Petitioner, a lawyer, was indicted under 18 U.S.C. § 1503 for
endeavoring to bribe a member of the jury panel in a prospective
federal criminal trial. To investigate the background of potential
jurors, he had employed a Nashville policeman, who had, unknown to
petitioner, agreed to report to federal agents any "illegal
activities" he might observe. The investigator reported to federal
agents that, when he advised petitioner that he had a relative on
the jury panel, petitioner expressed an interest in approaching
him. An affidavit to this effect was presented to the District
Court judges, who authorized the use of an electronic device to
record further conversations between petitioner and the
investigator. A tape recording of a subsequent conversation was
admitted at petitioner's trial. He was convicted and the Court of
Appeals affirmed the conviction.
Held:
1. The use of a recording device here under "the procedure of
antecedent justification before a magistrate that is central to the
Fourth Amendment" as "a precondition of lawful electronic
surveillance" was permissible, and the recording itself was
properly admitted in evidence. Pp.
385 U. S.
327-331.
2. Entrapment was not established as a matter of law, for, at
most, the investigator afforded petitioner "opportunities or
facilities" for the commission of a criminal offense, a far cry
from entrapment. Pp.
385 U. S.
331-332.
3. Since this statute makes an offense of any proscribed
"endeavor," a term which is not burdened with the technicalities of
the word "attempt," the fact that the investigator did not approach
the venireman and did not intend to approach him does not negate a
violation of 18 U.S.C. § 1503. Pp.
385 U. S.
332-333.
350 F.2d 497, affirmed.
Page 385 U. S. 324
MR. JUSTICE STEWART delivered the opinion of the Court.
The petitioner, a Nashville lawyer, was convicted in the United
States District Court for the Middle District of Tennessee upon one
count of an indictment under 18 U.S.C. § 1503, which charged him
with endeavoring to bribe a member of the jury panel in a
prospective federal criminal trial. [
Footnote 1] The conviction was affirmed by the Court of
Appeals, 350 F.2d 497. We granted certiorari, 382 U.S. 1023,
primarily to consider whether the
Page 385 U. S. 325
conviction rests upon unconstitutionally acquired evidence,
although the petitioner also presses other claims.
In late 1963, James R. Hoffa was awaiting trial upon a criminal
charge in the federal court in Nashville, and the petitioner, as
one of Hoffa's attorneys, was engaged in preparing for that trial.
In connection with these preparations, the petitioner hired a man
named Robert Vick to make background investigations of the people
listed on the panel from which members of the jury for the Hoffa
trial were to be drawn. Vick was a member of the Nashville police
department whom the petitioner had employed for similar
investigative work in connection with another criminal trial of the
same defendant a year earlier. What the petitioner did not know was
that Vick, before applying for the job with the petitioner in 1963,
had met several times with federal agents and had agreed to report
to them any "illegal activities" he might observe.
The conviction which we now review was upon the charge that the
petitioner, "during the period from on or about November 6, 1963,
up to and including November 15, 1963, . . . did unlawfully,
knowingly, wilfully and corruptly endeavor to influence, obstruct
and impede the due administration of justice . . ." in that he
"did request, counsel and direct Robert D. Vick to contact Ralph
A. Elliott, who was, and was known by the said Osborn to be, a
member of the petit jury panel from which the petit jury to hear
the [Hoffa] trial was scheduled to be drawn, and to offer and
promise to pay the said Ralph A. Elliott $10,000 to induce the said
Elliott to vote for an acquittal, if the said Elliott should be
selected to sit on the petit jury in the said trial. [
Footnote 2]
Page 385 U. S. 326
The primary evidence against the petitioner on this charge
consisted of Vick's testimony, a tape recording of a conversation
between the petitioner and Vick, and admissions which the
petitioner had made during the course of federal disbarment
proceedings."
Vick testified that, during a discussion with the petitioner at
the latter's office on November 7, he mentioned that he knew some
of the prospective jurors. At this, according to Vick, the
petitioner "jumped up," and said, "You do? Why didn't you tell me?"
The two then moved outside into the adjacent alley to continue the
conversation. There, Vick testified, he told the petitioner that
one of the prospective jurors, Ralph Elliott, was his cousin, and
the petitioner told Vick to pay a visit to Elliott to see what
arrangements could be made about the case. Vick also testified to
meetings with the petitioner on November 8 and November 11, when he
told the petitioner, falsely, that he had visited Elliott and found
him "susceptible to money for hanging this jury," to which the
petitioner responded by offering $5,000 to Elliott if he became a
member of the jury and an additional $5,000
"when he hung the jury, but he would have to go all the way, and
to assure Mr. Elliott that he would not be alone, that there would
be some other jurors in there."
I
No claim is made in this case that Vick's testimony about the
petitioner's incriminating statements was inadmissible in evidence.
Cf. Hoffa v. United States, 385 U.
S. 293;
Lewis v. United States, 385 U.
S. 206. What is challenged is the introduction in
evidence of a tape recording of one of the conversations about
which Vick testified, specifically the conversation which took
place in the petitioner's office on November 11. The recording of
this conversation was played for the jury, and a written transcript
of it was introduced in evidence. We
Page 385 U. S. 327
are asked to hold that the recording should have been excluded,
either upon constitutional grounds,
Weeks v. United
States, 232 U. S. 383, or
in the exercise of our supervisory power over the federal courts.
McNabb v. United States, 318 U. S. 332.
There is no question of the accuracy of the recording. The
petitioner testified that it was a "substantially correct"
reproduction of what took place in his office on November 11. There
can be no doubt, either, of the recording's probative relevance. It
provided strong corroboration of the truth of the charge against
the petitioner. [
Footnote 3]
The recording was made by means of a device concealed upon Vick's
person during the November 11 meeting. We thus deal here not with
surreptitious surveillance of a private conversation by an
outsider,
cf. Silverman v. United States, 365 U.
S. 505, but, as in
Lopez v. United States,
373 U. S. 427,
with the use by one party of a device to make an accurate record of
a conversation about which that party later testified. Unless
Lopez v. United States is to be disregarded, therefore,
the petitioner cannot prevail. [
Footnote 4]
But we need not rest our decision here upon the broad foundation
of the Court's opinion in
Lopez, because it is evident
that the circumstances under which the tape recording was obtained
in this case fall within the narrower compass of the
Lopez
concurring and dissenting opinions. Accordingly, it is appropriate
to set out with some precision what these circumstances were.
Page 385 U. S. 328
Immediately after his November 7 meeting with the petitioner at
which, according to Vick, the possibility of approaching the juror
Elliott was first discussed, Vick reported the conversation to an
agent of the United States Department of Justice. Vick was then
requested to put his report in the form of a written statement
under oath, which he did. [
Footnote
5] The following day, this sworn statement was shown by
government attorneys to the two judges of the Federal District
Court, Chief Judge Miller and Judge Gray. After considering this
affidavit, the judges agreed to authorize agents of the Federal
Bureau of Investigation to conceal a recorder on Vick's person in
order to determine from recordings of further
Page 385 U. S. 329
conversations between Vick and the petitioner whether the
statements in Vick's affidavit were true. It was this judicial
authorization which ultimately led to the recording here in
question. [
Footnote 6]
The issue here, therefore, is not the permissibility of
"indiscriminate use of such devices in law enforcement," [
Footnote 7] but the permissibility of
using such a device under the most precise and discriminate
circumstances, circumstances which fully met the "requirement of
particularity" which the dissenting opinion in
Lopez found
necessary. [
Footnote 8]
The situation which faced the two judges of the District Court
when they were presented with Vick's affidavit on November 8, and
the motivations which prompted their authorization of the recorder
are reflected
Page 385 U. S. 330
in the words of Chief Judge Miller. As he put it,
"The affidavit contained information which reflected seriously
upon a member of the bar of this court, who had practiced in my
court ever since I have been on the bench. I decided that some
action had to be taken to determine whether this information was
correct or whether it was false. It was the most serious problem
that I have had to deal with since I have been on the bench. I
could not sweep it under the rug."
So it was that, in response to a detailed factual affidavit
alleging the commission of a specific criminal offense directly and
immediately affecting the administration of justice in the federal
court, the judges of that court jointly authorized the use of a
recording device for the narrow and particularized purpose of
ascertaining the truth of the affidavit's allegations. As the
district judges recognized, it was imperative to determine whether
the integrity of their court was being undermined, and highly
undesirable that this determination should hinge on the
inconclusive outcome of a testimonial contest between the only two
people in the world who knew the truth -- one an informer, the
other a lawyer of previous good repute. There could hardly be a
clearer example of "the procedure of antecedent justification
before a magistrate that is central to the Fourth Amendment" as "a
precondition of lawful electronic surveillance." [
Footnote 9]
Page 385 U. S. 331
We hold on these facts that the use of the recording device was
permissible, and consequently that the recording itself was
properly admitted as evidence at the petitioner's trial.
II
The petitioner's defense was one of entrapment, and he renews
here the contention made in his motion for acquittal at the trial
that entrapment was established as a matter of law. We cannot
agree.
The validity of the entrapment defense depended upon what had
transpired at the meetings between the petitioner and Vick which
took place before the recorded conversation of November 11.
According to the petitioner, Vick initiated the idea of making a
corrupt approach to Elliott on October 28, and the petitioner at
first resisted the suggestion and tried to discourage Vick from
carrying it out. The petitioner conceded that he ultimately
acquiesced in the scheme, out of "weakness" and because he was
exhausted from overwork, but said that he never seriously intended
actually to carry out the plan to bribe Elliott. But Vick's version
of what had happened was, as stated above, quite different, and the
truth of the matter was for the jury to determine. [
Footnote 10]
Masciale v. United
States, 356 U. S. 386.
Surely it was not a "trap for the unwary innocent,"
Sherman v.
United States, 356 U. S. 369,
356 U. S. 372,
for Vick to tell the petitioner, truthfully, that he knew some of
the members of the jury panel and that one of them was his cousin.
And, according to Vick, he had said no more when the petitioner
"jumped up," went out into the alley with him, and initiated the
effort to get Elliott "on our side." At the most, Vick's statement
afforded the petitioner "opportunities or facilities" for the
commission of a criminal
Page 385 U. S. 332
offense, and that is a far cry from entrapment.
Sherman v.
United States, supra at
356 U. S. 372;
Sorrells v. United States, 287 U.
S. 435,
287 U. S. 441.
[
Footnote 11]
III
Finally, the argument is made that, even if the admissibility
and truth of all the evidence against the petitioner be accepted,
this conviction must be set aside because his conduct did not
constitute a violation of 18 U.S.C. § 1503. [
Footnote 12] The basis for this argument is
that, since Vick never in fact approached Elliott and never
intended to do so, any endeavor on the petitioner's part was
impossible of accomplishment.
Page 385 U. S. 333
We reject the argument. Whatever continuing validity the
doctrine of "impossibility," with all its subtleties, may continue
to have in the law of criminal attempt, [
Footnote 13] that body of law is inapplicable here.
The statute under which the petitioner was convicted makes an
offense of any proscribed "endeavor." And almost 50 years ago, this
Court pointed out the significance of that word:
"The word of the section is 'endeavor,' and, by using it, the
section got rid of the technicalities which might be urged as
besetting the word 'attempt,' and it describes any effort or essay
to do or accomplish the evil purpose that the section was enacted
to prevent. . . . The section . . . is not directed at success in
corrupting a juror, but at the 'endeavor' to do so. Experimental
approaches to the corruption of a juror are the 'endeavor' of the
section."
United States v. Russell, 255 U.
S. 138,
255 U. S.
143.
If the evidence against the petitioner be accepted, there can be
no question that he corruptly endeavored to impede the due
administration of justice by instructing Robert Vick to offer a
bribe to a prospective juror in a federal criminal case.
Affirmed.
MR. JUSTICE WHITE took no part in the consideration or decision
of this case.
[
Footnote 1]
18 U.S.C. § 1503 provides as follows:
"Whoever corruptly, or by threats or force, or by any
threatening letter or communication, endeavors to influence,
intimidate, or impede any witness, in any court of the United
States or before any United States commissioner or other committing
magistrate, or any grand or petit juror, or officer in or of any
court of the United States, or officer who may be serving at any
examination or other proceeding before any United States
commissioner or other committing magistrate, in the discharge of
his duty, or injures any party or witness in his person or property
on account of his attending or having attended such court or
examination before such officer, commissioner, or other committing
magistrate, or on account of his testifying or having testified to
any matter pending therein, or injures any such grand or petit
juror in his person or property on account of any verdict or
indictment assented to by him, or on account of his being or having
been such juror, or injures any such officer, commissioner, or
other committing magistrate in his person or property on account of
the performance of his official duties, or corruptly or by threats
or force, or by any threatening letter or communication,
influences, obstructs, or impedes, or endeavors to influence,
obstruct, or impede, the due administration of justice, shall be
fined not more than $5,000 or imprisoned not more than five years,
or both."
[
Footnote 2]
The indictment contained two other courts charging similar
offenses with respect to the earlier trial of the same defendant.
The Government dismissed one of these counts, and the petitioner
was acquitted on the other.
[
Footnote 3]
A transcript of the recording is reproduced as an
385
U.S. 323app|>Appendix to this opinion.
[
Footnote 4]
It is argued that, in
Lopez, the petitioner knew that
the person to whom he offered a bribe was a federal officer. But,
even assuming there might otherwise be some force to this
distinction, it is enough to point out that, in the present case,
the petitioner also knew he was talking to a law enforcement
officer -- a member of the Nashville police department.
[
Footnote 5]
The relevant portion of this affidavit was as follows:
"On November 7, 1963, I was in Mr. Osborn's office going over
the results of my investigation. I was aware that the jury panel
which I had been investigating was the panel assigned to Judge
William E. Miller. Mr. Osborn and I got into a discussion of the
jury panel assigned to Judge Frank Gray, Jr. This jury panel list
had previously been shown to me by John Polk, an investigator for
Mr. Osborn. Polk told me at that time that he was investigating the
jury panel assigned to Judge Gray. At that time, I mentioned to
Polk that I knew three of the people on the jury panel. In
discussing the panel with Mr. Osborn, I again mentioned that I knew
three of the people on the jury panel. Mr. Osborn said, 'You do?
Why didn't you tell me?' I told Mr. Osborn I had told John Polk,
and assumed that John Polk had told him. Mr. Osborn said that Polk
had not told him, and suggested that we discuss the matter further.
We then left Mr. Osborn's office and walked out onto the street to
discuss the matter further. Mr. Osborn asked me how well I knew the
three prospective jurors. I told him that I knew Mr. Ralph A.
Elliott, Springfield, Tennessee, the best, since he was my cousin.
Mr. Osborn asked me whether I knew him well enough to talk to him
about anything. I said that I thought I did. Mr. Osborn then said,
'Go contact him right away. Sit down and talk to him and get him on
our side. We want him on the jury.' I told Mr. Osborn that I
thought Mr. Elliott was not in very good financial position, and
Mr. Osborn said, 'Good, go see him right away.'"
[
Footnote 6]
The recording device did not operate properly on the occasion of
Vick's visit to the petitioner's office on November 8, and Vick
made a written statement of what occurred during that meeting. The
government lawyers reported these circumstances to District Judge
Miller, who then authorized the use of the recorder on November 11,
under the same conditions:
"I said on that second occasion the same as I did on the first
occasion: that the tape recorder should be used under proper
surveillance, supervision, to see that it was not faked in any way,
and to take every precaution to determine that it was used in a
fair manner, so that we could get at the bottom of it and determine
what the truth was."
[
Footnote 7]
"I also share the opinion of Mr. Justice Brennan that the
fantastic advances in the field of electronic communication
constitute a great danger to the privacy of the individual; that
indiscriminate use of such devices in law enforcement raises grave
constitutional questions under the Fourth and Fifth Amendments; and
that these considerations impose a heavier responsibility on this
Court in its supervision of the fairness of procedures in the
federal court system. However, I do not believe that, as a result,
all uses of such devices should be proscribed either as
unconstitutional or as unfair law enforcement methods."
Lopez v. United States, 373 U.S. at
373 U. S. 441
(concurring opinion of THE CHIEF JUSTICE).
[
Footnote 8]
373 U.S. at
373 U. S.
463.
[
Footnote 9]
"The requirements of the Fourth Amendment are not inflexible, or
obtusely unyielding to the legitimate needs of law enforcement. It
is at least clear that 'the procedure of antecedent justification
before a magistrate that is central to the Fourth Amendment,'
Ohio ex rel. Eaton v. Price, 364 U. S.
263,
364 U. S. 272 (separate
opinion);
see McDonald v. United States, 335 U. S.
451,
335 U. S. 455;
Abel v.
United States, 362 U. S. 217,
362 U. S.
251-252 (dissenting opinion), could be made a
precondition of lawful electronic surveillance. . . ."
Lopez v. United States, 373 U.S. at
373 U. S. 464
(dissenting opinion of Mr. Justice Brennan).
[
Footnote 10]
The petitioner's trial counsel explicitly conceded that the
entrapment issue was for the jury to resolve.
[
Footnote 11]
The petitioner further argues, with respect to the entrapment
defense, that the jury instructions were erroneous in two respects,
and that government rebuttal evidence was improperly received.
It is urged that the trial judge committed error in failing to
instruct the jury that, if they acquitted the petitioner under
Count 2 (charging an endeavor to bribe a juror at the 1962 Hoffa
trial), they must not consider any evidence under that count in
determining the petitioner's guilt under Count 1. Such an
instructions was not requested. Rule 30, Fed.Rules Crim.Proc.
Moreover, it is settled that when the defense of entrapment is
raised, evidence of prior conduct tending to show the defendant's
predisposition to commit the offense charged is admissible.
See
Sorrells v. United States, 287 U. S. 435,
287 U. S.
451.
The petitioner further argues that the instructions on
entrapment erroneously left to the jury the question of whether the
tape recording had been obtained by lawful means. We do not so
understand the trial judge's language, and neither, apparently, did
trial counsel, because no objection was made to the instructions as
given. Rule 30, Fed.Rules Crim.Proc. Moreover, such an instruction
would have been favorable to the petitioner, because the judge, in
denying the earlier defense motion to suppress, had already ruled
that the recording had been lawfully obtained.
Finally, objection is made to permitting the Government on
rebuttal to introduce Vick's November 8 affidavit and show the
circumstances under which the tape recording had been authorized by
the judges. But this evidence was a relevant response to the
petitioner's testimony that it was Vick who at the instigation of
the Government, had initiated the plan to approach Elliott as early
as October 28.
[
Footnote 12]
See n 1, supra.
[
Footnote 13]
Compare People v. Jaffe, 185 N.Y. 497, 78 N.E. 169,
with People v. Gardner, 144 N.Y. 119, 38 N.E. 1003.
See Wechsler, Jones & Korn, The Treatment of Inchoate
Crimes in the Model Penal Code of the American Law Institute:
Attempt, Solicitation, and Conspiracy, 61 Col.L.Rev. 571, 578-585
(1961).
|
385
U.S. 323app|
APPENDIX TO OPINION OF THE COURT
Transcript of the recording of the Vick-Osborn conversation of
November 11, 1963:
"Girl: You can go in now."
"Vick: O.K. Honey. Hello, Mr. Osborn. "
Page 385 U. S. 334
"Osborn: Hello Bob, close the door, my friend, and let's see
what's up."
"Vick: How're you doing?"
"Osborn: No good. How're you doing?"
"Vick: Oh, pretty good. You want to talk in here?"
"Osborn: How far did you go?"
"Vick: Well, pretty far."
"Osborn: Maybe we'd better . . ."
"Vick: Whatever you say. Don't make any difference to me."
"Osborn: (Inaudible whisper.)"
"Vick: I'm comfortable, but er, this chair sits good, but we'll
take off if you want to, but"
"Osborn: Did you talk to him?"
"Vick: Huh?"
"Osborn: Did you talk to him?"
"Vick: Yeah. I went down to Springfield Saturday morning and
talked to er."
"Osborn: Elliott?"
"Vick: Elliott."
"Osborn: (Inaudible whisper.)"
"Vick: Huh?"
"Osborn: Is there any chance in the world that he would report
you?"
"Vick: That he will report me to the FBI? Why of course, there's
always a chance, but I wouldn't got into it if I thought it was
very, very great."
"Osborn: (Laughed.)"
"Vick: You understand that."
"Osborn: (Laughing.) Yeah, I do know. Old Bob first."
"Vick: That's right. Don't worry. I'm gonna take care of old
Bob, and I know, and of course I'm depending on you to take care of
old Bob if anything, if anything goes wrong."
"Osborn: I am. I am. Why certainly."
"Vick: Er, we had coffee Saturday morning and now he had
previously told you that it's the son. "
Page 385 U. S. 335
"Osborn: It is?"
"Vick: Yes, and not the father."
"Osborn: That's right."
"Vick: The son is Ralph Alden Elliott and the father is Ralph
Donnal. Alden is er -- Marie, that's Ralph's wife who killed
herself. That was her maiden name, Alden, see? Anyway, we had
coffee and he's been on a hung jury up here this week, see?"
"Osborn: I know that."
"Vick: Well, I didn't know that, but anway, he brought that up
so he got to talking about the last Hoffa case being hung, you
know, and some guy refused $10,000 to hang it, see, and he said the
guy was crazy, he should've took it, you know, and so we talked
about and so just discreetly, you know, and course I'm really
playing this thing slow, that's the reason I asked you if you
wanted a lawyer down there to handle it or you wanted me to handle
it, cause I'm gonna play it easy."
"Osborn: The less people, the better."
"Vick: That's right. Well, I'm gonna play it slow and easy
myself and er, anyway, we talked about er, something about five
thousand now and five thousand later, see, so he did, he brought up
five thousand see, and talking about about [
sic] how they
pay it off you know and things like that. I don't know whether he
suspected why I was there or not, 'cause I don't just drop out of
the blue to visit him socially, you know. We're friends, close kin,
cousins, but I don't ordinarily just, we don't fraternize, you
know, and er, so he seemed very receptive for er, to hang the thing
for five now and five later. Now, er, I thought I would report back
to you and see what you say."
"Osborn: That's fine! The thing to do is set it up for a point
later so you won't be running back and forth."
"Vick: Yeah."
"Osborn: Then tell him it's a deal."
"Vick: It's what? "
Page 385 U. S. 336
"Osborn: That it's a deal. What we'll have to do -- when it gets
down to the trial date, when we know the date, tomorrow for example
if the Supreme Court rules against us, well within a week we'll
know when the trial comes. Then he has to be certain that when he
gets on, he's got to know that he'll just be talking to you and
nobody else."
"Vick: Social strictly."
"Osborn: Oh yeah."
"Vick: I've got my story all fixed on that."
"Osborn: Then he will have to know where to, he will have to
know where to come."
"Vick: Well, er . . ."
"Osborn: And, he'll have to know when."
"Vick: Er, do you want to see him yourself? You want me to
handle it or what?"
"Osborn: Uh huh. You're gonna handle it yourself."
"Vick: All right. You want to know it when he's ready, when I
think he's ready for the five thousand. Is that right?"
"Osborn: Well no, when he gets on the panel, once he gets on the
jury. Provided he gets on the panel."
"Vick: Yeah. Oh yeah. That's right. That's right. Well now, he's
on the number one."
"Osborn: I know, but now . . ."
"Vick: But you don't know that would be the one."
"Osborn: Well, I know this, that if we go to trial before that
jury, he'll be on it, but suppose the government challenges him
over being on another hung jury."
"Vick: Oh, I see."
"Osborn: Where are we then?"
"Vick: Oh, I see. I see."
"Osborn: So we have to be certain that he makes it on the
jury."
"Vick: Well now, here's one thing, Tommy. He's a member of the
CWA, see, and the Teamsters, or "
Page 385 U. S. 337
"Osborn: Well, they'll knock him off."
"Vick: Naw, they won't. They've had a fight with the CWA,
see?"
"Osborn: I think everything looks perfect."
"Vick: I think it's in our favor, see. I think that'll work to
our favor."
"Osborn: That's why I'm so anxious that they accept him."
"Vick: I think they would, too. I don't think they would have a
reason in the world to. I don't think that I'm under any
surveillance or suspicion or anything like that."
"Osborn: I don't think so."
"Vick: I don't know. I don't frankly think, since last year and
since I told them I was through with the thing, I don't think I
have been. Now Fred,"
"Osborn: I don't think you have either."
"Vick: You know Fred and I may not (pause), he may be too
suspicious and I may not be suspicious enough. I don't know."
"Osborn: I think you've got it sized up exactly right."
"Vick: Well, I think so."
"Osborn: Now, you know you promised that fella that you would
have nothing more to do with that case."
"Vick: That's right."
"Osborn: At that time, you had already checked on some of the
jury that went into Miller's court. You went ahead and did
that."
"Vick: Well, here's another thing, Tommy."
"Osborn: -- church affiliations, background, occupation and that
sort of thing on those that went into Miller's court. You didn't
even touch them. You didn't even investigate the people that were
in Judge Gray's court."
"Vick: Well, here's the thing about it, Tommy. Soon as this damn
thing's over, they're gonna kick my . . .
Page 385 U. S. 338
out anyway, so probably Fred's too. So, I might as well get out
of it what I can. The way I look at it. I might be wrong cause the
Tennessean is not gonna have anything to do with anybody that's had
anything to do with the case now or in the past, you know that.
Cause they're too close to the Kennedys."
"Osborn: All right, so we'll leave it to you. The only thing to
do would be to tell him, in other words your next contact with him
would be to tell him if he wants that deal, he's got it."
"Vick: O.K."
"Osborn: The only thing it depends upon is him being accepted on
the jury. If the government challenges him, there will be no
deal."
"Vick: All right. If he is seated."
"Osborn: If he's seated."
"Vick: He can expect five thousand then and"
"Osborn: Immediately."
"Vick: Immediately and then five thousand when it's hung. Is
that right?"
"Osborn: All the way, now!"
"Vick: Oh, he's got to stay all the way?"
"Osborn: All the way."
"Vick: No swing. You don't want him to swing like we discussed
once before. You want him . . ."
"Osborn: Of course, he could be guided by his own b___, but that
always leaves a question. The thing to do is just stick with his
crowd. That way, we'll look better, and maybe they'll have to go to
another trial if we get a pretty good count."
"Vick: Oh. Now, I'm going to play it just like you told me
previously, to reassure him and keep him from getting panicky, you
know. I have reason to believe that he won't be alone, you
know."
"Osborne: You assure him of that. 100%. "
Page 385 U. S. 339
"Vick: And to keep any fears down that he might have, see?"
"Osborn: Tell him there will be at least two others with
him."
"Vick: Now, another thing, I want to ask you -- does John know
anything. You know, I originally told John about me knowing."
"Osborn: He does not know one thing."
"Vick: He doesn't know. O.K."
"Osborn: He'll come in and recommend this man -- and I'll say
well just let it alone, you know."
"Vick: Yeah. So he doesn't know anything about this at all?"
"Osborn: Nothing."
"Vick: Now he hasn't seen me. When I first came here, he was in
here, see."
"Osborn: We'll keep it secret. The way we keep it safe is that
nobody knows about it but you and me -- where could they ever
go?"
"Vick: Well that's it, I reckon, or I'll probably go down there.
See, I'm off tonight. I'm off Sunday and Monday, see. That's why I
talked to you yesterday. I had a notion to go down there yesterday
cause I was off last night and I'm off again tonight."
"Osborn: It will be a week at least until we know the trial
date."
"Vick: O.K. You want to hold up doing anything further till we
know."
"Osborn: Unless he should happen to give you a call and --
something like that, then you just tell him, whenever you happen to
run into him."
"Vick: Well, he's not apt to call, cause see"
"Osborn: You were very circumspect."
"Vick: Yeah. We haven't talked really definite and I think he
clearly understands. Now, he might, it seemed to me that maybe he
thought I was joking or, you know. "
Page 385 U. S. 340
"Osborn: That's a good way to leave it, he's the one that
brought it up."
"Vick: That's right."
"Osborn: --"
"Vick: Well, I knew he would before I went down there."
"Osborn: Well, --"
"Vick: Huh?"
"Osborn: I'll be talking to you."
"Vick: I'll wait a day or two."
"Osborn: Yeah. I would."
"Vick: Before I contact him. Don't want to seem anxious and er .
. ."
"Osborn: --"
"Vick: O.K. See you later."
MR. JUSTICE DOUGLAS, dissenting in
Osborn v. United
States and
Lewis v. United States, and concurring
with MR. JUSTICE CLARK in
Hoffa v. United States.
These cases present important questions of federal law
concerning the privacy of our citizens and the breach of that
privacy by government agents.
Lewis v. United States
involves the breach of the privacy of the home by a government
agent posing in a different role for the purpose of obtaining
evidence from the homeowner to convict him of a crime.
Hoffa v.
United States raises the question whether the Government in
that case induced a friend of Hoffa's to insinuate himself into
Hoffa's entourage, there to serve as the Government's eyes and ears
for the purpose of obtaining incriminating evidence.
Osborn v.
United States presents the question whether the Government may
compound the invasion of privacy by using hidden recording devices
to record incriminating statements made by the unwary suspect to a
secret federal agent.
Page 385 U. S. 341
Thus these federal cases present various aspects of the
constitutional right of privacy. Privacy, though not expressly
mentioned in the Constitution, is essential to the exercise of
other rights guaranteed by it. As we recently said in
Griswold
v. Connecticut, 381 U. S. 479,
381 U. S.
484:
"[S]pecific guarantees in the Bill of Rights have penumbras,
formed by emanations from those guarantees that help give them life
and substance. . . . Various guarantees create zones of privacy.
The right of association contained in the penumbra of the First
Amendment is one. . . . The Third Amendment, in its prohibition
against the quartering of soldiers 'in any house' in time of peace
without the consent of the owner, is another facet of that privacy.
The Fourth Amendment explicitly affirms the 'right of the people to
be secure in their persons, houses, papers, and effects, against
unreasonable searches and seizures.' The Fifth Amendment, in its
Self-Incrimination Clause, enables the citizen to create a zone of
privacy which government may not force him to surrender to his
detriment. The Ninth Amendment provides: 'The enumeration in the
Constitution, of certain rights, shall not be construed to deny or
disparage others retained by the people.'"
We are rapidly entering the age of no privacy, where everyone is
open to surveillance at all times; where there are no secrets from
government. The aggressive breaches of privacy by the Government
increase by geometric proportions. Wiretapping and "bugging" run
rampant, without effective judicial or legislative control.
Secret observation booths in government offices and closed
television circuits in industry, extending even to rest rooms, are
common. [
Footnote 2/1] Offices,
conference rooms,
Page 385 U. S. 342
hotel rooms, and even bedrooms (
see Irvine v.
California, 347 U. S. 128) are
"bugged" for the convenience of government. Peepholes in men's
rooms are there to catch homosexuals.
See Smayda v. United
States, 352 F.2d 251. Personality tests seek to ferret out a
man's innermost thoughts on family life, religion, racial
attitudes, national origin, politics atheism, ideology, sex, and
the like. [
Footnote 2/2] Federal
agents are often "wired" so that their conversations are either
recorded on their persons (
Lopez v. United States,
373 U. S. 427) or
transmitted to tape recorders some blocks away. [
Footnote 2/3] The Food and Drug Administration
recently put a spy in a church organization. [
Footnote 2/4] Revenue agents have gone in the disguise
of Coast Guard officers. [
Footnote
2/5] They have broken and entered homes to obtain evidence.
[
Footnote 2/6]
Polygraph tests of government employees and of employees in
industry are rampant. [
Footnote
2/7] The dossiers on all citizens mount in number and increase
in size. Now they are being put on computers, so that, by pressing
one button, all the miserable, the sick, the suspect, the
unpopular, the off-beat people of the Nation can be instantly
identified. [
Footnote 2/8]
Page 385 U. S. 343
These examples and many others demonstrate an alarming trend
whereby the privacy and dignity of our citizens is being whittled
away by sometimes imperceptible steps. Taken individually, each
step may be of little consequence. But when viewed as a whole,
there begins to emerge a society quite unlike any we have seen -- a
society in which government may intrude into the secret regions of
man's life at will.
We have here in the District of Columbia squads of officers who
work the men's rooms in public buildings trying to get homosexuals
to solicit them.
See Beard v. Stahr, 200 F.
Supp. 766, 768,
judgment vacated, 370 U. S.
41. Undercover agents or "special employees" of
narcotics divisions of city, state, and federal police actively
solicit sales of narcotics.
See generally 31 U.Chi.L.Rev.
137, 74 Yale L.J. 942. Police are instructed to pander to the
weaknesses and craven motives of friends and acquaintances of
suspects, in order to induce them to inform.
See generally
Harney & Cross, The Informer in Law Enforcement 33-44 (1960).
In many cases. the crime has not yet been committed. The undercover
agent may enter a suspect's home and make a search upon mere
suspicion that a crime will be committed. He is indeed often the
instigator of, and active participant in, the crime -- an
agent
provocateur. Of course, when the solicitation by the concealed
government agent goes so far as to amount to entrapment, the
prosecution fails.
Sorrells v. United States, 287 U.
S. 435;
Sherman v. United States, 356 U.
S. 369. But the "dirty business" (
Olmstead v. United
States, 277 U. S. 438,
277 U. S. 470
(Mr. Justice Holmes dissenting)) does not begin or end with
entrapment. Entrapment is merely a facet of a much broader problem.
Together with illegal searches and seizures, coerced confessions,
wiretapping, and bugging, it represents
Page 385 U. S. 344
lawless invasion of privacy. It is indicative of a philosophy
that the ends justify the means. [
Footnote 2/9]
We are here concerned with the manner in which government agents
enter private homes. In
Lewis, the undercover agent
appeared as a prospective customer. Tomorrow, he may be a policeman
disguised as the grocery deliveryman or telephone repairman, or
even a health inspector. [
Footnote
2/10]
Cf. Frank v. Maryland, 359 U.
S. 360;
Eaton v. Price, 364 U.
S. 263.
We said in
Gouled v. United States, 255 U.
S. 298,
255 U. S.
306:
"[W]hether entrance to the home or office of a person suspected
of crime be obtained by a representative of any branch or
subdivision of the Government of the United States by stealth, or
through
Page 385 U. S. 345
social acquaintance, or in the guise of a business call, and
whether the owner be present or not when he enters, any search and
seizure subsequently and secretly made in his absence, falls within
the scope of the prohibition of the Fourth Amendment. . . ."
Entering another's home in disguise to obtain evidence is a
"search" that should bring into play all the protective features of
the Fourth Amendment. When the agent in
Lewis had reason
for believing that petitioner possessed narcotics, a search warrant
should have been obtained. [
Footnote
2/11]
Page 385 U. S. 346
Almost every home is at times used for purposes other than
eating, sleeping, and social activities. Are the sanctity of the
home and its privacy stripped away whenever it is used for
business? If so, what about the "mom and pop" grocery store with
living quarters in the rear? What about garment workers who do
piecework at home? What about saddle makers and shoemakers who have
their shops in their homes? Are those proprietors stripped of
privacy because customers come into the living quarters on business
matters? What about the insurance agent who works out of his home?
Is the privacy of his home shattered because he sells insurance
there? And the candidate who holds political conferences in his
home? Or the householder who consults with his attorney or
accountant in his home? Are their homes transformed into public
places which the Government may enter at will merely because they
are occasionally used for business? I think not. A home is still a
sanctuary, however the owner may use it. There is no reason why an
owner's Fourth Amendment rights cannot include the right to open up
his house to limited classes of people. And, when a homeowner
invites a friend or business acquaintance into his home, he opens
his house to a friend or acquaintance, not a government spy.
This does not mean he can make his sanctuary invasion-proof
against government agents. The Constitution has provided a way
whereby the home can lawfully be invaded, and that is with a search
warrant. Where, as here, there is enough evidence to get a warrant
to make a search, I would not allow the Fourth Amendment to be
short-circuited.
We downgrade the Fourth Amendment when we forgive noncompliance
with its mandate and allow these easier methods of the police to
thrive.
Page 385 U. S. 347
A householder who admits a government agent, knowing that he is
such, waives, of course, any right of privacy. One who invites or
admits an old "friend" takes, I think, the risk that the "friend"
will tattle and disclose confidences or that the Government will
wheedle them out of him. The case for me, however, is different
when government plays an ignoble role of "planting" an agent in
one's living room or uses fraud and deception in getting him there.
These practices are at war with the constitutional standards of
privacy which are parts of our choicest tradition.
The formula approved today by the Court in
Hoffa v. United
States, 385 U. S. 293,
makes it possible for the Government to use willy-nilly, son
against father, nephew against uncle, friend against friend to
undermine the sanctity of the most private and confidential of all
conversations. The Court takes the position that whether or not the
Government "placed" Partin in Hoffa's councils is immaterial. The
question of whether the Government planted Partin or whether Hoffa
was merely the victim of misplaced confidence is dismissed as a
"verbal controversy . . . unnecessary to a decision of the
constitutional issues."
Hoffa v. United States, ante, at
385 U. S. 295.
But, very real differences underlie the "verbal controversy." As I
have said, a person may take the risk that a friend will turn on
him and report to the police. But that is far different from the
Government's "planting" a friend in a person's entourage so that he
can secure incriminating evidence. In the one case, the Government
has merely been the willing recipient of information supplied by a
fickle friend. In the other, the Government has actively encouraged
and participated in a breach of privacy by sending in an undercover
agent. If
Gouled is to be followed, then the Government
unlawfully enters a man's home when its agent crawls through a
window, breaks down a door, enters surreptitiously, or,
Page 385 U. S. 348
as alleged here, gets in by trickery and fraud. I therefore do
not join in the
Hoffa opinion.
I agree with Mr. Justice Clark that the petition in that case
should be dismissed as improvidently granted. The two lower courts
found that Partin was not planted by the Federal Government in
Hoffa's entourage. And I cannot say that those findings are clearly
erroneous.
The trial court found:
"I would further find that the government did not place this
witness Mr. Partin in the defendants' midst or have anything to do
with placing him in their midst, rather that he was knowingly and
voluntarily placed in their midst by one of the defendants."
The Court of Appeals held that this finding was supported by
substantial evidence and not clearly erroneous. 349 F.2d 20,
36.
"A court of law, such as this Court is, rather than a court for
correction of errors in fact finding, cannot undertake to review
concurrent findings of fact by two courts below in the absence of a
very obvious and exceptional showing of error."
Graver Tank & Mfg. Co. v. Linde Air Products Co.,
336 U. S. 271,
336 U. S. 275.
At times there are questions of law that may undercut two
concurrent findings of fact. [
Footnote 2/12]
See Graver Tank & Mfg. Co. v.
Linde Air Products Co., supra, at
336 U. S. 280
(concurrence);
Gonzales v. United States, 364 U. S.
59,
364 U. S. 66
(dissent);
Blau v. Lehman, 368 U.
S. 403,
368 U. S.
408-409. But I see no such difficulty here.
It is true that in cases from state courts involving federal
constitutional rights we are careful to review findings of fact
lest a state rule undercut the federal claim.
Norris v.
Alabama, 294 U. S. 587,
294 U. S. 590;
Hooven & Allison Co. v. Evatt, 324 U.
S. 652,
324 U. S. 659;
Watts v.
Indiana, 338
Page 385 U. S. 349
U.S. 49,
338 U. S. 51;
Napue v. Illinois, 360 U. S. 264,
360 U. S. 271;
Haynes v. Washington, 373 U. S. 503,
373 U. S.
515-516;
Jacobellis v. Ohio, 378 U.
S. 184,
378 U. S.
187-188. In those cases, a question of fact and a
question of law are usually intertwined,
e.g., is a
confession "voluntary," is a book "obscene" and the like. Here the
question for the factfinders was whether Partin was "planted" on
petitioner or whether petitioner was the victim of misplaced
confidence. This is not a case where
"a conclusion' is 'drawn from uncontroverted happenings, when
that conclusion incorporates standards of conduct or criteria for
judgment which in themselves are decisive of constitutional
rights."
Watts v. Indiana, supra, 338 U.S. at
338 U. S. 51. I
would apply the same legal criteria as THE CHIEF JUSTICE, once the
facts are found. If we were the original factfinders, the question
would not be an open-and-shut one for me. But the concurrent
findings by the lower courts have support in the evidence, and I
would let them stand.
Once electronic surveillance, approved in
Lopez v. United
States, 373 U. S. 427, is
added to the techniques of snooping which this sophisticated age
has developed, we face the stark reality that the walls of privacy
have broken down and all the tools of the police state are handed
over to our bureaucracy on a constitutional platter. The Court
today pays lip service to this danger in
Osborn v. United
States, but goes on to approve what was done in the case for
another reason. In
Osborn, use of the electronic device to
record the fateful conversation was approved by the two judges of
the District Court in advance of its use. [
Footnote 2/13] But what the Court overlooks is
Page 385 U. S. 350
that the Fourth Amendment does not authorize warrants to issue
for
any search even on a showing of probable cause. The
first clause of the Fourth Amendment reads:
"The right of the people to be secure in their persons, houses,
papers, and effects, against unreasonable searches and seizures,
shall not be violated. . . ."
As held in
Boyd v. United States, 116 U.
S. 616, a validly executed warrant does not necessarily
make legal the ensuing search and seizure.
"It is not the breaking of his doors, and the rummaging of his
drawers, that constitutes the essence of the offence, but it is the
invasion of his indefeasible right of personal security, personal
liberty, and private property, where that right has never
Page 385 U. S. 351
been forfeited by his conviction of some public offence -- it is
the invasion of this sacred right which underlies and constitutes
the essence of Lord Camden's judgment. (
Entick v.
Carrington, 19 How.St.Tr. 1029.) Breaking into a house and
opening boxes and drawers are circumstances of aggravation; but any
forcible and compulsory extortion of a man's own testimony, or of
his private papers to be used as evidence to convict him of crime
or to forfeit his goods, is within the condemnation of that
judgment. In this regard, the Fourth and Fifth Amendments run
almost into each other."
Id. at
116 U. S.
630.
It was accordingly held in
Gouled v. United States,
supra, at
255 U. S. 309,
that a search warrant
"may not be used as a means of gaining access to a man's house
or office and papers solely for the purpose of making search to
secure evidence to be used against him in a criminal or penal
proceeding,"
but only to obtain contraband articles or the tools with which a
crime had been committed. That decision was by a unanimous Court in
1921, the opinion being written by Mr. Justice Clarke. That view
has been followed (
United States v. Lefkowitz,
285 U. S. 452,
285 U. S. 465;
Harris v. United States, 331 U. S. 145,
331 U. S. 154;
United States v. Rabinowitz, 339 U. S.
56,
339 U. S. 64)
with the result that today a "search" that respects all the
procedural proprieties of the Fourth Amendment is nonetheless
unconstitutional if it is a "search" for testimonial evidence.
As already indicated,
Boyd v. United States, supra,
made clear that, if the barriers erected by the Fourth Amendment
were not strictly honored, serious invasions of the Fifth Amendment
might result. Encouraging a person to talk into a concealed "bug"
may not be compulsion within the meaning of the Fifth Amendment.
But allowing the transcript to be used as evidence against the
accused is using the force and power of the law to
Page 385 U. S. 352
make a man talk against his will, just as is the use of a
warrant to obtain a letter from the accused's home and allowing it
as evidence. "[I]llegitimate and unconstitutional practices get
their first footing . . . by silent approaches and slight
deviations from legal modes of procedure." 116 U.S. at
116 U. S. 635.
The fact that the officer could have testified to his talk with
Osborn is no answer. Then, an issue of credibility between two
witnesses would be raised. But the tape recording carrying the two
voices is testimony introduced by compulsion and, subject to the
defense that the tape was "rigged," [
Footnote 2/14] is well nigh conclusive proof.
I would adhere to
Gouled and bar the use of all
testimonial evidence obtained by wiretapping or by an electronic
device. The dangers posed by wiretapping and electronic
surveillance strike at the very heart of the democratic philosophy.
A free society is based on the premise that there are large zones
of privacy into which the Government may not intrude except in
unusual circumstances. As we noted in
Griswold v. Connecticut,
supra, various provisions of the Bill of Rights contain this
aura of privacy, including the First, Third, Fourth Fifth, and the
Ninth Amendments. [
Footnote 2/15]
As respects the
Page 385 U. S. 353
Fourth, this premise is expressed in the provision that the
Government can intrude upon a citizen's privacy only pursuant to a
search warrant, based upon probable cause, and specifically
describing the objects sought. And, the "objects" of the search
must be either instrumentalities or proceeds of the crime. But
wiretapping and electronic "bugging" invariably involve a search
for mere evidence. The objects to be "seized" cannot be
particularly described; all the suspect's conversations are
intercepted. The search is not confined to a particular time, but
may go on for weeks or months. The citizen is completely unaware of
the invasion of his privacy. The invasion of privacy is not limited
to him, but extends to his friends and acquaintances -- to anyone
who happens to talk on the telephone with the suspect or who
happens to come within the range of the electronic device. Their
words are also intercepted; their privacy is also shattered. Such
devices lay down a dragnet which indiscriminately sweeps in all
conversations within its scope, without regard to the nature of the
conversations, or the participants. A warrant authorizing such
devices is no different from the general warrants the Fourth
Amendment was intended to prohibit.
Such practices can only have a damaging effect on our society.
Once sanctioned, there is every indication that their use will
indiscriminately spread. The time may come when no one can be sure
whether his words are being recorded for use at some future time;
when everyone
Page 385 U. S. 354
will fear that his most secret thoughts are no longer his own,
but belong to the Government; when the most confidential and
intimate conversations are always open to eager, prying ears. When
that time comes, privacy, and with it, liberty, will be gone. If a
man's privacy can be invaded at will, who can say he is free? If
his every word is taken down and evaluated, or if he is afraid
every word may be, who can say he enjoys freedom of speech? If his
every association is known and recorded, if the conversations with
his associates are purloined, who can say he enjoys freedom of
association? When such conditions obtain, our citizens will be
afraid to utter any but the safest and most orthodox thoughts;
afraid to associate with any but the most acceptable people.
Freedom as the Constitution envisages it will have vanished.
I would reverse
Lewis and Osborn and dismiss
Hoffa.
[
Footnote 2/1]
See generally Hearings before the Subcommittee on
Administrative Practice and Procedure of the Senate Committee on
the Judiciary, Invasions of Privacy, 89th Cong., 1st Sess.
(1965).
[
Footnote 2/2]
See generally Hearings before a Subcommittee of the
House Committee on Government Operations, Special Inquiry on
Invasion of Privacy, 89th Cong., 1st Sess. (1965); Hearings before
the Subcommittee on Constitutional Rights of the Senate Committee
on the Judiciary, Psychological Tests and Constitutional Rights,
89th Cong., 1st Sess. (1965).
[
Footnote 2/3]
See, e.g., Hearings before the Subcommittee on
Administrative Practice and Procedure,
supra, 385
U.S. 323fn2/1|>n. 1, pt. 2 at 389.
[
Footnote 2/4]
Id. at 783.
[
Footnote 2/5]
Id., pt. 3 at 1356.
[
Footnote 2/6]
Id. at 1379, 1415.
[
Footnote 2/7]
See generally Hearings before a Subcommittee of the
House Committee on Government Operations, Use of Polygraphs As "Lie
Detectors" By the Federal Government, 88th Cong., 2d Sess.
(1964).
[
Footnote 2/8]
See generally Hearings before a Subcommittee of the
House Committee on Government Operations, The Computer and Invasion
of Privacy, 89th Cong., 2d Sess., July 26, 27, and 28, 1966.
[
Footnote 2/9]
We know from the Hearings before Senate and House Committees
that the Government is using such tactics on a gargantuan scale,
and has become callous of the rights of the citizens.
The attitude that those investigated for crime have fewer
constitutional rights than others has currency:
"Senator LONG. I am curious as to whether you have a different
set of principles, different standards, a different view as to the
constitutional rights and privileges where the OCD is involved and
where the ordinary taxpayer is involved?"
"Mr. WILSON. It is pretty much a matter of fight fire with fire.
Yes, I think, to a degree, there is a different feeling when you
are working on organized crime."
"Senator LONG. In other words, you say one has constitutional
rights, and the other one does not?"
"Mr. WILSON. No, we don't say that."
"Senator LONG. You act like it, though, don't you?"
"Mr. WILSON. I am afraid you are right."
Hearings before the Subcommittee on Administrative Practice and
Procedure of the Senate Committee on the Judiciary, Invasions of
Privacy,
supra, 385
U.S. 323fn2/1|>n. 1, pt. 3 at 1477 (1965).
[
Footnote 2/10]
We are told that raids by welfare inspectors to see if
recipients of welfare have violated eligibility requirements flout
the Fourth Amendment.
See Reich, Midnight Welfare Searches
and the Social Security Act, 72 Yale L.J. 1347 (1963).
[
Footnote 2/11]
In Lewis, a federal narcotics agent, posing as an operator of a
bar and grill, went to petitioner's home for the purpose of
obtaining narcotics from him. He had no search warrant, though
there were grounds for obtaining one. Agent Cass testified that he
had been assigned to investigate narcotics activities in the Boston
area in June, 1963. He became acquainted with one Gold, a friend of
petitioner,* from whom he learned that one might obtain marihuana
from the petitioner. It was then that Agent Cass, representing
himself as "Jimmy the Pollack," telephoned the petitioner stating
"a friend of ours told me you have some pretty good grass
[marihuana]." Petitioner replied, "Yes, he told me about you,
Pollack . . . I believe, Jimmy, I can take care of you." When Cass
told him that he needed five bags, petitioner gave him his address
and directions, and told him to come right over. On the basis of
our prior decisions, this information would certainly have made a
sufficient showing of probable cause to justify the issuance of a
warrant. Yet none was sought or obtained.
"* [W]hen we approach the narcotic trafficker to purchase drugs
for evidence, our credentials need to be good -- almost impeccable.
Usually considered as good credentials is an introduction by an
accepted criminal who vouches for our agent. In this category, the
informer can supply the entree which otherwise might never be
attained. Working under cover, we have sometimes been embarrassed
by the informer's fulsome description of our rogue
qualifications."
Harney & Cross, The Informer in Law Enforcement 18-19
(1960).
See Pritt, Spies and Informers in the Witness-Box
(1958).
[
Footnote 2/12]
Compare the cases from state courts dealing with the
question whether a confession has been coerced contrary to the
requirements of the Fourteenth Amendment, where the Court weighs
only the undisputed facts.
Ashcraft v. Tennessee,
322 U. S. 143,
322 U. S.
153-154;
Malinski v. New York, 324 U.
S. 401,
324 U. S. 404;
Thomas v. Arizona, 356 U. S. 390,
356 U. S.
402-403;
Rogers v. Richmond, 365 U.
S. 534,
365 U. S.
546.
[
Footnote 2/13]
The recent regulation of the Federal Communications Commission
that bans the use of monitoring devices "unless such use is
authorized by all of the parties engaging in the conversation" (31
Fed.Reg. 3400) is, of course, applicable only when air waves are
used, and it does not apply to "operations of any law enforcement
officers conducted under lawful authority."
Ibid. If
Silverman v. United States, 365 U.
S. 505, is read in the context of our prior decisions,
then the majority view is that the use of an electronic device to
record a conversation in the home is not a "search" within the
meaning of the Fourth Amendment, unless the device itself
penetrates the wall of the home. Section 605 of the Federal
Communications Act, 48 Stat. 1103, 47 U.S.C. § 605, that governs
the interception of communications made "by wire or radio" reaches
only the problem of the persons to whom the message may be
disclosed by federal agents as well as others (
Nardone v.
United States, 302 U. S. 379;
308 U. S. 308 U.S.
338), not the practice itself.
Though § 605 protects communications "by wire or radio," the
Court in
On Lee v. United States, 343 U.
S. 747,
343 U. S. 754,
held that § 605 was not violated when a narcotics agent wearing an
electronic device entered the combination home and office of a
suspect and engaged him in conversation which was broadcast to
another agent stationed outside.
"Petitioner [the suspect] had no wires and no wireless. There
was no interference with any communications facility which he
possessed or was entitled to use. He was not sending messages to
anybody, or using a system of communications within the Act."
If that decision stands, then § 605 extends no protection to
messages intercepted by the use of electronic devices banned by the
new 1966 Federal Communications Commission rule.
[
Footnote 2/14]
Rigging is easy for the expert.
See Dash, The
Eavesdroppers 367-371 (1959):
". . . the tape to be edited is played on a machine which can be
instantaneously stopped at will. When a word or passage occurs
which is to be deleted, the machine is stopped, the piece of tape
containing the unwanted section is cut out, and the two loose ends
are spliced. The words cut out can be inserted in whole or in part
somewhere else. Sentences can be rearranged. New words can be
dubbed in by an impersonator or made up of sounds taken from other
words."
Id., 369.
" . . . a skilfully edited tape cannot be detected with
equipment readily available."
Id., 371.
[
Footnote 2/15]
"The Ninth Amendment should be permitted to occupy its rightful
place in the Constitution as a reminder at the end of the Bill of
Rights that there exist rights other than those set out in the
first eight amendments. It was intended to preserve the underlying
theory of the Constitutional Convention that individual rights
exist independently of government, and to negate the Federalist
argument that the enumeration of certain rights would imply the
forfeiture of all others. The Ninth is simply a rule of
construction, applicable to the entire constitution."
Comment, The Uncertain Renaissance of the Ninth Amendment, 33
U.Chi.L.Rev. 814, 835 (1966).