement may require them to censor their
privately funded discussions in publications, at conferences, and
in other forums about how best to prevent the spread of HIV/AIDS
among prostitutes.
In 2005, respondents
Alliance for Open Society International and Pathfinder
International commenced this litigation, seeking a declaratory
judgment that the Government’s implementation of the Policy
Requirement violated their First Amendment rights. Respondents
sought a pre- liminary injunction barring the Government from cut-
ting off their funding under the Act for the duration of the
litigation, from unilaterally terminating their cooperative
agreements with the United States, or from otherwise taking action
solely on the basis of respondents’ own privately funded
speech. The District Court granted such a preliminary injunction,
and the Government appealed.
While the appeal was
pending, HHS and USAID issued guidelines on how recipients of
Leadership Act funds could retain funding while working with
affiliated organizations not bound by the Policy Requirement. The
guidelines per- mit funding recipients to work with affiliated
organizations that “engage[] in activities inconsistent with
the recipient’s opposition to the practices of prostitution
and sex trafficking” as long as the recipients retain
“objective integrity and independence from any affiliated
organization.” 45 CFR §89.3; see also AAPD 12–04,
at 6–7. Whether sufficient separation exists is determined by
the totality of the circumstances, including “but not
. . . limited to” (1) whether the organizations are
legally separate; (2) whether they have separate personnel; (3)
whether they keep separate accounting records; (4) the degree of
separation in the organizations’ facilities; and (5) the
extent to which signs and other forms of identification distinguish
the organizations. 45 CFR §§89.3(b)(1)–(5); see
also AAPD 12–04, at 6–7.
The Court of Appeals
summarily remanded the case to the District Court to consider
whether the preliminary injunction was still appropriate in light
of the new guidelines. On remand, the District Court issued a new
preliminary injunction along the same lines as the first, and the
Government renewed its appeal.
The Court of Appeals
affirmed, concluding that respondents had demonstrated a likelihood
of success on the merits of their First Amendment challenge under
this Court’s “unconstitutional conditions”
doctrine. 651 F. 3d 218 (CA2 2011). Under this doctrine, the
court reasoned, “the government may not place a condition on
the receipt of a benefit or subsidy that infringes upon the
recipient’s constitutionally protected rights, even if the
government has no obligation to offer the benefit in the first
instance.” Id., at 231 (citing Perry v. Sindermann, 408
U. S. 593, 597 (1972) ). And a condition that compels
recipients “to espouse the government’s position”
on a subject of international debate could not be squared with the
First Amendment. 651 F. 3d, at 234. The court concluded that
“the Policy Requirement, as implemented by the Agencies,
falls well beyond what the Supreme Court . . . ha[s]
upheld as permissible funding conditions.” Ibid.
Judge Straub dissented,
expressing his view that the Policy Requirement was an
“entirely rational exercise of Congress’s powers
pursuant to the Spending Clause.” Id., at 240.
We granted certiorari.
568 U. S. ___ (2013).
III
The Policy
Requirement mandates that recipients of Leadership Act funds
explicitly agree with the Government’s policy to oppose
prostitution and sex trafficking. It is, however, a basic First
Amendment principle that “freedom of speech prohibits the
government from telling people what they must say.” Rumsfeld
v. Forum for Academic and Institutional Rights, Inc., 547
U. S. 47, 61 (2006) (citing West Virginia Bd. of Ed. v.
Barnette, 319 U. S. 624, 642 (1943) , and Wooley v. Maynard,
430 U. S. 705, 717 (1977) ). “At the heart of the First
Amendment lies the principle that each person should decide for
himself or herself the ideas and beliefs deserving of expression,
consideration, and adherence.” Turner Broadcasting System,
Inc. v. FCC, 512 U. S. 622, 641 (1994) ; see Knox v. Service
Employees, 567 U. S. ___, ___–___ (2012) (slip op., at
8–9) (“The government may not . . . compel
the endorsement of ideas that it approves.”). Were it enacted
as a direct regulation of speech, the Policy Requirement would
plainly violate the First Amendment. The question is whether the
Government may nonetheless impose that requirement as a condition
on the receipt of federal funds.
A
The Spending Clause
of the Federal Constitution grants Congress the power “[t]o
lay and collect Taxes, Duties, Imposts and Excises, to pay the
Debts and provide for the common Defence and general Welfare of the
United States.” Art. I, §8, cl. 1. The Clause provides
Congress broad discretion to tax and spend for the “general
Welfare,” including by funding particular state or private
programs or activities. That power includes the authority to impose
limits on the use of such funds to ensure they are used in the
manner Congress intends. Rust v. Sullivan, 500 U. S. 173 ,
n. 4 (1991) (“Congress’ power to allocate funds
for public purposes includes an ancillary power to ensure that
those funds are properly applied to the prescribed
use.”).
As a general matter, if
a party objects to a condition on the receipt of federal funding,
its recourse is to decline the funds. This remains true when the
objection is that a condition may affect the recipient’s
exercise of its First Amendment rights. See, e.g., United States v.
American Library Assn., Inc., 539 U. S. 194, 212 (2003)
(plurality opinion) (rejecting a claim by public libraries that
conditioning funds for Internet access on the libraries’
installing filtering software violated their First Amendment
rights, explaining that “[t]o the extent that libraries wish
to offer unfiltered access, they are free to do so without federal
assistance”); Regan v. Taxation With Representation of Wash.,
461 U. S. 540, 546 (1983) (dismissing “the notion that
First Amendment rights are somehow not fully realized unless they
are subsidized by the State” (internal quotation marks
omitted)).
At the same time,
however, we have held that the Government “ ‘may
not deny a benefit to a person on a basis that infringes his
constitutionally protected . . . freedom of speech even
if he has no entitlement to that benefit.’ ” Forum
for Academic and Institutional Rights, supra, at 59 (quoting
American Library Assn., supra, at 210). In some cases, a funding
condition can result in an unconstitutional burden on First
Amendment rights. See Forum for Academic and Institutional Rights,
supra, at 59 (the First Amendment supplies “a limit on
Congress’ ability to place conditions on the receipt of
funds”).
The dissent thinks that
can only be true when the condition is not relevant to the
objectives of the program (al- though it has its doubts about
that), or when the condition is actually coercive, in the sense of
an offer that cannot be refused. See post, at 2–3 (opinion of
Scalia, J.). Our precedents, however, are not so limited. In the
present context, the relevant distinction that has emerged from our
cases is between conditions that define the limits of the
government spending program—those that specify the activities
Congress wants to subsidize—and conditions that seek to
leverage funding to regulate speech outside the contours of the
program itself. The line is hardly clear, in part because the
definition of a particular program can always be manipulated to
subsume the challenged condition. We have held, however, that
“Congress cannot recast a condition on funding as a mere
definition of its program in every case, lest the First Amendment
be reduced to a simple semantic exercise.” Legal Services
Corporation v. Velazquez, 531 U. S. 533, 547 (2001) .
A comparison of two
cases helps illustrate the distinction: In Regan v. Taxation With
Representation of Washington, the Court upheld a requirement that
nonprofit organizations seeking tax-exempt status under 26
U. S. C. §501(c)(3) not engage in substantial
efforts to influence legislation. The tax-exempt status, we
explained, “ha[d] much the same effect as a cash grant to the
organization.” 461 U. S., at 544. And by limiting
§501(c)(3) status to organizations that did not attempt to
influence legislation, Congress had merely “chose[n] not to
subsidize lobbying.” Ibid. In rejecting the nonprofit’s
First Amendment claim, the Court highlighted—in the text of
its opinion, but see post, at 5—the fact that the condition
did not prohibit that organization from lobbying Congress
altogether. By returning to a “dual structure” it had
used in the past—separately incorporating as a
§501(c)(3) organization and §501(c)(4)
organization—the nonprofit could continue to claim
§501(c)(3) status for its nonlobbying activities, while
attempting to influence legislation in its §501(c)(4) capac-
ity with separate funds. Ibid. Maintaining such a structure, the
Court noted, was not “unduly burdensome.” Id., at 545,
n. 6. The condition thus did not deny the organization a
government benefit “on account of its intention to
lobby.” Id., at 545.
In FCC v. League of
Women Voters of California, by contrast, the Court struck down a
condition on federal financial assistance to noncommercial
broadcast television and radio stations that prohibited all
editorializing, including with private funds. 468 U. S. 364
–401 (1984). Even a station receiving only one percent of its
overall budget from the Federal Government, the Court explained,
was “barred absolutely from all editorializing.” Id.,
at 400. Unlike the situation in Regan, the law provided no way for
a station to limit its use of federal funds to noneditorializing
activities, while using private funds “to make known its
views on matters of public importance.” 468 U. S., at
400. The prohibition thus went beyond ensuring that federal funds
not be used to subsidize “public broadcasting station
editorials,” and instead leveraged the federal funding to
regulate the stations’ speech outside the scope of the
program. Id., at 399 (internal quotation marks omitted).
Our decision in Rust v.
Sullivan elaborated on the approach reflected in Regan and League
of Women Voters. In Rust, we considered Title X of the Public
Health Service Act, a Spending Clause program that issued grants to
nonprofit health-care organizations “to assist in the
establishment and operation of voluntary family planning projects
[to] offer a broad range of acceptable and effective family
planning methods and services.” 500 U. S., at 178
(internal quotation marks omitted). The organizations received
funds from a variety of sources other than the Federal Government
for a variety of purposes. The Act, however, prohibited the Title X
federal funds from being “used in programs where abortion is
a method of family planning.” Ibid. (internal quotation marks
omitted). To enforce this provision, HHS regulations barred Title X
projects from advocating abortion as a method of family planning,
and required grantees to ensure that their Title X projects were
“ ‘physically and financially
separate’ ” from their other projects that engaged
in the prohibited activities. Id., at 180–181 (quoting 42 CFR
§59.9 (1989)). A group of Title X funding recipients brought
suit, claiming the regulations imposed an unconstitutional
condition on their First Amendment rights. We rejected their
claim.
We explained that
Congress can, without offending the Constitution, selectively fund
certain programs to address an issue of public concern, without
funding alterna- tive ways of addressing the same problem. In Title
X, Congress had defined the federal program to encourage only
particular family planning methods. The challenged regulations were
simply “designed to ensure that the limits of the federal
program are observed,” and “that public funds [are]
spent for the purposes for which they were authorized.” Rust,
500 U. S., at 193, 196.
In making this
determination, the Court stressed that “Title X expressly
distinguishes between a Title X grantee and a Title X
project.” Id., at 196. The regulations governed only the
scope of the grantee’s Title X projects, leaving it
“unfettered in its other activities.” Ibid. “The
Title X grantee can continue to . . . engage in abortion
advocacy; it simply is required to conduct those activities through
programs that are separate and independent from the project that
receives Title X funds.” Ibid. Because the regulations did
not “prohibit[ ] the recipient from engaging in the protected
conduct outside the scope of the federally funded program,”
they did not run afoul of the First Amendment. Id., at 197.
B
As noted, the
distinction drawn in these cases—between conditions that
define the federal program and those that reach outside it—is
not always self-evident. As Justice Cardozo put it in a related
context, “Definition more precise must abide the wisdom of
the future.” Steward Machine Co. v. Davis, 301 U. S.
548, 591 (1937) . Here, however, we are confident that the Policy
Requirement falls on the unconstitutional side of the line.
To begin, it is
important to recall that the Leader- ship Act has two conditions
relevant here. The first—unchallenged in this
litigation—prohibits Leadership Act funds from being used
“to promote or advocate the legalization or practice of
prostitution or sex trafficking.” 22 U. S. C.
§7631(e). The Government concedes that §7631(e) by itself
ensures that federal funds will not be used for the prohibited
purposes. Brief for Petitioners 26–27.
The Policy Requirement
therefore must be doing something more—and it is. The dissent
views the Requirement as simply a selection criterion by which the
Government identifies organizations “who believe in its ideas
to carry them to fruition.” Post, at 1. As an initial matter,
whatever purpose the Policy Requirement serves in selecting funding
recipients, its effects go beyond selection. The Policy Requirement
is an ongoing condition on recipients’ speech and activities,
a ground for terminating a grant after selection is complete. See
AAPD 12–04, at 12. In any event, as the Government
acknowledges, it is not simply seeking organizations that oppose
prostitution. Reply Brief 5. Rather, it explains, “Congress
has expressed its purpose ‘to eradicate’ prostitution
and sex trafficking, 22 U. S. C. §7601(23), and it
wants recipients to adopt a similar stance.” Brief for
Petitioners 32 (emphasis added). This case is not about the
Government’s ability to enlist the assistance of those with
whom it already agrees. It is about compelling a grant recipient to
adopt a particular belief as a condition of funding.
By demanding that
funding recipients adopt—as their own—the
Government’s view on an issue of public concern, the
condition by its very nature affects “protected conduct
outside the scope of the federally funded program.” Rust, 500
U. S., at 197. A recipient cannot avow the belief dictated by
the Policy Requirement when spending Leadership Act funds, and then
turn around and assert a contrary belief, or claim neutrality, when
participating in activities on its own time and dime. By requiring
recipients to profess a specific belief, the Policy Requirement
goes beyond defining the limits of the federally funded program to
defining the recipient. See ibid. (“our
‘unconstitutional conditions’ cases involve situations
in which the Government has placed a condition on the recipient of
the subsidy rather than on a particular program or service, thus
effectively prohibiting the recipient from engaging in the
protected conduct outside the scope of the federally funded
program”).
The Government contends
that the affiliate guidelines, established while this litigation
was pending, save the program. Under those guidelines, funding
recipients are permitted to work with affiliated organizations that
do not abide by the condition, as long as the recipients retain
“objective integrity and independence” from the
unfettered affiliates. 45 CFR §89.3. The Government suggests
the guidelines alleviate any unconstitutional burden on the
respondents’ First Amendment rights by allowing them to
either: (1) accept Leadership Act funding and comply with Policy
Requirement, but establish affiliates to communicate contrary views
on prostitution; or (2) decline funding themselves (thus remaining
free to express their own views or remain neutral), while creating
affiliates whose sole purpose is to receive and administer
Leadership Act funds, thereby “cabin[ing] the effects”
of the Policy Requirement within the scope of the federal program.
Brief for Petitioners 38–39, 44–49.
Neither approach is
sufficient. When we have noted the importance of affiliates in this
context, it has been because they allow an organization bound by a
funding condition to exercise its First Amendment rights outside
the scope of the federal program. See Rust, supra, at
197–198. Affiliates cannot serve that purpose when the
condition is that a funding recipient espouse a specific belief as
its own. If the affiliate is distinct from the recipient, the
arrangement does not afford a means for the recipient to express
its beliefs. If the affiliate is more clearly identified with the
recipient, the recipient can express those beliefs only at the
price of evident hypocrisy. The guidelines themselves make that
clear. See 45 CFR §89.3 (allowing funding recipients to work
with affiliates whose conduct is “inconsistent with the
recipient’s opposition to the practices of prostitution and
sex trafficking” (emphasis added)).
The Government suggests
that the Policy Requirement is necessary because, without it, the
grant of federal funds could free a recipient’s private funds
“to be used to promote prostitution or sex
trafficking.” Brief for Petitioners 27 (citing Holder v.
Humanitarian Law Project, 561 U. S. 1 , ___–___ (2010)
(slip op., at 25–26)). That argument assumes that federal
funding will simply supplant private funding, rather than pay for
new programs or expand existing ones. The Government offers no
support for that assumption as a general matter, or any reason to
believe it is true here. And if the Government’s argument
were correct, League of Women Voters would have come out
differently, and much of the reasoning of Regan and Rust would have
been beside the point.
The Government cites
but one case to support that argument, Holder v. Humanitarian Law
Project. That case concerned the quite different context of a ban
on providing material support to terrorist organizations, where the
record indicated that support for those organizations’
nonviolent operations was funneled to support their violent
activities. 561 U. S., at ___ (slip op., at 26).
Pressing its argument
further, the Government contends that “if organizations
awarded federal funds to implement Leadership Act programs could at
the same time promote or affirmatively condone prostitution or sex
trafficking, whether using public or private funds, it would
undermine the government’s program and confuse its message
opposing prostitution and sex trafficking.” Brief for
Petitioners 37 (emphasis added). But the Policy Requirement goes
beyond preventing recipients from using private funds in a way that
would undermine the federal program. It requires them to pledge
allegiance to the Government’s policy of eradicating
prostitution. As to that, we cannot improve upon what Justice
Jackson wrote for the Court 70 years ago: “If there is any
fixed star in our constitutional constellation, it is that no
official, high or petty, can prescribe what shall be orthodox in
politics, nationalism, religion, or other matters of opinion or
force citizens to confess by word or act their faith
therein.” Barnette, 319 U. S., at 642.
* * *
The Policy
Requirement compels as a condition of fed- eral funding the
affirmation of a belief that by its nature cannot be confined
within the scope of the Government program. In so doing, it
violates the First Amendment and cannot be sustained. The judgment
of the Court of Appeals is affirmed.
It is so ordered.
Kagan, J., took no part
in the consideration or decision of this case.
SUPREME COURT OF THE UNITED STATES
_________________
No. 12–10
_________________
AGENCY FOR INTERNATIONAL DEVELOPMENT,
et al., PETITIONERS v. ALLIANCE FOR OPEN SOCIETY
INTERNATIONAL, INC., et al.
on writ of certiorari to the united states
court of appeals for the second circuit
[June 20, 2013]
Justice Scalia, with
whom Justice Thomas joins, dissenting.
The Leadership Act
provides that “any group or organization that does not have a
policy explicitly opposing prostitution and sex trafficking”
may not receive funds appropriated under the Act. 22
U. S. C. §7631(f). This Policy Requirement is
nothing more than a means of selecting suitable agents to implement
the Government’s chosen strategy to eradicate HIV/AIDS. That
is perfectly permissible under the Constitution.
The First Amendment
does not mandate a viewpoint-neutral government. Government must
choose between rival ideas and adopt some as its own: competition
over cartels, solar energy over coal, weapon development over
disarmament, and so forth. Moreover, the government may enlist the
assistance of those who believe in its ideas to carry them to
fruition; and it need not enlist for that purpose those who oppose
or do not support the ideas. That seems to me a matter of the most
common common sense. For example: One of the purposes of
America’s foreign-aid programs is the fostering of good will
towards this country. If the organization Hamas—reputed to
have an efficient system for delivering welfare—were excluded
from a program for the distribution of U. S. food assistance,
no one could reasonably object. And that would remain true if Hamas
were an organization of United States citizens entitled to the
protection of the Constitution. So long as the unfunded
organization remains free to engage in its activities (including
anti-American propaganda) “without federal assistance,”
United States v. American Library Assn., Inc., 539 U. S. 194,
212 (2003) (plurality), refusing to make use of its assistance for
an enterprise to which it is opposed does not abridge its speech.
And the same is true when the rejected organization is not
affirmatively opposed to, but merely unsupportive of, the object of
the federal program, which appears to be the case here.
(Respondents do not promote prostitution, but neither do they wish
to oppose it.) A federal program to encourage healthy eating habits
need not be administered by the American Gourmet Society, which has
nothing against healthy food but does not insist upon it.
The argument is that
this commonsense principle will enable the government to
discriminate against, and injure, points of view to which it is
opposed. Of course the Constitution does not prohibit government
spending that discriminates against, and injures, points of view to
which the government is opposed; every government program which
takes a position on a controversial issue does that. Anti-smoking
programs injure cigar aficionados, programs encouraging sexual
abstinence injure free-love advocates, etc. The constitutional
prohibition at issue here is not a prohibition against
discriminating against or injuring opposing points of view, but the
First Amendment’s prohibition against the coercing of speech.
I am frankly dubious that a condition for eligibility to
participate in a minor federal program such as this one runs afoul
of that prohibition even when the condition is irrelevant to the
goals of the program. Not every disadvantage is a coercion.
But that is not the
issue before us here. Here the views that the Government demands an
applicant forswear—or that the Government insists an
applicant favor—are relevant to the program in question. The
program is valid only if the Government is entitled to disfavor the
opposing view (here, advocacy of or toleration of prostitution).
And if the program can disfavor it, so can the selection of those
who are to administer the program. There is no risk that this
principle will enable the Government to discriminate arbitrarily
against positions it disfavors. It would not, for example, permit
the Government to exclude from bidding on defense contracts anyone
who refuses to abjure pros- titution. But here a central part of
the Government’s HIV/AIDS strategy is the suppression of
prostitution, by which HIV is transmitted. It is entirely
reasonable to admit to participation in the program only those who
believe in that goal.
According to the Court,
however, this transgresses a constitutional line between conditions
that operate inside a spending program and those that control
speech outside of it. I am at a loss to explain what this central
pillar of the Court’s opinion—this distinction that the
Court itself admits is “hardly clear” and “not
always self-evident,” ante, at 8, 11—has to do with the
First Amendment. The distinction was alluded to, to be sure, in
Rust v. Sullivan, 500 U. S. 173 (1991) , but not as (what the
Court now makes it) an invariable requirement for First Amendment
validity. That the pro-abortion speech prohibition was limited to
“inside the program” speech was relevant in Rust
because the program itself was not an anti-abortion program. The
Government remained neutral on that controversial issue, but did
not wish abortion to be promoted within its
family-planning-services program. The statutory objective could not
be impaired, in other words, by “outside the program”
pro-abortion speech. The purpose of the limitation was to prevent
Government funding from providing the means of pro-abortion
propaganda, which the Government did not wish (and had no
constitutional obligation) to provide. The situation here is vastly
different. Elimination of prostitution is an objective of the
HIV/AIDS program, and any promotion of prostitution—whether
made inside or outside the program—does harm the program.
Of course the most
obvious manner in which the admission to a program of an
ideological opponent can frustrate the purpose of the program is by
freeing up the opponent’s funds for use in its ideological
opposition. To use the Hamas example again: Subsidizing that
organization’s provision of social services enables the money
that it would otherwise use for that purpose to be used, instead,
for anti-American propaganda. Perhaps that problem does not exist
in this case since the respondents do not affirmatively promote
prostitution. But the Court’s analysis categorically rejects
that justification for ideological requirements in all cases,
demanding “record indica[tion]” that “federal
funding will simply supplant private funding, rather than pay for
new programs.” Ante, at 14. This seems to me quite naive.
Money is fungible. The economic reality is that when NGOs can
conduct their AIDS work on the Government’s dime, they can
expend greater resources on policies that undercut the Leadership
Act. The Government need not establish by record evidence that this
will happen. To make it a valid consideration in determining
participation in federal programs, it suffices that this is a real
and obvious risk.
None of the cases the
Court cites for its holding provide support. I have already
discussed Rust. As for Regan v. Taxation With Representation of
Wash., 461 U. S. 540 (1983) , that case upheld rather than
invalidated a prohibition against lobbying as a condition of
receiving 26 U. S. C. §501(c)(3) tax-exempt status.
The Court’s holding rested on the conclusion that “a
legislature’s decision not to subsidize the exercise of a
fundamental right does not infringe the right.” 461
U. S., at 549. Today’s opinion, ante, at 9, stresses the
fact that these nonprofits were permitted to use a separate
§501(c)(4) affiliate for their lobbying—but that fact,
alluded to in a footnote, Regan, 461 U. S., at 545, n. 6,
was entirely nonessential to the Court’s holding. Indeed,
that rationale prompted a separate concurrence precisely because
the majority of the Court did not rely upon it. See id., at
551–554 (Blackmun, J., concurring). As for FCC v. League of
Women Voters of Cal., 468 U. S. 364 (1984) , the ban on
editorializing at issue there was disallowed precisely because it
did not further a relevant, permissible policy of the Federal
Communications Act—and indeed was simply incompatible with
the Act’s “affirmativ[e] encourage[ment]” of the
“vigorous expression of controversial opinions” by
licensed broadcasters. Id., at 397.
The Court makes a
head-fake at the unconstitutional conditions doctrine, ante, at 12,
but that doctrine is of no help. There is no case of ours in which
a condition that is relevant to a statute’s valid purpose and
that is not in itself unconstitutional (e.g., a
religious-affiliation condition that violates the Establishment
Clause) has been held to violate the doctrine.* Moreover, as I
suggested earlier, the contention that the condition here
“coerces” respondents’ speech is on its face
implausible. Those organizations that wish to take a different tack
with respect to prostitution “are as unconstrained now as
they were before the enactment of [the Leadership Act].”
National Endowment for Arts v. Finley, 524 U. S. 569, 595
(1998) (Scalia, J., concurring in judgment). As the Court
acknowledges, “[a]s a general matter, if a party objects to a
condition on the receipt of federal funding, its recourse is to
decline the funds,” ante, at 7, and to draw on its own
coffers.
The majority cannot
credibly say that this speech condition is coercive, so it does
not. It pussyfoots around the lack of coercion by invalidating the
Leadership Act for “requiring recipients to profess a
specific belief” and “demanding that funding recipients
adopt—as their own—the Government’s view on an
issue of public concern.” Ante, at 12 (emphasis mine). But
like King Cnut’s commanding of the tides, here the
Government’s “requiring” and
“demanding” have no coercive effect. In the end, and in
the circumstances of this case, “compell[ing] as a condition
of federal funding the affirmation of a belief,” ante, at 15
(emphasis mine), is no compulsion at all. It is the reasonable
price of admission to a limited government-spending program that
each organization remains free to accept or reject. Section 7631(f)
“defin[es] the recipient” only to the extent he decides
that it is in his interest to be so defined. Ante, at 12.
* * *
Ideological-commitment requirements such as the one here are quite
rare; but making the choice between competing applicants on
relevant ideological grounds is undoubtedly quite common. See,
e.g., Finley, supra. As far as the Constitution is concerned, it is
quite impossible to distinguish between the two. If the government
cannot demand a relevant ideological commitment as a condition of
application, neither can it distinguish between applicants on a
relevant ideological ground. And that is the real evil of
today’s opinion. One can expect, in the future, frequent
challenges to the denial of government funding for relevant
ideological reasons.
The Court’s
opinion contains stirring quotations from cases like West Virginia
Bd. of Ed. v. Barnette, 319 U. S. 624 (1943) , and Turner
Broadcasting System, Inc. v. FCC, 512 U. S. 622 (1994) . They
serve only to distract attention from the elephant in the room:
that the Government is not forcing anyone to say anything. What
Congress has done here—requiring an ideological commitment
relevant to the Government task at hand—is approved by the
Constitution itself. Americans need not support the Constitution;
they may be Communists or anarchists. But “[t]he Senators and
Representatives . . . , and the Members of the several
State Legislatures, and all executive and judicial Officers, both
of the United States and of the several States, shall be bound by
Oath or Affirmation, to support [the] Constitution.”
U. S. Const., Art. VI, cl. 3. The Framers saw the wisdom of
imposing affirmative ideological commitments prerequisite to
assisting in the government’s work. And so should we.