Unlike all other States in the West and Midwest, Iowa, by
statute, generally prohibits the use of 65-foot double-trailer
trucks within its borders, allowing the use of 55-foot
single-trailer trucks and 60-foot double-trailer trucks. Appellee,
a trucking company which carries commodities through Iowa on
interstate highways, filed suit alleging that Iowa's statutory
scheme unconstitutionally burdens interstate commerce. Because
appellee cannot use its 65-foot doubles to move goods through Iowa,
it must either use shorter truck units, detach the trailers of a
65-foot double and shuttle each through Iowa separately, or divert
65-foot doubles around Iowa. Iowa defended the law as a reasonable
safety measure, asserting that 65-foot doubles are more dangerous
than 55-foot singles and that, in any event, the law promotes
safety and reduces road wear within the State by diverting much
truck traffic to other States. The District Court found that the
evidence established that 65-foot doubles were as safe as the
shorter truck units, and held that the state law impermissibly
burdened interstate commerce. The Court of Appeals affirmed.
Held: The judgment is affirmed. Pp.
450 U. S.
669-679;
450 U. S.
679-687.
612 F.2d 1064, affirmed.
JUSTICE POWELL, joined by JUSTICE WHITE, JUSTICE BLACKMUN, and
JUSTICE STEVENS, concluded that the Iowa truck length limitations
unconstitutionally burden interstate commerce.
See Raymond
Motor Transportation, Inc. v. Rice, 434 U.
S. 429. Pp.
450 U. S.
669-679.
(a) The Commerce Clause itself, even without congressional
implementation, is a limitation upon state power to regulate
commerce. While "the Court has been most reluctant to invalidate"
state regulations that touch upon safety -- especially highway
safety -- the constitutionality of such regulations nevertheless
depends on
"a sensitive consideration of the weight and nature of the state
regulatory concern in light of the extent of the burden imposed on
the course of interstate commerce."
Raymond, supra at
434 U. S. 443,
441. Pp.
450 U. S.
669-671.
(b) Since Iowa's safety interest has not been demonstrated, and
since its regulations impair significantly the federal interest in
efficient and
Page 450 U. S. 663
safe interstate transportation, the Iowa law cannot be
harmonized with the Commerce Clause. The record, including
statistical studies, supports the District Court's finding that
65-foot doubles are as safe as 55-foot singles. And appellee
demonstrated that Iowa's law substantially burdens interstate
commerce. In addition to the increased costs of trucking companies
in routing 65-foot doubles around Iowa or using smaller truck units
through the State, Iowa's law may aggravate, rather than
ameliorate, the problem of highway accidents. Iowa's restriction --
resulting in either more smaller trucks being driven through Iowa
or the same number of larger trucks being driven longer distances
to bypass Iowa -- requires more highway miles to be driven to
transport the same quantity of goods. Other things being equal,
accidents are proportional to distance traveled. Thus, if 65-foot
doubles are as safe as 55-foot singles, Iowa's law tends to
increase the number of accidents, and to shift their
incidence from Iowa to other States. Pp.
450 U. S.
671-675.
(c) While the Court normally accords "special deference" to a
state legislature's judgment in enacting highway regulations,
Raymond, supra, at
434 U. S. 444,
n. 18, less deference is due where, as here, the local regulation
bears disproportionately on out-of-state residents and businesses.
Exemptions in Iowa's statutory scheme -- particularly those
permitting single-trailer trucks hauling livestock or farm vehicles
to be as long as 60 feet, and permitting cities abutting other
States to enact local ordinances to adopt the larger length
limitation of the neighboring State, and thus allow otherwise
oversized trucks within the city limits and in nearby commercial
zones -- secure to Iowans many of the benefits of large trucks
while shunting to neighboring States many of the costs associated
with their use. Moreover, the history of the "border cities
exemption" suggests that Iowa's statute may not have been designed
to ban dangerous trucks, but rather to discourage interstate truck
traffic. A State cannot constitutionally promote its own parochial
interests by requiring safe vehicles to detour around it. Pp.
450 U. S.
675-678.
JUSTICE BRENNAN, joined by JUSTICE MARSHALL, concluded that, in
considering a Commerce Clause challenge to a state regulation, the
judicial task is to balance the burden imposed on commerce against
the local benefits sought to be achieved by the State's lawmakers.
It is not the function of the court to decide whether,
in
fact, the regulation promotes its intended purpose, so long as
an examination of the evidence before or available to the lawmaker
indicates that the regulation is not wholly irrational in light of
its purposes. Here, the safety advantages and disadvantages of the
different types and lengths of trucks involved need not be
analyzed, since the record and the legislative history of the Iowa
regulation establish that those differences were irrelevant to
Iowa's decision to maintain its regulation. Rather, Iowa
Page 450 U. S. 664
sought to discourage interstate truck traffic on its highways.
This purpose, being protectionist in nature, is impermissible under
the Commerce Clause. Iowa may not shunt off its fair share of the
burden of maintaining interstate truck routes, nor may it create
increased hazards on the highways of neighboring States in order to
decrease the hazards on Iowa highways. Pp.
450 U. S.
679-687.
POWELL, J., announced the judgment of the Court and delivered an
opinion, in which WHITE, BLACKMUN, and STEVENS, JJ., joined.
BRENNAN, J., filed an opinion concurring in the judgment, in which
MARSHALL, J., joined,
post, p.
450 U. S. 679.
REHNQUIST, J., filed a dissenting opinion, in which BURGER, C.J.,
and STEWART J., joined,
post, p.
450 U. S.
687.
JUSTICE POWELL announced the judgment of the Court and delivered
an opinion, in which JUSTICE WHITE, JUSTICE BLACKMUN, and JUSTICE
STEVENS joined.
The question is whether an Iowa statute that prohibits the use
of certain large trucks within the State unconstitutionally burdens
interstate commerce.
I
Appellee Consolidated Freightways Corporation of Delaware
(Consolidated) is one of the largest common carriers in
Page 450 U. S. 665
the country: it offers service in 48 States under a certificate
of public convenience and necessity issued by the Interstate
Commerce Commission. Among other routes, Consolidated carries
commodities through Iowa on Interstate 80, the principal east-west
route linking New York, Chicago, and the west coast, and on
Interstate 35, a major north-south route.
Consolidated mainly uses two kinds of trucks. One consists of a
three-axle tractor pulling a 40-foot two-axle trailer. This unit,
commonly called a single, or "semi," is 55 feet in length overall.
Such trucks have long been used on the Nation's highways.
Consolidated also uses a two-axle tractor pulling a single-axle
trailer which, in turn, pulls a single-axle dolly and a second
single-axle trailer. This combination, known as a double, or twin,
is 65 feet long overall. [
Footnote
1] Many trucking companies, including Consolidated,
increasingly prefer to use doubles to ship certain kinds of
commodities. Doubles have larger capacities, and the trailers can
be detached and routed separately if necessary. Consolidated would
like to use 65-foot doubles on many of its trips through Iowa.
The State of Iowa, however, by statute, restricts the length of
vehicles that may use its highways. Unlike all other States in the
West and Midwest, App. 605, Iowa generally prohibits the use of
65-foot doubles within its borders. Instead, most truck
combinations are restricted to 55 feet in length. Doubles,
[
Footnote 2] mobile homes,
[
Footnote 3] trucks carrying
vehicles
Page 450 U. S. 666
such as tractors and other farm equipment, [
Footnote 4] and singles hauling livestock,
[
Footnote 5] are permitted to
be as long as 60 feet. Notwithstanding these restrictions, Iowa's
statute permits cities abutting the state line by local ordinance
to adopt the length limitations of the adjoining State. Iowa Code §
321.457(7) (1979). Where a city has exercised this option,
otherwise oversized trucks are permitted within the city limits and
in nearby commercial zones.
Ibid. [
Footnote 6]
Iowa also provides for two other relevant exemptions. An Iowa
truck manufacturer may obtain a permit to ship trucks that are as
large as 70 feet. Iowa Code § 321E.10 (1979). Permits also are
available to move oversized mobile homes, provided that the unit is
to be moved from a point within Iowa or delivered for an Iowa
resident. § 321E.28(5). [
Footnote
7]
Page 450 U. S. 667
Because of Iowa's statutory scheme, Consolidated cannot use its
65-foot doubles to move commodities through the State. Instead, the
company must do one of four things: (i) use 55-foot singles; (ii)
use 60-foot doubles; (iii) detach the trailers of a 65-foot double
and shuttle each through the State separately; or (iv) divert
65-foot doubles around Iowa.
Dissatisfied with these options, Consolidated filed this suit in
the District Court averring that Iowa's statutory scheme
unconstitutionally burdens interstate commerce. [
Footnote 8] Iowa defended the law as a
reasonable safety measure enacted pursuant to its police power. The
State asserted that 65-foot doubles are more dangerous than 55-foot
singles and, in any event, that the law promotes safety and reduces
road wear within the State by diverting much truck traffic to other
states. [
Footnote 9]
In a 14-day trial, both sides adduced evidence on safety and on
the burden on interstate commerce imposed by Iowa's law. On the
question of safety, the District Court found that the "evidence
clearly establishes that the twin is as safe a the semi."
475 F.
Supp. 544, 549 (SD Iowa 1979). For that reason,
"there is no valid safety reason for barring twins from Iowa's
highways because of their configuration. "
Page 450 U. S. 668
"The evidence convincingly, if not overwhelmingly, establishes
that the 65-foot twin is as safe as, if not safer than, the 60-foot
twin and the 55-foot semi. . . ."
"
* * * *"
"Twins and semis have different characteristics. Twins are more
maneuverable, are less sensitive to wind, and create less splash
and spray. However, they are more likely than semis to jackknife or
upset. They can be backed only for a short distance. The negative
characteristics are not such that they render the twin less safe
than semis overall. Semis are more stable, but are more likely to
'rear-end' another vehicle."
Id. at 548-549.
In light of these findings, the District Court applied the
standard we enunciated in
Raymond Motor Transportation, Inc. v.
Rice, 434 U. S. 429
(1978), and concluded that the state law impermissibly burdened
interstate commerce:
"[T]he balance here must be struck in favor of the federal
interests. The
total effect of the law as a safety measure
in reducing accidents and casualties is so slight and problematical
that it does not outweigh the national interest in keeping
interstate commerce free from interferences that seriously impede
it."
475 F. Supp. at 551 (emphasis in original).
The Court of Appeals for the Eighth Circuit affirmed. 612 F.2d
1064 (1979). It accepted the District Court's finding that 65-foot
doubles were as safe as 55-foot singles.
Id. at 1069.
Thus, the only apparent safety benefit to Iowa was that resulting
from forcing large trucks to detour around the State, thereby
reducing overall truck traffic on Iowa's highways. The Court of
Appeals noted that this was not a constitutionally permissible
interest.
Id. at 1070. It also commented that the several
statutory exemptions identified above, such as those applicable to
border cities and the shipment of livestock, suggested that the
law, in effect, benefited Iowa
Page 450 U. S. 669
residents at the expense of interstate traffic.
Id. at
1070-1071. The combination of these exemptions weakened the
presumption of validity normally accorded a state safety
regulation. For these reasons, the Court of Appeals agreed with the
District Court that the Iowa statute unconstitutionally burdened
interstate commerce.
Iowa appealed, and we noted probable jurisdiction. 446 U.S. 950
(1980). We now affirm.
II
It is unnecessary to review in detail the evolution of the
principles of Commerce Clause adjudication. The Clause is both a
"prolific ' of national power and an equally prolific source of
conflict with legislation of the state[s]."
H. P. Hood &
Sons, Inc. v. Du Mond, 336 U. S. 525,
336 U. S. 534
(1949). The Clause permits Congress to legislate when it perceives
that the national welfare is not furthered by the independent
actions of the States. It is now well established, also, that the
Clause itself is "a limitation upon state power even without
congressional implementation."
Hunt v. Washington Apple
Advertising Comm'n, 432 U. S. 333,
432 U. S. 350
(1977). The Clause requires that some aspects of trade generally
must remain free from interference by the States. When a State
ventures excessively into the regulation of these aspects of
commerce, it "trespasses upon national interests,"
Great
A&P Tea Co. v. Cottrell, 424 U. S. 366,
424 U. S. 373
(1976), and the courts will hold the state regulation invalid under
the Clause alone.
The Commerce Clause does not, of course, invalidate all state
restrictions on commerce. It has long been recognized that,
"in the absence of conflicting legislation by Congress, there is
a residuum of power in the state to make laws governing matters of
local concern which nevertheless in some measure affect interstate
commerce or even, to some extent, regulate it."
Southern Pacific Co. v. Arizona, 325 U.
S. 761,
Page 450 U. S. 670
325 U. S. 767
(1945). The extent of permissible state regulation is not always
easy to measure. It may be said with confidence, however, that a
State's power to regulate commerce is never greater than in matters
traditionally of local concern.
Washington Apple Advertising
Comm'n, supra at
432 U. S. 350.
For example, regulations that touch upon safety -- especially
highway safety -- are those that "the Court has been most reluctant
to invalidate."
Raymond, supra at
434 U. S. 443;
accord, Railway Express Agency, Inc. v. New York,
336 U. S. 106,
336 U. S. 109
(1949);
South Carolina State Highway Dept. v. Barnwell
Brothers, Inc., 303 U. S. 177,
303 U. S. 187
(1938);
Sproles v. Binford, 286 U.
S. 374,
286 U. S. 390
(1932);
Hendrick v. Maryland, 235 U.
S. 610,
235 U. S. 622
(1915). Indeed,
"if safety justifications are not illusory, the Court will not
second-guess legislative judgment about their importance in
comparison with related burdens on interstate commerce."
Raymond, supra at
434 U. S. 449
(BLACKMUN, J., concurring). Those who would challenge such bona
fide safety regulations must overcome a "strong presumption of
validity."
Bibb v. Navajo Freight Lines, Inc.,
359 U. S. 520,
359 U. S. 524
(1959).
But the incantation of a purpose to promote the public health or
safety does not insulate a state law from Commerce Clause attack.
Regulations designed for that salutary purpose nevertheless may
further the purpose so marginally, and interfere with commerce so
substantially, as to be invalid under the Commerce Clause. In the
Court's recent unanimous decision in
Raymond, [
Footnote 10] we declined to
"accept the State's contention that the inquiry under the
Commerce Clause is ended without a weighing of the asserted safety
purpose against the degree of interference with interstate
commerce."
434 U.S. at
434 U. S. 443.
This "weighing" by a court requires -- and indeed the
constitutionality of the state regulation depends on --
"a sensitive consideration of the weight
Page 450 U. S. 671
and nature of the state regulatory concern in light of the
extent of the burden imposed on the course of interstate
commerce."
Id. at
434 U. S. 441;
accord, Pike v. Bruce Church, Inc., 397 U.
S. 137,
397 U. S. 142
(1970);
Bibb, supra, at
359 U. S.
525-530;
Southern Pacific, supra, at
325 U. S.
770.
III
Applying these general principles, we conclude that the Iowa
truck length limitations unconstitutionally burden interstate
commerce.
In
Raymond Motor Transportation, Inc. v. Rice, the
Court held that a Wisconsin statute that precluded the use of
65-foot doubles violated the Commerce Clause. This case is
Raymond revisited. Here, as in
Raymond, the State
failed to present any persuasive evidence that 65-foot doubles are
less safe than 55-foot singles. Moreover, Iowa's law is now out of
step with the laws of all other Midwestern and Western States. Iowa
thus substantially burdens the interstate flow of goods by truck.
In the absence of congressional action to set uniform standards,
[
Footnote 11] some burdens
associated with state safety regulations must be tolerated. But
where, as here, the State's safety interest has been found to be
illusory, and its regulations impair significantly the federal
interest in efficient and safe interstate transportation, the state
law cannot be harmonized with the Commerce Clause. [
Footnote 12]
A
Iowa made a more serious effort to support the safety rationale
of its law than did Wisconsin in
Raymond, but its
Page 450 U. S. 672
effort was no more persuasive. As noted above, the District
Court found that the "evidence clearly establishes that the twin is
as safe as the semi." The record supports this finding.
The trial focused on a comparison of the performance of the two
kinds of trucks in various safety categories. The evidence showed,
and the District Court found, that the 65-foot double was at least
the equal of the 55-foot single in the ability to brake, turn, and
maneuver. The double, because of its axle placement, produces less
splash and spray in wet weather. [
Footnote 13] And, because of its articulation in the
middle, the double is less susceptible to dangerous "off-tracking,"
[
Footnote 14] and to
wind.
None of these findings is seriously disputed by Iowa. Indeed,
the State points to only three ways in which the 55-foot single is
even arguably superior: singles take less time to be passed and to
clear intersections; they may back up for longer distances; and
they are somewhat less likely to jackknife.
The first two of these characteristics are of limited relevance
on modern interstate highways. As the District Court found, the
negligible difference in the time required to pass, and to cross
intersections, is insignificant on 4-lane divided highways, because
passing does not require crossing into oncoming traffic lanes,
Raymond, 434 U.S. at
434 U. S. 444,
and interstates have few, if any, intersections. The concern over
backing capability also is insignificant, because it seldom is
necessary to back up
Page 450 U. S. 673
on an interstate. [
Footnote
15] In any event, no evidence suggested any difference in
backing capability between the 60-foot doubles that Iowa permits
and the 65-foot doubles that it bans. Similarly, although doubles
tend to jackknife somewhat more than singles, 65-foot doubles
actually are less likely to jackknife than 60-foot doubles.
Statistical studies supported the view that 65-foot doubles are
at least as safe overall as 55-foot singles and 60-foot doubles.
One such study, which the District Court credited, reviewed
Consolidated's comparative accident experience in 1978 with its own
singles and doubles. Each kind of truck was driven 56 million miles
on identical routes. The singles were involved in 100 accidents
resulting in 27 injuries and one fatality. The 65-foot doubles were
involved in 106 accidents resulting in 17 injuries and one
fatality. Iowa's expert statistician admitted that this study
provided "moderately strong evidence" that singles have a higher
injury rate than doubles. App. 488. Another study, prepared by the
Iowa Department of Transportation at the request of the state
legislature, concluded that
"[s]ixty-five foot twin trailer combinations have
not
been shown by experiences in other states to be less safe than
60-foot twin trailer combinations
or conventional
tractor-semitrailers."
(Emphasis in original.)
Id. at 584. Numerous insurance
company executives, and transportation officials from the Federal
Government and various States, testified that 65-foot doubles were
at least as safe as 55-foot singles. Iowa concedes that it can
produce no study that establishes a statistically significant
difference in safety between the 65-foot double and the kinds of
vehicles the State permits. Brief for Appellants 28, 32. Nor, as
the District Court noted, did Iowa present a single witness who
testified that 65-foot doubles were more dangerous overall than the
vehicles permitted under Iowa law. 475 F. Supp. at 549.
Page 450 U. S. 674
In sum, although Iowa introduced more evidence on the question
of safety than did Wisconsin in
Raymond, the record as a
whole was not more favorable to the State. [
Footnote 16]
B
Consolidated, meanwhile, demonstrated that Iowa's law
substantially burdens interstate commerce. Trucking companies that
wish to continue to use 65-foot doubles must route them around Iowa
or detach the trailers of the doubles and ship them through
separately. Alternatively, trucking companies must use the smaller
55-foot singles or 65-foot doubles permitted under Iowa law. Each
of these options engenders inefficiency and added expense. The
record shows that Iowa's law added about $12.6 million each year to
the costs of trucking companies. Consolidated alone incurred about
$2 million per year in increased costs.
In addition to increasing the costs of the trucking companies
(and, indirectly, of the service to consumers), Iowa's law may
aggravate, rather than ,ameliorate, the problem of highway
accidents. Fifty-five foot singles carry less freight than 65-foot
doubles. Either more small trucks must be used to carry the same
quantity of goods through Iowa or the same number of larger trucks
must drive longer distances to bypass Iowa. In either case, as the
District Court noted,
Page 450 U. S. 675
the restriction requires more highway miles to be driven to
transport the same quantity of goods. Other things being equal,
accidents are proportional to distance raveled.
See App.
604, 615. [
Footnote 17]
Thus, if 65-foot doubles are as safe as 55-foot singles, Iowa's law
tends to increase the number of accidents and to shift the
incidence of them from Iowa to other States. [
Footnote 18]
IV
Perhaps recognizing the weakness of the evidence supporting its
safety argument, and the substantial burden on commerce that its
regulations create, Iowa urges the Court simply to "defer" to the
safety judgment of the State. It argues that the length of trucks
is generally, although perhaps imprecisely, related to safety. The
task of drawing a line is one that Iowa contends should be left to
its legislature.
The Court normally does accord "special deference" to state
highway safety regulations.
Raymond, 434 U.S. at
434 U. S. 444,
n. 18. T his traditional deference
"derives in part from the assumption that, where such
regulations do not discriminate on their face against interstate
commerce, their burden usually falls on local economic interests as
well as other States' economic interests, thus insuring that a
State's own political processes will serve as a check against
unduly burdensome regulations."
Ibid. Less deference to the legislative judgment
Page 450 U. S. 676
is due, however, where the local regulation bears
disproportionately on out-of-state residents and businesses. Such a
disproportionate burden is apparent here. Iowa's scheme, although
generally banning large doubles from the State, nevertheless has
several exemptions that secure to Iowans many of the benefits of
large trucks while shunting to neighboring States many of the costs
associated with their use. [
Footnote 19]
At the time of trial, there were two particularly significant
exemptions. First, singles hauling livestock or farm vehicles were
permitted to be as long as 60 feet. Iowa Code §§ 321.457(5),
321.457(3) (1979). As the Court of Appeals noted, this provision
undoubtedly was helpful to local interests.
Cf. Raymond,
supra at
434 U. S. 434
(exemption in Wisconsin for milk shippers). Second, cities abutting
other States were permitted to enact local ordinances adopting the
larger length limitation of the neighboring State. Iowa Code §
321.457(7) (1979). This exemption offered the benefits of longer
trucks to individuals and businesses in important border cities
[
Footnote 20] without
burdening Iowa's highways with interstate through traffic.
[
Footnote 21]
Cf.
Raymond, supra at
434 U. S.
446-447, and n. 24 (exemption in Wisconsin for shipments
from local plant). [
Footnote
22]
Page 450 U. S. 677
The origin of the "border cities exemption" also suggests that
Iowa's statute may not have been designed to ban dangerous trucks,
but rather to discourage interstate truck traffic. In 1974, the
legislature passed a bill that would have permitted 65-foot doubles
in the State.
See n 6,
supra. Governor Ray vetoed the bill. He said:
"I find sympathy with those who are doing business in our state
and whose enterprises could gain from increased cargo carrying
ability by trucks. However, with this bill, the Legislature has
pursued a course that would benefit only a few Iowa-based companies
while providing a great advantage for out-of-state trucking firms
and competitors at the expense of our Iowa citizens."
App. 626. [
Footnote 23]
After the veto, the "border cities exemption" was immediately
enacted and signed by the Governor.
It is thus far from clear that Iowa was motivated primarily by a
judgment that 65-foot doubles are less safe than 55-foot singles.
Rather, Iowa seems to have hoped to limit the use of its highways
by deflecting some through traffic. [
Footnote 24] In the District Court and Court of Appeals,
the State explicitly attempted
Page 450 U. S. 678
to justify the law by its claimed interest in keeping trucks out
of Iowa.
See n 9 and
accompanying text,
supra. The Court of Appeals correctly
concluded that a State cannot constitutionally promote its own
parochial interests by requiring safe vehicles to detour around it.
612 F.2d at 1070.
V
In sum, the statutory exemptions, their history, and the
arguments Iowa has advanced in support of its law in this
litigation all suggest that the deference traditionally accorded a
State's safety judgment is not warranted.
See Raymond,
supra at
434 U. S. 444,
and n. 18,
434 U. S.
446-447. [
Footnote
25] The controlling factors thus are the findings of the
District Court, accepted by the Court of Appeals, with respect to
the relative safety of the types of trucks at issue, and the
substantiality of the burden on interstate commerce.
Because Iowa has imposed this burden without any significant
countervailing safety interest, [
Footnote 26] its statute violates the
Page 450 U. S. 679
Commerce Clause. [
Footnote
27] The judgment of the Court of Appeals is affirmed. [
Footnote 28]
It is so ordered.
[
Footnote 1]
For an illustration of the differences between singles and
doubles,
see Raymond Motor Transportation, Inc. v.
Rice, 417 F.
Supp. 1352, 1363 (WD Wis.1976) (three-judge court),
rev'd, 434 U. S. 434 U.S.
429 (1978).
[
Footnote 2]
Iowa Code § 321.457(6) (1979). The 60-foot double is not
commonly used anywhere except in Iowa. It consists of a tractor
pulling a large trailer, which in turn pulls a dolly attached to a
small trailer. The odd-sized trailer used in the 60-foot double is
not compatible for interchangeable use in other trailer
combinations.
See App. 23, 276-277, 353, 354.
[
Footnote 3]
Iowa Code § 321.457(4) (1979)
[
Footnote 4]
§ 321.457(5)
[
Footnote 5]
§ 321.457(3). After trial, and after the Court of Appeals'
decision in this case, Iowa amended its law to permit all singles
to be as large as 60 feet. 1980 Iowa Acts, ch. 1100.
[
Footnote 6]
The Iowa Legislature, in 1974, passed House Bill 671, which
would have permitted 65-foot doubles. But Iowa Governor Ray vetoed
the bill, noting that it
"would benefit only a few Iowa-based companies while providing a
great advantage for out-of-state trucking firms and competitors at
the expense of our Iowa citizens."
Governor's Veto Message of March 2, 1974, reprinted in App. 626.
The "border cities exemption" was passed by the General Assembly
and signed by the Governor shortly thereafter.
The Iowa Transportation Commission, pursuant to authority
conferred in Iowa Code § 307.10(5) (1979), subsequently adopted
regulations that would have legalized 65-foot doubles, provided
that the legislature enacted a ban on studded snow tires. The Iowa
Supreme Court declared these regulations void because their
promulgation was impermissibly tied to legislative action.
Motor Club of Iowa v. Department of
Transportation, 251 N.W.2d 510
(1977).
[
Footnote 7]
The parochial restriction in the mobile home provision were
enacted after Governor Ray vetoed a bill that would have permitted
the interstate shipment of all mobile homes through Iowa. Governor
Ray commented, in his veto message:
"This bill . . . would make Iowa a bridge state as these
oversized units are moved into Iowa after being manufactured in
another state and sold in a third. None of this activity would be
of particular economic benefit to Iowa."
Governor's Veto Message of March 16, 1972, reprinted in App.
641.
[
Footnote 8]
Defendant, appellants in this Court, are Raymond Kassel,
Director of the Iowa Department of Transportation, Iowa Governor
Robert D. Ray, and state transportation officials Robert Rigler, L.
Stanley Schoelerman, Donald Gardner, Jules Buker, Allan Thoms,
Barbara Dunn, William McGrath, Jon McCoy, Charles W. Larson, Edward
Dickinson, and Richard C. Turner.
[
Footnote 9]
See 476 F.
Supp. 644,
561 (SD
Iowa 17); 612 F.2d 104, 1068, 1069-1070 (CA8 17). In this Court,
Iowa place little or no emphasis on the constitutional validity of
this second argument.
[
Footnote 10]
JUSTICE STEVENS took no part in the consideration or decision of
Raymond.
[
Footnote 11]
The Senate last year passed a bill that would have preempted the
field of truck lengths by setting a national limit of 65 feet.
See S. 1390, 96th Cong., 2d Sess. (1980) (reprinted in 126
Cong.Rec. 3309, 3303 (1980)). The House took no action before
adjournment.
[
Footnote 12]
It is highly relevant that here, as in
Raymond, the
state statute contains exemptions that weaken the deference
traditionally accorded to a state safety regulation.
See
450 U. S.
infra.
[
Footnote 13]
Twin trailers have single axles; semis, by contrast, have tandem
axles. The axle configuration of the semi aggravates splash and
spray. The forward tire creates upward wind currents in the same
place that the rear tire creates downward wind currents. The
confluence of these currents occurs at a point just above and
between the tandem axles. The resulting turbulence then is blasted
outward, carrying spray with it. App. 996.
[
Footnote 14]
"Off-tracking" refers to the extent to which the rear wheels of
a truck deviate from the path of the front wheels while
turning.
[
Footnote 15]
Evidence at trial did show that doubles could back up far enough
to move around an accident. App. 103.
[
Footnote 16]
In suggesting that Iowa's law actually promotes safety, the
dissenting opinion ignores the findings of the courts below, and
relies on largely discredited statistical evidence. The dissent
implies that a statistical study identified doubles as more
dangerous than singles.
Post at 695. At trial, however,
the author of that study -- Iowa's own statistician -- conceded
that his calculations were statistically biased, and therefore "not
very meaningful." Tr. 1678;
see App. 669-870, Tr. 1742
1747.
The dissenting opinion also suggests that its conclusions are
bolstered by the fact that the American Association of State
Highway and Transportation Officials (AASHTO) recommends that
States limit truck lengths.
Post at
450 U. S. 693,
450 U. S. 699.
The dissent fails to point out, however, that AASHTO specifically
recommends that States permit 65-foot doubles. App. 602-603.
[
Footnote 17]
Moreover, trucks diverted from interstates often must travel
over more dangerous roads. For example, east-west traffic diverted
from Interstate 80 is rerouted through Missouri on U.S. Highway 36,
which is predominantly a 2-lane road.
[
Footnote 18]
The District Court, in denying a stay pending appeal, noted that
Iowa's law causes "more accidents, more injuries, more fatalities
and more fuel consumption."
Id. at 579. Appellant Kassel
conceded a much at trial.
Id. at 281. Kassel explained,
however, that most of these additional accidents occur in States
other than Iowa, because truck traffic is deflected around the
State. He noted: "Our primary concern is the citizens of Iowa and
our own highway system we operate in this state."
Ibid.
[
Footnote 19]
As the District Court noted, diversion of traffic benefits Iowa
by holding down (i) accidents in the State, (ii) auto insurance
premiums, (iii) police staffing needs, and (iv) road wear. 475 F.
Supp. at 550.
[
Footnote 20]
Five of Iowa's ten largest cities -- Davenport, Sioux City,
Dubuque, Council Bluffs, and Clinton -- are, by their location,
entitled to use the "border cities exemption."
See U.S.
Bureau of the Census, U.S. Census of Population: 1970 Number of
Inhabitants, Final Report, PC(1)-A1, United States Summary 1-136,
1-137.
[
Footnote 21]
The vast majority of the 65-foot doubles seeking access to
Iowa's interstate highways carry in interstate traffic through
Iowa.
See App. 175-176, 560.
[
Footnote 22]
As noted above, exemptions also are available to benefit Iowa
truck makers, Iowa Code § 321E.10 (1979), and Iowa mobile home
manufacturers or purchasers, § 321E.28(5). Although these
exemptions are not directly relevant to the controversy over the
safety of 65-foot doubles, they do contribute to the pattern of
parochialism apparent in Iowa's statute.
[
Footnote 23]
Governor Ray further commented that,
"if we have thousands more trucks crossing our state, there will
be millions of additional miles driven in Iowa, and that does
create a genuine concern for safety."
App. 628.
[
Footnote 24]
The dissenting opinion insists that we defer to Iowa's truck
length limitations because they represent the collective judgment
of the Iowa Legislature.
See post at
450 U. S.
691-692,
450 U. S.
696-697,
450 U. S. 699,
450 U. S. 700.
This position is curious, because, as noted above, the Iowa
Legislature approved a bill legalizing 65-foot doubles. The bill
was vetoed by the Governor, primarily for parochial, rather than
legitimate safety, reasons. The dissenting opinion is at a loss to
explain the Governor's interest in deflecting interstate truck
traffic around Iowa.
[
Footnote 25]
Locomotive Firemen v. Chicago, R.I. & P. R. Co.,
393 U. S. 129
(1968), in its result, although perhaps not in all of its language,
is consistent with the conclusion we reach today. There, the
Arkansas "full-crew" laws were upheld against constitutional
challenge because the Court easily perceived that they made
nonillusory contributions to safety.
See id. at
393 U. S.
136-138. Here, as in
Raymond, there was no such
evidence. This case and
Raymond recognize, as the Court
did in
Locomotive Firemen, that States constitutionally
may enact laws that demonstrably promote safety, even when those
laws also burden the flow of commerce.
[
Footnote 26]
As noted above, the District Court and the Court of Appeals held
that the Iowa statutory scheme unconstitutionally burdened
interstate commerce. The District Court, however, found that the
statute did not discriminate against such commerce. 475 F. Supp. at
553. Because the record fully supports the decision below with
respect to the burden on interstate commerce, we need not consider
whether the statute also operated to discriminate against that
commerce.
See Raymond, 434 U.S. at
434 U. S.
446-447, n. 24. The latter theory was neither briefed
nor argued in this Court.
[
Footnote 27]
JUSTICE REHNQUIST, in dissent, states that, as he reads the
various opinions in this case, "only four Justices invalidate
Iowa's law on the basis of the analysis in
Raymond."
Post at
450 U. S. 700,
n. 10. It should be emphasized that
Raymond, the analysis
of which was derived from the Court's opinion in
Pike v. Bruce
Church, Inc., 397 U. S. 137
(1970), was joined by each of the eight Justices who participated.
Today, JUSTICE BRENNAN finds it unnecessary to reach the
Raymond analysis because he finds the Iowa statute to be
flawed for a threshold reason.
[
Footnote 28]
Consolidated's complaint sought only a declaration that the Iowa
statute was unconstitutional insofar as it precluded the use of
65-foot doubles on major interstate highways and nearby access
roads. App. 10-11. We are not asked to consider whether Iowa
validly may ban 65-foot doubles from smaller roads on which they
might be demonstrably unsafe.
JUSTICE BRENNAN, with whom JUSTICE MARSHALL joins, concurring in
the judgment.
Iowa's truck length regulation challenged in this case is nearly
identical to the Wisconsin regulation struck down in
Raymond
Motor Transportation, Inc. v. Rice, 434 U.
S. 429 (1978), as in violation of the Commerce Clause.
In my view, the same Commerce Clause restrictions that dictated
that holding also require invalidation of Iowa's regulation insofar
as it prohibits 65-foot doubles.
The reasoning bringing me to that conclusion does not require
however, that I engage in the debate between my Brothers POWELL and
REHNQUIST over what the District Court record shows on the question
whether 65-foot doubles are more dangerous than shorter trucks.
With all respect, my Brothers ask and answer the wrong
question.
For me, analysis of Commerce Cause challenges to state
regulations must take into account three principles: (1) The courts
are not empowered to second-guess the empirical judgments of
lawmakers concerning the utility of legislation.
Page 450 U. S. 680
(2) The burdens imposed on commerce must be balanced against the
local benefits actually sought to be achieved by the State's
lawmakers, and not against those suggested after the fact by
counsel. (3) Protectionist legislation is unconstitutional under
the Commerce Clause, even if the burdens and benefits are related
to safety, rather than economics.
I
Both the opinion of my Brother POWELL and the opinion of my
Brother REHNQUIST are predicated upon the supposition that the
constitutionality of a state regulation is determined by the
factual record created by the State's lawyers in trial court. But
that supposition cannot be correct, for it would make the
constitutionality of state laws and regulations depend on the
vagaries of litigation, rather than on the judgments made by the
State's lawmakers.
In considering a Commerce Clause challenge to a state
regulation, the judicial task is to balance the burden imposed on
commerce against the local benefits sought to be achieved by the
State's lawmakers.
See Pike v. Bruce Church, Inc.,
397 U. S. 137,
397 U. S. 142
(1970). In determining those benefits, a court should focus
ultimately on the regulatory purposes identified by the lawmakers
and on the evidence before or available to them that might have
supported their judgment.
See generally Minnesota v. Clover
Leaf Creamery Co., 449 U. S. 456,
449 U. S. 464,
449 U. S. 473
(1981). Since the court must confine its analysis to the purposes
the lawmakers had for maintaining the regulation, the only relevant
evidence concerns whether the lawmakers could rationally have
believed that the challenged regulation would foster those
purposes.
See Locomotive Firemen v. Chicago, R.I. & P. R.
Co., 393 U. S. 129,
393 U. S.
138-139 (1968);
South Carolina State Highway Dept.
v. Barnwell Bros., Inc., 303 U. S. 177,
303 U. S.
192-193 (1938). It is not the function of the court to
decide whether,
in fact, the regulation promotes its
intended purpose, so long as an examination of the evidence before
or available to the lawmaker indicates
Page 450 U. S. 681
that the regulation is not wholly irrational in light of it
purpose.
See Minnesota v. Clover Leaf Creamery Co., supra
at
449 U. S. 469,
449 U. S. 473.
[
Footnote 2/1]
II
My Brothers POWELL and REHNQUIST make the mistake of
disregarding the intention of Iowa's lawmakers and assuming that
resolution of the case must hinge upon the argument offered by
Iowa's attorneys: that 65-foot doubles are more dangerous than
shorter trucks. They then canvas the factual record and findings of
the courts below and reach opposite conclusions as to whether the
evidence adequately supports that empirical judgment. I repeat: my
Brothers POWELL and REHNQUIST have asked and answered the wrong
question. For although Iowa's lawyers in this litigation have
defended the truck length regulation on the basis of the safety
advantages of 55-foot singles and 60-foot doubles over 65-foot
doubles, Iowa's actual rationale for maintaining the regulation had
nothing to do with these purported differences. Rather, Iowa sought
to discourage interstate truck traffic on Iowa's highways.
[
Footnote 2/2]
Page 450 U. S. 682
Thus, the safety advantages and disadvantage of the types and
lengths of truck involved in this case are irrelevant to the
decision. [
Footnote 2/3]
Page 450 U. S. 683
My Brother POWELL concedes that "[i]t is . . . far from clear
that Iowa was motivated primarily by a judgment that 65-foot
doubles are less safe than 55-foot singles. Rather, Iowa seems to
have hoped to limit the use of its highways by deflecting some
through traffic."
Ante at
450 U. S. 677.
This conclusion is more than amply supported by the record and the
legislative history of the Iowa regulation. The Iowa Legislature
has consistently taken the position that size, weight, and speed
restrictions on interstate traffic should be set in accordance with
uniform national standards. The stated purpose was not to further
safety, but to achieve uniformity with other States. The Act
setting the limitations challenged in
Page 450 U. S. 684
this case, passed in 1947 and periodically amended since then,
is entitled "An Act
to promote uniformity with other
states in the matter of limitations on the size, weight and
speed of motor vehicles. . . ." 1947 Iowa Acts, ch. 177 (emphasis
added). Following the proposals of the American Association of
State Highway and Transportation Officials, the State has gradually
increased the permissible length of trucks from 45 feet in 1947 to
the present limit of 60 feet.
In 1974, the Iowa Legislature again voted to increase the
permissible length of trucks to conform to uniform standards then
in effect in most other States. This legislation, House Bill 671,
would have increased the maximum length of twin trailer trucks
operable in Iowa from 60 to 65 feet. But Governor Ray broke from
prior state policy, and vetoed the legislation. The legislature did
not override the veto, and the present regulation was thus
maintained. In his veto, [
Footnote
2/4] Governor Ray did not rest his decision on the conclusion
that 55-foot singles and 60-foot doubles are any safer than 65-foot
doubles, or on any other safety consideration inherent in the type
or size of the trucks. Rather, his principal concern was that to
allow 65-foot doubles would "basically ope[n] our state to
literally thousands and thousands more trucks per year." App. 628.
This increase in interstate truck traffic would, in the Governor's
estimation, greatly increase highway maintenance costs, which are
borne by the citizens of the State,
id. at 628-629, and
increase the number of accidents and fatalities within the State.
Id. at 628. The legislative response was not to override
the veto, but to accede to the Governor's action, and in accord
with his basic premise, to enact a "border cities exemption." This
permitted cities within border areas to allow 65-foot doubles while
otherwise maintaining the 60-foot limit throughout the State to
discourage interstate truck traffic.
Page 450 U. S. 685
Although the Court has stated that "[i]n no field has . . .
deference to state regulation been greater than that of highway
safety,"
Raymond Motor Transportation, Inc. v. Rice, 434
U.S. at
434 U. S. 443,
it has declined to go so far as to presume that size restrictions
are inherently tied to public safety.
Id. at
434 U. S. 444,
n.19. The Court has emphasized that the "strong presumption of
validity" of size restrictions "cannot justify a court in closing
its eyes to uncontroverted evidence of record,"
ibid. --
here the obvious fact that the safety characteristics of 65-foot
doubles did not provide the motivation for either legislators or
Governor in maintaining the regulation.
III
Though my Brother POWELL recognizes that the State's actual
purpose in maintaining the truck length regulation was "to limit
the use of its highways by deflecting some through traffic,"
ante at
450 U. S. 677,
he fails to recognize that this purpose, being protectionist in
nature, is impermissible under the Commerce Clause. [
Footnote 2/5] The Governor admitted that he
blocked legislative efforts to raise the length of trucks because
the change "would benefit only a few Iowa-based companies while
providing a great advantage for out-of-state trucking firms and
competitors at the expense of our Iowa citizens." App. 626;
see
also id. at 185-186. Appellant Raymond Kassel, Director of the
Iowa Department of Transportation, while admitting that the greater
65-foot length standard would be
safer overall, defended
the more restrictive regulations because of their benefits
within Iowa:
"Q: Overall, there would be fewer miles of operation, fewer
accidents and fewer fatalities?"
"A: Yes, on the national scene."
"Q: Does it not concern the Iowa Department of
Page 450 U. S. 686
Transportation that banning 65-foot twins causes more accidents,
more injuries and more fatalities?"
"A: Do you mean outside of our state border?"
"Q: Overall."
"A: Our primary concern is the citizens of Iowa and our own
highway system we operate in this state."
Id. at 281. The regulation has had its predicted
effect. As the District Court found:
"Iowa's length restriction causes the trucks affected by the ban
to travel more miles over more dangerous roads in other states,
which means a greater overall exposure to accidents and fatalities.
More miles of highway are subjected to wear. More fuel is consumed,
and greater transportation costs are incurred."
475 F.
Supp. 544, 550 (SD Iowa 1979).
Iowa may not shunt off its fair share of the burden of
maintaining interstate truck routes, nor may it create increased
hazards on the highways of neighboring States in order to decrease
the hazards on Iowa highways. Such an attempt has all the hallmarks
of the "simple . . . protectionism" this Court has condemned in the
economic area.
Philadelphia v. New Jersey, 437 U.
S. 617,
437 U. S. 624
(1978). Just as a State's attempt to avoid interstate competition
in economic goods may damage the prosperity of the Nation as a
whole, so Iowa's attempt to deflect interstate truck traffic has
been found to make the Nation's highways as a whole more hazardous.
That attempt should therefore be subject to "a virtually
per
se rule of invalidity."
Ibid.
This Court's heightened deference to the judgments of state
lawmakers in the field of safety,
see ante at
450 U. S. 670,
is largely attributable to a judicial disinclination to weigh the
interests of safety against other societal interests, such as the
economic interest in the free flow of commerce. Thus,
"if safety justifications are not illusory, the Court will not
second-guess
Page 450 U. S. 687
legislative judgment about their importance
in comparison
with related burdens on interstate commerce."
Raymond Motor Transportation, Inc. v. Rice, supra at
434 U. S. 449
(BLACKMUN, J., concurring) (emphasis added). Here, the decision of
Iowa's lawmakers to promote Iowa's safety and other interests at
the direct expense of the safety and other interests of neighboring
States merits no such deference. No special judicial acuity is
demanded to perceive that this sort of parochial legislation
violates the Commerce Clause. As Justice Cardozo has written, the
Commerce Clause
"was framed upon the theory that the peoples of the several
states must sink or swim together, and that, in the long run,
prosperity and salvation are in union, and not division."
Baldwin v. G. A. F. Seelig, Inc., 294 U.
S. 511,
294 U. S. 523
(1935).
I therefore concur in the judgment.
[
Footnote 2/1]
Moreover, I would emphasize that, in the field of safety -- and
perhaps in other fields where the decisions of state lawmakers are
deserving of a heightened degree of deference -- the role of the
courts is not to balance asserted burdens against intended
benefits, as it is in other fields.
Compare Raymond Motor
Transportation, Inc. v. Rice, 434 U.
S. 429,
434 U. S. 449
(1978) (BLACKMUN, J., concurring) (safety regulation),
with
Pike v. Bruce Church, Inc., 397 U. S. 137,
397 U. S. 143
(1970) (regulation intended "to protect and enhance the reputation
of growers within the State"). In the field of safety, once the
court has established that the intended safety benefit is not
illusory, insubstantial, or nonexistent, it must defer to the
State's lawmakers on the appropriate balance to be struck against
other interests. I therefore disagree with my Brother POWELL when
he asserts that the degree of interference with interstate commerce
may, in the first instance, be "weighed" against the State's safety
interests:
"Regulations designed [to promote the public health or safety]
nevertheless may further the purpose so marginally,
and
interfere with commerce so substantially, as to be invalid
under the Commerce Clause."
Ante at
450 U. S. 670
(emphasis added).
[
Footnote 2/2]
In the District Court and the Court of Appeals, Iowa's attorneys
forthrightly defended the regulation in part on the basis of the
State's interest in discouraging interstate truck traffic through
Iowa.
475 F.
Supp. 544, 550 (SD Iowa); 612 F.2d 1064, 1069 (CA8 1979).
[
Footnote 2/3]
My Brother REHNQUIST claims that the "argument" that a court
should defer to the actual purposes of the lawmakers, rather than
to the
post hoc justifications of counsel "has been
consistently rejected by the Court in other contexts."
Post at
450 U. S. 702.
Apparently, he has overlooked such cases as
Allied Stores of
Ohio, Inc. v. Bowers, 358 U. S. 522
(1959), where we described the rationale for our earlier decision
in
Wheeling Steel Corp. v. Glander, 337 U.
S. 562 (1949):
"The statutes, on their face admittedly discriminatory against
nonresidents, themselves declared their purpose. . . . Having
themselves specifically declared their purpose, the Ohio statute
left no room to conceive of any other purpose for their existence.
And the declared purpose having been found arbitrarily
discriminatory against nonresidents, the Court could hardly escape
the conclusion. . . ."
358 U.S. at
358 U. S.
529-530 And in
Weinberger v. Wiesenfeld,
420 U. S. 636,
420 U. S. 648,
n. 16 (1975), we said:
"This Court need not . . . accept at face value assertions of
legislative purposes when an examination of the legislative scheme
and its history demonstrates that the asserted purpose could not
have been a goal of the legislation."
(Citing cases.) And in
Massachusetts Board of Retirement v.
Muria, 427 U. S. 307,
427 U. S. 314
(1976), we stated that a classification challenged as being
discriminatory will be upheld only if it "rationally furthers the
purpose identified by the State."
See also Minnesota v. Clover
Leaf Creamery Co., 449 U. S. 456,
449 U. S. 463,
n. 7 (1981);
Califano v. Goldfarb, 430 U.
S. 199,
430 U. S.
212-213 (1977) (plurality opinion);
Hughes v.
Alexandria Scrap Corp., 426 U. S. 794,
426 U. S. 813,
n. 23 (1976);
Johnson v. Robison, 415 U.
S. 361,
416 U. S.
381-382 (1974).
The extent to which we may rely upon
post hoc
justifications of counsel depends on the circumstances surrounding
passage of the legislation. Where there is no evidence bearing on
the actual purpose for a legislative classification, our analysis
necessarily focuses on the suggestions of counsel,
see Allied
Stores of Ohio, Inc. v. Bowers, supra at
358 U. S.
528-529 (relied upon by the dissent,
post at
450 U. S.
703-704, n. 13). Even then, "marginally more demanding
scrutiny" is appropriate to "test the plausibility of the tendered
purpose."
Schweiker v. Wilson, ante at
450 U. S. 245
(POWELL, J., dissenting). But where the lawmakers' purposes in
enacting a statute are explicitly set forth,
e.g., Minnesota v.
Clover Leaf Creamery Co., supra at
449 U. S.
458-459;
Johnson v. Robison, supra at
416 U. S. 376,
or are clearly discernible from the legislative history,
e.g.,
Hughes v. Alexandria Scrap Corp., supra at
426 U. S. 813,
n. 23;
McGinnis v. Royster, 410 U.
S. 263,
410 U. S.
274-277 (1973), this Court should not take -- and, with
the possible exception of
United States Railroad Retirement
Board v. Fritz, 449 U. S. 166
(1980),
see id. at 187-193 (BRENNAN, J., dissenting), has
not taken -- the extraordinary step of disregarding the actual
purpose in favor of some "imaginary basis or purpose."
McGinnis
v. Royster, supra at
410 U. S. 277.
The principle of separation of powers requires, after all, that we
defer to the elected lawmakers' judgment as to the appropriate
means to accomplish an end, not that we defer to the arguments of
lawyers.
If, as here, the only purpose ever articulated by the State's
lawmakers for maintaining a regulation is illegitimate, I consider
it contrary to precedent, as well as to sound principles of
constitutional adjudication, for the courts to base their analysis
on purposes never conceived by the lawmakers. This is especially
true where, as the dissent's strained analysis of the relative
safety of 65-foot doubles to shorter trucks amply demonstrates,
see post at
450 U. S.
694-696, the
post hoc justifications are
implausible, as well as imaginary. I would emphasize that, although
my Brother POWELL's plurality opinion does not give as much weight
to the illegitimacy of Iowa's actual purpose as I do,
see
450 U. S.
infra, both that opinion and this concurrence have found
the actual motivation of the Iowa lawmakers in maintaining the
truck length regulation highly relevant to, if not dispositive of,
the case.
See ante at
450 U. S.
677-678.
[
Footnote 2/4]
The veto message, printed at App. 626-631, is a complete
statement of Governor Ray's reasons for vetoing House Bill 671.
App. 172 (deposition of Governor Ray).
[
Footnote 2/5]
It is not enough to conclude, as my Brother POWELL does, that
"the deference traditionally accorded a State's safety judgment is
not warranted."
Ante at
450 U. S.
678.
JUSTICE REHNQUIST, with whom THE CHIEF JUSTICE and JUSTICE
STEWART join, dissenting.
The result in this case suggests, to paraphrase Justice Jackson,
that the only state truck length limit "that is valid is one which
this Court has not been able to get its hands on."
Jungersen v.
Ostby & Barton Co., 335 U. S. 560,
335 U. S. 572
(1949) (dissenting opinion). Although the plurality opinion and the
opinion concurring in the judgment strike down Iowa's law by
different routes, I believe the analysis in both opinions oversteps
our "limited authority to review state legislation under the
commerce clause,"
Locomotive Firemen v. Chicago, R.I. & P.
R. Co., 393 U. S. 129,
393 U. S. 136
(1968), and seriously intrudes upon the fundamental right of the
States to pass laws to secure the safety of their citizens.
Accordingly, I dissent.
I
It is necessary to elaborate somewhat on the facts as presented
in the plurality opinion to appreciate fully what the Court does
today. Iowa's action in limiting the length of trucks which may
travel on its highways is in no sense unusual.
Page 450 U. S. 688
Every State in the Union regulates the length of vehicles
permitted to use the public roads. Nor is Iowa a renegade in having
length limits which operate to exclude the 65-foot doubles favored
by Consolidated. These trucks are prohibited in other areas of the
country as well, some 17 States and the District of Columbia,
including all of New England and most of the Southeast. [
Footnote 3/1] While pointing out that
Consolidated carries commodities through Iowa on Interstate 80,
"the principal east-west route linking New York, Chicago, and the
west coast,"
ante at
450 U. S. 665,
the plurality neglects to note that both Pennsylvania and New
Jersey, through which Interstate 80 runs before reaching New York,
also ban 65-foot doubles. In short, the persistent effort in the
plurality opinion to paint Iowa as an oddity standing alone to
block commerce carried in 65-foot doubles is simply not supported
by the facts.
Nor does the plurality adequately convey the extent to which the
lower courts permitted the 65-foot doubles to operate in Iowa.
Consolidated sought to have the 60-foot length limit declared an
unconstitutional burden on commerce when applied to the seven
Interstate Highways in Iowa [
Footnote
3/2] and
"access routes to and from Plaintiff's terminals, and reasonable
access from said Interstate Highways to facilities for food, fuel,
repairs, or rest."
App. 10. The lower courts granted this relief, permitting the
65-foot doubles to travel
off the Interstates as far as
five miles for access to terminal and
Page 450 U. S. 689
other facilities, or less if closer facilities were available.
475 F.
Supp. 544, 553-554 (SD Iowa 1979). To the extent the plurality
relies on characteristics of the Interstate Highways in rejecting
Iowa's asserted safety justifications,
see ante at
450 U. S.
672-673, it fails to recognize the scope of the District
Court order it upholds.
With these additions to the relevant facts, we can now examine
the appropriate analysis to be applied.
II
Casual readers of this Court's Commerce Clause decisions may be
surprised, upon turning to the Constitution itself, to discover
that the Clause in question simply provides that "The Congress
shall have Power . . . To regulate Commerce . . . among the several
States." Art. I, § 8, cl. 3. Although it is phrased in terms of an
affirmative grant of power to the National Legislature, we have
read the Commerce Clause as imposing some limitations on the States
as well, even in the absence of any action by Congress.
See
Philadelphia v. New Jersey, 437 U. S. 617,
437 U. S. 623
(1978). The Court has hastened to emphasize, however, that the
negative implication it has discerned in the Commerce Clause does
not invalidate state legislation simply because the legislation
burdens interstate commerce.
"In determining whether the state has imposed an undue burden on
interstate commerce, it must be borne in mind that the Constitution
when"
"conferring upon Congress the regulation of commerce, . . .
never intended to cut the States off from legislating on all
subjects relating to the health, life, and safety of their
citizens, though the legislation might indirectly affect the
commerce of the country."
Huron Portland Cement Co. v. Detroit, 362 U.
S. 440,
362 U. S.
443-444 (1960) (quoting
Sherlock v. Alling,
93 U. S. 99,
93 U. S. 103
(1876)).
See Raymond Motor Transportation,
Inc. v. Rice, 434 U.S.
Page 450 U. S. 690
429,
434 U. S. 440
(1978);
Southern Pacific Co. v. Arizona, 325 U.
S. 761,
325 U. S. 767
(1945). The Commerce Clause is, after all, a grant of authority to
Congress, not to the courts. Although the Court, when it interprets
the "dormant" aspect of the Commerce Clause, will invalidate
unwarranted state intrusion, such action is a far cry from simply
undertaking to regulate when Congress has not because we believe
such regulation would facilitate interstate commerce.
Cf.
Northwest Airlines, Inc. v. Minnesota, 322 U.
S. 292,
322 U. S. 302
(1944) (Black, J., concurring) ("The Constitution gives [Congress]
the power to regulate commerce among the states, and, until it
acts, I think we should enter the field with extreme caution").
It is also well established that
"the Court has been most reluctant to invalidate under the
Commerce Clause 'state legislation in the field of safety where the
propriety of local regulation has long been recognized.'"
Raymond, supra at
434 U. S. 443
(quoting
Pike v. Bruce Church, Inc., 397 U.
S. 137,
397 U. S. 143
(1970)). The propriety of state regulation of the use of public
highways was explicitly recognized in
Morris v. Duby,
274 U. S. 135,
274 U. S. 143
(1927), where Chief Justice Taft wrote that,
"[i]n the absence of national legislation especially covering
the subject of interstate commerce, the State may rightfully
prescribe uniform regulations adapted to promote safety upon its
highways and the conservation of their use, applicable alike to
vehicles moving in interstate commerce and those of its own
citizens."
The Court very recently reaffirmed the longstanding view that
"[i]n no field has . . . deference to state regulation been greater
than that of highway safety."
Raymond, supra at
434 U. S. 443.
See Railway Express Agency, Inc. v. New York, 336 U.
S. 106,
336 U. S. 111
(1949);
South Carolina State Highway Dept. v. Barnwell
Brothers, Inc., 303 U. S. 177,
303 U. S. 187
(1938);
Sproles v. Binford, 286 U.
S. 374,
286 U. S. 390
(1932);
Hendrick v. Maryland, 235 U.
S. 610,
235 U. S. 622
(1915). Those challenging a highway safety regulation must overcome
a "strong presumption of validity,"
Bibb v. Navajo Freight
Lines, Inc., 359 U. S. 520,
359 U. S. 524
(1959), particularly
Page 450 U. S. 691
when, as here, Congress has not acted in the area and the claim
is that "the bare possession of power by Congress" invalidates the
state legislation.
Barnwell Brothers, supra at
303 U. S. 187.
[
Footnote 3/3]
A determination that a state law is a rational safety measure
does not end the Commerce Clause inquiry. A "sensitive
consideration" of the safety purpose in relation to the burden on
commerce is required.
Raymond, supra, at
434 U. S. 441.
When engaging in such a consideration, the Court does not directly
compare safety benefits to commerce costs and strike down the
legislation if the latter can be said in some vague sense to
"outweigh" the former. Such an approach would make an empty gesture
of the strong presumption of validity accorded state safety
measures, particularly those governing highways. It would also
arrogate to this Court functions of forming public policy,
functions which, in the absence of congressional action, were left
by the Framers of the Constitution to state legislatures.
"[I]n reviewing a state highway regulation where Congress has
not acted, a court is not called upon, as are state legislatures,
to determine what, in its judgment, is the most suitable
restriction to be applied of those that are possible, or to choose
that one which, in its opinion, is best adapted to all the diverse
interests affected."
Barnwell Brothers, supra, at
303 U. S. 190.
See Locomotive Firemen, 393 U.S. at
393 U. S. 138
("[T]he question of safety in the circumstances of this case is
essentially a matter of public policy, and public policy can, under
our constitutional system, be fixed only by the people acting
through their elected representatives");
Bibb, supra at
359 U. S. 524
("If there are alternative ways of solving a problem, we do not sit
to determine which of them is best
Page 450 U. S. 692
suited to achieve a valid state objective. Policy decisions are
for the state legislature"). These admonitions are peculiarly apt
when, as here, the question involves the difficult comparison of
financial losses and "the loss of lives and limbs of workers and
people using the highways."
Locomotive Firemen, supra at
393 U. S. 140.
[
Footnote 3/4]
The purpose of the "sensitive consideration" referred to above
is, rather, to determine if the asserted safety justification,
although rational, is merely a pretext for discrimination against
interstate commerce. We will conclude that it is if the safety
benefits from the regulation are demonstrably trivial, while the
burden on commerce is great. Thus the Court, in
Bibb,
stated that the "strong presumption of validity" accorded highway
safety measures could be overcome only when the safety benefits
were "slight or problematical," 359 U.S. at
359 U. S. 524.
See Raymond, 434 U.S. at
434 U. S. 449
(BLACKMUN, concurring) ("[I]f safety justifications are not
illusory, the Court will not second-guess legislative judgment
about their importance in comparison with related burdens on
interstate commerce"). The nature of the inquiry is perhaps best
illustrated by examining those cases in which state safety laws
have been struck down on Commerce Clause grounds. In
Southern
Pacific, a law regulating train lengths was viewed by the
Court as having, "at most, slight and dubious advantage, if any,
over unregulated train length," 325 U.S. at
325 U. S. 779;
the lower courts concluded the law actually tended to
increase the number of accidents by increasing the number
of trains,
id. at
325 U. S. 777. In
Bibb, the contoured mudguards
required
Page 450 U. S. 693
by Illinois, alone among the States, had no safety advantages
over conventional mudguards and, as in
Southern Pacific,
actually
increased hazards. 359 U.S. at
359 U. S. 525;
id. at
359 U. S. 530
(Harlan, J., concurring). In
Great A&P Tea Co. v.
Cottrell, 424 U. S. 366,
424 U. S.
375-376 (1976), the Court struck down a Mississippi
"reciprocity clause" concerning milk inspection because it
"disserve[d], rather than promote[d], any higher Mississippi milk
quality standards." The cases thus demonstrate that the safety
benefits of a state law must be slight indeed before it will be
struck down under the dormant Commerce Clause.
III
Iowa defends its statute as a highway safety regulation. There
can be no doubt that the challenged statute is a valid highway
safety regulation, and thus entitled to the strongest presumption
of validity against Commerce Clause challenges. As noted, all 50
States regulate the length of trucks which may use their highways.
Cf. West Coast Hotel Co. v. Parrish, 300 U.
S. 379,
300 U. S. 399
(1937) ("The adoption of similar requirements by many States
evidences a deep-seated conviction both as to the presence of the
evil and as to the means adapted to check it"). The American
Association of State Highway and Transportation Officials (AASHTO)
has consistently recommended length as well a other limits on
vehicles. [
Footnote 3/5] The Iowa
Supreme Court has long viewed the provision in question as intended
to promote highway safety,
see Wood Brothers Thresher Co. v.
Eicher, 231 Iowa 550, 559-560, 1 N.W.2d 655, 660 (1942);
State v. United-Buckingham Freight lines,
Inc., 211 N.W.2d 288,
290 (1973), and
"[t]his Court has also had occasion to point out that the sizes
and weights of automobiles have an important relation
Page 450 U. S. 694
to the safe and convenient use of the highways, which are
matters of state control."
Maurer v. Hamilton, 309 U. S. 598,
309 U. S. 609
(1940). There can also be no question that the particular limit
chosen by Iowa -- 60 feet -- is rationally related to Iowa's safety
objective. Most truck limits are between 55 and 65 feet,
see App. 645, and Iowa's choice is thus well within the
widely accepted range.
Iowa adduced evidence supporting the relation between vehicle
length and highway safety. The evidence indicated that longer
vehicles take greater time to be passed, thereby increasing the
risks of accidents. particularly during the inclement weather not
uncommon in Iowa.
Id. at 504 505. The 65-foot vehicle
exposes a passing driver to visibility-impairing splash and spray
during bad weather for a longer period than do the shorter trucks
permitted in Iowa. [
Footnote 3/6]
Longer trucks are more likely to clog intersections,
id.
at 457, and although there are no intersections on the Interstate
Highways, the order below went beyond the highways themselves, and
the concerns about greater length at intersections would arise
"[a]t every trip origin, every trip destination, every
intermediate stop for picking up trailers, reconfiguring loads,
change of drivers, eating, refueling -- every intermediate stop
would generate this type of situation."
Ibid. The Chief of the Division of
Page 450 U. S. 695
Patrol in the Iowa Department of Public Safety testified that
longer vehicles pose greater problems at the scene of an accident.
For example, trucks involved in accidents often must be unloaded at
the scene,
id. at 400, which would take longer the bigger
the load.
In rebuttal of Consolidated's evidence on the relative safety of
65-foot doubles to trucks permitted on Iowa's highways, Iowa
introduced evidence that doubles are more likely than singles to
jackknife or upset,
id. at 507. The District Court
concluded that this was so, and that singles are more stable than
doubles. 475 F. Supp. at 549. [
Footnote
3/7] Iowa also introduced evidence from Consolidated's own
records showing that Consolidated's overall accident rate for
doubles exceeded that of semis for three of the last four years,
App. 668-675, and that some of Consolidated's own drivers expressed
a preference for the handling characteristics of singles over
doubles. 475 F. Supp. at 549.
In addition, Iowa elicited evidence undermining the probative
value of Consolidated's evidence. For example, Iowa established
that the more experienced drivers tended to drive doubles, because
they have seniority and driving doubles is a higher paying job than
driving singles. Since the leading cause of accidents was driver
error, Consolidated's evidence of the relative safety record of
doubles may have been based in large part not on the relative
safety of the vehicles themselves, but on the experience of the
drivers. App. 27-28. Although the District Court, the Court of
Appeals, and the plurality all fail to recognize the fact, Iowa
also negated much of Consolidated's evidence by establishing that
it considered the relative safety of doubles to singles, and not
the question of length alone. Consolidated introduced much
Page 450 U. S. 696
evidence that its doubles were as safe as singles.
See,
e.g., id. at 23, 32-36, 45, 89, 153, 289, 304, 586, 609. Such
evidence is beside the point. The trucks which Consolidated wants
to run in Iowa are prohibited because of their length, not their
configuration. Doubles are allowed in Iowa, up to a length of 60
feet, and Consolidated in fact operates 60-foot doubles in Iowa.
Consolidated's experts were often forced to admit that they could
draw no conclusions about the relative safety of 65-foot doubles
and 60-foot doubles, as opposed to doubles and singles.
See,
e.g., id. at 26, 53, 308. Conclusions that the double
configuration is as safe as the single do not at all mean the
65-foot double is as safe as the 60-foot double, or that length is
not relevant to vehicle safety. For example, one of Consolidated's
experts testified that doubles "off track" better than singles,
because of their axle placement, but conceded on cross-examination
that a 60-foot double would off-track better than a 65-foot double.
Id. at 97, 107. In sum, there was sufficient evidence
presented at trial to support the legislative determination that
length is related to safety, and nothing in Consolidated's evidence
undermines this conclusion.
The District Court approached the case as if the question were
whether Consolidated's 65-foot trucks were as safe as others
permitted on Iowa highways, and the Court of Appeals as if its task
were to determine if the District Court's factual findings in this
regard were "clearly erroneous." 612 F.2d at 1069. The question,
however, is whether the Iowa Legislature has acted rationally in
regulating vehicle lengths, and whether the safety benefits from
this regulation are more than slight or problematical.
"The classification of the traffic for the purposes of
regulation . . . is a legislative, not a judicial, function. Its
merits are not to be weighed in the judicial balance and the
classification rejected merely because the weight of the evidence
in court appears to favor a different standard."
Clark v. Paul Gray, Inc., 306 U.
S. 583,
306 U. S. 594
(1939).
"Since the adoption of one weight or width regulation
Page 450 U. S. 697
rather than another is a legislative, and not a judicial,
choice, its constitutionality is not to be determined by weighing
in the judicial scales the merits of the legislative choice and
rejecting it if the weight of evidence presented in court appears
to favor a different standard."
Barnwell Brothers, 303 U.S. at
303 U. S. 191.
[
Footnote 3/8]
The answering of the relevant question is not appreciably
advanced by comparing trucks slightly over the length limit with
those at the length limit. It is emphatically not our task to
balance any incremental safety benefits from prohibiting 65-foot
doubles as opposed to 60-foot doubles against the burden on
interstate commerce. Lines drawn for safety purposes will rarely
pass muster if the question is whether a slight increment can be
permitted without sacrificing safety. As Justice Holmes put it:
"When a legal distinction is determined, as no one doubts that
it may be, between night and day, childhood
Page 450 U. S. 698
and maturity, or any other extremes, a point has to be fixed or
a line has to be drawn, or gradually picked out by successive
decisions, to mark where the change takes place. Looked at by
itself, without regard to the necessity behind it, the line or
point seems arbitrary. It might as well or nearly as well be a
little more to one side or the other. But when it is seen that a
line or point there must be, and that there is no mathematical or
logical way of fixing it precisely, the decision of the legislature
must be accepted unless we can say that it is very wide of any
reasonable mark."
Louisville Gas & Electric Co. v. Coleman,
277 U. S. 32,
277 U. S. 41
(1938) (dissenting opinion). The question is rather whether it can
be said that the benefits flowing to Iowa from a rational truck
length limitation are "slight or problematical."
See Bibb,
359 U.S. at
359 U. S. 524.
The particular line chosen by Iowa -- 60 feet -- is relevant only
to the question whether the limit is a rational one. Once a court
determines that it is, it considers the overall safety benefits
from the regulation against burdens on interstate
commerce, and not any marginal benefits from the scheme the State
established, as opposed to that the plaintiffs desire.
See
Southern Pacific, 325 U.S. at
325 U. S. 779
(train length law struck down because it "affords, at most, slight
and dubious advantage, if any,
over unregulated train
lengths") (emphasis supplied);
Barnwell Brothers,
supra at
303 U. S.
190-192.
The difficulties with the contrary approach are patent. While it
may be clear that there are substantial safety benefits from a
55-foot truck as compared to a 105-foot truck, these benefits may
not be discernible in 5-foot jumps. Appellee's approach would
permit what could not be accomplished in one lawsuit to be done in
10 separate suits, each challenging an additional five feet.
Any direct balancing of marginal safety benefits against burdens
on commerce would make the burdens on commerce the sole significant
factor, and make likely the odd result that
Page 450 U. S. 699
similar state laws enacted for identical safety reasons might
violate the Commerce Clause in one part of the country, but not
another. For example, Mississippi and Georgia prohibit trucks over
55 feet. Since doubles are not operated in the Southeast, the
demonstrable burden on commerce may not be sufficient to strike
down these laws, while Consolidated maintains that it is in this
case, even though the doubles here are given an additional five
feet. On the other hand, if Consolidated were to win this case it
could shift its 65-foot doubles to routes leading into Mississippi
or Georgia (both States border States in which 65-foot trucks are
permitted) and claim the same constitutional violation it claims in
this case. Consolidated Freightways, and not this Court, would
become the final arbiter of the Commerce Clause.
It must be emphasized that there is nothing in the laws of
nature which make 65-foot doubles an obvious norm. Consolidated
operates 65-foot doubles on many of its routes simply because that
is the largest size permitted in many States through which
Consolidated travels. App. 92, 240, 364-365. Doubles can and do
come in smaller sizes; indeed, when Iowa adopted the present
60-foot limit in 1963, it was in accord with AASHTO
recommendations. Striking down Iowa's law because Consolidated has
made a voluntary business decision to employ 65-foot doubles, a
decision based on the actions of other state legislatures, would
essentially be compelling Iowa to yield to the policy choices of
neighboring States. Under our constitutional scheme, however, there
is only one legislative body which can preempt the rational policy
determination of the Iowa Legislature, and that is Congress.
Forcing Iowa to yield to the policy choices of neighboring States
perverts the primary purpose of the Commerce Clause, that of
vesting power to regulate interstate commerce in Congress, where
all the States are represented. In
Barnwell Brothers, the
Court upheld a South Carolina width limit of 90 inches even though
"all other states permit a width of 96 inches, which is the
standard width of trucks engaged in interstate
Page 450 U. S. 700
commerce." 303 U.S. at
303 U. S. 184.
Then-Justice Stone, writing for the Court, stressed:
"The fact that many states have adopted a different standard is
not persuasive. . . . The legislature, being free to exercise its
own judgment, is not bound by that of other legislatures. It would
hardy be contended that, if all the states had adopted a single
standard, none, in the light of its own experience and in the
exercise af its judgment upon all the complex elements which enter
into the problem, could change it."
Id. at
303 U. S.
195-196.
See also Sproles, 286 U.S. at
286 U. S. 390.
Nor is Iowa's policy preempted by Consolidated's decision to invest
in 65-foot trucks, particularly since this was done when Iowa's
60-foot limit was on the books.
Cf. id. at
286 U. S.
390-391. [
Footnote
3/9]
The Court of Appeals felt compelled to reach the result it did
in light of our decision in
Raymond, and the plurality
agrees that "[t]his case is
Raymond revisited,"
ante at
450 U. S. 671.
[
Footnote 3/10]
Raymond,
however, does not control this case. The Court in
Raymond
emphasized that
"[o]ur holding is a narrow one, for we do not decide whether
laws of other States restricting the operation of trucks over 55
feet long, or of double-trailer trucks, would be upheld if the
evidence produced on the safety
Page 450 U. S. 701
issue were not so overwhelmingly one-sided as in this case."
434 U.S. at
434 U. S. 447.
[
Footnote 3/11] The
Raymond Court repeatedly stressed that the State "made no
effort to contradict . . . evidence of comparative safety with
evidence of its own,"
id. at
434 U. S. 437,
that the trucking companies' evidence was "uncontroverted,"
id. at
434 U. S. 445,
n.19, and that the State "virtually defaulted in its defense of the
regulations as a safety measure,"
id. at
434 U. S. 444.
By contrast, both the District Court and the Court of Appeals
recognized that Iowa "made an all-out effort" and "zealously
presented arguments" on its safety case. 475 F. Supp. at 548; 612
F.2d at 1067-1068. As noted, Iowa has adduced evidence sufficient
to support its safety claim, and has rebutted much of the evidence
submitted by Consolidated.
Furthermore, the exception to the Wisconsin prohibition which
the Court specifically noted in
Raymond finds no parallel
in this case. The exception in
Raymond permitted oversized
vehicles to travel from plant to plant in Wisconsin or between a
Wisconsin plant and the border. 434 U.S. at
434 U. S. 446,
and n. 24. As the Court noted, this discriminated on its face
between Wisconsin industries and the industries of other States.
The border cities exception to the Iowa length limit does not. Iowa
shippers in cities with border city ordinances may use longer
vehicles in interstate commerce, but interstate shippers coming
into such cities may do so as well. Cities without border city
ordinances may neither export nor import on oversized vehicles. Nor
can the border cities exception be "[v]iewed realistically," as was
the Wisconsin exception, to
"be the product of compromise between forces within the State
that seek to retain the State's general truck length limit, and
industries within the State that complain that the general limit is
unduly burdensome."
Raymond, 434 U.S. at
434 U. S. 447.
The Wisconsin exception was available to all Wisconsin industries
wanting to ship out of State from Wisconsin
Page 450 U. S. 702
plants. The border cities exception is of much narrower
applicability: only 6 of Iowa's 16 largest cities and 8 cities in
all permit oversized trucks under the border cities exception. The
population of the eight cities with border city ordinances is only
13 percent of the population of the State. [
Footnote 3/12]
My Brother BRENNAN argues that the Court should consider only
the purpose the Iowa legislators
actually sought
to achieve by the length limit, and not the purposes advanced by
Iowa's lawyers in defense of the statute. This argument calls to
mind what was said of the Roman Legions: that they may have lost
battles, but they never lost a war, since they never let a war end
until they had won it. The argument has been consistently rejected
by the Court in other contexts,
compare, e.g., United State
Railroad Retirement Board v. Fritz, 449 U.
S. 166,
449 U. S.
187-188 (1980),
with id. at
449 U. S.
187-188 (BRENNAN, J., dissenting),
and Michael M. v.
Superior Court of Sonoma County, ante at
450 U. S.
469-470 (plurality opinion),
with ante at
450 U. S.
494-496 (BRENNAN, J., dissenting), and JUSTICE BRENNAN
can cite no authority for the proposition that possible legislative
purposes suggested by a State's lawyers should not be considered in
Commerce Clause cases. The problems with a view such as that
advanced in the opinion concurring in the judgment are apparent. To
name just a few, it assumes that individual legislators are
motivated by one discernible "actual" purpose, and ignores the fact
that different legislators may vote for a single piece of
legislation for widely
Page 450 U. S. 703
different reasons.
See Michael M., ante at
450 U. S.
469-470;
Arlington Heights v. Metropolitan Housing
Dev. Corp., 429 U. S. 252,
429 U. S. 265
(1977);
McGinnis v. Royster, 410 U.
S. 263,
410 U. S.
276-277 (1973). How, for example, would a court adhering
to the views expressed in the opinion concurring in the judgment
approach a statute the legislative history of which indicated that
10 votes were based on safety considerations, 10 votes were based
on protectionism, and the statute passed by a vote of 420? What
would the actual purpose of the legislature have been in that case?
This Court has wisely "never insisted that a legislative body
articulate its reasons for enacting a statute."
Fritz,
supra at
449 U. S. 461.
[
Footnote 3/13]
Page 450 U. S. 704
Both the plurality and the concurrence attach great significance
to the Governor's veto of a bill passed by the Iowa Legislature
permitting 65-foot doubles. Whatever
Page 450 U. S. 705
views one may have about the significance of legislative
motives, it must be emphasized that the law which the Court strikes
down today was not passed to achieve the protectionist goals the
plurality and the concurrence ascribe to the Governor. Iowa's
60-foot length limit was established in 1963, at a time when very
few States permitted 65-foot doubles.
See App. to Reply
Brief for Appellants 1a, 2a. Striking down legislation on the basis
of asserted legislative motives is dubious enough, but the
plurality and concurrence strike down the legislation involved in
this case because of asserted impermissible motives for
not enacting
other legislation, motives which
could not possibly have been present when the legislation under
challenge here was considered and passed. Such action is, so far as
I am aware, unprecedented in this Court's history.
Furthermore, the effort in both the plurality and the
concurrence to portray the legislation involved here as
protectionist is in error. Whenever a State enacts more stringent
safety measures than its neighbors, in an area which affects
commerce, the safety law will have the incidental effect of
deflecting interstate commerce to the neighboring States. Indeed,
the safety and protectionist motives cannot be separated: the whole
purpose of safety regulation of vehicles
Page 450 U. S. 706
is to
protect the State from unsafe vehicles, If a
neighboring State chooses not to protect its citizens from the
danger discerned by the enacting State, that is its business, but
the enacting State should not be penalized when the vehicles it
considers unsafe travel through the neighboring State,
The other States with truck length limits that exclude
Consolidated's 65-foot doubles would not at all be paranoid in
assuming that they might be next on Consolidated's "hit list."
[
Footnote 3/14] The true problem
with today's decision is that it gives no guidance whatsoever to
these States as to whether their laws are valid or how to defend
them. For that matter, the decision gives no guidance to
Consolidated or other trucking firms either. Perhaps, after all is
said and done, the Court today neither says nor does very much at
all. We know only that Iowa's law is invalid, and that the
jurisprudence of the "negative side" of the Commerce Clause remains
hopelessly confused.
[
Footnote 3/1]
Doubles are prohibited in Maine, New Hampshire, Vermont,
Massachusetts (except turnpike), Rhode Island, Connecticut,
Pennsylvania, West Virginia, Virginia, Tennessee, North Carolina,
South Carolina, Alabama, and the District of Columbia. Doubles are
permitted to a maximum length of 55 feet in New York (on designated
highways only, longer permitted on turnpike), New Jersey,
Mississippi, and Georgia. Sixty-five-foot doubles are restricted to
designated highways in Oregon, North Dakota, Minnesota, Wisconsin,
Michigan, Illinois, Missouri, Louisiana, Kentucky, Maryland, and
Florida.
See App. 605, 645.
[
Footnote 3/2]
Interstate Highways 80, 35, 280, 380, 29, 80, and 235.
[
Footnote 3/3]
Congress has consider the question of regulating truck length
several times, but has consistently left the matter for state
regulation.
See, e.g., S.Rep. No. 93-1111, p. 10 (1974)
("The Committee believes that truck lengths should remain, as they
have been, a matter for State decision") .
[
Footnote 3/4]
It should not escape notice that a majority of the Court goes on
record today as agreeing that courts in Commerce Clause cases do
not sit to weigh safety benefits against burdens on commerce when
the safety benefits are not illusory.
See opinion
concurring in judgment,
ante at
450 U. S. 681,
n. 1. Even the plurality gives lipservice to this principle,
ante at
450 U. S. 670.
I do not agree with my Brother BRENNAN, however, that only those
safety benefits somehow articulated by the legislature as
the motivation for the challenged statute can be
considered in supporting the state law.
See infra at
450 U. S.
702-703.
[
Footnote 3/5]
The plurality points out that "AASHTO specifically recommends
that States permit 65-foot doubles,"
ante at
450 U. S. 674,
n. 16. But in the absence of its adoption by the Iowa legislative
process, an AASHTO recommendation as to a particular length limit
remains exactly that: a recommendation which no State is bound to
follow.
[
Footnote 3/6]
Although greater passing time was offered as a safety
justification in
Raymond, the Court noted that the
trucking companies there
"produced
uncontradicted evidence that the difference
in passing time does not pose an appreciable threat to motorists
traveling on limited access, four-lane divided highways."
434 U.S. at
434 U. S. 444
(emphasis supplied). That is not the case here. Iowa indicated
before the trial court the connection between greater passing time
and greater hazard, primarily the longer exposure to splash and
spray. For a vehicle traveling at 55 miles per hour passing a truck
traveling at 52 miles per hour, the additional exposure from a
65-foot truck as opposed to a 60-foot truck would be 92 feet and
more than a full second. App. 505. The greater passing distance and
time would become even more significant off the Interstates when
oncoming traffic is involved, and the District Court order permits
the longer trucks to operate off the Interstates.
[
Footnote 3/7]
Although the District Court noted that doubles are more
maneuverable, it certainly is reasonable for a legislature to
conclude that stability is a more critical factor than
maneuverability on the straight expanses of the Interstates.
[
Footnote 3/8]
The opinion of my Brother BRENNAN concurring in the judgment
mischaracterizes this dissent when it states that I assume
"resolution of the case must hinge upon the argument offered by
Iowa's attorneys: that 65-foot doubles are more dangerous than
shorter trucks."
Ante at
450 U. S. 681.
I assume nothing of the sort. As noted in the immediately preceding
paragraph, the point of this dissent is that the District Court and
the Court of Appeals erred when they undertook to determine if the
prohibited trucks were as safe as the permitted ones on the basis
of evidence presented at trial. As I read this Court's opinions,
the State must simply prove, aided by a "strong presumption of
validity," that the safety benefits of its law are not illusory. I
review the evidence presented at trial simply to demonstrate that
Iowa made such a showing in this case not because the validity of
Iowa's law depends on its proving by a preponderance of the
evidence that the excluded trucks are unsafe. As I thought was made
clear, it is my view that Iowa must simply show a relation between
vehicle length limits and safety, and that the benefits from its
length limit are not illusory. Iowa's arguments on passing time,
intersection obstruction, and problems at the scene of accidents
have validity beyond a comparison of the 65- and 60-foot trucks. In
sum, I fully agree with JUSTICE BRENNAN that the validity of Iowa's
length limit does not turn on whether 65-foot trucks are less safe
than 60-foot trucks.
[
Footnote 3/9]
The extent to which the assertion of a violation of the Commerce
Clause is simply an effort to compel Iowa to yield to the decisions
of its neighbors is clearest if one asks whether Iowa's law would
violate the Commerce Clause if the 17 States which currently
prohibit Consolidated's 65-foot doubles were not in the East and
Southeast, but rather surrounded Iowa.
[
Footnote 3/10]
The opinion concurring in the judgment begins by stating that
the regulation involved here is "nearly identical" to the one
struck down in
Raymond, ante, at
450 U. S. 679,
but then approaches the case in a completely different manner than
the Court in
Raymond. My Brother BRENNAN votes to strike
down Iowa's law not because the safety benefits of Iowa's law are
illusory -- indeed, he specifically declines to consider the safety
benefits -- but because he views it a protectionist in nature. As I
read the various opinions in this case, therefore, only four
Justices invalidate Iowa's law on the basis of the analysis in
Raymond.
[
Footnote 3/11]
JUSTICE BLACKMUN filed a concurring opinion, joined by three
other, "to emphasize the narrow scope of [the] decision." 434 U.S.
at
434 U. S.
448.
[
Footnote 3/12]
According to 1980 preliminary census data, the population of
Iowa is 2,908,797. Cities with border city ordinances, and their
populations, are: Akron, 1,514; Bettendorf, 27,377; Council Bluffs,
56,269; Davenport, 103,036; Dubuque, 61,932; Hawarden, 2,719; and
Sioux City, 81,434. Iowa's largest city and capital, Des Moines,
with a population of 190,910, cannot avail itself of the border
cities exception, nor can Cedar Rapids, the second largest city,
with a population of 110,124, or Waterloo, the fifth largest city,
with a population of 75,535. Census Bureau, Population Division,
Preliminary Count.
[
Footnote 3/13]
It is not a particularly pleasant task for the author of a
dissent joined by two other Members of the Court to take issue with
a statement made by the author of a concurrence in that same case
which is joined by only one Member of the Court. Such
fragmentation, particularly between two opinions neither of which
command the adherence of a majority of the Court, cannot help but
further unsettle what certainty there may be in the legal
principles which govern our decision of Commerce Clause cases such
as this and lay a foundation for similar uncertainty in other sorts
of constitutional adjudication. Nonetheless, I feel obliged to take
up the cudgels, however unwillingly, because JUSTICE BRENNAN's
concurrence, joined by JUSTICE MARSHALL, is mistaken not only in
its analysis, but also in its efforts to interpret the meaning of
today's decision.
Although both my Brother BRENNAN and I have cited cases from the
equal protection area, it is not clear that the analysis of
legislative purpose in that area is the same as in the present
context. It may be more reasonable to suppose that proffered
purposes of a statute, whether advanced by a legislature or
post hoc by lawyers, cloak impermissible aims in Commerce
Clause cases than in equal protection cases. Statutes generally
favor one group at the expense of another, and the Equal Protection
Clause was not designed to proscribe this in the way that the
Commerce Clause was designed to prevent local barriers to
interstate commerce. Thus, even if my Brother BRENNAN's arguments
were supportable in Commerce Clause cases, that analysis would not
carry over, of its own force, into the realm of equal protection
generally.
But even in the Commerce Clause area, his arguments are
unpersuasive.
Allied Stores of Ohio, Inc. v. Bowers,
358 U. S. 522
(1959),
see ante at
450 U. S.
682-683, n. 3, seems to me to cut against, rather than
in favor of, his position. The Court in
Bowers stated:
"What were the special reasons, motives or policies of the Ohio
Legislature for adopting the questioned proviso we do not know with
certainty, nor is it important that we should,
Southwestern Oil
Co. v. Texas, 217 U. S. 114,
217 U. S.
126, for a state legislature need not explicitly declare
its purpose. But it is obvious that it may reasonably have been the
purpose and policy of the State Legislature, in adopting the
proviso, to encourage the construction or leasing and operation of
warehouses in Ohio by nonresidents, with the attendant benefits to
the State's economy, or to stimulate the market for merchandise and
agricultural products produced in Ohio by enabling nonresidents to
purchase and hold them in the state for storage only, free from
taxes, in anticipation of future needs. Other similar purposes
reasonably may be conceived."
358 U.S. at
358 U. S.
528-529. The statute involved in
Bowers was
upheld on the basis of the various purposes which "reasonably may
be conceived," without any effort to determine what the "actual"
purpose was or any requirement that the purposes being considered
somehow have been articulated by the lawmakers.
Wheeling Steel
Corp. v. Glander, 337 U. S. 562
(1949), simply did not consider the present question, since the
State in
Glander did not proffer any possible purposes
beyond the one stated by the legislature in the statute.
Nor do the more recent decisions cited by my Brother BRENNAN
support his argument. For example, the fact that we
"need not . . . accept at face value assertions of legislative
purposes, when an examination of the legislative scheme and its
history demonstrates that the asserted purpose could not have been
a goal of the legislation,"
Weinberger v. Wiesenfeld, 420 U.
S. 636,
420 U. S. 648,
n. 16 (1975) (emphasis supplied), hardly supports the proposition
that we cannot consider assertions of legislative purpose which
could have been a goal of the legislation, even though such
purposes may not have been identified as goals by the legislature.
To take another example, the upholding of the law in
Massachusetts Board of Retirement v. Muria, 427 U.
S. 307,
427 U. S. 314
(1976), because it "rationally furthers the purpose identified by
the State," certainly does not suggest that, by "State," this Court
meant only "legislature," and not the State's attorneys, or that
only those purposes identified by the State could be considered in
reviewing legislation.
Although JUSTICE BRENNAN "would emphasize" the significance the
plurality opinion attaches to the Governor's articulation of what
is viewed as an impermissible purpose, this hardly supports the
proposition that permissible purposes cannot be considered by a
court unless they were somehow identified by the legislature as
goals of the statute. The plurality opinion, in fact, examines the
asserted safety purpose of the Iowa statute at some length. Indeed,
JUSTICE BRENNAN criticizes the plurality for examining the safety
purpose and "disregarding the intention of Iowa's lawmakers,"
ante at
450 U. S.
681.
Finally, JUSTICE BRENNAN's statement that we have strayed from
what he regards as the true faith in our recent decision in
United States Railroad Retirement Board v. Fritz,
449 U. S. 166
(1980), albeit over his vigorous dissent, does not aid his
argument. His dissent, while undoubtedly vigorous, was not
sufficiently persuasive to deter six Members of the Court from
joining that opinion.
[
Footnote 3/14]
Consolidated was plaintiff in
Raymond as well as this
case.