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SUPREME COURT OF THE UNITED STATES
_________________
No. 11–182
_________________
ARIZONA, et al., PETITIONERS
v.
UNITED STATES
on writ of certiorari to the united states
court of appeals for the ninth circuit
[June 25, 2012]
Justice Kennedy delivered the opinion of the
Court.
To address pressing issues related to the large
number of aliens within its borders who do not have a lawful right
to be in this country, the State of Arizona in 2010 enacted a
statute called the Support Our Law Enforcement and Safe
Neighborhoods Act. The law is often referred to as S. B. 1070,
the version introduced in the state senate. See also H. 2162 (2010)
(amending S. 1070). Its stated purpose is to “discourage and deter
the unlawful entry and presence of aliens and economic activity by
persons unlawfully present in the United States.” Note following
Ariz. Rev. Stat. Ann. §11–1051 (West 2012). The law’s provisions
establish an official state policy of “attrition through
enforcement.”
Ibid. The question before the Court is whether
federal law preempts and renders invalid four separate provisions
of the state law.
I
The United States filed this suit against
Arizona, seeking to enjoin S. B. 1070 as preempted. Four provisions
of the law are at issue here. Two create new state offenses.
Section 3 makes failure to comply with federal alien-registration
requirements a state misdemeanor. Ariz. Rev. Stat. Ann. §13–1509
(West Supp. 2011). Section 5, in relevant part, makes it a
misdemeanor for an unauthorized alien to seek or engage in work in
the State; this provision is referred to as §5(C). See §13–2928(C).
Two other provisions give specific arrest authority and inves-
tigative duties with respect to certain aliens to state and local
law enforcement officers. Section 6 authorizes officers to arrest
without a warrant a person “the officer has probable cause to
believe . . . has committed any public offense that makes
the person removable from the United States.” §13–3883(A)(5).
Section 2(B) provides that officers who conduct a stop, detention,
or arrest must in some circumstances make efforts to verify the
person’s immi- gration status with the Federal Government. See
§11–1051(B) (West 2012).
The United States District Court for the
District of Arizona issued a preliminary injunction preventing the
four provisions at issue from taking effect. 703 F. Supp. 2d 980,
1008 (2010). The Court of Appeals for the Ninth Circuit affirmed.
641 F.3d 339, 366 (2011). It agreed that the United States had
established a likelihood of success on its preemption claims. The
Court of Appeals was unanimous in its conclusion that §§3 and 5(C)
were likely preempted. Judge Bea dissented from the decision to
uphold the preliminary injunction against §§2(B) and 6. This Court
granted certiorari to resolve important questions concerning the
interaction of state and federal power with respect to the law of
immigration and alien status. 565 U. S. ___ (2011).
II
A
The Government of the United States has broad,
undoubted power over the subject of immigration and the status of
aliens. See
Toll v.
Moreno,
458 U.S.
1, 10 (1982); see generally S. Legomsky & C. Rodríguez,
Immigration and Refugee Law and Policy 115–132 (5th ed. 2009). This
authority rests, in part, on the National Government’s
constitutional power to “establish an uniform Rule of Nat-
uralization,” U. S. Const., Art. I, §8, cl. 4, and
its inher- ent power as sovereign to control and conduct relations
with foreign nations, see
Toll,
supra, at 10 (citing
United States v.
Curtiss-Wright Export Corp.,
299 U.S.
304, 318 (1936)).
The federal power to determine immigration
policy is well settled. Immigration policy can affect trade,
investment, tourism, and diplomatic relations for the entire
Nation, as well as the perceptions and expectations of aliens in
this country who seek the full protection of its laws. See,
e.g., Brief for Argentina et al. as
Amici
Curiae; see also
Harisiades v.
Shaughnessy,
342 U.S.
580, 588–589 (1952). Perceived mistreatment of aliens in the
United States may lead to harmful reciprocal treatment of American
citizens abroad. See Brief for Madeleine K. Albright et al. as
Amici Curiae 24–30.
It is fundamental that foreign countries
concerned about the status, safety, and security of their nationals
in the United States must be able to confer and communicate on this
subject with one national sovereign, not the 50 separate States.
See
Chy Lung v.
Freeman,
92 U.S.
275, 279–280 (1876); see also The Federalist No. 3, p. 39
(C. Rossiter ed. 2003) (J. Jay) (observing that federal power would
be necessary in part because “bordering States . . .
under the impulse of sudden irritation, and a quick sense of
apparent interest or injury” might take action that would undermine
foreign relations). This Court has reaffirmed that “[o]ne of the
most important and delicate of all international relationships
. . . has to do with the protection of the just rights of
a country’s own nationals when those nationals are in another
country.”
Hines v.
Davidowitz,
312 U.S.
52, 64 (1941).
Federal governance of immigration and alien
status is extensive and complex. Congress has specified catego-
ries of aliens who may not be admitted to the United States. See 8
U. S. C. §1182. Unlawful entry and unlawful reentry into
the country are federal offenses. §§1325, 1326. Once here, aliens
are required to register with the Federal Government and to carry
proof of status on their person. See §§1301–1306. Failure to do so
is a federal misdemeanor. §§1304(e), 1306(a). Federal law also
authorizes States to deny noncitizens a range of public benefits,
§1622; and it imposes sanctions on employers who hire unauthorized
workers, §1324a.
Congress has specified which aliens may be
removed from the United States and the procedures for doing so.
Aliens may be removed if they were inadmissible at the time of
entry, have been convicted of certain crimes, or meet other
criteria set by federal law. See §1227. Re- moval is a civil, not
criminal, matter. A principal feature of the removal system is the
broad discretion exercised by immigration officials. See Brief for
Former Commissioners of the United States Immigration and
Naturalization Service as
Amici Curiae 8–13 (hereinafter
Brief for Former INS Commissioners). Federal officials, as an
initial matter, must decide whether it makes sense to pursue
removal at all. If removal proceedings commence, aliens may seek
asylum and other discretionary relief allowing them to remain in
the country or at least to leave without formal removal. See
§1229a(c)(4); see also,
e.g., §§1158 (asylum), 1229b
(cancellation of removal), 1229c (voluntary departure).
Discretion in the enforcement of immigration law
embraces immediate human concerns. Unauthorized workers trying to
support their families, for example, likely pose less danger than
alien smugglers or aliens who commit a serious crime. The equities
of an individual case may turn on many factors, including whether
the alien has children born in the United States, long ties to the
community, or a record of distinguished military service. Some
discretionary decisions involve policy choices that bear on this
Nation’s international relations. Returning an alien to his own
country may be deemed inappropriate even where he has committed a
removable offense or fails to meet the criteria for admission. The
foreign state may be mired in civil war, complicit in political
persecution, or enduring conditions that create a real risk that
the alien or his family will be harmed upon return. The dynamic
nature of relations with other countries requires the Executive
Branch to ensure that enforcement policies are con- sistent with
this Nation’s foreign policy with respect to these and other
realities.
Agencies in the Department of Homeland Security
play a major role in enforcing the country’s immigration laws.
United States Customs and Border Protection (CBP) is re- sponsible
for determining the admissibility of aliens and securing the
country’s borders. See Dept. of Homeland Security, Office of
Immigration Statistics, Immigration Enforcement Actions: 2010,
p. 1 (2011). In 2010, CBP’s Border Patrol apprehended almost
half a million people.
Id., at 3. Immigration and Customs
Enforcement (ICE), a second agency, “conducts criminal
investigations involving the enforcement of immigration-related
statutes.”
Id., at 2. ICE also operates the Law Enforcement
Support Center. LESC, as the Center is known, provides immigra-
tion status information to federal, state, and local officials
around the clock. See App. 91. ICE officers are respon- sible “for
the identification, apprehension, and removal of illegal aliens
from the United States.” Immigration Enforcement Actions,
supra, at 2. Hundreds of thousands of aliens are removed by
the Federal Government every year. See
id., at 4 (reporting
there were 387,242 removals, and 476,405 returns without a removal
order, in 2010).
B
The pervasiveness of federal regulation does
not di- minish the importance of immigration policy to the States.
Arizona bears many of the consequences of unlawful immigration.
Hundreds of thousands of deportable aliens are apprehended in
Arizona each year. Dept. of Homeland Security, Office of
Immigration Statistics, 2010 Yearbook of Immigration Statistics 93
(2011) (Table 35). Unauthorized aliens who remain in the State
comprise, by one es- timate, almost six percent of the population.
See Passel & Cohn, Pew Hispanic Center, U. S. Unauthorized
Im- migration Flows Are Down Sharply Since Mid-Decade 3 (2010). And
in the State’s most populous county, these aliens are reported to
be responsible for a disproportionate share of serious crime. See,
e.g., Camarota & Vaughan, Center for Immigration
Studies, Immigration and Crime: Assessing a Conflicted Situation 16
(2009) (Table 3) (estimating that unauthorized aliens comprise 8.9%
of the population and are responsible for 21.8% of the felonies in
Maricopa County, which includes Phoenix).
Statistics alone do not capture the full extent
of Arizona’s concerns. Accounts in the record suggest there is an
“epidemic of crime, safety risks, serious property damage, and
environmental problems” associated with the influx of illegal
migration across private land near the Mexican border. Brief for
Petitioners 6. Phoenix is a major city of the United States, yet
signs along an interstate highway 30 miles to the south warn the
public to stay away. One reads, “DANGER—PUBLIC WARNING—TRAVEL NOT
RECOMMENDED / Active Drug and Human Smuggling Area / Visitors May
Encounter Armed Criminals and Smuggling Vehicles Traveling at High
Rates of Speed.” App. 170; see also Brief for Petitioners 5–6. The
problems posed to the State by illegal immigration must not be
underestimated.
These concerns are the background for the formal
legal analysis that follows. The issue is whether, under pre-
emption principles, federal law permits Arizona to implement the
state-law provisions in dispute.
III
Federalism, central to the constitutional
design, adopts the principle that both the National and State
Governments have elements of sovereignty the other is bound to
respect. See
Gregory v.
Ashcroft,
501 U.S.
452, 457 (1991);
U. S. Term Limits, Inc. v.
Thornton,
514 U.S.
779, 838 (1995) (Kennedy, J., concurring). From the existence
of two sovereigns follows the possibility that laws can be in
conflict or at cross-purposes. The Supremacy Clause provides a
clear rule that federal law “shall be the supreme Law of the Land;
and the Judges in every State shall be bound thereby, any Thing in
the Constitution or Laws of any State to the Contrary
notwithstanding.” Art. VI, cl. 2. Under this principle,
Congress has the power to preempt state law. See
Crosby v.
National Foreign Trade Council,
530
U.S. 363, 372 (2000);
Gibbons v.
Ogden, 9 Wheat.
1, 210–211 (1824). There is no doubt that Congress may withdraw
specified powers from the States by enacting a statute containing
an express preemption provision. See,
e.g., Chamber of
Commerce of United States of America v.
Whiting, 563
U. S. ___, ___ (2011) (slip op., at 4).
State law must also give way to federal law in
at least two other circumstances. First, the States are precluded
from regulating conduct in a field that Congress, acting within its
proper authority, has determined must be regulated by its exclusive
governance. See
Gade v.
National Solid Wastes Management
Assn., 505 U.S.
88, 115 (1992). The intent to displace state law altogether can
be inferred from a framework of regulation “so pervasive
. . . that Congress left no room for the States to
supplement it” or where there is a “federal interest
. . . so dominant that the federal system will be assumed
to preclude enforcement of state laws on the same subject.”
Rice v.
Santa Fe Elevator Corp.,
331 U.S.
218, 230 (1947); see
English v.
General Elec.
Co.,
496 U.S.
72, 79 (1990).
Second, state laws are preempted when they
conflict with federal law.
Crosby, supra, at 372. This
includes cases where “compliance with both federal and state
regulations is a physical impossibility,”
Florida Lime &
Avocado Growers, Inc. v.
Paul,
373
U.S. 132, 142–143 (1963), and those instances where the
challenged state law “stands as an obstacle to the accomplishment
and execution of the full purposes and objectives of Congress,”
Hines, 312 U. S., at 67; see also
Crosby,
supra, at 373 (“What is a sufficient obstacle is a matter of
judgment, to be informed by examining the federal statute as a
whole and identifying its purpose and intended effects”). In
preemption analysis, courts should assume that “the historic police
powers of the States” are not superseded “unless that was the clear
and manifest purpose of Congress.”
Rice,
supra, at
230; see
Wyeth v.
Levine,
555
U.S. 555, 565 (2009).
The four challenged provisions of the state law
each must be examined under these preemption principles.
IV
A
Section 3
Section 3 of S. B. 1070 creates a new state
misde- meanor. It forbids the “willful failure to complete or carry
an alien registration document . . . in violation of 8
United States Code section 1304(e) or 1306(a).” Ariz. Rev. Stat.
Ann. §11–1509(A) (West Supp. 2011). In effect, §3 adds a state-law
penalty for conduct proscribed by federal law. The United States
contends that this state enforcement mechanism intrudes on the
field of alien registration, a field in which Congress has left no
room for States to regulate. See Brief for United States 27,
31.
The Court discussed federal alien-registration
requirements in
Hines v.
Davidowitz,
312 U.S.
52. In 1940, as international conflict spread, Congress added
to federal immigration law a “complete system for alien
registration.”
Id., at 70. The new federal law struck a
careful balance. It punished an alien’s willful failure to register
but did not require aliens to carry identification cards. There
were also limits on the sharing of registration records and
fingerprints. The Court found that Congress intended the federal
plan for registration to be a “single integrated and all-embracing
system.”
Id., at 74. Because this “complete scheme
. . . for the registration of aliens” touched on foreign
relations, it did not allow the States to “curtail or complement”
federal law or to “enforce additional or auxiliary regulations.”
Id., at 66–67. As a con- sequence, the Court ruled that
Pennsylvania could not enforce its own alien-registration program.
See
id., at 59, 74.
The present regime of federal regulation is not
identi- cal to the statutory framework considered in
Hines,
but it remains comprehensive. Federal law now includes a
requirement that aliens carry proof of registration. 8
U. S. C. §1304(e). Other aspects, however, have stayed
the same. Aliens who remain in the country for more than 30 days
must apply for registration and be fingerprinted. Compare §1302(a)
with
id., §452(a) (1940 ed.). Detailed information is
required, and any change of address has to be reported to the
Federal Government. Compare §§1304(a), 1305(a) (2006 ed.), with
id., §§455(a), 456 (1940 ed.). The statute continues to
provide penalties for the willful failure to register. Compare
§1306(a) (2006 ed.), with
id., §457 (1940 ed.).
The framework enacted by Congress leads to the
conclusion here, as it did in
Hines, that the Federal
Government has occupied the field of alien registration. See
American Ins. Assn. v.
Garamendi,
539 U.S.
396, 419, n. 11 (2003) (characterizing
Hines as a
field preemption case);
Pennsylvania v.
Nelson,
350 U.S.
497, 504 (1956) (same); see also Dinh, Reassessing the Law of
Preemption, 88 Geo. L. J. 2085, 2098–2099, 2107 (2000) (same).
The federal statu- tory directives provide a full set of standards
governing alien registration, including the punishment for
noncompliance. It was designed as a “ ‘harmonious
whole.’ ”
Hines,
supra, at 72. Where Congress
occupies an entire field, as it has in the field of alien
registration, even complementary state regulation is impermissible.
Field pre- emption reflects a congressional decision to foreclose
any state regulation in the area, even if it is parallel to fed-
eral standards. See
Silkwood v.
Kerr-McGee Corp.,
464 U.S.
238, 249 (1984).
Federal law makes a single sovereign responsible
for maintaining a comprehensive and unified system to keep track of
aliens within the Nation’s borders. If §3 of the Arizona statute
were valid, every State could give itself independent authority to
prosecute federal registration violations, “diminish[ing] the
[Federal Government]’s control over enforcement” and “detract[ing]
from the ‘integrated scheme of regulation’ created by Congress.”
Wisconsin Dept. of Industry v.
Gould Inc.,
475 U.S.
282, 288–289 (1986). Even if a State may make violation of
federal law a crime in some instances, it cannot do so in a field
(like the field of alien registration) that has been occupied by
federal law. See
California v.
Zook,
336 U.S.
725, 730–731, 733 (1949); see also
In re Loney,
134 U.S.
372, 375–376 (1890) (States may not impose their own punishment
for perjury in federal courts).
Arizona contends that §3 can survive preemption
because the provision has the same aim as federal law and adopts
its substantive standards. This argument not only ignores the basic
premise of field preemption—that States may not enter, in any
respect, an area the Federal Government has reserved for itself—but
also is unpersuasive on its own terms. Permitting the State to
impose its own penalties for the federal offenses here would
conflict with the careful framework Congress adopted. Cf.
Buckman Co. v.
Plaintiffs’ Legal Comm.,
531 U.S.
341, 347–348 (2001) (States may not impose their own punishment
for fraud on the Food and Drug Administration);
Wisconsin Dept.,
supra, at 288 (States may not impose their own punishment for
repeat violations of the National Labor Relations Act). Were §3 to
come into force, the State would have the power to bring criminal
charges against individuals for violating a federal law even in
circumstances where federal officials in charge of the
comprehensive scheme determine that prosecution would frustrate
federal policies.
There is a further intrusion upon the federal
scheme. Even where federal authorities believe prosecution is ap-
propriate, there is an inconsistency between §3 and fed- eral law
with respect to penalties. Under federal law, the failure to carry
registration papers is a misdemeanor that may be punished by a
fine, imprisonment, or a term of probation. See 8
U. S. C. §1304(e) (2006 ed.); 18 U. S. C.
§3561. State law, by contrast, rules out probation as a possible
sentence (and also eliminates the possibility of a pardon). See
Ariz. Rev. Stat. Ann. §13–1509(D) (West Supp. 2011). This state
framework of sanctions creates a conflict with the plan Congress
put in place. See
Wisconsin Dept.,
supra, at 286
(“[C]onflict is imminent whenever two separate remedies are brought
to bear on the same activity” (internal quotation marks
omitted)).
These specific conflicts between state and
federal law simply underscore the reason for field preemption. As
it did in
Hines, the Court now concludes that, with respect
to the subject of alien registration, Congress intended to preclude
States from “complement[ing] the federal law, or enforc[ing]
additional or auxiliary regulations.” 312 U. S., at 66–67.
Section 3 is preempted by federal law.
B
Section 5(C)
Unlike §3, which replicates federal statutory
requirements, §5(C) enacts a state criminal prohibition where no
federal counterpart exists. The provision makes it a state
misdemeanor for “an unauthorized alien to knowingly ap- ply for
work, solicit work in a public place or perform work as an employee
or independent contractor” in Ari- zona. Ariz. Rev. Stat. Ann.
§13–2928(C) (West Supp. 2011). Violations can be punished by a
$2,500 fine and incarceration for up to six months. See
§13–2928(F); see also §§13–707(A)(1) (West 2010); 13–802(A);
13–902(A)(5). The United States contends that the provision upsets
the bal- ance struck by the Immigration Reform and Control Act of
1986 (IRCA) and must be preempted as an obstacle to the federal
plan of regulation and control.
When there was no comprehensive federal program
regulating the employment of unauthorized aliens, this Court found
that a State had authority to pass its own laws on the subject. In
1971, for example, California passed a law imposing civil penalties
on the employment of aliens who were “not entitled to lawful
residence in the United States if such employment would have an
adverse effect on lawful resident workers.” 1971 Cal. Stats. ch.
1442, §1(a). The law was upheld against a preemption challenge in
De Canas v.
Bica,
424 U.S.
351 (1976).
De Canas recognized that “States possess
broad authority under their police powers to regulate the
employment relationship to protect workers within the State.”
Id., at 356. At that point, however, the Federal Government
had expressed no more than “a peripheral concern with [the]
employment of illegal entrants.”
Id., at 360; see
Whiting, 563 U. S., at ___ (slip op., at 3).
Current federal law is substantially different
from the regime that prevailed when
De Canas was decided.
Congress enacted IRCA as a comprehensive framework for “combating
the employment of illegal aliens.”
Hoffman Plastic Compounds,
Inc. v.
NLRB,
535 U.S.
137, 147 (2002). The law makes it illegal for employers to
know- ingly hire, recruit, refer, or continue to employ
unauthorized workers. See 8 U. S. C. §§1324a(a)(1)(A),
(a)(2). It also requires every employer to verify the employment
authorization status of prospective employees. See §§1324a(a)
(1)(B), (b); 8 CFR §274a.2(b) (2012). These requirements are
enforced through criminal penalties and an escalat- ing series of
civil penalties tied to the number of times an employer has
violated the provisions. See 8 U. S. C. §§1324a(e)(4),
(f); 8 CFR §274 A. 10.
This comprehensive framework does not impose
federal criminal sanctions on the employee side (
i.e.,
penalties on aliens who seek or engage in unauthorized work). Under
federal law some civil penalties are imposed instead. With certain
exceptions, aliens who accept unlawful employment are not eligible
to have their status adjusted to that of a lawful permanent
resident. See 8 U. S. C. §§1255(c)(2), (c)(8). Aliens
also may be removed from the country for having engaged in
unauthorized work. See §1227(a)(1)(C)(i); 8 CFR §214.1(e). In
addition to specifying these civil consequences, federal law makes
it a crime for unauthorized workers to obtain employment through
fraudulent means. See 18 U. S. C. §1546(b). Congress has
made clear, however, that any information employees submit to
indicate their work status “may not be used” for purposes other
than prosecution under specified federal criminal statutes for
fraud, perjury, and related conduct. See 8 U. S. C.
§§1324a(b)(5), (d)(2)(F)–(G).
The legislative background of IRCA underscores
the fact that Congress made a deliberate choice not to impose crim-
inal penalties on aliens who seek, or engage in, unauthorized
employment. A commission established by Congress to study
immigration policy and to make recommen- dations concluded these
penalties would be “unnecessary and unworkable.” U. S.
Immigration Policy and the National Interest: The Final Report and
Recommendations of the Select Commission on Immigration and Refugee
Policy with Supplemental Views by Commissioners 65–66 (1981); see
Pub. L. 95–412, §4, 92Stat. 907. Proposals to make unauthorized
work a criminal offense were debated and discussed during the long
process of drafting IRCA. See Brief for Service Employees
International Union et al. as
Amici Curiae 9–12. But
Congress rejected them. See,
e.g., 119 Cong. Rec. 14184
(1973) (statement of Rep. Dennis). In the end, IRCA’s framework
reflects a considered judgment that making criminals out of aliens
engaged in unauthorized work—aliens who already face the
possibility of employer exploitation because of their removable
status—would be inconsistent with federal policy and ob- jectives.
See,
e.g., Hearings before the Subcommittee No. 1 of
the House Committee on the Judiciary, 92d Cong., 1st Sess.,
pt. 3, pp. 919–920 (1971) (statement of Rep. Rodino, the
eventual sponsor of IRCA in the House of Representatives).
IRCA’s express preemption provision, which in
most instances bars States from imposing penalties on employers of
unauthorized aliens, is silent about whether additional penalties
may be imposed against the employees themselves. See 8
U. S. C. §1324a(h)(2);
Whiting, supra, at ___–___
(slip op., at 1–2). But the existence of an “express pre-emption
provisio[n] does
not bar the ordinary working of conflict
pre-emption principles” or impose a “special burden” that would
make it more difficult to establish the preemption of laws falling
outside the clause.
Geier v.
American Honda Motor
Co.,
529 U.S.
861, 869–872 (2000); see
Sprietsma v.
Mercury
Marine,
537 U.S.
51, 65 (2002).
The ordinary principles of preemption include
the well-settled proposition that a state law is preempted where it
“stands as an obstacle to the accomplishment and exe- cution of the
full purposes and objectives of Congress.”
Hines, 312
U. S., at 67. Under §5(C) of S. B. 1070, Arizona law would
interfere with the careful balance struck by Congress with respect
to unauthorized employment of aliens. Although §5(C) attempts to
achieve one of the same goals as federal law—the deterrence of
unlawful employment—it involves a conflict in the method of
enforcement. The Court has recognized that a “[c]onflict in
technique can be fully as disruptive to the system Congress enacted
as conflict in overt policy.”
Motor Coach Employees v.
Lockridge,
403 U.S.
274, 287 (1971). The correct instruction to draw from the text,
structure, and history of IRCA is that Congress decided it would be
inappropriate to impose criminal penalties on aliens who seek or
engage in unauthorized employment. It follows that a state law to
the contrary is an obstacle to the regulatory system Congress
chose. See
Puerto Rico Dept. of Con- sumer Affairs v.
ISLA Petroleum Corp.,
485 U.S.
495, 503 (1988) (“Where a comprehensive federal scheme
intentionally leaves a portion of the regulated field without
controls,
then the pre-emptive inference can be drawn—not
from federal inaction alone, but from inaction joined with
action”). Section 5(C) is preempted by federal law.
C
Section 6
Section 6 of S. B. 1070 provides that a state
officer, “without a warrant, may arrest a person if the officer has
probable cause to believe . . . [the person] has
committed any public offense that makes [him] removable from the
United States.” Ariz. Rev. Stat. Ann. §13–3883(A)(5) (West Supp.
2011). The United States argues that arrests authorized by this
statute would be an obstacle to the removal system Congress
created.
As a general rule, it is not a crime for a
removable alien to remain present in the United States. See
INS v.
Lopez-Mendoza,
468 U.S.
1032, 1038 (1984). If the police stop someone based on nothing
more than possible removability, the usual predicate for an arrest
is absent. When an alien is suspected of being removable, a federal
official issues an administrative document called a Notice to Ap-
pear. See 8 U. S. C. §1229(a); 8 CFR §239.1(a) (2012).
The form does not authorize an arrest. Instead, it gives the alien
information about the proceedings, including the time and date of
the removal hearing. See 8 U. S. C. §1229(a)(1). If an
alien fails to appear, an
in absentia order may direct
removal. §1229a(5)(A).
The federal statutory structure instructs when
it is ap- propriate to arrest an alien during the removal process.
For example, the Attorney General can exercise discretion to issue
a warrant for an alien’s arrest and detention “pending a decision
on whether the alien is to be removed from the United States.” 8
U. S. C. §1226(a); see Memorandum from John Morton,
Director, ICE, to All Field Office Directors et al., Exercising
Prosecutorial Discretion Consistent with the Civil Immigration
Enforcement Priorities of the Agency for the Apprehension,
Detention, and Removal of Aliens (June 17, 2011) (hereinafter 2011
ICE Memorandum) (describing factors informing this and re- lated
decisions). And if an alien is ordered removed after a hearing, the
Attorney General will issue a warrant. See 8 CFR §241.2(a)(1). In
both instances, the warrants are executed by federal officers who
have received training in the enforcement of immigration law. See
§§241.2(b), 287.5(e)(3). If no federal warrant has been issued,
those officers have more limited authority. See 8
U. S. C. §1357(a). They may arrest an alien for being “in
the United States in violation of any [immigration] law or regula-
tion,” for example, but only where the alien “is likely to escape
before a warrant can be obtained.” §1357(a)(2).
Section 6 attempts to provide state officers
even greater authority to arrest aliens on the basis of possible
removability than Congress has given to trained federal immi-
gration officers. Under state law, officers who believe an alien is
removable by reason of some “public offense” would have the power
to conduct an arrest on that basis regardless of whether a federal
warrant has issued or the alien is likely to escape. This state
authority could be exercised without any input from the Federal
Government about whether an arrest is warranted in a particular
case. This would allow the State to achieve its own immigra- tion
policy. The result could be unnecessary harassment of some aliens
(for instance, a veteran, college student, or someone assisting
with a criminal investigation) whom federal officials determine
should not be removed.
This is not the system Congress created. Federal
law specifies limited circumstances in which state officers may
perform the functions of an immigration officer. A principal
example is when the Attorney General has granted that authority to
specific officers in a formal agreement with a state or local
government. See §1357(g)(1); see also §1103(a)(10) (authority may
be extended in the event of an “imminent mass influx of aliens off
the coast of the United States”); §1252c (authority to arrest in
specific circumstance after consultation with the Federal
Government); §1324(c) (authority to arrest for bringing in and
harboring certain aliens). Officers covered by these agreements are
subject to the Attorney General’s direction and super- vision.
§1357(g)(3). There are significant complexities involved in
enforcing federal immigration law, including the determination
whether a person is removable. See
Padilla v.
Kentucky, 559 U. S. ___, ___–___ (2010) (Alito, J.,
concurring in judgment) (slip op., at 4–7). As a result, the
agreements reached with the Attorney General must contain written
certification that officers have received adequate training to
carry out the duties of an immigration officer. See §1357(g)(2);
cf. 8 CFR §§287.5(c) (ar- rest power contingent on training),
287.1(g) (defining the training).
By authorizing state officers to decide whether
an alien should be detained for being removable, §6 violates the
principle that the removal process is entrusted to the discretion
of the Federal Government. See,
e.g., Reno v.
American-Arab Anti-Discrimination Comm., 525 U.S.
471, 483–484 (1999); see also Brief for Former INS
Commissioners 8–13. A decision on removability requires a
determination whether it is appropriate to allow a foreign national
to continue living in the United States. Decisions of this nature
touch on foreign relations and must be made with one voice. See
Jama v.
Immigration and Customs Enforcement,
543 U.S.
335, 348 (2005) (“Removal decisions, including the selection of
a removed alien’s destination, may implicate [the Nation’s]
relations with foreign powers and require consideration of changing
political and economic circumstances” (internal quotation marks
omitted)); see also
Galvan v.
Press,
347 U.S.
522, 531 (1954) (“Policies pertaining to the entry of aliens
and their right to remain here are . . . entrusted
exclusively to Congress . . .”);
Truax v.
Raich,
239 U.S.
33, 42 (1915) (“The authority to control immigration—to admit
or exclude aliens—is vested solely in the Federal Government”).
In defense of §6, Arizona notes a federal
statute permitting state officers to “cooperate with the Attorney
General in the identification, apprehension, detention, or removal
of aliens not lawfully present in the United States.” 8
U. S. C. §1357(g)(10)(B). There may be some ambiguity as
to what constitutes cooperation under the federal law; but no
coherent understanding of the term would incorporate the unilateral
decision of state officers to arrest an alien for being removable
absent any request, approval, or other instruction from the Federal
Government. The Department of Homeland Security gives examples of
what would constitute cooperation under federal law. These include
situations where States participate in a joint task force with
federal officers, provide operational support in executing a
warrant, or allow federal immigration officials to gain access to
detainees held in state facilities. See Dept. of Homeland Security,
Guidance on State and Local Governments’ Assistance in Immigration
Enforcement and Related Matters 13–14 (2011), online at http://
www.dhs.gov/files/resources/immigration.shtm (all Internet
materials as visited June 21, 2012, and available in Clerk of
Court’s case file). State officials can also assist the Federal
Government by responding to requests for information about when an
alien will be released from their custody. See §1357(d). But the
unilateral state action to detain authorized by §6 goes far beyond
these measures, defeating any need for real cooperation.
Congress has put in place a system in which
state officers may not make warrantless arrests of aliens based on
possible removability except in specific, limited circumstances. By
nonetheless authorizing state and local offi- cers to engage in
these enforcement activities as a general matter, §6 creates an
obstacle to the full purposes and objectives of Congress. See
Hines, 312 U. S., at 67. Section 6 is preempted by
federal law.
D
Section 2(B)
Section 2(B) of S. B. 1070 requires state
officers to make a “reasonable attempt . . . to determine
the immigration status” of any person they stop, detain, or arrest
on some other legitimate basis if “reasonable suspicion exists that
the person is an alien and is unlawfully present in the United
States.” Ariz. Rev. Stat. Ann. §11–1051(B) (West 2012). The law
also provides that “[a]ny person who is arrested shall have the
person’s immigration status determined before the person is
released.”
Ibid. The accepted way to perform these status
checks is to contact ICE, which maintains a database of immigration
records.
Three limits are built into the state provision.
First, a detainee is presumed not to be an alien unlawfully present
in the United States if he or she provides a valid Arizona driver’s
license or similar identification. Second, officers “may not
consider race, color or national origin . . . except to
the extent permitted by the United States [and] Ari- zona
Constitution[s].”
Ibid. Third, the provisions must be
“implemented in a manner consistent with federal law regulating
immigration, protecting the civil rights of all persons and
respecting the privileges and immunities of United States
citizens.” §11–1051(L) (West 2012).
The United States and its
amici contend
that, even with these limits, the State’s verification requirements
pose an obstacle to the framework Congress put in place. The first
concern is the mandatory nature of the status checks. The second is
the possibility of prolonged detention while the checks are being
performed.
1
Consultation between federal and state
officials is an important feature of the immigration system.
Congress has made clear that no formal agreement or special
training needs to be in place for state officers to “communicate
with the [Federal Government] regarding the immigration status of
any individual, including reporting knowledge that a particular
alien is not lawfully present in the United States.” 8
U. S. C. §1357(g)(10)(A). And Congress has obligated ICE
to respond to any request made by state officials for verification
of a person’s citizenship or im- migration status. See §1373(c);
see also §1226(d)(1)(A) (requiring a system for determining whether
individuals arrested for aggravated felonies are aliens). ICE’s Law
Enforcement Support Center operates “24 hours a day, seven days a
week, 365 days a year” and provides, among other things,
“immigration status, identity information and real-time assistance
to local, state and federal law enforcement agencies.” ICE, Fact
Sheet: Law Enforcement Support Center (May 29, 2012), online at
http:// www.ice.gov/news/library/factsheets/lesc.htm. LESC
responded to more than one million requests for information in 2009
alone. App. 93.
The United States argues that making status
verification mandatory interferes with the federal immigration
scheme. It is true that §2(B) does not allow state officers to
consider federal enforcement priorities in deciding whether to
contact ICE about someone they have detained. See Brief for United
States 47–50. In other words, the officers must make an inquiry
even in cases where it seems unlikely that the Attorney General
would have the alien removed. This might be the case, for example,
when an alien is an elderly veteran with significant and
longstanding ties to the community. See 2011 ICE Memorandum 4–5
(mentioning these factors as relevant).
Congress has done nothing to suggest it is
inappropriate to communicate with ICE in these situations, however.
Indeed, it has encouraged the sharing of information about possible
immigration violations. See 8 U. S. C. §1357(g) (10)(A).
A federal statute regulating the public benefits provided to
qualified aliens in fact instructs that “no State or local
government entity may be prohibited, or in any way restricted, from
sending to or receiving from [ICE] information regarding the
immigration status, lawful or unlawful, of an alien in the United
States.” §1644. The federal scheme thus leaves room for a policy
requiring state officials to contact ICE as a routine matter. Cf.
Whiting, 563 U. S., at ___–___ (slip op., at 23–24)
(rejecting argument that federal law preempted Arizona’s
requirement that employers determine whether employees were
eligible to work through the federal E-Verify system where the
Federal Government had encouraged its use).
2
Some who support the challenge to §2(B) argue
that, in practice, state officers will be required to delay the
release of some detainees for no reason other than to verify their
immigration status. See,
e.g., Brief for Former Arizona
Attorney General Terry Goddard et al. as
Amici Curiae
37, n. 49. Detaining individuals solely to verify their
immigration status would raise constitutional concerns. See,
e.g.,
Arizona v.
Johnson,
555 U.S.
323, 333 (2009);
Illinois v.
Caballes,
543 U.S.
405, 407 (2005) (“A seizure that is justified solely by the
interest in issuing a warning ticket to the driver can become
unlawful if it is prolonged beyond the time reasonably required to
complete that mission”). And it would disrupt the federal framework
to put state officers in the position of holding aliens in custody
for possible unlawful presence without federal direction and
supervision. Cf. Part IV–C,
supra (concluding that Ari- zona
may not authorize warrantless arrests on the basis of
removability). The program put in place by Congress does not allow
state or local officers to adopt this enforcement mechanism.
But §2(B) could be read to avoid these concerns.
To take one example, a person might be stopped for jaywalking in
Tucson and be unable to produce identification. The first sentence
of §2(B) instructs officers to make a “reasonable” attempt to
verify his immigration status with ICE if there is reasonable
suspicion that his presence in the United States is unlawful. The
state courts may conclude that, unless the person continues to be
suspected of some crime for which he may be detained by state
officers, it would not be reasonable to prolong the stop for the
immigration inquiry. See Reply Brief for Petitioners 12, n. 4
(“[Section 2(B)] does not require the verification be completed
during the stop or detention if that is not reasonable or
practicable”); cf.
Muehler v.
Mena,
544 U.S.
93, 101 (2005) (finding no Fourth Amendment violation where
questioning about immigration status did not prolong a stop).
To take another example, a person might be held
pending release on a charge of driving under the influence of
alcohol. As this goes beyond a mere stop, the arrestee (unlike the
jaywalker) would appear to be subject to the categorical
requirement in the second sentence of §2(B) that “[a]ny person who
is arrested shall have the person’s immigration status determined
before [he] is released.” State courts may read this as an
instruction to initiate a status check every time someone is
arrested, or in some subset of those cases, rather than as a
command to hold the person until the check is complete no matter
the circumstances. Even if the law is read as an instruction to
complete a check while the person is in custody, moreover, it is
not clear at this stage and on this record that the verification
process would result in prolonged detention. However the law is
interpreted, if §2(B) only requires state officers to conduct a
status check during the course of an authorized, lawful detention
or after a detainee has been released, the provision likely would
survive pre- emption—at least absent some showing that it has other
consequences that are adverse to federal law and its objectives.
There is no need in this case to address whether reasonable
suspicion of illegal entry or another immigration crime would be a
legitimate basis for prolonging a detention, or whether this too
would be preempted by federal law. See,
e.g., United States
v.
Di Re,
332 U.S.
581, 589 (1948) (authority of state officers to make arrests
for federal crimes is, absent federal statutory instruction, a
matter of state law);
Gonzales v.
Peoria, 722 F.2d
468, 475–476 (CA9 1983) (concluding that Arizona officers have
authority to enforce the criminal provisions of federal immigration
law), overruled on other grounds in
Hodgers-Durgin v.
de
la Vina,
199 F.3d 1037 (CA9 1999).
The nature and timing of this case counsel
caution in evaluating the validity of §2(B). The Federal Government
has brought suit against a sovereign State to challenge the
provision even before the law has gone into effect. There is a
basic uncertainty about what the law means and how it will be
enforced. At this stage, without the benefit of a definitive
interpretation from the state courts, it would be inappropriate to
assume §2(B) will be construed in a way that creates a conflict
with federal law. Cf.
Fox v.
Washington,
236 U.S.
273, 277 (1915) (“So far as statutes fairly may be construed in
such a way as to avoid doubtful constitutional questions they
should be so construed; and it is to be presumed that state laws
will be construed in that way by the state courts” (citation
omitted)). As a result, the United States cannot prevail in its
current challenge. See
Huron Portland Cement Co. v.
Detroit,
362 U.S.
440, 446 (1960) (“To hold otherwise would be to ignore the
teaching of this Court’s decisions which enjoin seeking out
conflicts between state and federal regulation where none clearly
exists”). This opinion does not foreclose other preemption and
constitutional challenges to the law as interpreted and applied
after it goes into effect.
V
Immigration policy shapes the destiny of the
Nation. On May 24, 2012, at one of this Nation’s most distinguished
museums of history, a dozen immigrants stood before the tattered
flag that inspired Francis Scott Key to write the National Anthem.
There they took the oath to become American citizens. The
Smithsonian, News Release, Smithsonian Citizenship Ceremony
Welcomes a Dozen New Americans (May 24, 2012), online at
http://newsdesk.si.edu/releases. These naturalization cere- monies
bring together men and women of different ori- gins who now share a
common destiny. They swear a common oath to renounce fidelity to
foreign princes, to defend the Constitution, and to bear arms on
behalf of the country when required by law. 8 CFR §337.1(a) (2012).
The history of the United States is in part made of the stories,
talents, and lasting contributions of those who crossed oceans and
deserts to come here.
The National Government has significant power to
regulate immigration. With power comes responsibility, and the
sound exercise of national power over immigration depends on the
Nation’s meeting its responsibility to base its laws on a political
will informed by searching, thoughtful, rational civic discourse.
Arizona may have understandable frustrations with the problems
caused by illegal immigration while that process continues, but the
State may not pursue policies that undermine federal law.
* * *
The United States has established that §§3,
5(C), and 6 of S. B. 1070 are preempted. It was improper, however,
to enjoin §2(B) before the state courts had an opportunity to
construe it and without some showing that enforcement of the
provision in fact conflicts with federal immigration law and its
objectives.
The judgment of the Court of Appeals for the
Ninth Circuit is affirmed in part and reversed in part. The case is
remanded for further proceedings consistent with this opinion.
It is so ordered.
Justice Kagan took no part in the consideration
or decision of this case.