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SUPREME COURT OF THE UNITED STATES
_________________
No. 10–699
_________________
MENACHEM BINYAMIN ZIVOTOFSKY, by his parents
and guardians, ARI Z. and NAOMI SIEGMAN ZIVOTOFSKY, PETITIONER
v. HILLARY RODHAM CLINTON, SECRETARY OF STATE
on writ of certiorari to the united states
court of appeals for the district of columbia circuit
[March 26, 2012]
Chief Justice Roberts delivered the opinion of
the Court.
Congress enacted a statute providing that
Americans born in Jerusalem may elect to have “Israel” listed as
the place of birth on their passports. The State Department
declined to follow that law, citing its longstanding policy of not
taking a position on the political status of Jerusalem. When sued
by an American who invoked the statute, the Secretary of State
argued that the courts lacked authority to decide the case because
it presented a political question. The Court of Appeals so
held.
We disagree. The courts are fully capable of
determining whether this statute may be given effect, or instead
must be struck down in light of authority conferred on the
Executive by the Constitution.
I
A
In 2002, Congress enacted the Foreign
Relations Authorization Act, Fiscal Year 2003, 116Stat. 1350.
Section 214 of the Act is entitled “United States Policy with
Respect to Jerusalem as the Capital of Israel.”
Id., at
1365. The first two subsections express Congress’s “commitment” to
relocating the United States Embassy in Israel to Jerusalem.
Id., at 1365–1366. The third bars funding for the
publication of official Government documents that do not list
Jerusalem as the capital of Israel.
Id., at 1366. The fourth
and final provision, §214(d), is the only one at stake in this
case. Entitled “Record of Place of Birth as Israel for Passport
Purposes,” it provides that “[f]or purposes of the registration of
birth, certification of national- ity, or issuance of a passport of
a United States citizen born in the city of Jerusalem, the
Secretary shall, upon the re- quest of the citizen or the citizen’s
legal guardian, record the place of birth as Israel.”
Ibid.
The State Department’s Foreign Affairs Manual
states that “[w]here the birthplace of the applicant is located in
territory disputed by another country, the city or area of birth
may be written in the passport.” 7 Foreign Affairs Manual
§1383.5–2, App. 108. The manual specifically directs that passport
officials should enter “JERUSALEM” and should “not write Israel or
Jordan” when recording the birthplace of a person born in Jerusalem
on a passport.
Id., §1383, Exh. 1383.1, App. 127; see also
id., §§1383.1, 1383.5–4, .5–5, .5–6, App. 106, 108–110.
Section 214(d) sought to override this
instruction by allowing citizens born in Jerusalem to have “Israel”
recorded on their passports if they wish. In signing the Foreign
Relations Authorization Act into law, President George W. Bush
stated his belief that §214 “impermissibly interferes with the
President’s constitutional authority to conduct the Nation’s
foreign affairs and to supervise the unitary executive branch.”
Statement on Signing the Foreign Relations Authorization Act,
Fiscal Year 2003, Public Papers of the Presidents, George W. Bush,
Vol. 2, Sept. 30, 2002, p. 1698 (2005). He added that if
the section is “construed as mandatory,” then it would “interfere
with the President’s constitutional authority to formulate the
position of the United States, speak for the Nation in
international affairs, and determine the terms on which recognition
is given to foreign states.”
Ibid. He concluded by
emphasizing that “U. S. policy regarding Jerusalem has not
changed.”
Ibid. The President made no specific reference to
the passport mandate in §214(d).
B
Petitioner Menachem Binyamin Zivotofsky was
born in Jerusalem on October 17, 2002, shortly after §214(d) was
enacted. Zivotofsky’s parents were American citizens and he
accordingly was as well, by virtue of congressional enactment. 8
U. S. C. §1401(c); see
Rogers v.
Bellei,
401 U.S.
815, 835 (1971) (foreign-born children of American citizens
acquire citizenship at birth through “congres- sional generosity”).
Zivotofsky’s mother filed an application for a consular report of
birth abroad and a United States passport. She requested that his
place of birth be listed as “Jerusalem, Israel” on both documents.
U. S. officials informed Zivotofsky’s mother that State
Department policy prohibits recording “Israel” as Zivotofsky’s
place of birth. Pursuant to that policy, Zivotofsky was issued a
passport and consular report of birth abroad listing only
“Jerusalem.” App. 19–20.
Zivotofsky’s parents filed a complaint on his
behalf against the Secretary of State. Zivotofsky sought a
declaratory judgment and a permanent injunction ordering the
Secretary to identify his place of birth as “Jerusalem, Israel” in
the official documents.
Id., at 17–18. The District Court
granted the Secretary’s motion to dismiss the complaint on the
grounds that Zivotofsky lacked standing and that his complaint
presented a nonjusticiable political question.
The Court of Appeals for the D. C. Circuit
reversed, concluding that Zivotofsky did have standing. It then
observed that while Zivotofsky had originally asked that
“Jerusalem, Israel” be recorded on his passport, “[b]oth sides
agree that the question now is whether §214(d) entitles [him] to
have just ‘Israel’ listed as his place of birth.”
444 F.3d 614, 619 (2006). The D. C. Circuit determined
that additional factual development might be helpful in deciding
whether this question was justiciable, as the parties disagreed
about the foreign policy implications of listing “Israel” alone as
a birthplace on the passport.
Id., at 619–620. It therefore
remanded the case to the District Court.
The District Court again found that the case was
not justiciable. It explained that “[r]esolving [Zivotofsky’s]
claim on the merits would necessarily require the Court to decide
the political status of Jerusalem.” 511 F. Supp. 2d 97, 103 (2007).
Concluding that the claim therefore presented a political question,
the District Court dismissed the case for lack of subject matter
jurisdiction.
The D. C. Circuit affirmed. It reasoned
that the Constitution gives the Executive the exclusive power to
recognize foreign sovereigns, and that the exercise of this power
cannot be reviewed by the courts. Therefore, “deciding whether the
Secretary of State must mark a passport . . . as
Zivotofsky requests would necessarily draw [the court] into an area
of decisionmaking the Constitution leaves to the Executive alone.”
571 F.3d 1227, 1232–1233 (2009). The D. C. Circuit held that
the political question doctrine prohibits such an intrusion by the
courts, and rejected any suggestion that Congress’s decision to
take “a position on the status of Jerusalem” could change the
analysis.
Id., at 1233.
Judge Edwards concurred in the judgment, but
wrote separately to express his view that the political question
doctrine has no application to this case. He explained that the
issue before the court was whether §214(d) “impermissibly
intrude[s] on the President’s exclusive power to recognize foreign
sovereigns.”
Id., at 1234. That question, he observed,
involves “commonplace issues of statutory and constitutional
interpretation” plainly within the constitutional authority of the
Judiciary to decide.
Id., at 1235. Reaching the merits,
Judge Edwards determined that designating Israel as a place of
birth on a passport is a policy “in furtherance of the recognition
power.”
Id., at 1243. Because in his view the Constitution
gives that power exclusively to the President, Judge Edwards found
§214(d) unconstitutional. For this reason, he concluded that
Zivotofsky had no viable cause of action, and concurred in
affirming the dismissal of the complaint.
Zivotofsky petitioned for certiorari, and we
granted review. 563 U. S. ___ (2011).
II
The lower courts concluded that Zivotofsky’s
claim presents a political question and therefore cannot be ad-
judicated. We disagree.
In general, the Judiciary has a responsibility
to decide cases properly before it, even those it “would gladly
avoid.”
Cohens v.
Virginia, 6 Wheat. 264, 404 (1821).
Our precedents have identified a narrow exception to that rule,
known as the “political question” doctrine. See,
e.g., Japan
Whaling Assn. v.
American Cetacean Soc.,
478 U.S.
221, 230 (1986). We have explained that a controversy “involves
a political question . . . where there is ‘a textu- ally
demonstrable constitutional commitment of the issue to a coordinate
political department; or a lack of judicially discoverable and
manageable standards for resolving it.’ ”
Nixon v.
United States,
506 U.S.
224, 228 (1993) (quoting
Baker v.
Carr,
369 U.S.
186, 217 (1962)). In such a case, we have held that a court
lacks the authority to decide the dispute before it.
The lower courts ruled that this case involves a
political question because deciding Zivotofsky’s claim would force
the Judicial Branch to interfere with the President’s exercise of
constitutional power committed to him alone. The District Court
understood Zivotofsky to ask the courts to “decide the political
status of Jerusalem.” 511 F. Supp. 2d, at 103. This
misunderstands the issue presented. Zivotofsky does not ask the
courts to determine whether Jerusalem is the capital of Israel. He
instead seeks to determine whether he may vindicate his statutory
right, under §214(d), to choose to have Israel recorded on his
passport as his place of birth.
For its part, the D. C. Circuit treated the
two questions as one and the same. That court concluded that
“[o]nly the Executive—not Congress and not the courts—has the power
to define U. S. policy regarding Israel’s sovereignty over
Jerusalem,” and also to “decide how best to implement that policy.”
571 F. 3d, at 1232. Because the Department’s passport rule was
adopted to implement the President’s “exclusive and unreviewable
constitutional power to keep the United States out of the debate
over the status of Jerusalem,” the validity of that rule was itself
a “nonjusticiable political question” that “the Constitution leaves
to the Executive alone.”
Id., at 1231–1233. Indeed, the
D. C. Circuit’s opinion does not even mention §214(d) until
the fifth of its six paragraphs of analysis, and then only to
dismiss it as irrelevant: “That Congress took a position on the
status of Jerusalem and gave Zivotofsky a statutory cause of action
. . . is of no moment to whether the judiciary has [the]
authority to resolve this dispute . . . .”
Id., at 1233.
The existence of a statutory right, however, is
certainly relevant to the Judiciary’s power to decide Zivotofsky’s
claim. The federal courts are not being asked to supplant a foreign
policy decision of the political branches with the courts’ own
unmoored determination of what United States policy toward
Jerusalem should be. Instead, Zivotofsky requests that the courts
enforce a specific statutory right. To resolve his claim, the
Judiciary must decide if Zivotofsky’s interpretation of the statute
is correct, and whether the statute is constitutional. This is a
familiar judicial exercise.
Moreover, because the parties do not dispute the
interpretation of §214(d), the only real question for the courts is
whether the statute is constitutional. At least since
Marbury v.
Madison, 1 Cranch 137 (1803), we have
recognized that when an Act of Congress is alleged to conflict with
the Constitution, “[i]t is emphatically the province and duty of
the judicial department to say what the law is.”
Id., at
177. That duty will sometimes involve the “[r]esolution of
litigation challenging the constitutional authority of one of the
three branches,” but courts cannot avoid their responsibility
merely “because the issues have political implications.”
INS
v.
Chadha,
462 U.S.
919, 943 (1983).
In this case, determining the constitutionality
of §214(d) involves deciding whether the statute impermissibly
intrudes upon Presidential powers under the Constitution. If so,
the law must be invalidated and Zivotofsky’s case should be
dismissed for failure to state a claim. If, on the other hand, the
statute does not trench on the President’s powers, then the
Secretary must be ordered to issue Zivotofsky a passport that
complies with §214(d). Either way, the political question doctrine
is not implicated. “No policy underlying the political question
doctrine suggests that Congress or the Executive . . .
can decide the constitutionality of a statute; that is a decision
for the courts.”
Id., at 941–942.
The Secretary contends that “there is ‘a
textually demonstrable constitutional commitment’ ” to the
President of the sole power to recognize foreign sovereigns and, as
a corollary, to determine whether an American born in Jerusalem may
choose to have Israel listed as his place of birth on his passport.
Nixon, 506 U. S., at 228 (quoting
Baker, 369
U. S., at 217); see Brief for Respondent 49–50. Perhaps. But
there is, of course, no exclusive commitment to the Executive of
the power to determine the constitutionality of a statute. The
Judicial Branch appropriately exercises that authority, including
in a case such as this, where the question is whether Congress or
the Executive is “aggrandizing its power at the expense of another
branch.”
Freytag v.
Commissioner,
501 U.S.
868, 878 (1991); see,
e.g., Myers v.
United
States,
272 U.S.
52, 176 (1926) (finding a statute unconstitutional because it
encroached upon the President’s removal power);
Bowsher v.
Synar,
478 U.S.
714, 734 (1986) (finding a statute un- constitutional because
it “intruded into the executive function”);
Morrison v.
Olson,
487 U.S.
654, 685 (1988) (upholding a statute’s constitutionality
against a charge that it “impermissibly interfere[d] with the
President’s exercise of his constitutionally appointed
functions”).
Our precedents have also found the political
question doctrine implicated when there is “ ‘a lack of
judicially discoverable and manageable standards for
resolving’ ” the question before the court.
Nixon,
supra, at 228 (quoting
Baker,
supra, at 217).
Framing the issue as the lower courts did, in terms of whether the
Judiciary may decide the political status of Jerusalem, certainly
raises those concerns. They dissipate, however, when the issue is
recognized to be the more focused one of the constitutionality of
§214(d). Indeed, both sides offer detailed legal arguments
regarding whether §214(d) is constitutional in light of powers
committed to the Executive, and whether Congress’s own powers with
respect to passports must be weighed in analyzing this
question.
For example, the Secretary reprises on the
merits her argument on the political question issue, claiming that
the Constitution gives the Executive the exclusive power to
formulate recognition policy. She roots her claim in the
Constitution’s declaration that the President shall “receive
Ambassadors and other public Ministers.” U. S. Const., Art.
II, §3. According to the Secretary, “[c]enturies-long Executive
Branch practice, congressional acquiescence, and decisions by this
Court” confirm that the “receive Ambassadors” clause confers upon
the Executive the exclusive power of recognition. Brief for
Respondent 18.
The Secretary observes that “President
Washington and his cabinet unanimously decided that the President
could receive the ambassador from the new government of France
without first consulting Congress.”
Id., at 19 (citing
Letter from George Washington to the Cabinet (Apr. 18, 1793),
reprinted in 25 Papers of Thomas Jefferson 568–569 (J. Catanzariti
ed. 1992); Thomas Jefferson, Notes on Washington’s Questions on
Neutrality and the Alliance with France (May 6, 1793), reprinted in
id., at 665–666). She notes, too, that early attempts by the
Legislature to affect recognition policy were regularly “re- jected
in Congress as inappropriate incursions into the Executive Branch’s
constitutional authority.” Brief for Respondent 21. And she cites
precedents from this Court stating that “[p]olitical recognition is
exclusively a function of the Executive.”
Banco Nacional de
Cuba v.
Sabbatino,
376 U.S.
398, 410 (1964); see Brief for Respondent 24–27 (citing,
e.g., United States v.
Pink,
315
U.S. 203 (1942)).
The Secretary further contends that §214(d)
constitutes an impermissible exercise of the recognition power
because “the decision as to how to describe the place of birth
. . . operates as an official statement of whether the
United States recognizes a state’s sovereignty over a territorial
area.” Brief for Respondent 38. The Secretary will not “list[] as a
place of birth a country whose sovereignty over the relevant
territory the United States does not recognize.”
Id., at 39.
Therefore, she claims, “listing ‘Israel’ as the place of birth
would constitute an official decision by the United States to begin
to treat Jerusalem as a city located within Israel. ”
Id., at 38–39 (some internal quotation marks omitted).
For his part, Zivotofsky argues that, far from
being an exercise of the recognition power, §214(d) is instead a
“legitimate and permissible” exercise of Congress’s “authority to
legislate on the form and content of a passport.” Brief for
Petitioner 53. He points the Court to Professor Louis Henkin’s
observation that “ ‘in the competition for power in foreign
relations,’ Congress has ‘an impressive array of powers expressly
enumerated in the Constitution.’ ”
Id., at 45 (quoting
L. Henkin, Foreign Affairs and the United States Constitution 63
(2d ed. 1996)). Zivotofsky suggests that Congress’s authority to
enact §214(d) derives specifically from its powers over
naturalization, U. S. Const., Art. I, §8, cl. 4, and foreign
commerce,
id., §8, cl. 3. According to Zivotofsky, Congress
has used these powers to pass laws regulating the content and
issuance of passports since 1856. See Brief for Petitioner 52
(citing Act of Aug. 18, 1856, §23, 11Stat. 60).
Zivotofsky contends that §214(d) fits squarely
within this tradition. He notes that the State Department’s
designated representative stated in her deposition for this
litigation that the “place of birth” entry is included
only
as “an element of identification.” App. 76 (Deposition of Catherine
Barry, Deputy Assistant Secretary of State for Overseas Citizens
Services); see Brief for Petitioner 10. Moreover, Zivotofsky
argues, the “place of birth” entry cannot be taken as a means for
recognizing foreign sovereigns, because the State Department
authorizes recording unrecognized territories—such as the Gaza
Strip and the West Bank—as places of birth. Brief for Petitioner 43
(citing 7 Foreign Affairs Manual §1383.5–5, App. 109–110).
Further, Zivotofsky claims that even if §214(d)
does implicate the recognition power, that is not a power the
Constitution commits exclusively to the Executive. Zivotofsky
argues that the Secretary is overreading the authority granted to
the President in the “receive Ambassadors” clause. He observes that
in the Federalist Papers, Alexander Hamilton described the power
conferred by this clause as “more a matter of dignity than of
authority,” and called it “a circumstance, which will be without
consequence in the administration of the government.” The
Federalist No. 69, p. 468 (J. Cooke ed. 1961); see Brief
for Petitioner 37. Zivotofsky also points to other clauses in the
Constitution, such as Congress’s power to declare war, that suggest
some congressional role in recognition. Reply Brief for Petitioner
23 (citing U. S. Const., Art. I, §8, cl. 11). He
cites, for example, an 1836 message from President Jackson to
Congress, acknowledging that it is unclear who holds the authority
to recognize because it is a power “no where expressly dele- gated”
in the Constitution, and one that is “necessarily involved in some
of the great powers given to Congress.” Message from the President
of the United States Upon the Subject of the Political, Military,
and Civil Condition of Texas, H. R. Doc. No. 35, 24th Cong.,
2d Sess., 2; see Reply Brief for Petitioner 11–12.
Zivotofsky argues that language from this
Court’s precedents suggesting the recognition power belongs
exclusively to the President is inapplicable to his claim, because
that language appeared in cases where the Court was asked to alter
recognition policy developed by the Executive in the absence of
congressional opposition. See Brief for Petitioner 44–46; Reply
Brief for Petitioner 18–19. Finally, Zivotofsky contends that even
if the “receive Ambassadors” clause confers some exclusive
recognition power on the President, simply allowing a choice as to
the “place of birth” entry on a passport does not significantly
intrude on that power.
Recitation of these arguments—which sound in
familiar principles of constitutional interpretation—is enough to
establish that this case does not “turn on standards that defy
judicial application.”
Baker, 369 U. S., at 211.
Resolution of Zivotofksy’s claim demands careful examination of the
textual, structural, and historical evidence put forward by the
parties regarding the nature of the statute and of the passport and
recognition powers. This is what courts do. The political question
doctrine poses no bar to judicial review of this case.
III
To say that Zivotofsky’s claim presents issues
the Judiciary is competent to resolve is not to say that reaching a
decision in this case is simple. Because the District Court and the
D. C. Circuit believed that review was barred by the political
question doctrine, we are without the benefit of thorough lower
court opinions to guide our analysis of the merits. Ours is “a
court of final review and not first view.”
Adarand Constructors,
Inc. v.
Mineta,
534 U.S.
103, 110 (2001) (
per curiam) (internal quotation marks
omitted). Ordinarily, “we do not decide in the first instance
issues not decided below.”
National Collegiate Athletic
Assn. v.
Smith,
525 U.S.
459, 470 (1999). In particular, when we reverse on a threshold
question, we typically remand for resolution of any claims the
lower courts’ error prevented them from addressing. See,
e.g.,
Bond v.
United States, 564 U. S. ___, ___ (2011)
(slip op., at 1–2) (reversing the Court of Appeals’ determination
on standing and remanding because the “merits of petitioner’s
challenge to the statute’s validity are to be considered, in the
first instance, by the Court of Appeals”). We see no reason to
depart from this approach in this case. Having determined that this
case is justiciable, we leave it to the lower courts to consider
the merits in the first instance.
The judgment of the Court of Appeals for the
D. C. Circuit is vacated, and the case is remanded for further
proceedings consistent with this opinion.
It is so ordered.