A husband and wife (hereinafter respondents) filed a complaint
in a Pennsylvania state court against petitioners, the husband's
former employer and his former supervisor, alleging a single
federal law age discrimination claim and a number of state law
claims, all arising from the husband's discharge by petitioners.
After petitioners removed the case to Federal District Court under
28 U.S.C. § 1441(a), the court granted respondents' motion to amend
their complaint to delete the age discrimination allegations and
their motion to remand the suit to state court on the ground that
such amendment eliminated their sole federal law claim, which had
provided the basis for removal in the first place. The Court of
Appeals denied petitioners' application for a writ of mandamus.
Held: A federal district court has discretion under the
doctrine of pendent jurisdiction to remand to state court a removed
case upon a proper determination that retaining jurisdiction over
the case would be inappropriate. Where, as here, all federal law
claims in the action have been eliminated and only pendent state
law claims remain, the district court has a powerful reason to
choose not to continue to exercise jurisdiction. A wide discretion
to remand rather than to dismiss will enable district courts to
deal with appropriate cases involving pendent claims in the manner
that best serves the principles of judicial economy, procedural
convenience, fairness to litigants, and comity to the States which
underlie the pendent jurisdiction doctrine. For example, a remand
generally will be preferable to dismissal when the statute of
limitations on the plaintiff's state law claims has expired before
the federal court has determined that it should relinquish
jurisdiction. Even when the applicable statute of limitations has
not expired, a remand may best promote the aforesaid principles, in
light of the increased expense and time involved in enforcing state
law that dismissal would entail. The fact that the federal removal
statute, 28 U.S.C. §§ 1441-1451, explicitly authorizes remand in
only two situations inapplicable to this case does not mean that
Congress intended to preclude remands of removed cases involving
pendent claims. Given that the statute's silence does not negate
the courts' undoubted power to dismiss such cases, that silence
cannot be
Page 484 U. S. 344
read to negate the power to remand them. Indeed, § 1441(c),
which gives district courts discretionary power either to
adjudicate or to remand otherwise nonremovable "separate and
independent" claims that have been joined with a removable claim,
strongly suggests that, had Congress decided to address the proper
disposition of removed cases involving pendent claims, it would
have authorized their remand. The statement in
Thermtron
Products, Inc. v. Hermansdorfer, 423 U.
S. 336, that a case may not be remanded on a ground not
specified in the removal statute applies only to situations in
which the district court has no authority to decline to hear the
removed case, and not to cases like the present, in which the
district court has undoubted discretion to decline to exercise
jurisdiction. The fact that, under the rule announced in this case,
a plaintiff might attempt to manipulate the forum by deleting
federal law claims and requesting remand is a concern which should
be considered by the district court in deciding whether to remand,
but hardly justifies a categorical prohibition on the remand of all
cases involving pendent state law claims. Pp.
484 U. S.
348-357.
Affirmed.
MARSHALL, J., delivered the opinion of the Court, in which
BRENNAN, BLACKMUN, STEVENS, and O'CONNOR, JJ., joined. WHITE, J.,
filed a dissenting opinion, in which REHNQUIST, C.J., and SCALIA,
J., joined,
post p.
484 U. S.
358.
Page 484 U. S. 345
JUSTICE MARSHALL delivered the opinion of the Court.
The question before us is whether a federal district court has
discretion under the doctrine of pendent jurisdiction to remand a
properly removed case to state court when all federal law claims in
the action have been eliminated and only pendent state law claims
remain.
I
Respondents, William and Carrie Boyle, commenced this action by
filing a complaint against petitioners, Carnegie-Mellon University
(CMU) and John Kordesich, in the Court of Common Pleas of Allegheny
County, Pennsylvania. CMU is William Boyle's former employer;
Kordesich is William Boyle's former supervisor. In the complaint,
William Boyle charged CMU with violation of federal and state age
discrimination laws, wrongful discharge, breach of contract,
intentional infliction of emotional distress, defamation, and
misrepresentation. He stated many of the same claims, as well as
tortious interference with a contractual relationship, against
Kordesich. Carrie Boyle claimed that these alleged wrongs had
caused her to suffer a loss of consortium, loss of companionship,
and loss of her husband's household services. All of respondents'
claims arose from CMU's discharge of William Boyle.
Petitioners removed the case from state court to the United
States District Court for the Western District of Pennsylvania
under 28 U.S.C. § 1441(a), which allows a defendant to remove an
action that falls within the original jurisdiction of the federal
district courts. [
Footnote 1]
Petitioners stated that the entire lawsuit fell within the original
jurisdiction,
Page 484 U. S. 346
and hence within the removal jurisdiction, of the District Court
because the complaint stated a claim arising under the Age
Discrimination in Employment Act of 1967, 81 Stat. 602, as amended,
29 U.S.C. §§ 621-634, and the state law claims in the complaint
were pendent to this federal law claim. Respondents did not contest
the removal.
Six months later, respondents moved to amend their complaint to
delete the allegations of age discrimination and defamation and the
request for damages for loss of consortium. In this motion,
respondents stated that they now believed these claims were not
tenable. At the same time, respondents filed a motion, conditional
upon amendment of the complaint, to remand the suit to state court.
Respondents noted that the amendment would eliminate their sole
federal law claim, which had provided the basis for removal of the
case, and argued that a remand to state court was appropriate in
these circumstances.
After granting the motion to amend, the District Court remanded
the remaining claims to the state court in which respondents
initially had filed the action.
Boyle v. Carnegie-Mellon
University, Civ. Action No. 84-2285 (Oct. 10, 1985). In its
opinion, the District Court first examined whether any provision of
the federal removal statute, 28 U.S.C. §§ 1441-1451, supported a
remand. The court noted that two sections of the statute authorize
district courts to remand after removal. Under 28 U.S.C. § 1447(c),
a court shall remand any case that "was removed improvidently and
without jurisdiction"; [
Footnote
2] under 28 U.S.C. § 1441(c), a court may remand any claim that
is both independently nonremovable and "separate and independent"
of the claim providing the basis for
Page 484 U. S. 347
removal of the case. [
Footnote
3] The court held that § 1447(c) did not apply, because the
removal was jurisdictionally proper, and that § 1441(c) did not
apply, because the remaining state law claims in the case, although
independently nonremovable, were pendent to, rather than separate
and independent of, the federal law claim that had provided the
basis for removal. The District Court then stated that, in
Thermtron Products, Inc. v. Hermansdorfer, 423 U.
S. 336 (1976), this Court had suggested that a district
court could not remand a removed case or claim without specific
statutory authorization. The District Court noted, however, that a
number of appellate decisions since
Thermtron had approved
the remand of removed pendent state law claims when the federal law
claim providing the basis for removal had been eliminated from the
suit. The court found these later decisions persuasive, and
consequently opted to remand respondents' remaining state law
claims.
Petitioners filed a petition for writ of mandamus with the
United States Court of Appeals for the Third Circuit, and a divided
panel granted the petition. [
Footnote 4] 41 FEP Cases 1046 (1986). Both the majority
and the dissent agreed with the District Court's conclusion that
neither § 1447(c) nor § 1441(c) authorized a remand in this case.
The majority, after noting a division among the Circuits on the
question, held that, under
Thermtron, this absence of
statutory authorization precluded the District Court from ordering
a remand. The dissent
Page 484 U. S. 348
countered that Thermtron's admonition against remanding removed
cases to state court without specific statutory authorization did
not extend to cases involving pendent jurisdiction. The dissent
noted that, under the pendent jurisdiction doctrine, a district
court has discretion to dismiss without prejudice cases involving
pendent claims, and argued that fairness, efficiency, comity, and
common sense supported the authority of removal courts to remand
such cases as well.
The Court of Appeals granted respondents' petition for rehearing
en banc and vacated the panel opinions and writ of mandamus. 41 FEP
Cases 1888 (1986). After the rehearing, the en banc court divided
evenly on the question whether the District Court had authority to
remand respondents' case to state court. Civ.Action No. 85-3619
(Nov. 24j 1986). Accordingly, the court issued an order denying
petitioners' application for a writ of mandamus. This order
effectively left undisturbed the remand of respondents' case.
We granted certiorari, 479 U.S. 1083 (1987), to resolve the
split among the Circuits as to whether a district court has
discretion to remand a removed case to state court when all federal
law claims have dropped out of the action and only pendent state
law claims remain. [
Footnote 5]
We now affirm.
II
The modern doctrine of pendent jurisdiction stems from this
Court's decision in
Mine Workers v. Gibbs, 383 U.
S. 715 (1966). Prior to
Gibbs, this Court had
recognized that considerations of judicial economy and procedural
convenience justified the recognition of power in the federal
courts to decide certain state law claims involved in cases raising
federal
Page 484 U. S. 349
questions.
See Hurn v. Oursler, 289 U.
S. 238,
289 U. S.
243-247 (1933). The test for determining when a federal
court had jurisdiction over such state law claims was murky,
however, and the lower courts experienced considerable difficulty
in applying it. [
Footnote 6] In
Gibbs, the Court responded to this confusion, and the
resulting hesitancy of federal courts to recognize jurisdiction
over state law claims, by establishing a new yardstick for deciding
whether a federal court has jurisdiction over a state law claim
brought in a case that also involves a federal question. The Court
stated that a federal court has jurisdiction over an entire action,
including state law claims, whenever the federal law claims and
state law claims in the case "derive from a common nucleus of
operative fact" and are "such that [a plaintiff] would ordinarily
be expected to try them all in one judicial proceeding." 383 U.S.
at
383 U. S. 725.
The Court intended this standard not only to clarify, but also to
broaden, the scope of federal pendent jurisdiction.
See
ibid. (stating that the prior approach, at least as applied by
lower courts, was "unnecessarily grudging"). According to
Gibbs, "considerations of judicial economy, convenience
and fairness to litigants" support a wide-ranging power in the
federal courts to decide state law claims in cases that also
present federal questions.
Id. at
383 U. S.
726.
At the same time, however,
Gibbs drew a distinction
between the power of a federal court to hear state law claims and
the discretionary exercise of that power. The
Gibbs Court
recognized that a federal court's determination of
Page 484 U. S. 350
state law claims could conflict with the principle of comity to
the States and with the promotion of justice between the litigating
parties. For this reason,
Gibbs emphasized that "pendent
jurisdiction is a doctrine of discretion, not of plaintiff's
right."
Ibid. Under
Gibbs, a federal court should
consider and weigh in each case, and at every stage of the
litigation, the values of judicial economy, convenience, fairness,
and comity in order to decide whether to exercise jurisdiction over
a case brought in that court involving pendent state law claims.
When the balance of these factors indicates that a case properly
belongs in state court, as when the federal law claims have dropped
out of the lawsuit in its early stages and only state law claims
remain, [
Footnote 7] the
federal court should decline the exercise of jurisdiction by
dismissing the case without prejudice.
Id. at
383 U. S.
726-727. As articulated by
Gibbs, the doctrine
of pendent jurisdiction thus is a doctrine of flexibility, designed
to allow courts to deal with cases involving pendent claims in the
manner that most sensibly accommodates a range of concerns and
values.
In the case before us, respondents' complaint stated a single
federal law claim and a number of state law claims. The state law
claims fell within the jurisdiction of the District Court to which
the action was removed because they derived
Page 484 U. S. 351
from the same nucleus of operative fact as the federal law
claim: CMU's dismissal of William Boyle. Under the pendent
jurisdiction doctrine set forth in
Gibbs, however, the
District Court had to consider throughout the litigation whether to
exercise its jurisdiction over the case. When the single federal
law claim in the action was eliminated at an early stage of the
litigation, the District Court had a powerful reason to choose not
to continue to exercise jurisdiction. The question that this case
presents is whether the District Court could relinquish
jurisdiction over the case only by dismissing it without prejudice,
or whether the District Court could relinquish jurisdiction over
the case by remanding it to state court as well.
This Court's crafting of the pendent jurisdiction doctrine in
Gibbs strongly supports the conclusion that, when a
district court may relinquish jurisdiction over a removed case
involving pendent claims, the court has discretion to remand the
case to state court.
Gibbs itself does not directly
address this issue; because the plaintiff in
Gibbs filed
his suit in federal court, remand was not an option in the case,
and the Court spoke only of dismissal. But
Gibbs
establishes that the pendent jurisdiction doctrine is designed to
enable courts to handle cases involving state law claims in the way
that will best accommodate the values of economy, convenience,
fairness, and comity, and
Gibbs further establishes that
the Judicial Branch is to shape and apply the doctrine in that
light. Because, in some circumstances, a remand of a removed case
involving pendent claims will better accommodate these values than
will dismissal of the case, the animating principle behind the
pendent jurisdiction doctrine supports giving a district court
discretion to remand when the exercise of pendent jurisdiction is
inappropriate.
As many lower courts have noted, [
Footnote 8] a remand generally will be preferable to a
dismissal when the statute of limitations on
Page 484 U. S. 352
the plaintiff's state law claims has expired before the federal
court has determined that it should relinquish jurisdiction over
the case. In such a case, a dismissal will foreclose the plaintiff
from litigating his claims. This consequence may work injustice to
the plaintiff: although he has brought his suit in timely manner,
he is time-barred from pressing his case. [
Footnote 9] Equally important, and more easily
overlooked, the foreclosure of the state law claims may conflict
with the principle of comity to States. The preclusion of valid
state law claims initially brought in timely manner in state court
undermines the State's interest in enforcing its law. The operation
of state statutes of limitations thus provides a potent reason for
giving federal district courts discretion to remand, as well as to
dismiss, removed pendent claims. [
Footnote 10]
Page 484 U. S. 353
Even when the applicable statute of limitations has not expired,
a remand may best promote the values of economy, convenience,
fairness, and comity. Both litigants and States have an interest in
the prompt and efficient resolution of controversies based on state
law. Any time a district court dismisses, rather than remands, a
removed case involving pendent claims, the parties will have to
refile their papers in state court, at some expense of time and
money. Moreover, the state court will have to reprocess the case,
and this procedure will involve similar costs. Dismissal of the
claim therefore will increase both the expense and the time
involved in enforcing state law. Under the analysis set forth in
Gibbs, this consequence, even taken alone, provides good
reason to grant federal courts wide discretion to remand cases
involving pendent claims when the exercise of pendent jurisdiction
over such cases would be inappropriate.
Petitioners argue that the federal removal statute prohibits a
district court from remanding properly removed cases involving
pendent claims. This argument is based not on the language of
Congress, but on its silence. Petitioners note that the removal
statute explicitly authorizes remands in two situations. By failing
similarly to provide for remands of removed cases involving pendent
claims, petitioners assert, Congress intended to preclude district
courts from remanding such cases.
Page 484 U. S. 354
We cannot accept petitioners' reasoning. We do not dispute that
Congress could set a limitation of this kind on the federal courts'
administration of the doctrine of pendent jurisdiction. But
Congress has not done so, expressly or otherwise, in the removal
statute. The principal flaw in petitioners' argument is that it
fails to recognize that the removal statute does not address
specifically
any aspect of a district court's power to
dispose of pendent state law claims after removal: just as the
statute makes no reference to a district court's power to remand
pendent claims, so too the statute makes no reference to a district
court's power to dismiss them. Yet petitioners concede, as they
must, that a federal court has discretion to dismiss a removed case
involving pendent claims. Given that Congress' silence in the
removal statute does not negate the power to dismiss such cases,
that silence cannot sensibly be read to negate the power to remand
them.
Indeed, one section of the removal statute strongly suggests
that, had Congress decided to address the proper disposition of
removed cases involving pendent claims, Congress would have
authorized the district courts to remand them. In 28 U.S.C. §
1441(c), Congress dealt with the situation in which a claim that
would be removable if sued upon alone is joined with one or more
"separate and independent" claims that are not themselves
removable. The section provides that the entire case may be
removed, and that the district court, in its discretion, may either
adjudicate all claims in the suit or remand the independently
nonremovable claims.
See n. 3,
supra. This
section is not directly applicable to suits involving pendent
claims, because pendent claims are not "separate and independent"
within the meaning of the removal statute.
See American Fire
& Casualty Co. v. Finn, 341 U. S. 6,
341 U. S. 12-14
(1951) (interpreting the "separate and independent" clause). The
section, however, clearly manifests a belief that, when a court has
discretionary jurisdiction over a removed state law claim and the
court chooses not to exercise
Page 484 U. S. 355
its jurisdiction, remand is an appropriate alternative. Thus,
the removal statute, far from precluding district courts from
remanding pendent state law claims, actually supports such
authority. [
Footnote 11]
As petitioners point out, this Court's opinion in
Thermtron
Products, Inc. v. Hermansdorfer, 423 U.
S. 336 (1976), contains some language that could be read
to support the opposite conclusion. In
Thermtron, a
District Court remanded a properly removed case to state court on
the ground that the federal docket was overcrowded. This Court held
that the remand was improper. In so doing, the Court stated several
times that a district court may not remand a case to a state court
on a ground not specified in the removal statute.
See id.
at
423 U. S. 345.
See also id. at
423 U. S. 345,
n. 9 ("Lower federal courts have uniformly held that cases properly
removed from state to federal court within the federal court's
jurisdiction may not be remanded for discretionary reasons not
authorized by the controlling statute");
id. at
423 U. S. 351
("[W]e are not convinced that Congress ever intended to extend
carte blanche authority to the district courts to revise
the federal statutes governing removal by remanding cases on
grounds that seem justifiable to them but which are not recognized
by the controlling statute"). Petitioners, again noting that the
removal statute does not explicitly authorize the remand of cases
involving pendent state law claims, argue that
Thermtron
thus compels a holding that such remands are impermissible.
The language from
Thermtron that petitioners cite,
viewed in isolation, is admittedly far-reaching, but it loses
controlling force when read against the circumstances of that case.
The
Page 484 U. S. 356
Thermtron decision was a response to a clearly
impermissible remand, of a kind very different from that at issue
here. In
Thermtron, the District Court had no authority to
decline to hear the removed case. The court had diversity
jurisdiction over the case, which is not discretionary. Thus, the
District Court could not properly have eliminated the case from its
docket, whether by a remand or by a dismissal. In contrast, when a
removed case involves pendent state law claims, a district court
has undoubted discretion to decline to hear the case. The only
remaining issue is whether the district court may decline
jurisdiction through a remand, as well as through a dismissal. The
Thermtron opinion itself recognized this distinction by
stating that federal courts have no greater power to remand cases
because of an overcrowded docket than they have to dismiss cases on
that ground.
Id. at
423 U. S. 344.
The implication of this statement, which is confirmed by common
sense, is that an entirely different situation is presented when
the district court has clear power to decline to exercise
jurisdiction.
Thermtron therefore does not control the
decision in this case. [
Footnote
12]
Page 484 U. S. 357
Petitioners also argue that giving district courts discretion to
remand cases involving pendent state law claims will allow
plaintiffs to secure a state forum through the use of manipulative
tactics. Petitioners' concern appears to be that a plaintiff whose
suit has been removed to federal court will be able to regain a
state forum simply by deleting all federal law claims from the
complaint and requesting that the district court remand the case.
Brief for Petitioners 18-20. This concern, however, hardly
justifies a categorical prohibition on the remand of cases
involving state law claims regardless of whether the plaintiff has
attempted to manipulate the forum and regardless of the other
circumstances in the case. A district court can consider whether
the plaintiff has engaged in any manipulative tactics when it
decides whether to remand a case. If the plaintiff has attempted to
manipulate the forum, the court should take this behavior into
account in determining whether the balance of factors to be
considered under the pendent jurisdiction doctrine support a remand
in the case. The district courts thus can guard against forum
manipulation without a blanket rule that would prohibit the remand
of all cases involving pendent state law claims.
We conclude that a district court has discretion to remand to
state court a removed case involving pendent claims upon a proper
determination that retaining jurisdiction over the case would be
inappropriate. The discretion to remand enables district courts to
deal with cases involving pendent claims in the manner that best
serves the principles of economy, convenience, fairness, and comity
which underlie the pendent jurisdiction doctrine. Such discretion
is precluded neither by the removal statute nor by our decision in
Thermtron. We therefore affirm the decision below denying
the petition for a writ of mandamus.
It is so ordered.
Page 484 U. S. 358
[
Footnote 1]
Section 1441(a) provides:
"Except as otherwise expressly provided by Act of Congress, any
civil action brought in a State court of which the district courts
of the United States have original jurisdiction, may be removed by
the defendant or the defendants, to the district court of the
United States for the district and division embracing the place
where such action is pending."
[
Footnote 2]
Section 1447(c) provides,in pertinent part:
"If at any time before final judgment it appears that the case
was removed improvidently and without jurisdiction,the district
court shall remand the case, and may order the payment of just
costs."
[
Footnote 3]
Section 1441(c) provides:
"Whenever a separate and independent claim or cause of action,
which would be removable if sued upon alone, is joined with one or
more otherwise non-removable claims or causes of action, the entire
case may be removed and the district court may determine all issues
therein, or, in its discretion, may remand all matters not
otherwise within its original jurisdiction."
[
Footnote 4]
Petitioners also appealed the District Court's decision. The
Court of Appeals, however, dismissed the appeal on the ground that
28 U.S.C. § 1447(d) bars appeals from remands to state courts with
a single exception not applicable to this case.
[
Footnote 5]
Compare In re Romulus Community Schools, 729 F.2d 431
(CA6 1984),
Fox v. Custis, 712 F.2d 84 (CA4 1983), and
Hofbauer v. Northwestern National Bank of Rochester, 700
F.2d 1197 (CA8 1983) (approving remand of remaining pendent state
law claims when all federal claims were eliminated from case),
with Cook v. Weber, 698 F.2d 907 (CA7 1983), and
In re
Greyhound Lines, Inc., 598 F.2d 883 (CA5 1979) (disapproving
such remands).
[
Footnote 6]
The test established in
Hurn v. Oursler provided that,
if a plaintiff presented "two distinct grounds," one state and one
federal, "in support of a single cause of action," the federal
court had jurisdiction over the entire action, but that, if the
plaintiff's assertions amounted to "two separate and distinct
causes of action," the federal court had jurisdiction only over the
federal "cause of action." 289 U.S. at
289 U. S. 246.
The difficulty with this test, as many commentators noted, was that
it centered on the inherently elusive concept of a "cause of
action."
See, e.g., Shulman & Jaegerman, Some
Jurisdictional Limitations on Federal Procedure, 45 Yale L.J. 393,
397-410 (1936).
[
Footnote 7]
In
Gibbs, the Court stated that, "if the federal claims
are dismissed before trial, . . . the state claims should be
dismissed as well." 383 U.S. at
383 U. S. 726.
More recently, we have made clear that this statement does not
establish a mandatory rule to be applied inflexibly in all cases.
See Rosado v. Wyman, 397 U. S. 397,
397 U. S.
403-405 (1970). The statement simply recognizes that in
the usual case in which all federal law claims are eliminated
before trial, the balance of factors to be considered under the
pendent jurisdiction doctrine -- judicial economy, convenience,
fairness, and comity -- will point toward declining to exercise
jurisdiction over the remaining state law claims.
The Court in
Gibbs also indicated that these factors
usually will favor a decision to relinquish jurisdiction when
"state issues substantially predominate, whether in terms of
proof, of the scope of the issues raised, or of the
comprehensiveness of the remedy sought."
383 U.S. at
383 U. S.
726.
[
Footnote 8]
See, e.g., In re Romulus Community Schools, 729 F.2d at
439;
Kaib v. Pennzoil Co., 545
F. Supp. 1267, 1271 (WD Pa.1982).
[
Footnote 9]
Moreover, if a plaintiff bringing suit in state court knows
that, notwithstanding the expiration of a statute of limitations, a
federal court to which a case is removed must dismiss the case upon
deciding that the exercise of pendent jurisdiction would be
inappropriate, the plaintiff may well decline to allege any federal
law claims. By forgoing all federal law claims, the plaintiff can
insulate himself from the risk that the combination of removal,
dismissal under the pendent jurisdiction doctrine, and the
expiration of a statute of limitations will foreclose him from
litigating his state law claims. Such protection will appear
especially attractive to a plaintiff who has any doubt about the
validity of his federal law claims, because he will know that, if
the district court dismisses these claims on the merits prior to
trial, the court may well decide that the rest of the case is
unsuitable for resolution in a federal court, and therefore dismiss
the remaining claims. Thus, a rule that would require federal
courts to dismiss a removed case that is not suitable for
resolution in a federal court would operate not only to foreclose
some plaintiffs from litigating their state law claims, but also to
chill other plaintiffs from bringing their federal law claims.
[
Footnote 10]
Petitioners argue that the federal courts do not need discretion
to remand, because they can retain jurisdiction over any case in
which the statute of limitations has expired.
See Brief
for Petitioners 20. At least one Court of Appeals has made the
identical argument.
See Cook v. Weber, 698 F.2d at 909.
This solution to the problem of an expired statute of limitations,
however, is far from satisfying. Under petitioners' suggested
approach, district courts would retain jurisdiction over cases
that, apart from the statute-of-limitations concern, properly
belong in state courts. There is no reason to compel or encourage
district courts to retain jurisdiction over such cases when the
alternative of a remand is readily available.
In similar vein, the dissent argues that federal courts do not
need discretion to remand, because some States have saving clauses
that alleviate the statute-of-limitations problem arising from the
dismissal of cases. But the existence of such clauses in some
States, while diminishing the reason for remand in particular
cases, hardly reverses our general conclusion that the balance of
factors to be weighed under
Gibbs, considered in light of
the range of state statutes of limitations, supports giving federal
district courts the authority to remand cases involving pendent
claims.
[
Footnote 11]
The dissent's claim that our decision renders superfluous the
two provisions of the removal statute that authorize remands is
unjustified. The remand power that we recognize today derives from
the doctrine of pendent jurisdiction, and applies only to cases
involving pendent claims. Sections 1441(c) and 1447(c), as the
dissent recognizes, do not apply to cases over which a federal
court has pendent jurisdiction. Thus, the remand authority
conferred by the removal statute and the remand authority conferred
by the doctrine of pendent jurisdiction overlap not at all.
[
Footnote 12]
The dissent's reliance on
St. Paul Mercury Indemnity Co. v.
Red Cab Co., 303 U. S. 283
(1938), is misplaced for a similar reason. In
St. Paul,
the defendant removed a diversity case to federal court, and the
plaintiff later reduced the amount of damages claimed to a figure
below the jurisdictional amount. The District Court remanded the
case to state court, but this Court held that the remand was
impermissible. The Court stated that "events occurring subsequent
to removal which reduce the amount recoverable . . . do not oust
the district court's [diversity] jurisdiction."
Id. at
303 U. S. 293.
The Court then held that, because the District Court continued to
have diversity jurisdiction over the case, the court could not
relinquish the case, whether through a dismissal or through a
remand.
See id. at
303 U. S. 296.
The argument cited by the dissent, focusing on forum manipulation
concerns, provided an auxiliary policy consideration supporting the
Court's determination that the District Court's remand was
inappropriate. We agree that forum manipulation concerns are
legitimate and serious.
See infra at
484 U. S. 357.
We do not think, however, that
St. Paul fairly, or even
plausibly, can be read to suggest that these concerns necessitate a
blanket prohibition on remands when the federal district court's
jurisdiction over a case is inherently discretionary.
JUSTICE WHITE, with whom THE CHIEF JUSTICE and JUSTICE SCALIA
join, dissenting.
The Court today discovers an inherent power in the federal
judiciary to remand properly removed cases to state court for
reasons of "economy, convenience, fairness, and comity."
Ante at
484 U. S. 351.
Because I continue to believe that cases may be remanded only for
reasons authorized by statute,
see Thermtron Products, Inc. v.
Hermansdorfer, 423 U. S. 336,
423 U. S. 342
(1976), I dissent.
I
Respondents William and Carrie Boyle brought suit in
Pennsylvania state court against William Boyle's former employer
and supervisor, petitioners Carnegie-Mellon University and William
Kordesich, stating claims under both state law and the federal Age
Discrimination in Employment Act (ADEA), 29 U.S.C. § 626(c)(1). The
case was removed to the United States District Court for the
Western District of Pennsylvania pursuant to 28 U.S.C. § 1441 on
the basis of the federal ADEA claim. The Boyles did not contest the
removal or move to remand at that time.
After some six months of discovery, the Boyles moved to delete
their age discrimination claim and to remand the case to state
court, explaining that their age discrimination claim had proved to
be "not tenable. " Apparently, the Boyles had only then discovered
that their failure to file a timely age discrimination charge with
a federal or state agency precluded them from asserting a claim
under the ADEA.
See 29 U.S.C. §§ 626(d), 633(b). Counsel
for the Boyles explained before this Court that his principal
reason for seeking the remand was to avoid a prompt trial on the
state claims. Tr. of Oral Arg. 28-29. He perceived that the
opportunities for extracting a favorable settlement from
Carnegie-Mellon would be greater if the case were remanded, because
the state court dockets in Allegheny County were considerably more
congested than the federal court dockets in the Western District of
Pennsylvania.
Page 484 U. S. 359
The Federal District Court granted the Boyles' motions to amend
and to remand. The court recognized that neither 28 U.S.C. §
1447(c) nor 28 U.S.C. § 1441(c), the two statutory provisions
authorizing remand, was applicable in this case. The court
nonetheless held that, because it could dismiss an action from
which all federal claims had been deleted,
see Mine Workers v.
Gibbs, 383 U. S. 715,
383 U. S.
725-727 (1966), it could also remand such an action to
state court.
Carnegie-Mellon then petitioned for a writ of mandamus from the
Court of Appeals for the Third Circuit. A divided panel granted the
petition and directed the District Court to vacate its remand
order. The panel concluded that the District Court was foreclosed
by this Court's decision in
Thermtron from remanding cases
to state courts for reasons not specified in a federal statute.
The Court of Appeals reheard the matter en banc. An equally
divided court denied Carnegie-Mellon's petition for a writ of
mandamus.
II
This Court has now affirmed. The Court holds that the pendent
jurisdiction doctrine set forth in
Gibbs allows federal
judges to remand a properly removed case to state court whenever
all federal claims have been deleted. There is no statutory basis
for this holding. But the Court discovers an inherent authority to
remand whenever a federal judge decides that "the values of
economy, convenience, fairness, and comity" would thereby be
served. This result is inconsistent with Congress' understanding of
the federal courts' remand authority, as well as with the
precedents of this Court.
Congress has enacted two statutory provisions governing remands
from federal court to state court: 28 U.S.C. § 1447(c), which
requires the remand of cases removed "improvidently and without
jurisdiction," and 28 U.S.C. § 1441 (c), which permits the remand
of "separate and independent" claims that are "not otherwise within
[the district court's] original jurisdiction." The latter provision
does not apply to
Page 484 U. S. 360
pendent claims such as those asserted here. There would have
been little reason for Congress to have enacted either § 1447(c) or
§ 1441(c) had Congress perceived the federal courts to possess an
inherent authority to remand claims that might better be decided by
the state courts. The Court thus renders § 1441(c) wholly
superfluous, in contravention of the prevailing rule that courts
"should not and do not suppose that Congress intended to enact
unnecessary statutes."
Jackson v. Kelly, 557 F.2d 735, 740
(CA10 1977) (en banc);
see also United States v. Menasche,
348 U. S. 528,
348 U. S.
538-539 (1955);
Sutton v. United States, 819
F.2d 1289, 1295 (CA5 1987) (citing
United States v. American
Trucking Assns., Inc., 310 U. S. 534
(1940));
Ziegler Coal Co. v. Kleppe, 175 U.S.App.D.C. 371,
379, 536 F.2d 398, 406 (1976).
The Court rejects the foregoing argument on the ground that
Congress has provided no express statutory authority for the
dismissal of pendent claims.
See ante at
484 U. S. 354.
This ignores the very different origins of the power to dismiss and
the power to remand. Courts have historically possessed an inherent
power to dismiss suits for discretionary reasons such as failure to
prosecute.
See, e.g., Link v. Wabash R. Co., 370 U.
S. 626,
370 U. S.
629-631 (1962). The courts have not heretofore been
recognized to possess any inherent power to remand. [
Footnote 2/1]
In
Thermtron, we held that a Federal District Judge had
exceeded his authority in remanding a properly removed diversity
action "on grounds not permitted by the controlling statute," 423
U.S. at
423 U. S. 345,
namely, that the case would be adjudicated more quickly in state
court than in federal court. In support of this holding, we
observed that
"[l]ower federal courts have uniformly held that cases properly
removed from
Page 484 U. S. 361
state to federal court within the federal court's jurisdiction
may not be remanded for discretionary reasons not authorized by the
controlling statute."
Id. at
423 U. S. 345,
n. 9 (citing
Romero v. ITE Imperial Corp., 332 F.
Supp. 523,
526 (PR
1971);
Isbrandtsen Co. v. District 2, Marine Engineers
Beneficial Assn., 256 F. Supp.
68, 77 (EDNY 1966);
Davis v. Joyner, 240 F.
Supp. 689, 690 (EDNC 1964);
Vann v.
Jackson, 165 F.
Supp. 377, 381 (EDNC 1958)). Moreover, in holding that a remand
on grounds not specified in the statute was reviewable on mandamus
notwithstanding the prohibition on appellate review of remand
orders contained in 28 U.S.C. § 1447(d), we expressed skepticism
that
Congress ever intended to extend carte blanche
authority to the district courts to revise the federal statutes
governing removal by remanding cases on grounds that seem
justifiable to them, but which are not recognized by the
controlling statute.
423 U.S. at
423 U. S. 351.
Nevertheless, the Court itself grants the district courts virtual
carte blanche to remand pendent claims for the amorphous
reasons of "economy, convenience, fairness, and comity" that may
seem justifiable to the majority but that have not been recognized
by Congress. This action cannot be reconciled with the holding in
Thermtron that cases cannot be remanded for nonstatutory
reasons.
The decision today is also difficult to reconcile with
St.
Paul Mercury Indemnity Co. v. Red Cab Co., 303 U.
S. 283 (1938), which held that a properly removed
diversity action should not have been remanded to state court when
the damages at issue later appeared to be less than the
jurisdictional amount. In concluding that the status of the case at
the time of removal was controlling, the Court reasoned:
"If the plaintiff could, no matter how
bona fide his
original claim in the state court, reduce the amount of his demand
to defeat federal jurisdiction the defendant's supposed statutory
right of removal would be subject to
Page 484 U. S. 362
the plaintiff's caprice. The claim, whether well or ill-founded
in fact, fixes the right of the defendant to remove, and the
plaintiff ought not to be able to defeat that right and bring the
cause back to the state court at his election."
Id. at
303 U. S. 294.
To permit a plaintiff to "bring the cause back to the state court
at his election" by voluntarily dismissing his federal claims, as
the Court does today, will likewise subject "the defendant's
supposed statutory right of removal . . . to the plaintiff's
caprice." The Court has thereby provided a new tactical weapon to
plaintiffs like the Boyles who may be less interested in securing a
prompt trial on the merits than in causing the litigation to become
so burdensome to the defendants that they will accede to a
favorable settlement.
Nothing in
Gibbs justifies the result reached today.
The majority acknowledges that no "direc[t]" authority for today's
holding can be found in
Gibbs, which involved an action
that had been filed initially in federal court.
See ante
at
484 U. S. 351.
The
Gibbs opinion did not even suggest any inherent power
in the federal courts to remand pendent claims rather than to
retain such claims or to dismiss them without prejudice. And no
case here either before or after
Gibbs provides any
stronger support for today's holding.
The Court's decision has the peculiar result of treating
plaintiffs who bring suit in federal court less favorably than
plaintiffs who bring suit in state court. If the Boyles had
commenced this suit in federal court and their federal claims were
later dismissed, the Federal District Judge could only have
dismissed the remaining pendent claims or decided those claims
himself. Because the Boyles instead commenced this suit in state
court, however, the District Judge had the additional option of
ordering a remand. The principal advantage to plaintiffs of this
third option is that their state claims are less likely to be
dismissed as time-barred.
Page 484 U. S. 363
Accordingly, plaintiffs with claims arising under both federal
and state law now will be encouraged to bring suit in state court,
even when the state courts are as overburdened as those in
Allegheny County are alleged to be, rather than in the federal
courts that have been described as the "primary guardians" of
federal rights.
Steffel v. Thompson, 415 U.
S. 452,
415 U. S. 463
(1974). In addition, defendants who are able to afford the costs
and delays associated with a one-way trip to federal court, but not
the additional costs and delays associated with a round-trip, may
now be discouraged from exercising their statutory right to removal
in cases involving both federal and state claims. [
Footnote 2/2]
There is some incongruity in the Court's invocation of
federal-state "comity" in support of a holding whose principal
effect will be to relieve plaintiffs from state statutes of
limitations.
See ante at
484 U. S. 352.
It seems unnecessary for this Court to protect plaintiffs whose
federal claims prove "not tenable" from the operation of state
statutes of limitations when the States have shown themselves
capable of achieving the same result through saving clauses similar
to that enacted by Pennsylvania.
See 42 Pa.Cons.Stat. §
5535(a) (1982). [
Footnote 2/3]
Neither the parties nor the courts below have suggested that the
Boyles would not have been protected by the
Page 484 U. S. 364
Pennsylvania saving clause had their federal claims been
dismissed involuntarily, rather than at their own behest. [
Footnote 2/4]
In sum, because I believe that any authority to remand properly
removed pendent claims must come from Congress, I respectfully
dissent.
[
Footnote 2/1]
A federal court might logically be assumed to have greater
inherent authority to transfer a case to another federal court than
to a state court. Yet Congress has also delineated by statute or
rule the circumstances in which a case may be transferred from one
federal court to another.
See, e.g., 28 U.S.C. §§ 1404(a),
1406(a), 2241; Fed.Rule Crim.Proc. 21.
[
Footnote 2/2]
While the majority contends that the use of remands, rather than
dismissals, will save time and money for the state courts, the
record contains no support for this assertion. I would think that
the costs to the state courts of processing a new case are not
appreciably different from the costs of processing a remanded case.
Furthermore, to the extent that the federal courts will now remand
pendent claims that they previously would have retained, today's
holding may result in increased costs for the state courts.
[
Footnote 2/3]
Section 5535(a) provides, in pertinent part, that,
"[i]f a civil action or proceeding is timely commenced and is
terminated, a party . . . may . . . commence a new action or
proceeding upon the same cause of action within one year after the
termination."
This provision is inapplicable to proceedings terminated by
"a voluntary nonsuit, a discontinuance, a dismissal for neglect
to prosecute the action or proceeding, or a final judgment upon the
merits."
[
Footnote 2/4]
The majority largely ignores the availability of state saving
clauses in seeking to justify today's result on the ground that
plaintiffs like the Boyles would otherwise protect themselves
against "the combination of removal, dismissal under the pendent
jurisdiction doctrine, and the expiration of a statute of
limitations" by forgoing their federal law claims.
Ante at
484 U. S. 352,
n. 9.