SUPREME COURT OF THE UNITED STATES
_________________
No. 11–1025
_________________
JAMES R. CLAPPER, Jr., DIRECTOR OF NATIONAL
INTELLIGENCE, et al., PETITIONERS
v. AMNESTY
INTERNATIONAL USA et al.
on writ of certiorari to the united states
court of appeals for the second circuit
[February 26, 2013]
Justice Breyer, with whom Justice Ginsburg,
Justice Sotomayor, and Justice Kagan join, dissenting.
The plaintiffs’ standing depends upon the
likelihood that the Government, acting under the authority of 50
U. S. C. §1881a (2006 ed., Supp. V), will harm them by
intercepting at least some of their private, foreign, telephone, or
e-mail conversations. In my view, this harm is not “speculative.”
Indeed it is as likely to take place as are most future events that
commonsense inference and ordinary knowledge of human nature tell
us will happen. This Court has often found the occurrence of
similar future events sufficiently certain to support standing. I
dissent from the Court’s contrary conclusion.
I
Article III specifies that the “judicial
Power” of the United States extends only to actual “Cases” and
“Controversies.” §2. It thereby helps to ensure that the legal
questions presented to the federal courts will not take the form of
abstract intellectual problems resolved in the “rarified atmosphere
of a debating society” but instead those questions will be
presented “in a concrete factual context conducive to a realistic
appreciation of the consequences of judicial action.”
Valley
Forge Christian College v.
Americans United for Separation
of Church and State, Inc.,
454 U.S.
464, 472 (1982) (purpose of Article III);
Lujan v.
Defenders of Wildlife,
504 U.S.
555, 560 (1992) (similar);
Babbitt v.
Farm
Workers,
442 U.S.
289, 297 (1979) (similar).
The Court has recognized that the precise
boundaries of the “case or controversy” requirement are matters of
“degree . . . not discernible by any precise test.”
Ibid. At
the same time, the Court has developed a subsidiary set of legal
rules that help to determine when the Constitution’s requirement is
met. See
Lujan, 504 U. S., at 560–561;
id., at
583 (Stevens, J., concurring in judgment). Thus, a plaintiff must
have “standing” to bring a legal claim. And a plaintiff has that
standing, the Court has said, only if the action or omission that
the plaintiff challenges has caused, or will cause, the plaintiff
to suffer an injury that is “concrete and particularized,” “actual
or imminent,” and “redress[able] by a favorable decision.”
Id., at 560–561 (internal quotation marks omitted).
No one here denies that the Government’s
interception of a private telephone or e-mail conversation amounts
to an injury that is “concrete and particularized.” Moreover, the
plaintiffs, respondents here, seek as relief a judgment declaring
unconstitutional (and enjoining enforcement of) a statutory
provision authorizing those interceptions; and, such a judgment
would redress the injury by preventing it. Thus, the basic question
is whether the injury,
i.e., the interception, is “actual or
imminent.”
II
A
Since the plaintiffs fear interceptions of a
kind authorized by §1881a, it is important to understand just what
kind of surveillance that section authorizes. Congress enacted
§1881a in 2008, as an amendment to the pre-existing Foreign
Intelligence Surveillance Act of 1978, 50 U. S. C. §1801
et seq. Before the amendment, the Act authorized the
Government (acting within the United States) to monitor private
electronic communications between the United States and a foreign
country if (1) the Government’s purpose was, in significant part,
to obtain foreign intelligence information (which includes
information concerning a “foreign power” or “territory” related to
our “national defense” or “security” or the “conduct of
. . . foreign affairs”), (2) the Government’s
surveillance target was “a foreign power or an agent of a foreign
power,” and (3) the Government used surveillance procedures
designed to “minimize the acquisition and retention, and prohibit
the dissemination, of” any private information acquired about
Americans. §§1801(e), (h), 1804(a).
In addition the Government had to obtain the
approval of the Foreign Intelligence Surveillance Court. To do so,
it had to submit an application describing (1) each “specific
target,” (2) the “nature of the information sought,” and (3) the
“type of communications or activities to be subjected to the
surveillance.” §1804(a). It had to certify that, in significant
part, it sought to obtain foreign intelligence information.
Ibid. It had to demonstrate probable cause to believe that
each specific target was “a foreign power or an agent of a foreign
power.” §§1804(a), 1805(a). It also had to describe
instance-specific procedures to be used to minimize intrusions upon
Americans’ privacy (compliance with which the court subsequently
could assess). §§1804(a), 1805(d)(3).
The addition of §1881a in 2008 changed this
prior law in three important ways. First, it eliminated the
requirement that the Government describe to the court each specific
target and identify each facility at which its surveillance would
be directed, thus permitting surveillance on a programmatic, not
necessarily individualized, basis. §1881a(g). Second, it eliminated
the requirement that a target be a “foreign power or an agent of a
foreign power.”
Ibid. Third, it diminished the court’s
authority to insist upon, and eliminated its authority to
supervise, instance-specific privacy-intrusion minimization
procedures (though the Government still must use court-approved
general minimization procedures). §1881a(e). Thus, using the
authority of §1881a, the Government can obtain court approval for
its surveillance of electronic communications between places within
the United States and targets in foreign territories by showing the
court (1) that “a sig-nificant purpose of the acquisition is to
obtain foreign intelligence information,” and (2) that it will use
general targeting and privacy-intrusion minimization procedures of
a kind that the court had previously approved. §1881a(g).
B
It is similarly important to understand the
kinds of communications in which the plaintiffs say they engage and
which they believe the Government will intercept. Plaintiff Scott
McKay, for example, says in an affidavit (1) that he is a lawyer;
(2) that he represented “Mr. Sami Omar Al-Hussayen, who was
acquitted in June 2004 on terrorism charges”; (3) that he continues
to represent “Mr. Al-Hussayen, who, in addition to facing criminal
charges after September 11, was named as a defendant in several
civil cases”; (4) that he represents Khalid Sheik Mohammed, a
detainee, “before the Military Commissions at Guantánamo Bay,
Cuba”; (5) that in representing these clients he “communicate[s] by
telephone and email with people outside the United States,
including Mr. Al-Hussayen himself,” “experts, investigators,
attorneys, family members . . . and others who are located abroad”;
and (6) that prior to 2008 “the U. S. government had
intercepted some 10,000 telephone calls and 20,000 email
communications involving [his client] Al-Hussayen.” App. to Pet.
for Cert. 369a–371a.
Another plaintiff, Sylvia Royce, says in her
affidavit (1) that she is an attorney; (2) that she “represent[s]
Mohammedou Ould Salahi, a prisoner who has been held at Guantánamo
Bay as an enemy combatant”; (3) that, “[i]n connection with [her]
representation of Mr. Salahi, [she] receive[s] calls from time to
time from Mr. Salahi’s brother, . . . a university
student in Germany”; and (4) that she has been told that the
Government has threatened Salahi “that his family members would be
arrested and mis-treated if he did not cooperate.”
Id., at
349a–351a.
The plaintiffs have noted that McKay no longer
represents Mohammed and Royce no longer represents Ould Salahi.
Brief for Respondents 15, n. 11. But these changes are irrelevant,
for we assess standing as of the time a suit is filed, see
Davis v.
Federal Election Comm’n,
554 U.S.
724, 734 (2008), and in any event McKay himself continues to
represent Al Hussayen, his partner now represents Mohammed, and
Royce continues to represent individuals held in the custody of the
U. S. military overseas.
A third plaintiff, Joanne Mariner, says in her
affidavit (1) that she is a human rights researcher, (2) that “some
of the work [she] do[es] involves trying to track down people who
were rendered by the CIA to countries in which they were tortured”;
(3) that many of those people “the CIA has said are (or were)
associated with terrorist organizations”; and (4) that, to do this
research, she “communicate[s] by telephone and e-mail with
. . . former detainees, lawyers for detainees, relatives
of detainees, political activists, journalists, and fixers” “all
over the world, including in Jordan, Egypt, Pakistan, Afghanistan,
[and] the Gaza Strip.” App. to Pet. for Cert. 343a–344a.
Other plaintiffs, including lawyers,
journalists, and human rights researchers, say in affidavits (1)
that they have jobs that require them to gather information from
foreigners located abroad; (2) that they regularly communicate
electronically (
e.g., by telephone or e-mail) with
foreigners located abroad; and (3) that in these communications
they exchange “foreign intelligence information” as the Act defines
it.
Id., at 334a–375a.
III
Several considerations, based upon the record
along with commonsense inferences, convince me that there is a very
high likelihood that Government,
acting under the authority of
§1881a, will intercept at least some of the communications just
described. First, the plaintiffs have engaged, and continue to
engage, in electronic communications of a kind that the 2008
amendment, but not the prior Act, authorizes the Government to
intercept. These communications include discussions with family
members of those detained at Guantanamo, friends and acquaintances
of those persons, and investigators, experts and others with
knowledge of circumstances related to terrorist activities. These
persons are foreigners located outside the United States. They are
not “foreign power[s]” or “agent[s] of . . . foreign
power[s].” And the plaintiffs state that they exchange with these
persons “foreign intelligence information,” defined to include
information that “relates to” “international terrorism” and “the
national defense or the security of the United States.” See 50
U. S. C. §1801 (2006 ed. and Supp. V); see,
e.g.,
App. to Pet. for Cert. 342a, 366a, 373a–374a.
Second, the plaintiffs have a strong
motive to engage in, and the Government has a strong
motive to listen to, conversations of the kind described. A
lawyer representing a client normally seeks to learn the
circumstances surrounding the crime (or the civil wrong) of which
the client is accused. A fair reading of the affidavit of Scott
McKay, for example, taken together with elementary considerations
of a lawyer’s obligation to his client, indicates that McKay will
engage in conversations that concern what suspected foreign
terrorists, such as his client, have done; in conversations that
concern his clients’ families, colleagues, and contacts; in
conversations that concern what those persons (or those connected
to them) have said and done, at least in relation to terrorist
activities; in conversations that concern the political, social,
and commercial environments in which the suspected terrorists have
lived and worked; and so forth. See,
e.g., id., at
373a–374a. Journalists and human rights workers have strong similar
motives to conduct conversations of this kind. See,
e.g.,
id., at 342a (Declaration of Joanne Mariner, stating that
“some of the information [she] exchange[s] by telephone and e-mail
relates to terrorism and counterterrorism, and much of the
information relates to the foreign affairs of the United
States”).
At the same time, the Government has a strong
motive to conduct surveillance of conversations that contain
material of this kind. The Government, after all, seeks to learn as
much as it can reasonably learn about suspected terrorists (such as
those detained at Guantanamo), as well as about their contacts and
activities, along with those of friends and family members. See
Executive Office of the President, Office of Management and Budget,
Statement of Administration Policy on S. 2248, p. 4 (Dec. 17, 2007)
(“Part of the value of the [new authority] is to enable the
Intelligence Community to collect expeditiously the communications
of terrorists in foreign countries who may contact an associate in
the United States”). And the Government is motivated to do so, not
simply by the desire to help convict those whom the Government
believes guilty, but also by the critical, overriding need to
protect America from terrorism. See
id., at 1 (“Protection
of the American people and American interests at home and abroad
requires access to timely, accurate, and insightful intelligence on
the capabilities, intentions, and activities of . . .
terrorists”).
Third, the Government’s
past behavior
shows that it has sought, and hence will in all likelihood continue
to seek, information about alleged terrorists and detainees through
means that include surveillance of electronic communications. As
just pointed out, plaintiff Scott McKay states that the Government
(under the authority of the pre-2008 law) “intercepted some 10,000
telephone calls and 20,000 email communications involving [his
client] Mr. Al-Hussayen.” App. to Pet. for Cert. 370a.
Fourth, the Government has the
capacity
to conduct electronic surveillance of the kind at issue. To some
degree this capacity rests upon technology available to the
Government. See 1 D. Kris & J. Wilson, National Security
Investigations & Prosecutions §16:6, p. 562 (2d ed. 2012)
(“NSA’s technological abilities are legendary”);
id.,
§16:12, at 572–577 (describing the National Security Agency’s
capacity to monitor “
very broad facilities” such as
international switches). See,
e.g., Lichtblau & Risen,
Spy Agency Mined Vast Data Trove, Officials Report, N. Y.
Times, Dec. 24, 2005, p. A1 (describing capacity to trace and to
analyze large volumes of communications into and out of the United
States); Lichtblau & Shane, Bush is Pressed Over New Report on
Surveillance, N. Y. Times, May 12, 2006, p. A1 (reporting
capacity to obtain access to records of many, if not most,
telephone calls made in the United States); Priest & Arkin, A
Hidden World, Growing Beyond Control, Washington Post, July 19,
2010, p. A1 (reporting that every day, collection systems at the
National Security Agency intercept and store 1.7 billion e-mails,
telephone calls and other types of communications). Cf. Statement
of Administration Policy on S. 2248,
supra, at 3 (rejecting
a provision of the Senate bill that would require intelligence
analysts to count “the number of persons located in the United
States whose communications were reviewed” as “impossible to
implement” (internal quotation marks omitted)). This capacity also
includes the Government’s authority to obtain the kind of
information here at issue from private carriers such as AT&T
and Verizon. See 50 U. S. C. §1881a(h). We are further
told by
amici that the Government is expanding that
capacity. See Brief for Electronic Privacy Information Center
et al. as 22–23 (National Security Agency will be able to
conduct surveillance of most electronic communications between
domestic and foreign points).
Of course, to exercise this capacity the
Government must have intelligence court authorization. But the
Government rarely files requests that fail to meet the statu-tory
criteria. See Letter from Ronald Weich, Assistant Attorney General,
to Joseph R. Biden, Jr., 1 (Apr. 30, 2012) (In 2011, of the 1,676
applications to the intelligence court, two were withdrawn by the
Government, and the remaining 1,674 were approved, 30 with some
mod-ification), online at http://www.justice.gov/nsd/foia/
foia_library/2011fisa-ltr.pdf. (as visited Feb. 22, 2013, and
available in Clerk of Court’s case file). As the intelligence court
itself has stated, its review under §1881a is “nar-rowly
circumscribed.” In re Proceedings Required by §702(i) of the
FISA Amendments Act of 2008, No. Misc. 08–01 (Aug. 17, 2008), p. 3.
There is no reason to believe that the communications described
would all fail to meet the conditions necessary for approval.
Moreover, compared with prior law, §1881a simplifies and thus
expedites the approval process, making it more likely that the
Government will use §1881a to obtain the necessary approval.
The upshot is that (1) similarity of content,
(2) strong motives, (3) prior behavior, and (4) capacity all point
to a very strong likelihood that the Government will intercept at
least some of the plaintiffs’ communications, including some that
the 2008 amendment, §1881a, but not the pre-2008 Act, authorizes
the Government to intercept.
At the same time, nothing suggests the presence
of some special factor here that might support a contrary
conclusion. The Government does not deny that it has both the
motive and the capacity to listen to communications of the kind
described by plaintiffs. Nor does it describe any system for
avoiding the interception of an electronic communication that
happens to include a party who is an American lawyer, journalist,
or human rights worker. One can, of course, always imagine some
special circumstance that negates a virtual likelihood, no matter
how strong. But the same is true about most, if not all, ordinary
inferences about future events. Perhaps, despite pouring rain, the
streets will remain dry (due to the presence of a special
chemical). But ordinarily a party that seeks to defeat a strong
natural inference must bear the burden of showing that some such
special circumstance exists. And no one has suggested any such
special circumstance here.
Consequently, we need only assume that the
Government is doing its job (to find out about, and combat,
terrorism) in order to conclude that there is a high probability
that the Government will intercept at least some elec-tronic
communication to which at least some of the plaintiffs are parties.
The majority is wrong when it describes the harm threatened
plaintiffs as “speculative.”
IV
A
The majority more plausibly says that the
plaintiffs have failed to show that the threatened harm is
“
certainly impending.”
Ante, at 10 (internal
quotation marks omitted). But, as the majority appears to concede,
see
ante, at 15–16, and n. 5,
certainty is not,
and never has been, the touchstone of standing. The future is
inherently uncertain. Yet federal courts frequently entertain
actions for injunctions and for declaratory relief aimed at
preventing future activities that are reasonably likely or highly
likely, but not absolutely certain, to take place. And that degree
of certainty is all that is needed to support standing here.
The Court’s use of the term “certainly
impending” is not to the contrary. Sometimes the Court has used the
phrase “certainly impending” as if the phrase described a
sufficient, rather than a
necessary, condition for
jurisdiction. See
Pennsylvania v.
West Virginia,
262 U.S.
553, 593 (1923) (“If the injury is certainly impending that is
enough”). See also
Babbitt, 442 U. S., at 298 (same).
On other occasions, it has used the phrase as if it concerned
when, not
whether, an alleged injury would occur.
Thus, in
Lujan, 504 U. S., at 564, n. 2, the Court
considered a threatened future injury that consisted of harm that
plaintiffs would suffer when they “soon” visited a gov-ernment
project area that (they claimed) would suffer environmental damage.
The Court wrote that a “mere pro-fession of an intent, some day, to
return” to the project area did not show the harm was
“
imminent,” for “soon” might mean nothing more than “in this
lifetime.”
Id., at 564–565, n. 2 (internal quotation
marks omitted). Similarly, in
McConnell v.
Federal
Election Comm’n,
540 U.S.
93 (2003), the Court denied standing because the Senator’s
future injury (stemming from a campaign finance law) would not
affect him until his reelection. That fact, the Court said, made
the injury “too remote temporally to satisfy Article III standing.”
Id., at 225–226.
On still other occasions, recognizing that
“ ‘ imminence’ is concededly a somewhat elastic concept,”
Lujan,
supra, at 565, n. 2, the Court has
referred to, or used (sometimes along with “certainly impending”)
other phrases such as “reasonable probability” that suggest less
than absolute, or literal certainty. See
Babbitt,
supra, at 298 (plaintiff “must demonstrate a
realistic
danger of sustaining a direct injury” (emphasis added));
Friends of the Earth, Inc. v.
Laidlaw Environmental
Services (TOC), Inc.,
528 U.S.
167, 190 (2000) (“[I]t is the plaintiff’s burden to establish
standing by demonstrating that . . . the defendant’s allegedly
wrongful behavior will likely occur or continue”). See also
Monsanto Co. v.
Geertson Seed Farms, 561 U. S.
___, ___ (2010) (slip op., at 11) (“ ‘ “reasonable
probability” ’ ” and “substantial risk”);
Davis,
554 U. S., at 734 (“realistic and impending threat of direct
injury”);
MedImmune, Inc. v.
Genentech, Inc.,
549 U.S.
118, 129 (2007) (“genuine threat of enforcement”);
Department of Commerce v.
United States House of
Representatives,
525 U.S.
316, 333 (1999) (“substantially likely” (internal quotation
marks omitted));
Clinton v.
City of New York,
524 U.S.
417, 432 (1998) (“sufficient likelihood of economic injury”);
Pennell v.
San Jose,
485 U.S.
1, 8 (1988) (“realistic danger” (internal quotation marks
omitted));
Blum v.
Yaretsky,
457
U.S. 991, 1001 (1982) (“quite realistic” threat);
Bryant
v.
Yellen,
447 U.S.
352, 367–368 (1980) (“likely”);
Buckley v.
Valeo,
424 U.S.
1, 74 (1976) (
per curiam) (“reasonable probability”).
Taken together the case law uses the word “certainly” as if it
emphasizes, rather than literally defines, the immediately
following term “impending.”
B
1
More important, the Court’s holdings in
standing cases show that standing exists here. The Court has often
found standing where the occurrence of the relevant injury
was far
less certain than here. Consider a few, fairly
typical, cases. Consider
Pennell,
supra. A city
ordinance forbade landlords to raise the rent charged to a tenant
by more than 8 percent where doing so would work an unreasonably
severe hardship on that tenant.
Id., at 4–5. A group of
landlords sought a judgment declaring the ordinance
unconstitutional. The Court held that, to have standing, the
landlords had to demonstrate a “ ‘
realistic danger of
sustaining a direct injury as a result of the statute’s
operation.’ ”
Id., at 8 (emphasis added). It found that
the landlords had done so by showing a likelihood of enforcement
and a “probability,”
ibid., that the ordinance would make
the landlords charge lower rents—even though the landlords had not
shown (1) that they intended to raise the relevant rents to the
point of causing unreasonably severe hardship; (2) that the tenants
would challenge those increases; or (3) that the city’s hearing
examiners and arbitrators would find against the landlords. Here,
even more so than in
Pennell, there is a “
realistic
danger” that the relevant harm will occur.
Or, consider
Blum, supra. A group of
nursing home residents receiving Medicaid benefits challenged the
constitutionality (on procedural grounds) of a regulation that
permitted their nursing home to transfer them to a less desirable
home.
Id., at 999–1000. Although a Medicaid committee had
recommended transfers, Medicaid-initiated transfer had been
enjoined and the nursing home itself had not threatened to transfer
the plaintiffs. But the Court found “standing” because “the threat
of transfers” was “not ‘imaginary or speculative’ ” but “quite
realistic,” hence “sufficiently substantial.”
Id., at
1000–1001 (quoting
Younger v.
Harris,
401 U.S.
37, 42 (1971)). The plaintiffs’ injury here is not imaginary or
speculative, but “quite realistic.”
Or, consider
Davis,
supra. The
plaintiff, a candidate for the United States House of
Representatives, self-financed his campaigns. He challenged the
constitutionality of an election law that relaxed the limits on an
opponent’s contributions when a self-financed candidate’s spending
itself exceeded certain other limits. His opponent, in fact, had
decided not to take advantage of the increased contribution limits
that the statute would have allowed.
Id., at 734. But the
Court nonetheless found standing because there was a “realistic and
impending threat,” not a certainty, that the candidate’s opponent
would do so at the time the plaintiff filed the complaint.
Id., at 734–735. The threat facing the plaintiffs here is as
“realistic and impending.”
Or, consider
MedImmune,
supra. The
plaintiff, a patent licensee, sought a declaratory judgment that
the patent was invalid. But, the plaintiff did not face an imminent
threat of suit because it continued making royalty payments to the
patent holder. In explaining why the plaintiff had standing, we (1)
assumed that if the plaintiff stopped making royalty payments it
would have standing (despite the fact that the patent holder might
not bring suit), (2) rejected the Federal Circuit’s “reasonable
ap-prehension of
imminent suit” requirement, and (3)
in-stead suggested that a “genuine threat of enforcement” was
likely sufficient.
Id., at 128, 129, 132, n. 11
(internal quotation marks omitted). A “genuine threat” is present
here.
Moreover, courts have often found
probabilistic injuries sufficient to support standing. In
Duke Power Co. v.
Carolina Environmental Study Group,
Inc.,
438 U.S.
59 (1978)
, for example, the plaintiffs, a group of
individuals living near a proposed nuclear powerplant, challenged
the constitutionality of the Price-Anderson Act, a statute that
limited the plant’s liability in the case of a nuclear accident.
The plaintiffs said that, without the Act, the defendants would not
build a nuclear plant. And the building of the plant would harm
them, in part, by emitting “non-natural radiation into [their]
environment.”
Id., at 74. The Court found standing in part
due to “our generalized concern about exposure to radiation and the
apprehension flowing from the
uncertainty about the health
and genetic consequences of even small emissions.”
Ibid.
(emphasis added). See also
Monsanto Co.,
supra, at
___ (slip op., at 11–12) (“A
substantial risk of gene flow
injures respondents in several ways” (emphasis added)).
See also lower court cases, such as
Mountain
States Legal Foundation v.
Glickman,
92 F.3d 1228, 1234–1235 (CADC 1996) (plaintiffs attack
Government decision to limit timber harvesting; standing based upon
increased
risk of wildfires);
Natural Resources Defense
Council v.
EPA,
464 F.3d 1, 7 (CADC 2006) (plaintiffs attack Government
decision deregulating methyl bromide; standing based upon increased
lifetime
risk of developing skin cancer);
Constellation
Energy Commodities Group, Inc. v.
FERC, 457 F.3d 14, 20
(CADC 2006) (standing based on increased
risk of nonrecovery
inherent in the reduction of collateral securing a debt of
uncertain amount);
Sutton v
. St. Jude Medical S. C.,
Inc.,
419 F.3d 568, 570–575 (CA6 2005) (standing based on increased
risk of harm caused by implantation of defective medical
device);
Johnson v.
Allsteel, Inc.,
259 F.3d 885, 888–891 (CA7 2001) (stand-ing based on increased
risk that Employee Retirement Income Security Act
beneficiary will not be covered due to increased amount of
discretion given to ERISA administrator).
How could the law be otherwise? Suppose that a
federal court faced a claim by homeowners that (allegedly) unlawful
dam-building practices created a high risk that their homes would
be flooded. Would the court deny them standing on the ground that
the risk of flood was only 60, rather than 90, percent?
Would federal courts deny standing to a
plaintiff in a diversity action who claims an anticipatory breach
of contract where the future breach depends on probabilities? The
defendant, say, has threatened to load wheat onto a ship bound for
India despite a promise to send the wheat to the United States. No
one can know for certain that this will happen. Perhaps the
defendant will change his mind; perhaps the ship will turn and head
for the United States. Yet, despite the uncertainty, the
Constitution does not prohibit a federal court from hearing such a
claim. See 23 R. Lord, Williston on Contracts §63:35 (4th ed. 2002)
(plaintiff may bring an anticipatory breach suit even though the
defendant’s promise is one to perform in the future, it has not yet
been broken, and defendant may still retract the repudiation).
E.g., Wisconsin Power & Light Co. v.
Century
Indemnity Co.,
130 F.3d 787, 792–793 (CA7 1997) (plaintiff could sue insurer
that disclaimed liability for all costs that would be incurred in
the future
if environmental agencies required cleanup);
Combs v.
International Ins. Co.,
354 F.3d 568, 598–601 (CA6 2004) (similar).
Would federal courts deny standing to a
plaintiff who seeks to enjoin as a nuisance the building of a
nearby pond which, the plaintiff believes, will very likely, but
not inevitably, overflow his land? See 42 Am. Jur. 2d Injunctions
§§2, 5 (2010) (noting that an injunction is ordinarily preventive
in character and restrains actions that have not yet been taken,
but threaten injury).
E.g.,
Central Delta Water
Agency v
. United States,
306 F.3d 938, 947–950 (CA9 2002) (standing to seek injunction
where method of operating dam was highly likely to severely hamper
plaintiffs’ ability to grow crops);
Consolidated Companies,
Inc. v.
Union Pacific R. Co., 499 F.3d 382, 386
(CA5 2007) (standing to seek injunction requiring cleanup of land
adjacent to plaintiff’s tract because of threat that contaminants
might migrate to plaintiff’s tract).
Neither do ordinary declaratory judgment actions
always involve the degree of certainty upon which the Court insists
here. See,
e.g.,
Maryland Casualty Co. v.
Pacific
Coal & Oil Co.,
312 U.S.
270, 273 (1941) (insurance company could seek declaration that
it need not pay claim against insured automobile driver who was in
an accident even though the driver had not yet been found liable
for the accident);
Aetna Life Ins. Co. v.
Haworth,
300 U.S.
227, 239–244 (1937) (insurance company could seek declaration
that it need not pay plaintiff for disability although plaintiff
had not yet sought disability payments). See also,
e.g.,
Associated Indemnity Corp. v
. Fairchild Industries,
Inc., 961 F.2d 32, 35–36 (CA2 1992) (insured could seek
declaration that insurance company must pay liability even before
insured found liable).
2
In some standing cases, the Court has found
that a reasonable probability of
future injury comes
accompanied with
present injury that takes the form of
reasonable efforts to mitigate the threatened effects of the future
injury or to prevent it from occurring. Thus, in
Monsanto
Co., 561 U. S., at ___ (slip op., at 11–14) plaintiffs, a
group of conventional alfalfa growers, challenged an agency
decision to deregulate genetically engineered alfalfa. They claimed
that deregulation would harm them because their neighbors would
plant the genetically engineered seed, bees would obtain pollen
from the neighbors’ plants, and the bees would then (harmfully)
contaminate their own conventional alfalfa with the genetically
modified gene. The lower courts had found a “reasonable
probability” that this injury would occur.
Ibid. (internal
quotation marks omitted).
Without expressing views about that probability,
we found standing because the plaintiffs would suffer present harm
by trying to combat the threat.
Ibid. The plaintiffs, for
example, “would have to conduct testing to find out whether and to
what extent their crops have been contaminated.”
Id., at ___
(slip op., at 12). And they would have to take “measures to
minimize the likelihood of potential contamination and to ensure an
adequate supply of non-genetically-engineered alfalfa.”
Ibid. We held that these “harms, which [the plaintiffs] will
suffer even if their crops are not actually infected with” the
genetically modified gene, “are sufficiently concrete to satisfy
the injury-in-fact prong of the constitutional standing analysis.”
Id., at ___ (slip op., at 13).
Virtually identical circumstances are present
here. Plaintiff McKay, for example, points out that, when he
communicates abroad about, or in the interests of, a client
(
e.g., a client accused of terrorism), he must “make an
assessment” whether his “client’s interests would be compromised”
should the Government “acquire the communications.” App. to Pet.
for Cert. 375a. If so, he must either forgo the communication or
travel abroad.
Id., at 371a–372a (“I have had to take
measures to protect the confidentiality of information that I
believe is particularly sensitive,” including “travel that is both
time-consuming and expensive”).
Since travel is expensive, since forgoing
communication can compromise the client’s interests, since McKay’s
assessment itself takes time and effort, this case does not differ
significantly from
Monsanto. And that is so whether we
consider the plaintiffs’ present necessary expenditure of time and
effort as a separate concrete, particularized, imminent harm, or
consider it as additional evidence that the future harm (an
interception) is likely to occur. See also
Friends of the Earth,
Inc., 528 U. S., at 183–184 (holding that plaintiffs who
curtailed their recreational activities on a river due to
reasonable concerns about the effect of pollutant discharges into
that river had standing);
Meese v.
Keene,
481 U.S.
465, 475 (1987) (stating that “the need to take . . .
affirmative steps to avoid the risk of harm . . . constitutes a
cognizable injury”).
3
The majority cannot find support in cases that
use the words “certainly impending” to
deny standing. While
I do not claim to have read every standing case, I have examined
quite a few, and not yet found any such case. The majority refers
to
Whitmore v.
Arkansas,
495
U.S. 149 (1990). But in that case the Court denied standing to
a prisoner who challenged the validity of a death sentence given to
a
different prisoner who refused to challenge his own
sentence. The plaintiff feared that in the absence of an appeal,
his fellow prisoner’s death sentence would be missing from the
State’s death penalty database and thereby skew the database
against him, making it less likely his challenges to his own death
penalty would succeed. The Court found no standing.
Id., at
161. But the fellow prisoner’s lack of appeal would have harmed the
plaintiff only if (1) the plaintiff separately obtained federal
habeas relief and was then reconvicted and resentenced to death,
(2) he sought review of his new sentence, and (3) during that
review, his death sentence was affirmed only because it was
compared to an artificially skewed database.
Id., at
156–157. These events seemed not very likely to occur.
In
DaimlerChrysler Corp. v.
Cuno,
547 U.S.
332 (2006), taxpayers challenged the constitutionality of a tax
break offered by state and local governments to a car manufacturer.
We found no standing. But the plaintiffs would have suffered
resulting injury only if that the tax break had depleted state and
local treasuries and the legislature had responded by raising their
taxes.
Id., at 344.
In
Lujan, the case that may come closest
to supporting the majority, the Court also found no standing. But,
as I pointed out,
supra, at 11,
Lujan is a case where
the Court considered
when, not
whether, the
threatened harm would occur. 504 U. S., at 564, n. 2. The
relevant injury there consisted of a visit by environmental group’s
members to a project site where they would find (unlawful)
environmental depredation.
Id., at 564. The Court pointed
out that members had alleged that they would visit the project
sites “soon.” But it wrote that “soon” might refer to almost any
time in the future.
Ibid., n. 2. By way of contrast,
the ongoing threat of terrorism means that here the relevant
interceptions will likely take place imminently, if not now.
The Court has, of course, denied standing in
other cases. But they involve injuries
less likely, not more
likely, to occur than here. In a recent case,
Summers v.
Earth Island Institute,
555 U.S.
488 (2009), for example, the plaintiffs challenged a regulation
exempting certain timber sales from public comment and
administrative appeal. The plaintiffs claimed that the regulations
injured them by interfering with their esthetic enjoyment and
recreational use of the forests. The Court found this harm too
unlikely to occur to support standing.
Id., at 496. The
Court noted that one plaintiff had not pointed to a specific
affected forest that he would visit. The Court concluded that
“[t]here may be a chance, but . . .
hardly a
likelihood,
” that the plaintiff’s “wanderings will bring
him to a parcel about to be affected by a project unlawfully
subject to the regulations.”
Id., at 495 (emphasis
added).
4
In sum, as the Court concedes, see
ante, at 15–16, and n. 5, the word “certainly” in the
phrase “certainly impending” does not refer to absolute certainty.
As our case law demonstrates, what the Constitution requires is
something more akin to “reasonable probability” or “high
probability.” The use of some such standard is all that is
necessary here to ensure the actual concrete injury that the
Constitution demands. The considerations set forth in Parts II and
III,
supra, make clear that the standard is readily met in
this case.
* * *
While I express no view on the merits of the
plaintiffs’ constitutional claims, I do believe that at least some
of the plaintiffs have standing to make those claims. I dissent,
with respect, from the majority’s contrary conclusion.