Respondents (an organization whose members harvest fish and
shellfish off the coast of New York and New Jersey and one
individual member) brought suit in Federal District Court against
petitioners (various governmental entities and officials from New
York, New Jersey, and the Federal Government), alleging damage to
fishing grounds caused by discharges and ocean dumping of sewage
and other waste. Invoking a number of legal theories, respondents
sought injunctive and declaratory relief and compensatory and
punitive damages. The District Court granted summary judgment for
petitioners. It rejected respondents' federal common law nuisance
claims on the ground that such a cause of action is not available
to private parties. And as to claims based on alleged violations of
the Federal Water Pollution Control Act (FWPCA) and the Marine
Protection, Research, and Sanctuaries Act of 1972
Page 453 U. S. 2
(MPRSA), the court refused to allow respondents to proceed with
such claims independently of the provisions of the Act, which
authorize private citizens (defined as "persons having an interest
which is or may be adversely affected") to sue for injunctions to
enforce the Acts, because respondents had failed to give the notice
to the Environmental Protection Agency, the States, and any alleged
violators required for such citizen suits. The Court of Appeals
reversed. With respect to the FWPCA and MPRSA, the court held that
failure to comply with the notice provisions did not preclude suits
under the Acts in addition to the authorized citizen suits. The
court construed the citizen suit provisions as intended to create a
limited cause of action for "private attorneys general"
("non-injured" plaintiffs), as opposed to "injured" plaintiffs such
as respondents, who have an alternative basis for suit under the
saving clauses in the Acts preserving any right which any person
may have under "any statute or common law" to enforce any standard
or limitation or to seek any other relief. The court then concluded
that respondents had an implied statutory right of action. With
respect to the federal common law nuisance claims, the court
rejected the District Court's conclusion that private parties may
not bring such claims.
Held:
1. There is no implied right of action under the FWPCA and
MPRSA. Pp.
453 U. S.
11-21.
(a) In view of the elaborate provisions in both Acts authorizing
enforcement suits by government officials and private citizens, it
cannot be assumed that Congress intended to authorize by
implication additional judicial remedies for private citizens suing
under the Acts. In the absence of strong indicia of a contrary
congressional intent, it must be concluded that Congress provided
precisely the remedies it considered appropriate. Pp.
453 U. S.
13-15.
(b) The saving clauses are ambiguous as to Congress' intent to
"preserve" remedies under the Acts. It is doubtful that the phrase
"any statute" in those clauses includes the very statute in which
the phrase is contained. Since it is clear that the citizen suit
provisions apply only to persons who can claim some sort of injury,
there is no reason to infer the existence of a separate cause of
action for "injured," as opposed to "non-injured" plaintiffs, as
the Court of Appeals did. Pp.
453 U. S.
15-17.
(c) The legislative history of the Acts does not lead to
contrary conclusions with respect to implied remedies under either
Act. Rather, such history provides affirmative support for the view
that Congress
Page 453 U. S. 3
intended the limitations imposed on citizen suits to apply to
all private suits under the Acts. P.
453 U. S. 17.
(d) The existence of the express remedies in both Acts
demonstrates that Congress intended to supplant any remedy that
otherwise might be available to respondents under 42 U.S.C. § 1983
(1976 ed., Supp. III) for violation of the Acts by any
municipalities and sewerage boards among petitioners. Pp.
453 U. S.
19-21.
2. The Federal common law of nuisance has been fully preempted
in the area of water pollution by the FWPCA,
Milwaukee v.
Illinois, 451 U. S. 304,
and, to the extent ocean waters not covered by the FWPCA are
involved, by the MPRSA. Pp.
453 U. S.
21-22.
616 F.2d 1222, vacated and remanded.
POWELL, J., delivered the opinion of the Court, in which BURGER,
C.J., and BRENNAN, STEWART, WHITE, MARSHALL, and REHNQUIST, JJ.,
joined. STEVENS, J., filed an opinion concurring in the judgment in
part and dissenting in part, in which BLACKMUN, J., joined,
post, p.
453 U. S. 22.
Page 453 U. S. 4
JUSTICE POWELL delivered the opinion of the Court.
In these cases, involving alleged damage to fishing grounds
caused by discharges and ocean dumping of sewage and other waste,
we are faced with questions concerning the availability of a
damages remedy, based either on federal common law or on the
provisions of two Acts -- the Federal Water Pollution Control Act
(FWPCA), 86 Stat. 816, as amended, 33 U.S.C. § 1251
et
seq. (1976 ed. and Supp. III), and the Marine Protection,
Research, and Sanctuaries Act of 1972 (MPRSA), 86 Stat. 1052, as
amended, 33 U.S.C. § 1401
et seq. (1976 ed. and Supp.
III).
I
Respondents are an organization whose members harvest fish and
shellfish off the coast of New York and New Jersey, and one
individual member of that organization. In 1977, they brought suit
in the United States District Court for the District of New Jersey
against petitioners -- various governmental entities and officials
from New York, [
Footnote 1] New
Jersey, [
Footnote 2] and the
Federal Government. [
Footnote
3] Their complaint alleged that sewage, sewage "sludge," and
other waste materials were being discharged into New York Harbor
and the Hudson
Page 453 U. S. 5
River by some of the petitioners. In addition, it complained of
the dumping of such materials directly into the ocean from maritime
vessels. The complaint alleged that, as a result of these
activities, the Atlantic Ocean was becoming polluted, and it made
special reference to a massive growth of algae said to have
appeared offshore in 1976. [
Footnote 4] It then stated that this pollution was causing
the "collapse of the fishing, clamming and lobster industries which
operate in the waters of the Atlantic Ocean." [
Footnote 5]
Invoking a wide variety of legal theories, [
Footnote 6] respondents sought injunctive and
declaratory relief, $250 million in compensatory damages, and $250
million in punitive damages. The District Court granted summary
judgment to petitioners [
Footnote
7] on all counts of the complaint. [
Footnote 8]
Page 453 U. S. 6
In holdings relevant here, the District Court rejected
respondents' nuisance claim under federal common law,
see
Illinois v. Milwaukee, 406 U. S. 91
(1972), on the ground that such a cause of action is not available
to private parties. With respect to the claims based on alleged
violations of the FWPCA, the court noted that respondents had
failed to comply with the 60-day notice requirement of the "citizen
suit" provision in § 505(b)(1)(A) of the Act, 86 Stat. 888, 33
U.S.C. § 1365 (b)(1)(A). This provision allows suits under the Act
by private citizens, but authorizes only prospective relief, and
the citizen plaintiffs first must give notice to the EPA, the
State, and any alleged violator.
Ibid. [
Footnote 9] Because
Page 453 U. S. 7
respondents did not give the requisite notice, the court refused
to allow them to proceed with a claim under the Act independent of
the citizen suit provision and based on the general jurisdictional
grant in 28 U.S.C. § 1331. [
Footnote 10] The court applied the same analysis to
respondents' claims under the MPRSA, which contains similar citizen
suit and notice provisions. 33 U.S.C. § 1415(g). [
Footnote 11] Finally, the court rejected
a
Page 453 U. S. 8
possible claim of maritime tort, both because respondents had
failed to plead such claim explicitly and because they had failed
to comply with the procedural requirements of the federal and state
Tort Claims Acts. [
Footnote
12]
The United States Court of Appeals for the Third Circuit
reversed as to the claims based on the FWPCA, the MPRSA, the
federal common law of nuisance, and maritime tort.
National
Page 453 U. S. 9
Sea Clammers Assn. v. City of New York, 616 F.2d 1222
(1980). With respect to the FWPCA, the court held that failure to
comply with the 60-day notice provision in § 505(b)(1)(A), 33
U.S.C. § 1365 (b)(1)(A), does not preclude suits under the Act in
addition to the specific "citizen suits" authorized in § 505. It
based this conclusion on the saving clause in § 505 (e), 33 U.S.C.
§ 1365 (e), preserving
"any right which any person (or class of persons) may have under
any statute or common law to seek enforcement of any effluent
standard or limitation or to seek any other relief."
616 F.2d at 1221228;
see n 10,
supra. The Court of Appeals then went on
to apply our precedents in the area of implied statutory rights of
action, [
Footnote 13] and
concluded that
"Congress intended to permit the federal courts to entertain a
private cause of action implied from the terms of the [FWPCA],
preserved by the savings clause of the Act, on behalf of
individuals or groups of individuals who have been or will be
injured by pollution in violation of its terms."
616 F.2d at 1230-1231.
The court then applied this same analysis to the MPRSA,
concluding again that the District Court had erred in dismissing
respondents' claims under this Act. Although the court was not
explicit on this question, it apparently concluded that suits for
damages, as well as for injunctive relief, could be
brought under the FWPCA and the MPRSA. [
Footnote 14]
Page 453 U. S. 10
With respect to the federal common law nuisance claims, the
Court of Appeals rejected the District Court's conclusion that
private parties may not bring such claims. It also held, applying
common law principles, that respondents "alleged sufficient
individual damage to permit them to recover damages for this
essentially public nuisance."
Id. at 1234. It thus went
considerably beyond
Illinois v. Milwaukee, 406 U. S.
91 (1972), which involved purely prospective relief
sought by a state plaintiff. [
Footnote 15]
Petitions for a writ of certiorari raising a variety of argument
were filed in this Court by a group of New Jersey sewerage
authorities (No. 79-1711), by the Joint Meeting of Essex and Union
Counties in New Jersey (No. 79-1754), by the City and Mayor of New
York (No. 79-1760), and by all of the federal defendants named in
this suit (No. 80-12). [
Footnote
16] We granted these petitions, limiting review to three
questions: (i) whether FWPCA and MPRSA imply a private
Page 453 U. S. 11
right of action independent of their citizen suit provisions,
(ii) whether all federal common law nuisance actions concerning
ocean pollution now are preempted by the legislative scheme
contained in the FWPCA and the MPRSA, and (iii) if not, whether a
private citizen has standing to sue for damages under the federal
common law of nuisance. We hold that there is no implied right of
action under these statutes, and that the federal common law of
nuisance has been fully preempted in the area of ocean pollution.
[
Footnote 17]
II
The Federal Water Pollution Control Act was first enacted in
1948. Act of June 30, 1948, 62 Stat. 1155. It emphasized state
enforcement of water quality standards. When this legislation
proved ineffective, Congress passed the Federal Water Pollution
Control Act Amendments of 1972, Pub.L. 92-500, 86 Stat. 816, 33
U.S.C. § 1251
et seq. The Amendments shifted the emphasis
to "direct restrictions on discharges,"
EPA v. California ex
rel. State Water Resources Control Board, 426 U.
S. 200,
426 U. S. 204
(1976), and made it "unlawful for any person to discharge a
pollutant without obtaining a permit and complying with its terms,"
id. at
426 U. S. 205.
[
Footnote 18] While still
allowing for state administration and enforcement under federally
approved state plans, §§ 402(b), (c), 33 U.S.C. §§ 1342(b), (c),
the Amendments created various federal minimum effluent standards,
§§ 301-307, 33 U.S.C. §§ 1311-1317.
The Marine Protection, Research, and Sanctuaries Act of
Page 453 U. S. 12
1972, Pub.L. 9532, 86 Stat. 1052, sought to create comprehensive
federal regulation of the dumping of materials into ocean waters
near the United States coastline. Section 101(a) of the Act
requires a permit for any dumping into ocean waters, when the
material is transported from the United States or on an American
vessel or aircraft. 33 U.S.C. § 1411(a). [
Footnote 19] In addition, it requires a permit for the
dumping of material transported from outside the United States into
the territorial seas or in the zone extending 12 miles from the
coastline, "to the extent that it may affect the territorial sea or
the territory of the United States." § 1411(b).
The exact nature of respondents' claims under these two Acts is
not clear, but the claims appear to fall into two categories. The
main contention is that the EPA and the Army Corps of Engineers
have permitted the New Jersey and New York defendants to discharge
and dump pollutants in amounts that are not permitted by the Acts.
In addition, they seem to allege that the New York and New Jersey
defendants have violated the terms of their permits. The question
before us is whether respondents may raise either of these claims
in a private suit for injunctive and monetary relief, where such a
suit is not expressly authorized by either of these Acts. [
Footnote 20]
Page 453 U. S. 13
A
It is unnecessary to discuss at length the principles set out in
recent decisions concerning the recurring question whether Congress
intended to create a private right of action under a federal
statute without saying so explicitly. [
Footnote 21] The key to the inquiry is the intent of
the Legislature.
Texas Industries, Inc. v. Radcliff Materials,
Inc., 451 U. S. 630,
451 U. S. 639
(1981);
California v. Sierra Club, 451 U.
S. 287,
451 U. S. 293
(1981);
Universities Research Assn v. Coutu, 450 U.
S. 754,
450 U. S. 770
(1981);
Transamerica Mortgage Advisors, Inc. v. Lewis,
444 U. S. 11,
444 U. S. 15
(1979);
Touche Ross & Co. v. Redington, 442 U.
S. 560,
442 U. S. 568
(1979). We look first, of course, to the statutory language,
particularly to the provisions made therein for enforcement and
relief. Then we review the legislative history and other
traditional aids of statutory interpretation to determine
congressional intent.
These Acts contain unusually elaborate enforcement provisions,
conferring authority to sue for this purpose both on government
officials and private citizens. The FWPCA, for example, authorizes
the EPA Administrator to respond to violations of the Act with
compliance orders and civil suits. § 309, 33 U.S.C. § 1319.
[
Footnote 22] He may seek a
civil penalty of up to $10,000 per day, § 309(d), 33 U.S.C. §
1319(d), and criminal penalties also are available, § 309(c), 33
U.S.C. § 1319(c). States desiring to administer their own permit
programs must demonstrate that state officials possess adequate
authority to abate violations through civil or criminal penalties
or other means of enforcement. § 402(b)(7), 33 U.S.C. § 1342(b)(7).
In addition, under § 509(b), 33 U.S.C. § 1369(b), "any interested
person" may seek judicial
Page 453 U. S. 14
review in the United States courts of appeals of various
particular actions by the Administrator, including establishment of
effluent standards and issuance of permits for discharge of
pollutants. [
Footnote 23]
Where review could have been obtained under this provision, the
action at issue may not be challenged in any subsequent civil or
criminal proceeding for enforcement. § 1369(b)(2)
These enforcement mechanisms, most of which have their
counterpart under the MPRSA, [
Footnote 24] are supplemented by the express citizen suit
provisions in § 505(a) of the FWPCA, 33 U.S.C. § 1365(a), and §
105(g) of the MPRSA. 33 U.S.C. § 1415(g).
See nn.
9 11 supra. These citizen suit provisions
authorize private persons to sue for injunctions to enforce these
statutes. [
Footnote 25]
Plaintiffs invoking these provisions first must comply with
specified procedures -- which respondents here ignored -- including
in most cases 60 days' prior notice to potential defendants.
In view of these elaborate enforcement provisions, it cannot be
assumed that Congress intended to authorize by implication
additional judicial remedies for private citizens suing under MPRSA
and FWPCA. As we stated in
Transamerica Mortgage Advisors,
supra,
"it is an elemental canon of statutory construction that, where
a statute expressly provides a particular remedy or remedies, a
court must be chary
Page 453 U. S. 15
of reading others into it."
444 U.S. at
444 U. S. 19.
See also Touche Ross & Co. v. Redington, supra, at
442 U. S.
571-574. In the absence of strong indicia of a contrary
congressional intent, we are compelled to conclude that Congress
provided precisely the remedies it considered appropriate.
As noted above, the Court of Appeals avoided this inference.
Discussing the FWPCA, it held that the existence of a citizen suit
provision in § 505(a) does not rule out implied forms of private
enforcement of the Act. It arrived at this conclusion by asserting
that Congress intended in § 505(a) to create a limited cause of
action for "private attorneys general" -- "non-injured member[s] of
the public" suing to promote the general welfare, rather than to
redress an injury to their own welfare. 616 F.2d at 1227. It went
on to conclude:
"A private party who is
injured by the alleged
violation, as these plaintiffs allege they were, has an alternate
basis for suit under section 505(e), 33 U.S.C. § 1365(e), and the
general federal question jurisdiction of the Judicial Code, 28
U.S.C. § 1331(1976). Section 505(e) is a savings clause that
preserves all rights to enforce the Act or seek relief against the
Administrator. Coupled with the general federal question
jurisdiction, it permits this suit to be brought by these
parties."
Ibid. (footnotes omitted)(emphasis added).
There are at least three problems with this reasoning. First,
the language of the saving clause on which the Court of Appeals
relied,
see n 10,
supra, is quite ambiguous concerning the intent of
Congress to "preserve" remedies under the WPCA itself. It merely
states that nothing in the citizen suit provision
"shall restrict any right which any person . . . may have under
any statute or common law to seek enforcement of any effluent
standard or limitation or to seek any other relief."
It is doubtful that the phrase "any statute"
Page 453 U. S. 16
includes the very statute in which this statement was contained.
[
Footnote 26]
Moreover, the reasoning on which the Court of Appeals relied is
flawed for another reason. It draws a distinction between
"non-injured" plaintiffs who may bring citizen suits to enforce
provisions of these Acts, and the "injured" plaintiffs in this
litigation, who claim a right to sue under the Acts not by virtue
of the citizen suit provisions, but rather under the language of
the saving clauses. In fact, it is clear that the citizen suit
provisions apply only to persons who can claim some sort of injury,
and there is, therefore, no reason to infer the existence of a
separate right of action for "injured" plaintiffs. "Citizen" is
defined in the citizen suit section of the FWPCA as "a person or
persons having an interest which is or may be adversely affected."
§ 505(g), 33 U.S.C. § 1365(g). It is clear from the Senate
Conference Report that this phrase was intended by Congress to
allow suits by all persons possessing standing under this Court's
decision in
Sierra Club v. Morton, 405 U.
S. 727 (1972).
See S.Conf.Rep. No. 92-1236, p.
146 (1972). This broad category
Page 453 U. S. 17
of potential plaintiffs necessarily includes both plaintiffs
seeking to enforce these statutes as private attorneys general,
whose injuries are "noneconomic" and probably noncompensable, and
persons, like respondents, who assert that they have suffered
tangible economic injuries because of statutory violations.
Finally, the Court of Appeals failed to take account of the rest
of the enforcement scheme expressly provided by Congress --
including the opportunity for "any interested person" to seek
judicial review of a number of EPA actions within 90 days, §
509(b), 33 U.S.C. § 1369(b).
See supra at
453 U. S.
13-14.
The Court of Appeals also applied its reasoning to the MPRSA.
But, here again, we are persuaded that Congress evidenced no intent
to authorize by implication private remedies under these Acts apart
from the expressly authorized citizen suits. The relevant
provisions in the MPRSA are in many respects almost identical to
those of the FWPCA. 33 U.S.C. § 1415(g). Although they do not
expressly limit citizen suits to those who have suffered some
injury from a violation of the Act, we are not persuaded by this
fact alone that Congress affirmatively intended to imply the
existence of a parallel private remedy, after setting out expressly
the manner in which private citizens can seek to enjoin
violations.
In
Cort v. Ash, 422 U. S. 66,
422 U. S. 78
(1975), the Court identified several factors that are relevant to
the question of implied private remedies. These include the
legislative history.
See ibid. ("Second, is there any
indication of legislative intent, explicit or implicit, either to
create such a remedy or to deny one?"). This history does not lead
to a contrary conclusion with respect to implied remedies under
either Act. Indeed, the Report and debates provide affirmative
support for the view that Congress intended the limitations imposed
on citizen suits to apply to all private suits under these Acts.
[
Footnote 27]
Page 453 U. S. 18
Thus, both the structure of the Acts and their legislative
history lead us to conclude that Congress intended that private
remedies in addition to those expressly provided should not be
implied. [
Footnote 28]
Where, as here, Congress has made clear that implied private
actions are not contemplated, the courts are not authorized to
ignore this legislative judgment.
Page 453 U. S. 19
B
Although the parties have not suggested it, there remains a
possible alternative source of
express congressional
authorization of private suits under these Acts. Last Term, in
Maine v. Thiboutot, 448 U. S. 1 (1980),
the Court construed 42 U.S.C. § 1983 as authorizing suits to
redress violations by state officials of rights created by federal
statutes. Accordingly, it could be argued that respondents may sue
the municipalities and sewerage boards among the petitioners
[
Footnote 29] under the
FWPCA and MPRSA by virtue of a right of action created by §
1983.
It is appropriate to reach the question of the applicability of
Maine v. Thiboutot to this setting despite the failure of
respondents to raise it here or below. This litigation began long
before that decision. Moreover, if controlling, this argument would
obviate the need to consider whether Congress intended to authorize
private suits to enforce these particular federal statutes. The
claim brought here arguably falls within the scope of
Maine v.
Thiboutot because it involves a suit by a private party
claiming that a federal statute has been violated under color of
state law, causing an injury. The Court, however, has recognized
two exceptions to the application of § 1983 to statutory
violations. In
Pennhurst State School and Hospital v.
Halderman, 451 U. S. 1 (1981),
we remanded certain claims for a determination (i) whether Congress
had foreclosed private enforcement of that statute in the enactment
itself, and (ii) whether the statute at issue there was the kind
that created enforceable "rights" under § 1983.
Id. at
451 U. S. 8. In
the present cases, because we find that Congress foreclosed a §
1983 remedy under these Acts, we need not reach the second
question, whether these Acts created "rights, privileges, or
immunities" within the meaning of § 1983.
Page 453 U. S. 20
When the remedial devices provided in a particular Act are
sufficiently comprehensive, they may suffice to demonstrate
congressional intent to preclude the remedy of suits under § 1983.
As JUSTICE STEWART, who later joined the majority in
Maine v.
Thiboutot, stated in
Chapman v. Houston Welfare Rights
Organization, 441 U. S. 600,
441 U. S. 673,
n. 2 (1979) (dissenting opinion), when
"a state official is alleged to have violated a federal statute
which provides its own comprehensive enforcement scheme, the
requirements of that enforcement procedure may not be bypassed by
bringing suit directly under § 1983. [
Footnote 30]"
As discussed above, the FWPCA and MPRSA do provide quite
comprehensive enforcement mechanisms. It is hard to believe that
Congress intended to preserve the § 1983 right of action when it
created so many specific statutory remedies, including the two
citizen suit provisions. [
Footnote 31]
See Chesapeake Bay Foundation v.
Virginia State
Page 453 U. S. 21
Water Control Board, 501 F.Supp. 821(ED Va.1980)
(rejecting a 1983 action under the FWPCA against the Chairman of a
State Water Board, with reasoning based on the comprehensiveness of
the remedies provided and the federalism concerns raised). We
therefore conclude that the existence of these express remedies
demonstrates not only that Congress intended to foreclose implied
private actions, but also that it intended to supplant any remedy
that otherwise would be available under § 1983.
Cf. Carlson v.
Green, 446 U. S. 14,
446 U. S. 23
(1980).
III
The remaining two issues on which we granted certiorari relate
to respondents' federal claims based on the federal common law of
nuisance. The principal precedent on which these claims were based
is
Illinois v. Milwaukee, 406 U. S.
91 (1972), where the Court found that the federal courts
have jurisdiction to consider the federal common law issues raised
by a suit for injunctive relief by the State of Illinois against
various Wisconsin municipalities and public sewerage commissions,
involving the discharge of sewage into Lake Michigan. In these
cases, we need not decide whether a cause of action may be brought
under federal common law by a private plaintiff, seeking damages.
The Court has now held
Page 453 U. S. 22
that the federal common law of nuisance in the area of water
pollution is entirely preempted by the more comprehensive scope of
the FWPCA, which was completely revised soon after the decision in
Illinois v. Milwaukee. See Milwaukee v. Illinois,
451 U. S. 304
(1981).
This decision disposes entirely of respondents' federal common
law claims, since there is no reason to suppose that the preemptive
effect of the FWPCA is any less when pollution of coastal waters is
at issue. To the extent that this litigation involves ocean waters
not covered by the FWPCA, and regulated under the MPRSA, we see no
cause for different treatment of the preemption question. The
regulatory scheme of the MPRSA is no less comprehensive, with
respect to ocean dumping than are analogous provisions of the
FWPCA. [
Footnote 32]
We therefore must dismiss the federal common law claims, because
their underlying legal basis is now preempted by statute. As
discussed above, we also dismiss the claims under the MPRSA and the
FWPCA, because respondents lack a right of action under these
statutes. We vacate the judgment below with respect to these two
claims, and remand for further proceedings.
It is so ordered.
* Together with No. 79-1754,
Joint Meeting of Essex and
Union Counties v. National Sea Clammers Association, et al.;
No. 79-1760,
City of New York et al. v. National Sea Clammers
Association, et al; and No. 80-12,
Environmental
Protection Agency et al. v. National Sea Clammers Association, et
al., also on certiorari to the same court.
[
Footnote 1]
The New York defendants were the New York Department of
Environmental Conservation; Ogden R. Reid, individually and as
Commissioner of that Department; the City of New York; Abraham
Beame, Mayor of New York City; the West Long Beach Sewer District;
the County of Westchester Department of Environmental Facilities;
the city of Long Beach; and the city of Glen Cove.
[
Footnote 2]
The New Jersey defendants were the New Jersey Department of
Environmental Protection; David J. Bardin, individually and as
Commissioner of that Department; the Bergen County Sewer Authority;
the Joint Meeting of Essex and Union Counties; the Passaic Valley
Sewerage Commissioners; the Middlesex County Sewerage Authority;
the Linden-Roselle Sewerage Authority; and the Middletown Sewerage
Authority.
[
Footnote 3]
The federal defendants were the Environmental Protection Agency;
Russell E. Train, individually and as EPA Administrator; the Army
Corps of Engineers; and Martin R. Hoffman, individually and as
Secretary of the Army.
[
Footnote 4]
The complaint alleged that this growth of algae was caused by
the discharges of sewage and
"covered an area of the Atlantic Ocean ranging from
approximately the southwest portion of Long Island, New York to a
point approximately due east of Cape May, New Jersey, and extending
from a few miles offshore to more than 20 miles out to sea,"
Complaint � 35, App. 25a. Respondents' brief in this Court
states that, when
"this massive algal bloom died, its residuals settled on the
ocean floor, creating a condition of anoxia, or oxygen deficiency,
in and about the water near the ocean's floor. This condition
resulted in the death and destruction of an enormous amount of
marine life, particularly with respect to the shellfish and other
ocean bottom dwellers and other marine life unable to escape the
blighted area."
Brief for Respondents 4.
[
Footnote 5]
Complaint � 39, App. 26a.
[
Footnote 6]
Respondents based claims on the FWPCA; the MPRSA; federal common
law; § 13 of the Rivers and Harbors Appropriation Act of 1899, 33
U.S.C. § 407; the National Environmental Policy Act of 1969, 42
U.S.C. § 4321
et seq.; New York and New Jersey
environmental statutes; the Fifth, Ninth, and Fourteenth Amendments
to the United States Constitution; 46 U.S.C. § 740; the Federal
Tort Claims Act, 28 U.S.C. §§ 1346 (b), 2671
et seq.; and
state tort law.
[
Footnote 7]
The court previously had dismissed claims against the New York
and New Jersey environmental protection agencies and their
directors. These defendants are not among the petitioners in this
Court.
[
Footnote 8]
The court's judgment with respect to the pendent state law
claims was without prejudice.
[
Footnote 9]
Section 505, as set forth in 33 U.S.C. § 1365, provides, in
part:
"(a) Except as provided in subsection (b) of this section, any
citizen may commence a civil action on his own behalf -- "
"(1) against any person (including (i) the United States, and
(ii) any other governmental instrumentality or agency to the extent
permitted by the eleventh amendment to the Constitution) who is
alleged to be in violation of (A) an effluent standard or
limitation under this chapter or (B) an order issued by the
Administrator or a State with respect to such a standard or
limitation, or"
"(2) against the Administrator where there is alleged a failure
of the Administrator to perform any act or duty under this chapter
which is not discretionary with the Administrator."
"The district courts shall have jurisdiction, without regard to
the amount in controversy or the citizenship of the parties, to
enforce such an effluent standard or limitation, or such an order,
or to order the Administrator to perform such act or duty, as the
case may be, and to apply any appropriate civil penalties under
section 1319(d) of this title."
"(b) No action may be commenced -- "
"(1) under subsection (a)(1) of this section -- "
"(A) prior to sixty days after the plaintiff has given notice of
the alleged violation (i) to the Administrator, (ii) to the State
in which the alleged violation occurs, and (iii) to any alleged
violator of the standard, limitation, or order, or"
"(B) if the Administrator or State has commenced and is
diligently prosecuting a civil or criminal action in a court of the
United States, or a State to require compliance with the standard,
limitation, or order, but in any such action in a court of the
United States any citizen may intervene as a matter of right."
"(2) under subsection (a)(2) of this section prior to sixty days
after the plaintiff has given notice of such action to the
Administrator,"
"except that such action may be brought immediately after such
notification in the case of an action under this section respecting
a violation of sections 1316 and 1317(a) of this title. Notice
under this subsection shall be given in such manner as the
Administrator shall prescribe by regulation."
The Administrator may intervene in any citizen suit. §
505(c)(2), 33 U.S.C. § 1365(c)(2).
See n 27,
infra (legislative history emphasizing the limited forms
of relief available under the Act).
In this opinion, we refer to sections of the original FWPCA,
added in the 1972 Amendments, with parallel citations to the United
States Code.
[
Footnote 10]
In so holding, the court rejected an argument that the notice
requirement is inapplicable because of the "saving clause" in §
505(e), which states:
"Nothing in this section shall restrict any right which any
person (or class of persons) may have under any statute or common
law to seek enforcement of any effluent standard or limitation or
to seek any other relief (including relief against the
Administrator or a State agency)."
33 U.S.C. § 1365(e).
[
Footnote 11]
The citizen suit provision in the MPRSA provides in part:
"(g)(1) Except as provided in paragraph (2) of this subsection
any person may commence a civil suit on his own behalf to enjoin
any person, including the United States and any other governmental
instrumentality or agency (to the extent permitted by the eleventh
amendment to the Constitution), who is alleged to be in violation
of any prohibition, limitation, criterion, or permit established or
issued by or under this subchapter. The district courts shall have
jurisdiction, without regard to the amount in controversy or the
citizenship of the parties, to enforce such prohibition,
limitation, criterion, or permit, as the case may be."
"(2) No action may be commenced -- "
"(A) prior to sixty days after notice of the violation has been
given to the Administrator or to the Secretary, and to any alleged
violator of the prohibition, limitation, criterion, or permit;
or"
"(B) if the Attorney General has commenced and is diligently
prosecuting a civil action in a court of the United States to
require compliance with the prohibition, limitation, criterion, or
permit; or"
"(C) if the Administrator has commenced action to impose a
penalty pursuant to subsection (a) of this section, or if the
Administrator, or the Secretary, has initiated permit revocation or
suspension proceedings under subsection (f) of this section;
or"
"(D) if the United States has commenced and is diligently
prosecuting a criminal action in a court of the United States or a
State to redress a violation of this subchapter."
33 U.S.C. §§ 1415(g)(1), (2).
The United States may intervene in any citizen suit brought
under the Act. 33 U.S.C. § 1415(g)(3)(B).
Like the FWPCA, the MPRSA contains a "saving clause," which
states:
"The injunctive relief provided by this subsection shall not
restrict any right which any person (or class of persons) may have
under any statute or common law to seek enforcement of any standard
or limitation or to seek any other relief (including relief against
the Administrator, the Secretary, or a State agency)."
§ 1415(g)(5).
[
Footnote 12]
See 28 U.S.C. §§ 1346(b), 2671
et seq.;
N.Y.Gen.Mun.Law §§ 5e, 5i (McKinney 1977 and Supp.1980-1981);
N.J.Stat.Ann. § 59:1-1
et seq. (West Supp.1981-1982). The
District Court noted that respondents had given timely notice to
one defendant -- New York City.
The petitions for certiorari in this Court raised questions
concerning the applicability of state Tort Claims Acts and the
Eleventh Amendment to tort suits in federal court. These questions
are not, however, within the scope of the questions on which review
was granted.
[
Footnote 13]
Transamerica Mortgage Advisors, Inc. v. Lewis,
444 U. S. 11
(1979);
Touche Ross & Co. v. Redington, 442 U.
S. 560 (1979);
Cannon v. University of Chicago,
441 U. S. 677
(1979);
Cort v. Ash, 422 U. S. 66
(1975).
[
Footnote 14]
After holding that there is an implied right of action under the
FWPCA, the court stated:
"Having so held, we reject the federal government defendants'
sovereign immunity argument. The 1976 amendments to section 1331 of
title 28 make clear that sovereign immunity has been waived in all
suits by plaintiffs seeking injunctive relief against federal
agencies or officers. Whether damages can be recovered from the
federal government is a separate question to which the Federal Tort
Claims Act speaks."
616 F.2d at 1231 (footnote omitted). This passage suggests that,
as a general matter, the court had concluded that the statutory
rights of action it was recognizing included damages relief. An
additional indication is the fact that, by the time of the Court of
Appeals decision, any relief other than damages could not have been
too important to respondents. The algal bloom about which
respondents complain died in 1976. The Court of Appeals decision
was not handed down until 1980. Under the MPRSA, 33 U.S.C. § 1412a
(a) (1976 ed., Supp. III), the EPA is required to end all ocean
dumping of sewage sludge by December 31, 1981.
[
Footnote 15]
The court also held that respondents had offered allegations
sufficient to make out a claim of maritime tort, cognizable under
admiralty jurisdiction. 616 F.2d at 1236. It did not decide whether
the Federal Tort Claims Act, with its various procedural
requirements, 28 U.S.C. §§ 1346(b), 2671
et seq., applies
to any of respondents' federal law claims against federal
defendants, 616 F.2d at 1237, although it did hold that the Act
precluded a "money damage recovery against federal agencies based
on state law,"
id. at 1236.
[
Footnote 16]
See n 3,
supra. Petitioners in Nos. 79-1711, 79-1754, and 80-12
also named the remaining petitioners as respondents, based on
cross-claims filed in the District Court.
[
Footnote 17]
We therefore need not discuss the question whether the federal
common law of nuisance could ever be the basis of a suit for
damages by a private party.
[
Footnote 18]
The Act applies to discharges of pollutants from any source into
navigable waters, including the "territorial seas," 33 U.S.C. §§
1362(7), (12), and applies as well to discharges from sources
"other than a vessel or other floating craft" into the "contiguous
zone" and the high seas, §§ 1362(9), (10), (12).
See
S.Rep. No. 92-414, p. 75 (1971).
[
Footnote 19]
These permits are issued by the Administrator of the
Environmental Protection Agency, 33 U.S.C. § 1412, except in the
case of dredged materials, which may be dumped under a permit
issued by the Secretary of the Army, § 1413.
[
Footnote 20]
The Court of Appeals did state that the saving clause in § 505
(e) of the FWPCA "provides an independent remedy for injured
parties unburdened by the notice requirements of section 505(b)."
616 F.2d at 1227. But the court did not conclude that the saving
clause is itself an express authorization of private damages suits.
Instead, it held that the saving clause acted to preserve any
existing right to enforce the Act, in addition to the explicit,
citizen suit remedy in § 505(b). The court went on to apply an
implied-right-of-action analysis before concluding that a private
suit for damages is among the preexisting remedies preserved by the
saving clause.
[
Footnote 21]
In recent years, the question has arisen with increased
frequency.
See Cannon v. University of Chicago, 441 U.S.
at
441 U. S.
741-742 (POWELL, J., dissenting).
[
Footnote 22]
The Administrator is authorized to give the States an
opportunity to take action before doing so himself. 33 U.S.C. §
1319(a)(1).
[
Footnote 23]
This review must be sought within 90 days. The review provisions
of § 509 are open to "[a]ny person," S.Rep. No. 92-414, p. 85
(1971), and thus provide an additional procedure to "private
attorneys general" seeking to enforce the Act, supplementing the
citizen suits authorized in § 505.
See W. Rodgers,
Environmental Law 87-88 (1977).
[
Footnote 24]
The MPRSA provides for assessment of civil penalties by the
Administrator, 33 U.S.C. § 1415(a), criminal penalties, § 1415(b),
suits for injunctive relief by the Attorney General, § 1415(d), and
permit suspensions or revocations, § 1415(f).
[
Footnote 25]
Under the FWPCA, civil penalties, payable to the Government,
also may be ordered by the court. § 505(a), 33 U.S.C. §
1365(a).
[
Footnote 26]
In fact, the Senate Report on the FWPCA Amendments of 1972
stated with respect to the saving clause:
"It should be noted, however, that the section would
specifically preserve any rights or remedies under any
other law. Thus, if damages could be shown, other remedies
would remain available. Compliance with requirements under this Act
would not be a defense to a common law action for pollution
damages."
S.Rep. No. 92-414, p. 81(1971)(emphasis added).
See
also S.Rep. No. 92-451, pp. 23-24 (1971) (Report on the MPRSA)
(the citizen suit provision does not restrict or supersede "any
other right to legal action which is afforded the potential
litigant in any other statute or the common law").
It might be argued that the phrase "any effluent standard or
limitation" in § 505(e) necessarily is a reference to the terms of
the FWPCA. We, however, are unpersuaded that Congress necessarily
intended this meaning. The phrase also could refer to state
statutory limitations, or to "effluent limitations" imposed as a
result of court decrees under the common law of nuisance.
[
Footnote 27]
The Senate Reports on both Acts placed particular emphasis on
the limited nature of the citizen suits being authorized. S.Rep.
No. 92 451 at 23; S.Rep. No. 92-414 at 81. In addition, the citizen
suit provision of the FWPCA was expressly modeled on the parallel
provision of the Clean Air Act, 42 U.S.C. § 7604 (1976 ed., Supp.
III).
See S.Rep. No. 92-414 at 79. And the legislative
history of the latter Act contains explicit indications that
private enforcement suits were intended to be limited to the
injunctive relief expressly provided for. Senator Hart, for
example, stated:
"It has been argued, however, that conferring additional rights
on the citizen may burden the courts unduly. I would argue that the
citizen suit provision of S. 4358 has been carefully drafted to
prevent this consequence from arising. First of all, it should be
noted that the bill makes no provision for damages to the
individual. It therefore provides no incentives to suit other than
to protect the health and welfare of those suing and others
similarly situated. It will be the rare, rather than the ordinary,
person, I suspect, who, with no hope of financial gain and the very
real prospect of financial loss, will initiate court action under
this bill."
116 Cong.Rec. 33104 (1970). Similarly, during the debates on the
Clean Air Act, Senator Muskie, in response to concerns expressed by
other Senators, contrasted the citizen suit provision with the
terms of S. 3201, a consumer protection bill that would have
authorized private suits for damages:
"Senate bill 3201 provides damages and a remedy for recovery of
fines and restitution, and other monetary damages. The pending bill
is limited to seek [
sic] abatement of violation of
standards established administratively under the act, and expressly
excludes damage actions."
Id. at 33102. He placed in the Record a staff
memorandum stating that the availability of damages "would
encourage frivolous or harassing suits against industries and
government agencies."
Id. at 33103.
See also City of
Highland Park v. Train, 519 F.2d 681, 690-691 (CA7 1975),
cert. denied, 424 U.S. 927 (1976).
[
Footnote 28]
See generally City of Evansville v. Kentucky Liquid
Recycling, Inc., 604 F.2d 1008 (CA7 1979),
cert.
denied, 444 U.S. 1025 (1980).
[
Footnote 29]
These petitioners appear to fall within the category of
municipal governmental entities suable as "persons" under our
decision in
Monell v. New York City Dept. of Social
Services, 436 U. S. 658
(1978).
[
Footnote 30]
See also Meyerson v. Arizona, 507 F.
Supp. 859, 864 (Ariz.1981) ("[T]he remedial provision of § 1983
cannot be used to circumvent the remedial provisions of the Revenue
Sharing Act").
[
Footnote 31]
JUSTICE STEVENS, in dissent, finds contrary indications of
congressional intent in the saving clauses -- § 505(e) of the
FWPCA, 33 U.S.C. § 1365(e), and § 105(g)(5) of the MPRSA, 33 U.S.C.
§ 1415(g)(5). The language of these clauses,
see nn.
10 11 supra, does not, however, support the view
that Congress expressly preserved § 1983 remedies for violations of
these statutes. As noted
supra at
453 U. S. 15-16,
there is little reason to believe that Congress intended to do this
when it made reference in § 505(e) to "any right which any person .
. . may have under any statute or common law or to seek . . . any
other relief." The legislative history makes clear Congress' intent
to allow further enforcement of anti-pollution standards arising
under
other statutes or state common law.
See
n 26,
supra. A suit
for damages asserting a substantive violation of the FWPCA or the
MPRSA is far different, even if the
remedy asserted is
based on the separate right of action created in § 1983. We are
convinced that the saving clauses do not refer at all to a suit for
redress of a violation of these statutes -- regardless of the
source of the right of action asserted.
Even if this were not the correct interpretation of the saving
clauses, we recently held that the saving clause in the FWPCA
relates only to the effect of the accompanying citizen suit
provision.
Milwaukee v. Illinois, 451 U.
S. 304,
451 U. S. 329
(1981) (the section "means only that the provision of [a citizen]
suit does not revoke other remedies"). The parallel provision of
the MPRSA is equally limited. 33 U.S.C. § 1415(g) (5) ("The
injunctive
relief provided by this subsection shall not
restrict any right which any person . . . may have under any
statute or common law") (emphasis added). We therefore are not
persuaded that the saving clauses limit the effect of the overall
remedial schemes provided expressly in the Acts. In sum, we think
it clear that those express remedies preclude suits for damages
under § 1983, and that the saving clauses do not require a contrary
conclusion.
In so holding, we also note that, contrary to JUSTICE STEVENS'
argument,
post at
453 U. S. 27-28, n. 11, we do not suggest that the
burden is on a plaintiff to demonstrate congressional intent to
preserve § 1983 remedies.
[
Footnote 32]
Indeed, as noted in
n 14,
supra, the ocean dumping of sewage sludge must end
altogether by December 31, 1981. To the extent that Congress
allowed some continued dumping of sludge prior to that date, this
represents a considered judgment that it made sense to allow
entities like petitioners to adjust to the coming change.
JUSTICE STEVENS, with whom JUSTICE BLACKMUN joins, concurring in
the judgment in part and dissenting in part.
When should a person injured by a violation of federal law be
allowed to recover his damages in a federal court? This seemingly
simple question has recently presented the Court with more
difficulty than most substantive questions that
Page 453 U. S. 23
come before us. [
Footnote 2/1]
During most of our history, however, a simple presumption usually
provided the answer. Although criminal laws and legislation enacted
for the benefit of the public at large were expected to be enforced
by public officials, a statute enacted for the benefit of a special
class presumptively afforded a remedy for members of that class
injured by violations of the statute.
See Texas Pacific R. Co.
v. Rigsby, 241 U. S. 33,
241 U. S. 390.
[
Footnote 2/2] Applying that
presumption,
Page 453 U. S. 24
our truly conservative federal judges -- men like Justice
Harlan, [
Footnote 2/3] Justice
Clark, [
Footnote 2/4] Justice
Frankfurter, [
Footnote 2/5] and
Judge Kirkpatrick [
Footnote 2/6] --
readily concluded that it was appropriate to allow private parties
who had been injured by a violation of a statute enacted for their
special benefit to obtain judicial relief. For rules are meant to
be obeyed, and those who violate them should be held responsible
for their misdeeds.
See Rigsby, supra, at
241 U. S. 39.
Since the earliest days of the common law, it has been the business
of courts to fashion remedies for wrongs. [
Footnote 2/7]
In recent years, however, a Court that is properly concerned
about the burdens imposed upon the federal judiciary, the
Page 453 U. S. 25
quality of the work product of Congress, and the sheer bulk of
new federal legislation, has been more and more reluctant to open
the courthouse door to the injured citizen. In 1975, in
Cort v.
Ash, 422 U. S. 66, the
Court cut back on the simple common law presumption by fashioning a
four-factor formula that led to the denial of relief in that case.
[
Footnote 2/8] Although multifactor
balancing tests generally tend to produce negative answers, more
recently some Members of the Court have been inclined to deny
relief with little more than a perfunctory nod to the
Cort v.
Ash factors.
See, e.g., California v. Sierra Club,
451 U. S. 287,
451 U. S. 302
(REHNQUIST, J., concurring in judgment). The touchstone now is
congressional intent.
See ante at
453 U. S. 13.
Because legislative history is unlikely to reveal affirmative
evidence of a congressional intent to authorize a specific
procedure that the statute itself fails to mention, [
Footnote 2/9] that touchstone will further
restrict the availability of private remedies.
Although I agree with the Court's disposition of the "implied
private right of action" question in these cases, I write
separately to emphasize that the Court's current approach to the
judicial task of fashioning appropriate remedies for violations of
federal statutes is out of step with the Court's own
Page 453 U. S. 26
history and tradition. More importantly, I believe that the
Court's appraisal of the intent expressed by Congress in the
Federal Water Pollution Control Act Amendments of 1972 (Clean Water
Act), 33 U.S.C. § 1251
et seq. (1976 ed. and Supp. III),
and the Marine Protection, Research, and Sanctuaries Act of 1972
(MPRSA), 33 U.S.C. § 1401
et seq. (1976 ed. and Supp.
III), with respect to the availability of private remedies under
other federal statutes or the federal common law is palpably
wrong.
In the present context of these cases, we of course know nothing
about the ultimate merits of the claims asserted by respondents. As
the cases come to us, however, we must make certain assumptions in
analyzing the questions presented. First, we must assume that the
complaint speaks the truth when it alleges that the petitioners
have dumped large quantities of sewage and toxic waste in the
Atlantic Ocean and its tributaries, and that these dumping
operations have violated the substantive provisions of the Clean
Water Act and the MPRSA.
See Northwest Airlines, Inc. v.
Transport Workers, 451 U. S. 77,
451 U. S. 80, n.
3. Second, we must also assume that these illegal operations have
caused an injury to respondents' commercial interests. Third,
because some of the petitioners are "persons" who allegedly acted
under color of state law, as the Court recognizes,
see
ante at
453 U. S. 19, and
n. 29, we must assume that 42 U.S.C. § 1983 (1976 ed., Supp. III)
[
Footnote 2/10] provides an
express remedy for their violations of these two federal statutes,
unless Congress has expressly withdrawn that remedy.
See Maine
v. Thiboutot, 448 U. S. 1.
Finally,
Page 453 U. S. 27
we must assume that, apart from these two statutes, the dumping
operations of petitioners would constitute a common law nuisance
for which respondents would have a federal remedy. The net effect
of the Court's analysis of the legislative intent is therefore a
conclusion that Congress, by enacting the Clean Water Act and the
MPRSA, deliberately deprived respondents of effective federal
remedies that would otherwise have been available to them. In my
judgment, the language of both statutes, as well as their
legislative history, belies this improbable conclusion.
I
The Court's holding that Congress decided in the Clean Water Act
and the MPRSA to withdraw the express remedy provided by 42 U.S.C.
§ 1983 (1976 ed., Supp. III) seems to rest on nothing more than the
fact that these statutes provide other express remedies, and do not
mention § 1983. Because the enforcement mechanisms provided in the
statutes are "quite comprehensive," the Court finds it "hard to
believe that Congress intended to preserve the § 1983 right of
action. . . ."
Ante at
453 U. S. 20.
There are at least two flaws in this reasoning. First, the question
is not whether Congress "intended to preserve the § 1983 right of
action," but rather whether Congress intended to withdraw that
right of action. [
Footnote 2/11]
Second, I find it
Page 453 U. S. 28
not at all hard to believe that Congress intended to preserve,
or, more precisely, did not intend to withdraw, the § 1983 remedy
because Congress made this intention explicit in the language of
both statutes and in the relevant legislative history.
I agree with the Court that the remedial provisions of the Clean
Water Act and the MPRSA are "quite comprehensive." I cannot agree,
however, with the Court's implicit conclusion that this
determination ends the inquiry under
Maine v. Thiboutot,
supra. The question that must be answered in determining
whether respondents may pursue their claims under § 1983 is whether
Congress intended that the remedies provided in the substantive
statutes be exclusive.
See Pennhurst State School and Hospital
v. Halderman, 451 U. S. 1,
451 U. S. 28.
Because Congress did not expressly address this question in the
statutes, the Court looks elsewhere for an answer and finds it in
the comprehensive character of the express statutory remedies. I
have no quarrel, as a general matter, with the proposition that a
comprehensive remedial scheme can evidence a congressional decision
to preclude other remedies.
Cf. Northwest Airlines, Inc.,
supra, at
451 U. S. 93-94.
However, we must not lose sight of the fact that our evaluation of
a statute's express remedies is merely a tool used to discern
congressional intent; it is not an end in itself. No matter how
comprehensive we may consider a statute's remedial scheme to be,
Congress is at liberty to leave other remedial avenues open.
Express statutory language or clear references in the legislative
history will rebut whatever presumption of exclusivity arises from
comprehensive remedial provisions. In my judgment, in these cases,
we are presented with both express statutory language and clear
references in the legislative history indicating that Congress did
not intend the
Page 453 U. S. 29
express remedies in the Clean Water Act and the MPRSA to be
exclusive.
Despite their comprehensive enforcement mechanisms, both
statutes expressly preserve all legal remedies otherwise available.
The statutes state in so many words that the authorization of an
express remedy in the statute itself shall not give rise to an
inference that Congress intended to foreclose other remedies. Thus,
§ 505(e) of the Clean Water Act states:
"Nothing in this section shall restrict any right which any
person (or class of persons) may have under any statute or common
law to seek enforcement of any effluent standard or limitation or
to seek any other relief (including relief against the
Administrator or a State agency)."
33 U.S.C. § 1365(e). And § 105(g) (5) of the MPRSA states:
"The injunctive relief provided by this subsection shall not
restrict any right which any person (or class of persons) may have
under any statute or common law to seek enforcement of any standard
or limitation or to seek any other relief (including relief against
the Administrator, the Secretary, or a State agency)."
33 U.S.C. § 1415(g) (5). Respondents' right to proceed under §
1983 in light of these statutory provisions could have been made
more plain only had Congress substituted the citation "42 U.S.C. §
1983" for the words "any statute" in the saving clauses.
The legislative history of both statutes makes it clear that the
saving clauses were intended to mean what they say. The Senate
Report on the Clean Water Act states:
"It should be noted, however, that the section would
specifically preserve any rights or remedies under any other law.
Thus, if damages could be shown, other remedies would remain
available. Compliance with requirements under this Act would not be
a defense to a common
Page 453 U. S. 30
law action for pollution damages."
S.Rep. No. 92-414, p. 81 (1971).
See also H.R.Rep. No.
92-911, p. 134 (1972). And the corresponding Report on the MPRSA
similarly states that the authorization of citizen suits shall not
restrict or supersede "any other right to legal action which is
afforded the potential litigant in any other statute or the common
law." S.Rep. No. 9251, pp. 23-24 (1971).
See also H.R.Rep.
No. 92-361, p. 23 (1971).
The words "any other law" in the former Report and "any other
statute" in the latter surely encompass 42 U.S.C. § 1983 (1976 ed.,
Supp. III), as do the words "any statute" in the saving clauses
themselves. It therefore seems little short of remarkable that
unambiguous expressions of legislative intent such as these can be
read to express a purpose to withdraw the express statutory remedy
provided by § 1983.
The Court, of course, discusses the saving clauses and this
legislative history elsewhere in its opinion.
See ante at
453 U. S. 15-17,
and n. 26. In rejecting the Court of Appeals' conclusion, based in
part on the saving clauses, that respondents may invoke implied
rights of action under the Clean Water Act and the MPRSA, the Court
finds it "doubtful" that the phrase "any statute" in the saving
clauses refers to the very statutes in which the clauses appear.
See ante at
453 U. S. 15-16.
The Court's doubt is reinforced by use of the word "other" in the
passages from the Senate Reports quoted above.
See ante at
453 U. S. 16, n.
26. Thus, the Court holds that the statutory phrase "any statute"
does not refer to the Clean Water Act or the MPRSA; the Court
apparently also holds that it does not refer to § 1983, even though
that statute clearly qualifies as "any other statute" or "any other
law," within the meaning of the legislative history. [
Footnote 2/12]
Page 453 U. S. 31
In my judgment, the Court has failed to uncover "a clear
congressional mandate" [
Footnote
2/13] to withdraw the § 1983 remedy otherwise available to the
respondents. Moreover, the statutory language and the legislative
history reveal the exact opposite: a clear congressional mandate to
preserve all existing remedies, including a private right of action
under § 1983. I therefore respectfully dissent from this portion of
the Court's decision.
II
The effect of the Court's holding in
Milwaukee v.
Illinois, 451 U. S. 304, was
to make the city of Milwaukee's compliance with the requirements of
the Clean Water Act a complete defense to a federal common law
nuisance action for pollution damage. It was, and still is,
difficult for me to reconcile that holding with the excerpts from
the statutes and the Senate Reports quoted above -- particularly
the statement:
"Compliance with requirements under this Act would not be a
defense to a common law action for pollution damages."
S.Rep. No. 92-414 at 81.
Today, the Court pursues the preemption rationale of
Milwaukee v. Illinois to its inexorable conclusion, and
holds that even noncompliance with the requirements of the Clean
Water Act and the MPRSA is a defense to a federal common law
nuisance claim. [
Footnote 2/14]
Because JUSTICE BLACKMUN has already
Page 453 U. S. 32
exposed in detail the flaws in the Court's treatment of this
issue,
see Milwaukee v. Illinois, supra, at
451 U. S.
333-347 (dissenting opinion), I merely note that the
reasoning in his dissenting opinion in
Milwaukee applies
with special force in this case. [
Footnote 2/15]
III
Although I agree with the Court' holding that neither of these
statutes implicitly authorizes a private damages remedy, I reach
that conclusion by a different route. Under the traditional common
law analysis discussed
supra at
453 U. S. 23-24,
the primary question is whether the statute was enacted for the
special benefit of a particular class of which the plaintiff is a
member.
See Texas Pacific R. Co. v. Rigsby, 241 U.S. at
241 U. S. 390.
As we have held in the past, "[t]hat question is
Page 453 U. S. 33
answered by looking to the language of the statute itself."
Cannon v. University of Chicago, 441 U.
S. 677,
441 U. S.
689.
The language of neither the Clean Water Act nor the MPRSA
defines any such special class. Both the substantive provisions of
these statutes and the breadth of their authorizations of citizen
suits indicate that they were "enacted for the protection of the
general public."
Cannon, supra, at
441 U. S. 690.
[
Footnote 2/16] Thus, even under
the more liberal approach to implied rights of action represented
by
Rigsby and its antecedents, respondents cannot invoke
implied private remedies under these statutes.
See generally
California v. Sierra Club, 451 U.S. at
451 U. S.
294-296.
The conclusion required by the statutory language is fortified
by the legislative history on which the Court relies. I agree that
the legislative deliberations about civil remedies under the Clean
Air Act,
see ante at
453 U. S. 17-18,
n. 27, illuminate the meaning of the Clean Water Act and the MPRSA
-- since these statutes were enacted only a short time later and
had similar environmental objective -- and that those deliberations
reveal a conscious congressional choice not to authorize a new
statutory damages remedy. Accordingly, I agree with the conclusion
reached by the Court in
453 U. S. but I
respectfully dissent from the remainder of its judgment.
[
Footnote 2/1]
Indeed, in recent Terms, a significant portion of our docket has
been occupied by cases presenting this question with respect to a
variety of federal statutes.
See, e.g., California v. Sierra
Club, 451 U. S. 287;
Universities Research Assn. v. Coutu, 450 U.
S. 754;
Transamerica Mortgage Advisors, Inc. v.
Lewis, 444 U. S. 11;
Touche Ross & Co. v. Redington, 442 U.
S. 560;
Cannon v. University of Chicago,
441 U. S. 677.
Cf. Texas Industries, Inc. v. Radcliff Materials, Inc.,
451 U. S. 630;
Northwest Airlines, Inc. v. Transport Workers,
451 U. S. 77.
[
Footnote 2/2]
In the unanimous decision in
Texas & Pacific R. Co. v.
Rigsby, this presumption was plainly stated:
"A disregard of the command of the statute is a wrongful act,
and where it results in damage to one of the class for whose
especial benefit the statute was enacted, the right to recover the
damages from the party in default is implied, according to a
doctrine of the common law. . . . This is but an application of the
maxim,
Ubi jus ibi remedium."
241 U.S. at
241 U. S. 39-40.
As the
Rigsby Court noted, the presumption was firmly
established at common law,
see California v. Sierra Club,
supra, at
451 U. S.
299-300 (STEVENS, J., concurring), and it had been
recognized on numerous prior occasions by this Court.
See,
e.g., 5 U. S.
Madison, 1 Cranch 137,
5 U. S. 163
("
[I]t is a general and indisputable rule that, where there is
a legal right, there is also a legal remedy by suit, or action at
law, whenever that right is invaded'"); Kendall v.
United States, 12 Pet. 524, 37 U. S. 623
("[T]he power to enforce the performance of the act must rest
somewhere, or it will present a case which has often been said to
involve a monstrous absurdity in a well organized government, that
there should be no remedy, although a clear and undeniable right
should be shown to exist"); Pollard v.
Bailey, 20 Wall. 520, 87 U. S. 527
("A general liability created by statute without a remedy may be
enforced by an appropriate common law action"); Hayes v.
Michigan Central R. Co., 111 U. S. 228,
111 U. S. 240
("[E]ach person specially injured by the breach of the obligation
is entitled to his individual compensation, and to an action for
its recovery"); De Lima v. Bidwell, 182 U. S.
1, 182 U. S.
176-177 ("If there be an admitted wrong, the courts will
look far to supply an adequate remedy").
[
Footnote 2/3]
See Bivens v. Six Unknown Federal Narcotics Agents,
403 U. S. 388,
403 U. S. 402
(concurring in judgment) ("[I]n suits for damages based on
violations of federal statutes lacking any express authorization of
a damage remedy, this Court has authorized such relief where, in
its view, damages are necessary to effectuate the congressional
policy underpinning the substantive provisions of the
statute").
[
Footnote 2/4]
See J. I. Case Co. v. Borak, 377 U.
S. 426,
377 U. S. 433
("[I]t is the duty of the courts to be alert to provide such
remedies as are necessary to make effective the congressional
purpose").
[
Footnote 2/5]
See Montana-Dakota Utilities Co. v. Northwestern Public
Service Co., 341 U. S. 246,
341 U. S.
261(dissenting opinion) ("If civil liability is
appropriate to effectuate the purposes of a statute, courts are not
denied this traditional remedy because it is not specifically
authorized").
[
Footnote 2/6]
See Kardon v. National Gypsum Co., 69 F. Supp.
512, 513-514 (ED Pa.1946) ("The disregard of the command of a
statute is a wrongful act and a tort. . . . [T]he right to recover
damages arising by reason of violation of a statute . . . is so
fundamental and so deeply ingrained in the law that, where it is
not expressly denied, the intention to withhold it should appear
very clearly and plainly").
[
Footnote 2/7]
Although the federal courts do not possess the full common law
powers of their state counterparts,
see, e.g., Northwest
Airlines, Inc., supra, at
451 U. S. 95,
the cases cited in
453 U.S.
1fn2/2|>n. 2,
supra, nonetheless indicate that the
fashioning of remedies for wrongs has traditionally been a part of
the business of the federal courts.
[
Footnote 2/8]
The unanimous opinion in
Cort v. Ash adopted the single
factor test of
Rigsby, see 453 U.S.
1fn2/2|>n. 2,
supra, and combined it with three
additional inquiries:
"In determining whether a private remedy is implicit in a
statute not expressly providing one, several factors are relevant.
First, is the plaintiff 'one of the class for whose
especial benefit the statute was enacted,' -- that is,
does the statute create a federal right in favor of the plaintiff?
Second, is there any indication of legislative intent, explicit or
implicit, either to create such a remedy or to deny one? Third, is
it consistent with the underlying purposes of the legislative
scheme to imply such a remedy for the plaintiff? And finally, is
the cause of action one traditionally relegated to state law, in an
area basically the concern of the States, so that it would be
inappropriate to infer a cause of action based solely on federal
law?"
422 U.S. at
422 U. S. 78
(citations omitted) (emphasis in original).
[
Footnote 2/9]
See Cannon, supra, at
441 U. S. 694;
Northwest Airlines, Inc., supra, at
451 U. S.
94.
[
Footnote 2/10]
Section 1983 provides:
"Every person who, under color of any statute, ordinance,
regulation, custom, or usage, of any State or Territory, or the
District of Columbia, subjects, or causes to be subjected, any
citizen of the United States or other person within the
jurisdiction thereof to the deprivation of any rights, privileges,
or immunities secured by the Constitution and laws, shall be liable
to the party injured in an action at law, suit in equity, or other
proper proceeding for redress."
[
Footnote 2/11]
This is more than merely a semantic dispute. As the Court
formulates the inquiry, the burden is placed on the § 1983
plaintiff to show an explicit or implicit congressional intention
that violations of the substantive statute at issue be redressed in
private § 1983 actions. The correct formulation, however, places
the burden on the defendant to show that Congress intended to
foreclose access to the § 1983 remedy as a means of enforcing the
substantive statute. Because the § 1983 plaintiff is invoking an
express private remedy that is, on its face, applicable anytime a
violation of a federal statute is alleged,
see Maine v.
Thiboutot, 448 U. S. 1,
448 U. S. 4, the
burden is properly placed on the defendant to show that Congress,
in enacting the particular substantive statute at issue, intended
an exception to the general rule of § 1983. A defendant may carry
this burden by identifying express statutory language or
legislative history revealing Congress' intent to foreclose the §
1983 remedy, or by establishing that Congress intended that the
remedies provided in the substantive statute itself be exclusive.
See Pennhurst State School and Hospital v. Halderman,
451 U. S. 1,
451 U. S. 28.
[
Footnote 2/12]
In a remarkable departure from the "plain language" rule of
statutory construction that has dominated our recent statutory
decisions, the Court disregards the plain language not only of the
two saving provisions, but also of § 1983. Just last Term, we
emphasized the plain language of that statute:
"The question before us is whether the phrase 'and laws,' as
used in § 1983, means what it says, or whether it should be limited
to some subset of laws. Given that Congress attached no modifiers
to the phrase, the plain language of the statute undoubtedly
embraces respondents' claim that petitioners violated the Social
Security Act."
Maine v. Thiboutot, 448 U.S. at
448 U. S. 4.
[
Footnote 2/13]
Carlson v. Green, 446 U. S. 14,
446 U. S.
23.
[
Footnote 2/14]
I recognize, of course, that, under the preemption rationale of
Milwaukee v. Illinois, a defendant's compliance or
noncompliance with the requirements of the Clean Water Act or the
MPRSA is technically irrelevant. However, I point out that the
petitioners in these cases allegedly failed to comply with the
requirements of the statutes merely to emphasize the anomalous
nature of the Court's holdings today and in
Milwaukee,
particularly in light of the statutory language and legislative
history discussed in the text.
[
Footnote 2/15]
In his brief for the federal parties, the Solicitor General
notes:
"The plain language of the savings clause of the Clean Water
Act, 33 U.S.C. 1365(e), indicates Congress' intent to preserve all
common law remedies, and the legislative history makes clear that
Congress understood that the federal common law would be preserved
as well."
Brief for Federal Petitioners 37. In support of this conclusion,
the Solicitor General cites a statement in the legislative history
by Congressman Dingell, one of the cosponsors of the Clean Water
Act in the House, specifically referring to nuisance litigation
under the federal common law.
See 118 Cong.Rec. 33757
(1972), 1 Legislative History of the Water Pollution Control Act
Amendments of 1972 (Committee Print compiled for the Senate
Committee on Public Works by the Library of Congress), Ser. 93-1,
p. 252 (1973). In his statement, Congressman Dingell cited H.R.Rep.
No. 92-1401, pp. 31-33 (1972), which quoted with approval from
Illinois v. Milwaukee, 406 U. S. 91, and
discussed two federal common law nuisance actions then being
pursued by the Department of Justice against alleged polluters.
See also Milwaukee v. Illinois, 451 U.S. at
451 U. S.
343-344 (BLACKMUN, J., dissenting).
[
Footnote 2/16]
Both statutes contain general statements of policy that indicate
that they were enacted to serve a broad range of interests. Section
101(a) of the Clean Water Act, as set forth in 33 U.S.C. § 1251(a),
provides in part:
"The objective of this chapter is to restore and maintain the
chemical, physical, and biological integrity of the Nation's
waters."
Section 2(b) of the MPRSA provides:
"The Congress declares that it is the policy of the United
States to regulate the dumping of all types of materials into ocean
waters and to prevent or strictly limit the dumping into ocean
waters of any material which would adversely affect human health,
welfare, or amenities, or the marine environment, ecological
systems, or economic potentialities."
33 U.S.C. § 1401(b).