In May, 1981, appellant Victoria D. was born to Carole D., who
was married to, and resided with, appellee Gerald D. in California.
Although Gerald was listed as father on the birth certificate and
has always claimed Victoria as his daughter, blood tests showed a
98.07% probability that appellant Michael H., with whom Carole had
had an adulterous affair, was Victoria's father. During Victoria's
first three years, she and her mother resided at times with
Michael, who held her out as his own, at times with another man,
and at times with Gerald, with whom they have lived since June,
1984. In November, 1982, Michael filed a filiation action in
California Superior Court to establish his paternity and right to
visitation. Victoria, through her court-appointed guardian
ad
litem, filed a cross-complaint asserting that she was entitled
to maintain filial relationships with both Michael and Gerald. The
court ultimately granted Gerald summary judgment on the ground that
there were no triable issues of fact as to paternity under
Cal.Evid. Code § 621, which provides that a child born to a married
woman living with her husband, who is neither impotent nor sterile,
is presumed to be a child of the marriage, and that this
presumption may be rebutted only by the husband or wife, and then
only in limited circumstances. Moreover, the court denied Michael's
and Victoria's motions for visitation pending appeal under Cal.Civ.
Code § 4601, which provides that a court may, in its discretion,
grant "reasonable visitation rights . . . to any . . . person
having an interest in the [child's] welfare." The California Court
of Appeal affirmed, rejecting Michael's procedural and substantive
due process challenges to § 621 as well as Victoria's due process
and equal protection claims. The court also rejected Victoria's
assertion of a right to continued visitation with Michael under §
4601, on the ground that California law denies visitation against
the wishes of the mother to a putative father who has been
prevented by § 621 from establishing his paternity.
Held: The judgment is affirmed.
191 Cal. App.
3d 995,
236 Cal. Rptr.
810, affirmed.
JUSTICE SCALIA, joined by THE CHIEF JUSTICE, and in part by
JUSTICE O'CONNOR and JUSTICE KENNEDY, concluded that:
Page 491 U. S. 111
1. The § 621 presumption does not infringe upon the due process
rights of a man wishing to establish his paternity of a child born
to the wife of another man. Pp.
491 U. S.
118-130.
(a) Michael's contention that procedural due process requires
that he be afforded an opportunity to demonstrate his paternity in
an evidentiary hearing fundamentally misconceives the nature of §
621. Although phrased in terms of a presumption, § 621 expresses
and implements a substantive rule of law declaring it to be
generally irrelevant for paternity purposes whether a child
conceived during, and born into, an existing marriage was begotten
by someone other than the husband and had a prior relationship with
him, based on the state legislature's determination, as a matter of
overriding social policy, that the husband should be held
responsible for the child and that the integrity and privacy of the
family unit should not be impugned. Because Michael's complaint is
that the statute categorically denies all men in his circumstances
an opportunity to establish their paternity, his challenge is not
accurately viewed as procedural. Pp.
491 U. S.
119-121.
(b) There is no merit to Michael's substantive due process claim
that he has a constitutionally protected "liberty" interest in the
parental relationship he has established with Victoria, and that
protection of Gerald's and Carole's marital union is an
insufficient state interest to support termination of that
relationship. Michael has failed to meet his burden of proving that
his claimed "liberty" interest is one so deeply imbedded within
society's traditions as to be a fundamental right. Not only has he
failed to demonstrate that the interest he seeks to vindicate has
traditionally been accorded protection by society, but the common
law presumption of legitimacy, and even modern statutory and
decisional law, demonstrate that society has historically
protected, and continues to protect, the marital family against the
sort of claim Michael asserts.
491 U. S.
121-130.
2. The § 621 presumption does not infringe upon any
constitutional right of a child to maintain a relationship with her
natural father. Victoria's assertion that she has a due process
right to maintain filial relationships with both Michael and Gerald
is, at best, the obverse of Michael's claim and fails for the same
reasons. Nor is there any merit to her claim that her equal
protection rights have been violated because, unlike her mother and
presumed father, she had no opportunity to rebut the presumption of
her legitimacy, since the State's decision to treat her differently
from her parents pursues the legitimate end of preventing the
disruption of an otherwise peaceful union by the rational means
of
Page 491 U. S. 112
not allowing anyone but the husband or wife to contest
legitimacy. Pp.
491 U. S.
130-132.
JUSTICE STEVENS, although concluding that a natural father might
have a constitutionally protected interest in his relationship with
a child whose mother was married to, and cohabiting with, another
man at the time of the child's conception and birth, also concluded
that the California statutory scheme, as applied in this case, is
consistent with the Due Process Clause, since it did not deprive
Michael of a fair opportunity to prove that he is an "other person
having an interest in the welfare of the child" to whom "reasonable
visitation rights" may be awarded in the trial judge's discretion
under § 4601. The plurality's interpretation of § 621 as creating
an absolute bar to such a determination is not only an unnatural
reading of the statute's plain language, but is also not consistent
with the reading given by the courts below and California courts in
other cases, all of which, after deciding that the § 621
presumption barred a natural father from proving paternity, have
nevertheless gone on to consider the separate question whether it
would be proper to allow the natural father visitation as an "other
person" based on the best interests of the child in the
circumstances of the particular case. Here, where the record shows
that, after its shaky start, the marriage between Carole and Gerald
developed a stability that now provides Victoria with a loving and
harmonious family home, there was nothing fundamentally unfair in
the trial judge's exercise of his discretion to allow the mother to
decide whether the child's best interests would be served by
allowing the natural father visitation privileges. Pp.
491 U. S.
132-136.
SCALIA, J., announced the judgment of the Court and delivered an
opinion, in which REHNQUIST, C.J., joined, and in all but n. 6 of
which O'CONNOR and KENNEDY, JJ., joined. O'CONNOR, J., filed an
opinion concurring in part, in which KENNEDY, J., joined,
post, p.
491 U. S. 132.
STEVENS, J., filed an opinion concurring in the judgment,
post, p.
491 U. S. 132.
BRENNAN, J., filed a dissenting opinion, in which MARSHALL and
BLACKMUN, JJ., joined,
post, p.
491 U. S. 136.
WHITE, J., filed a dissenting opinion, in which BRENNAN, J.,
joined,
post, p.
491 U. S.
157.
Page 491 U. S. 113
JUSTICE SCALIA announced the judgment of the Court and delivered
an opinion, in which THE CHIEF JUSTICE joins, and in all but note 6
of which JUSTICE O'CONNOR and JUSTICE KENNEDY join.
Under California law, a child born to a married woman living
with her husband is presumed to be a child of the marriage.
Cal.Evid.Code Ann. § 621 (West Supp.1989). The presumption of
legitimacy may be rebutted only by the husband or wife, and then
only in limited circumstances.
Ibid. The instant appeal
presents the claim that this presumption infringes upon the due
process rights of a man who wishes to establish his paternity of a
child born to the wife of another man, and the claim that it
infringes upon the constitutional right of the child to maintain a
relationship with her natural father.
I
The facts of this case are, we must hope, extraordinary. On May
9, 1976, in Las Vegas, Nevada, Carole D., an international model,
and Gerald D., a top executive in a French oil company, were
married. The couple established a home in Playa del Rey,
California, in which they resided as husband and wife when one or
the other was not out of the country on business. In the summer of
1978, Carole became involved in an adulterous affair with a
neighbor, Michael H. In September, 1980, she conceived a child,
Victoria D., who was born on May 11, 1981. Gerald was listed as
father on the birth certificate, and has always held Victoria out
to the world as his
Page 491 U. S. 114
daughter. Soon after delivery of the child, however, Carole
informed Michael that she believed he might be the father.
In the first three years of her life, Victoria remained always
with Carole, but found herself within a variety of quasi-family
units. In October, 1981, Gerald moved to New York City to pursue
his business interests, but Carole chose to remain in California.
At the end of that month, Carole and Michael had blood tests of
themselves and Victoria, which showed a 98.07% probability that
Michael was Victoria's father. In January, 1982, Carole visited
Michael in St. Thomas, where his primary business interests were
based. There Michael held Victoria out as his child. In March,
however, Carole left Michael and returned to California, where she
took up residence with yet another man, Scott K. Later that spring,
and again in the summer, Carole and Victoria spent time with Gerald
in New York City, as well as on vacation in Europe. In the fall,
they returned to Scott in California.
In November, 1982, rebuffed in his attempts to visit Victoria,
Michael filed a filiation action in California Superior Court to
establish his paternity and right to visitation. In March, 1983,
the court appointed an attorney and guardian
ad litem to
represent Victoria's interests. Victoria then filed a
cross-complaint asserting that, if she had more than one
psychological or
de facto father, she was entitled to
maintain her filial relationship, with all of the attendant rights,
duties, and obligations, with both. In May, 1983, Carole filed a
motion for summary judgment. During this period, from March through
July, 1983, Carole was again living with Gerald in New York. In
August, however, she returned to California, became involved once
again with Michael, and instructed her attorneys to remove the
summary judgment motion from the calendar.
For the ensuing eight months, when Michael was not in St. Thomas
he lived with Carole and Victoria in Carole's apartment in Los
Angeles and held Victoria out as his daughter. In April, 1984,
Carole and Michael signed a stipulation that
Page 491 U. S. 115
Michael was Victoria's natural father. Carole left Michael the
next month, however, and instructed her attorneys not to file the
stipulation. In June, 1984, Carole reconciled with Gerald and
joined him in New York, where they now live with Victoria and two
other children since born into the marriage.
In May, 1984, Michael and Victoria, through her guardian
ad
litem, sought visitation rights for Michael
pendente
lite. To assist in determining whether visitation would be in
Victoria's best interests, the Superior Court appointed a
psychologist to evaluate Victoria, Gerald, Michael, and Carole. The
psychologist recommended that Carole retain sole custody, but that
Michael be allowed continued contact with Victoria pursuant to a
restricted visitation schedule. The court concurred, and ordered
that Michael be provided with limited visitation privileges
pendente lite.
On October 19, 1984, Gerald, who had intervened in the action,
moved for summary judgment on the ground that, under Cal.Evid.Code
§ 621, there were no triable issues of fact as to Victoria's
paternity. This law provides that
"the issue of a wife cohabiting with her husband, who is not
impotent or sterile, is conclusively presumed to be a child of the
marriage."
Cal.Evid.Code Ann. § 621(a) (West Supp.1989). The presumption
may be rebutted by blood tests, but only if a motion for such tests
is made, within two years from the date of the child's birth,
either by the husband or, if the natural father has filed an
affidavit acknowledging paternity, by the wife. §§ 621(c) and
(d).
On January 28, 1985, having found that affidavits submitted by
Carole and Gerald sufficed to demonstrate that the two were
cohabiting at conception and birth, and that Gerald was neither
sterile nor impotent, the Superior Court granted Gerald's motion
for summary judgment, rejecting Michael's and Victoria's challenges
to the constitutionality of § 621. The court also denied their
motions for continued visitation pending the appeal under
Cal.Civ.Code § 4601, which provides that a court may, in its
discretion, grant "reasonable
Page 491 U. S. 116
visitation rights . . . to any . . . person having an interest
in the welfare of the child." Cal.Civ.Code Ann. § 4601 (West
Supp.1989). It found that allowing such visitation would "violat[e]
the intention of the Legislature by impugning the integrity of the
family unit." Supp.App. to Juris. Statement A-91.
On appeal, Michael asserted,
inter alia, that the
Superior Court's application of § 621 had violated his procedural
and substantive due process rights. Victoria also raised a due
process challenge to the statute, seeking to preserve her
de
facto relationship with Michael, as well as with Gerald. She
contended, in addition, that, as § 621 allows the husband and, at
least to a limited extent, the mother, but not the child, to rebut
the presumption of legitimacy, it violates the child's right to
equal protection. Finally, she asserted a right to continued
visitation with Michael under § 4601. After submission of briefs
and a hearing, the California Court of Appeal affirmed the judgment
of the Superior Court and upheld the constitutionality of the
statute.
191 Cal. App.
3d 995,
236 Cal. Rptr.
810 (1987). It interpreted that judgment, moreover, as having
denied permanent visitation rights under § 4601, regarding that as
the implication of the Superior Court's reliance upon § 621 and
upon an earlier California case,
Vincent B. v. Joan
R., 126 Cal. App.
3d 619,
179 Cal. Rptr.
9 (1981), which had held that, once an assertion of biological
paternity is "determined to be legally impossible" under § 621,
visitation against the wishes of the mother should be denied under
§ 4601. 126 Cal. App. 3d at 627-628,
179 Cal. Rptr.
at 13.
The Court of Appeal denied Michael's and Victoria's petitions
for rehearing, and, on July 30, 1987, the California Supreme Court
denied discretionary review. On February 29, 1988, we noted
probable jurisdiction of the present appeal. 485 U.S. 903. Before
us, Michael and Victoria both raise equal protection and due
process challenges. We do not reach Michael's equal protection
claim, however, as it
Page 491 U. S. 117
was neither raised nor passed upon below.
See Bankers Life
& Casualty Co. v. Crenshaw, 486 U. S.
71 (1988).
II
The California statute that is the subject of this litigation
is, in substance, more than a century old. California Code of
Civ.Proc. § 1962(5), enacted in 1872, provided that "[t]he issue of
a wife cohabiting with her husband, who is not impotent, is
indisputably presumed to be legitimate." In 1955, the legislature
amended the statute by adding the preface: "Notwithstanding any
other provision of law." 1955 Cal.Stats., ch. 948, p. 1835, § 3. In
1965, when California's Evidence Code was adopted, the statute was
codified as § 621, with no substantive change except replacement of
the word "indisputably" with "conclusively," 1965 Cal.Stats., ch.
299, § 2, pp. 1297, 1308. When California adopted the Uniform
Parentage Act, 1975 Cal.Stats., ch. 1244, § 11, pp. 3196-3201,
codified at Cal.Civ.Code Ann. § 7000
et seq.
(West 1983), it amended § 621 by replacing the word "legitimate"
with the phrase "a child of the marriage" and by adding
nonsterility to nonimpotence and cohabitation as a predicate for
the presumption. 1975 Cal.Stats., ch. 1244, § 13, p. 3202. In 1980,
the legislature again amended the statute to provide the husband an
opportunity to introduce blood test evidence in rebuttal of the
presumption, 1980 Cal.Stats., ch. 1310, p. 4433; and in 1981
amended it to provide the mother such an opportunity, 1981
Cal.Stats., ch. 1180, p. 4761. In their present form, the
substantive provisions of the statute are as follows:
"§ 621. Child of the marriage; notice of motion for blood
tests"
(a) Except as provided in subdivision (b), the issue of a wife
cohabiting with her husband, who is not impotent or sterile, is
conclusively presumed to be a child of the marriage.
Page 491 U. S. 118
"(b) Notwithstanding the provisions of subdivision (a), if the
court finds that the conclusions of all the experts, as disclosed
by the evidence based upon blood tests performed pursuant to
Chapter 2 (commencing with Section 890) of Division 7 are that the
husband is not the father of the child, the question of paternity
of the husband shall be resolved accordingly."
"(c) The notice of motion for blood tests under subdivision (b)
may be raised by the husband not later than two years from the
child's date of birth."
"(d) The notice of motion for blood tests under subdivision (b)
may be raised by the mother of the child not later than two years
from the child's date of birth if the child's biological father has
filed an affidavit with the court acknowledging paternity of the
child."
"(e) The provisions of subdivision (b) shall not apply to any
case coming within the provisions of Section 7005 of the Civil Code
[dealing with artificial insemination] or to any case in which the
wife, with the consent of the husband, conceived by means of a
surgical procedure."
III
We address first the claims of Michael. At the outset, it is
necessary to clarify what he sought and what he was denied.
California law, like nature itself, makes no provision for dual
fatherhood. Michael was seeking to be declared the father of
Victoria. The immediate benefit he evidently sought to obtain from
that status was visitation rights.
See Cal.Civ.Code Ann. §
4601 (West 1983) (parent has statutory right to visitation "unless
it is shown that such visitation would be detrimental to the best
interests of the child"). But if Michael were successful in being
declared the father, other rights would follow -- most importantly,
the right to be considered as the parent who should have custody,
Cal.Civ.Code Ann. § 4600 (West 1983), a status which
"embrace[s] the sum of parental rights with respect to the
rearing of a child, including the child's care; the right to the
child's services and
Page 491 U. S. 119
earnings; the right to direct the child's activities; the right
to make decisions regarding the control, education, and health of
the child; and the right, as well as the duty, to prepare the child
for additional obligations, which includes the teaching of moral
standards, religious beliefs, and elements of good
citizenship."
4 California Family Law § 60.02[1][b] (C. Markey ed.1987)
(footnotes omitted). All parental rights, including visitation,
were automatically denied by denying Michael status as the father.
While Cal.Civ.Code Ann. § 4601 places it within the discretionary
power of a court to award visitation rights to a nonparent, the
Superior Court here, affirmed by the Court of Appeal, held that
California law denies visitation, against the wishes of the mother,
to a putative father who has been prevented by § 621 from
establishing his paternity.
See 191 Cal. App. 3d at 1013,
236 Cal. Rptr. at 821, citing
Vincent B. v. Joan R., 126
Cal. App. 3d at 627-628,
179 Cal. Rptr.
at 13.
Michael raises two related challenges to the constitutionality
of § 621. First, he asserts that requirements of procedural due
process prevent the State from terminating his liberty interest in
his relationship with his child without affording him an
opportunity to demonstrate his paternity in an evidentiary hearing.
We believe this claim derives from a fundamental misconception of
the nature of the California statute. While § 621 is phrased in
terms of a presumption, that rule of evidence is the implementation
of a substantive rule of law. California declares it to be, except
in limited circumstances, irrelevant for paternity purposes whether
a child conceived during, and born into, an existing marriage was
begotten by someone other than the husband and had a prior
relationship with him. As the Court of Appeal phrased it:
"'The conclusive presumption is actually a substantive rule of
law based upon a determination by the Legislature, as a matter of
overriding social policy, that given a certain relationship between
the husband and wife, the husband is to be held responsible for the
child, and that
Page 491 U. S. 120
the integrity of the family unit should not be impugned.'"
191 Cal. App. 3d at 1005, 236 Cal. Rptr. at 816, quoting
Vincent B. v. Joan R., 126 Cal. App. 3d at 623, 179 Cal.
Rptr. at 10. Of course, the conclusive presumption not only
expresses the State's substantive policy but also furthers it,
excluding inquiries into the child's paternity that would be
destructive of family integrity and privacy. [
Footnote 1]
This Court has struck down as illegitimate certain "irrebuttable
presumptions."
See, e.g., Stanley v. Illinois,
405 U. S. 645
(1972);
Vlandis v. Kline, 412 U.
S. 441 (1973);
Cleveland Board of Education v.
LaFleur, 414 U. S. 632
(1974). Those holdings did not, however, rest upon
procedural due process. A conclusive presumption does, of
course, foreclose the person against whom it is invoked from
demonstrating, in a particularized proceeding, that applying the
presumption to him will in fact not further the lawful governmental
policy the presumption is designed to effectuate. But the same can
be said of any legal rule that establishes general classifications,
whether framed in terms of a presumption or not. In this respect,
there is no difference between a rule which says that the marital
husband shall be irrebuttably presumed to be the father and a rule
which says that the adulterous natural father shall not be
recognized as the legal father. Both, rules deny someone in
Michael's situation a hearing on whether, in the particular
circumstances of his case, California's policies would best be
served by giving him parental rights. Thus, as many commentators
have observed,
see, e.g., Bezanson, Some Thoughts on the
Emerging Irrebuttable Presumption Doctrine, 7 Ind.L.Rev. 644
(1974); Nowak, Realigning
Page 491 U. S. 121
the Standards of Review Under the Equal Protection Guarantee --
Prohibited, Neutral, and Permissive Classifications, 62 Geo.L.J.
1071, 1102-1106 (1974); Note, Irrebuttable Presumptions: An
Illusory Analysis, 27 Stan.L.Rev. 449 (1975); Note, The
Irrebuttable Presumption Doctrine in the Supreme Court, 87
Harv.L.Rev. 1534 (1974), our "irrebuttable presumption" cases must
ultimately be analyzed as calling into question not the adequacy of
procedures, but -- like our cases involving classifications framed
in other terms,
see, e.g., Craig v. Boren, 429 U.
S. 190 (1976);
Carrington v. Rash, 380 U. S.
89 (1965) -- the adequacy of the "fit" between the
classification and the policy that the classification serves.
See LaFleur, supra, at
414 U. S. 652
(Powell, J., concurring in result);
Vlandis, supra, at
412 U. S.
456-459 (WHITE, J., concurring), 466-469 (REHNQUIST, J.,
dissenting);
Weinberger v. Salfi, 422 U.
S. 749 (1975). We therefore reject Michael's procedural
due process challenge and proceed to his substantive claim.
Michael contends as a matter of substantive due process that,
because he has established a parental relationship with Victoria,
protection of Gerald's and Carole's marital union is an
insufficient state interest to support termination of that
relationship. This argument is, of course, predicated on the
assertion that Michael has a constitutionally protected liberty
interest in his relationship with Victoria.
It is an established part of our constitutional jurisprudence
that the term "liberty" in the Due Process Clause extends beyond
freedom from physical restraint.
See, e.g., Pierce v. Society
of Sisters, 268 U. S. 510
(1925);
Meyer v. Nebraska, 262 U.
S. 390 (1923). Without that core textual meaning as a
limitation, defining the scope of the Due Process Clause "has at
times been a treacherous field for this Court," giving
"reason for concern lest the only limits to . . . judicial
intervention become the predilections of those who happen at the
time to be Members of this Court."
Moore v. East Cleveland, 431 U.
S. 494,
431 U. S. 502
(1977). The need for restraint has been cogently expressed by
JUSTICE WHITE:
Page 491 U. S. 122
"That the Court has ample precedent for the creation of new
constitutional rights should not lead it to repeat the process at
will. The Judiciary, including this Court, is the most vulnerable,
and comes nearest to illegitimacy when it deals with judge-made
constitutional law having little or no cognizable roots in the
language or even the design of the Constitution. Realizing that the
present construction of the Due Process Clause represents a major
judicial gloss on its terms, as well as on the anticipation of the
Framers, . . . the Court should be extremely reluctant to breathe
still further substantive content into the Due Process Clause so as
to strike down legislation adopted by a State or city to promote
its welfare. Whenever the Judiciary does so, it unavoidably
preempts for itself another part of the governance of the country
without express constitutional authority."
Moore, supra, at
431 U. S. 544
(dissenting opinion). In an attempt to limit and guide
interpretation of the Clause, we have insisted not merely that the
interest denominated as a "liberty" be "fundamental" (a concept
that, in isolation, is hard to objectify), but also that it be an
interest traditionally protected by our society. [
Footnote 2] As we have put it, the Due
Process Clause affords only those protections "so rooted in the
traditions and conscience of our people as to be ranked as
fundamental."
Snyder v. Massachusetts, 291 U. S.
97,
291 U. S. 105
(1934) (Cardozo, J.). Our cases reflect "continual insistence upon
respect for the teachings of history [and] solid recognition
Page 491 U. S. 123
of the basic values that underlie our society. . . ."
Griswold v. Connecticut, 381 U. S. 479,
381 U. S. 501
(1965) (Harlan, J., concurring in judgment).
This insistence that the asserted liberty interest be rooted in
history and tradition is evident, as elsewhere, in our cases
according constitutional protection to certain parental rights.
Michael reads the landmark case of
Stanley v. Illinois,
405 U. S. 645
(1972), and the subsequent cases of
Quilloin v. Walcott,
434 U. S. 246
(1978),
Caban v. Mohammed, 441 U.
S. 380 (1979), and
Lehr v. Robertson,
463 U. S. 248
(1983), as establishing that a liberty interest is created by
biological fatherhood plus an established parental relationship --
factors that exist in the present case as well. We think that
distorts the rationale of those cases. As we view them, they rest
not upon such isolated factors but upon the historic respect --
indeed, sanctity would not be too strong a term -- traditionally
accorded to the relationships that develop within the unitary
family. [
Footnote 3]
See
Stanley, supra, at
405 U. S. 651;
Quilloin, supra, at
434 U. S.
254-255;
Caban, supra, at
441 U. S. 389;
Lehr, supra, at
463 U. S. 261.
In
Stanley, for example, we forbade the destruction of
such a family when, upon the death of the mother, the State had
sought to remove children from the custody of a father who had
lived with and supported them and their mother for 18 years. As
Justice Powell stated for the plurality in
Moore v. East
Cleveland, supra, at
431 U. S.
503:
"Our
Page 491 U. S. 124
decisions establish that the Constitution protects the sanctity
of the family precisely because the institution of the family is
deeply rooted in this Nation's history and tradition."
Thus, the legal issue in the present case reduces to whether the
relationship between persons in the situation of Michael and
Victoria has been treated as a protected family unit under the
historic practices of our society, or whether, on any other basis,
it has been accorded special protection. We think it impossible to
find that it has. In fact, quite to the contrary, our traditions
have protected the marital family (Gerald, Carole, and the child
they acknowledge to be theirs) against the sort of claim Michael
asserts. [
Footnote 4]
The presumption of legitimacy was a fundamental principle of the
common law. H. Nicholas, Adulturine Bastardy 1 (1836).
Traditionally, that presumption could be rebutted only by proof
that a husband was incapable of procreation or had had no access to
his wife during the relevant period.
Id. at 9-10 (citing
Bracton, De Legibus et Consuetudinibus Angliae, bk. i, ch. 9, p. 6;
bk. ii, ch. 29, p. 63, ch. 32, p. 70 (1569)). As explained by
Blackstone, nonaccess could only be proved
"if the husband be out of the kingdom of England (or, as the law
somewhat loosely phrases it,
extra quatuor maria [beyond
the four seas]) for above nine months. . . ."
1 Blackstone's Commentaries 456 (J. Chitty ed. 1826). And, under
the common law both in England and here, "neither
Page 491 U. S. 125
husband nor wife [could] be a witness to prove access or
nonaccess." J. Schouler, Law of the Domestic Relations § 225, p.
306 (3d ed. 1882); R. Graveson & F. Crane, A Century of Family
Law: 1857-1957, p. 158 (1957). The primary policy rationale
underlying the common law's severe restrictions on rebuttal of the
presumption appears to have been an aversion to declaring children
illegitimate,
see Schouler,
supra, § 225, at
306-307; M. Grossberg, Governing the Hearth 201 (1985), thereby
depriving them of rights of inheritance and succession, 2 J. Kent,
Commentaries on American Law *175, and likely making them wards of
the state. A secondary policy concern was the interest in promoting
the "peace and tranquillity of States and families," Schouler,
supra, § 225, at 304, quoting Boullenois, Traite des
Status, bk. 1, p. 62, a goal that is obviously impaired by
facilitating suits against husband and wife asserting that their
children are illegitimate. Even though, as bastardy laws became
less harsh,
"[j]udges in both [England and the United States] gradually
widened the acceptable range of evidence that could be offered by
spouses, and placed restraints on the 'four seas rule' . . . [,]
the law retained a strong bias against ruling the children of
married women illegitimate."
Grossberg,
supra, at 202.
We have found nothing in the older sources, nor in the older
cases, addressing specifically the power of the natural father to
assert parental rights over a child born into a woman's existing
marriage with another man. Since it is Michael's burden to
establish that such a power (at least where the natural father has
established a relationship with the child) is so deeply embedded
within our traditions as to be a fundamental right, the lack of
evidence alone might defeat his case. But the evidence shows that,
even in modern times -- when, as we have noted, the rigid
protection of the marital family has in other respects been relaxed
-- the ability of a person in Michael's position to claim paternity
has not been generally acknowledged. For example, a 1957 annotation
on the subject: "Who may dispute presumption of legitimacy of
Page 491 U. S. 126
child conceived or born during wedlock," 53 A.L.R.2d 572, shows
three States (including California) with statutes limiting standing
to the husband or wife and their descendants, one State (Louisiana)
with a statute limiting it to the husband, two States (Florida and
Texas) with judicial decisions limiting standing to the husband,
and two States (Illinois and New York) with judicial decisions
denying standing even to the mother. Not a single decision is set
forth specifically according standing to the natural father, and
"express indications of the nonexistence of any . . . limitation"
upon standing were found only "in a few jurisdictions."
Id. at 579.
Moreover, even if it were clear that one in Michael's position
generally possesses, and has generally always possessed, standing
to challenge the marital child's legitimacy, that would still not
establish Michael's case. As noted earlier, what is at issue here
is not entitlement to a state pronouncement that Victoria was
begotten by Michael. It is no conceivable denial of constitutional
right for a State to decline to declare facts unless some legal
consequence hinges upon the requested declaration. What Michael
asserts here is a right to have himself declared the natural
father, and thereby to obtain parental prerogatives. [
Footnote 5] What he must establish,
therefore, is not that our society has traditionally allowed a
natural father in his circumstances to establish paternity, but
that it has traditionally accorded such a father parental rights,
or at least has not traditionally denied them. Even if the law in
all States had always been that the entire world could
challenge
Page 491 U. S. 127
the marital presumption and obtain a declaration as to who was
the natural father, that would not advance Michael's claim. Thus,
it is ultimately irrelevant, even for purposes of determining
current social attitudes towards the alleged substantive right
Michael asserts, that the present law in a number of States appears
to allow the natural father -- including the natural father who has
not established a relationship with the child -- the theoretical
power to rebut the marital presumption,
see Note,
Rebutting the Marital Presumption: A Developed Relationship Test,
88 Colum.L.Rev. 369, 373 (1988). What counts is whether the States
in fact award substantive parental rights to the natural father of
a child conceived within, and born into, an extant marital union
that wishes to embrace the child. We are not aware of a single
case, old or new, that has done so. This is not the stuff of which
fundamental rights qualifying as liberty interests are made.
[
Footnote 6]
Page 491 U. S. 128
In
Lehr v. Robertson, a case involving a natural
father's attempt to block his child's adoption by the unwed
mother's new husband, we observed that
"[t]he significance of the biological connection is that it
offers the natural father an opportunity that no other male
possesses to develop a relationship
Page 491 U. S. 129
with his offspring,"
463 U.S. at
463 U. S. 262,
and we assumed that the Constitution might require some protection
of that opportunity,
id. at
463 U. S.
262-265. Where, however, the child is born into an
extant marital family, the natural father's unique opportunity
conflicts with the similarly unique opportunity of the husband of
the marriage, and it is not unconstitutional for the State to give
categorical preference to the latter. In
Lehr, we quoted
approvingly from Justice Stewart's dissent in
Caban v.
Mohammed, 441 U.S. at
441 U. S. 397, to the effect that, although
"'[i]n some circumstances the actual relationship between father
and child may suffice to create in the unwed father parental
interests comparable to those of the married father,'"
"'the absence of a legal tie with the mother may in such
circumstances appropriately place a limit on whatever substantive
constitutional claims might otherwise exist.'"
463 U.S. at
463 U. S. 260,
n. 16. In accord with our traditions, a limit is also imposed by
the circumstance that the mother is, at the time of the child's
conception and birth, married to, and cohabitating with, another
man, both of whom wish to raise the child as the offspring of their
union. [
Footnote 7] It is a
question of legislative policy, and not constitutional law,
whether
Page 491 U. S. 130
California will allow the presumed parenthood of a couple
desiring to retain a child conceived within and born into their
marriage to be rebutted.
We do not accept JUSTICE BRENNAN's criticism that this result
"squashes" the liberty that consists of "the freedom not to
conform."
Post at
491 U. S. 141. It seems to us that reflects the
erroneous view that there is only one side to this controversy --
that one disposition can expand a "liberty" of sorts without
contracting an equivalent "liberty" on the other side. Such a happy
choice is rarely available. Here, to
provide protection to
an adulterous natural father is to
deny protection to a
marital father, and vice versa. If Michael has a "freedom not to
conform" (whatever that means), Gerald must equivalently have a
"freedom to conform." One of them will pay a price for asserting
that "freedom" -- Michael by being unable to act as father of the
child he has adulterously begotten, or Gerald by being unable to
preserve the integrity of the traditional family unit he and
Victoria have established. Our disposition does not choose between
these two "freedoms," but leaves that to the people of California.
JUSTICE BRENNAN's approach chooses one of them as the
constitutional imperative, on no apparent basis except that the
unconventional is to be preferred.
IV
We have never had occasion to decide whether a child has a
liberty interest, symmetrical with that of her parent, in
maintaining her filial relationship. We need not do so here
because, even assuming that such a right exists, Victoria's claim
must fail. Victoria's due process challenge is, if anything, weaker
than Michael's. Her basic claim is not that California has erred in
preventing her from establishing that Michael, not Gerald, should
stand as her legal father. Rather, she claims a due process right
to maintain filial relationships with both Michael and Gerald. This
assertion merits little discussion, for, whatever the merits of the
guardian
Page 491 U. S. 131
ad litem's belief that such an arrangement can be of
great psychological benefit to a child, the claim that a State must
recognize multiple fatherhood has no support in the history or
traditions of this country. Moreover, even if we were to construe
Victoria's argument as forwarding the lesser proposition that,
whatever her status
vis-a-vis Gerald, she has a liberty
interest in maintaining a filial relationship with her natural
father, Michael, we find that, at best, her claim is the obverse of
Michael's, and fails for the same reasons.
Victoria claims in addition that her equal protection rights
have been violated because, unlike her mother and presumed father,
she had no opportunity to rebut the presumption of her legitimacy.
We find this argument wholly without merit. We reject, at the
outset, Victoria's suggestion that her equal protection challenge
must be assessed under a standard of strict scrutiny because, in
denying her the right to maintain a filial relationship with
Michael, the State is discriminating against her on the basis of
her illegitimacy.
See Gomez v. Perez, 409 U.
S. 535,
409 U. S. 538
(1973). Illegitimacy is a legal construct, not a natural trait.
Under California law, Victoria is not illegitimate, and she is
treated in the same manner as all other legitimate children: she is
entitled to maintain a filial relationship with her legal
parents.
We apply, therefore, the ordinary "rational relationship" test
to Victoria's equal protection challenge. The primary rationale
underlying § 621's limitation on those who may rebut the
presumption of legitimacy is a concern that allowing persons other
than the husband or wife to do so may undermine the integrity of
the marital union. When the husband or wife contests the legitimacy
of their child, the stability of the marriage has already been
shaken. In contrast, allowing a claim of illegitimacy to be pressed
by the child -- or, more accurately, by a court-appointed guardian
ad litem -- may well disrupt an otherwise peaceful union.
Since it pursues a legitimate end by rational means, California's
decision
Page 491 U. S. 132
to treat Victoria differently from her parents is not a denial
of equal protection.
The judgment of the California Court of Appeal is
Affirmed.
[
Footnote 1]
In those circumstances in which California allows a natural
father to rebut the presumption of legitimacy of a child born to a
married woman,
e.g., where the husband is impotent or
sterile or where the husband and wife have not been cohabiting, it
is more likely that the husband already knows the child is not his,
and thus less likely that the paternity hearing will disrupt an
otherwise harmonious and apparently exclusive marital
relationship.
[
Footnote 2]
We do not understand what JUSTICE BRENNAN has in mind by an
interest "that society traditionally has thought important . . .
without protecting it"
post at
491 U. S. 140.
The protection need not take the form of an explicit constitutional
provision or statutory guarantee, but it must at least exclude (all
that is necessary to decide the present case) a societal tradition
of enacting laws denying the interest. Nor do we understand why our
practice of limiting the Due Process Clause to traditionally
protected interests turns the clause "into a redundancy,"
post at
491 U. S. 141.
Its purpose is to prevent future generations from lightly casting
aside important traditional values -- not to enable this Court to
invent new ones.
[
Footnote 3]
JUSTICE BRENNAN asserts that only "a pinched conception of
the family'" would exclude Michael, Carole, and Victoria from
protection. Post at 491 U. S. 145.
We disagree. The family unit accorded traditional respect in our
society, which we have referred to as the "unitary family," is
typified, of course, by the marital family, but also includes the
household of unmarried parents and their children. Perhaps the
concept can be expanded even beyond this, but it will bear no
resemblance to traditionally respected relationships -- and will
thus cease to have any constitutional significance -- if it is
stretched so far as to include the relationship established between
a married woman, her lover, and their child, during a 3-month
sojourn in St. Thomas, or during a subsequent 8-month period when,
if he happened to be in Los Angeles, he stayed with her and the
child.
[
Footnote 4]
JUSTICE BRENNAN insists that, in determining whether a liberty
interest exists, we must look at Michael's relationship with
Victoria in isolation, without reference to the circumstance that
Victoria's mother was married to someone else when the child was
conceived, and that that woman and her husband wish to raise the
child as their own.
See post at
491 U. S.
145-146. We cannot imagine what compels this strange
procedure of looking at the act which is assertedly the subject of
a liberty interest in isolation from its effect upon other people
-- rather like inquiring whether there is a liberty interest in
firing a gun where the case at hand happens to involve its
discharge into another person's body. The logic of JUSTICE
BRENNAN's position leads to the conclusion that, if Michael had
begotten Victoria by rape, that fact would in no way affect his
possession of a liberty interest in his relationship with her.
[
Footnote 5]
According to JUSTICE BRENNAN, Michael does not claim -- and in
order to prevail here need not claim -- a substantive right to
maintain a parental relationship with Victoria, but merely the
right to "a hearing on the issue" of his paternity.
Post
at
491 U. S. 156,
n. 12. "Michael's challenge . . . does not depend," we are told,
"on his ability ultimately to obtain visitation rights."
Post at
491 U. S. 147.
To be sure it does not depend upon his ability ultimately to obtain
those rights, but it surely depends upon his asserting a claim to
those rights, which is precisely what JUSTICE BRENNAN denies. We
cannot grasp the concept of a "right to a hearing" on the part of a
person who claims no substantive entitlement that the hearing will
assertedly vindicate.
[
Footnote 6]
JUSTICE BRENNAN criticizes our methodology in using historical
traditions specifically relating to the rights of an adulterous
natural father, rather than inquiring more generally "whether
parenthood is an interest that historically has received our
attention and protection."
Post at
491 U.S. 139. There seems to us no
basis for the contention that this methodology is "nove[l],"
post at
491 U. S. 140.
For example, in
Bowers v. Hardwick, 478 U.
S. 186 (1986), we noted that, at the time the Fourteenth
Amendment was ratified, all but 5 of the 37 States had criminal
sodomy laws, that all 50 of the States had such laws prior to 1961,
and that 24 States and the District of Columbia continued to have
them; and we concluded from that record, regarding that very
specific aspect of sexual conduct, that
"to claim that a right to engage in such conduct is 'deeply
rooted in this Nation's history and tradition' or 'implicit in the
concept of ordered liberty' is, at best, facetious."
Id. at
478 U. S. 194.
In
Roe v. Wade, 410 U. S. 113
(1973), we spent about a fifth of our opinion negating the
proposition that there was a longstanding tradition of laws
proscribing abortion.
Id. at
410 U. S.
129-141.
We do not understand why, having rejected our focus upon the
societal tradition regarding the natural father's rights
vis-a-vis a child whose mother is married to another man,
JUSTICE BRENNAN would choose to focus instead upon "parenthood."
Why should the relevant category not be even more general --
perhaps "family relationships," or "personal relationships," or
even "emotional attachments in general?" Though the dissent has no
basis for the level of generality it would select, we do: We refer
to the most specific level at which a relevant tradition
protecting, or denying protection to, the asserted right can be
identified. If, for example, there were no societal tradition,
either way, regarding the rights of the natural father of a child
adulterously conceived, we would have to consult, and (if possible)
reason from, the traditions regarding natural fathers in general.
But there is such a more specific tradition, and it unqualifiedly
denies protection to such a parent.
One would think that JUSTICE BRENNAN would appreciate the value
of consulting the most specific tradition available, since he
acknowledges that
"[e]ven if we can agree . . . that 'family' and 'parenthood' are
part of the good life, it is absurd to assume that we can agree on
the content of those terms and destructive to pretend that we
do."
Post at
491 U. S. 141.
Because such general traditions provide such imprecise guidance,
they permit judges to dictate, rather than discern, the society's
views. The need, if arbitrary decisionmaking is to be avoided, to
adopt the most specific tradition as the point of reference -- or
at least to announce, as JUSTICE BRENNAN declines to do, some other
criterion for selecting among the innumerable relevant traditions
that could be consulted -- is well enough exemplified by the fact
that in the present case. JUSTICE BRENNAN's opinion and JUSTICE
O'CONNOR's opinion,
post p.
491 U. S. 132,
which disapproves this footnote, both appeal to tradition, but, on
the basis of the tradition they select, reach opposite results.
Although assuredly having the virtue (if it be that) of leaving
judges free to decide as they think best when the unanticipated
occurs, a rule of law that binds neither by text nor by any
particular, identifiable tradition is no rule of law at all.
Finally, we may note that this analysis is not inconsistent with
the result in cases such as
Griswold v. Connecticut,
381 U. S. 479
(1965), or
Eisenstadt v. Baird, 405 U.
S. 438 (1972). None of those cases acknowledged a
longstanding and still extant societal tradition withholding the
very right pronounced to be the subject of a liberty interest and
then rejected it. JUSTICE BRENNAN must do so here. In this case,
the existence of such a tradition, continuing to the present day,
refutes any possible contention that the alleged right is "so
rooted in the traditions and conscience of our people as to be
ranked as fundamental,"
Snyder v. Massachusetts,
291 U. S. 97,
291 U. S. 105
(1934), or "implicit in the concept of ordered liberty,"
Palko
v. Connecticut, 302 U. S. 319,
302 U. S. 325
(1937).
[
Footnote 7]
JUSTICE BRENNAN chides us for thus limiting our holding to
situations in which, as here, the husband and wife wish to raise
her child jointly. The dissent believes that, without this
limitation, we would be unable to "rely on the State's asserted
interest in protecting the
unitary family' in denying that
Michael and Victoria have been deprived of liberty." Post
at 491 U. S. . As
we have sought to make clear, however, and as the dissent elsewhere
seems to understand, see post at 491 U.S. 139, 491 U. S.
140-141, 491 U. S. 145,
491 U. S. 147,
we rest our decision not upon our independent "balancing" of such
interests, but upon the absence of any constitutionally protected
right to legal parentage on the part of an adulterous natural
father in Michael's situation, as evidenced by long tradition. That
tradition reflects a "balancing" that has already been made by
society itself. We limit our pronouncement to the relevant facts of
this case, because it is at least possible that our traditions lead
to a different conclusion with regard to adulterous fathering of a
child whom the marital parents do not wish to raise as their own.
It seems unfair for those who disagree with our holding to include
among their criticisms that we have not extended the holding more
broadly.
JUSTICE O'CONNOR, with whom JUSTICE KENNEDY joins, concurring in
part.
I concur in all but
footnote 6
of JUSTICE SCALIA's opinion This footnote sketches a mode of
historical analysis to be used when identifying liberty interests
protected by the Due Process Clause of the Fourteenth Amendment
that may be somewhat inconsistent with our past decisions in this
area.
See Griswold v. Connecticut, 381 U.
S. 479 (1965);
Eisenstadt v. Baird,
405 U. S. 438
(1972). On occasion, the Court has characterized relevant
traditions protecting asserted rights at levels of generality that
might not be "the most specific level" available.
Ante at
491 U. S.
127-128, n. 6.
See Loving v. Virginia,
388 U. S. 1, 12
(1967);
Turner v. Safley, 482 U. S.
78, 94 (1987);
cf. United States v. Stanley,
483 U. S. 669, 709
(1987) (O'CONNOR, J., concurring in part and dissenting in part). I
would not foreclose the unanticipated by the prior imposition of a
single mode of historical analysis.
Poe v. Ullman,
367 U. S. 497,
367 U. S. 542,
367 U. S. 544
(1961) (Harlan, J., dissenting).
JUSTICE STEVENS, concurring in the judgment.
As I understand this case, it raises two different questions
about the validity of California's statutory scheme. First, is
Cal.Evid.Code Ann. § 621 (West Supp.1989) unconstitutional because
it prevents Michael and Victoria from obtaining a judicial
determination that he is her biological father -- even if no legal
rights would be affected by that determination? Second, does the
California statute deny appellants a fair opportunity to prove that
Victoria's best interests would be served by granting Michael
visitation rights?
On the first issue, I agree with JUSTICE SCALIA that the Federal
Constitution imposes no obligation upon a State to
Page 491 U. S. 133
"declare facts unless some legal consequence hinges upon the
requested declaration."
Ante at
491 U. S. 126.
"The actions of judges neither create nor sever genetic bonds."
Lehr v. Robertson, 463 U. S. 248,
463 U. S. 261
(1983).
On the second issue, I do not agree with JUSTICE SCALIA's
analysis. He seems to reject the possibility that a natural father
might ever have a constitutionally protected interest in his
relationship with a child whose mother was married to, and
cohabiting with, another man at the time of the child's conception
and birth. I think cases like
Stanley v. Illinois,
405 U. S. 645
(1972), and
Caban v. Mohammed, 441 U.
S. 380 (1979), demonstrate that enduring "family"
relationships may develop in unconventional settings. I therefore
would not foreclose the possibility that a constitutionally
protected relationship between a natural father and his child might
exist in a case like this. Indeed, I am willing to assume for the
purpose of deciding this case that Michael's relationship with
Victoria is strong enough to give him a constitutional right to try
to convince a trial judge that Victoria's best interest would be
served by granting him visitation rights. I am satisfied, however,
that the California statute, as applied in this case, gave him that
opportunity.
Section 4601 of the California Civil Code Annotated (West
Supp.1989) provides:
"[R]easonable visitation rights [shall be awarded] to a parent
unless it is shown that the visitation would be detrimental to the
best interests of the child. In the discretion of the court,
reasonable visitation rights may be granted
to any other person
having an interest in the welfare of the child."
(Emphasis added.) The presumption established by § 621 denied
Michael the benefit of the first sentence of § 4601 because, as a
matter of law, he is not a "parent." It does not, however, prevent
him from proving that he is an "other person having an interest in
the welfare of the child." On its face, therefore, the statute
Page 491 U. S. 134
plainly gave the trial judge the authority to grant Michael
"reasonable visitation rights."
I recognize that my colleagues have interpreted § 621 as
creating an absolute bar that would prevent a California trial
judge from regarding the natural father as either a "parent" within
the meaning of the first sentence of § 4601
or as "any
other person" within the meaning of the second sentence.
See
ante at
491 U. S. 116,
491 U. S. 119;
post at
491 U. S.
148-151 (BRENNAN, J., dissenting). That is not only an
unnatural reading of the statute's plain language, but it is also
not consistent with the California courts' reading of the statute.
Thus, in
Vincent B. v. Joan R., 126 Cal. App.
3d 619,
179 Cal. Rptr.
9 (1981),
app. dism'd, 459 U.S. 807 (1982), the
California Court of Appeal, after deciding that the § 621
presumption barred a natural father from proving paternity, went on
to consider the separate question whether it would be proper to
allow visitation pursuant to the second sentence of § 4601:
"Finally, appellant contends that, even if Frank is conclusively
presumed to be Z.'s father, appellant should be allowed visitation
rights, since Civil Code section 4601 gives discretion to grant
visitation rights to 'any other person having an interest in the
welfare of the child.' We think it obvious that,
in the
circumstances of this case, such court-ordered visitation
would be detrimental to the best interests of the child.
Appellant's interest in visiting the child is based on his claim
that appellant is Z.'s father. Such claim is now determined to be
legally impossible. The mother does not wish the child to be
visited by appellant. Confusion, uncertainty, and embarrassment to
the child would likely result from a court order that appellant,
who claims to be, Z.'s biological father, is entitled to visitation
against the wishes of the mother. (
Petitioner F. v. Respondent
R., supra, 430 A.2d
1075, 1080.)"
126 Cal. App. 3d at 627-628,
179 Cal. Rptr.
at 13. (Emphasis added.)
Page 491 U. S. 135
Supporting the court's decision that granting visitation rights
to Vincent would be contrary to the child's best interests was the
fact that,
"unlike the putative fathers in
Stanley [v. Illinois,
405 U. S.
645 (1972),] and
[In re] Lisa
R.[, 13 Cal. 3d
636, 532 P.2d 123 (1975)], appellant has never lived with the
mother and child, nor has he ever supported the child."
126 Cal. App. 3d at 626, 179 Cal. Rptr. at 12.
Similarly, in this case, the trial judge not only found the
conclusive presumption applicable, but also separately considered
the effect of § 4601 and expressly found
"that, at the present time, it is not in the best interests of
the child that the Plaintiff have visitation. The Court believes
that the existence of two (2) 'fathers' as male authority figures
will confuse the child and be counterproductive to her best
interests."
Supp.App. to Juris. Statement A-90-A-91. In its opinion, the
Court of Appeal also concluded that Michael "is not entitled to
rights of visitation under section 4601,"
see 191 Cal. App.
3d 995, 1013,
236 Cal. Rptr.
810, 821 (1987), and then quoted the above excerpt from the
opinion in
Vincent B. v. Joan R. As I read that opinion,
it does not support the view that a natural father cannot be an
"other person" within the meaning of § 4601; rather, it indicates
that the outcome depends largely on "the circumstances of th[e]
case."
*
Under the circumstances of the case before us, Michael was given
a fair opportunity to show that he is Victoria's natural father,
that he had developed a relationship with her, and that her
interests would be served by granting him visitation rights. On the
other hand, the record also shows that, after its rather shaky
start, the marriage between Carole and Gerald developed a stability
that now provides Victoria with
Page 491 U. S. 136
a loving and harmonious family home. In the circumstances of
this case, I find nothing fundamentally unfair about the exercise
of a judge's discretion that, in the end, allows the mother to
decide whether her child's best interests would be served by
allowing the natural father visitation privileges. Because I am
convinced that the trial judge had the authority under state law
both to hear Michael's plea for visitation rights and to grant him
such rights if Victoria's best interests so warranted, I am
satisfied that the California statutory scheme is consistent with
the Due Process Clause of the Fourteenth Amendment.
I therefore concur in the Court's judgment of affirmance.
* For cases showing the California courts' willingness to decide
§ 621 cases on a case-by-case basis,
see, e.g., Michelle W. v.
Ronald W., 39 Cal. 3d
354,
703 P.2d 88
(1985),
app. dism'd, 474 U.S. 1043 (1986);
In re Lisa
R., 13 Cal. 3d
636, 532 P.2d 123,
cert. denied sub nom. Porzuczek v.
Towner, 421 U.S. 1014 (1975).
JUSTICE BRENNAN, with whom JUSTICE MARSHALL and JUSTICE BLACKMUN
join, dissenting.
In a case that has yielded so many opinions as has this one, it
is fruitful to begin by emphasizing the common ground shared by a
majority of this Court. Five Members of the Court refuse to
foreclose
"the possibility that a natural father might ever have a
constitutionally protected interest in his relationship with a
child whose mother was married to, and cohabiting with, another man
at the time of the child's conception and birth."
Ante at
491 U. S. 133
(STEVENS, J., concurring in judgment),
see infra at
491 U. S.
141-147;
post at
491 U. S.
157(WHITE, J., dissenting). Five Justices agree that the
flaw inhering in a conclusive presumption that terminates a
constitutionally protected interest without any hearing whatsoever
is a
procedural one.
See infra at
491 U. S. 153;
post at
491 U. S. 163
(WHITE, J., dissenting);
ante at
491 U. S. 132
(STEVENS, J., concurring in judgment). Four Members of the Court
agree that Michael H. has a liberty interest in his relationship
with Victoria,
see infra at
491 U. S. 143;
post at
491 U. S. 157
(WHITE, J., dissenting), and one assumes for purposes of this case
that he does,
see ante at
491 U. S. 133
(STEVENS, J., concurring in judgment).
In contrast, only one other Member of the Court fully endorses
JUSTICE SCALIA's view of the proper method of analyzing questions
arising under the Due Process Clause.
Page 491 U. S. 137
See ante at
491 U. S. 113;
ante at
491 U. S. 132
(O'CONNOR, J., concurring in part). Nevertheless, because the
plurality opinion's exclusively historical analysis portends a
significant and unfortunate departure from our prior cases and from
sound constitutional decisionmaking, I devote a substantial portion
of my discussion to it.
I
Once we recognized that the "liberty" protected by the Due
Process Clause of the Fourteenth Amendment encompasses more than
freedom from bodily restraint, today's plurality opinion
emphasizes, the concept was cut loose from one natural limitation
on its meaning. This innovation paved the way, so the plurality
hints, for judges to substitute their own preferences for those of
elected officials. Dissatisfied with this supposedly unbridled and
uncertain state of affairs, the plurality casts about for another
limitation on the concept of liberty.
It finds this limitation in "tradition." Apparently oblivious to
the fact that this concept can be as malleable and as elusive as
"liberty" itself, the plurality pretends that tradition places a
discernible border around the Constitution. The pretense is
seductive; it would be comforting to believe that a search for
"tradition" involves nothing more idiosyncratic or complicated than
poring through dusty volumes on American history. Yet, as JUSTICE
WHITE observed in his dissent in
Moore v. East Cleveland,
431 U. S. 494,
431 U. S. 549
(1977): "What the deeply rooted traditions of the country are is
arguable." Indeed, wherever I would begin to look for an interest
"deeply rooted in the country's traditions," one thing is certain:
I would not stop (as does the plurality) at Bracton, or Blackstone,
or Kent, or even the American Law Reports in conducting my search.
Because reasonable people can disagree about the content of
particular traditions, and because they can disagree even about
which traditions are relevant to the definition of "liberty," the
plurality has not found the objective boundary that it seeks.
Page 491 U. S. 138
Even if we could agree, moreover, on the content and
significance of particular traditions, we still would be forced to
identify the point at which a tradition becomes firm enough to be
relevant to our definition of liberty and the moment at which it
becomes too obsolete to be relevant any longer. The plurality
supplies no objective means by which we might make these
determinations. Indeed, as soon as the plurality sees signs that
the tradition upon which it bases its decision (the laws denying
putative fathers like Michael standing to assert paternity) is
crumbling, it shifts ground and says that the case has nothing to
do with that tradition, after all. "[W]hat is at issue here," the
plurality asserts after canvassing the law on paternity suits, "is
not entitlement to a state pronouncement that Victoria was begotten
by Michael."
Ante at
491 U. S. 126.
But that is precisely what is at issue here, and the plurality's
last-minute denial of this fact dramatically illustrates the
subjectivity of its own analysis.
It is ironic that an approach so utterly dependent on tradition
is so indifferent to our precedents. Citing barely a handful of
this Court's numerous decisions defining the scope of the liberty
protected by the Due Process Clause to support its reliance on
tradition, the plurality acts as though English legal treatises and
the American Law Reports always have provided the sole source for
our constitutional principles. They have not. Just as common law
notions no longer define the "property" that the Constitution
protects,
see Goldberg v. Kelly, 397 U.
S. 254 (1970), neither do they circumscribe the
"liberty" that it guarantees. On the contrary,
"'[l]iberty' and 'property' are broad and majestic terms. They
are among the '[g]reat [constitutional] concepts . . . purposely
left to gather meaning from experience. . . . [T]hey relate to the
whole domain of social and economic fact, and the statesmen who
founded this Nation knew too well that only a stagnant society
remains unchanged.'"
Board of Regents of State Colleges v. Roth,
408 U. S. 564,
408 U. S. 571
(1972), quoting
National
Page 491 U. S. 139
Ins. Co. v. Tidewater Co., 337 U.
S. 582,
337 U. S. 646
(1949) (Frankfurter, J., dissenting).
It is not that tradition has been irrelevant to our prior
decisions. Throughout our decisionmaking in this important area
runs the theme that certain interests and practices -- freedom from
physical restraint, marriage, childbearing, childrearing, and
others -- form the core of our definition of "liberty." Our
solicitude for these interests is partly the result of the fact
that the Due Process Clause would seem an empty promise if it did
not protect them, and partly the result of the historical and
traditional importance of these interests in our society. In
deciding cases arising under the Due Process Clause, therefore, we
have considered whether the concrete limitation under consideration
impermissibly impinges upon one of these more generalized
interests.
Today's plurality, however, does not ask whether parenthood is
an interest that historically has received our attention and
protection; the answer to that question is too clear for dispute.
Instead, the plurality asks whether the specific variety of
parenthood under consideration -- a natural father's relationship
with a child whose mother is married to another man -- has enjoyed
such protection.
If we had looked to tradition with such specificity in past
cases, many a decision would have reached a different result.
Surely the use of contraceptives by unmarried couples,
Eisenstadt v. Baird, 405 U. S. 438
(1972), or even by married couples,
Griswold v.
Connecticut, 381 U. S. 479
(1965); the freedom from corporal punishment in schools,
Ingraham v. Wright, 430 U. S. 651
(1977); the freedom from an arbitrary transfer from a prison to a
psychiatric institution,
Vitek v. Jones, 445 U.
S. 480 (1980); and even the right to raise one's natural
but illegitimate children,
Stanley v. Illinois,
405 U. S. 645
(1972), were not "interest[s] traditionally protected by our
society,"
ante at
491 U. S. 122, at the time of their consideration by
this Court. If we had asked, therefore, in
Eisenstadt,
Griswold, Ingraham, Vitek, or
Stanley itself
whether
Page 491 U. S. 140
the specific interest under consideration had been traditionally
protected, the answer would have been a resounding "no." That we
did not ask this question in those cases highlights the novelty of
the interpretive method that the plurality opinion employs
today.
The plurality's interpretive method is more than novel; it is
misguided. It ignores the good reasons for limiting the role of
"tradition" in interpreting the Constitution's deliberately
capacious language. In the plurality's constitutional universe, we
may not take notice of the fact that the original reasons for the
conclusive presumption of paternity are out of place in a world in
which blood tests can prove virtually beyond a shadow of a doubt
who sired a particular child and in which the fact of illegitimacy
no longer plays the burdensome and stigmatizing role it once did.
Nor, in the plurality's world, may we deny "tradition" its full
scope by pointing out that the rationale for the conventional rule
has changed over the years, as has the rationale for Cal.Evid.Code
Ann. § 621 (West Supp.1989); [
Footnote
2/1] instead, our task is simply to identify a rule denying the
asserted interest, and not to ask whether the basis for that rule
-- which is the true reflection of the values undergirding it --
has changed too often or too recently to call the rule embodying
that rationale a "tradition." Moreover, by describing the decisive
question as whether Michael's and Victoria's interest is one that
has been "traditionally
protected by our society,"
ante at
491 U. S. 122
(emphasis added), rather than one that society traditionally has
thought important (with or without protecting it), and by
suggesting that our sole function is to "
discern the
society's views,"
ante at
491 U. S. 128,
n. 6 (emphasis added), the plurality acts as if the only
purpose
Page 491 U. S. 141
of the Due Process Clause is to confirm the importance of
interests already protected by a majority of the States.
Transforming the protection afforded by the Due Process Clause into
a redundancy mocks those who, with care and purpose, wrote the
Fourteenth Amendment.
In construing the Fourteenth Amendment to offer shelter only to
those interests specifically protected by historical practice,
moreover, the plurality ignores the kind of society in which our
Constitution exists. We are not an assimilative, homogeneous
society, but a facilitative, pluralistic one in which we must be
willing to abide someone else's unfamiliar or even repellant
practice because the same tolerant impulse protects our own
idiosyncracies. Even if we can agree, therefore, that "family" and
"parenthood" are part of the good life, it is absurd to assume that
we can agree on the content of those terms, and destructive to
pretend that we do. In a community such as ours, "liberty" must
include the freedom not to conform. The plurality today squashes
this freedom by requiring specific approval from history before
protecting anything in the name of liberty.
The document that the plurality construes today is unfamiliar to
me. It is not the living charter that I have taken to be our
Constitution; it is instead a stagnant, archaic, hidebound document
steeped in the prejudices and superstitions of a time long past.
This Constitution does not recognize that times change,
does not see that sometimes a practice or rule outlives its
foundations. I cannot accept an interpretive method that does such
violence to the charter that I am bound by oath to uphold.
II
The plurality's reworking of our interpretive approach is all
the more troubling because it is unnecessary. This is not a case in
which we face a "new" kind of interest, one that requires us to
consider for the first time whether the Constitution protects it.
On the contrary, we confront an interest -- that of a parent and
child in their relationship with each
Page 491 U. S. 142
other -- that was among the first that this Court acknowledged
in its cases defining the "liberty" protected by the Constitution,
see, e.g., Meyer v. Nebraska, 262 U.
S. 390,
262 U. S. 399
(1923);
Skinner v. Oklahoma, 316 U.
S. 535,
316 U. S. 541
(1942);
Prince v. Massachusetts, 321 U.
S. 158,
321 U. S. 166
(1944), and I think I am safe in saying that no one doubts the
wisdom or validity of those decisions. Where the interest under
consideration is a parent-child relationship, we need not ask, over
and over again, whether that interest is one that society
traditionally protects.
Thus, to describe the issue in this case as whether the
relationship existing between Michael and Victoria
"has been treated as a protected family unit under the historic
practices of our society, or whether on any other basis it has been
accorded special protection,"
ante at
491 U. S. 124,
is to reinvent the wheel. The better approach -- indeed, the one
commanded by our prior cases and by common sense -- is to ask
whether the specific parent-child relationship under consideration
is close enough to the interests that we already have protected to
be deemed an aspect of "liberty" as well. On the facts before us,
therefore, the question is not what "level of generality" should be
used to describe the relationship between Michael and Victoria,
see ante at
491 U. S. 127,
n. 6, but whether the relationship under consideration is
sufficiently substantial to qualify as a liberty interest under our
prior cases.
On four prior occasions, we have considered whether unwed
fathers have a constitutionally protected interest in their
relationships with their children.
See Stanley v.
Illinois, 405 U. S. 645
(1972);
Quilloin v. Walcott, 434 U.
S. 246 (1978);
Caban v. Mohammed, 441 U.
S. 380 (1979); and
Lehr v. Robertson,
463 U. S. 248
(1983). Though different in factual and legal circumstances, these
cases have produced a unifying theme: although an unwed father's
biological link to his child does not, in and of itself, guarantee
him a constitutional stake in his relationship with that child,
such a link, combined with a substantial parent-child relationship,
will do
Page 491 U. S. 143
so. [
Footnote 2/2]
"When an unwed father demonstrates a full commitment to the
responsibilities of parenthood by 'com[ing] forward to participate
in the rearing of his child,' . . . his interest in personal
contact with his child acquires substantial protection under the
Due Process Clause. At that point, it may be said that he 'act[s]
as a father toward his children.'"
Lehr v. Robertson, supra, at
463 U. S. 261,
quoting
Caban v. Mohammed, supra, at
441 U. S. 392,
441 U. S. 389,
n. 7. This commitment is why Mr. Stanley and Mr. Caban won; why Mr.
Quilloin and Mr. Lehr lost; and why Michael H. should prevail
today. Michael H. is almost certainly Victoria D.'s natural father,
has lived with her as her father, has contributed to her support,
and has from the beginning sought to strengthen and maintain his
relationship with her.
Claiming that the intent of these cases was to protect the
"unitary family,"
ante at
491 U. S. 123,
the plurality waves
Stanley, Quilloin, Caban, and
Lehr aside. In evaluating the plurality's dismissal of
these precedents, it is essential to identify its conception of the
"unitary family." If, by acknowledging that
Stanley et al.
sought to protect "the relationships that develop within the
unitary family,"
ibid., the plurality meant only to
describe the kinds of relationships that develop when parents and
children live together (formally or informally) as a family, then
the plurality's vision of these cases would be correct. But that is
not the plurality's message. Though it pays lip service to the idea
that marriage is not the crucial fact in denying constitutional
protection to the relationship between Michael and Victoria,
ante at
491 U. S. 123,
n. 3, the plurality cannot mean what it says.
The evidence is undisputed that Michael, Victoria, and Carole
did live together as a family; that is, they shared the
Page 491 U. S. 144
same household, Victoria called Michael "Daddy," Michael
contributed to Victoria's support, and he is eager to continue his
relationship with her. Yet they are not, in the plurality's view, a
"unitary family," whereas Gerald, Carole, and Victoria do compose
such a family. The only difference between these two sets of
relationships, however, is the fact of marriage. The plurality,
indeed, expressly recognizes that marriage is the critical fact in
denying Michael a constitutionally protected stake in his
relationship with Victoria: no fewer than six times, the plurality
refers to Michael as the "
adulterous natural father"
(emphasis added) or the like.
Ante at
491 U. S. 120;
491 U. S. 127,
n. 6;
491 U. S. 128,
n. 6;
491 U. S. 129,
n. 7;
491 U. S. 130.
See also ante at 124 (emphasis added) (referring to the
"
marital family" of Gerald, Carole, and Victoria);
ante at
491 U. S. 129
(plurality's holding limited to those situations in which there is
"an extant marital family"). [
Footnote
2/3] However, the very premise of Stanley and the cases
following it is that marriage is not decisive in answering the
question whether the Constitution protects the parental
relationship under consideration. These cases are, after all,
important precisely because they involve the rights of
unwed fathers. It is important to remember, moreover, that
in
Quilloin, Caban, and
Lehr, the putative
father's demands would have disrupted a "unitary family" as the
plurality defines it; in each case, the husband of the child's
mother sought to adopt the child over the objections of the natural
father. Significantly, our decisions in those cases in no way
relied on the need to protect the marital family. Hence the
plurality's claim that
Stanley, Quilloin, Caban, and
Lehr
Page 491 U. S. 145
were about the "unitary family," as that family is defined by
today's plurality, is surprising indeed.
The plurality's exclusive, rather than inclusive, definition of
the "unitary family" is out of step with other decisions as well.
This pinched conception of "the family," crucial as it is in
rejecting Michael's and Victoria's claims of a liberty interest, is
jarring in light of our many cases preventing the States from
denying important interests or statuses to those whose situations
do not fit the government's narrow view of the family. From
Loving v. Virginia, 388 U. S. 1 (1967),
to
Levy v. Louisiana, 391 U. S. 68
(1968), and
Glona v. American Guarantee & Liability Ins.
Co., 391 U. S. 73
(1968), and from
Gomez v. Perez, 409 U.
S. 535 (1973), to
Moore v. East Cleveland,
431 U. S. 494
(1977), we have declined to respect a State's notion, as manifested
in its allocation of privileges and burdens, of what the family
should be. Today's rhapsody on the "unitary
Page 491 U. S. 146
family" is out of tune with such decisions.
The plurality's focus on the "unitary family" is misdirected for
another reason. It conflates the question whether a liberty
interest exists with the question what procedures may be used to
terminate or curtail it. It is no coincidence that we never before
have looked at the relationship that the unwed father seeks to
disrupt, rather than the one he seeks to preserve, in determining
whether he has a liberty interest in his relationship with his
child. To do otherwise is to allow the State's interest in
terminating the relationship to play a role in defining the
"liberty" that is protected by the Constitution. According to our
established framework under the Due Process Clause, however, we
first ask whether the person claiming constitutional protection has
an interest that the Constitution recognizes; if we find that she
does, we next consider the State's interest in limiting the extent
of the procedures that will attend the deprivation of that
interest.
See, e.g., Logan v. Zimmerman Brush Co.,
455 U. S. 422,
455 U. S. 428
(1982). By stressing the need to preserve the "unitary family" and
by focusing not just on the relationship between Michael and
Victoria, but on their "situation" as well,
ante at
491 U. S. 124,
today's plurality opinion takes both of these steps at once.
The plurality's premature consideration of California's
interests is evident from its careful limitation of its holding to
those cases in which
the mother is, at the time of the child's conception and birth,
married to, and cohabitating with, another man,
both of whom
wish to raise the child as the offspring of their union.
Ante at
491 U. S. 129
(emphasis added).
See also ante at
491 U. S. 127
(describing Michael's liberty interest as the "substantive parental
rights [of] the natural father of a child conceived within and born
into an
extant marital union that wishes to embrace the
child"). The highlighted language suggests that, if Carole or
Gerald alone wished to raise Victoria, or if both were dead and the
State wished to raise her, Michael and Victoria might be found to
have a liberty interest in their relationship with each other.
[
Footnote 2/4] But that would be to
say that whether Michael and Victoria have a liberty interest
varies with the State's interest in recognizing that interest, for
it is the State's interest in protecting the marital family -- and
not Michael and Victoria's interest in their relationship with each
other -- that varies with the status of Carole and Gerald's
relationship. It is a bad day for due process when
Page 491 U. S. 147
the State's interest in terminating a parent-child relationship
is reason to conclude that that relationship is not part of the
"liberty" protected by the Fourteenth Amendment.
The plurality has wedged itself between a rock and a hard place.
If it limits its holding to those situations in which a wife and
husband wish to raise the child together, then it necessarily takes
the State's interest.into account in defining "liberty;" yet if it
extends that approach to circumstances in which the marital union
already has been dissolved, then it may no longer rely on the
State's asserted interest in protecting the "unitary family" in
denying that Michael and Victoria have been deprived of
liberty.
The plurality's confusion about the proper analysis of claims
involving procedural due process also becomes obvious when one
examines the plurality's shift in emphasis from the putative
father's standing to his ability to obtain parental prerogatives.
See ante at
491 U. S. 126.
In announcing that what matters is not the father's ability to
claim paternity, but his ability to obtain "substantive parental
rights,"
ante at
491 U. S. 127,
the plurality turns procedural due process upside down. Michael's
challenge in this Court does not depend on his ability ultimately
to obtain visitation rights; it would be strange indeed if, before
one could be granted a hearing, one were required to prove that one
would prevail on the merits. The point of procedural due process is
to give the litigant a fair chance at prevailing, not to ensure a
particular substantive outcome. Nor does Michael's challenge depend
on the success of fathers like him in obtaining parental rights in
past cases; procedural due process is, by and large, an individual
guarantee, not one that should depend on the success or failure of
prior cases having little or nothing to do with the claimant's own
suit. [
Footnote 2/5]
Page 491 U. S. 148
III
Because the plurality decides that Michael and Victoria have no
liberty interest in their relationship with each other, it need
consider neither the effect of § 621 on their relationship, nor the
State's interest in bringing about that effect. It is obvious,
however, that the effect of § 621 is to terminate the relationship
between Michael and Victoria before affording any hearing
whatsoever on the issue whether Michael is Victoria's father. This
refusal to hold a hearing is properly analyzed under our procedural
due process cases, which instruct us to consider the State's
interest in curtailing the procedures accompanying the termination
of a constitutionally protected interest. California's interest,
minute in comparison with a father's interest in his relationship
with his child, cannot justify its refusal to hear Michael out on
his claim that he is Victoria's father.
A
We must first understand the nature of the challenged statute:
it is a law that stubbornly insists that Gerald is Victoria's
father, in the face of evidence showing a 98 percent probability
that her father is Michael. [
Footnote
2/6] What Michael wants is a chance to show that he is
Victoria's father. By depriving him of this opportunity, California
prevents Michael from taking advantage of the best-interest
standard embodied in § 4601 of California's Civil Code, which
directs that parents be given visitation rights unless "the
visitation would be detrimental to the best interests of the
child." Cal.Civ.Code Ann. § 4601 (West Supp.1989). [
Footnote 2/7]
Page 491 U. S. 149
As interpreted by the California courts, however, § 621 not only
deprives Michael of the benefits of the best-interest standard, it
also deprives him of any chance of maintaining his relationship
with the child he claims to be his own. When, as a result of § 621,
a putative father may not establish his paternity, neither may he
obtain discretionary visitation rights as a "nonparent" under §
4601.
See Vincent B. v. Joan R., 126 Cal. App.
3d 619, 627-628,
179 Cal. Rptr.
9, 13 (1982);
see also ante at
491 U. S. 116.
JUSTICE STEVENS' assertion to the contrary,
ante at
491 U. S.
134-135, is mere wishful thinking. In concluding that
the California courts afford putative fathers like Michael a
meaningful opportunity to show that visitation rights would be in
the best interests of their children, he fastens upon the words "in
the circumstances of this case" in
Vincent B. v. Joan R.,
supra, at 627,
179 Cal. Rptr.
at 13.
Ante at
491 U. S.
134-135. His suggestion is that the court in that case
conducted an individualized assessment of the effect on the child
of granting visitation rights to Vincent B.
Page 491 U. S. 150
The California appellate court's decision will not support
JUSTICE STEVENS' reading, as the court's reasoning applies to
all putative fathers whom § 621 has denied the opportunity
to show paternity. The court in
Vincent B. began by
stressing the fact that the child's mother objected to visits from
Vincent. This circumstance is present in every single case falling
under the conclusive presumption of § 621. Granting visitation
rights to a person who claimed to be the child's father, the court
went on, also would cause "confusion, uncertainty, and
embarrassment." 126 Cal. App. 3d at 628,
179 Cal.
Rptr. at 13. Again, the notion that unacceptable confusion
would result from awarding visitation to a person who claims to be
the child's father is equally applicable to any case in which the
"nonparent" under § 4601 has lost under § 621. Finally, the court
in
Vincent B. approvingly cited
Petitioner F. v.
Respondent R., 430 A.2d
1075, 1080 (1981), in which the Supreme Court of Delaware
rejected a putative father's argument that Delaware's conclusive
presumption of paternity violated the Equal Protection Clause of
the Federal Constitution. 126 Cal. App. 3d at 627,
179 Cal. Rptr.
at 13. Emphasizing the "permanent stigma and distress" that
would result from granting parental rights to a putative father
whose child was born to the wife of another man, the Delaware court
decided that, given the State's interest in
"guard[ing] against assaults upon the family unit[,] . . . [t]he
application of the presumption of legitimacy of a child born to a
married woman would be in the child's interest
in practically
all cases."
430 A.2d at 1080 (emphasis added).
Vincent B.'s
reliance on
Petitioner F. sends a clear signal that the
California court was issuing a ruling applicable to any case that
fit into § 621's conclusive presumption, and that the "rough
justice" that prevailed under § 621 also would suffice under §
4601. This kind of determination is a far cry from the
individualized assessment that JUSTICE STEVENS would seem to
demand.
Ante at
491 U. S. 135.
[
Footnote 2/8]
Page 491 U. S. 151
Likewise, in the case before us, the court's finding that "the
existence of two (2)
fathers' as male authority figures will
confuse the child and be counterproductive to her best interests,"
Supp.App. to Juris. Statement A-90-A-91, is not an evaluation of
the relationship between Michael and Victoria, but a restatement of
the policies underlying § 621 itself. It may well be that the
California courts' interpretation of § 4601 as precluding
visitation rights for a putative father is "an unnatural reading"
of that provision, ante at 491 U. S. 134,
but it is not for us to decide what California's statute
means.
Section 621, as construed by the California courts, thus cuts
off the relationship between Michael and Victoria -- a liberty
interest protected by the Due Process Clause -- without affording
the least bit of process. This case, in other words, involves a
conclusive presumption that is used to terminate a constitutionally
protected interest -- the kind of rule that our preoccupation with
procedural fairness has caused us to condemn.
See, e.g.,
Vlandis v. Kline, 412 U. S. 441
(1973);
Cleveland Board of Education v. LaFleur,
414 U. S. 632
(1974);
Weinberger v. Salfi, 422 U.
S. 749,
422 U. S.
770-772 (1975).
Gerald D. and the plurality turn a blind eye to the true nature
of § 621 by protesting that, instead of being a conclusive
presumption, it is a "substantive rule of law."
Ante at
491 U. S. 119.
This facile observation cannot save § 621. It may be that all
conclusive presumptions are, in a sense, substantive rules of law;
but § 621 then belongs in that special category of substantive
rules that presumes a fact relevant to a certain class of
litigation, and it is that feature that renders § 621 suspect under
our prior cases. To put the point differently, a conclusive
presumption takes the form of "no X's are Y's," and is typically
accompanied by a rule such as, ". . . and only Y's may obtain a
driver's license." (There would be no need for the presumption
unless something hinged on the fact presumed.)
Page 491 U. S. 152
Ignoring the fact that § 621 takes the form of "no X's are Y's,"
Gerald D. and the plurality fix upon the rule following § 621 --
only Y's may assert parental rights -- and call § 621 a substantive
rule of law. This strategy ignores both the form and the effect of
§ 621.
In a further effort to show that § 621 is not a conclusive
presumption, Gerald D. claims -- and the plurality agrees,
see
ante at
491 U. S.
119-- that whether a man is the biological father of a
child whose family situation places the putative father within §
621 is simply irrelevant to the State. Brief for Appellee 14. This
is, I surmise, an attempt to avoid the implications of our cases
condemning the presumption of a fact that a State has made relevant
or decisive to a particular decision.
See, e.g., Bell v.
Burson, 402 U. S. 535
(1971). Yet the claim that California does not care about factual
paternity is patently false. California cares very much about
factual paternity when the husband is impotent or sterile,
see Cal.Evid.Code Ann. § 621(a) (West Supp.1989); it cares
very much about it when the wife and husband do not share the same
home,
see Vincent B. v. Joan R., supra, at 623-624, 179
Cal. Rptr. at 11; and it cares very much about it when the husband
himself declares that he is not the father,
see
Cal.Evid.Code Ann. § 621(c) (West Supp.1989). Indeed, under
California law as currently structured, paternity is decisive in
choosing the standard that will be used in granting or denying
custody or visitation. The State, though selective in its concern
for factual paternity, certainly is not
indifferent to it.
[
Footnote 2/9] More fundamentally,
California's purported indifference to factual paternity does not
show that § 621 is not a conclusive
Page 491 U. S. 153
presumption. To say that California does not care about factual
paternity in the limited circumstances of this case -- where the
husband is neither impotent nor sterile nor living apart from his
wife -- is simply another way of describing its conclusive
presumption.
Not content to rest on its assertion that § 621 does not, in
fact, establish a conclusive presumption, the plurality goes on to
argue that a challenge to a conclusive presumption must rest on
substantive, rather than procedural, due process.
See ante
at
491 U. S.
120-121. This is simply not so. In
Weinberger v.
Salfi, supra, the Court identified two lines of cases
involving challenges to social welfare legislation: those in which
a legislative classification was challenged as arbitrary and those
in which a conclusive presumption was attacked. The Court fit the
complaint in
Salfi into the former category on the ground
that the challenged law did not deprive anyone of a
constitutionally protected interest. 422 U.S. at
422 U. S. 772.
Today's plurality, in contrast, classifies this case as one
invoking substantive due process
before it considers the
nature of the interest at stake. Its support for this innovation
includes several law review commentaries, two concurrences in the
judgment, a dissent, and
Salfi itself.
Ante at
491 U. S.
120-121. Even more disturbing than the plurality's
reliance on these infirm foundations is its failure to recognize
that the defect from which conclusive presumptions suffer is a
procedural one: the State has declared a certain fact
relevant, indeed controlling, yet has denied a particular class of
litigants a hearing to establish that fact. This is precisely the
kind of flaw that procedural due process is designed to correct.
[
Footnote 2/10]
Page 491 U. S. 154
B
The question before us, therefore, is whether California has an
interest so powerful that it justifies granting Michael no hearing
before terminating his parental rights.
"Many controversies have raged about the cryptic and abstract
words of the Due Process Clause, but there can be no doubt that, at
a minimum, they require that deprivation of life, liberty or
property by adjudication be preceded by notice and opportunity for
hearing appropriate to the nature of the case."
Mullane v. Central Hanover Bank & Trust Co.,
339 U. S. 306,
339 U. S. 313
(1950). When a State seeks to limit the procedures that will attend
the deprivation of a constitutionally protected interest, it is
only the State's interest in streamlining procedures that is
relevant.
See, e.g., Mathews v. Eldridge, 424 U.
S. 319,
424 U. S. 335
(1976). A State may not, in other words, justify abbreviated
procedures on the ground that it wishes to pay welfare benefits to
fewer people or wants to reduce the number of tenured professors on
its payroll. It would be strange indeed if a State could curtail
procedures with the explanation that it was hostile to the
underlying, constitutionally protected interest.
The purported state interests here, however, stem primarily from
the State's antagonism to Michael's and Victoria's constitutionally
protected interest in their relationship with each other, and not
from any desire to streamline procedures. Gerald D. explains that §
621 promotes marriage, maintains the relationship between the child
and presumed father, and protects the integrity and privacy of the
matrimonial family. Brief for Appellee 24. It is not, however, §
621, but the best-interest principle, that protects a stable
marital relationship and maintains the relationship between the
child and presumed father. These interests are implicated by the
determination of who gets parental rights,
not by the
determination of who is the father; in the hearing that Michael
seeks, parental rights are not the issue. Of the objectives that
Gerald stresses, therefore, only the preservation of family
Page 491 U. S. 155
privacy is promoted by the refusal to hold a hearing itself. Yet
§ 621 furthers even this objective only partially.
Gerald D. gives generous proportions to the privacy protected by
§ 621, asserting that this provision protects a couple like Gerald
and Carole from answering questions on such matters as
"their sexual habits and practices with each other and outside
their marriage, their finances, and their thoughts, beliefs, and
opinions concerning their relationship with each other and with
Victoria."
Id. at 25. Yet invalidation of § 621 would not, as
Gerald suggests, subject Gerald and Carole to public scrutiny of
all of these private matters. Family finances and family dynamics
are relevant, not to paternity, but to the best interests of the
child -- and the child's best interests are not, as I have
stressed, in issue at the hearing that Michael seeks. The only
private matter touching on the paternity presumed by § 621 is the
married couple's sex life. Even there, § 621, as interpreted by
California's intermediate appellate courts, preempts inquiry into a
couple's sexual relations, since "cohabitation" consists simply of
living under the same roof together; the wife and husband need not
even share the same bed.
See, e.g., Vincent B. v. Joan
R., 126 Cal. App.
3d 619,
179 Cal. Rptr.
9 (1982). Admittedly, § 621 does not foreclose inquiry into the
husband's fertility or virility -- matters that are ordinarily
thought of as the couple's private business. In this day and age,
however, proving paternity by asking intimate and detailed
questions about a couple's relationship would be decidedly
anachronistic. Who on earth would choose this method of
establishing fatherhood when blood tests prove it with far more
certainty and far less fuss? The State's purported interest in
protecting matrimonial privacy thus does not measure up to
Michael's and Victoria's interest in maintaining their relationship
with each other. [
Footnote
2/11]
Make no mistake: to say that the State must provide Michael with
a hearing to prove his paternity is not to express any opinion of
the ultimate state of affairs between Michael and Victoria and
Carole and Gerald. In order to change the current situation among
these people, Michael first must convince a court that he is
Victoria's father, and even if he is able to do this, he will be
denied visitation rights if that would be in Victoria's best
interests.
See Cal.Civ.Code Ann. § 4601 (West Supp.1989).
It is elementary that a determination that a State must afford
procedures before it terminates a given right is not a prediction
about the end result of those procedures. [
Footnote 2/12]
Page 491 U. S. 156
IV
The atmosphere surrounding today's decision is one of
make-believe. Beginning with the suggestion that the situation
Page 491 U. S. 157
confronting us here does not repeat itself every day in every
corner of the country,
ante at
491 U. S. 113,
moving on to the claim that it is tradition alone that supplies the
details of the liberty that the Constitution protects, and passing
finally to the notion that the Court always has recognized a
cramped vision of "the family," today's decision lets stand
California's pronouncement that Michael -- whom blood tests show to
a 98 percent probability to be Victoria's father -- is not
Victoria's father. When and if the Court awakes to reality, it will
find a world very different from the one it expects.
[
Footnote 2/1]
See In re Marriage of Sharyne and Stephen
B., 124 Cal. App.
3d 524, 528-531,
177 Cal. Rptr.
429, 431-433 (1981) (noting that California courts initially
justified conclusive presumption of paternity on the ground that
biological paternity was impossible to prove, but that the
preservation of family integrity became the rule's paramount
justification when paternity tests became reliable).
[
Footnote 2/2]
The plurality's claim that
[t]he logic of [my] position leads to the conclusion that, if
Michael had begotten Victoria by rape, that fact would in no way
affect his possession of a liberty interest in his relationship
with her,
ante at
491 U. S. 124,
n. 4, ignores my observation that a mere biological connection is
insufficient to establish a liberty interest on the part of an
unwed father.
[
Footnote 2/3]
In one place, the plurality opinion appears to suggest that the
length of time that Michael and Victoria lived together is relevant
to the question whether they have a liberty interest in their
relationship with each other.
See ante at
491 U. S. 123,
n. 3. The point is not pursued, however, and, in any event, I am
unable to find in the traditions on which the plurality otherwise
exclusively relies any emphasis on the duration of the relationship
between the putative father and child.
[
Footnote 2/4]
Note that the plurality presumably would disapprove the
California courts' holdings in
Vincent B. v. Joan
R., 126 Cal. App.
3d 619,
179 Cal. Rptr.
9 (1981) (§ 621 defeated putative father's interest even where
husband and wife divorced at the time of the paternity action), and
Michelle W. v. Ronald W., 39 Cal. 3d
354,
703 P.2d 88
(1985) (§ 621 defeated putative father's interest even where mother
had married putative father and divorced man to whom she had been
married at time of conception and birth). To suggest, moreover,
that "it is at least possible that our traditions lead to a
different conclusion" in cases such as
Vincent B. and Michelle
W., ante at
491 U. S. 129,
n. 7, is to express an optimism about our ability to identify
"traditions" with microscopic precision that I do not share, and a
willingness to slice society up into minuscule pieces, based only
on tradition, that I cannot endorse.
[
Footnote 2/5]
One need only look as far as
Quilloin v. Walcott,
434 U. S. 246,
434 U. S. 255
(1978), to understand why an unwed father might lose for reasons
having nothing to do with his own relationship with the child:
there, we approved the use of a "best interest" standard, rather
than an "unfitness" standard, for an unwed father who objected to
the adoption of his child by another man.
[
Footnote 2/6]
JUSTICE STEVENS' claim that "Michael was given a fair
opportunity to show that he is Victoria's natural father,"
ante at
491 U. S. 135,
ignores the fact that this case is before us precisely because
California law refuses to allow men like Michael such an
opportunity.
[
Footnote 2/7]
Showing a startling misunderstanding of the stakes in this case,
the plurality characterizes the issue at the hearing that Michael
seeks as "whether, in the particular circumstances of his case,
California's policies would best be served by giving him parental
rights."
Ante at
491 U. S. 120.
The hearing that the plurality describes is merely one that the
California courts hold in response to constitutional challenges
such as those lodged here,
see, e.g., Michelle W. v. Ronald W.,
supra, at 363, 703 P.2d at 93; it is not the hearing that
Michael seeks as the end result of this lawsuit. The plurality's
confusion is further evident in its announcement that "what is at
issue here is
not entitlement to a state pronouncement
that Victoria was begotten by Michael."
Ante at
491 U. S. 126
(emphasis added). That is precisely what is at issue in the hearing
that Michael seeks.
JUSTICE STEVENS exhibits the same misunderstanding in pointing
to
Michelle W. and
In re Lisa R., 13 Cal. 3d
636, 532 P.2d 123 (1975), as evidence of "the California
courts' willingness to decide § 621 cases on a case-by-case basis."
Ante at
491 U. S. 135,
n. This "case-by-case" analysis is not the result of a flexible
interpretation of § 621, but is the courts' response to the many
constitutional challenges brought against § 621. Similarly, Michael
was given an opportunity to show that "he had developed a
relationship with [Victoria],"
ante at
491 U. S. 135,
only because he launched this constitutional attack on § 621.
[
Footnote 2/8]
JUSTICE STEVENS incorrectly suggests that the court in
Vincent B. based its denial of visitation rights under §
4601 partly on the lack of an established relationship between
Vincent B. and the child.
Ante at
491 U. S. 135.
In fact, the court did not even mention the specific relationship
between these two people in coming to its decision under § 4601.
See 126 Cal. App. 3d at 628,
179 Cal. Rptr.
at 13.
[
Footnote 2/9]
In this respect, the plurality is mistaken in suggesting
that
"there is no difference between a rule which says that the
marital husband shall be irrebuttably presumed to be the father,
and a rule which says that the adulterous natural father shall not
be recognized as the legal father."
Ante at
491 U. S. 135.
In the latter case, the State has not made paternity the
predominant concern in child custody disputes and then told some
putative fathers that they may not prove their paternity.
[
Footnote 2/10]
We recognized as much in
Caban v. Mohammed,
441 U. S. 380,
441 U. S. 385,
n. 3 (1979), in which we explicitly described
Stanley v.
Illinois, 405 U. S. 645
(1972), as a case involving
procedural due process. The
plurality's bald statement that the holding in
Stanley did
not rely on procedural due process is therefore incorrect.
See
ante at
491 U. S.
120.
[
Footnote 2/11]
Thus, in concluding that § 621 "exclud[es] inquiries into the
child's paternity that would be destructive of family integrity and
privacy,"
ante at
491 U. S. 120, the plurality exaggerates the extent to
which these interests would be threatened by the elimination of §
621's presumption. On the other hand, if the State's foremost
interest is in protecting the husband from discovering that he may
not be the father of his wife's children, as the plurality
suggests,
see ante at
491 U. S. 120,
n. 1, then § 621 is unhelpful indeed. Since "cohabitation" under
California law includes sharing the same roof, but not the same
bed, and since a person need only make a phone call in order to
unsettle a husband's certainty in the paternity of his wife's
children, § 621 will do little to prevent such discoveries.
See
also post at
491 U. S. 162
(WHITE, J., dissenting).
[
Footnote 2/12]
The plurality's failure to see this point causes it to misstate
Michael's claim in the following way:
"Michael contends as a matter of substantive due process that,
because he has established a parental relationship with Victoria,
protection of Gerald's and Carole's marital union is an
insufficient state interest to support termination of that
relationship."
Ante at
491 U. S. 121.
Michael does not claim that the State may not, under any
circumstance, terminate his relationship with Victoria; instead, he
simply claims that the State may not do so without affording him a
hearing on the issue -- paternity -- that it deems vital to the
question whether their relationship may be discontinued. The
plurality makes Michael's claim easier to knock down by turning it
into such a big target.
The plurality's misunderstanding of Michael's claim also leads
to its assertion that "to
provide protection to an
adulterous natural father is to
deny protection to a
marital father."
Ante at
491 U. S. 130.
To allow Michael a chance to prove his paternity, however, in no
way guarantees that Gerald's relationship with Victoria will be
changed.
JUSTICE WHITE, with whom JUSTICE BRENNAN joins, dissenting.
California law, as the plurality describes it,
ante at
491 U. S. 119,
tells us that, except in limited circumstances, California declares
it to be
"
irrelevant for paternity purposes whether a child
conceived during, and born into, an existing marriage was begotten
by someone other than the husband,"
(emphasis in original). This I do not accept, for the fact that
Michael H. is the biological father of Victoria is to me highly
relevant to whether he has rights, as a father or otherwise, with
respect to the child. Because I believe that Michael H. has a
liberty interest that cannot be denied without due process of the
law, I must dissent.
I
Like JUSTICES BRENNAN, MARSHALL, BLACKMUN, and STEVENS, I do not
agree with the plurality opinion's conclusion that a natural father
can never
"have a constitutionally protected interest in his relationship
with a child whose mother was married to, and cohabiting with,
another man at the time of the child's conception and birth."
Ante at
491 U. S. 133
(STEVENS, J., concurring in judgment). Prior cases here have
recognized the liberty interest of a father in his relationship
with his child. In none of these cases did we indicate that the
father's rights were dependent on the marital status of the mother
or biological father. The basic principle enunciated
Page 491 U. S. 158
in the Court's unwed father cases is that an unwed father who
has demonstrated a sufficient commitment to his paternity by way of
personal, financial, or custodial responsibilities has a protected
liberty interest in a relationship with his child. [
Footnote 3/1]
We have not before faced the question of a biological father's
relationship with his child when the child was born while the
mother was married to another man. On several occasions, however,
we have considered whether a biological father has a
constitutionally cognizable interest in an opportunity to establish
paternity.
Stanley v. Illinois, 405 U.
S. 645 (1972), recognized the biological father's right
to a legal relationship with his illegitimate child, holding that
the Due Process Clause of the Fourteenth Amendment entitled the
biological father to a hearing on his fitness before his
illegitimate children could be removed from his custody. We
rejected the State's treatment of Stanley "not as a parent, but as
a stranger to his children."
Id. at
405 U. S.
648.
Quilloin v. Walcott, 434 U. S. 246,
434 U. S. 255
(1978), also expressly recognized due process rights in the
biological father, even while holding that those rights were not
impermissibly burdened by the State's application of a "best
interests of the child" standard.
Caban v.
Mohammed, 441 U. S. 380
Page 491 U. S. 159
(1979), invalidated on equal protection grounds a statute under
which a man's children could be adopted by their natural mother and
her husband without the natural father's consent.
In
Lehr v. Robertson, 463 U. S. 248,
463 U. S.
261-262 (1983), though holding against the father in
that case, the Court said clearly that fathers who have
participated in raising their illegitimate children and have
developed a relationship with them have constitutionally protected
parental rights. Indeed, the Court in
Lehr suggested that
States must provide a biological father of an illegitimate child
the means by which he may establish his paternity so that he may
have the opportunity to develop a relationship with his child. The
Court upheld a stepparent adoption over the natural father's
objections, but acknowledged that
"the existence or nonexistence of a substantial relationship
between parent and child is a relevant criterion in evaluating both
the rights of the parent and the best interests of the child."
Id. at
463 U. S.
266-267. There, however, the father had never
established a custodial, personal, or financial relationship with
his child. Lehr had never lived with the child or the child's
mother after the birth of the child, and had never provided any
financial support.
In the case now before us, Michael H. is not a father unwilling
to assume his responsibilities as a parent. To the contrary, he is
a father who has asserted his interests in raising and providing
for his child since the very time of the child's birth. In contrast
to the father in
Lehr, Michael had begun to develop a
relationship with his daughter. There is no dispute on this point.
Michael contributed to the child's support. Michael and Victoria
lived together (albeit intermittently, given Carole's itinerant
lifestyle). There is a personal and emotional relationship between
Michael and Victoria, who grew up calling him "Daddy." Michael held
Victoria out as his daughter and contributed to the child's
financial support. (Even appellee concedes that Michael has "made
greater efforts and had more success in establishing a
Page 491 U. S. 160
father-child relationship" than did Mr. Lehr. Brief for Appellee
13, n. 6.) The mother has never denied, and indeed has admitted,
that Michael is Victoria's father. [
Footnote 3/2]
Lehr was predicated on the
absence of a substantial relationship between the man and the
child, and emphasized the
"difference between the developed parent-child relationship that
was implicated in
Stanley and
Caban, and the
potential relationship involved in
Quilloin and
[
Lehr]."
Lehr, supra, at
463 U. S.
261.
"When an unwed father demonstrates a full commitment to the
responsibilities of parenthood by 'com[ing] forward to participate
in the rearing of his child,'
Caban, 441 U.S. at
441 U. S. 392, his interest
in personal contact with his child acquires substantial protection
under the Due Process Clause."
Lehr, supra, at
463 U. S. 261.
The facts in this case satisfy the
Lehr criteria, which
focused on the relationship between father and child, not on the
relationship between father and mother. Under
Lehr, a
"mere biological relationship" is not enough, but in light of
Carole's vicissitudes, what more could Michael have done? It is
clear enough that Michael more than meets the mark in establishing
the constitutionally protected liberty interest discussed in
Lehr and recognized in
Stanley v. Illinois,
supra, and
Caban v. Mohammed, supra. He therefore,
has a liberty interest entitled to protection under the Due Process
Clause of the Fourteenth Amendment.
II
California plainly denies Michael this protection, by refusing
him the opportunity to rebut the State's presumption that the
mother's husband is the father of the child. California law not
only deprives Michael of a legal parent-child relationship with his
daughter Victoria, but even denies him the opportunity to introduce
blood test evidence to rebut the demonstrable
Page 491 U. S. 161
fiction that Gerald is Victoria's father. [
Footnote 3/3] Unlike
Lehr, Michael has not been
denied notice. He has, most definitely, however, been denied any
real opportunity to be heard. The grant of summary judgment against
Michael was based on the conclusive presumption of Cal.Evid.Code
Ann. § 621 (West Supp.1989), which denied him the opportunity to
prove that he is Victoria's biological father. The Court gives its
blessing to § 621 by relying on the State's asserted interests in
the integrity of the family (defined as Carole and Gerald) and in
protecting Victoria from the stigma of illegitimacy, and by
balancing away Michael's interest in establishing that he is the
father of the child.
The interest in protecting a child from the social stigma of
illegitimacy lacks any real connection to the facts of a case where
a father is seeking to establish, rather than repudiate, paternity.
The "stigma of illegitimacy" argument harks back to ancient common
law, when there were no blood tests to ascertain that the husband
could not "by the laws of nature" be the child's father. Judicial
process refused to declare that a child born in wedlock was
illegitimate unless the proof was positive. The only such proof was
physical absence or impotency. But we have now clearly recognized
the use of blood tests as an authoritative means of evaluating
allegations of paternity.
See, e.g., Little v. Streater,
452 U. S. 1,
452 U. S. 6-7
(1981). I see no reason to debate the plurality's multilingual
explorations into "spousal nonaccess" and ancient policy concerns
behind bastardy laws. It may be true that a child conceived in an
extramarital relationship would
Page 491 U. S. 162
be considered a "bastard" in the literal sense of the word, but
whatever stigma remains in today's society is far less compelling
in the context of a child of a married mother, especially when
there is a father asserting paternity and seeking a relationship
with his child. It is hardly rare in this world of divorce and
remarriage for a child to live with the "father" to whom her mother
is married, and still have a relationship with her biological
father.
The State's professed interest in the preservation of the
existing marital unit is a more significant concern. To be sure,
the intrusion of an outsider asserting that he is the father of a
child whom the husband believes to be his own would be disruptive,
to say the least. On the facts of this case, however, Gerald was
well aware of the liaison between Carole and Michael. The
conclusive presumption of evidentiary rule § 621 virtually
eliminates the putative father's chances of succeeding in his
effort to establish paternity, but it by no means prevents him from
asserting the claim. It may serve as a deterrent to such claims,
but does not eliminate the threat. Further, the argument that the
conclusive presumption preserved the sanctity of the marital unit
had more sway in a time when the husband was similarly prevented
from challenging paternity. [
Footnote
3/4]
Page 491 U. S. 163
"The emphasis of the Due Process Clause is on
process.'"
Moore v. East Cleveland, 431 U. S. 494,
431 U. S. 542
(1977) (WHITE, J., dissenting). I fail to see the fairness in the
process established by the State of California and endorsed by the
Court today. Michael has evidence which demonstrates that he is the
father of young Victoria. Yet he is blocked by the State from
presenting that evidence to a court. As a result, he is foreclosed
from establishing his paternity, and is ultimately precluded by the
State from developing a relationship with his child.
"A fundamental requirement of due process is 'the opportunity to
be heard.'
Grannis v. Ordean, 234 U. S.
385,
234 U. S. 394. It is an
opportunity which must be granted at a meaningful time and in a
meaningful manner."
Armstrong v. Manzo, 380 U. S. 545,
380 U. S. 552
(1965). I fail to see how appellant was granted any meaningful
opportunity to be heard when he was precluded at the very outset
from introducing evidence which would support his assertion of
paternity. Michael has never been afforded an opportunity to
present his case in any meaningful manner.
As the Court has said:
"The significance of the biological connection is that it offers
the natural father an opportunity that no other male possesses to
develop a relationship with his offspring. If he grasps that
opportunity and accepts some measure of responsibility for the
child's future, he may enjoy the blessings of the parent-child
relationship and make uniquely valuable contributions to the
child's development."
Lehr, 463 U.S. at
463 U. S. 262.
It is as if this passage was addressed to Michael. Yet the
plurality today recants. Michael eagerly grasped the opportunity to
have a relationship with his daughter (he lived with her; he
declared her to be his child; he provided financial support for
her) and still, with today's opinion, his opportunity has vanished.
He has been rendered a stranger to his child.
Because Cal.Evid.Code Ann. § 621, as applied, should be held
unconstitutional under the Due Process Clause of the Fourteenth
Amendment, I respectfully dissent.
[
Footnote 3/1]
Lehr v. Robertson, 463 U. S. 248,
463 U. S.
259-260 (1983), emphasized the distinction between "a
mere biological relationship and an actual relationship of parental
responsibility." In the dissent to
Lehr, I said:
"As Jessica's biological father, Lehr either had an interest
protected by the Constitution or he did not. If the entry of the
adoption order in this case deprived Lehr of a constitutionally
protected interest, he is entitled to notice and an opportunity to
be heard before the order can be accorded finality."
Id. at
463 U. S. 268
(footnote omitted). I rejected the majority's approach which
purported to analyze the particular facts of the case in order to
determine whether Mr. Lehr had a constitutionally protected liberty
interest. I stressed the interest that a natural parent has in his
child, "one that has long been recognized and accorded
constitutional protection."
Id. at
463 U. S. 270.
Whether or not the majority in
Lehr was in error, on the
facts of the instant case, even
Lehr's more demanding
standard is clearly satisfied.
[
Footnote 3/2]
As the plurality concedes, Carole signed a stipulation in April,
1984, acknowledging that Michael was Victoria's father.
Ante at
491 U. S.
114-115.
[
Footnote 3/3]
While the ultimate resolution of Michael's case, were he
permitted to introduce such evidence, might well be visitation
rights or even custody of the child, it is important to keep in
mind that the question at issue here is not whether he should be
granted visitation or custody, but simply whether he can take the
first step in any such proceeding. Whatever the end result, Michael
is simply asking that he be permitted to offer proof that he is
Victoria's father. In the instant case, that is likely to mean that
he would introduce the blood tests that he and Carole took, and
which show that Michael is Victoria's father.
[
Footnote 3/4]
Even in the last quarter century, under California law, a
husband whose blood test definitively showed he could not be the
father of the child born to his wife was nonetheless not permitted
to present this evidence to a court in order to refute the
conclusive presumption of paternity. In 1967, however, the
California courts began to erode the presumption as it applied to
the husband, providing the husband with at least some opportunity
to demonstrate that he was not the child's father.
Jackson v.
Jackson, 67 Cal. 2d
245, 430 P.2d 289 (1967). In 1980, the California Legislature
amended § 621 of its Evidence Code in order to permit the husband
an opportunity to overcome the presumption that he is the father of
his wife's child if he raises the notice of motion for blood tests
not later than two years from the birth of the child. (So much for
the State's interest in protecting the child from the stigma of
illegitimacy!)