1. The Border Patrol's routine stopping of a vehicle at a
permanent checkpoint located on a major highway away from the
Mexican border for brief questioning of the vehicle's occupants is
consistent with the Fourth Amendment, and the stops and questioning
may be made at reasonably located checkpoints in the absence of any
individualized suspicion that the particular vehicle contains
illegal aliens. Pp.
428 U. S.
556-564.
(a) To require that such stops always be based on reasonable
suspicion would be impractical because the flow of traffic tends to
be too heavy to allow the particularized study of a given car
necessary to identify it as a possible carrier of illegal aliens.
Such a requirement also would largely eliminate any deterrent to
the conduct of well disguised smuggling operations, even though
smugglers are known to use these highways regularly. Pp.
428 U. S.
556-557.
(b) While the need to make routine checkpoint stops is great,
the consequent intrusion on Fourth Amendment interests is quite
limited, the interference with legitimate traffic being minimal and
checkpoint operations involving less discretionary enforcement
activity than roving patrol stops. Pp.
428 U. S.
557-560.
(c) Under the circumstances of these checkpoint stops, which do
not involve searches, the Government or public interest in making
such stops outweighs the constitutionally protected interest of the
private citizen. Pp.
428 U. S.
560-562.
(d) With respect to the checkpoint involved in No 74-1560, it is
constitutional to refer motorists selectively to a secondary
inspection area for limited inquiry on the basis of criteria that
would not sustain a roving patrol stop, since the intrusion is
sufficiently minimal that no particularized reason need exist to
justify it. Pp.
428 U. S.
563-564.
2. Operation of a fixed checkpoint need not be authorized in
advance by a judicial warrant.
Camara v. Municipal
Court, 387
Page 428 U. S. 544
U.S. 523, distinguished. The visible manifestations of the field
officers' authority at a checkpoint provide assurances to motorists
that the officers are acting lawfully. Moreover, the purpose of a
warrant in preventing hindsight from coloring the evaluation of the
reasonableness of a search or seizure is inapplicable here, since
the reasonableness of checkpoint stops turns on factors such as the
checkpoint's location and method of operation. These factors are
not susceptible of the distortion of hindsight, and will be open to
post-stop review notwithstanding the absence of a warrant. Nor is
the purpose of a warrant in substituting a magistrate's judgment
for that of the searching or seizing officer applicable, since the
need for this is reduced when the decision to "seize" is not
entirely in the hands of the field officer and deference is to be
given to the administrative decisions of higher ranking officials
in selecting the checkpoint locations. Pp.
428 U. S.
564-566.
No. 74-1560, 514 F.2d 308, reversed and remanded; No. 75-5387,
affirmed.
POWELL, J., delivered the opinion of the Court, in which BURGER,
C.J., and STEWART, WHITE, BLACKMUN, REHNQUIST, and STEVENS, JJ.,
joined. BRENNAN, J., filed a dissenting opinion, in which MARSHALL,
J., joined,
post, p.
428 U. S.
567.
Page 428 U. S. 545
MR. JUSTICE POWELL delivered the opinion of the Court.
These cases involve criminal prosecutions for offenses relating
to the transportation of illegal Mexican aliens. Each defendant was
arrested at a permanent checkpoint operated by the Border Patrol
away from the international border with Mexico, and each sought the
exclusion of certain evidence on the ground that the operation of
the checkpoint was incompatible with the Fourth Amendment. In each
instance, whether the Fourth Amendment was violated turns primarily
on whether a vehicle may be stopped at a fixed checkpoint for brief
questioning of its occupants even though there is no reason to
believe the particular vehicle contains illegal aliens. We reserved
this question last Term in
United States v. Ortiz,
422 U. S. 891,
422 U. S. 897
n. 3 (1975). We hold today that such stops are consistent with the
Fourth Amendment. We also hold that the operation of a fixed
checkpoint need not be authorized in advance by a Judicial
warrant.
I
A
The respondents in No. 74-1560 are defendants in three separate
prosecutions resulting from arrests made on three different
occasions at the permanent immigration checkpoint on Interstate 5
near San Clemente, Cal. Interstate 5 is the principal highway
between San Diego and Los Angeles, and the San Clemente checkpoint
is 66 road miles north of the Mexican border. We previously have
described the checkpoint as follows:
""Approximately one mile south of the checkpoint is a large
black on yellow sign with flashing yellow lights over the highway
stating
ALL VEHICLES, STOP AHEAD, 1 MILE.' Three-quarters of
a
Page 428 U. S.
546
mile further north are two black on yellow signs suspended
over the highway with flashing lights stating "WATCH FOR BRAKE
LIGHTS." At the checkpoint, which is also the location of a State
of California weighing station, are two large signs with flashing
red lights suspended over the highway. These signs each state `STOP
HERE -- U.S. OFFICERS.' Placed on the highway are a number of
orange traffic cones funneling traffic into two lanes where a
Border Patrol agent in full dress uniform, standing behind a white
on red "STOP" sign checks traffic. Blocking traffic in the unused
lanes are official U.S. Border Patrol vehicles with lashing red
lights. In addition, there is a permanent building which houses the
Border Patrol office and temporary detention facilities. There are
also floodlights for nighttime operation.""
United States v. Ortiz, supra at
422 U. S. 893,
quoting
United States v. Baca, 368 F.
Supp. 398, 410-411 (SD Cal.1973).
The "point" agent standing between the two lanes of traffic
visually screens all north-bound vehicles, which the checkpoint
brings to a virtual, if not a complete, halt. [
Footnote 1] Most motorists are allowed to resume
their progress without any oral inquiry or close visual
examination. In a relatively small number of cases, the "point"
agent will conclude that further inquiry is in order. He directs
these cars to a secondary inspection area, where their occupants
are asked about their citizenship and immigration status. The
Government informs us that, at San
Page 428 U. S. 547
Clemente, the average length of an investigation in the
secondary inspection area is three to five minutes. Brief for
United States 53. A direction to stop in the secondary inspection
area could be based on something suspicious about a particular car
passing through the checkpoint, but the Government concedes that
none of the three stops at issue in No. 74-1560 was based on any
articulable suspicion. During the period when these stops were
made, the checkpoint was operating under a magistrate's "warrant of
inspection," which authorized the Border Patrol to conduct a
routine stop operation at the San Clemente location. [
Footnote 2]
We turn now to the particulars of the stops involved in No.
74-1560, and the procedural history of the case. Respondent Amado
Martinez-Fuerte approached the checkpoint driving a vehicle
containing two female passengers. The women were illegal Mexican
aliens who had entered the United States at the San Ysidro port of
entry by using false papers and rendezvoused with Martinez-Fuerte
in San Diego to be transported northward. At the checkpoint, their
car was directed to the secondary inspection area. Martinez-Fuerte
produced documents showing him to be a lawful resident alien, but
his passengers admitted being present in the country unlawfully. He
was charged,
inter alia, with two counts of illegally
transporting aliens in violation
Page 428 U. S. 548
of 8 U.S.C. § 1324(a)(2). He moved before trial to suppress all
evidence stemming from the stop on the ground that the operation of
the checkpoint was in violation of the Fourth Amendment. [
Footnote 3] The motion to suppress was
denied, and he was convicted on both counts after a jury trial.
Respondent Jose Jiminez-Garcia attempted to pass through the
checkpoint while driving a car containing one passenger. He had
picked the passenger up by prearrangement in San Ysidro after the
latter had been smuggled across the border. Questioning at the
secondary inspection area revealed the illegal status of the
passenger, and Jiminez-Garcia was charged in two counts with
illegally transporting an alien, 8 U.S.C. § 1324(a)(2), and
conspiring to commit that offense, 18 U.S.C. § 371. His motion to
suppress the evidence derived from the stop was granted.
Respondents Raymond Guillen and Fernando Medrano-Barragan
approached the checkpoint with Guillen driving and Medrano-Barragan
and his wife as passengers. Questioning at the secondary inspection
area revealed that Medrano-Barragan and his wife were illegal
aliens. A subsequent search of the car uncovered three other
illegal aliens in the trunk. Medrano-Barragan had led the other
aliens across the border at the beach near Tijuana, Mexico, where
they rendezvoused with Guillen, a United States citizen. Guillen
and Medrano-Barragan were jointly indicated on four counts of
illegally transporting
Page 428 U. S. 549
aliens, 8 U.S.C. § 1324(a)(2), four counts of inducing the
illegal entry of aliens, § 1324(a)(4), and one conspiracy count, 18
U.S.C. § 371. The District Court granted the defendants' motion to
suppress.
Martinez-Fuerte appealed his conviction, and the Government
appealed the granting of the motions to suppress in the respective
prosecutions of Jiminez-Garcia and of Guillen and Medrano-Barragan.
[
Footnote 4] The Court of
Appeals for the Ninth Circuit consolidated the three appeals, which
presented the common question whether routine stops and
interrogations at checkpoints are consistent with the Fourth
Amendment. [
Footnote 5] The
Court of Appeals held, with one judge dissenting, that these stops
violated the Fourth Amendment, concluding that a stop for inquiry
is constitutional only if the Border Patrol reasonably suspects the
presence of illegal aliens on the basis of articulable facts. It
reversed Martinez-Fuerte's conviction, and affirmed the orders to
suppress in the other cases. 514 F.2d 308 (1975). We reverse and
remand.
B
Petitioner in No. 75-5387, Rodolfo Sifuentes, was arrested at
the permanent immigration checkpoint on U.S. Highway 77 near
Sarita, Tex. Highway 77 originates in Brownsville, and it is one of
the two major highways running north from the lower Rio Grande
valley. The Sarita checkpoint is about 90 miles north of
Brownsville,
Page 428 U. S. 550
and 65-90 miles from the nearest points of the Mexican border.
The physical arrangement of the checkpoint resembles generally that
at San Clemente, but the checkpoint is operated differently, in
that the officers customarily stop all north-bound motorists for a
brief inquiry. Motorists whom the officers recognize as local
inhabitants, however, are waved through the checkpoint without
inquiry. Unlike the San Clemente checkpoint, the Sarita operation
was conducted without a judicial warrant.
Sifuentes drove up to the checkpoint without any visible
passengers. When an agent approached the vehicle, however, he
observed four passengers, one in the front seat and the other three
in the rear, slumped down in the seats. Questioning revealed that
each passenger was an illegal alien, although Sifuentes was a
United States citizen. The aliens had met Sifuentes in the United
States, by prearrangement, after swimming across the Rio
Grande.
Sifuentes was indicated on four counts of illegally transporting
aliens. 8 U.S.C. § 1324(a)(2). He moved on Fourth Amendment grounds
to suppress the evidence derived from the stop. The motion was
denied, and he was convicted after a jury trial. Sifuentes renewed
his Fourth Amendment argument on appeal, contending primarily that
stops made without reason to believe a car is transporting aliens
illegally are unconstitutional. The United States Court of Appeals
for the Fifth Circuit affirmed the conviction, 517 F.2d 1402
(1975), relying on its opinion in
United States v.
Santibanez, 517 F.2d 922 (1975). There, the Court of Appeals
had ruled that routine checkpoint stops are consistent with the
Fourth Amendment. We affirm. [
Footnote 6]
Page 428 U. S. 551
II
The Courts of Appeals for the Ninth and the Fifth Circuits are
in conflict on the constitutionality of a law enforcement technique
considered important by those charged with policing the Nation's
borders. Before turning to the constitutional question, we examine
the context in which it arises.
A
It has been national policy for many years to limit immigration
into the United States. Since July 1, 1968, the annual quota for
immigrants from all independent countries of the Western
Hemisphere, including Mexico, has been 120,000 persons. Act of Oct.
3, 1965, § 21(e), 79 Stat. 921. Many more aliens than can be
accommodated under the quota want to live and work in the United
States. Consequently, large numbers of aliens seek illegally to
enter or to remain in the United States. We noted last Term
that
"[e]stimates of the number of illegal immigrants [already] in
the United States vary widely. A conservative estimate in 1972
produced a figure of about one million, but the Immigration and
Naturalization Service now suggests there may be a many as 10 or 12
million aliens illegally in the country."
United States v. Brignoni-Ponce, 422 U.
S. 873,
422 U. S. 878
(1975) (footnote omitted). It is estimated that 85% of the illegal
immigrants are from Mexico, drawn by the fact that economic
opportunities are significantly greater in the United States than
they are in Mexico.
United States v. Baca, 368 F. Supp. at
402.
Page 428 U. S. 552
.Interdicting the flow of illegal entrants from Mexico poses
formidable law enforcement problems. The principal problem arises
from surreptitious entries.
Id. at 405. The United States
shares a border with Mexico that is almost 2,000 miles long, and
much of the border area is uninhabited desert or thinly populated
arid land. Although the Border Patrol maintains personnel,
electronic equipment, and fences along portions of the border, it
remains relatively easy for individuals to enter the United States
without detection. It also is possible for an alien to enter
unlawfully at a port of entry by the use of falsified papers or to
enter lawfully but violate restrictions of entry in an effort to
remain in the country unlawfully. [
Footnote 7] Once within the country, the aliens seek to
travel inland to areas where employment is believed to be
available, frequently meeting by prearrangement with friends or
professional smugglers who transport them in private vehicles.
United States v. Brignoni-Ponce, supra at
422 U. S.
879.
The Border Patrol conducts three kinds of inland
traffic-checking operations in an effort to minimize illegal
immigration. Permanent checkpoints, such as those at San Clemente
and Sarita, are maintained at or near intersections of important
roads leading away from the border. They operate on a coordinated
basis designed to avoid circumvention by smugglers and others who
transport the illegal aliens. Temporary checkpoints, which operate
like permanent ones, occasionally are established in other
strategic locations. Finally, roving patrols are maintained to
supplement the checkpoint system.
See
Almeida-Sanchez v.
United
Page 428 U. S. 553
States, 413 U. S. 266,
413 U. S. 268
(1973). [
Footnote 8] In fiscal
1973, 175,511 deportable aliens were apprehended throughout the
Nation by "line watch" agents stationed at the border itself.
Traffic-checking operations in the interior apprehended
approximately 55,300 more deportable aliens. [
Footnote 9] Most of the traffic-checking
apprehensions were at checkpoints, though precise figures are not
available.
United States v. Baca, supra at 405, 407, and
n. 2.
B
We are concerned here with permanent checkpoints, the locations
of which are chosen on the basis of a number of factors. The Border
Patrol believes that, to assure effectiveness, a checkpoint must be
(i) distant enough from the border to avoid interference with
traffic in populated areas near the border, (ii) close to the
confluence of two or more significant roads leading away from the
border, (iii) situated in terrain that restricts vehicle passage
around the checkpoint, (iv) on a stretch of highway compatible with
safe operation, and (v) beyond the 25-mile zone in which "border
passes,"
see n 7,
supra, are valid.
United States v. Baca, supra at
406.
Page 428 U. S. 554
The record in No. 74-1560 provides a rather complete picture of
the effectiveness of the San Clemente checkpoint. Approximately 10
million cars pass the checkpoint location each year, although the
checkpoint actually is in operation only about 70% of the time.
[
Footnote 10] In calendar
year 1973, approximately 17,000 illegal aliens were apprehended
there. During an eight-day period in 1974 that included the arrests
involved in No. 74-1560, roughly 146,000 vehicles passed through
the checkpoint during 124 1/6 hours of operation. Of these, 820
vehicles were referred to the secondary inspection area, where
Border Patrol agents found 725 deportable aliens in 171 vehicles.
In all but two cases, the aliens were discovered without a
conventional search of the vehicle. A similar rate of apprehensions
throughout the year would have resulted in an annual total of over
33,000, although the Government contends that many illegal aliens
pass through the checkpoint undetected. The record in No. 75-5387
does not provide comparable statistical information regarding the
Sarita checkpoint. While it appears that fewer illegal aliens are
apprehended there, it may be assumed that fewer pass by undetected,
as every motorist is questioned.
III
The Fourth Amendment imposes limits on search and seizure powers
in order to prevent arbitrary and oppressive interference by
enforcement officials with the privacy and personal security of
individuals.
See United States v. Brignoni-Ponce, 422 U.S.
at
422 U. S. 878;
United States v. Ortiz, 422 U.S. at
422 U. S. 895;
Camara v. Municipal
Court,
Page 428 U. S. 555
387 U. S. 523,
387 U. S. 528
(1967). In delineating the constitutional safeguards applicable in
particular contexts, the Court has weighed the public interest
against the Fourth Amendment interest of the individual,
United
States v. Brignoni-Ponce, supra at
422 U. S. 878;
Terry v. Ohio, 392 U. S. 1,
392 U. S. 20-21
(1968), a process evident in our previous cases dealing with Border
Patrol traffic-checking operations.
In
Almeida-Sanchez v. United States, supra, the
question was whether a roving patrol unit constitutionally could
search a vehicle for illegal aliens simply because it was in the
general vicinity of the border. We recognized that important law
enforcement interests were at stake, but held that searches by
roving patrols impinged so significantly on Fourth Amendment
privacy interests that a search could be conducted without consent
only if there was probable cause to believe that a car contained
illegal aliens, at least in the absence of a judicial warrant
authorizing random searches by roving patrols in a given area.
Compare 413 U.S. at
413 U. S. 273,
with id. at
413 U. S.
283-285 (POWELL, J., concurring),
and id. at
413 U. S. 288
(WHITE, J., dissenting). We held in
United States v. Ortiz,
supra, that the same limitations applied to vehicle searches
conducted at a permanent checkpoint.
In
United States v. Brignoni-Ponce, supra, however, we
recognized that other traffic-checking practices involve a
different balance of public and private interests, and
appropriately are subject to less stringent constitutional
safeguards. The question was under what circumstances a roving
patrol could stop motorists in the general area of the border for
brief inquiry into their residence status. We found that the
interference with Fourth Amendment interests involved in such a
stop was "modest," 422 U.S. at
422 U. S. 880,
while the inquiry served significant law enforcement needs. We
therefore held that a roving patrol stop need not be justified by
probable
Page 428 U. S. 556
cause and may be undertaken if the stopping officer is "aware of
specific articulable facts, together with rational inferences from
those facts, that reasonably warrant suspicion" that a vehicle
contains illegal aliens.
Id. at
422 U. S. 884.
[
Footnote 11]
IV
It is agreed that checkpoint stops are "seizures" within the
meaning of the Fourth Amendment. The defendants contend primarily
that the routine stopping of vehicles at a checkpoint is invalid
because
Brignoni-Ponce must be read as proscribing any
stops in the absence of reasonable suspicion. Sifuentes
alternatively contends in No. 75-5387 that routine checkpoint stops
are permissible only when the practice has the advance judicial
authorization of a warrant. There was a warrant authorizing the
stops at San Clemente, but none at Sarita. As we reach the issue of
a warrant requirement only if reasonable suspicion is not required,
we turn first to whether reasonable suspicion is a prerequisite to
a valid stop, a question to be resolved by balancing the interests
at stake.
A
Our previous cases have recognized that maintenance of a
traffic-checking program in the interior is necessary because the
flow of illegal aliens cannot be controlled effectively at the
border. We note here only the substantiality of the public interest
in the practice of routine stops for inquiry at permanent
checkpoints, a practice which the Government identifies as the most
important of the traffic-checking operations. Brief for United
States in No. 74-1560, pp. 19-20. [
Footnote 12] These checkpoints
Page 428 U. S. 557
are located on important highways; in their absence, such
highways would offer illegal aliens a quick and safe route into the
interior. Routine checkpoint inquiries apprehend many smugglers and
illegal aliens who succumb to the lure of such highways. And the
prospect of such inquiries forces others onto less efficient roads
that are less heavily traveled, slowing their movement and making
them more vulnerable to detection by roving patrols.
Cf. United
States v. Brignoni-Ponce, 422 U.S. at
422 U. S.
883-885.
A requirement that stops on major routes inland always be based
on reasonable suspicion would be impractical because the flow of
traffic tends to be too heavy to allow the particularized study of
a given car that would enable it to be identified as a possible
carrier of illegal aliens. In particular, such a requirement would
largely eliminate any deterrent to the conduct of well disguised
smuggling operations, even though smugglers are known to use these
highways regularly.
B
While the need to make routine checkpoint stops is great, the
consequent intrusion on Fourth Amendment interests is quite
limited. The stop does intrude to a limited extent on motorists'
right to "free passage without
Page 428 U. S. 558
interruption,"
Carroll v. United States, 267 U.
S. 132,
267 U. S. 154
(1925), and arguably on their right to personal security. But it
involves only a brief detention of travelers during which
"'[a]ll that is required of the vehicle's occupants is a
response to a brief question or two and possibly the production of
a document evidencing a right to be in the United States.'"
United States v. Brignoni-Ponce, supra at
422 U. S. 880.
Neither the vehicle nor its occupants are searched, and visual
inspection of the vehicle is limited to what can be seen without a
search. This objective intrusion -- the stop itself, the
questioning, and the visual inspection -- also existed in roving
patrol stops. But we view checkpoint stops in a different light
because the subjective intrusion -- the generating of concern or
even fright on the part of lawful travelers -- is appreciably less
in the case of a checkpoint stop. In
Ortiz, we noted:
"[T]he circumstances surrounding a checkpoint stop and search
are far less intrusive than those attending a roving patrol stop.
Roving patrols often operate at night on seldom-traveled roads, and
their approach may frighten motorists. At traffic checkpoints, the
motorist can see that other vehicles are being stopped, he can see
visible signs of the officers' authority, and he is much less
likely to be frightened or annoyed by the intrusion."
422 U.S. at
422 U. S.
894-895.
In
Brignoni-Ponce, we recognized that Fourth Amendment
analysis in this context also must take into account the overall
degree of interference with legitimate traffic. 422 U.S. at
422 U. S.
882-883. We concluded there that random roving patrol
stops could not be tolerated, because they
"would subject the residents of . . . [border] areas to
Page 428 U. S. 559
potentially unlimited interference with their use of the
highways, solely at the discretion of Border Patrol officers. . . .
[They] could stop motorists at random for questioning, day or
night, anywhere within 100 air miles of the 2,000-mile border, on a
city street, a busy highway, or a desert road. . . ."
Ibid. There also was a grave danger that such
unreviewable discretion would be abused by some officers in the
field.
Ibid.
Routine checkpoint stops do not intrude similarly on the
motoring public. First, the potential interference with legitimate
traffic is minimal. Motorists using these highways are not taken by
surprise, as they know, or may obtain knowledge of, the location of
the checkpoints, and will not be stopped elsewhere. Second,
checkpoint operations both appear to and actually involve less
discretionary enforcement activity. The regularized manner in which
established checkpoints are operated is visible evidence,
reassuring to law-abiding motorists, that the stops are duly
authorized and believed to serve the public interest. The location
of a fixed checkpoint is not chosen by officers in the field, but
by officials responsible for making overall decisions as to the
most effective allocation of limited enforcement resources. We may
assume that such officials will be unlikely to locate a checkpoint
where it bears arbitrarily or oppressively on motorists as a class.
And since field officers may stop only those cars passing the
checkpoint, there is less room for abusive or harassing stops of
individuals than there was in the case of roving patrol stops.
Moreover, a claim that a particular exercise of discretion in
locating or operating a checkpoint is unreasonable is subject to
post-stop judicial review. [
Footnote 13]
Page 428 U. S. 560
The defendants arrested at the San Clemente checkpoint suggest
that its operation involves a significant extra element of
intrusiveness in that only a small percentage of cars are referred
to the secondary inspection area, thereby "stigmatizing" those
diverted and reducing the assurances provided by equal treatment of
all motorists. We think defendants overstate the consequences.
Referrals are made for the sole purpose of conducting a routine and
limited inquiry into residence status that cannot feasibly be made
of every motorist where the traffic is heavy. The objective
intrusion of the stop and inquiry thus remains minimal. Selective
referral may involve some annoyance, but it remains true that the
stops should not be frightening or offensive, because of their
public and relatively routine nature. Moreover, selective referrals
-- rather than questioning the occupants of every car -- tend to
advance some Fourth Amendment interests by minimizing the intrusion
on the general motoring public.
C
The defendants note correctly that, to accommodate public and
private interests, some quantum of individualized suspicion is
usually a prerequisite to a constitutional search or seizure.
[
Footnote 14]
See Terry
v. Ohio, 392
Page 428 U. S. 561
U.S. at
392 U. S. 21, and
n. 18. But the Fourth Amendment imposes no irreducible requirement
of such suspicion. This is clear from
Camara v. Municipal
Court, 387 U. S. 523
(1967).
See also Almeida-Sanchez v. United States, 413
U.S. at
413 U. S.
283-285 (POWELL, J., concurring);
id. at
413 U. S. 288
(WHITE, J., dissenting);
Colonnade Catering Corp. v. United
States, 397 U. S. 72
(1970);
United States v. Biswell, 406 U.
S. 311 (1972);
Carroll v. United States, 267
U.S. at
267 U. S. 154.
In
Camara, the Court required an "area" warrant to support
the reasonableness of inspecting private residences within a
particular area for building code violations, but recognized that
"specific knowledge of the condition of the particular dwelling"
was not required to enter any given residence. 387 U.S. at
387 U. S. 538.
In so holding, the Court examined the government interests advanced
to justify such routine intrusions "upon the constitutionally
protected interests of the private citizen,"
id. at
387 U. S.
534-535, and concluded that, under the circumstances the
government interests outweighed those of the private citizen.
We think the same conclusion is appropriate here, where we deal
neither with searches nor with the sanctity of private dwellings,
ordinarily afforded the most stringent Fourth Amendment protection.
See, e.g., McDonald v. United States, 335 U.
S. 451 (1948). As we have noted earlier, one's
expectation of privacy in an automobile and of freedom in its
operation are significantly different from the traditional
expectation of privacy and freedom in one's residence.
United
States v. Ortiz, 422 U.S. at
422 U. S. 896
n. 2;
see Cardwell v. Lewis, 417 U.
S. 583,
417 U. S.
590-591 (1974) (plurality
Page 428 U. S. 562
opinion). And the reasonableness of the procedures followed in
making these checkpoint stops makes the resulting intrusion on the
interests of motorists minimal. On the other hand, the purpose of
the stops is legitimate and in the public interest, and the need
for this enforcement technique is demonstrated by the records in
the cases before us. Accordingly, we hold that the stops and
questioning at issue may be made in the absence of any
individualized suspicion at reasonably located checkpoints.
[
Footnote 15]
Page 428 U. S. 563
We further believe that it is constitutional to refer motorists
selectively to the secondary inspection area at the San Clemente
checkpoint on the basis of criteria that would not sustain a roving
patrol stop. Thus, even if it be assumed that such referrals are
made largely on the basis of apparent Mexican ancestry, [
Footnote 16] we perceive no
constitutional violation.
Cf. United States v.
Brignoni-Ponce, 422 U.S. at
422 U. S.
885-887. As the intrusion here is sufficiently minimal
that no particularized reason need exist to justify it, we think it
follows that the Border Patrol
Page 428 U. S. 564
officers must have wide discretion in selecting the motorists to
be diverted for the brief questioning involved. [
Footnote 17]
V
Sifuentes' alternative argument is that routine stops at a
checkpoint are permissible only if a warrant has given judicial
authorization to the particular checkpoint location and the
practice of routine stops. A warrant requirement in these
circumstances draws some support from
Camara, where the
Court held that, absent consent, an "area" warrant was required to
make a building code inspection, even though the search could be
conducted absent cause to believe that there were violations in the
building searched. [
Footnote
18]
We do not think, however, that
Camara is an apt
Page 428 U. S. 565
model. It involved the search of private residences, for which a
warrant traditionally has been required.
See, e.g., McDonald v.
United States, 335 U. S. 451
(1948). As developed more fully above, the strong Fourth Amendment
interests that justify the warrant requirement in that context are
absent here. The degree of intrusion upon privacy that may be
occasioned by a search of a house hardly can be compared with the
minor interference with privacy resulting from the mere stop for
questioning as to residence. Moreover, the warrant requirement in
Camara served specific Fourth Amendment interests to which
a warrant requirement here would make little contribution. The
Court there said:
"[W]hen [an] inspector [without a warrant] demands entry, the
occupant has no way of knowing whether enforcement of the municipal
code involved requires inspection of his premises, no way of
knowing the lawful limits of the inspector's power to search, and
no way of knowing whether the inspector himself is acting under
proper authorization."
387 U.S. at
387 U. S. 532.
A warrant provided assurance to the occupant on these scores. We
believe that the visible manifestations of the field officers'
authority at a checkpoint provide substantially the same assurances
in this case.
Other purposes served by the requirement of a warrant also are
inapplicable here. One such purpose is to prevent hindsight from
coloring the evaluation of the reasonableness of a search or
seizure.
Cf. United States v. Watson, 423 U.
S. 411,
423 U. S.
455-456, n. 22 (1976) (MARSHALL, J., dissenting). The
reasonableness of checkpoint stops, however, turns on factors such
as the location and method of operation of the checkpoint, factors
that are not susceptible to the distortion of hindsight, and
therefore will be open to post-stop review notwithstanding
Page 428 U. S. 566
the absence of a warrant. Another purpose for a warrant
requirement is to substitute the judgment of the magistrate for
that of the searching or seizing officer.
United States v.
United States District Court, 407 U.
S. 297,
407 U. S.
316-318 (1972). But the need for this is reduced when
the decision to "seize" is not entirely in the hands of the officer
in the field, and deference is to be given to the administrative
decisions of higher ranking officials.
VI
In summary, we hold that stops for brief questioning routinely
conducted at permanent checkpoints are consistent with the Fourth
Amendment, and need not be authorized by warrant. [
Footnote 19] The principal protection of
Fourth
Page 428 U. S. 567
Amendment rights at checkpoints lies in appropriate limitations
on the scope of the stop.
See Terry v. Ohio, 392 U.S. at
392 U. S. 24-27;
United States v. Brignoni-Ponce, 422 U.S. at
422 U. S.
881-882. We have held that checkpoint searches are
constitutional only if justified by consent or probable cause to
search.
United States v. Ortiz, 422 U.
S. 891 (1975). And our holding today is limited to the
type of stops described in this opinion. "[A]ny further detention .
. . must be based on consent or probable cause."
United States
v. Brignoni-Ponce, supra at
422 U. S. 882.
None of the defendants in these cases argues that the stopping
officers exceeded these limitations. Consequently, we affirm the
judgment of the Court of Appeals for the Fifth Circuit, which had
affirmed the conviction of Sifuentes. We reverse the judgment of
the Court of Appeals for the Ninth Circuit and remand the case with
directions to affirm the conviction of Martinez-Fuerte and to
remand the other cases to the District Court for further
proceedings.
It is so ordered.
* Together with No. 75-5387,
Sifuentes v. United
States, on certiorari to the United States Court of Appeals
for the Fifth Circuit.
[
Footnote 1]
The parties disagree as to whether vehicles not referred to the
secondary inspection area are brought to a complete halt or merely
"roll" slowly through the checkpoint. Resolution of this dispute is
not necessary here, as we may assume,
arguendo, that all
motorists passing through the checkpoint are so slowed as to have
been "seized."
[
Footnote 2]
The record does not reveal explicitly why a warrant was sought.
Shortly before the warrant application, however, the Court of
Appeals for the Ninth Circuit had held unconstitutional a routine
stop and search conducted at a permanent checkpoint without such a
warrant.
See United States v. Bowen, 500 F.2d 960 (1974),
aff'd on other grounds, 422 U. S. 916
(1975);
United States v. Juarez-Rodriguez, 498 F.2d 7
(1974). Soon after the warrant issued, the Court of Appeals also
held unconstitutional routine checkpoint stops conducted without a
warrant.
See United States v. Esquer-Rivera, 500 F.2d 313
(1974).
See also n
15,
infra.
[
Footnote 3]
Each of the defendants in No. 74-1560 and the defendant in No.
75-5387 sought to suppress, among other things, the testimony of
one or more illegal aliens. We noted in
United States v.
Brignoni-Ponce, 422 U. S. 873,
422 U. S. 876
n. 2 (1975), that
"[t]here may be room to question whether voluntary testimony of
a witness at trial, as opposed to a Government agent's testimony
about objects seized or statements overheard, is subject to
suppression. . . ."
The question again is not before us.
[
Footnote 4]
The prosecution of Martinez-Fuerte was before a different
District Judge than were the other cases.
[
Footnote 5]
The principal question before the Court of Appeals was the
constitutional significance of the "warrant of inspection" under
which the checkpoint was operating when the defendants were
stopped.
See n 15,
infra. The Government, however, preserved the question
whether routine checkpoint stops could be made absent a
warrant.
[
Footnote 6]
We initially granted the Government's petition for a writ of
certiorari in No. 74-1560, 423 U.S. 822, and later granted
Sifuentes' petition in No. 75-5387 and directed that the cases be
argued in tandem. 423 U.S. 945. Subsequently, we granted the motion
of the Solicitor General to consolidate the cases for oral
argument. 425 U.S. 931.
[
Footnote 7]
The latter occurs particularly where "border passes" are issued
to simplify passage between interrelated American and Mexican
communities along the border. These passes authorize travel within
25 miles of the border for a 72-hour period.
See 8 CFR §
212.6 (1976).
[
Footnote 8]
All these operations are conducted pursuant to statutory
authorizations empowering Border Patrol agents to interrogate those
believed to be aliens as to their right to be in the United States
and to inspect vehicles for aliens. 8 U.S.C. §§ 1357(a)(1), (a)(3).
Under current regulations, the authority conferred by § 1357(a)(3)
may be exercised anywhere within 100 air miles of the border. 8 CFR
§ 287.1(a) (1976).
[
Footnote 9]
As used in these statistics, the term "deportable alien"
means
"a person who has been found to be deportable by an immigration
judge, or who admits his deportability upon questioning by official
agents."
United States v. Baca, 368 F.
Supp. 398, 404 (SD Cal.1973). Most illegal aliens are simply
deported without prosecution. The Government routinely prosecutes
persons thought to be smugglers, many of whom are lawfully in the
United States.
[
Footnote 10]
The Sarita checkpoint is operated a comparable proportion of the
time. "Down" periods are caused by personnel shortages, weather
conditions, and -- at San Clemente -- peak traffic loads.
[
Footnote 11]
On the facts of the case, we concluded that the stop was
impermissible because reasonable suspicion was lacking.
[
Footnote 12]
The defendants argue at length that the public interest in
maintaining checkpoints is less than is asserted by the Government
because the flow of illegal immigrants could be reduced by means
other than checkpoint operations. As one alternative, they suggest
legislation prohibiting the knowing employment of illegal aliens.
The logic of such elaborate less restrictive alternative arguments
could raise insuperable barriers to the exercise of virtually all
search and seizure powers. In any event, these arguments tend to go
to the general proposition that all traffic-checking procedures are
impermissible, a premise our previous cases reject. The defendants
do not suggest persuasively that the particular law enforcement
needs served by checkpoints could be met without reliance on
routine checkpoint stops.
Compare United States v.
Brignoni-Ponce, 422 U.S. at
422 U. S. 883
(effectiveness of roving patrols not defeated by reasonable
suspicion requirement),
with infra this page.
[
Footnote 13]
The choice of checkpoint locations must be left largely to the
discretion of Border Patrol officials, to be exercised in
accordance with statutes and regulations that may be applicable.
See n 15,
infra. Many incidents of checkpoint operation also must be
committed to the discretion of such officials.
But see
infra at
428 U. S.
565-566.
[
Footnote 14]
Stops for questioning, not dissimilar to those involved here,
are used widely at state and local levels to enforce laws regarding
drivers' licenses, safety requirements, weight limits, and similar
matters. The fact that the purpose of such laws is said to be
administrative is of limited relevance in weighing their
intrusiveness on one's right to travel; and the logic of the
defendants' position, if realistically pursued, might prevent
enforcement officials from stopping motorists for questioning on
these matters in the absence of reasonable suspicion that a law was
being violated. As such laws are not before us, we intimate no view
respecting them other than to note that this practice of stopping
automobiles briefly for questioning has a long history evidencing
its utility and is accepted by motorists as incident to highway
use.
[
Footnote 15]
As a judicial warrant authorized the Border Patrol to make
routine stops at the San Clemente checkpoint, the principal
question addressed by the Court of Appeals for the Ninth Circuit in
No. 74-1560 was whether routine checkpoint stops were
constitutional when authorized by warrant.
Cf. n 5,
supra. The Court of
Appeals held, alternatively, that a warrant never could authorize
such stops, 514 F.2d 308, 318 (1975), and that it was unreasonable
to issue a warrant authorizing routine stops at the San Clemente
location.
Id. at 321-322. In reaching the latter
conclusion, the Court of Appeals relied on (i) "the [low] frequency
with which illegal aliens pass through the San Clemente
checkpoint,"(ii) the distance of the checkpoint from the border,
and (iii) the interference with legitimate traffic.
Ibid.
We need not address these holdings specifically, as we conclude
that no warrant is needed. But we deem the argument by the
defendants in No. 74-1560 in support of the latter holding to raise
the question whether, even though a warrant is not required, it is
unreasonable to locate a checkpoint at San Clemente.
We answer this question in the negative. As indicated above, the
choice of checkpoint locations is an administrative decision that
must be left largely within the discretion of the Border Patrol,
see n 13,
supra; cf. Camara v. Municipal Court,
387 U. S. 523,
387 U. S. 538
(1967). We think the decision to locate a checkpoint at San
Clemente was reasonable. The location meets the criteria prescribed
by the Border Patrol to assure effectiveness,
see supra at
428 U.S. 553, and the
evidence supports the view that the needs of law enforcement are
furthered by this location. The absolute number of apprehensions at
the checkpoint is high,
see supra at
428 U. S. 554,
confirming Border Patrol judgment that significant numbers of
illegal aliens regularly use Interstate 5 at this point. Also, San
Clemente was selected as the location where traffic is lightest
between San Diego and Los Angeles, thereby minimizing interference
with legitimate traffic.
No question has been raised about the reasonableness of the
location of the Sarita checkpoint.
[
Footnote 16]
The Government suggests that trained Border Patrol agents rely
on factors in addition to apparent Mexican ancestry when
selectively diverting motorists. Brief for United States in No.
75-5387, p. 9;
see United States v. Brignoni-Ponce, 422
U.S. at
422 U. S.
884-885. This assertion finds support in the record.
Less than 1% of the motorists passing the checkpoint are stopped
for questioning, whereas American citizens of Mexican ancestry and
legally resident Mexican citizens constitute a significantly larger
proportion of the population of southern California. The 1970
census figures, which may not fully reflect illegal aliens, show
the population of California to be approximately 19,958,000, of
whom some 3,102,000, or 16%, are Spanish-speaking or of Spanish
surname. The equivalent percentages for metropolitan San Diego and
Los Angeles are 13% and 18% respectively. U.S. Department of
Commerce, 1970 Census of Population, vol. 1, pt. 6, Tables 48, 140.
If the state-wide population ratio is applied to the approximately
146,000 vehicles passing through the checkpoint during the eight
days surrounding the arrests in No. 74-1560, roughly 23,400 would
be expected to contain persons of Spanish or Mexican ancestry, yet
only 820 were referred to the secondary area. This appears to
refute any suggestion that the Border Patrol relies extensively on
apparent Mexican ancestry standing alone in referring motorists to
the secondary area.
[
Footnote 17]
Of the 820 vehicles referred to the secondary inspection area
during the eight days surrounding the arrests involved in No.
74-1560, roughly 20% contained illegal aliens.
Supra at
428 U. S. 554.
Thus, to the extent that the Border Patrol relies on apparent
Mexican ancestry at this checkpoint,
see n 16,
supra, that reliance clearly
is relevant to the law enforcement need to be served.
Cf.
United States v. Brignoni-Ponce, supra at
422 U. S.
886-887, where we noted that "[t]he likelihood that any
given person of Mexican ancestry is an alien is high enough to make
Mexican appearance a relevant factor . . . ," although we held that
apparent Mexican ancestry, by itself, could not create the
reasonable suspicion required for a roving patrol stop. Different
considerations would arise if, for example, reliance were put on
apparent Mexican ancestry at a checkpoint operated near the
Canadian border.
[
Footnote 18]
There also is some support for a warrant requirement in the
concurring and dissenting opinions in
Almeida-Sanchez v. United
States, 413 U. S. 266
(1973), which commanded the votes of five Justices.
See
id. at
413 U. S.
283-285 (POWELL, J., concurring);
id. at
413 U. S. 288
(WHITE, J., dissenting). The burden of these opinions, however, was
that an "area" warrant could serve as a substitute for the
individualized probable cause to search that otherwise was
necessary to sustain roving patrol searches. As particularized
suspicion is not necessary here, the warrant function discussed in
Almeida-Sanchez is not an issue in these cases.
[
Footnote 19]
MR. JUSTICE BRENNAN's dissenting opinion reflects unwarranted
concern in suggesting that today's decision marks a radical new
intrusion on citizens' rights: it speaks of the "evisceration of
Fourth Amendment protections," and states that the Court "virtually
empties the Amendment of its reasonableness requirement."
Post at
428 U. S. 567,
428 U. S. 568.
Since 1952, Act of June 27, 1952, 66 Stat. 233, Congress has
expressly authorized persons believed to be aliens to be
interrogated as to residence, and vehicles "within a reasonable
distance" from the border to be searched for aliens.
See
n 8,
supra. The San
Clemente checkpoint has been operating at or near its present
location throughout the intervening 24 years. Our prior cases have
limited significantly the reach of this congressional
authorization, requiring probable cause for any vehicle search in
the interior and reasonable suspicion for inquiry stops by roving
patrols.
See supra at
428 U. S.
565-556. Our holding today, approving routine stops for
brief questioning (a type of stop familiar to all motorists) is
confined to permanent checkpoints. We understand, of course, that
neither longstanding congressional authorization nor widely
prevailing practice justifies a constitutional violation. We do
suggest, however, that, against this background and in the context
of our recent decisions, the rhetoric of the dissent reflects
unjustified concern.
The dissenting opinion further warns:
"Every American citizen of Mexican ancestry and every Mexican
alien lawfully in this country must know after today's decision
that he travels the fixed checkpoint highways at [his] risk. . .
."
Post at
428 U. S. 572.
For the reason stated in
n
16,
supra, this concern is misplaced. Moreover, upon a
proper showing, courts would not be powerless to prevent the misuse
of checkpoints to harass those of Mexican ancestry.
MR. JUSTICE BRENNAN, with whom MR. JUSTICE MARSHALL joins,
dissenting.
Today's decision is the ninth this Term marking the continuing
evisceration of Fourth Amendment protections against unreasonable
searches and seizures. Early in the Term,
Texas v. White,
423 U. S. 67
(1975), permitted the warrantless search of an automobile in police
custody despite the unreasonableness of the custody
Page 428 U. S. 568
and opportunity to obtain a warrant.
United States v.
Watson, 423 U. S. 411
(1976), held that, regardless of whether opportunity exists to
obtain a warrant, an arrest in a public place for a previously
committed felony never requires a warrant, a result certainly not
fairly supported by either history or precedent.
See id.
at
423 U. S. 433
(MARSHALL, J., dissenting).
United States v. Santana,
427 U. S. 38
(1976), went further and approved the warrantless arrest for a
felony of a person standing on the front porch of her residence.
United States v. Miller, 425 U. S. 435
(1976), narrowed the Fourth Amendment's protection of privacy by
denying the existence of a protectible interest in the compilation
of checks, deposit slips, and other records pertaining to an
individual's bank account.
Stone v. Powell, ante p.
428 U. S. 465,
precluded the assertion of Fourth Amendment claims in federal
collateral relief proceedings.
United States v. Janis,
ante p.
428 U. S. 433,
held that evidence unconstitutionally seized by a state officer is
admissible in a civil proceeding by or against the United States.
South Dakota v. Opperman, ante p.
428 U. S. 364,
approved sweeping inventory searches of automobiles in police
custody irrespective of the particular circumstances of the case.
Finally, in
Andresen v. Maryland, 427 U.
S. 463 (1976), the Court, in practical effect, weakened
the Fourth Amendment prohibition against general warrants.
Consistent with this purpose to debilitate Fourth Amendment
protections, the Court's decision today virtually empties the
Amendment of its reasonableness requirement by holding that law
enforcement officials manning fixed checkpoint stations who make
standardless seizures of persons do not violate the Amendment. This
holding cannot be squared with this Court's recent decisions in
United States v. Ortiz, 422 U. S. 891
(1975);
United States v. Brignoni-Ponce, 422 U.
S. 873 (1975);
Page 428 U. S. 569
and
Almeida-Sanchez v. United States, 413 U.
S. 266 (1973). I dissent.
While the requisite justification for permitting a search or
seizure may vary in certain contexts,
compare Beck v.
Ohio, 379 U. S. 89
(1964),
with Terry v. Ohio, 392 U. S.
1 (1968),
and Camara v. Municipal Court,
387 U. S. 523
(1967), even in the exceptional situations permitting intrusions on
less than probable cause, it has long been settled that
justification must be measured by objective standards. Thus, in the
seminal decision justifying intrusions on less than probable cause,
Terry v. Ohio, supra, the Court said:
"The scheme of the Fourth Amendment becomes meaningful only when
it is assured that, at some point, the conduct of those charged
with enforcing the laws can be subjected to the more detached,
neutral scrutiny of a judge who must evaluate the reasonableness of
a particular search or seizure in light of the particular
circumstances. And, in making that assessment, it is imperative
that the facts be judged against an
objective standard. .
. . Anything less would invite intrusions upon constitutionally
guaranteed rights based on nothing more substantial than
inarticulate hunches, a result this Court has consistently refused
to sanction."
392 U.S. at
392 U. S. 21-22
(emphasis added, footnote omitted)
"This demand for specificity in the information upon which
police action is predicated is the central teaching of this Court's
Fourth Amendment jurisprudence."
392 U.S. at
392 U. S. 21 n.
18.
Terry thus made clear what common sense teaches:
conduct, to be reasonable, must pass muster under objective
standards applied to specific facts.
We are told today, however, that motorists without number may be
individually stopped, questioned, visually
Page 428 U. S. 570
inspected, and then further detained without even a showing of
articulable suspicion,
see ante at
428 U. S. 547,
let alone the heretofore constitutional minimum of reasonable
suspicion, a result that permits search and seizure to rest upon
"nothing more substantial than inarticulate hunches." This
defacement of Fourth Amendment protections is arrived at by a
balancing process that overwhelms the individual's protection
against unwarranted official intrusion by a governmental interest
said to justify the search and seizure. But that method is only a
convenient cover for condoning arbitrary official conduct, for the
governmental interests relied on as warranting intrusion here are
the same as those in
Almeida-Sanchez and
Ortiz,
which required a showing of probable cause for roving patrol and
fixed checkpoint searches, and
Brignoni-Ponce, which
required at least a showing of reasonable suspicion based on
specific articulable facts to justify roving patrol stops. Absent
some difference in the nature of the intrusion, the same minimal
requirement should be imposed for checkpoint stops.
The Court assumes, and I certainly agree, that persons stopped
at fixed checkpoints, whether or not referred to a secondary
detention area, are "seized" within the meaning of the Fourth
Amendment. Moreover, since the vehicle and its occupants are
subjected to a "visual inspection," the intrusion clearly exceeds
mere physical restraint, for officers are able to see more in a
stopped vehicle than in vehicles traveling at normal speeds down
the highway. As the Court concedes,
ante at
428 U. S. 558,
the checkpoint stop involves essentially the same intrusions as a
roving patrol stop, yet the Court provides no principled basis for
distinguishing checkpoint stops.
Certainly that basis is not provided in the Court's reasoning
that the subjective intrusion here is appreciably less than in the
case of a stop by a roving patrol.
Page 428 U. S. 571
Brignoni-Ponce nowhere bases the requirement of
reasonable suspicion upon the subjective nature of the intrusion.
In any event, the subjective aspects of checkpoint stops, even if
different from the subjective aspects of roving patrol stops, just
as much require some principled restraint on law enforcement
conduct. The motorist whose conduct has been nothing but innocent
-- and this is overwhelmingly the case -- surely resents his own
detention and inspection. And checkpoints, unlike roving stops,
detain thousands of motorists, a dragnet-like procedure offensive
to the sensibilities of free citizens. Also, the delay occasioned
by stopping hundreds of vehicles on a busy highway is particularly
irritating.
In addition to overlooking these dimensions of subjective
intrusion, the Court, without explanation, also ignores one major
source of vexation. In abandoning any requirement of a minimum of
reasonable suspicion, or even articulable suspicion, the Court, in
every practical sense, renders meaningless, as applied to
checkpoint stops, the
Brignoni-Ponce holding that,
"standing alone [Mexican appearance] does not justify stopping all
Mexican-Americans to ask if they are aliens." [
Footnote 2/1] 422
Page 428 U. S. 572
U.S. at
422 U. S. 887.
Since the objective is almost entirely the Mexican illegally in the
country, checkpoint officials, uninhibited by any objective
standards and therefore free to stop any or all motorists without
explanation or excuse, wholly on whim, will perforce target
motorists of Mexican appearance. The process will then inescapably
discriminate against citizens of Mexican ancestry and Mexican
aliens lawfully in this country for no other reason than that they
unavoidably possess the same "suspicious" physical and grooming
characteristics of illegal Mexican aliens.
Every American citizen of Mexican ancestry, and every Mexican
alien lawfully in this country, must know after today's decision
that he travels the fixed checkpoint highways at the risk of being
subjected not only to a stop, but also to detention and
interrogation, both prolonged and to an extent far more than for
non-Mexican appearing motorists. To be singled out for referral and
to be detained and interrogated must be upsetting to any motorist.
One wonders what actual experience supports my Brethren's
conclusion that referrals "should not be frightening or offensive
because of their public and relatively routine nature."
Ante at
428 U. S. 560.
[
Footnote 2/2] In point of fact,
referrals,
Page 428 U. S. 573
viewed in context, are not relatively routine; thousands are
otherwise permitted to pass. But for the arbitrarily selected
motorists who must suffer the delay and humiliation of detention
and interrogation, the experience can obviously be upsetting.
[
Footnote 2/3] And that experience
is particularly vexing for the motorist of Mexican ancestry who is
selectively referred, knowing that the officers' target is the
Mexican alien. That deep resentment will be stirred by a sense of
unfair discrimination is not difficult to foresee. [
Footnote 2/4]
Page 428 U. S. 574
In short, if a balancing process is required, the balance should
be struck, as in
Brignoni-Ponce, to require that Border
Patrol officers act upon at least reasonable suspicion in making
checkpoint stops. In any event, even if a different balance were
struck, the Court cannot, without ignoring the Fourth Amendment
requirement of reasonableness, justify wholly unguided seizures by
officials manning the checkpoints. The Court argues, however, that
practicalities necessitate otherwise:
"A requirement that stops on major routes inland always be based
on reasonable suspicion would be impractical, because the flow of
traffic tends to be too heavy to allow the particularized study of
a given car that would enable it to be identified as a possible
carrier of illegal aliens."
Ante at
428 U. S.
557.
As an initial matter, whatever force this argument may have, it
cannot apply to the secondary detentions that occurred in No.
74-1560. Once a vehicle has been slowed and observed at a
checkpoint, ample opportunity
Page 428 U. S. 575
exists to formulate the reasonable suspicion which, if it
actually exists, would justify further detention. Indeed, though
permitting roving stops based on reasonable suspicion,
Brignoni-Ponce required that "any further detention or
search must be based on [the greater showing of] consent or
probable cause." 422 U.S. at
422 U. S. 882.
The Court today, however, does not impose a requirement of even
reasonable suspicion for these secondary stops.
The Court's rationale is also not persuasive, because several of
the factors upon which officers may rely in establishing reasonable
suspicion are readily ascertainable, regardless of the flow of
traffic. For example, with checkpoint stops, as with roving patrol
stops, "[a]spects of the vehicle itself may justify suspicion."
Id. at
422 U. S. 885.
Thus, it is relevant that the vehicle is a certain type of station
wagon, appears to be heavily loaded, contains an extraordinary
number of persons, or contains persons trying to hide.
See
ibid. If such factors are satisfactory to permit the
imposition of a reasonable suspicion requirement in the more
demanding circumstances of a roving patrol, where officers
initially deal with a vehicle traveling not at a crawl, but at
highway speeds, they clearly should suffice in the circumstances of
a checkpoint stop.
Finally, the Court's argument fails for more basic reasons.
There is no principle in the jurisprudence of fundamental rights
which permits constitutional limitations to be dispensed with
merely because they cannot be conveniently satisfied. Dispensing
with reasonable suspicion as a prerequisite to stopping and
inspecting motorists because the inconvenience of such a
requirement would make it impossible to identify a given car as a
possible carrier of aliens is no more justifiable than dispensing
with probable cause as prerequisite to the search of an individual
because the inconvenience of
Page 428 U. S. 576
such a requirement would make it impossible to identify a given
person in a high-crime area as a possible carrier of concealed
weapons.
"The needs of law enforcement stand in constant tension with the
Constitution's protections of the individual against certain
exercises of official power. It is precisely the predictability of
these pressures that counsels a resolute loyalty to constitutional
safeguards."
Almeida-Sanchez v. United States, 413 U.S. at
413 U. S.
273.
The Court also attempts to justify its approval of standardless
conduct on the ground that checkpoint stops "involve less
discretionary enforcement activity" than roving stops.
Ante at
428 U. S. 559.
This view is at odds with its later more revealing statement that
"officers must have wide discretion in selecting the motorists to
be diverted for the brief questioning involved."
Ante at
428 U. S. 564.
Similarly unpersuasive is the statement that,
"since field officers may stop only those cars passing the
checkpoint, there is less room for abusive or harassing stops of
individuals than there was in the case of roving patrol stops."
Ante at
428 U. S. 559.
[
Footnote 2/5] The Fourth Amendment
standard
Page 428 U. S. 577
of reasonableness admits of neither intrusion at the discretion
of law enforcement personnel nor abusive or harassing stops,
however infrequent. Action based merely on whatever may pique the
curiosity of a particular officer is the antithesis of the
objective standards requisite to reasonable conduct and to avoiding
abuse and harassment. Such action, which the Court now permits, has
expressly ben condemned as contrary to basic Fourth Amendment
principles. Certainly today's holding is far removed from the
proposition emphatically affirmed in
United States v. United
States District Court, 407 U. S. 297,
407 U. S. 317
(1972), that
"those charged with . . . investigative and prosecutorial duty
should not be the sole judges of when to utilize constitutionally
sensitive means in pursuing their tasks. The historical judgment,
which the Fourth Amendment accepts, is that unreviewed executive
discretion may yield too readily to pressures to obtain
incriminating evidence and overlook potential invasions of privacy.
. . ."
Indeed, it is far removed from the even more recent affirmation
that
"the central concern of the Fourth Amendment is to protect
liberty and privacy from arbitrary and oppressive interference by
government officials."
United States v. Ortiz, 422 U.S. at
422 U. S. 895.
[
Footnote 2/6]
Page 428 U. S. 578
The cornerstone of this society, indeed of any free society, is
orderly procedure. The Constitution, as originally adopted, was
therefore, in great measure, a procedural document. For the same
reasons, the drafter of the Bill of Rights largely placed their
faith in procedural limitations on government action. The Fourth
Amendment's requirement that searches and seizures be reasonable
enforces this fundamental understanding in erecting its buffer
against the arbitrary treatment of citizens by government. But to
permit, as the Court does today, police discretion to supplant the
objectivity of reason and, thereby, expediency to reign in the
place of order, is to undermine Fourth Amendment safeguards and
threaten erosion of the cornerstone of our system of a government,
for, as Mr. Justice Frankfurter reminded us, "[t]he history of
American freedom is, in no small measure, the history of
procedure."
Malinski v. New York, 324 U.
S. 401,
324 U. S. 414
(1945).
[
Footnote 2/1]
Brignoni-Ponce, which involved roving patrol stops,
said:
"[Mexican ancestry] alone would justify neither a reasonable
belief that they were aliens nor a reasonable belief that the car
concealed other aliens who were illegally in the country. Large
numbers of native born and naturalized citizens have the physical
characteristics identified with Mexican ancestry, and, even in the
border area, a relatively small proportion of them are aliens. The
likelihood that any given person of Mexican ancestry is an alien is
high enough to make Mexican appearance a relevant factor, but,
standing alone, it does not justify stopping all Mexican-Americans
to ask if they are aliens."
422 U.S. at
422 U. S.
886-887 (footnote omitted). Today we are told that
secondary referrals may be based on criteria that would not sustain
a roving patrol stop, and specifically that such referrals may be
based largely on Mexican ancestry.
Ante at
428 U. S. 563.
Even if the difference between
Brignoni-Ponce and this
decision is only a matter of degree, we are not told what justifies
the different treatment of Mexican appearance, or why greater
emphasis is permitted in the less demanding circumstances of a
checkpoint. That law in this country should tolerate use of one's
ancestry as probative of possible criminal conduct is repugnant
under any circumstances.
[
Footnote 2/2]
The Court's view that
"selective referrals -- rather than questioning the occupants of
every car -- tend to advance some Fourth Amendment interests by
minimizing the intrusion on the general motoring public,"
ante at
428 U. S. 560,
stands the Fourth Amendment on its head. The starting point of this
view is the unannounced assumption that intrusions are generally
permissible; hence, any minimization of intrusions serves Fourth
Amendment interests. Under the Fourth Amendment, however, the
status quo is nonintrusion, for, as a general matter, it
is unreasonable to subject the average citizen or his property to
search or seizure. Thus, minimization of intrusion only lessens the
aggravation to Fourth Amendment interests; it certainly does not
further those interests.
[
Footnote 2/3]
United States v. Ortiz, 422 U.
S. 891 (1975), expressly recognized that such
selectivity is a source of embarrassment:
"Nor do checkpoint procedures significantly reduce the
likelihood of embarrassment. Motorists whose cars are searched,
unlike those who are only questioned, may not be reassured by
seeing that the Border Patrol searches others cars as well."
Id. at
422 U. S.
895.
[
Footnote 2/4]
Though today's decision would clearly permit detentions to be
based solely on Mexican ancestry, the Court takes comfort in what
appears to be the Border Patrol practice of not relying on Mexican
ancestry standing alone in referring motorists for secondary
detentions.
Ante at
428 U. S. 563
n. 16.
See also ante at
428 U. S.
566-567, n.19. Good faith on the part of law enforcement
officials, however, has never sufficed in this tribunal to
substitute as a safeguard for personal freedoms or to remit our
duty to effectuate constitutional guarantees Indeed, with
particular regard to the Fourth Amendment,
Terry v. Ohio,
392 U. S. 1,
392 U. S. 22
(1968), held that
"simple "
good faith on the part of the arresting officer is
not enough.' . . . If subjective good faith alone were the test,
the protections of the Fourth Amendment would evaporate, and the
people would be `secure in their persons, houses, papers, and
effects' only in the discretion of the police." Beck v.
Ohio, [379 U.S.
89,] 379 U. S. 97
[1964]."
Even if good faith is assumed, the affront to the dignity of
American citizens of Mexican ancestry and Mexican aliens lawfully
within the country is in no way diminished. The fact still remains
that people of Mexican ancestry are targeted for examination at
checkpoints and that the burden of checkpoint intrusions will lie
heaviest on them. That, as the Court observes,
ante at
428 U. S. 563
n. 16, "[l]ess than 1% of the motorists passing the checkpoint are
stopped for questioning," whereas approximately 16% of the
population of California is Spanish-speaking or of Spanish surname,
has little bearing on this point -- or, for that matter, on the
integrity of Border Patrol practices. There is no indication how
many of the 16% have physical and grooming characteristics
identifiable as Mexican. There is no indication what portion of the
motoring public in California is of Spanish or Mexican ancestry.
Given the socioeconomic status of this portion, it is likely that
the figure is significantly less than 16%. Neither is there any
indication that those of Mexican ancestry are not subjected to
lengthier initial stops than others, even if they are not
secondarily detained. Finally, there is no indication of the
ancestral makeup of the 1% who are referred for secondary
detention. If, as is quite likely the case, it is overwhelmingly
Mexican, the sense of discrimination which will be felt is only
enhanced.
[
Footnote 2/5]
As an empirical proposition, this observation is hardly
self-evident. No small number of vehicles pass through a
checkpoint. Indeed, better than 1,000 pass through the San Clemente
checkpoint during each hour of operation.
Ante at
428 U. S. 554.
Thus, there is clearly abundant opportunity for abuse and
harassment at checkpoints through lengthier detention and
questioning of some individuals or arbitrary secondary detentions.
Such practices need not be confined to those of Mexican ancestry.
And given that it is easier to deal with a vehicle which has
already been slowed than it is to observe and then chase and
apprehend a vehicle traveling at highway speeds, if anything, there
is more, not less, room for abuse or harassment at checkpoints.
Indeed, in
Ortiz, the Court was "not persuaded that the
checkpoint limits to any meaningful extent the officer's discretion
to select cars for search." 422 U.S. at
422 U. S. 895.
A fortiori, discretion can be no more limited simply
because the activity is detention or questioning, rather than
searching.
[
Footnote 2/6]
Camara v. Municipal Court, 387 U.
S. 523 (1967), does not support the Court's result.
Contrary to the Court's characterization,
ante at
428 U. S. 561,
the searches condoned there were not "routine intrusions." The
Court required that administrative searches proceed according to
reasonable standards satisfied with respect to each particular
dwelling searched. 387 U.S. at
387 U. S. 538.
The search of any dwelling at the whim of administrative personnel
was not permitted. The Court, however, imposes no such standards
today. Instead, any vehicle and its passengers are subject to
detention at a fixed checkpoint, and "no particularized reason need
exist to justify" the detention.
Ante at
428 U. S. 563.
To paraphrase an apposite observation by the Court in
Almeida-Sanchez v. United States, 413 U.
S. 266,
413 U. S. 270
(1973),
"[checkpoints] thus embodied precisely the evil the Court saw in
Camara when it insisted that the 'discretion of the
official in the field' be circumscribed. . . ."