Petitioner filed suit in the District Court under 42 U.S.C. §
1383(c)(3), which incorporates 42 U.S.C. § 405(g)'s review
provisions, seeking review of a final decision of respondent
Secretary of Health and Human Services denying his application for
disability benefits under the Supplemental Security Income program.
While his case was pending, he filed a new application, accompanied
by additional evidence of disability, and was awarded benefits.
Subsequently, the Secretary requested that the court remand the
first claim for reconsideration. Responding to petitioner's motion
that it either issue a decision on his motion for summary judgment
or remand the case, the court granted the Secretary's remand
motion, "concurred in by plaintiff," and remanded the case "to the
Secretary for all further proceedings." On remand, the first
decision was vacated and petitioner was found disabled as of his
original application date. Over a year later, he applied to the
District Court for attorney's fees under the Equal Access to
Justice Act (EAJA), which,
inter alia, permits an award of
fees and expenses to a party prevailing against the United States
"in any civil action . . . in any court," 28 U.S.C. §
2412(d)(1)(A), upon an application made within 30 days of "final
judgment in the action," § 2412(d)(1)(B). The court denied the
request on the ground that the Secretary's position in the
litigation had been substantially justified. However, the Court of
Appeals vacated, concluding that petitioner's application was
untimely because the administrative determination on remand was a
"final judgment," which triggered the 30-day period.
Held:
1. The EAJA's plain language makes clear that a "final judgment"
for purposes of § 2412(d)(1)(B) is a judgment rendered by a court
that terminates the civil action for which EAJA fees may be
received. Subsections (d)(1)(A) and (d)(1)(B) work in tandem, and
subsection (d)(1)(B)'s requirement that the fee application be
filed within 30 days of "final judgment
in the action"
(emphasis added) plainly refers back to the "civil action . . . in
any court" in subsection (d)(1)(A). This reading is reinforced by
the contrast between § 2412 and 5 U.S.C. § 504(a), the only EAJA
provision allowing awards for administrative proceedings
conducted
Page 501 U. S. 90
prior to the filing of a civil action. While § 504(a)(2)'s
pertinent language largely mirrors that of § 2412(d)(1)(B), it
requires that a fee application be filed within 30 days "of a final
disposition in the adversary adjudication," which includes an
administrative agency's adjudication, rather than "final judgment
in the action," which a court renders. The Secretary errs in
arguing that the EAJA's definition of "final judgment" -- "final
and not appealable" -- differs so significantly from the
traditional definition -- final and appealable -- that it must
include administrative agencies' decisions, since this suggestion
does not alter § 2412(d)(1)(B)'s unambiguous requirement of
judgment by a court, and since Congress adopted this unusual
definition to clarify that a judgment was final only after the time
for taking an appeal from a district court's judgment had expired.
Sullivan v. Hudson, 490 U. S. 877, is
not to the contrary, for it stands only for the proposition that a
claimant may collect EAJA fees for work done in post-remand
administrative proceedings where a civil action has been filed, the
district court retains jurisdiction over the action, and
contemplates entering a judgment at the proceedings' completion.
Pp.
501 U. S.
93-97.
2. A district court may remand a final decision of the Secretary
only as provided in sentences four and six of 42 U.S.C. § 405(g):
in conjunction with a judgment affirming, modifying, or reversing
the Secretary's decision (sentence four), or in light of additional
evidence without any substantive ruling as to the correctness of
the Secretary's decision, but only if the claimant shows good cause
for failing to present the evidence earlier (sentence six). The
conclusion that Congress intended to so limit courts' authority to
enter remand orders is dictated by § 405(g)'s language, which
explicitly delineates only two circumstances under which such
remands are authorized,
cf. 2United States v. Smith,
499 U. S. 160, and
is supported by § 405(g)'s legislative history. This view also
harmonizes with the EAJA's final judgment requirement, with the
30-day period beginning in sentence four cases after the court
enters its judgment and the appeal period runs, and beginning in
sentence six cases after the Secretary returns to court following a
post-remand proceeding's completion, the court enters a judgment,
and the appeal period runs. Pp.
501 U. S.
97-102.
3. This matter must be remanded for the District Court to
clarify its order because the record does not clearly indicate what
it intended by its disposition. It is not certain that this was a
sentence six remand. The court did not make a "good cause" finding
or seem to anticipate that the parties would return to court, and
it may be that the court treated the joint remand request as a
voluntary dismissal under Federal Rule of Civil Procedure 41(a). If
it was a sentence six remand, once the Secretary returns to the
District Court and the court enters a final judgment, petitioner
will be entitled to EAJA fees unless the Secretary's position was
substantially justified, an issue the Court of Appeals never
addressed.
Page 501 U. S. 91
And if it was not such a remand, petitioner may be entitled to
no fees at all. Pp.
501 U. S.
102-103.
4. This case is not an appropriate vehicle for resolving the
issue whether petitioner's application is timely. In a sentence six
remand, he will not be prejudiced if the District Court determines
that an application filed before final judgment is sufficient or if
he reapplies after the judgment's entry. And timeliness may not be
at issue if this was not a sentence six remand. P.
501 U. S.
103.
895 F.2d 556 (CA9 1990), vacated and remanded.
O'CONNOR, J., delivered the opinion for a unanimous Court.
JUSTICE O'CONNOR delivered the opinion of the Court.
A party that prevails against the United States in a civil
action is entitled, in certain circumstances, to an award of
attorney's fees, court costs, and other expenses. Equal Access to
Justice Act (EAJA), 28 U.S.C. § 2412. Among other requirements, the
prevailing party must submit to the court an application for fees
and expenses "within thirty days of final judgment in the action."
§ 2412(d)(1)(B). This case requires us to decide whether an
administrative decision rendered following a remand from the
District Court is a "final judgment" within the meaning of
EAJA.
I
In May, 1982, petitioner Zakhar Melkonyan filed an application
for disability benefits under the Supplemental Security Income
(SSI) program established by Title XVI of the Social Security Act,
42 U.S.C. § 1381
et seq. Following a hearing, an
Administrative Law Judge (ALJ) concluded that petitioner was not
disabled within the
Page 501 U. S. 92
meaning of the Act. The Appeals Council denied review of the
ALJ's decision. In June, 1984, petitioner timely filed a complaint
in the United States District Court for the Central District of
California seeking judicial review pursuant to 42 U.S.C. §
1383(c)(3), which incorporates the review provisions of 42 U.S.C. §
405(g).
On May 30, 1984, shortly before filing the complaint, petitioner
filed a second application for SSI disability benefits accompanied
by new evidence of disability. In August, 1984, petitioner's second
application was approved as of the date it was filed. He then
sought summary judgment in his action to review the administrative
decision denying his
first application for benefits. The
Secretary cross-filed for summary judgment.
While the summary judgment motions were pending, the Secretary
requested that the case be remanded to the Appeals Council so the
first application could be reconsidered in light of the new
evidence. Petitioner initially opposed the Secretary's remand
request, arguing that evidence already in the record amply
established his disability. Three months later, however, citing
failing health and the prospect of increased medical expenses,
petitioner moved the court to "either issue [the decision] or
remand the cause to the Secretary." App. 9-10. In response, on
April 3, 1985, the District Court entered a "judgment" which read
in its entirety:
"Defendant's motion to remand, concurred in by plaintiff, is
granted. The matter is remanded to the Secretary for all further
proceedings."
App. 11.
One month after the remand, the Appeals Council vacated the
ALJ's prior decision and found petitioner disabled as of the date
of his original SSI application. That decision granted petitioner
all the relief he had initially requested.
More than a year later, petitioner applied to the District Court
for attorney's fees under EAJA. The Magistrate recommended that the
fee application be denied, concluding that
Page 501 U. S. 93
the Secretary's decision to deny the first application was
"substantially justified" at the time because the original record
did not establish that petitioner was disabled. App. 20-21. The
District Court agreed, and denied the fee request.
The Court of Appeals for the Ninth Circuit vacated the District
Court's judgment. It agreed that petitioner was not eligible for
attorney's fees under EAJA, but for a different reason.
Melkonyan v. Heckler, 895 F.2d 556 (1990). The Court of
Appeals noted that EAJA requires an application for fees to be
filed within 30 days of the "final judgment in the action," a term
defined in the statute as a "judgment that is final and not
appealable."
Id. at 557 (citing 28 U.S.C. §
2412(d)(2)(G)). In the court's view, its task was to determine when
that "final and not appealable" judgment was rendered. 895 F.2d at
557.
The Court of Appeals recognized that the District Court's order
remanding the case to the Secretary was not a "final judgment,"
because both parties anticipated further administrative
proceedings.
Id. at 557-558. On remand, the Appeals
Council reversed itself and held for petitioner; having won all he
had asked for, there was no reason to return to the District Court.
Under those circumstances, the Court of Appeals concluded that the
Appeals Council's decision to award benefits was, in effect, a
"final judgment" under EAJA, thereby commencing the 30-day period
for filing the fee application.
Id. at 558-559. Because
petitioner waited more than a year after the Appeals Council's
decision, his application was untimely.
Id. at 559. We
granted certiorari, 498 U.S. 1023 (1991), and now vacate the
judgment of the Court of Appeals.
II
The language of the relevant EAJA statute, § 2412, provides:
"(A) Except as otherwise specifically provided by statute, a
court shall award to a prevailing party other than the United
States fees and other expenses, . . . incurred by that party
in
any civil action (other than cases
Page 501 U. S. 94
sounding in tort), including proceedings for judicial review of
agency action, brought by or against the United States
in any
court having jurisdiction of that action, unless the court
finds that the position of the United States was substantially
justified or that special circumstances make an award unjust."
"(B) A party seeking an award of fees and other expenses shall,
within thirty days of
final judgment in the action, submit
to the court an application for fees and other expenses which shows
that the party is a prevailing party and is eligible to receive an
award under this subsection. . . ."
28 U.S.C. § 2412(d)(1)(A), (B) (emphasis added).
Petitioner argues that this provision is most naturally read to
mean that it is
the court before which the civil action is
pending that must render the "final judgment" that starts the
running of the 30-day EAJA filing period. Brief for Petitioner 13.
We agree. As the highlighted language indicates, subsections
(d)(1)(A) and (d)(1)(B) work in tandem. Subsection (d)(1)(A)
authorizes the awarding of fees to parties that prevail against the
United States in nontort civil actions, subject to qualifications
not pertinent here. Subsection (d)(1)(B) explains what the
prevailing party must do to secure the fee award. The requirement
that the fee application be filed within 30 days of "final judgment
in the action" plainly refers back to the "civil action .
. . in any court" in (d)(1)(A). The plain language makes clear that
a "final judgment" under § 2412 can only be the judgment of a court
of law. This reading is reinforced by the contrast between § 2412
and 5 U.S.C. § 504(a). Section 504 was enacted at the same time as
§ 2412, and is the only part of the EAJA that allows fees and
expenses for administrative proceedings conducted prior to the
filing of a civil action. The pertinent language of § 504(a)(2)
largely mirrors that of § 2412(d)(1)(B), with one notable
exception: it states that a "party seeking an award of fees and
other expenses shall, within thirty days of
Page 501 U. S. 95
a
final disposition in the adversary adjudication,"
file an application for fees. 5 U.S.C. § 504(a)(2). Clearly
Congress knew how to distinguish between a "final judgment in [an]
action" and a "final disposition in [an] adversary adjudication."
One is rendered by a court; the other includes adjudication by an
administrative agency.
The Secretary's sole argument to the contrary rests on the 1985
amendments to EAJA, which added a definition of "final judgment" to
§ 2412. Traditionally, a "final judgment" is one that is final and
appealable.
See Fed.Rule Civ.Proc. 54(a) ("
Judgment'
as used in these rules includes a decree and any order from which
an appeal lies"); Sullivan v. Finkelstein, 496 U.
S. 617, 496 U. S. 628
(1990) ("`final judgments' are at the core of matters appealable
under § 1291"). Under § 2412 as amended, however, a "final
judgment" is one that is "final and not appealable." 28
U.S.C. § 2412(d)(2)(G) (emphasis added). In the Secretary's view,
"[t]his significant departure from the usual characteristi[c] of a
`judgment' entered by a court" dictates a different understanding
of how the phrase "final judgment" is used in § 2412(d)(1)(B).
Brief for Respondent 20. The Secretary argues that, under the
revised statute, a "final judgment" includes not only judgments
rendered by a court, but also decisions made by administrative
agencies. Ibid.
We reject this argument. Section 2412(d)(1)(B) does not speak
merely of a "judgment," it speaks of a "final judgment
in the
action." As we have explained, the "action" referred to in
subsection (d)(1)(B) is a "civil action . . . in any court" under
subsection (d)(1)(A). The Secretary's suggested interpretation of
"final judgment" does not alter this unambiguous requirement of
judgment by a court.
As for why Congress added the unusual definition of "final
judgment," the answer is clear.
"The definition . . . was added in 1985 to resolve a conflict in
the lower courts on the question whether a 'judgment' was to be
regarded as 'final' for EAJA purposes when it was entered, or only
when the
Page 501 U. S. 96
period for taking an appeal had lapsed."
Brief for Respondent 20 (footnote omitted). The Ninth Circuit
had held that the 30-day EAJA filing period began to run when the
District Court entered judgment.
McQuiston v. Marsh, 707
F.2d 1082, 1085 (1983). The Seventh Circuit rejected this view,
holding that the EAJA filing period should be deemed to begin only
after the time for taking an appeal from the District Court
judgment had expired.
McDonald v. Schweiker, 726 F.2d 311,
314 (1983).
Accord, Massachusetts Union of Public Housing
Tenants, Inc. v. Pierce, 244 U.S.App.D.C. 34, 36, 755 F.2d
177, 179 (1985).
Congress responded to this split in the federal courts by
explicitly adopting and ratifying the
McDonald approach.
S.Rep. No. 98-586, p. 16 (1984) ("The Committee believes that the
interpretation of the court in [
McDonald] is the correct
one").
See also H.R.Rep. No. 98-992, p.14 (1984) ("The
term
final judgment' has been clarified to mean a judgment the
time to appeal which has expired for all parties"); H.R.Rep. No.
99-120, p. 18 (1985). There simply is no evidence to support the
argument the Secretary now advances -- that, in defining "final
judgment" so as to resolve an existing problem, Congress also
intended, sub silentio, to alter the meaning of the term
to include a final agency decision. We conclude that,
notwithstanding the 1985 amendment, Congress' use of "judgment" in
28 U.S.C. § 2412 refers to judgments entered by a court of
law, and does not encompass decisions rendered by an
administrative agency. Accordingly, we hold that a "final judgment"
for purposes of 28 U.S.C. § 2412(d)(1)(B) means a judgment rendered
by a court that terminates the civil action for which EAJA fees may
be received. The 30-day EAJA clock begins to run after the time to
appeal that "final judgment" has expired.
Our decision in
Sullivan v. Hudson, 490 U.
S. 877 (1989), is not to the contrary. The issue in
Hudson was whether, under § 2412(d), a "civil action"
could include administrative proceedings so that a claimant could
receive attorney's fees
Page 501 U. S. 97
for work done at the administrative level following a remand by
the District Court. We explained that certain administrative
proceedings are "so intimately connected with judicial proceedings
as to be considered part of the
civil action' for purposes of a
fee award." Id. at 490 U. S. 892.
We defined the narrow class of qualifying administrative
proceedings to be those
"where 'a suit has been brought in a court,'
and where
'a formal complaint within the jurisdiction of a court of law'
remains pending and depends for its resolution upon the outcome
of the administrative proceedings."
Ibid. (emphasis added).
Hudson thus stands for
the proposition that, in those cases where the district court
retains jurisdiction of the civil action and contemplates entering
a final judgment following the completion of administrative
proceedings, a claimant may collect EAJA fees for work done at the
administrative level.
Ibid. "We did not say that
proceedings on remand to an agency are
part and parcel' of a
civil action in federal district court for all purposes. . . ."
Sullivan v. Finkelstein, supra, 496 U.S. at 496 U. S.
630-631.
III
Having decided that EAJA requires a "final judgment" entered by
a court, it is obvious that no "final judgment" was entered in this
case before petitioner initiated his appeal. Petitioner filed a
civil action in District Court under 42 U.S.C. § 405(g), seeking
review of the Secretary's decision that he was not entitled to
disability benefits. Without ruling on the correctness of the
Secretary's decision, the District Court remanded the case for
further administrative proceedings. On remand, the Appeals Council
awarded petitioner the disability benefits he sought. Neither
petitioner nor the Secretary returned to District Court for entry
of a final judgment. The question we must decide now is whether
either party is entitled to do so.
The answer depends on what kind of remand the District Court
contemplated. In
Finkelstein, we examined closely
Page 501 U. S. 98
the language of § 405(g) and identified two kinds of remands
under that statute: (1) remands pursuant to the fourth sentence,
and (2) remands pursuant to the sixth sentence.
See 496
U.S. at
496 U. S.
623-629. The fourth sentence of § 405(g) authorizes a
court to enter "a judgment affirming, modifying, or reversing the
decision of the Secretary, with or without remanding the cause for
a rehearing." The parties agree that the remand order in this case
was not entered pursuant to sentence four, as the District Court
did not affirm, modify, or reverse the Secretary's decision. We
concur. The District Court did not make any substantive ruling; it
merely returned the case to the agency for disposition, noting that
both parties agreed to this course.
The sixth sentence of § 405(g), as we explained in
Finkelstein, "describes an entirely different kind of
remand."
Id. at
496 U. S. 626.
The District Court does not affirm, modify, or reverse the
Secretary's decision; it does not rule in any way as to the
correctness of the administrative determination. Rather, the court
remands because new evidence has come to light that was not
available to the claimant at the time of the administrative
proceeding, and that evidence might have changed the outcome of the
prior proceeding.
Ibid. The statute provides that,
following a sentence six remand, the Secretary must return to the
District Court to
"file with the court any such additional or modified findings of
fact and decision, and a transcript of the additional record and
testimony upon which his action in modifying or affirming was
based."
42 U.S.C. § 405(g). [
Footnote
1]
Page 501 U. S. 99
Petitioner argues, plausibly, that the court contemplated a
sentence six remand. Indeed, it is undisputed that it was
consideration of later-acquired evidence that led the Appeals
Council ultimately to reverse its earlier decision and declare
petitioner eligible for benefits from the date of his original
application. Petitioner further argues that this must have been a
sentence six remand because § 405(g) authorizes only two kinds of
remands -- those pursuant to sentence four and those pursuant to
sentence six -- and the Secretary concedes that this was not a
sentence four remand.
The Secretary maintains that this was not a sentence six remand.
While acknowledging that the remand request was prompted by the
discovery of new evidence of disability,
see Brief for
Respondent 27-28, the Secretary observes correctly that the sixth
sentence of § 405(g) requires a showing of "good cause" for the
failure to present the additional evidence in the prior proceeding,
and that the District Court did not rule explicitly that such a
showing had been made. The Secretary also notes that the District
Court did not manifest any intent to retain jurisdiction, as would
be the case under sentence six, but rather remanded to the agency
"for all further proceedings."
The Secretary also disputes petitioner's assumption that
sentences four and six set forth the only kinds of remands that are
permitted under § 405(g), arguing that the District Court has
inherent authority to enter other types of remand orders.
Id. at 28-29, n. 23. On this point, we think petitioner
has the better of the argument. As mentioned, in
Finkelstein, we analyzed § 405(g) sentence-by-sentence and
identified two kinds of possible remands under the statute. While
we did not state explicitly at that time that these were the
only kinds of remands permitted under the statute, we do
so today. Under sentence four, a district court may remand in
Page 501 U. S. 100
conjunction with a judgment affirming, modifying, or reversing
the Secretary's decision. Under sentence six, the district court
may remand in light of additional evidence without making any
substantive ruling as to the correctness of the Secretary's
decision, but only if the claimant shows good cause for failing to
present the evidence earlier. [
Footnote 2] Congress' explicit delineation in § 405(g)
regarding the circumstances under which remands are authorized
leads us to conclude that it intended to limit the district court's
authority to enter remand orders to these two types.
Cf. United
States v. Smith, 499 U. S. 160
(1991) (expressly enumerated exceptions presumed to be
exclusive).
This reading of the statute is dictated by the plain language of
§ 405(g) and is supported by the legislative history. In amending
the sixth sentence of § 405(g) in 1980, Congress made it
unmistakably clear that it intended to limit the power of District
Courts to order remands for "new evidence" in Social Security
cases. Pub.L. 96-265, § 307, 94 Stat. 458. The Senate Report
accompanying the amendments explained:
"[U]nder existing law, the court itself, on its own motion or on
motion of the claimant, has discretionary authority 'for good
cause' to remand the case back to the ALJ. It would appear that,
although many of these court remands are justified, some remands
are undertaken because the judge disagrees with the outcome of the
case even though he would have to sustain it under the 'substantial
evidence rule.' Moreover, the number of these court remands seems
to be increasing."
* * * *
"The bill would continue the provision of present law which
gives the court discretionary authority to remand cases to the
Secretary,
but adds the requirement that remand for the purpose
of taking new evidence be limited to cases in which there is a
showing that there is new evidence which
Page 501 U. S. 101
is material and that there was good cause for failure to
incorporate it into the record in a prior proceeding."
S.Rep. No. 96-408, pp. 58-59 (1979) (emphasis added).
See
also H.R.Rep. No. 96-100, p. 13 (1979), U.S.Code Cong. &
Admin.News 1980, pp. 1277, 1336-1337, (same).
Congressman Pickle, one of the Floor managers of the bill,
echoed this explanation when he noted in a Floor statement that,
with the amendment,
"we have tried to speed up the judicial process so that these
cases would not just go on and on and on. The court could remand
[them] back down to the ALJ without cause or other reason which was
weakening the appeal process at that level."
125 Cong.Rec. 23383 (1979).
The amendment to sentence six, of course, was not intended to
limit a District Court's ability to order remands under sentence
four. The House Report explains that
"[t]his language [amending sentence six] is not to be construed
as a limitation of judicial remands currently recognized under the
law in cases which the Secretary has failed to provide a full and
fair hearing, to make explicit findings, or to have correctly apply
[
sic] the law and regulations."
H.R.Rep. No. 96-100,
supra, at 13. Thus, under sentence
four, a District Court may still remand in conjunction with a
judgment reversing in part the Secretary's decision.
It is evident from these passages that Congress believed courts
were often remanding Social Security cases without good reason.
While normally courts have inherent power, among other things, to
remand cases,
see United States v. Jones, 336 U.
S. 641,
336 U. S. 671
(1949), both the structure of § 405(g), as amended, and the
accompanying legislative history show Congress' clear intent to
limit courts to two kinds of remands in these cases.
Cf.
Chambers v. Nasco, Inc., ante, p.
501 U. S. 32 (1991)
(finding no congressional intent to limit a court's inherent
authority to impose sanctions).
In light of the foregoing, we conclude that in § 405(g) actions,
remand orders must either accompany a final judgment affirming,
modifying, or reversing the administrative decision in accordance
with sentence four, or conform with
Page 501 U. S. 102
the requirements outlined by Congress in sentence six.
Construing remand orders in this manner harmonizes the remand
provisions of § 405(g) with the EAJA requirement that a "final
judgment" be entered in the civil action in order to trigger the
EAJA filing period. 28 U.S.C. § 2412(d)(1)(B). In sentence four
cases, the filing period begins after the final judgment
("affirming, modifying, or reversing") is entered by the court and
the appeal period has run, so that the judgment is no longer
appealable.
See § 2412(d)(2)(G). In sentence six cases,
the filing period does not begin until after the post-remand
proceedings are completed, the Secretary returns to court, the
court enters a final judgment, and the appeal period runs.
Although we agree with petitioner that the District Court's
remand authority is confined to those circumstances specifically
defined in § 405(g), we cannot state with certainty that the remand
in this case was, as petitioner contends, a sentence six remand. As
the Secretary points out, the District Court did not make a finding
that "good cause" had been shown, nor did the court seem to
anticipate that the parties would return to court following the
administrative proceedings. Indeed, it may be that the court
treated the joint request for remand as a voluntary dismissal under
Fed.Rule Civ.Proc. 41(a), although the parties did not file a
signed stipulation, as required by the Rule. Because the record
before us does not clearly indicate what the District Court
intended by its disposition, we vacate the judgment and remand the
matter to enable the District Court to clarify its order. If
petitioner is correct that the court remanded the case under
sentence six, the Secretary must return to District Court, at which
time the court will enter a final judgment. Petitioner will be
entitled to EAJA fees unless the Secretary's initial position was
substantially justified, a question which was not addressed by the
Court of Appeals. If, on the other hand, this was not a sentence
six remand, it may be that petitioner is not entitled to EAJA fees
at all. For
Page 501 U. S. 103
example, if the court's order was, in effect, a dismissal under
Fed.Rule Civ.Proc. 41(a), the District Court's jurisdiction over
the case would have ended at that point, and petitioner would not
have been a prevailing party "in [a] civil action." 28 U.S.C. §
2412(d)(1)(A). Under those circumstances, the Secretary would not
return to the District Court and petitioner would not be eligible
to receive EAJA fees.
IV
At oral argument, the parties discussed the timeliness of
petitioner's fee application. EAJA requires prevailing parties
seeking an award of fees to file with the court, "
within thirty
days of final judgment in the action," an application for fees
and other expenses. § 2412(d)(1)(B) (emphasis added). Petitioner
claims that this language permits him to apply for fees at any time
up to 30 days after entry of judgment, and even before judgment is
entered, as long as he has achieved prevailing party status. Tr. of
Oral Arg. 16-18.
This case is not an appropriate vehicle for resolving the issue.
If petitioner is correct that this was a sentence six remand, the
District Court may determine that the application he has already
filed is sufficient. Alternatively, petitioner can easily reapply
for EAJA fees following the District Court's entry of a final
judgment. In either case, petitioner will not be prejudiced by
having filed prematurely. On the other hand, if this was not a
sentence six remand, we have already explained that petitioner
would not be entitled to fees, so the timeliness of the application
will not be an issue.
The judgment of the Ninth Circuit Court of Appeals is vacated,
and the case is remanded to the Court of Appeals with instructions
to remand to the District Court for further proceedings consistent
with this opinion.
It is so ordered.
[
Footnote 1]
Sentence six of § 405(g) provides in full:
"The court may, on motion of the Secretary made for good cause
shown before he files his answer, remand the case to the Secretary
for further action by the Secretary, and it may at any time order
additional evidence to be taken before the Secretary, but only upon
a showing that there is new evidence which is material and that
there is good cause for the failure to incorporate such evidence
into the record in a prior proceeding; and the Secretary shall,
after the case is remanded, and after hearing such additional
evidence if so ordered, modify or affirm his findings of fact or
his decision, or both, and shall file with the court any such
additional and modified findings of fact and decision, and a
transcript of the additional record and testimony upon which his
action in modifying or affirming was based."
[
Footnote 2]
Sentence six also authorizes the District Court to remand on
motion by the Secretary made before the Secretary has filed a
response in the action. That subcategory of sentence six remands is
not implicated in this case.