During her 12-year tenure as a state employee, appellee, who is
not a veteran, had passed a number of open competitive civil
service examinations for better jobs, but because of Massachusetts'
veterans' preference statute she was ranked in each instance below
male veterans who had achieved lower test scores than appellee.
Under the statute, all veterans who qualify for state civil service
positions must be considered for appointment ahead of any
qualifying nonveterans. The statutory preference, which is
available to "any person, male or female, including a nurse," who
was honorably discharged from the United States Armed Forces after
at least 90 days of active service, at least one day of which was
during "wartime," operates overwhelmingly to the advantage of
males. Appellee brought an action in Federal District Court,
alleging that the absolute preference formula established in the
Massachusetts statute inevitably operates to exclude women from
consideration for the best state civil service jobs, and thus
discriminates against women in violation of the Equal Protection
Clause of the Fourteenth Amendment. A three-judge court declared
the statute unconstitutional and enjoined its operation, finding
that, while the goals of the preference were legitimate and the
statute had not been enacted for the purpose of discriminating
against women, the exclusionary impact upon women was so severe as
to require the State to further its goals through a more limited
form of preference. On an earlier appeal, this Court vacated the
judgment and remanded the case for further consideration in light
of the intervening decision in
Washington v. Davis,
426 U. S. 229,
which held that a neutral law does not violate the Equal Protection
Clause solely because it results in a racially disproportionate
impact, and that, instead, the disproportionate impact must be
traced to a purpose to discriminate on the basis of race. Upon
remand, the District Court reaffirmed its original judgment,
concluding that a veterans' hiring preference is inherently
nonneutral, because it favors a class from which women have
traditionally been excluded, and that the consequences of the
Massachusetts absolute preference formula for the
Page 442 U. S. 257
employment opportunities of women were too inevitable to have
been "unintended."
Held: Massachusetts, in granting an absolute lifetime
preference to veterans, has not discriminated against women in
violation of the Equal Protection Clause of the Fourteenth
Amendment. Pp.
442 U. S.
271-281.
(a) Classifications based upon gender must bear a close and
substantial relationship to important governmental objectives.
Although public employment is not a constitutional right and the
States have wide discretion in framing employee qualifications, any
state law overtly or covertly designed to prefer males over females
in public employment would require an exceedingly persuasive
justification to withstand a constitutional challenge under the
Equal Protection Clause. Pp.
442 U. S.
271-273.
(b) When a statute gender-neutral on its face is challenged on
the ground that its effects upon women are disproportionably
adverse, a twofold inquiry is appropriate. The first question is
whether the statutory classification is indeed neutral in the sense
that it is not gender-based. If the classification itself, covert
or overt, is not based upon gender, the second question is whether
the adverse effect reflects invidious gender-based discrimination.
Pp.
442 U. S.
273-274.
(c) Here, the appellee's concession and the District Court's
finding that the Massachusetts statute is not a pretext for gender
discrimination are clearly correct. Apart from the facts that the
definition of "veterans" in the statute has always been neutral as
to gender and that Massachusetts has consistently defined veteran
status in a way that has been inclusive of women who have served in
the military, this is not a law that can plausibly, or even
rationally, be explained only as a gender-based classification.
Significant numbers of nonveterans are men, and all nonveterans --
male as well as female -- are placed at a disadvantage. The
distinction made by the Massachusetts statute is, as it seems to
be, quite simply between veterans and nonveterans, not between men
and women. Pp.
442 U. S.
274-275.
(d) Appellee's contention that this veterans' preference is
"inherently nonneutral" or "gender-biased" in the sense that it
favors a status reserved under federal military policy primarily to
men is wholly at odds with the District Court's central finding
that Massachusetts has not offered a preference to veterans for the
purpose of discriminating against women; nor can it be reconciled
with the assumption made by both the appellee and the District
Court that a more limited hiring preference for veterans could be
sustained, since the degree of the preference makes no
constitutional difference. Pp.
442 U. S.
276-278.
(e) While it would be disingenuous to say that the adverse
consequences of this legislation for women were unintended, in the
sense
Page 442 U. S. 258
that they were not volitional or in the sense that they were not
foreseeable, nevertheless "discriminatory purpose" implies more
than intent as volition or intent as awareness of consequences; it
implies that the decisionmaker selected or reaffirmed a particular
course of action at least in part "because of," not merely "in
spite of," its adverse effects upon an identifiable group. When the
totality of legislative actions establishing and extending the
Massachusetts veterans' preference are considered, the law remains
what it purports to be: a preference for veterans of either sex
over nonveterans of either sex, not for men over women. Pp.
442 U. S.
278-280.
(f) Although absolute and permanent preferences have always been
subject to the objection that they give the veteran more than a
square deal, the Fourteenth Amendment "cannot be made a refuge from
ill-advised . . . laws."
District of Columbia v. Brooke,
214 U. S. 138,
214 U. S. 150.
The substantial edge granted to veterans by the Massachusetts
statute may reflect unwise policy, but appellee has simply failed
to demonstrate that the law in any way reflects a purpose to
discriminate on the basis of sex. Pp.
442 U. S.
280-281.
451 F.
Supp. 143, reversed and remanded.
STEWART, J., delivered the opinion of the Court, in which
BURGER, C.J., and WHITE, POWELL, BLACKMUN, REHNQUIST, and STEVENS,
JJ., joined. STEVENS, J., filed a concurring opinion, in which
WHITE, J., joined,
post, p.
442 U. S. 281.
MARSHALL, J., filed a dissenting opinion, in which BRENNAN, J.,
joined,
post, p.
442 U. S.
281.
Page 442 U. S. 259
MR. JUSTICE STEWART delivered the opinion of the Court.
This case presents a challenge to the constitutionality of the
Massachusetts veterans' preference statute, Mass.Gen.Laws Ann., ch.
31, § 23, on the ground that it discriminates against women in
violation of the Equal Protection Clause of the Fourteenth
Amendment. Under ch. 31, § 23, [
Footnote 1] all veterans who qualify for state civil
service positions must be considered for appointment ahead of any
qualifying nonveterans. The preference operates overwhelmingly to
the advantage of males.
The appellee Helen B. Feeney is not a veteran. She brought this
action pursuant to 42 U.S.C. § 1983, alleging that the absolute
preference formula established in ch. 31, § 23, inevitably operates
to exclude women from consideration for the best Massachusetts
civil service jobs, and us unconstitutionally denies them the equal
protection of the laws. [
Footnote
2] The three-judge District Court agreed, one judge dissenting.
Anthony v. Massachusetts, 415 F.
Supp. 485 (Mass.1976). [
Footnote 3]
Page 442 U. S. 260
The District Court found that the absolute preference afforded
by Massachusetts to veterans has a devastating impact upon the
employment opportunities of women. Although it found that the goals
of the preference were worthy and legitimate and that the
legislation had not been enacted for the purpose of discriminating
against women, the court reasoned that its exclusionary impact upon
women was nonetheless so severe as to require the State to further
its goals through a more limited form of preference. Finding that a
more modest preference formula would readily accommodate the
State's interest in aiding veterans, the court declared ch. 31, §
23, unconstitutional, and enjoined its operation. [
Footnote 4]
Upon an appeal taken by the Attorney General of Massachusetts,
[
Footnote 5] this Court vacated
the judgment and remanded the case for further consideration in
light of our intervening decision in
Washington v. Davis,
426 U. S. 229.
Massachusetts v. Feeney, 434 U.S. 884. The
Davis
case held that a neutral law does not violate the Equal Protection
Clause solely because it results in a racially disproportionate
impact; instead, the disproportionate impact must be traced to a
purpose to discriminate on the basis of race. 426 U.S. at
426 U. S.
238-244.
Upon remand, the District Court, one judge concurring and one
judge again dissenting, concluded that a veterans' hiring
preference is inherently nonneutral because it favors a class from
which women have traditionally been excluded, and that
Page 442 U. S. 261
the consequences of the Massachusetts absolute preference
formula for the employment opportunities of women were too
inevitable to have been "unintended." Accordingly, the court
reaffirmed its original judgment.
Feeney v.
Massachussets, 451 F.
Supp. 143. The Attorney General again appealed to this Court
pursuant to 28 U.S.C. § 1253, and probable jurisdiction of the
appeal was noted. 439 U.S. 891.
I
A
The Federal Government and virtually all of the States grant
some sort of hiring preference to veterans. [
Footnote 6] The Massachusetts preference, which is
loosely termed an "absolute lifetime" preference, is among the most
generous [
Footnote 7] It
Page 442 U. S. 262
applies to all positions in the State's classified civil
service, which constitute approximately 60% of the public jobs in
the State. It is available to "any person, male or female,
including a nurse," who was honorably discharged from the United
States Armed Forces after at least 90 days of active service, at
least one day of which was during "wartime." [
Footnote 8] Persons who are deemed veterans and
who are otherwise qualified for a particular civil service job may
exercise the preference at any time and as many times as they wish.
[
Footnote 9]
Page 442 U. S. 263
Civil service positions in Massachusetts fall into two general
categories, labor and official. For jobs in the official service,
with which the proofs in this action were concerned, the preference
mechanics are uncomplicated. All applicants for employment must
take competitive examinations. Grades are based on a formula that
gives weight both to objective test results and to training and
experience. Candidates who pass are then ranked in the order of
their respective scores on an "eligible list." Chapter 31, § 23,
requires, however, that disabled veterans, veterans, and surviving
spouses and surviving parents of veterans be ranked -- in the order
of their respective scores -- above all other candidates. [
Footnote 10]
Rank on the eligible list and availability for employment are
the sole factors that determine which candidates are considered for
appointment to an official civil service position. When a public
agency has a vacancy, it requisitions a list of "certified
eligibles" from the state personnel division. Under formulas
prescribed by civil service rules, a small number of candidates
from the top of an appropriate list, three if there is only one
vacancy, are certified. The appointing agency
Page 442 U. S. 264
is then required to choose from among these candidates.
[
Footnote 11] Although the
veterans' preference thus does not guarantee that a veteran will be
appointed, it is obvious that the preference gives to veterans who
achieve passing scores a well nigh absolute advantage.
B
The appellee has lived in Dracut, Mass., most of her life. She
entered the workforce in 1948, and for the next 14 years worked at
a variety of jobs in the private sector. She first entered the
state civil service system in 1963, having competed successfully
for a position as Senior Clerk Stenographer in the Massachusetts
Civil Defense Agency. There she worked for four years. In 1967, she
was promoted to the position of Federal Funds and Personnel
Coordinator in the same agency. The agency, and with it her job,
was eliminated in 1975.
During her 12-year tenure as a public employee, Ms. Feeney took
and passed a number of open competitive civil service examinations.
On several she did quite well, receiving in 1971 the second highest
score on an examination for a job with the Board of Dental
Examiners, and in 1973 the third highest on a test for an
Administrative Assistant position with a mental health center. Her
high scores, however, did not win her a place on the certified
eligible list. Because of the veterans' preference, she was ranked
sixth behind five male veterans on the Dental Examiner list. She
was not certified, and a lower scoring veteran was eventually
appointed. On the 1973 examination, she was placed in a position on
the list behind 12 male veterans, 11 of whom had lower scores.
Following the other examinations that she took, her name was
similarly ranked below those of veterans who had achieved passing
grades.
Page 442 U. S. 265
Ms. Feeney's interest in securing a better job in state
government did not wane. Having been consistently eclipsed by
veterans, however, she eventually concluded that further
competition for civil service positions of interest to veterans
would be futile. In 1975, shortly after her civil defense job was
abolished, she commenced this litigation
C
The veterans' hiring preference in Massachusetts, as in other
jurisdictions, has traditionally been justified as a measure
designed to reward veterans for the sacrifice of military service,
to ease the transition from military to civilian life, to encourage
patriotic service, and to attract loyal and well disciplined people
to civil service occupations. [
Footnote 12]
See, e.g., Hutcheson v. Director of
Civil Service, 361 Mass. 48,
281
N.E.2d 53 (1972). The Massachusetts law dates back to 1884,
when the State, as part of its first civil service legislation,
gave a statutory preference to civil service applicants who were
Civil War veterans if their qualifications were equal to those of
nonveterans. 1884 Mass. Acts, ch. 320, § 14 (sixth). This
tie-breaking provision blossomed into a truly absolute preference
in 1895, when the State enacted its first general veterans'
preference law and exempted veterans from all merit selection
requirements. 1895 Mass Acts, ch. 51, § 2. In response to a
challenge brought by a male nonveteran, this statute was declared
violative of state constitutional provisions guaranteeing that
government should be
Page 442 U. S. 266
for the "common good" and prohibiting hereditary titles.
Brown v. Russell, 166 Mass. 14, 43 N.E. 1005 (1896).
The current veterans' preference law has its origins in an 1896
statute, enacted to meet the state constitutional standards
enunciated in
Brown v. Russell. That statute limited the
absolute preference to veterans who were otherwise qualified.
[
Footnote 13] A closely
divided Supreme Judicial Court, in an advisory opinion issued the
same year, concluded that the preference embodied in such a statute
would be valid.
Opinion of the Justices, 166 Mass. 589, 44
N.E. 625 (1896). In 1919, when the preference was extended to cover
the veterans of World War I, the formula was further limited to
provide for a priority in eligibility, in contrast to an absolute
preference in hiring. [
Footnote
14]
See Corliss v. Civil Service Comm'rs, 242 Mass.
61, 136 N.E. 356 (1922). In
Mayor of Lynn v. Commissioner of
Civil Service, 269 Mass. 410, 414, 169 N.E. 502, 503-504
(1929), the Supreme Judicial Court, adhering to the views expressed
in its 1896 advisory opinion, sustained this statute against a
state constitutional challenge.
Since 1919, the preference has been repeatedly amended to cover
persons who served in subsequent wars, declared or
Page 442 U. S. 267
undeclared.
See 1943 Mass Acts, ch.194; 1949 Mass.
Acts, ch. 642, § 2 (World War II); 1954 Mass. Acts, ch. 627
(Korea); 1968 Mass. Acts, ch. 531, § 1 (Vietnam). [
Footnote 15] The current preference formula
in ch. 31, § 23, is substantially the same as that settled upon in
1919. This absolute preference -- even as modified in 1919 -- has
never been universally popular. Over the years, it has been
subjected to repeated legal challenges,
see Hutcheson v.
Director of Civil Service, supra, (collecting cases), to
criticism by civil service reform groups,
see, e.g.,
Report of the Massachusetts Committee on Public Service on
Initiative Bill Relative to Veterans' Preference, S. No. 279
(1926); Report of Massachusetts Special Commission on Civil Service
and Public Personnel Administration 373 (June 15, 1967), and, in
1926, to a referendum in which it was reaffirmed by a majority of
51.9%.
See id. at 38. The present case is apparently the
first to challenge the Massachusetts veterans' preference on the
simple ground that it discriminates on the basis of sex. [
Footnote 16]
D
The first Massachusetts veterans' preference statute defined the
term "veterans" in gender-neutral language.
See
Page 442 U. S. 268
1896 Mass.Acts, ch. 517 § 1 ("a person" who served in the United
States Army or Navy), and subsequent amendments have followed this
pattern,
see, e.g., 1919 Mass. Acts, ch. 150, § 1 ("any
person who has served . . ."); 1954 Mass Acts, ch. 627, § 1 ("any
person, male or female, including a nurse"). Women who have served
in official United States military units during wartime, then, have
always been entitled to the benefit of the preference. In addition,
Massachusetts, through a 1943 amendment to the definition of
"wartime service," extended the preference to women who served in
unofficial auxiliary women's units. 1943 Mass. Acts, ch.194.
[
Footnote 17]
When the first general veterans' preference statute was adopted
in 1896, there were no women veterans. [
Footnote 18] The statute, however, covered only Civil
War veterans. Most of them were beyond middle age, and relatively
few were actively competing for public employment. [
Footnote 19] Thus, the impact of
Page 442 U. S. 269
the preference upon the employment opportunities of nonveterans
as a group and women in particular was slight. [
Footnote 20]
Notwithstanding the apparent attempts by Massachusetts to
include as many military women as possible within the scope of the
preference, the statute today benefits an overwhelmingly male
class. This is attributable in some measure to the variety of
federal statutes, regulations, and policies that have restricted
the number of women who could enlist in the United States Armed
Forces, [
Footnote 21] and
largely to the simple
Page 442 U. S. 270
fact that women have never been subjected to a military draft.
See generally Binkin and Bach 21.
When this litigation was commenced, then, over 98% of the
veterans in Massachusetts were male; only 1.8% were female. And
over one-quarter of the Massachusetts population were veterans.
During the decade between 1963 and 1973, when the appellee was
actively participating in the State's merit selection system,
47,005 new permanent appointments were made in the classified
official service. Forty-three percent of those hired were women,
and 57% were men. Of the women appointed, 1.8% were veterans, while
54% of the men had veteran status. A large unspecified percentage
of the female appointees were serving in lower paying positions for
which males traditionally had not applied. [
Footnote 22]
Page 442 U. S. 271
On each of 50 sample eligible lists that are part of the record
in this case, one or more women who would have been certified as
eligible for appointment on the basis of test results were
displaced by veterans whose test scores were lower.
At the outset of this litigation, appellants conceded that, for
"many of the permanent positions for which males and females have
competed," the veterans' preference has "resulted in a
substantially greater proportion of female eligibles than male
eligibles" not being certified for consideration. The impact of the
veterans' preference law upon the public employment opportunities
of women has thus been severe. This impact lies at the heart of the
appellee's federal constitutional claim.
II
The sole question for decision on this appeal is whether
Massachusetts, in granting an absolute lifetime preference to
veterans, has discriminated against women in violation of the Equal
Protection Clause of the Fourteenth Amendment.
A
The equal protection guarantee of the Fourteenth Amendment does
not take from the States all power of classification.
Massachusetts Bd. of Retirement v. Muria, 427 U.
S. 307,
427 U. S. 314.
Most laws classify, and many affect certain groups
Page 442 U. S. 272
unevenly, even though the law itself treats them no differently
from all other members of the class described by the law. When the
basic classification is rationally based, uneven effects upon
particular groups within a class are ordinarily of no
constitutional concern.
New York City Transit Authority v.
Beazer, 440 U. S. 568;
Jefferson v. Hackney, 406 U. S. 535,
406 U. S. 548.
Cf. James v. Valtierra, 402 U. S. 137. The
calculus of effects, the manner in which a particular law
reverberates in a society, is a legislative, and not a judicial,
responsibility.
Dandridge v. Williams, 397 U.
S. 471;
San Antonio School Dist. v. Rodriguez,
411 U. S. 1. In
assessing an equal protection challenge, a court is called upon
only to measure the basic validity of the legislative
classification.
Barrett v. Indiana, 229 U. S.
26,
229 U. S. 29-30;
Railway Express Agency v. New York, 336 U.
S. 106. When some other independent right is not at
stake,
see, e.g., Shapiro v. Thompson, 394 U.
S. 618, and when there is no "reason to infer
antipathy,"
Vance v. Bradley, 440 U. S.
93,
440 U. S. 97, it
is presumed that "even improvident decisions will eventually be
rectified by the democratic process. . . ."
Ibid.
Certain classifications, however, in themselves supply a reason
to infer antipathy. Race is the paradigm. A racial classification,
regardless of purported motivation, is presumptively invalid, and
can be upheld only upon an extraordinary justification.
Brown.
v. Board of Education, 347 U. S. 483;
McLaughlin v. Florida, 379 U. S. 184.
This rule applies as well to a classification that is ostensibly
neutral but is an obvious pretext for racial discrimination.
Yick Wo v. Hopkins, 118 U. S. 356;
Guinn v. United States, 238 U. S. 347;
cf. Lane v. Wilson, 307 U. S. 268;
Gomillion v. Lightfoot, 364 U. S. 339.
But, as was made clear in
Washington v. Davis,
426 U. S. 229, and
Arlington Heights v. Metropolitan Housing Dev. Corp.,
429 U. S. 252,
even if a neutral law has a disproportionately adverse effect upon
a racial minority, it is unconstitutional under the Equal
Protection Clause only if that impact can be traced to a
discriminatory purpose.
Page 442 U. S. 273
Classifications based upon gender, not unlike those based upon
race, have traditionally been the touchstone for pervasive and
often subtle discrimination.
Caban v. Mohammed,
441 U. S. 380,
441 U. S. 398
(STEWART, J., dissenting). This Court's recent cases teach that
such classifications must bear a close and substantial relationship
to important governmental objectives,
Craig v. Boren,
429 U. S. 190,
429 U. S. 197,
and are in many settings unconstitutional.
Reed v. Reed,
404 U. S. 71;
Frontiero v. Richardson, 411 U. S. 677;
Weinberger v. Wiesenfeld, 420 U.
S. 636;
Craig v. Boren, supra; Califano v
Goldfarb, 430 U. S. 199;
Orr v. Orr, 440 U. S. 268;
Caban v. Mohammed, supra. Although public employment is
not a constitutional right,
Massachusetts Bd. of Retirement v.
Murgia, supra, and the States have wide discretion in framing
employee qualifications,
see, e.g., New York City Transit
Authority v. Beazer, supra, these precedents dictate that any
state law overtly or covertly designed to prefer males over females
in public employment would require an exceedingly persuasive
justification to withstand a constitutional challenge under the
Equal Protection Clause of the Fourteenth Amendment.
B
The cases of
Washington v. Davis, supra, and
Arlington Heights v. Metropolitan Hosing Dev. Corp.,
supra, recognize that, when a neutral law has a disparate
impact upon a group that has historically been the victim of
discrimination, an unconstitutional purpose may still be at work.
But those cases signaled no departure from the settled rule that
the Fourteenth Amendment guarantees equal laws, not equal results.
Davis upheld a job-related employment test that white
people passed in proportionately greater numbers than Negroes, for
there had been no showing that racial discrimination entered into
the establishment or formulation of the test.
Arlington
Heights upheld a zoning board decision that tended to
perpetuate racially segregated housing patterns,
Page 442 U. S. 274
since, apart from its effect, the board's decision was shown to
be nothing more than an application of a constitutionally neutral
zoning policy. Those principles apply with equal force to a case
involving alleged gender discrimination.
When a statute gender-neutral on its face is challenged on the
ground that its effects upon women are disproportionably adverse, a
twofold inquiry is thus appropriate. The first question is whether
the statutory classification is indeed neutral in the sense that it
is not gender-based. If the classification itself, covert or overt,
is not based upon gender, the second question is whether the
adverse effect reflects invidious gender-based discrimination.
See Arlington Heights v. Metropolitan Housing Dev. Corp.,
supra. In this second inquiry, impact provides an "important
starting point," 429 U.S. at
429 U. S. 266,
but purposeful discrimination is "the condition that offends the
Constitution."
Swann v. Charlotte-Mecklenburg Board of
Education, 402 U. S. 1,
402 U. S. 16.
It is against this background of precedent that we consider the
merits of the case before us.
III
A
The question whether ch. 31, § 23, establishes a classification
that is overtly or covertly based upon gender must first be
considered. The appellee has conceded that ch. 31, § 23, is neutral
on its face. She has also acknowledged that state hiring
preferences for veterans are not
per se invalid, for she
has limited her challenge to the absolute lifetime preference that
Massachusetts provides to veterans. The District Court made two
central findings that are relevant here: first, that ch. 31, § 23,
serves legitimate and worthy purposes; second, that the absolute
preference was not established for the purpose of discriminating
against women. The appellee has thus acknowledged, and the District
Court has thus found,
Page 442 U. S. 275
that the distinction between veterans and nonveterans drawn by
ch. 31, § 23, is not a pretext for gender discrimination. The
appellee's concession and the District Court's finding are clearly
correct.
If the impact of this statute could not be plausibly explained
on a neutral ground, impact itself would signal that the real
classification made by the law was in fact not neutral.
See
Washington v. Davis, 426 U.S. at
426 U. S. 242;
Arlington Heights v. Metropolitan Hosing Dev. Corp.,
supra, at
429 U. S. 266.
But there can be but one answer to the question whether this
veteran preference excludes significant numbers of women from
preferred state jobs because they are women or because they are
nonveterans. Apart from the facts that the definition of "veterans"
in the statute has always been neutral as to gender and that
Massachusetts has consistently defined veteran status in a way that
has been inclusive of women who have served in the military, this
is not a law that can plausibly be explained only as a gender-based
classification. Indeed, it is not a law that can rationally be
explained on that ground. Veteran status is not uniquely male.
Although few women benefit from the preference, the nonveteran
class is not substantially all female. To the contrary, significant
numbers of nonveterans are men, and all nonveterans -- male as well
as female -- are placed at a disadvantage. Too many men are
affected by ch. 31, § 23, to permit the inference that the statute
is but a pretext for preferring men over women.
Moreover, as the District Court implicitly found, the purposes
of the statute provide the surest explanation for its impact. Just
as there are cases in which impact alone can unmask an invidious
classification,
cf. Yick Wo v. Hopkins, 118 U.
S. 356, there are others, in which -- notwithstanding
impact -- the legitimate noninvidious purposes of a law cannot be
missed. This is one. The distinction made by ch. 31, § 23, is, as
it seems to be, quite simply between veterans and nonveterans, not
between men and women.
Page 442 U. S. 276
B
The dispositive question, then, is whether the appellee has
shown that a gender-based discriminatory purpose has, at least in
some measure, shaped the Massachusetts veterans' preference
legislation. As did the District Court, she points to two basic
factors which, in her view, distinguish ch. 31, § 23, from the
neutral rules at issue in the
Washington v. Davis and
Arlington Heights cases. The first is the nature of the
preference, which is said to be demonstrably gender-biased in the
sense that it favors a status reserved under federal military
policy primarily to men. The second concerns the impact of the
absolute lifetime preference upon the employment opportunities of
women, an impact claimed to be too inevitable to have been
unintended. The appellee contends that these factors, coupled with
the fact that the preference itself has little if any relevance to
actual job performance, more than suffice to prove the
discriminatory intent required to establish a constitutional
violation.
1
The contention that this veterans' preference is "inherently
nonneutral" or "gender-biased" presumes that the State, by favoring
veterans, intentionally incorporated into its public employment
policies the panoply of sex-based and assertedly discriminatory
federal laws that have prevented all but a handful of women from
becoming veterans. There are two serious difficulties with this
argument. First, it is wholly at odds with the District Court's
central finding that Massachusetts has not offered a preference to
veterans for the purpose of discriminating against women. Second,
it cannot be reconciled with the assumption made by both the
appellee and the District Court that a more limited hiring
preference for veterans could be sustained. Taken together, these
difficulties are fatal.
To the extent that the status of veteran is one that few
Page 442 U. S. 277
women have been enabled to achieve, every hiring preference for
veterans, however modest or extreme, is inherently gender-biased.
If Massachusetts, by offering such a preference, can be said
intentionally to have incorporated into its state employment
policies the historical gender-based federal military personnel
practices, the degree of the preference would or should make no
constitutional difference. Invidious discrimination does not become
less so because the discrimination accomplished is of a lesser
magnitude. [
Footnote 23]
Discriminatory intent is simply not amenable to calibration. It
either is a factor that has influenced the legislative choice or it
is not. The District Court's conclusion that the absolute veterans'
preference was not originally enacted or subsequently reaffirmed
for the purpose of giving an advantage to males as such necessarily
compels the conclusion that the State intended nothing more than to
prefer "veterans." Given this finding, simple logic suggests that
an intent to exclude women from significant public jobs was not at
work in this law. To reason that it was, by describing the
preference as "inherently nonneutral" or "gender-biased," is merely
to restate the fact of impact, not to answer the question of
intent.
To be sure, this case is unusual in that it involves a law that,
by design, is not neutral. The law overtly prefers veterans as
such. As opposed to the written test at issue in
Davis, it
does not purport to define a job-related characteristic. To the
contrary, it confers upon a specifically described group --
perceived to be particularly deserving -- a competitive headstart.
But the District Court found, and the appellee has not disputed,
that this legislative choice was legitimate. The basic distinction
between veterans and nonveterans, having been found not
gender-based, and the goals of the
Page 442 U. S. 278
preference having been found worthy, ch. 31 must be analyzed as
is any other neutral law that casts a greater burden upon women as
a group than upon men as a group. The enlistment policies of the
Armed Services may well have discriminated on the basis of sex.
See Frontiero v. Richardson, 411 U.
S. 677;
cf. Schlesinger v. Ballard,
419 U. S. 498. But
the history of discrimination against women in the military is not
on trial in this case.
2
The appellee's ultimate argument rests upon the presumption,
common to the criminal and civil law, that a person intends the
natural and foreseeable consequences of his voluntary actions. Her
position was well stated in the concurring opinion in the District
Court:
"Conceding . . . that the goal here was to benefit the veteran,
there is no reason to absolve the legislature from awareness that
the means chosen to achieve this goal would freeze women out of all
those state jobs actively sought by men. To be sure, the
legislature did not wish to harm women. But the cutting-off of
women's opportunities was an inevitable concomitant of the chosen
scheme -- as inevitable as the proposition that, if tails is up,
heads must be down. Where a law's consequences are that inevitable,
can they meaningfully be described as unintended?"
451 F. Supp. at 151.
This rhetorical question implies that a negative answer is
obvious, but it is not. The decision to grant a preference to
veterans was, of course, "intentional." So, necessarily, did an
adverse impact upon nonveterans follow from that decision. And it
cannot seriously be argued that the Legislature of Massachusetts
could have been unaware that most veterans are men. It would thus
be disingenuous to say that the adverse consequences of this
legislation for women were unintended in the sense that they were
not volitional or in the sense that they were not foreseeable.
Page 442 U. S. 279
"Discriminatory purpose," however, implies more than intent as
volition or intent as awareness of consequences.
See United
Jewish Organizations v. Carey, 430 U.
S. 144,
430 U. S. 179
(concurring opinion). [
Footnote
24] It implies that the decisionmaker, in this case a state
legislature, selected or reaffirmed a particular course of action
at least in part "because of," not merely "in spite of," its
adverse effects upon an identifiable group. [
Footnote 25] Yet nothing in the record
demonstrates that this preference for veterans was originally
devised or subsequently reenacted because it would accomplish the
collateral goal of keeping women in a stereotypic and predefined
place in the Massachusetts Civil Service.
To the contrary, the statutory history shows that the benefit of
the preference was consistently offered to "any person" who was a
veteran. That benefit has been extended to women under a very broad
statutory definition of the term veteran. [
Footnote 26] The preference formula itself,
which is the focal
Page 442 U. S. 280
point of this challenge, was first adopted -- so it appears from
this record -- out of a perceived need to help a small group of
older Civil War veterans. It has since been reaffirmed and extended
only to cover new veterans. [
Footnote 27] When the totality of legislative actions
establishing and extending the Massachusetts veterans' preference
are considered,
see Washington v. Davis, 426 U.S. at
426 U. S. 242,
the law remains what it purports to be: a preference for veterans
of either sex over nonveterans of either sex, not for men over
women.
IV
Veterans' hiring preferences represent an awkward -- and, many
argue, unfair -- exception to the widely shared view that merit and
merit alone should prevail in the employment policies of
government. After a war, such laws have been enacted virtually
without opposition. During peacetime, they inevitably have come to
be viewed in many quarters as undemocratic and unwise. [
Footnote 28] Absolute and permanent
preferences, as the troubled history of this law demonstrates, have
always been subject to the objection that they give the veteran
Page 442 U. S. 281
more than a square deal. But the Fourteenth Amendment "cannot be
made a refuge from ill-advised . . . laws."
District of
Columbia v. Brooke, 214 U. S. 138,
214 U. S. 150.
The substantial edge granted to veterans by ch. 31, § 23, may
reflect unwise policy. The appellee, however, has simply failed to
demonstrate that the law in any way reflects a purpose to
discriminate on the basis of sex.
The judgment is reversed, and the case is remanded for further
proceedings consistent with this opinion.
It is so ordered.
[
Footnote 1]
For the text of ch. 31, § 23,
see n 10,
infra. The general Massachusetts
Civil Service law, Mass.Gen.Laws Ann., ch. 31, was recodified on
January 1, 1979, 1978 Mass. Acts, ch. 393, and the veterans'
preference is now found at Mass.Gen.Laws Ann., ch. 31, § 26 (West
1979). Citations in this opinion, unless otherwise indicated, are
to the ch. 31 codification in effect when this litigation was
commenced.
[
Footnote 2]
No statutory claim was brought under Title VII of the Civil
Rights Act of 1964, 42 U.S.C. § 2000e
et seq. Section 712
of the Act, 42 U.S.C. § 2000e-11, provides that
"[n]othing contained in this subchapter shall be construed to
repeal or modify any Federal, State, territorial or local law
creating special rights or preference for veterans."
The parties have evidently assumed that this provision precludes
a Title VII challenge.
[
Footnote 3]
The appellee's case had been consolidated with a similar action
brought by Carol A. Anthony, a lawyer whose efforts to obtain a
civil service Counsel I position had been frustrated by ch. 31, §
23. In 1975, Massachusetts exempted all attorney positions from the
preference, 1975 Mass. Acts, ch. 134, and Anthony's claims were
accordingly found moot by the District Court.
Anthony v.
Massachusetts, 415 F. Supp. at 495.
[
Footnote 4]
The District Court entered a stay pending appeal, but the stay
was rendered moot by the passage of an interim statute suspending
ch. 31, § 23, pending final judgment and replacing it with an
interim provision granting a modified point preference to veterans.
1976 Mass. Acts, ch. 200, now codified at Mass.Gen.Laws Ann., ch.
31, § 26 (West 1979).
[
Footnote 5]
The Attorney General appealed the judgment over the objection of
other state officers named as defendants. In response to our
certification of the question whether Massachusetts law permits
this,
see Massachusetts v. Feeney, 429 U. S.
66, the Supreme Judicial Court answered in the
affirmative.
Feeney v. Commonwealth, 373 Mass. 359,
366
N.E.2d 1262 (1977)
[
Footnote 6]
The first comprehensive federal veterans' statute was enacted in
1944. Veterans' Preference Act of 1944, 58 Stat. 387. The Federal
Government has, however, engaged in preferential hiring of
veterans, through official policies and various special laws, since
the Civil War.
See, e.g., Res. of Mar 3, 1865, No. 27, 13
Stat. 571 (hiring preference for disabled veterans).
See
generally House Committee on Veterans' Affairs, The Provision
of Federal Benefits for Veterans, An Historical Analysis of Major
Veterans' Legislation, 1862-1954, 84th Cong., 1st Sess., 258-265
(Comm.Print 1955). For surveys of state veterans' preference laws,
many of which also date back to the late 19th century,
see
State Veterans' Laws, Digests of State Laws Regarding Rights,
Benefits, and Privileges of Veterans and Their Dependents, House
Committee on Veterans' Affairs, 91st Cong., 1st Sess. (1969);
Fleming & Shanor, Veterans Preferences in Public Employment:
Unconstitutional Gender Discrimination?, 26 Emory L.J. 13
(1977).
[
Footnote 7]
The forms of veterans' hiring preferences vary widely. The
Federal Government and approximately 41 States grant veterans a
point advantage on civil service examinations, usually 10 points
for a disabled veteran and 5 for one who is not disabled.
See Fleming & Shanor,
supra, n 6, at 17, and n. 12 (citing statutes). A
few offer only tie-breaking preferences.
Id. at n. 14
(citing statutes). A very few States, like Massachusetts, extend
absolute hiring or positional preferences to qualified veterans.
Id. at n. 13.
See, e.g., N. J Stat.Ann. § 11:
27-4 (West 1976); S.D.Comp.Laws Ann. § 3-3-1 (1974); Utah Code Ann.
§ 34-30-11 (1953); Wash.Rev.Code §§ 41.04.010, 73.16.010
(1976).
[
Footnote 8]
Massachusetts Gen.Laws Ann., ch. 4, § 7, Forty-third (West
1976), which supplies the general definition of the term "veteran,"
reads in pertinent part:
"'Veteran' shall mean any person, male or female, including a
nurse, (a) whose last discharge or release from his wartime
service, as defined herein, was under honorable conditions and who
(b) served in the army, navy, marine corps, coast guard, or air
force of the United States for not less than ninety days active
service, at least one day of which was for wartime service. . .
."
Persons awarded the Purple Heart, ch. 4, § 7, Forty-third, or
one of a number of specified campaign badges or the Congressional
Medal of Honor are also deemed veterans. Mass.Gen.Laws Ann., ch.
31, § 26 (West 1979).
"Wartime service" is defined as service performed by a "Spanish
War veteran," a "World War I veteran," a "World War II veteran," a
"Korean veteran," a "Vietnam veteran," or a member of the "WAAC."
Mass.Gen.Laws Ann., ch. 4, § 7, Forty-third (West 1976). Each of
these terms is further defined to specify a period of service. The
statutory definitions, taken together, cover the entire period from
September 16, 1940, to May 7, 1975.
See ibid.
"WAAC" is defined as follows:
"any woman who was discharged and so served in any corps or unit
of the United States established for the purpose of enabling women
to serve with, or as auxiliary to, the armed forces of the United
States and such woman shall be deemed to be a veteran."
Ibid.
[
Footnote 9]
The Massachusetts preference law formerly imposed a residency
requirement,
see 1954 Mass. Acts, ch. 627, § 3
(eligibility conditioned upon Massachusetts domicile prior to
induction or five years' residency in State). The distinction was
invalidated as violative of the Equal Protection Clause in
Stevens v. Campbell, 332 F.
Supp. 102, 105 (Mass.1971).
Cf. August v.
Bronstein, 369 F.
Supp. 190 (SDNY 1974) (upholding,
inter alia,
nondurational residency requirement in New York veterans'
preference statute),
summarily aff'd, 417 U.S. 901.
[
Footnote 10]
Chapter 31, § 23, provides in full:
"The names of persons who pass examinations for appointment to
any position classified under the civil service shall be placed
upon the eligible lists in the following order: -- "
"(1) Disabled veterans . . . in the order of their respective
standing; (2) veterans in the order of their respective standing;
(3) persons described in section twenty-three B [the widow or
widowed mother of a veteran killed in action or who died from a
service-connected disability incurred in wartime service and who
has not remarried] in the order of their respective standing; (4)
other applicants in the order of their respective standing. Upon
receipt of a requisition, names shall be certified from such lists
according to the method of certification prescribed by the civil
service rules. A disabled veteran shall be retained in employment
in preference to all other persons, including veterans."
A 1977 amendment extended the dependents' preference to
"surviving spouses," and "surviving parents." 1977 Mass. Acts, ch.
815.
[
Footnote 11]
A 1978 amendment requires the appointing authority to file a
written statement of reasons if the person whose name was not
highest is selected. 1978 Mass. Acts, ch. 393, § 11, currently
codified at Mass.Gen.Laws Ann., ch. 31, § 27 (West 1979).
[
Footnote 12]
Veterans' preference laws have been challenged so often that the
rationale in their support has become essentially standardized.
See, e.g., Koelfgen v. Jackson, 355 F.
Supp. 243 (Minn.1972),
summarily aff'd, 410 U.S. 976;
August v. Bronstein, supra; Rios v. Dillman, 499 F.2d 329
(CA5 1974);
cf. Mitchell v. Cohen, 333 U.
S. 411,
333 U. S. 419
n. 12.
See generally Blumberg, De Facto and De Jure Sex
Discrimination Under the Equal Protection Clause: A Reconsideration
of the Veterans' Preference in Public Employment, 26 Buffalo L.Rev.
3 (1977). For a collection of early cases,
see Annot.,
Veterans' Preference Laws, 161 A.L.R. 494 (1946).
[
Footnote 13]
1896 Mass. Acts, ch. 517, § 2. The statute provided that
veterans who passed examinations should "be preferred in
appointment to all persons not veterans. . . ." A proviso stated:
"But nothing herein contained shall be construed to prevent the
certification and employment of women."
[
Footnote 14]
1919 Mass. Acts, ch. 150, § 2. The amended statute provided
that
"the names of veterans who pass examinations . . . shall be
placed upon the . . . eligible lists in the order of their
respective standing, above the names of all other applicants,"
and further provided that. "upon receipt of a requisition not
especially calling for women, names shall be certified from such
lists. . . ." The exemption for "women's requisitions" was retained
in substantially this form in subsequent revisions,
see,
e.g., 1954 Mass. Acts, ch. 627, § 5. It was eliminated in
1971, 1971 Mass. Acts, ch. 219, when the State made all single-sex
examinations subject to the prior approval of the Massachusetts
Commission Against Discrimination, 1971 Mass. Acts, ch. 221.
[
Footnote 15]
A provision requiring public agencies to hire disabled veterans
certified as eligible was added in 1922. 1922 Mass.Acts, ch. 463.
It was invalidated as applied in
Hutcheson v. Director of Civil
Service, 361 Mass. 480,
281
N.E.2d 53 (1972) (suit by veteran arguing that absolute
preference for disabled veterans was arbitrary on facts). It has
since been eliminated and replaced with a provision giving disabled
veterans an absolute preference in retention.
See
Mass.Gen.Laws Ann., ch. 31, § 26 (West 1979).
See n 10,
supra.
[
Footnote 16]
For cases presenting similar challenges to the veterans'
preference laws of other States,
see Ballou v. State Department
of Civil Service, 75 N.J. 365,
382 A.2d
1118 (1978) (sustaining New Jersey absolute preference);
Feinerman v. Jones, 356 F.
Supp. 252 (MD Pa.1973) (sustaining Pennsylvania point
preference);
Branch v. Du Bois, 418 F.
Supp. 1128 (ND Ill.1976) (sustaining Illinois modified point
preference);
Wisconsin Nat. Organization for Women v.
Wisconsin, 417 F.
Supp. 978 (WD Wis.1976) (sustaining Wisconsin point
preference).
[
Footnote 17]
The provision, passed shortly after the creation of the Women's
Army Auxiliary Corps (WAAC),
see n 21,
infra, is currently found at
Mass.Gen.Laws Ann., ch. 4, § 7, cl. 43 (West 1976),
see
n 8,
supra. "Wartime
service" is defined as service performed by a member of the "WAAC."
A "WAAC" is
"any woman who was discharged and so served in any corps or unit
of the United States established for the purpose of enabling women
to serve with, or as auxiliary to, the armed forces of the United
States and such woman shall be deemed to be a veteran."
Ibid.
[
Footnote 18]
Small numbers of women served in combat roles in every war
before the 20th century in which the United States was involved,
but usually unofficially or disguised as men.
See M.
Binkin & S. Bach, Women and the Military 5 (1977) (hereinafter
Binkin and Bach). Among the better known are Molly Pitcher
(Revolutionary War), Deborah Sampson (Revolutionary War), and Lucy
Brewer (War of 1812). Passing as one "George Baker," Brewer served
for three years as a gunner on the U.S.S. Constitution ("Old
Ironsides") and distinguished herself in several major naval
battles in the War of 1812.
See J. Laffin, Women in Battle
116-122 (1967).
[
Footnote 19]
By 1887, the average age of Civil War veterans in Massachusetts
was already over 50. Massachusetts Civil Service Commissioners,
Third Annual Report 22 (1887). The tie-breaking preference which
had been established under the 1884 statute had apparently been
difficult to enforce, since many appointing officers "prefer
younger men."
Ibid. The 1896 statute which established the
first valid absolute preference,
see supra at
442 U. S. 266,
again covered only Civil War veterans. 1896 Mass. Acts, ch. 517, §
1.
[
Footnote 20]
In 1896, for example, 2,804 persons applied for civil service
positions: 2,031 were men, of whom only 32 were veterans; 773 were
women. Of the 647 persons appointed, 525 were men, of whom only 9
were veterans; 122 were women. Massachusetts Civil Service
Commissioners, Thirteenth Annual Report 5, 6 (1896). The average
age of the applicants was 38.
Ibid.
[
Footnote 21]
The Army Nurse Corps, created by Congress in 1901, was the first
official military unit for women, but its members were not granted
full military rank until 1944.
See Binkin and Bach 4-21;
M. Treadwell, The Women's Army Corps 6 (Dept. of Army 1954)
(hereinafter Treadwell). During World War I, a variety of proposals
were made to enlist women for work as doctors, telephone operators,
and clerks, but all were rejected by the War Department.
See
ibid. The Navy, however, interpreted its own authority broadly
to include a power to enlist women as Yeoman F's and Marine F's.
About 13,000 women served in this rank, working primarily at
clerical jobs. These women were the first in the United States to
be admitted to full military rank and status.
See id. at
10.
Official military corps for women were established in response
to the massive personnel needs of World War II.
See
generally Binkin and Bach; Treadwell. The Women's Army
Auxiliary Corps (WAAC) -- the unofficial predecessor of the Women's
Army Corps (WAC) -- was created on May 14, 1942, followed two
months later by the WAVES (Women Accepted for Voluntary Emergency
Service).
See Binkin and Bach 7. Not long after, the
United States Marine Corps Women's Reserve and the Coast Guard
Women's Reserve (SPAR) were established.
See ibid. Some
350,000 women served in the four services; some 800 women also
served as Women's Airforce Service Pilots (WASPS).
Ibid.
Most worked in health care, administration, and communications;
they were also employed as airplane mechanics, parachute riggers,
gunnery instructors, air traffic controllers, and the like.
The authorizations for the women's units during World War II
were temporary. The Women's Armed Services Integration Act of 1948,
62 Stat. 356, established the women's services on a permanent
basis. Under the Act, women were given regular military status.
However, quotas were placed on the numbers who could enlist, 62
Stat. 357, 360-361 (no more than 2% of total enlisted strength),
eligibility requirements were more stringent than those for men,
and career opportunities were limited. Binkin and Bach 11-12.
During the 1950's and 1960's, enlisted women constituted little
more than 1% of the total force. In 1967, the 2% quota was lifted,
§ 1 (9)(E), 81 Stat. 375, 10 U.S.C. § 3209(b), and, in the 1970's,
many restrictive policies concerning women's participation in the
military have been eliminated or modified.
See generally
Binkin and Bach. In 1972, women still constituted less than 2% of
the enlisted strength.
Id. at 14. By 1975, when this
litigation was commenced, the percentage had risen to 4.6%.
Ibid.
[
Footnote 22]
The former exemption for "women's requisitions,"
see
nn.
13 14 supra, may have operated in the 20th
century to protect these types of jobs from the impact of the
preference. However, the statutory history indicates that this was
not its purpose. The provision dates back to the 1896 veterans'
preference law, and was retained in the law substantially unchanged
until it was eliminated in 1971.
See n 14,
supra. Since veterans in 1896
were a small but an exclusively male class, such a provision was
apparently included to ensure that the statute would not be
construed to outlaw a preexisting practice of single-sex hiring
explicitly authorized under the 1884 Civil Service statute.
See Rule XIX.3, Massachusetts Civil Service Law and Rules
and Regulations of the Commissioners (1884) ("In case the request
for any . . . certification, or any law or regulation, shall call
for persons of one sex, those of that sex shall be certified;
otherwise sex shall be disregarded in certification"). The
veterans' preference statute at no point endorsed this practice.
Historical materials indicate, however, that the early preference
law may have operated to encourage the employment of women in
positions from which they previously had been excluded.
See Thirteenth Annual Report,
supra, n.
20 at 5, 6; Third Annual Report,
supra, n19, at
23.
[
Footnote 23]
This is not to say that the degree of impact is irrelevant to
the question of intent. But it is to say that a more modest
preference, while it might well lessen impact and, as the State
argues, might lessen the effectiveness of the statute in helping
veterans, would not be any more or less "neutral" in the
constitutional sense.
[
Footnote 24]
Proof of discriminatory intent must necessarily usually rely on
objective factors, several of which were outlined in
Arlington
Heights v. Metropolitan Housing Dev. Corp., 429 U.
S. 252,
429 U. S. 266.
The inquiry is practical. What a legislature or any official entity
is "up to" may be plain from the results its actions achieve, or
the results they avoid. Often it is made clear from what has been
called, in a different context, "the give and take of the
situation."
Cramer v. United States, 325 U. S.
1,
325 U. S. 32-33
(Jackson, J.).
[
Footnote 25]
This is not to say that the inevitability or foreseeability of
consequences of a neutral rule has no bearing upon the existence of
discriminatory intent. Certainly, when the adverse consequences of
a law upon an identifiable group are as inevitable as the
gender-based consequences of ch. 31, § 23, a strong inference that
the adverse effects were desired can reasonably be drawn. But in
this inquiry -- made as it is under the Constitution -- an
inference is a working tool, not a synonym for proof. When, as
here, the impact is essentially an unavoidable consequence of a
legislative policy that has in itself always been deemed to be
legitimate, and when, as here, the statutory history and all of the
available evidence affirmatively demonstrate the opposite, the
inference simply fails to ripen into proof.
[
Footnote 26]
See nn.
8 17 supra.
[
Footnote 27]
The appellee has suggested that the former statutory exception
for "women's requisitions,"
see nn.
13 14
supra, supplies evidence that Massachusetts, when it
established and subsequently reaffirmed the absolute preference
legislation, assumed that women would not or should not compete
with men. She has further suggested that the former provision
extending the preference to certain female dependents of veterans,
see n 10,
supra, demonstrates that ch. 31, § 23, is laced with "old
notions" about the proper roles and needs of the sexes.
See
Califano v. Goldfarb, 430 U. S. 199;
Weinberger v. Wiesenfeld, 420 U.
S. 636. But the first suggestion is totally belied by
the statutory history,
see supra at
442 U. S.
267-271, and nn.19, 20, and the second fails to account
for the consistent statutory recognition of the contribution of
women to this Nation's military efforts.
[
Footnote 28]
See generally Hearings on Veterans' Preference
Oversight before the Subcommittee on Civil Service of the House
Post Office and Civil Service Committee, 95th Cong., 1st Sess.
(1977); Report of Comptroller General, Conflicting Congressional
Policies: Veterans' Preference and Apportionment vs. Equal
Employment Opportunity (Sept. 29, 1977).
MR. JUSTICE STEVENS, with whom MR. JUSTICE WHITE joins,
concurring.
While I concur in the Court's opinion, I confess that I am not
at all sure that there is any difference between the two questions
posed
ante at
442 U. S. 274.
If a classification is not overtly based on gender, I am inclined
to believe the question whether it is covertly gender based is the
same as the question whether its adverse effects reflect invidious
gender-based discrimination. However the question is phrased, for
me, the answer is largely provided by the fact that the number of
males disadvantaged by Massachusetts' veterans' preference
(1,867,000) is sufficiently large -- and sufficiently close to the
number of disadvantaged females (2,954,000) -- to refute the claim
that the rule was intended to benefit males as a class over females
as a class.
MR. JUSTICE MARSHALL, with whom MR. JUSTICE BRENNAN joins,
dissenting.
Although acknowledging that, in some circumstances,
discriminatory intent may be inferred from the inevitable or
foreseeable impact of a statute,
ante at
442 U. S. 279
n. 25, the Court concludes that no such intent has been established
here. I cannot agree. In my judgment, Massachusetts' choice of an
absolute veterans' preference system evinces purposeful
Page 442 U. S. 282
gender-based discrimination. And because the statutory scheme
bears no substantial relationship to a legitimate governmental
objective, it cannot withstand scrutiny under the Equal Protection
Clause.
I
The District Court found that the "prime objective" of the
Massachusetts veterans' preference statute, Mass.Gen.Laws Ann., ch.
31, § 23, was to benefit individuals with prior military service.
Anthony v. Commonwealth, 415 F.
Supp. 485, 497 (Mass.1976).
See Feeney v.
Massachusetts, 451 F.
Supp. 143, 145 (Mass.1978). Under the Court's analysis, this
factual determination
"necessarily compels the conclusion that the State intended
nothing more than to prefer 'veterans.' Given this finding, simple
logic suggests than an intent to exclude women from significant
public jobs was not at work in this law."
Ante at
442 U. S. 277.
I find the Court's logic neither simple nor compelling.
That a legislature seeks to advantage one group does not, as a
matter of logic or of common sense, exclude the possibility that it
also intends to disadvantage another. Individuals in general, and
lawmakers in particular, frequently act for a variety of reasons.
As this Court recognized in
Arlington Heights v. Metropolitan
Housing Dev. Corp., 429 U. S. 252,
429 U. S. 265
(1977),
"[r]arely can it be said that a legislature or administrative
body operating under a broad mandate made a decision motivated
solely by a single concern."
Absent an omniscience not commonly attributed to the judiciary,
it will often be impossible to ascertain the sole or even dominant
purpose of a given statute.
See McGinnis v. Royster,
410 U. S. 263,
410 U. S.
276-277 (1973); Ely, Legislative and Administrative
Motivation in Constitutional Law, 79 Yale L.J. 1205, 1214 (1970).
Thus, the critical constitutional inquiry is not whether an illicit
consideration was the primary or but-for cause of a decision, but
rather whether it had an appreciable role in shaping a given
legislative enactment. Where there is
Page 442 U. S. 283
"proof that a discriminatory purpose has been
a
motivating factor in the decision, . . . judicial deference is no
longer justified."
Arlington Heights v. Metropolitan Housing
Dev. Corp., supra at
429 U. S.
265-266 (emphasis added).
Moreover, since reliable evidence of subjective intentions is
seldom obtainable, resort to inference based on objective factors
is generally unavoidable.
See Beer v. United States,
425 U. S. 130,
425 U. S.
148-149, n. 4 (1976) (MARSHALL, J., dissenting);
cf.
Palmer v. Thompson, 403 U. S. 217,
403 U. S.
224-225 (1971);
United States v. O'Brien,
391 U. S. 367,
391 U. S.
383-384 (1968). To discern the purposes underlying
facially neutral policies, this Court has therefore considered the
degree, inevitability, and foreseeability of any disproportionate
impact, as well as the alternatives reasonably available.
See
Monroe v. Board of Commissioners, 391 U.
S. 450,
391 U. S. 459
(1968);
Goss v. Board of Education, 373 U.
S. 683,
373 U. S.
688-689 (1963);
Gomillion v. Lightfoot,
364 U. S. 339
(1960);
Griffin v. Illinois, 351 U. S.
12,
351 U. S. 17 n.
11 (1956).
Cf. Albemarle Paper Co. v. Moody, 422 U.
S. 405,
422 U. S. 425
(1975).
In the instant case, the impact of the Massachusetts statute on
women is undisputed. Any veteran with a passing grade on the civil
service exam must be placed ahead of a nonveteran, regardless of
their respective scores. The District Court found that, as a
practical matter, this preference supplants test results as the
determinant of upper level civil service appointments. 415 F. Supp.
at 488-489. Because less than 2% of the women in Massachusetts are
veterans, the absolute preference formula has rendered desirable
state civil service employment an almost exclusively male
prerogative. 451 F. Supp. at 151 (Campbell, J., concurring).
As the District Court recognized, this consequence follows
foreseeably, indeed inexorably, from the long history of policies
severely limiting women's participation in the military. [
Footnote 2/1]
Page 442 U. S. 284
Although neutral in form, the statute is anything but neutral in
application. It inescapably reserves a major sector of public
employment to "an already established class which, as a matter of
historical fact, is 98% male."
Ibid. Where the foreseeable
impact of a facially neutral policy is so disproportionate, the
burden should rest on the State to establish that sex-based
considerations played no part in the choice of the particular
legislative scheme.
Cf. Castaneda v. Partida, 430 U.
S. 482 (1977);
Washington v. Davis,
426 U. S. 229,
426 U. S. 241
(1976);
Alexander v. Louisiana, 405 U.
S. 625,
405 U. S. 632
(1972);
see generally Brest,
Palmer v. Thompson:
An Approach to the Problem of Unconstitutional Legislative Motive,
1971 Sup.Ct.Rev. 95, 123.
Clearly, that burden was not sustained here. The legislative
history of the statute reflects the Commonwealth's patent
appreciation of the impact the preference system would have on
women, and an equally evident desire to mitigate that impact only
with respect to certain traditionally female occupations. Until
1971, the statute and implementing civil service
Page 442 U. S. 285
regulations exempted from operation of the preference any job
requisitions "especially calling for women." 1954 Mass. Acts, ch.
627, § 5.
See also 1896 Mass. Acts, ch. 517, § 6; 1919
Mass. Acts, ch. 150, § 2; 1945 Mass. Acts, ch. 725, § 2(e); 1965
Mass. Acts, ch. 53;
ante at
442 U. S. 266
nn. 13, 14. In practice, this exemption, coupled with the absolute
preference for veterans, has created a gender-based civil service
hierarchy, with women occupying low-grade clerical and secretarial
jobs and men holding more responsible and remunerative positions.
See 415 F. Supp. at 488; 451 F. Supp. at 148 n. 9.
Thus, for over 70 years, the Commonwealth has maintained, as an
integral part of its veterans' preference system, an exemption
relegating female civil service applicants to occupations
traditionally filled by women. Such a statutory scheme both
reflects and perpetuates precisely the kind of archaic assumptions
about women's roles which we have previously held invalid.
See
Orr v. Orr, 440 U. S. 268
(1979);
Califano v. Goldfarb, 430 U.
S. 199,
430 U. S.
210-211 (1977);
Stanton v. Stanton,
421 U. S. 7,
421 U. S. 14
(1975);
Weinberger v. Wiesenfeld, 420 U.
S. 636,
420 U. S. 645
(1975). Particularly when viewed against the range of less
discriminatory alternatives available to assist veterans, [
Footnote 2/2] Massachusetts' choice of a
formula that so severely restricts public employment opportunities
for women cannot reasonably be thought gender-neutral.
Cf.
Albemarle Paper Co. v. Moody, supra, at
422 U. S. 425.
The Court's conclusion to the contrary -- that "nothing in the
record" evinces a "collateral goal of keeping women in a
stereotypic and predefined place in the
Page 442 U. S. 286
Massachusetts Civil Service,"
ante at
442 U. S. 279
-- displays a singularly myopic view of the facts established
below. [
Footnote 2/3]
II
To survive challenge under the Equal Protection Clause, statutes
reflecting gender-based discrimination must be substantially
related to the achievement of important governmental objectives.
See Califano v. Webster, 430 U. S. 313,
430 U. S.
316-317 (1977);
Craig v. Boren, 429 U.
S. 190,
429 U. S. 197
(1976);
Reed v. Reed, 404 U. S. 71,
404 U. S. 76
(1971). Appellants here advance three interests in support of the
absolute preference system: (1) assisting veterans in their
readjustment to civilian life; (2) encouraging military enlistment;
and (3) rewarding those who have served their country. Brief for
Appellants 24. Although each of those goals is unquestionably
legitimate, the "mere recitation of a benign, compensatory purpose"
cannot, of itself, insulate legislative classifications from
constitutional scrutiny.
Weinberger v. Wiesenfeld, supra
at
420 U. S. 648.
And in this case, the Commonwealth has failed to establish a
sufficient relationship between its objectives and the means chosen
to effectuate them.
With respect to the first interest, facilitating veterans'
transition to civilian status, the statute is plainly
overinclusive.
Cf. Trimble v. Gordon, 430 U.
S. 762,
430 U. S.
770-772 (1977);
Jimenez v. Weinberger,
417 U. S. 628,
417 U. S. 637
(1974). By conferring a permanent preference, the legislation
allows veterans to invoke their advantage repeatedly, without
regard to their date of discharge. As the record demonstrates, a
substantial
Page 442 U. S. 287
majority of those currently enjoying the benefits of the system
are not recently discharged veterans in need of readjustment
assistance. [
Footnote 2/4]
Nor is the Commonwealth's second asserted interest, encouraging
military service, a plausible justification for this legislative
scheme. In its original and subsequent reenactments, the statute
extended benefits retroactively to veterans who had served during a
prior specified period.
See ante at
442 U. S.
265-267. If the Commonwealth's "actual purpose" is to
induce enlistment, this legislative design is hardly well suited to
that end.
See Califano v. Webster, supra at
430 U. S. 317;
Weinberger v. Wiesenfeld, supra at
420 U. S. 648.
For I am unwilling to assume what appellants made no effort to
prove, that the possibility of obtaining an ex
post facto
civil service preference significantly influenced the enlistment
decisions of Massachusetts residents. Moreover, even if such
influence could be presumed, the statute is still grossly
overinclusive, in that it bestows benefits on men drafted as well
as those who volunteered.
Finally, the Commonwealth's third interest, rewarding veterans,
does not "adequately justify the salient features" of this
preference system.
Craig v. Boren, supra at
429 U. S.
202-203.
See Orr v. Orr, supra at
440 U. S. 281.
Where a particular statutory scheme visits substantial hardship on
a class long subject to discrimination, the legislation cannot be
sustained unless "
carefully tuned to alternative
considerations.'" Trimble v. Gordon, supra at 430 U. S. 772.
See Caban v. Mohammed, 441 U. S. 380,
441 U. S.
392-393, n. 13 (1979); Mathews v. Lucas,
427 U. S. 495
(1976). Here, there are a wide variety of less discriminatory means
by which Massachusetts could effect its compensatory purposes. For
example, a point preference system, such as that maintained by many
States and the Federal Government,
Page 442 U. S. 288
see 442
U.S. 256fn2/2|>n. 2,
supra, or an absolute
preference for a limited duration, would reward veterans without
excluding all qualified women from upper level civil service
positions. Apart from public employment, the Commonwealth, can, and
does, afford assistance to veterans in various ways, including tax
abatements, educational subsidies, and special programs for needy
veterans.
See Mass.Gen.Laws Ann., ch. 59, § 5, Fifth (West
Supp. 1979); Mass.Gen.Laws Ann., ch. 69, §§ 7, 7B (West Supp.
1979); and Mass.Gen.Laws Ann., chs. 115, 115A (West 1969 and Supp.
1978). Unlike these and similar benefits, the costs of which are
distributed across the taxpaying public generally, the
Massachusetts statute exacts a substantial price from a discrete
group of individuals who have long been subject to employment
discrimination, [
Footnote 2/5] and
who, "because of circumstances totally beyond their control, have
[had] little if any chance of becoming members of the preferred
class." 415 F. Supp. at 499.
See 442
U.S. 256fn2/1|>n. 1,
supra.
In its present unqualified form, the veterans' preference
statute precludes all but a small fraction of Massachusetts women
from obtaining any civil service position also of interest to men.
See 451 F. Supp. at 151 (Campbell, J., concurring). Given
the range of alternatives available, this degree of preference is
not constitutionally permissible.
I would affirm the judgment of the court below.
[
Footnote 2/1]
See Anthony v. Massachusetts, 415 F.
Supp. 485, 490, 495-499 (Mass. 1976);
Feeney v.
Massachusetts, 451 F.
Supp. 143, 145, 148 (Mass. 1978). In addition to the 2% quota
on women's participation in the Armed Forces,
see ante at
442 U. S. 270
n. 21, enlistment and appointment requirements have been more
stringent for females than males with respect to age, mental and
physical aptitude, parental consent, and educational attainment. M.
Binkin & S. Bach, Women and the Military (1977) (hereinafter
Binkin and Bach); Note, The Equal Rights Amendment and the
Military, 82 Yale L.J. 1533, 1539 (1973). Until the 1970's, the
Armed Forces precluded enlistment and appointment of women, but not
men, who were married or had dependent children.
See 415
F. Supp. at 490; App. 85; Exs. 98, 99, 103, 104. Sex-based
restrictions on advancement and training opportunities also
diminished the incentives for qualified women to enlist.
See Binkin and Bach 117, Beans, Sex Discrimination in the
Military, 67 Mil.L.Rev.19, 59-83 (1975).
Cf. Schlesinger v.
Ballard, 419 U. S. 498,
419 U. S. 508
(1975).
Thus, unlike the employment examination in
Washington v.
Davis, 426 U. S. 229
(1976), which the Court found to be demonstrably job-related, the
Massachusetts preference statute incorporates the results of
sex-based military policies irrelevant to women's current fitness
for civilian public employment.
See 415 F. Supp. at
498-499.
[
Footnote 2/2]
Only four States afford a preference comparable in scope to that
of Massachusetts.
See Fleming & Shanor, Veterans'
Preferences and Public Employment: Unconstitutional Gender
Discrimination?, 26 Emory L.J. 13, 17 n. 13 (1977) (citing
statutes). Other States and the Federal Government grant point or
tie-breaking preferences that do not foreclose opportunities for
women.
See id. at 13, and nn. 12, 14;
ante at
442 U. S. 261
n. 7; Hearings on Veterans' Preference Oversight before the
Subcommittee on Civil Service of the House Committee on Post Office
and Civil Service, 95th Cong., 1st Sess., 4 (1977) (statement of
Alan Campbell, Chairman, United States Civil Service
Commission).
[
Footnote 2/3]
Although it is relevant that the preference statute also
disadvantages a substantial group of men,
see ante at
442 U. S. 281
(STEVENS, J., concurring), it is equally pertinent that 47% of
Massachusetts men over 18 are veterans, as compared to 0.8% of
Massachusetts women. App. 83. Given this disparity, and the indicia
of intent noted
supra at
442 U. S.
284-285, the absolute number of men denied preference
cannot be dispositive, especially since they have not faced the
barriers to achieving veteran status confronted by women.
See 442
U.S. 256fn2/1|>n. 1,
supra.
[
Footnote 2/4]
The eligibility lists for the positions Ms. Feeney sought
included 95 veterans for whom discharge information was available.
Of those 95 males, 64 (67%) were discharged prior to 1960. App.
106, 150-151, 169-170.
[
Footnote 2/5]
See Frontiero v. Richardson, 411 U.
S. 677,
411 U. S. 689
n. 23 (1973),
Kahn v. Shevin, 416 U.
S. 351,
416 U. S.
353-354 (1974); United States Bureau of t,he Census,
Current Population Reports, No. 107, Money Income and Poverty
Status of Families and Persons in the United States: 1976 (Advance
Report) (Table 7) (Sept.1977).