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SUPREME COURT OF THE UNITED STATES
_________________
No. 10–1150
_________________
MAYO COLLABORATIVE SERVICES, dba MAYO MEDICAL
LABORATORIES, et al., PETITION- ERS
v. PROMETHEUS
LABORATORIES, INC.
on writ of certiorari to the united states
court of appeals for the federal circuit
[March 20, 2012]
Justice Breyer delivered the opinion of the
Court.
Section 101 of the Patent Act defines patentable
subject matter. It says:
“Whoever invents or discovers any new and
useful process, machine, manufacture, or composition of matter, or
any new and useful improvement thereof, may obtain a patent
therefor, subject to the conditions and requirements of this
title.” 35 U. S. C. §101.
The Court has long held that this provision
contains an important implicit exception. “[L]aws of nature,
natural phenomena, and abstract ideas” are not patentable.
Diamond v.
Diehr,
450 U.S.
175, 185 (1981); see also
Bilski v.
Kappos, 561
U. S. ___, ___ (2010) (slip op., at 5);
Diamond v.
Chakrabarty,
447 U.S.
303, 309 (1980);
Le Roy v.
Tatham, 14 How. 156,
175 (1853);
O’Reilly v.
Morse, 15 How. 62, 112–120
(1854); cf.
Neilson v.
Harford, Webster’s Patent
Cases 295, 371 (1841) (English case discussing same). Thus, the
Court has written that “a new mineral discovered in the earth or a
new plant found in the wild is not patentable subject matter.
Likewise, Einstein could not patent his celebrated law that E=mc2;
nor could Newton have patented the law of gravity. Such discoveries
are ‘manifestations of . . . nature, free to all men and
reserved exclusively to none.’ ”
Chakrabarty,
supra, at 309 (quoting
Funk Brothers Seed Co. v.
Kalo Inoculant Co.,
333 U.S.
127, 130 (1948)).
“Phenomena of nature, though just discovered,
mental processes, and abstract intellectual concepts are not
patentable, as they are the basic tools of scientific and
technological work.”
Gottschalk v.
Benson,
409 U.S.
63, 67 (1972). And monopolization of those tools through the
grant of a patent might tend to impede innovation more than it
would tend to promote it.
The Court has recognized, however, that too
broad an interpretation of this exclusionary principle could
eviscerate patent law. For all inventions at some level embody,
use, reflect, rest upon, or apply laws of nature, natural
phenomena, or abstract ideas. Thus, in
Diehr the Court
pointed out that “ ‘a process is not unpatentable simply
because it contains a law of nature or a mathematical
algorithm.’ ” 450 U. S., at 187 (quoting
Parker v.
Flook,
437
U.S. 584, 590 (1978)). It added that “an
application of
a law of nature or mathematical formula to a known structure or
process may well be deserving of patent protection.”
Diehr,
supra, at 187. And it emphasized Justice Stone’s similar
observation in
Mackay Radio & Telegraph Co. v.
Radio
Corp. of America, 306 U.S.
86 (1939):
“ ‘While a scientific truth, or the
mathematical expression of it, is not a patentable invention, a
novel and useful structure created with the aid of knowledge of
scientific truth may be.’ ” 450 U. S., at 188 (quoting
Mackay Radio,
supra, at 94).
See also
Funk Brothers,
supra, at
130 (“If there is to be invention from [a discovery of a law of
nature], it must come from the application of the law of nature to
a new and useful end”).
Still, as the Court has also made clear, to
transform an unpatentable law of nature into a patent-eligible
application of such a law, one must do more than simply
state the law of nature while adding the words “apply it.” See,
e.g., Benson,
supra, at 71–72
.
The case before us lies at the intersection of
these basic principles. It concerns patent claims covering
processes that help doctors who use thiopurine drugs to treat
patients with autoimmune diseases determine whether a given dosage
level is too low or too high. The claims purport to apply natural
laws describing the relationships between the concentration in the
blood of certain thiopurine metabolites and the likelihood that the
drug dosage will be ineffective or induce harmful side-effects. We
must determine whether the claimed processes have transformed these
unpatentable natural laws into patent-eligible applications of
those laws. We conclude that they have not done so and that
therefore the processes are not patentable.
Our conclusion rests upon an examination of the
particular claims before us in light of the Court’s precedents.
Those cases warn us against interpreting patent statutes in ways
that make patent eligibility “depend simply on the draftsman’s art”
without reference to the “principles underlying the prohibition
against patents for [natural laws].”
Flook,
supra, at
593. They warn us against upholding patents that claim processes
that too broadly preempt the use of a natural law.
Morse,
supra, at 112–120;
Benson,
supra, at
71–72
. And they insist that a process that focuses upon the
use of a natural law also contain other elements or a combination
of elements, sometimes referred to as an “inventive concept,”
sufficient to ensure that the patent in practice amounts to
significantly more than a patent upon the natural law itself.
Flook,
supra, at 594; see also
Bilski,
supra, at ___ (slip op., at 14) (“[T]he prohibition against
patenting abstract ideas ‘cannot be circumvented by attempting to
limit the use of the formula to a particular technological
environment’ or adding ‘insignificant postsolution activity’ ”
(quoting
Diehr,
supra, at 191–192)).
We find that the process claims at issue here do
not satisfy these conditions. In particular, the steps in the
claimed processes (apart from the natural laws themselves) involve
well-understood, routine, conventional activity previously engaged
in by researchers in the field. At the same time, upholding the
patents would risk disproportionately tying up the use of the
underlying nat- ural laws, inhibiting their use in the making of
further discoveries.
I
A
The patents before us concern the use of
thiopurine drugs in the treatment of autoimmune diseases, such as
Crohn’s disease and ulcerative colitis. When a patient ingests a
thiopurine compound, his body metabolizes the drug, causing
metabolites to form in his bloodstream. Because the way in which
people metabolize thiopurine compounds varies, the same dose of a
thiopurine drug affects different people differently, and it has
been difficult for doctors to determine whether for a particular
patient a given dose is too high, risking harmful side effects, or
too low, and so likely ineffective.
At the time the discoveries embodied in the
patents were made, scientists already understood that the levels in
a patient’s blood of certain metabolites, including, in particular,
6-thioguanine and its nucleotides (6–TG) and
6-methyl-mercaptopurine (6–MMP), were correlated with the
likelihood that a particular dosage of a thiopurine drug could
cause harm or prove ineffective. See U. S. Patent
No. 6,355,623, col. 8, ll. 37–40, 2 App. 10. (“Previous
studies suggested that measurement of 6–MP metabolite levels can be
used to predict clinical efficacy and tol- erance to azathioprine
or 6–MP” (citing Cuffari, Théorêt, Latour, & Seidman,
6-Mercaptopurine Metabolism in Crohn’s Disease: Correlation with
Efficacy and Toxicity, 39 Gut 401 (1996))). But those in the field
did not know the precise correlations between metabolite levels and
likely harm or ineffectiveness. The patent claims at issue here set
forth processes embodying researchers’ findings that identified
these correlations with some precision.
More specifically, the patents—U. S. Patent
No. 6,355,623 (’623 patent) and U. S. Patent No. 6,680,302
(’302 patent)—embody findings that concentrations in a patient’s
blood of 6–TG or of 6–MMP metabolite beyond a certain level (400
and 7000 picomoles per 8x108 red blood cells, respectively)
indicate that the dosage is likely too high for the patient, while
concentrations in the blood of 6–TG metabolite lower than a certain
level (about 230 picomoles per 8x108 red blood cells) indicate that
the dosage is likely too low to be effective.
The patent claims seek to embody this research
in a set of processes. Like the Federal Circuit we take as typical
claim 1 of the ’623 Patent, which describes one of the claimed
processes as follows:
“A method of optimizing therapeutic efficacy
for treatment of an immune-mediated gastrointestinal disorder,
comprising:
“(a) administering a drug providing
6-thioguanine to a subject having said immune-mediated
gastrointestinal disorder; and
“(b) determining the level of 6-thioguanine in
said subject having said immune-mediated gastrointestinal
disorder,
“wherein the level of 6-thioguanine less than
about 230 pmol per 8x108 red blood cells indicates a need to
increase the amount of said drug subsequently administered to said
subject and
“wherein the level of 6-thioguanine greater than
about 400 pmol per 8x108 red blood cells indicates a need to
decrease the amount of said drug subsequently administered to said
subject.” ’623 patent, col. 20, ll. 10–20, 2 App. 16.
For present purposes we may assume that the
other claims in the patents do not differ significantly from
claim 1.
B
Respondent, Prometheus Laboratories, Inc.
(Prometheus), is the sole and exclusive licensee of the ’623 and
’302 patents. It sells diagnostic tests that embody the processes
the patents describe. For some time petitioners, Mayo Clinic
Rochester and Mayo Collaborative Services (collectively Mayo),
bought and used those tests. But in 2004 Mayo announced that it
intended to begin using and selling its own test—a test using
somewhat higher metabolite levels to determine toxicity (450 pmol
per 8x108 for 6–TG and 5700 pmol per 8x108 for 6–MMP). Prometheus
then brought this action claiming patent infringement.
The District Court found that Mayo’s test
infringed claim 7 of the ’623 patent. App. to Pet. for Cert.
110a–115a. In interpreting the claim, the court accepted
Prometheus’ view that the toxicity-risk level numbers in Mayo’s
test and the claim were too similar to render the tests
significantly different. The number Mayo used (450) was too close
to the number the claim used (400) to matter given appropriate
margins of error.
Id., at 98a–107a. The District Court also
accepted Prometheus’ view that a doctor using Mayo’s test could
violate the patent even if he did not actually alter his treatment
decision in the light of the test. In doing so, the court construed
the claim’s language, “indicates a need to decrease” (or “to
increase”), as not limited to instances in which the doctor
actually decreases (or increases) the dosage level where the test
results suggest that such an adjustment is advisable.
Id.,
at 107a–109a; see also Brief for Respondent i (describing claimed
processes as methods “for improving . . . treatment
. . . by using individualized metabolite measurements
to inform the calibration of . . . dosages of
. . . thiopurines” (emphasis added)).
Nonetheless the District Court ultimately
granted summary judgment in Mayo’s favor. The court reasoned that
the patents effectively claim natural laws or natural
phenomena—namely the correlations between thiopurine metabolite
levels and the toxicity and efficacy of thiopurine drug dosages—and
so are not patentable. App. to Pet. for Cert. 50a–83a.
On appeal, the Federal Circuit reversed. It
pointed out that in addition to these natural correlations, the
claimed processes specify the steps of (1) “administering a
[thiopurine] drug” to a patient and (2) “determining the [resulting
metabolite] level.” These steps, it explained, involve the
transformation of the human body or of blood taken from the body.
Thus, the patents satisfied the Circuit’s “machine or
transformation test,” which the court thought sufficient to
“confine the patent monopoly within rather definite bounds,”
thereby bringing the claims into compliance with §101. 581 F.3d
1336, 1345, 1346–1347 (2009) (internal quotation marks
omitted).
Mayo filed a petition for certiorari. We granted
the petition, vacated the judgment, and remanded the case for
reconsideration in light of
Bilski, 561 U. S. ___,
which clarified that the “machine or transformation test” is not a
definitive test of patent eligibility, but only an important and
useful clue.
Id., at ___–___ (slip op., at 7–8). On remand
the Federal Circuit reaffirmed its earlier conclusion. It thought
that the “machine-or-transformation test,” understood merely as an
important and useful clue, nonetheless led to the “clear and
compelling conclusion . . . that the . . .
claims . . . do not encompass laws of nature or preempt
natural correlations.” 628 F.3d 1347, 1355 (2010). Mayo again filed
a petition for certiorari, which we granted.
II
Prometheus’ patents set forth laws of
nature—namely, relationships between concentrations of certain
metabolites in the blood and the likelihood that a dosage of a
thiopurine drug will prove ineffective or cause harm. Claim 1, for
example, states that
if the levels of 6–TG in the blood (of
a patient who has taken a dose of a thiopurine drug) exceed about
400 pmol per 8x108 red blood cells,
then the administered
dose is likely to produce toxic side effects. While it takes a
human action (the administration of a thiopurine drug) to trigger a
manifestation of this relation in a particular person, the relation
itself exists in principle apart from any human action. The
relation is a consequence of the ways in which thiopurine compounds
are metabolized by the body—entirely natural processes. And so a
patent that simply describes that relation sets forth a natural
law.
The question before us is whether the claims do
significantly more than simply describe these natural relations. To
put the matter more precisely, do the patent claims add
enough to their statements of the correlations to allow the
processes they describe to qualify as patent-eligible processes
that
apply natural laws? We believe that the answer to this
question is no.
A
If a law of nature is not patentable, then
neither is a process reciting a law of nature, unless that process
has additional features that provide practical assurance that the
process is more than a drafting effort designed to monopolize the
law of nature itself. A patent, for example, could not simply
recite a law of nature and then add the instruction “apply the
law.” Einstein, we assume, could not have patented his famous law
by claiming a process consisting of simply telling linear
accelerator operators to refer to the law to determine how much
energy an amount of mass has produced (or vice versa). Nor could
Archimedes have secured a patent for his famous principle of
flotation by claiming a process consisting of simply telling boat
builders to refer to that principle in order to determine whether
an object will float.
What else is there in the claims before us? The
process that each claim recites tells doctors interested in the
subject about the correlations that the researchers discovered. In
doing so, it recites an “administering” step, a “determining” step,
and a “wherein” step. These additional steps are not themselves
natural laws but neither are they sufficient to transform the
nature of the claim.
First, the “administering” step simply refers to
the relevant audience, namely doctors who treat patients with
certain diseases with thiopurine drugs. That audience is a
pre-existing audience; doctors used thiopurine drugs to treat
patients suffering from autoimmune disorders long before anyone
asserted these claims. In any event, the “prohibition against
patenting abstract ideas ‘cannot be circumvented by attempting to
limit the use of the formula to a particular technological
environment.’ ”
Bilski,
supra, at ___ (slip op.,
at 14) (quoting
Diehr, 450 U. S., at 191–192).
Second, the “wherein” clauses simply tell a
doctor about the relevant natural laws, at most adding a suggestion
that he should take those laws into account when treating his
patient. That is to say, these clauses tell the relevant audience
about the laws while trusting them to use those laws appropriately
where they are relevant to their decisionmaking (rather like
Einstein telling linear accelerator operators about his basic law
and then trusting them to use it where relevant).
Third, the “determining” step tells the doctor
to determine the level of the relevant metabolites in the blood,
through whatever process the doctor or the laboratory wishes to
use. As the patents state, methods for determining metabolite
levels were well known in the art. ’623 patent, col. 9, ll. 12–65,
2 App. 11. Indeed, scientists routinely measured metabolites as
part of their investigations into the relationships between
metabolite levels and efficacy and toxicity of thiopurine
compounds. ’623 patent, col. 8, ll. 37–40,
id., at 10. Thus,
this step tells doctors to engage in well-understood, routine,
conventional activity previously engaged in by scientists who work
in the field. Purely “conventional or obvious” “[pre]-solution
activity” is normally not sufficient to transform an unpatentable
law of nature into a patent-eligible application of such a law.
Flook, 437 U. S., at 590; see also
Bilski, 561
U. S., at ___ (slip op., at 14) (“[T]he prohibition against
patenting abstract ideas ‘cannot be circumvented by’
. . . adding ‘insignificant post-solution
activity’ ” (quoting
Diehr,
supra, at
191–192)).
Fourth, to consider the three steps as an
ordered combination adds nothing to the laws of nature that is not
already present when the steps are considered separately. See
Diehr,
supra, at 188 (“[A] new combination of steps
in a process may be patentable even though all the constituents of
the combination were well known and in common use before the
combination was made”). Anyone who wants to make use of these laws
must first administer a thiopurine drug and measure the resulting
metabolite concentrations, and so the combination amounts to
nothing significantly more than an instruction to doctors to apply
the applicable laws when treating their patients.
The upshot is that the three steps simply tell
doctors to gather data from which they may draw an inference in
light of the correlations. To put the matter more suc- cinctly, the
claims inform a relevant audience about certain laws of nature; any
additional steps consist of well-understood, routine, conventional
activity already engaged in by the scientific community; and those
steps, when viewed as a whole, add nothing significant beyond the
sum of their parts taken separately. For these reasons we believe
that the steps are not sufficient to transform unpatentable natural
correlations into patentable applications of those
regularities.
B
1
A more detailed consideration of the
controlling precedents reinforces our conclusion. The cases most
directly on point are
Diehr and
Flook, two cases in
which the Court reached opposite conclusions about the patent
eligibility of processes that embodied the equivalent of natural
laws. The
Diehr process (held patent eligible) set forth a
method for molding raw, uncured rubber into various cured, molded
products. The process used a known mathematical equation, the
Arrhenius equation, to determine when (depending upon the
temperature inside the mold, the time the rubber had been in the
mold, and the thickness of the rubber) to open the press. It
consisted in effect of the steps of: (1) continuously monitoring
the temperature on the inside of the mold, (2) feeding the
resulting numbers into a computer, which would use the Arrhenius
equation to continuously recalculate the mold-opening time, and (3)
configuring the computer so that at the appropriate moment it would
signal “a device” to open the press.
Diehr, 450 U. S.,
at 177–179.
The Court pointed out that the basic
mathematical equation, like a law of nature, was not patentable.
But it found the overall process patent eligible because of the way
the additional steps of the process integrated the equation into
the process as a whole. Those steps included “installing rubber in
a press, closing the mold, constantly determining the temperature
of the mold, constantly re- calculating the appropriate cure time
through the use of the formula and a digital computer, and
automatically opening the press at the proper time.”
Id., at
187. It nowhere suggested that all these steps, or at least the
combination of those steps, were in context obvious, already in
use, or purely conventional. And so the patentees did not “seek to
pre-empt the use of [the] equation,” but sought “only to foreclose
from others the use of that equation in conjunction with all of the
other steps in their claimed process.”
Ibid. These other
steps apparently added to the formula something that in terms of
patent law’s objectives had significance—they transformed the
process into an inventive application of the formula.
The process in
Flook (held not
patentable) provided a method for adjusting “alarm limits” in the
catalytic conversion of hydrocarbons. Certain operating conditions
(such as temperature, pressure, and flow rates), which are
continuously monitored during the conversion process, signal
inefficiency or danger when they exceed certain “alarm limits.” The
claimed process amounted to an improved system for updating those
alarm limits through the steps of: (1) measuring the current level
of the variable,
e.g., the temperature; (2) using an
apparently novel mathematical algorithm to calculate the current
alarm limits; and (3) adjusting the system to reflect the new
alarm-limit values. 437 U. S., at 585–587.
The Court, as in
Diehr, pointed out that
the basic mathematical equation, like a law of nature, was not
patentable. But it characterized the claimed process as doing
nothing other than “provid[ing] a[n unpatentable] formula for
computing an updated alarm limit.”
Flook,
supra, at
586. Unlike the process in
Diehr, it did not “explain how
the variables used in the formula were to be selected, nor did the
[claim] contain any disclosure relating to chemical processes at
work or the means of setting off an alarm or adjusting the alarm
limit.”
Diehr,
supra, at 192, n. 14; see also
Flook, 437 U. S., at 586. And so the other steps in the
process did not limit the claim to a particular application.
Moreover, “[t]he chemical processes involved in catalytic
conversion of hydrocarbons[,] . . . the practice of
monitoring the chemical process variables, the use of alarm limits
to trigger alarms, the notion that alarm limit values must be
recomputed and readjusted, and the use of comput- ers for
‘automatic monitoring-alarming’ ” were all “well known,” to
the point where, putting the formula to the side, there was no
“inventive concept” in the claimed application of the formula.
Id., at 594. “[P]ost-solution activity” that is purely
“conventional or obvious,” the Court wrote, “can[not] transform an
unpatentable principle into a patentable process.”
Id., at
589, 590.
The claim before us presents a case for
patentability that is weaker than the (patent-eligible) claim in
Diehr and no stronger than the (unpatentable) claim in
Flook. Beyond picking out the relevant audience, namely
those who administer doses of thiopurine drugs, the claim sim- ply
tells doctors to: (1) measure (somehow) the current level of the
relevant metabolite, (2) use particular (unpatentable) laws of
nature (which the claim sets forth) to calculate the current
toxicity/inefficacy limits, and (3) reconsider the drug dosage in
light of the law. These instructions add nothing specific to the
laws of nature other than what is well-understood, routine,
conventional activity, previously engaged in by those in the field.
And since they are steps that must be taken in order to apply the
laws in question, the effect is simply to tell doctors to apply the
law somehow when treating their patients. The process in
Diehr was not so characterized; that in
Flook was
characterized in roughly this way.
2
Other cases offer further support for the view
that simply appending conventional steps, specified at a high level
of generality, to laws of nature, natural phenomena, and abstract
ideas cannot make those laws, phenomena, and ideas patentable. This
Court has previously discussed in detail an English case,
Neilson, which involved a patent claim that posed a legal
problem very similar to the problem now before us. The patent
applicant there asserted a claim
“for the improved application of air to
produce heat in fires, forges, and furnaces, where a blowing
apparatus is required. [The invention] was to be applied as
follows: The blast or current of air produced by the blowing
apparatus was to be passed from it into an air-vessel or receptacle
made sufficiently strong to endure the blast; and through or from
that vessel or receptacle by means of a tube, pipe, or aperture
into the fire, the receptacle be kept artificially heated to a
considerable temperature by heat externally applied.”
Morse,
15 How., at 114–115.
The English court concluded that the claimed
process did more than simply instruct users to use the principle
that hot air promotes ignition better than cold air, since it
explained how the principle could be implemented in an inventive
way. Baron Parke wrote (for the court):
“It is very difficult to distinguish
[Neilson’s claim] from the specification of a patent for a
principle, and this at first created in the minds of some of the
court much difficulty; but after full consideration, we think that
the plaintiff does not merely claim a principle, but a machine
embodying a principle, and a very valuable one. We think the case
must be considered as if the principle being well known, the
plaintiff had first invented a mode of applying it by a mechanical
apparatus to furnaces; and his invention then consists in this—by
interposing a receptacle for heated air between the blowing
apparatus and the furnace. In this receptacle he directs the air to
be heated by the application of heat externally to the receptacle,
and thus he accomplishes the object of applying the blast, which
was before of cold air, in a heated state to the furnace.”
Neilson v.
Harford, Webster’s Patent Cases, at
371.
Thus, the claimed process included not only a
law of nature but also several unconventional steps (such as
inserting the receptacle, applying heat to the receptacle
externally, and blowing the air into the furnace) that confined the
claims to a particular, useful application of the principle.
In
Bilski the Court considered claims
covering a process for hedging risks of price changes by, for
example, contracting to purchase commodities from sellers at a
fixed price, reflecting the desire of sellers to hedge against a
drop in prices, while selling commodities to consumers at a fixed
price, reflecting the desire of consumers to hedge against a price
increase. One claim described the process; another reduced the
process to a mathematical formula. 561 U. S., at ___–___ (slip
op., at 2–3). The Court held that the described “concept of
hedging” was “an unpatentable abstract idea.”
Id., at ___
(slip op., at 15). The fact that some of the claims limited hedging
to use in commodities and energy markets and specified that
“well-known random analysis techniques [could be used] to help
establish some of the inputs into the equation” did not undermine
this conclusion, for “
Flook established that limiting an
abstract idea to one field of use or adding token postsolution
components did not make the concept patentable.”
Id., at
___, ___ (slip op., at 16, 15).
Finally, in
Benson the Court considered
the patentability of a mathematical process for converting
binary-coded decimal numerals into pure binary numbers on a general
purpose digital computer. The claims “purported to cover any use of
the claimed method in a general-purpose digital computer of any
type.” 409 U. S., at 64, 65. The Court recognized that
“ ‘a novel and useful structure created with the aid of
knowledge of scientific truth’ ” might be patentable.
Id., at 67 (quoting
Mackay Radio, 306 U. S., at
94). But it held that simply implementing a mathematical principle
on a physical machine, namely a computer, was not a patentable
application of that principle. For the mathematical formula had “no
substantial practical application except in connection with a
digital computer.”
Benson,
supra, at 71. Hence the
claim (like the claims before us) was overly broad; it did not
differ significantly from a claim that just said “apply the
algorithm.”
3
The Court has repeatedly emphasized this last
mentioned concern, a concern that patent law not inhibit further
discovery by improperly tying up the future use of laws of nature.
Thus, in
Morse the Court set aside as unpatentable Samuel
Morse’s general claim for “ ‘the use of the motive power of
the electric or galvanic current . . . however developed,
for making or printing intelligible characters, letters, or signs,
at any distances,’ ” 15 How., at 86. The Court explained:
“For aught that we now know some future
inventor, in the onward march of science, may discover a mode of
writing or printing at a distance by means of the electric or
galvanic current, without using any part of the process or
combination set forth in the plaintiff’s specification. His
invention may be less complicated—less liable to get out of
order—less expensive in construction, and in its operation. But yet
if it is covered by this patent the inventor could not use it, nor
the public have the benefit of it without the permission of this
patentee.”
Id., at 113.
Similarly, in
Benson the Court said that
the claims before it were “so abstract and sweeping as to cover
both known and unknown uses of the [mathematical formula].” 409
U. S., at 67, 68. In
Bilski the Court pointed out that
to allow “petitioners to patent risk hedging would pre-empt use of
this approach in all fields.” 561 U. S., at ___ (slip op., at
15). And in
Flook the Court expressed concern that the
claimed process was simply “a formula for computing an updated
alarm limit,” which might “cover a broad range of potential uses.”
437 U. S., at 586.
These statements reflect the fact that, even
though rewarding with patents those who discover new laws of nature
and the like might well encourage their discovery, those laws and
principles, considered generally, are “the basic tools of
scientific and technological work.”
Benson,
supra, at
67. And so there is a danger that the grant of patents that tie up
their use will inhibit future innovation premised upon them, a
danger that becomes acute when a patented process amounts to no
more than an instruction to “apply the natural law,” or otherwise
forecloses more future invention than the underlying discovery
could reasonably justify. See generally Lemley, Risch, Sichelman,
& Wagner, Life After
Bilski, 63 Stan. L. Rev. 1315
(2011) (hereinafter Lemley) (arguing that §101 reflects this kind
of concern); see also C. Bohannan & H. Hovenkamp, Creation
without Restraint: Promoting Liberty and Rivalry in Innovation 112
(2012) (“One problem with [process] patents is that the more
abstractly their claims are stated, the more difficult it is to
determine precisely what they cover. They risk being applied to a
wide range of situations that were not anticipated by the
patentee”); W. Landes & R. Posner, The Economic Structure of
Intellectual Property Law 305–306 (2003) (The exclusion from patent
law of basic truths reflects “both . . . the enormous
potential for rent seeking that would be created if property rights
could be obtained in them and . . . the enormous
transaction costs that would be imposed on would-be users [of those
truths]”).
The laws of nature at issue here are narrow laws
that may have limited applications, but the patent claims that
embody them nonetheless implicate this concern. They tell a
treating doctor to measure metabolite levels and to consider the
resulting measurements in light of the statistical relationships
they describe. In doing so, they tie up the doctor’s subsequent
treatment decision whether that treatment does, or does not, change
in light of the inference he has drawn using the correlations. And
they threaten to inhibit the development of more refined treatment
recommendations (like that embodied in Mayo’s test), that combine
Prometheus’ correlations with later discovered features of
metabolites, human physiology or individual patient
characteristics. The “determining” step too is set forth in highly
general language covering all processes that make use of the
correlations after measuring metabolites, including later
discovered processes that measure metabolite levels in new
ways.
We need not, and do not, now decide whether were
the steps at issue here less conventional, these features of the
claims would prove sufficient to invalidate them. For here, as we
have said, the steps add nothing of significance to the natural
laws themselves. Unlike, say, a typical patent on a new drug or a
new way of using an existing drug, the patent claims do not confine
their reach to particular applications of those laws. The presence
here of the basic underlying concern that these patents tie up too
much future use of laws of nature simply reinforces our conclusion
that the processes described in the patents are not patent
eligible, while eliminating any temptation to depart from case law
precedent.
III
We have considered several further arguments
in support of Prometheus’ position. But they do not lead us to
adopt a different conclusion. First, the Federal Circuit, in
upholding the patent eligibility of the claims before us, relied on
this Court’s determination that “[t]ransformation and reduction of
an article ‘to a different state or thing’ is
the clue to
the patentability of a process claim that does not include
particular machines.”
Benson,
supra, at 70–71
(emphasis added); see also
Bilski,
supra, at ___
(slip op., at 6–7);
Diehr, 450 U. S., at 184;
Flook,
supra, at 588, n. 9;
Cochrane v.
Deener,
94 U.S.
780, 788 (1877). It reasoned that the claimed processes are
therefore patent eligible, since they involve transforming the
human body by administering a thiopurine drug and transforming the
blood by analyzing it to determine metabolite levels. 628
F. 3d, at 1356–1357.
The first of these transformations, however, is
irrelevant. As we have pointed out, the “administering” step simply
helps to pick out the group of individuals who are likely
interested in applying the law of nature. See
supra, at
9
. And the second step could be satisfied without
transforming the blood, should science develop a totally different
system for determining metabolite levels that did not involve such
a transformation. See
supra, at 18. Regardless, in stating
that the “machine-or-transformation” test is an “
important and
useful clue” to patentability, we have neither said nor implied
that the test trumps the “law of nature” exclusion.
Bilski,
supra, at ___ (slip op., at 6–7) (emphasis added). That
being so, the test fails here.
Second, Prometheus argues that, because the
particular laws of nature that its patent claims embody are narrow
and specific, the patents should be upheld. Thus, it encourages us
to draw distinctions among laws of nature based on whether or not
they will interfere significantly with innovation in other fields
now or in the future. Brief for Respondent 42–46; see also Lemley
1342–1344 (making similar argument).
But the underlying functional concern here is a
relative one: how much future innovation is foreclosed
relative to the contribution of the inventor. See
supra, at
17. A patent upon a narrow law of nature may not inhibit future
research as seriously as would a patent upon Einstein’s law of
relativity, but the creative value of the discovery is also
considerably smaller. And, as we have previously pointed out, even
a narrow law of nature (such as the one before us) can inhibit
future research. See s
upra, at 17–18.
In any event, our cases have not distinguished
among different laws of nature according to whether or not the
principles they embody are sufficiently narrow. See,
e.g.,
Flook,
437 U.S.
584 (holding narrow mathematical formula unpatentable). And
this is understandable. Courts and judges are not institutionally
well suited to making the kinds of judgments needed to distinguish
among differ- ent laws of nature. And so the cases have endorsed a
bright-line prohibition against patenting laws of nature,
mathematical formulas and the like, which serves as a somewhat more
easily administered proxy for the underlying “building-block”
concern.
Third, the Government argues that virtually any
step beyond a statement of a law of nature itself should transform
an unpatentable law of nature into a potentially patentable
application sufficient to satisfy §101’s demands. Brief for United
States as
Amicus Curiae. The Government does not necessarily
believe that claims that (like the claims before us) extend just
minimally beyond a law of nature should receive patents. But in its
view, other statutory provisions—those that insist that a claimed
process be novel, 35 U. S. C. §102, that it not be
“obvious in light of prior art,” §103, and that it be “full[y],
clear[ly], concise[ly], and exact[ly]” described, §112—can perform
this screening function. In particular, it argues that these claims
likely fail for lack of novelty under §102.
This approach, however, would make the “law of
nature” exception to §101 patentability a dead letter. The approach
is therefore not consistent with prior law. The relevant cases rest
their holdings upon section 101, not later sections.
Bilski,
561 U. S. ___;
Diehr,
supra;
Flook,
supra;
Benson,
409 U.S.
63. See also H. R. Rep. No. 1923, 82d Cong., 2d
Sess., 6 (1952) (“A person may have ‘invented’ a machine or a
manufacture, which may include anything under the sun that is made
by man,
but it is not necessarily patentable under section
101 unless the conditions of the title are fulfilled” (emphasis
added)).
We recognize that, in evaluating the
significance of additional steps, the §101 patent-eligibility
inquiry and, say, the §102 novelty inquiry might sometimes overlap.
But that need not always be so. And to shift the patent-eligibility
inquiry entirely to these later sections risks creating
significantly greater legal uncertainty, while assuming that those
sections can do work that they are not equipped to do.
What role would laws of nature, including newly
discovered (and “novel”) laws of nature, play in the Government’s
suggested “novelty” inquiry? Intuitively, one would suppose that a
newly discovered law of nature is novel. The Government, however,
suggests in effect that the novelty of a component law of nature
may be disregarded when evaluating the novelty of the whole. See
Brief for United States as
Amicus Curiae 27. But §§102 and
103 say nothing about treating laws of nature as if they were part
of the prior art when applying those sections. Cf.
Diehr,
450 U. S., at 188 (patent claims “must be considered as a
whole”). And studiously ignoring
all laws of nature when
evaluating a patent application under §§102 and 103 would “make all
inventions unpatentable because all inventions can be reduced to
underlying principles of nature which, once known, make their
implementation obvious.”
Id., at 189, n. 12. See also
Eisenberg, Wisdom of the Ages or Dead-Hand Control? Patentable
Subject Matter for Diagnostic Methods After
In re
Bilski, 3 Case W. Res. J. L. Tech. & Internet 1, ___
(forthcoming, 2012) (manuscript, at 85–86, online at
http://www.patentlyo.com/
files/eisenberg.wisdomordeadhand.patentlyo.pdf (as vis- ited Mar.
16, 2012, and available in Clerk of Court’s case file)); 2 D.
Chisum, Patents §5.03[3] (2005).
Section 112 requires only a “written description
of the invention . . . in such full, clear, concise, and
exact terms as to enable any person skilled in the art
. . . to make and use the same.” It does not focus on the
possibility that a law of nature (or its equivalent) that meets
these conditions will nonetheless create the kind of risk that
underlies the law of nature exception, namely the risk that a
patent on the law would significantly impede future in- novation.
See Lemley 1329–1332 (outlining differences between §§101 and 112);
Eisenberg,
supra, at ___ (manuscript, at 92–96) (similar).
Compare Risch, Everything is Patentable, 75 Tenn. L. Rev. 591
(2008) (defending a minimalist approach to §101) with Lemley
(reflecting Risch’s change of mind).
These considerations lead us to decline the
Government’s invitation to substitute §§102, 103, and 112 inquiries
for the better established inquiry under §101.
Fourth, Prometheus, supported by several
amici, argues that a principle of law denying patent
coverage here will interfere significantly with the ability of
medical researchers to make valuable discoveries, particularly in
the area of diagnostic research. That research, which includes
research leading to the discovery of laws of nature, is expensive;
it “ha[s] made the United States the world leader in this field”;
and it requires protection. Brief for Respondent 52.
Other medical experts, however, argue strongly
against a legal rule that would make the present claims patent
eligible, invoking policy considerations that point in the opposite
direction. The American Medical Association, the American College
of Medical Genetics, the American Hospital Association, the
American Society of Human Genetics, the Association of American
Medical Colleges, the Association for Molecular Pathology, and
other medical organizations tell us that if “claims to exclusive
rights over the body’s natural responses to illness and medical
treatment are permitted to stand, the result will be a vast thicket
of exclusive rights over the use of critical scientific data that
must remain widely available if physicians are to provide sound
medical care.” Brief for American College of Medical Genetics
et al. as
Amici Curiae 7; see also App. to Brief for
Association Internationale pour la Protection de la Propriété
Intellectuelle et al. as
Amici Curiae A6, A16 (methods
of medical treatment are not patentable in most of Western
Europe).
We do not find this kind of difference of
opinion surprising. Patent protection is, after all, a two-edged
sword. On the one hand, the promise of exclusive rights provides
monetary incentives that lead to creation, invention, and
discovery. On the other hand, that very exclusivity can impede the
flow of information that might permit, indeed spur, invention, by,
for example, raising the price of using the patented ideas once
created, requiring potential users to conduct costly and
time-consuming searches of existing patents and pending patent
applications, and requiring the negotiation of complex licensing
arrangements. At the same time, patent law’s general rules must
govern inventive activity in many different fields of human
endeavor, with the result that the practical effects of rules that
reflect a general effort to balance these considerations may differ
from one field to another. See Bohannan & Hovenkamp, Creation
without Restraint, at 98–100.
In consequence, we must hesitate before
departing from established general legal rules lest a new
protective rule that seems to suit the needs of one field produce
unforeseen results in another. And we must recognize the role of
Congress in crafting more finely tailored rules where necessary.
Cf. 35 U. S. C. §§161–164 (special rules for plant
patents). We need not determine here whether, from a policy
perspective, increased protection for discoveries of diagnostic
laws of nature is desirable.
* * *
For these reasons, we conclude that the patent
claims at issue here effectively claim the underlying laws of
nature themselves. The claims are consequently invalid. And the
Federal Circuit’s judgment is reversed
.
It is so ordered.