When school authorities reported suspected abuse of one of adult
appellees' children to the Texas Department of Human Resources
(Department), the Department took temporary custody of all three of
appellees' minor children and instituted suit in the Harris County,
Tex., Juvenile Court for their emergency protection under Title 2
of the Texas Family Code. The Juvenile Court entered an emergency
ex parte order giving temporary custody to the Department.
Appellees then filed a motion to modify the
ex parte
order, but when they were unable to obtain an immediate hearing,
they filed a habeas corpus petition in Harris County rather than
renewing the motion or appealing the
ex parte order. The
Harris County court ultimately entered an order transferring venue
to the Montgomery County Juvenile Court, and, at the Harris County
judge's direction, the Department filed another suit, which was
also transferred to Montgomery County, while temporary custody of
the children was continued in the Department. Rather than
attempting to expedite a hearing in the Montgomery County court,
appellees filed an action in Federal District Court, broadly
challenging the constitutionality of the interrelated parts of
Title 2's statutory scheme defining the contours of the
parent-child relationship and the permissible areas and modes of
state intervention. The District Court denied appellees a temporary
restraining order, but later held that the state court's temporary
orders had expired and that the children had to be returned to
their parents. The Department then filed a new suit in the
Montgomery County court, which issued a show-cause order and writ
of attachment ordering that the child suspected of being abused be
delivered to the temporary custody of his grandparents. Appellees
countered by filing in the Federal District Court a second
application for a temporary restraining order addressed to the
Montgomery County Juvenile Court, and this was granted. A
three-judge District Court thereafter preliminarily enjoined the
Department and other defendants from filing or prosecuting any
state suit under the challenged state statutes until a final
determination by the three-judge court. Subsequently, this
determination was made, the court concluding that abstention under
the doctrine of
Younger v. Harris, 401 U. S.
37, was unwarranted because the litigation was
"multifaceted,"
Page 442 U. S. 416
involved custody of children, and was the product of procedural
confusion in the state courts, and thereafter addressing the merits
of the constitutional challenges.
Held: In light of the pending state proceedings, the
Federal District Court should not have exercised its jurisdiction,
but should have abstained under the doctrine of
Younger v.
Harris, supra, which, in counseling federal court abstention
when there is a pending state proceeding, reflects a strong policy
against federal intervention in state judicial processes in the
absence of great and immediate irreparable injury to the federal
plaintiff. Pp.
442 U. S.
423-435.
(a) The basic concern -- the threat to our federal system posed
by displacement of state courts by those of the National Government
-- is applicable not only to state criminal proceedings but also to
civil proceedings in which important state interests are involved.
Huffman v. Pursue, Ltd., 420 U. S. 592. As
was the case in
Huffman, the State here was a party to the
state proceedings, and the temporary removal of a child in the
child abuse context is, like the public nuisance statute involved
in
Huffman, "in aid of and closely related to criminal
statutes."
Id. at
420 U. S. 604. P.
442 U. S.
423.
(b) While the District Court's reference to the litigation as
being "multifaceted" as a reason for refusing abstention is
unclear, it appears that this reference meant either that the
appellees' constitutional challenge could not have been raised in
the pending state proceedings or that, in view of the breadth of
such challenge, abstention was inappropriate. However, with respect
to the pertinent inquiry whether the state proceedings afford an
adequate opportunity to raise the constitutional claims, Texas law
appears to raise no procedural barriers. And the breadth of a
challenge to a complex state statutory scheme has traditionally
militated
in favor of abstention, not
against it.
Pp.
442 U. S.
424-428.
(c) There are three distinct considerations that counsel
abstention when broad-based challenges are made to state statutes.
First is the concern of
Railroad Comm'n v. Pullman Co.,
312 U. S. 496,
that a federal court will be forced to interpret state law without
the benefit of state court consideration, and therefore under
circumstances where a constitutional determination is predicated on
a reading of the statute that is not binding on state courts and
may be discredited at any time, such dangers increasing with the
breadth of the challenge. Second is the need for a concrete case or
controversy, a concern also enhanced by the scope of the challenge
and one that is demonstrated by the instant case. The third concern
is the threat to our federal system of government posed by
"the needless obstruction to the domestic policy of the
states
Page 442 U. S. 417
by forestalling state action in construing and applying its own
statutes."
Alabama State Federation of Labor v. McAdory,
325 U. S. 450,
325 U. S. 471.
Almost every constitutional challenge -- and particularly one as
far-ranging as that involved here -- offers the opportunity for
narrowing constructions that might obviate the constitutional
problem and intelligently mediate federal constitutional concerns
and state interests. Pp.
442 U. S.
428-430.
(d) With respect to appellees' argument that delay in affording
them a hearing in state court made
Younger abstention
inappropriate, the federal injunction did, in fact, address the
state proceeding, and it was unnecessary to obtain release of the
children, as they had already been placed in appellees' custody
pursuant to federal court order.
Gerstein v. Pugh,
420 U. S. 103,
distinguished. Furthermore, such argument cannot be distinguished
from conventional claims of bad faith and other sources of
irreparable harm; in this case, the state authorities' conduct
evinced no bad faith, and, while there was confusion, confusion is
not bad faith. Pp.
442 U. S.
430-432.
(e) In the absence of bad faith, there remain only limited
grounds for not applying
Younger. Here, no claim could be
properly made that the state proceedings were motivated by a desire
to harass or that the challenged statute is "
flagrantly and
patently violative of express constitutional prohibitions in every
clause, sentence and paragraph,'" Huffman, supra at
420 U. S. 611.
Nor were there present in this case other
"extraordinary circumstances in which the necessary irreparable
injury can be shown even in the absence of the usual prerequisites
of bad faith and harassment,"
Younger, supra, at
401 U. S. 53.
Unless it were held that every attachment issued to protect a child
creates great, immediate, and irreparable harm warranting federal
court intervention, it cannot be properly concluded that, with the
state proceedings here in the posture they were at the time of the
federal action, federal intervention was warranted. Pp.
442 U. S.
432-435.
438 F.
Supp. 1179, reversed and remanded.
REHNQUIST, J., delivered the opinion of the Court, in which
BURGER, C.J., and WHITE, BLACKMUN, and POWELL, JJ., joined.
STEVENS, J., filed a dissenting opinion, in which BRENNAN, STEWART,
and MARSHALL, JJ., joined,
post, p.
442 U. S.
435.
Page 442 U. S. 418
MR JUSTICE REHNQUIST delivered the opinion of the Court.
Title 2 of the Texas Family Code was enacted in 1973 and first
went into effect on January 1, 1974. It was amended substantially
in the following year. The Title defines the contours of the
parent-child relationship and the permissible areas and modes of
state intervention. This suit presents the first broad
constitutional challenge to interrelated parts of that statutory
scheme. It raises novel constitutional questions of the correlative
rights and duties of parents, children, and the State in suits
affecting the parent-child relationship.
This litigation, involving suspected instances of child abuse,
was initiated by state authorities in the Texas state courts in
1976. The state proceedings, however, were enjoined by the
three-judge District Court below, which went on to find various
parts of Title 2 unconstitutional on their face or as applied. We
noted probable jurisdiction. 439 U.S. 925 (1978). This appeal first
raises the question whether, in light of the pending state
proceedings, the Federal District Court should have exercised its
jurisdiction. We conclude that it should not have done so, and
accordingly reverse and remand with instructions that the complaint
be dismissed.
I
The appellees in this case, husband and wife and their three
minor children, seek a declaration that parts of Title 2 of the
Page 442 U. S. 419
Texas Family Code unconstitutionally infringe family integrity.
[
Footnote 1] The state court
litigation was precipitated by school authorities who reported to
the Texas Department of Human Resources (formerly the State
Department of Public Welfare) on March 25, 1976, that a child, Paul
Sims, suffered from physical injuries apparently inflicted or
aggravated by his father on a visit to the Osborne Elementary
School in Houston, Tex. To protect the Sims children and to
investigate the extent of any injuries, the Texas Department of
Human Resources (hereinafter Department), on the same day, took
temporary custody of all three Sims children, who were in the
school, and had them examined by a physician. The doctor found that
the children were battered, and Paul was hospitalized for 11
days.
On the day that it took custody of the children, the Department
decided to institute a suit for emergency protection of the
children under § 17.02 of the Texas Family Code. [
Footnote 2] The suit was filed in the Harris
County Juvenile Court on
Page 442 U. S. 420
March 26, 1976, the day after the children were removed from the
school. Pursuant to § 17.04 of the Texas Code, the Juvenile Court
Judge entered an emergency
ex parte order which gave
temporary custody of the children to the Department. [
Footnote 3]
Five days later, the appellees appeared in court and moved to
modify the
ex parte order, the proper procedure for
terminating the Department's temporary custody. [
Footnote 4] A hearing on such a motion is
required under Texas law, but the Juvenile Court Judge was
temporarily unavailable, and the court clerk returned the motion to
appellees' attorney. Rather than renew the motion or appeal the
emergency order, appellees filed a petition for a writ of habeas
corpus in the same Harris County court. [
Footnote 5] A hearing on that petition was held on
April 5,
Page 442 U. S. 421
1976, and, on that date, the Juvenile Court Judge concluded that
venue was properly in neighboring Montgomery County, where the
children were residents, and he transferred the proceedings to that
county.
See Tex.Fam.Code Ann., Tit. 2, § 11.04(a) (1975).
At the judge's direction,
see § 17.05(b)(2) (Supp.
1978-1979), the Department filed a "Suit Affecting the Parent-Child
Relationship" as authorized by § 11.02, which was also transferred
to Montgomery County. In addition, the judge issued a temporary
restraining order continuing the Department's temporary custody of
the children. [
Footnote 6]
The appellees then had actual knowledge that the action had been
moved to Montgomery County. [
Footnote 7] There is no indication that any effort was
made to expedite the hearing in that county; the appellees did not
request an early hearing from state trial or appellate courts. Nor
did they appeal the temporary order.
See In re Stuart, 544
S.W.2d 821 (Tex.Civ.App. 1976). Instead, on April 19, 1976, they
filed this action in the United States District Court for the
Southern District of Texas, and thereby initiated two months of
procedural maneuvers in both the state and federal courts.
On April 20, a temporary restraining order was denied appellees
by the District Court. A hearing on the application for a
Page 442 U. S. 422
preliminary injunction was ultimately set for May 5. When the
Department received notice of the federal proceeding on April 22,
the pending state proceedings were suspended.
On May 4, however, one day before the scheduled federal hearing,
the Simses returned to the state court system, moving to file an
original petition for a writ of habeas corpus in the Texas Court of
Civil Appeals. The motion was denied for want of jurisdiction.
The next day, the Federal District Court held that the temporary
orders issued by the state court had expired and that the children
had to be returned to their parents, although the Department was
not enjoined from pursuing a new action in state court. The court
noted that it was requesting a three-judge court to consider
appellees' constitutional challenge to Title 2. On May 14, the
Department did file a new § 11.02 suit in Montgomery County, and
the state court issued a show-cause order and writ of attachment
ordering that Paul Sims be delivered to the temporary custody of
his grandparents. The court set the show-cause hearing for May 21,
but the Simses could not be found for purposes of service, and the
hearing was reset for June 21. The Simses countered by filing in
the United States District Court a second application for a
temporary restraining order addressed to the Montgomery County
Juvenile Court, which was granted on May 21. The three-judge court,
on June 7, entered a preliminary injunction enjoining the
Department and other defendants from filing or prosecuting any
state suit under the challenged state statutes until a final
determination by the three-judge court. That determination was made
on October 12, 1977, and is the subject of this appeal.
After concluding that abstention under the doctrine of
Younger v. Harris, 401 U. S. 37
(1971), was unwarranted because the litigation was "multifaceted,"
involved custody of children, and was the product of procedural
confusion in the state courts, the District Court addressed the
merits of the due process challenges. It surveyed virtually every
aspect of
Page 442 U. S. 423
child abuse proceedings in Texas.
Sims v. State Dept. of
Public Welfare, 438 F.
Supp. 1179, 1189-1195. Since we conclude that it should never
have embarked on this survey, we do not recount it here.
II
Appellants argue that the Federal District Court should have
abstained in this case under the principles of
Younger v.
Harris, supra. The
Younger doctrine, which counsels
federal court abstention when there is a pending state proceeding,
reflects a strong policy against federal intervention in state
judicial processes in the absence of great and immediate
irreparable injury to the federal plaintiff.
Samuels v.
Mackell, 401 U. S. 66,
401 U. S. 69
(1971). That policy was first articulated with reference to state
criminal proceedings, but, as we recognized in
Huffman v.
Pursue, Ltd., 420 U. S. 592
(1975), the basic concern -- that threat to our federal system
posed by displacement of state courts by those of the National
Government -- is also fully applicable to civil proceedings in
which important state interests are involved. As was the case in
Huffman, the State here was a party to the state
proceedings, and the temporary removal of a child in a child abuse
context is, like the public nuisance statute involved in
Huffman, "in aid of and closely related to criminal
statutes."
Id. at
420 U. S. 604. The existence of these conditions, or the
presence of such other vital concerns as enforcement of contempt
proceedings,
Juidice v. Vail, 430 U.
S. 327 (1977), or the vindication of "important state
policies such as safeguarding the fiscal integrity of [public
assistance] programs,"
Trainor v. Hernandez, 431 U.
S. 434,
431 U. S. 444
(1977), determines the applicability of
Younger-Huffman
principles as a bar to the institution of a later federal action.
[
Footnote 8]
Page 442 U. S. 424
In
Huffman, we noted those well established
circumstances where the federal court need not stay its hand in the
face of pending state proceedings.
"
Younger, and its civil counterpart which we apply
today, do, of course, allow intervention in those cases where the
District Court properly finds that the state proceeding is
motivated by a desire to harass or is conducted in bad faith, or
where the challenged statute is"
"'flagrantly and patently violative of express constitutional
prohibitions in every clause, sentence and paragraph, and in
whatever manner and against whomever an effort might be made to
apply it.'"
420 U.S. at
420 U. S.
611.
The District Court, however, did not rely expressly on these
established exceptions to the
Younger doctrine in finding
that abstention was inappropriate in this case. Rather, it
concluded that
Younger abstention was not warranted
because the action taken by the State of Texas in this case is
"multifaceted"; "there is no single state proceeding to which the
plaintiffs may look for relief on constitutional or any other
grounds." 438 F. Supp. at 1187.
"Many of the challenged actions taken by the state do not and
will not involve any judicial proceeding. Certainly as to these,
there is no pending state civil litigation about which even to
consider abstention."
Ibid. (footnote omitted). The court specifically
alluded to the allegations regarding the Child Abuse and Neglect
Report and Inquiry System (CANRIS),
id. at 1187 n. 5, that
is, the appellees' challenge on constitutional grounds to the
State's computerized collection and dissemination of child abuse
information where that information is not the product of a judicial
determination of abuse or neglect.
The meaning of the District Court's reference to this litigation
as "multifaceted" is unclear, but two possible interpretations
Page 442 U. S. 425
suggest themselves. Under established principles of equity, the
exercise of equitable powers is inappropriate if there is an
adequate remedy at law.
See Douglas v. City of Jeannette,
319 U. S. 157,
31 U. S. 164
(1943). Restated in the abstention context, the federal court
should not exert jurisdiction if the plaintiffs "had an
opportunity to present their federal claims in the state
proceedings."
Juidice v. Vail, supra at
430 U. S. 337
(emphasis in original);
see Gibson v. Berryhill,
411 U. S. 564,
411 U. S. 577
(1973). The pertinent issue is whether appellees' constitutional
claims could have been raised in the pending state proceedings. The
District Court's reference to the child abuse reporting system
reflects a misunderstanding of the nature of the inquiry. That the
Department's suit does not necessarily implicate CANRIS is not
determinative. The question is whether that challenge can be raised
in the pending state proceedings subject to conventional limits on
justiciability. On this point, Texas law is apparently as
accommodating as the federal forum. [
Footnote 9] Certainly, abstention is appropriate
Page 442 U. S. 426
unless state law clearly bars the interposition of the
constitutional claims.
There are also intimations in the District Court's opinion that
its decision to exert jurisdiction was influenced by a broader and
novel consideration -- the breadth of appellees' challenge to Title
2.
"The entire statutory scheme by which Texas attempts to deal
with the problem of child abuse has been challenged, and should be
viewed as an integrated whole. This court will not consider part of
the scheme and abstain from another part. To do so would seriously
jeopardize any hope for an effective statutory scheme and, in the
name of comity and federalism, do violence to the state functions
those principles seek to protect."
438 F. Supp. at 1187. [
Footnote 10]
Page 442 U. S. 427
Thus, the District Court suggests that the more sweeping the
challenge, the more inappropriate is abstention, and thereby
inverts traditional abstention reasoning. The breadth of a
challenge to a complex state statutory scheme has traditionally
militated in favor of abstention, not against it. This is evident
in a number of distinct but related lines of abstention cases
which, although articulated in different ways, reflect the same
sensitivity to the primacy of the State in the interpretation of
its own laws and the cost to our federal system of government
inherent in federal court interpretation and subsequent
invalidation of parts of an integrated statutory framework.
The earliest abstention cases were rooted in notions of equity.
In
Railroad Comm'n v. Pullman Co., 312 U.
S. 496,
312 U. S. 498
(1941), the Court observed that the dispute before it implicated "a
sensitive area of social policy upon which the federal courts ought
not to enter unless no alternative to its adjudication is open."
The Court found the "resources of equity" sufficient to accommodate
an adjustment which would avoid "the friction of a premature
constitutional adjudication" and obviate the need for a federal
court to interpret state law without the benefit of an
authoritative interpretation by a state court.
Id. at
312 U. S. 500.
Thus evolved the doctrine of
Pullman abstention: that a
federal action should be stayed pending determination in state
court of state law issues central to
Page 442 U. S. 428
the constitutional dispute. Mr. Justice Frankfurter in his
opinion for the Court observed:
"The history of equity jurisdiction is the history of regard for
public consequences in employing the extraordinary remedy of the
injunction. There have been as many and as variegated applications
of this supple principle as the situations that have brought it
into play. . . . Few public interests have a higher claim on the
discretion of a federal chancellor than the avoidance of needless
friction with state policies, whether the policy relates to the
enforcement of the criminal law,
Fenner v. Boykin,
271 U. S.
240;
Spielman Motor Co. v. Dodge, 295 U. S.
89; or the administration of a specialized scheme for
liquidating embarrassed business enterprises,
Pennsylvania v.
Williams, 294 U. S. 176; or the final
authority of a state court to interpret doubtful regulatory laws of
the state,
Gilchrist v. Interborough Co., 279 U. S.
159. . . ."
Ibid.
There are three distinct considerations that counsel abstention
when broad-based challenges are made to state statutes, and it is
common to see each figure in an abstention decision; for the
broader the challenge, the more evident each consideration becomes.
There is first the
Pullman concern: that a federal court
will be forced to interpret state law without the benefit of state
court consideration, and therefore under circumstances where a
constitutional determination is predicated on a reading of the
statute that is not binding on state courts and may be discredited
at any time -- thus essentially rendering the federal court
decision advisory and the litigation underlying it meaningless.
Watson v. Buck, 313 U. S. 387,
313 U. S.
401-402 (1941); and
Alabama State Federation of
Labor v. McAdory, 325 U. S. 450,
325 U. S.
459-461 (1945). These dangers increase with the breadth
of the challenge.
The second consideration is the need for a concrete case or
controversy -- a concern also obviously enhanced by the scope of
the challenge. That is demonstrated by the instant case.
Page 442 U. S. 429
For example, appellees challenge § 11.15 of the Texas Family
Code, which provides that the standard of proof in any suit
affecting the parent-child relationship shall be the "preponderance
of the evidence." The District Court held that, in any proceeding
involving parental rights, the State must bear, as a matter of
federal constitutional law, a burden of "clear and convincing"
evidence. Yet no proceeding was pursued in this case to the point
where the standard could be applied, and consequently appellees can
point to no injury in fact. A second illustration is the challenge
to statutorily authorized pre-seizure investigative procedures:
there was apparently no pre-seizure investigation in this case.
[
Footnote 11]
Alabama
State Federation of Labor v. McAdory, supra at
325 U. S. 461;
Public Service Comm'n v. Wycoff Co., 344 U.
S. 237,
344 U. S.
245-246 (1952).
The final concern prompted by broad facial attacks on state
statutes is the threat to our federal system of government posed by
"the needless obstruction to the domestic policy of the states by
forestalling state action in construing and applying its own
statutes."
Alabama State Federation of Labor v. McAdory,
supra at
325 U. S.
471.
"The seriousness of federal judicial interference with state
civil functions has long been recognized by this Court. We have
consistently required that, when federal courts are confronted with
requests for such relief, they should abide by standards of
restraint that go well beyond those of private equity
jurisprudence."
Huffman v. Pursue, Ltd., 420 U.S. at
420 U. S. 603.
State courts are the principal expositors of state law. Almost
every constitutional challenge -- and particularly one as
far-ranging as that involved in this case -- offers the opportunity
for narrowing constructions that might obviate the
constitutional
Page 442 U. S. 430
problem and intelligently mediate federal constitutional
concerns and state interests. When federal courts disrupt that
process of mediation while interjecting themselves in such
disputes, they prevent the informed evolution of state policy by
state tribunals.
Trainor v. Hernandez, 431 U.S. at
431 U. S. 445.
The price exacted in terms of comity would only be outweighed if
state courts were not competent to adjudicate federal
constitutional claims -- a postulate we have repeatedly and
emphatically rejected.
Huffman, supra, at
420 U. S.
610-611.
In sum, the only pertinent inquiry is whether the state
proceedings afford an adequate opportunity to raise the
constitutional claims, and Texas law appears to raise no procedural
barriers. [
Footnote 12] Nor
do appellees seriously argue to the contrary. Rather, they contend
that, because they were not granted a hearing at the time that they
thought they were entitled to one, there was no practical
opportunity to present their federal claims. [
Footnote 13] Thus, the issue as posed by
appellees is whether the
Page 442 U. S. 431
conduct of the state judiciary was such that it in fact denied
appellees an opportunity to be heard that was theirs in theory.
That claim is related to the District Court's second theory why
Younger abstention was not warranted in this case.
The District Court framed this "second independent basis for the
inapplicability of
Younger principles" as follows:
"[W]e note that the plaintiffs' constitutional challenge is
directed primarily at the legality of the children's seizure and
detention for a 42-day period without a hearing. It is clear that,
because this issue cannot be raised as a defense in the normal
course of the pending judicial proceeding, abstention would be
inappropriate.
See Gerstein v. Pugh, 420 U. S.
103,
420 U. S. 108 n. 9 . . .
(1975). The denial of custody of the children pending any hearing
regardless of the result of the hearing, is, in itself, sufficient
to prevent the application of Younger."
438 F. Supp. at 1187. The reliance on
Gerstein is
misplaced. That case involved a challenge to pretrial restraint on
the basis of a prosecutor's information alone, without the benefit
of a determination of probable cause by a judicial officer. This
Court held that the District Court properly found that the action
was not barred by
Younger because the injunction was not
addressed to a state proceeding, and therefore would not interfere
with the criminal prosecutions themselves. "The order to hold
preliminary hearings could not prejudice the conduct of the trial
on the merits."
Gerstein v. Pugh, 420 U.
S. 103,
420 U. S. 108
n. 9 (1975). Here, the injunction did address the state proceeding,
and it was not necessary to obtain the release of the children, for
they had already been placed in the custody of their parents
pursuant to a federal court order. This Court has addressed the
Younger doctrine on a number of occasions since
Page 442 U. S. 432
Gerstein. In
Juidice v. Vail, 430 U.S. at
430 U. S.
336-337, we noted that the teaching of
Gerstein
was that the federal plaintiff must have an opportunity to press
his claim in the state courts and, as noted above, the appellees
have not shown that state procedural law barred presentation of
their claims -- in fact, Texas law seems clearly to the
contrary.
As for the argument that the delay in affording the parents a
hearing in state court made
Younger abstention
inappropriate, we cannot distinguish this argument from
conventional claims of bad faith and other sources of great,
immediate, and irreparable harm if the federal court does not
intervene -- traditional circumstances where a federal court need
not stay its hand. We simply cannot agree that the conduct of the
state authorities in this case evinces bad faith; and we do not
read the District Court as expressly so finding. That there was
confusion is undeniable. It is evident in the uncertainty regarding
the effective period of a temporary order under § 11.11 and
regarding the propriety of entering that order when venue was in
Montgomery County. But confusion is not bad faith, and, in this
case, confusion was the predictable byproduct of a new statutory
scheme. The question would be a much closer one had appellees
diligently sought a hearing in Montgomery County after the Harris
County action was transferred, or had they pursued their appellate
remedies.
Once it is determined that there is no bad faith, there remain
only limited grounds for not applying
Younger. The
District Court did not find, nor could it have found, "harassment."
Nor could it credibly be claimed that Title 2 is
"flagrantly and patently violative of express constitutional
prohibitions in every clause, sentence and paragraph, and in
whatever manner and against whomever an effort might be made to
apply it."
Watson v. Buck, 313 U.S. at
313 U. S. 402,
quoted in
Younger v. Harris, 401 U.S. at
401 U. S.
53-54.
The District Court placed some reliance on the observation in
Younger that there may be other
"extraordinary circumstances
Page 442 U. S. 433
in which the necessary irreparable injury can be shown even in
the absence of the usual prerequisites of bad faith and
harassment."
Id. at
401 U. S. 53.
See Perez v. Ledesma, 401 U. S. 82,
401 U. S. 85
(1971);
Mitchum v. Foster, 407 U.
S. 225,
407 U. S.
230-231 (1972). The most extensive explanation of those
"extraordinary circumstances" that might constitute great,
immediate, and irreparable harm is that in
Kugler v.
Helfant, 421 U. S. 117
(1975). Although its discussion is with reference to state criminal
proceedings, it is fully applicable in this context as well.
"Only if 'extraordinary circumstances' render the state court
incapable of fairly and fully adjudicating the federal issues
before it can there be any relaxation of the deference to be
accorded to the state criminal process. The very nature of
'extraordinary circumstances,' of course, makes it impossible to
anticipate and define every situation that might create a
sufficient threat of such great, immediate, and irreparable injury
as to warrant intervention in state criminal proceedings. But
whatever else is required, such circumstances must be
'extraordinary' in the sense of creating an extraordinarily
pressing need for immediate federal equitable relief, not merely in
the sense of presenting a highly unusual factual situation."
Id. at
421 U. S.
124-125.
See Trainor v. Hernandez, 431 U.S. at
431 U. S. 442
n. 7.
To gauge whether such extraordinary circumstances exist in this
case, we must view the situation at the time the state proceedings
were enjoined. On May 21, when the District Court granted a
temporary restraining order, and on June 7, when the three-judge
court entered a preliminary injunction enjoining appellants from
filing or prosecuting any state suit under the challenged state
statutes until the District Court had finally determined the
questions at issue, the two adult appellees had already
successfully obtained possession of their minor children by means
of the federal court order of
Page 442 U. S. 434
May 5. The District court's order of that date did not enjoin
the Department from instituting a new suit in state court, and such
a suit was instituted in Montgomery County on May 14. The
Montgomery County action was entitled a "Suit Affecting the
Parent-Child Relationship," and the Department's petition related
the documented child abuse and prayed that a writ of attachment
issue to protect the minor child, Paul Sims. The state court issued
a writ pursuant to § 11.11 directing that Paul Sims be placed in
the temporary custody of his grandparents, appointing a guardian
ad litem, and setting a hearing to show cause for May 21.
The record indicates that appellees absented themselves from home,
work, and school, thereby impeding the attachment and service of
the show-cause order, and does not indicate that the actual
physical custody of Paul Sims was ever surrendered by appellees
pursuant to the Montgomery County court writ.
It is in this posture that one must consider the propriety of
the District Court's injunction barring further state proceedings.
Paul Sims was within the custody of his parents, and a specific
date had been set for the show-cause hearing regarding the writ of
attachment, at which time the parents could press their objections.
Unless we were to hold that every attachment issued to protect a
child creates great, immediate, and irreparable harm warranting
federal court intervention, we are hard pressed to conclude that,
with the state proceedings in this posture, federal intervention
was warranted.
Perhaps anticipating this logic, the District Court in this case
concluded that
"[t]he denial of custody of the children pending any hearing,
regardless of the result of the hearing, is, in itself, sufficient
to prevent the application of
Younger,"
438 F. Supp. at 1187. Presumably, this conclusion was prompted
by the District Court's observation that
"the constitutional issues raised by the plaintiffs reach the
application of due process in an area of the greatest importance to
our society, the family."
Ibid. But the District Court again inverts
Page 442 U. S. 435
traditional abstention logic when it states that, because the
interests involved are important, abstention is inappropriate.
Family relations are a traditional area of state concern. This was
recognized by the District Court when it noted the "compelling
state interest in quickly and effectively removing the victims of
child abuse from their parents."
Id. at 1189. We are
unwilling to conclude that state processes are unequal to the task
of accommodating the various interests and deciding the
constitutional questions that may arise in child welfare
litigation. [
Footnote
14]
We reverse the judgment of the District Court and remand with
instructions that the complaint be dismissed.
It is so ordered.
[
Footnote 1]
Although it is not clear that the children were nominal parties
in all of the proceedings in the state courts, for ease of
reference, all of those actions will be referred to as actions by
the appellees.
[
Footnote 2]
Chapter 17 of Title 2 of the Texas Family Code provides for
suits for protection of children in emergencies. Section 17.01
states:
"An authorized representative of the State Department of Public
Welfare, a law enforcement officer, or a juvenile probation officer
may take possession of a child to protect him from an immediate
danger to his health or physical safety and deliver him to any
court having jurisdiction of suits under this subtitle, whether or
not the court has continuing jurisdiction under Section 11.05 of
this code. The child shall be delivered immediately to the
court."
Tex.Fam.Code Ann., Tit. 2, § 17.01 (Supp. 1978-1979) .
These emergency seizures are to be followed by hearings provided
for in § 17.02 (1975):
"Unless the child is taken into possession pursuant to a
temporary order entered by a court under Section 11.11 of this
code, the officer or representative shall file a petition in the
court immediately on delivery of the child to the court, and a
hearing shall be held to provide for the temporary care or
protection of the child."
[
Footnote 3]
Tex.Fam.Code Ann., Tit. 2, § 1704 (1975):
"On a showing that the child is apparently without support and
is dependent on society for protection, or that the child is in
immediate danger of physical or emotional injury, the court may
make any appropriate order for the care and protection of the child
and may appoint a temporary managing conservator for the
child."
§ 17.05 (Supp. 1978-1979):
"(a) An order issued under Section 17.04 of this code expires at
the end of the 10-day period following the date of the order, on
the restoration of the child to the possession of its parent,
guardian, or conservator, or on the issuance of
ex parte
temporary orders in a suit affecting the parent-child relationship
under this subtitle, whichever occurs first."
"(b) If the child is not restored to the possession of its
parent, guardian, or conservator, the court shall:"
"(1) order such restoration or possession; or"
"(2) direct the filing of a suit affecting the parent-child
relationship in the appropriate court with regard to continuing
jurisdiction."
[
Footnote 4]
§ 17.06 (1975):
"On the motion of a parent, managing conservator, or guardian of
the person of the child, and notice to those persons involved in
the original emergency hearing, the court shall conduct a hearing
and may modify any emergency order made under this chapter if found
to be in the best interest of the child."
[
Footnote 5]
Emergency orders are apparently appealable under Texas law.
See § 17.07 (1975);
In re R.E.W., 545 S.W.2d 573
(Tex.Civ.App. 1976).
[
Footnote 6]
In issuing this temporary order, the Harris County Juvenile
Court relied on Tex.Fam.Code Ann., Tit. 2, § 11.11 (1975 and Supp.
1978-1979), which authorizes a court in a suit affecting the
parent-child relationship to make "any temporary order for the
safety and welfare of the child." The parties in this litigation
disagree whether the Juvenile Court Judge had jurisdiction to enter
that order. This is one of a number of ambiguous state law
questions in this case. Another is the period for which such a
temporary order may remain in effect.
Suits affecting the parent-child relationship are authorized by
§ 11.02 (1975). These suits are the vehicles by which the State
brings about any change in the parent-child relationship.
[
Footnote 7]
There is testimony in the record that a hearing had been set in
Montgomery County for May 8, 1976. Defendant's Exhibit # 1A, Sworn
Statement of Rex Downing 65-66.
[
Footnote 8]
Therefore, contrary to the suggestion of the dissent, we do not
remotely suggest "that every pending proceeding between a State and
a federal plaintiff justifies abstention unless one of the
exceptions to
Younger applies."
Post at
442 U. S.
435-436.
[
Footnote 9]
Section 11.02(b) of Title 2 provides:
"(b) One or more matters covered by this subtitle may be
determined in the suit. The court, on its own motion, may require
the parties to replead in order that any issue affecting the
parent-child relationship may be determined in the suit."
Tex.Fam.Code Ann., Tit. 2, § 11.02(b) (1975).
As one Texas commentator has noted, § 11.02(b) vests "a broad
range of powers and duties on district courts in cases in which
minors appear before the court." Smith, Draftmen's Commentary to
Title 2 of the Texas Family Code, 5 Tex.Tech.L.Rev. 389, 393
(1974). He notes that this section adopts the liberal approach to
joinder of claims and remedies found in Tex.Rule Civ.Proc. 51.
Section 11.14, which describes the hearing in suits affecting the
parent-child relationship, fortifies that view. It states: "(a)
Except as otherwise provided in this subtitle, proceedings shall be
as in civil cases generally."
Texas Rule Civ.Proc. 51 is modeled on Fed.Rule Civ.Proc. 18, and
provides in relevant part that
"[t]he plaintiff in his petition or in a reply setting forth a
counterclaim and the defendant in an answer setting forth a
counterclaim may join either as independent or as alternate claims
as many claims either legal or equitable or both as he may have
against an opposing party."
Thus, Texas procedural law has long encouraged joinder of claims
in civil actions.
See, e.g., Texas Gauze Mills v. Goatley,
119 S.W.2d 887, 888 (Tex.Civ.App. 1938);
Blair v. Gay, 33
Tex. 157, 165 (1870).
In a very recent case,
In re R.E.W., 545 S.W.2d 573
(1976), the Texas Court of Civil Appeals has indicated that, under
Title 2, the full range of constitutional challenges is cognizable
in the emergency removal proceedings and in suits affecting the
parent-child relationship.
Id. at 575. Therefore, this is
not a case like
Hernandez v. Finley, 471 F.
Supp. 516 (ND Ill.1978),
summarily aff'd sub nom. Quern v.
Hernandez, 440 U.S. 951 (1979), where the three-judge court
found, after our remand in
Trainor v. Hernandez,
431 U. S. 434
(1977), that the applicable state procedures did not permit the
defendant to raise a constitutional challenge.
[
Footnote 10]
Thus, we cannot agree with the dissenters' characterization of
the claims raised below as being as unrelated as child abuse and
traffic violations. As the District Court properly perceived it,
this action is a comprehensive attack on an integrated statutory
structure best suited to resolution in one forum. Our disagreement
with the District Court is with its choice of forum. Likewise,
there is little in our case law or sound judicial administration to
commend the suggestion that
Younger should have been
invoked with respect to some of the claims in this case and others
should have been left to the federal forum.
Post at
442 U. S. 443.
Given the interrelated nature of the claims, such a bifurcation
would result in the duplicative litigation and lack of state court
interpretation of an integrated statutory framework that this
Court, in
Trainor v. Hernandez, supra at
431 U. S. 445,
identified as central concerns underlying the
Younger
doctrine.
The dissenters' additional argument that a constitutional attack
on state procedures automatically vitiates the adequacy of those
procedures for purposes of the
Younger-Huffman line of
cases is reiteration of a theme sounded and rejected in prior
cases.
See Trainor v. Hernandez, supra, at
431 U. S.
469-470 (STEVENS, J., dissenting);
Juidice v.
Vail, 430 U. S. 327,
430 U. S.
339-340 (1977) (STEVENS, J., concurring in
judgment).
[
Footnote 11]
The District Court focused on psychiatric examinations, although
there is no evidence that there was an examination of this nature
administered to the Sims children before or after the temporary
removal.
Sims v. State Dept. of Public
Welfare, 438 F.
Supp. 1179, 1191.
[
Footnote 12]
The proposition that claims must be cognizable "as a defense" in
the ongoing state proceeding, as put forward by our dissenting
Brethren,
post at
442 U. S. 436-437, converts a doctrine with substantive
content into a mere semantical joust. There is no magic in the term
"defense" when used in connection with the
Younger
doctrine if the word "defense" is intended to be used as a term of
art. We do not here deal with the long-past niceties which
distinguished among "defense," "counterclaims," "setoffs,"
"recoupments," and the like. As we stated in
Juidice v.
Vail, 430 U.S. at
430 U. S.
337:
"Here it is abundantly clear that appellees had an
opportunity to present their federal claims in the state
proceedings. No more is required to invoke
Younger
abstention. . . . Appellees need be accorded only an opportunity to
fairly pursue their constitutional claims in the ongoing state
proceedings . . . , and their failure to avail themselves of such
opportunities does not mean that the state procedures were
inadequate."
(Footnotes omitted; emphasis in original.)
[
Footnote 13]
In their brief, appellees argue that there was no adequate
remedy at state law, because their "every effort, to obtain
judicial relief in State court was either frustrated or denied."
Brief for Appellees 25. During oral argument, counsel for appellees
responded to a request for justification of federal court
involvement in this case by stating that appellees did not believe
that there was a state action pending below. Tr. of Oral Arg. 34.
Counsel did not argue that the perceived deficiency in the state
proceedings was the product of a procedural bar to appellees'
constitutional claims.
[
Footnote 14]
The dissenters' concern that requiring appellees to raise their
challenges to the Texas Family Code in the pending proceeding will
complicate and delay resolution of the merits of the State's claims
would clearly be misplaced if the dissent were correct in its
characterization of the bulk of appellees' claims as analogous to
"a traffic violation" as far as their relation to the pending state
proceeding is concerned. Appellees could simply obtain a resolution
of the pending proceeding and then file their separate action. They
are certainly not required to pursue "an unwise and impractical
course of litigation."
Post at
442 U. S. 440.
Nor is there reason to believe that consolidating all of these
claims in federal court or litigating simultaneously in two
different courts would prove more expeditious, wise, or
practical.
MR. JUSTICE STEVENS, with whom MR. JUSTICE BRENNAN, MR. JUSTICE
STEWART, and MR. JUSTICE MARSHALL join, dissenting.
Before asking whether any of the recognized exceptions to the
doctrine of
Younger v. Harris, 401 U. S.
37, make it appropriate for a federal court to exercise
its jurisdiction to pass on the constitutionality of a state
statute, the Court should first decide whether there is a
legitimate basis for invoking the
Younger doctrine at all.
It has never been suggested that every pending proceeding between a
State and a federal plaintiff justifies abstention unless one of
the exceptions to
Younger
Page 442 U. S. 436
applies; for example, a pending charge that the federal
plaintiff is guilty of a traffic violation will not justify
dismissal of a federal attack on the constitutionality of the
State's child abuse legislation.
The policy of equitable restraint expressed in
Younger
"is founded on the premise that, ordinarily, a pending state
prosecution provides the accused a fair and sufficient opportunity
for vindication of federal constitutional rights."
Kugler v. Helfant, 421 U. S. 117,
421 U. S. 124.
Since "no citizen or member of the community is immune from
prosecution, in good faith, for his alleged criminal acts,"
Younger v. Harris, supra at
401 U.S. 46, there is no justification
for intervention by a court of equity to rule on claims which may
be raised as a defense to the criminal prosecution and which, if
meritorious, will result in adequate relief in that forum.
Moreover, in our federal system, intervention by a federal court
with respect to the questions at issue in state proceedings carries
with it additional costs in terms of comity and federalism, for it
"can readily be interpreted as reflecting negatively upon the state
court's ability to enforce constitutional principles."
Huffman
v. Pursue, Ltd., 420 U. S. 592,
420 U. S.
604.
The District Court's conclusion that abstention was
inappropriate in this case was based squarely on its finding "that
there is for these plaintiffs no
opportunity to fairly pursue
their constitutional claims in an ongoing state proceeding.'"
[Footnote 2/1] In the absence of
such an opportunity, Younger is simply inapplicable. Its
underlying concerns with comity, equity, and federalism, we have
recognized, have little force or vitality where there is no single
pending state proceeding in which the constitutional claims may be
raised "as a defense" and
Page 442 U. S. 437
effective relief secured. [
Footnote
2/2]
"When no state criminal proceeding is pending at the time the
federal complaint is filed, federal intervention does not result in
duplicative legal proceedings or disruption of the state criminal
justice system; nor can federal intervention, in that circumstance,
be interpreted as reflecting negatively upon the state court's
ability to enforce constitutional principles."
Steffel v. Thompson, 415 U. S. 452,
415 U. S. 462.
To be sure, it can be argued that, whenever a federal court rules
on the constitutionality of a state statute, it is making a
decision that interferes with the operation of important state
mechanisms, and performing a task that could equally be performed
by a state court.
See ante at
442 U. S. 427.
But this sort of lesser affront to principles of comity and
federalism is not one that justifies a federal court in refusing to
exercise the jurisdiction over federal claims that Congress has
entrusted to it. As this Court has repeatedly held, if a
constitutional violation is alleged, even with respect to the most
important state statute, a plaintiff is free to bring his suit in
federal court without any requirement that he first exhaust state
judicial remedies. [
Footnote
2/3]
In requiring abstention in this case, the Court, in my judgment,
is departing from these well established principles and extending
Younger beyond its logical bounds. The Sims parents sought
relief in federal court after 42 days of "diligent efforts" to
secure a hearing in state court in order to regain custody of their
children. [
Footnote 2/4] Despite
their efforts, they not only
Page 442 U. S. 438
failed to regain custody, but also did not even have an
opportunity to be heard in a state court. Their constitutional
challenge in federal court was "directed primarily at the legality
of the children's seizure and detention for a 42-day period without
a hearing" and the statutory scheme which allowed this serious
deprivation of liberty to occur. [
Footnote 2/5]
The only proceeding pending in state court at the time they
brought this suit was a "Suit Affecting the Parent-Child
Relationship" initiated by the Harris County Welfare Unit on April
5 pursuant to ch. 11 of the Texas Family Code. [
Footnote 2/6] As of the first hearing in federal
court on May 5, the plaintiff parents had yet to receive notice of
this suit, let alone any actual hearing before the judge. Had the
federal court not intervened, however, notice would eventually have
been provided, assuming compliance with the statute, and an
adversary hearing would eventually have taken place. But this does
not mean that federal court abstention was required or
appropriate.
In the hearing to be afforded under ch. 11, the state court
would be required to decide whether the children should be returned
to the custody of their parents or whether their interests would be
better served by alternative arrangements for their care. With
limited exceptions, [
Footnote 2/7]
the Simses' suit in
Page 442 U. S. 439
federal court had nothing to do with that question. The issues
raised by their federal complaint did not go to their fitness as
parents or to their rights to permanent custody of their children.
Rather, the thrust of their federal complaint was that the
procedures employed by the State to gather information and to seize
and retain the children pending the formal adversary hearing under
ch. 11 violated the Constitution. [
Footnote 2/8]
As to these constitutional claims, the hearing to be afforded in
state court on parental fitness and permanent custody was virtually
as irrelevant as a hearing on a traffic violation. It is clearly
the case, and the majority does not suggest otherwise, that the
Simses could not avoid losing custody of their children at that
point by successfully arguing that the State had acted
unconstitutionally in its initial seizure of the children, or that
a hearing should have been afforded earlier. These claims could not
be raised "as a defense to the ongoing proceedings,"
Juidice v.
Vail, 430 U. S. 327,
430 U. S. 330;
[
Footnote 2/9] nothing in the ch.
11 determinations required the court to consider or pass upon the
different issues that the Simses sought to raise in federal
court.
It may well be, as the majority suggests, that the Simses could
have raised their constitutional claims against the State not in
defense, but in the nature of permissive counterclaims. The
findings of the District Court, however, suggest the contrary.
[
Footnote 2/10] But even if Texas
does allow a party to raise any and
Page 442 U. S. 440
all claims against the other party -- no matter how unrelated --
in a single proceeding, it certainly does not mandate that he do
so. Broadening the scope of the state litigation to encompass new
and difficult issues could only complicate and delay the Simses'
efforts to obtain a hearing on the merits of the State's complaint
as promptly as possible. In the meantime, of course, custody of the
children would remain with the State, and the deprivation of the
parents' interests in the integrity of the family unit would
continue.
The
Younger doctrine does not require a litigant to
pursue such an unwise and impractical course of litigation.
Younger does not bar federal court consideration of "an
issue that could not be raised in defense of the criminal
prosecution."
Gerstein v. Pugh, 420 U.
S. 103,
420 U. S. 108
n. 9. [
Footnote 2/11] The
considerations of comity, equity, and federalism underlying that
doctrine are no more implicated by the
Sims decision that
claims unrelated to a pending state proceeding should be brought in
federal, rather than state, court than they are by a similar
decision in the absence of an unrelated state proceeding. If there
is no requirement that federal plaintiffs initiate constitutional
litigation in state, rather than federal, court in the first
instance -- and this Court has repeatedly held that there is not
[
Footnote 2/12] -- then the
coincidence of an unrelated state proceeding provides no
justification for imposing such a requirement.
While this factor alone is sufficient to render the
Younger doctrine inapplicable, there is an even more basic
objection to its application here.
Younger abstention in
these circumstances does not merely deprive the plaintiffs of their
right to initiate new claims in the forum of their choice. Far more
seriously, it deprives them of any relief at all. For this state
forum could not and did not afford plaintiffs the sufficient
opportunity
Page 442 U. S. 441
to vindicate their constitutional rights that is not only a
predicate to a
Younger dismissal, but also their
entitlement under the Constitution.
The three Sims children were taken into custody by the Harris
County Child Welfare Unit on March 25, 1976, based on a telephone
report that one of the children was possibly the victim of child
abuse. After "diligent" but unsuccessful efforts by the parents to
be heard in state court, they finally went to federal court where,
42 days after they lost custody of their children, the Simses were
heard for the first time in a court of law and their children were
returned to them. [
Footnote 2/13]
In due course, the federal court held that the state statutory
procedures were defective because they did not provide for adequate
notice to the parents, and did not provide for an adequate hearing
whenever the State sought to retain custody for more than 10 days.
Although other portions of the District Court decision as to the
State's procedures are challenged by the appeal in this Court, the
appellants have not questioned these aspects of the District
Court's judgment. [
Footnote 2/14]
It is therefore
Page 442 U. S. 442
undisputed that the Texas procedures did not afford the parents
a fair opportunity to vindicate their rights.
"[T]he opportunity to raise and have timely decided by a
competent state tribunal the federal issues involved," [
Footnote 2/15] is, of course, required to
support a
Younger dismissal. And in the circumstances of
this case, it is also -- concededly -- required by the Due Process
Clause. Here, such an opportunity was simply not available in the
state court system; the opportunity
Page 442 U. S. 443
to be heard at a later ch. 11 hearing is, as the State accepts,
too late to meet the requirements of due process and to afford
relief as to the interim deprivation. By ordering abstention
nonetheless, the majority is not only extending the
Younger doctrine beyond its underlying premise, but is
also implicitly sanctioning a deprivation of parental rights
without procedural protections which, as the State itself agrees,
are constitutionally required. [
Footnote 2/16]
In my judgment, there could be no serious criticism of a holding
that the
Younger doctrine could properly be invoked in
this case to bar consideration of the limited and easily divisible
aspects of the Simses' challenge which were directed at the
procedures to be followed in the ch. 11 adversary hearing.
[
Footnote 2/17] That hearing
would afford the parents "a fair and sufficient opportunity" to
raise those claims, and there is no reason why the State should not
have been able, if it wished, to go forward with an adversary
hearing in the April 5 suit. Were the Court's decision today so
limited, it would be supported by its prior cases. But in going
further and holding that the federal court should have abstained as
to the legality of the State's prehearing procedures and practices,
the Court is applying the
Younger doctrine where it simply
does not belong. The District Court's finding that plaintiffs did
not have a fair opportunity to pursue these constitutional claims
in an ongoing state proceeding is amply supported by the record and
the concessions of the State. This finding should foreclose any
claim that the
Younger doctrine makes abstention
appropriate. I respectfully dissent.
[
Footnote 2/1]
Sims v. State Dept. of Public Welfare, 438 F.
Supp. 1179, 1189, quoting
Juidice v. Vail,
430 U. S. 327,
430 U. S. 338.
A comparable finding by the District Court following this Court's
remand in
Trainor v. Hernandez, 431 U.
S. 434, led to our unanimous summary affirmance of a
holding that
Younger v Harris did not justify abstention.
See Quern v. Hernandez, 440 U.S. 951.
[
Footnote 2/2]
See Steffel v. Thompson, 415 U.
S. 452,
415 U. S.
462-463;
Lake Carriers' Assn. v. MacMullan,
406 U. S. 498,
406 U. S. 509.
See also Younger v. Harris, 401 U.S. at
401 U.S. 46 ("the threat to the
plaintiff's federally protected rights must be one that cannot be
eliminated by his defense against a single criminal
prosecution").
[
Footnote 2/3]
See Monroe v. Pape, 365 U. S. 167,
365 U. S. 183;
Steffel v. Thompson, supra. See also Mitchum v.
Foster, 407 U. S. 225;
Home Telephone & Telegraph Co. v. Los Angeles,
227 U. S. 278.
[
Footnote 2/4]
"The plaintiffs' having sought through diligent efforts an
opportunity to be heard in a state proceeding, this court must
conclude that whatever opportunities exist for them are not such as
to allow them to 'fairly pursue' their constitutional
objections."
438 F. Supp. at 1188-1189.
[
Footnote 2/5]
Id. at 1187.
[
Footnote 2/6]
Id. at 1185. These proceedings were suspended,
apparently voluntarily, by the State on April 22, when the
Department of Human Resources received notice of the federal suit.
A second ch. 11 suit was later filed by the Department, with
respect to Paul Sims alone, on May 14, after suit in federal court
had been filed and the first hearing held. Whether that action
could in any circumstances serve as a predicate for a
Younger dismissal is a substantial question which the
Court does not purport to address.
See Hicks v. Miranda,
422 U. S. 332.
[
Footnote 2/7]
In addition to their challenges to the practices and procedures
afforded by the State prior to a final adversary hearing, the
Simses also claimed that an attorney
ad litem should be
appointed for a child in any suit affecting the parent-child
relationship, and that, where the State sought conservatorship of a
child or termination of the parent-child relationship, it should be
required to prove its case by clear and convincing evidence. The
second claim relates only to the rules governing the formal ch. 11
hearing; the first to that hearing as well as prior hearings which
they claimed were required.
[
Footnote 2/8]
See 438 F. Supp. at 118.
[
Footnote 2/9]
"[T]he plaintiffs' constitutional challenge is directed
primarily at the legality of the children's seizure and detention
for a 42-day period without a hearing. It is clear that, because
this issue cannot be raised as a defense in the normal course of
the pending judicial proceeding, abstention would be
inappropriate."
Ibid.
[
Footnote 2/10]
"[T]here is no single state proceeding to which the plaintiffs
may look for relief on constitutional or any other grounds."
Ibid.
[
Footnote 2/11]
See also Fuentes v. Shevin, 407 U. S.
67.
See generally Developments in the Law --
Section 1983 and Federalism, 90 Harv.L.Rev. 1133, 1318-1319
(1977).
[
Footnote 2/12]
See 442
U.S. 415fn2/3|>n. 3,
supra.
[
Footnote 2/13]
The majority does not address separately the question of the
federal court's authority to order the children returned to custody
of their parents pending the final state hearing. Since that order
did not resolve the merits of any issue to be decided in the state
proceeding under ch. 11, I see no basis for distinguishing that
decision from the District Court's underlying holdings that the
statutory scheme pursuant to which the children were seized and
detained by the State is unconstitutional.
[
Footnote 2/14]
Specifically, the appellants do not challenge the validity of
paragraphs 2, 5, 6, 7, and 8 of the judgment entered by the
District Court; these paragraphs read as follows:
"2. That the use of Section 11.11(a)(4) in conjunction with
Chapter 17 of Title 2 of the Texas Family Code to deprive parents
of the custody of children for longer than ten (10) days measured
from the date of the deprivation, without a full adversary hearing,
is an unconstitutional application of said provision."
"
* * * *"
"5. That Section 17.03 is unconstitutional on its face insofar
as it fails to require the State to make all reasonable efforts to
serve notice on the parents of the
ex parte hearing to be
held immediately after possession of a child is taken by the
State."
"6. That Section 17.05 is unconstitutional on its face insofar
as it fails to require the State to hold a full adversary hearing
with adequate notice to the parents before possession of a child
taken by the State can be retained by the State beyond ten (10)
days."
"7. That Section 17.06 is unconstitutional on its face insofar
as it fails to require the State to hold a full adversary hearing
at the expiration of the
ex parte order, if the State
seeks to obtain an order to retain possession of the child beyond
ten (10) days."
"8. That Section 34.05(e) is unconstitutional on its face
insofar as it fails to require notice to the parents and a hearing
in which the State makes a showing that a court order allowing
psychological or psychiatric examinations is necessary to aid in
the investigation of the abuse or neglect before such an order is
obtained."
App. A-102 - A-103.
[
Footnote 2/15]
Gibson v. Berryhill, 411 U. S. 564,
411 U. S. 577.
In
Gibson, the Court concluded that this predicate to a
Younger dismissal was not present because of the District
Court's conclusion -- on the merits of the plaintiffs' challenge --
that the State Board was incompetent to adjudicate the issues
pending before it. The critical point was that "the administrative
body itself was unconstitutionally constituted, and so not entitled
to hear the charges filed against the appellees." 411 U.S. at
411 U. S. 577.
The case before us is analogous: if the District Court here is
correct -- and the State accepts that it is, at least in part --
that the procedures afforded by the State after its seizure of the
children fail to comport with the minimum requirements of due
process, then there is no more reason to abstain in favor of an
unconstitutionally limited opportunity than in favor of the
unconstitutionally composed Board in
Gibson. The
availability of a later full hearing in state court does not cure
the problem in either case. As the Court recognized in
Gibson, a subsequent
de novo hearing cannot undo
the interim harm to constitutional rights.
Id. at
411 U. S. 577
n. 16.
See also Juidice v. Vail, 430 U.S. at
430 U. S.
340-341 (STEVENS, J., concurring in judgment).
[
Footnote 2/16]
In some sense, every
Younger dismissal involves an
implicit constitutional decision that remitting the federal
plaintiff to defend in the state forum is not itself a deprivation
of his constitutional rights. In
Younger itself, the Court
was careful to point out that "[n]o citizen or member of the
community is immune from prosecution, in good faith, for his
alleged criminal acts." 401 U.S. at
401 U.S. 46. The same cannot be said
about the extended deprivation of custody of one's children without
any form of notice or hearing.
[
Footnote 2/17]
See 442
U.S. 415fn2/6|>n. 6,
supra.