In 1854 and 1855, the United States entered into a series of
treaties with certain Indian tribes whereby the Indians
relinquished their interest in certain lands in what is now the
State of Washington in exchange for monetary payments, certain
relatively small parcels of land reserved for their exclusive use,
and other guarantees, including protection of their "right of
taking fish at usual and accustomed grounds and stations . . . in
common with all citizens of the Territory." The principal question
in this extensive litigation concerns the character of the treaty
right to take fish. In 1970, the United States, on its own behalf
and as trustee for seven Indian tribes, brought suit against the
State of Washington in Federal District Court, seeking an
interpretation of the treaties and an injunction requiring the
State to protect the Indians' share of runs of anadromous fish. At
various stages of the proceedings, additional tribes, the State
Departments of Fisheries and Game, and a commercial fishing group
were joined as parties. The District Court held that, under the
treaties, the Indians are currently entitled to a 45% to 50% share
of the harvestable fish passing through their recognized tribal
fishing grounds in the case area, to be calculated on a
river-by-river, run-by-run basis, subject to certain adjustments.
With a slight modification of one of the adjustments, the Court of
Appeals affirmed, and this Court denied certiorari. Pursuant to the
District Court's injunction, the Department of Fisheries
promulgated regulations protecting the Indians' treaty rights, but
the State Supreme Court, in two cases (consolidated here in No.
77-983), ruled that the Fisheries Department could not comply with
the federal injunction, holding,
inter alia, that, as a
matter of federal law, the treaties did not give the Indians a
right to a share of the fish runs.
Page 443 U. S. 659
The District Court then entered a series of orders enabling it
directly to supervise those aspects of the State's fisheries
necessary to the preservation of treaty fishing rights. The
District Court's power to take such direct action and, in doing so,
to enjoin persons who were not parties to the proceedings was
affirmed by the Court of Appeals. That court, in a separate
opinion, also held that regulations of the International Pacific
Salmon Fisheries Commission (IPSFC) posed no impediment to the
District Court's interpretation of the treaty language and to its
enforcement of that interpretation.
Held:
1. The language of the treaties securing a "right of taking fish
. . . in common with all citizens of the Territory" was not
intended merely to guarantee the Indians access to usual and
accustomed fishing sites and an "equal opportunity" for individual
Indians, along with non-Indians, to try to catch fish, but instead
secures to the Indian tribes a right to harvest a share of each run
of anadromous fish that passes through tribal fishing areas. This
conclusion is mandated by a fair appraisal of the purpose of the
treaty negotiations, the language of the treaties, and,
particularly, this Court's prior decisions construing the treaties.
United State v. Winans, 198 U. S. 371;
Puyallup Tribe v. Washington Game Dept., 391 U.
S. 392 (
Puyallup I);
Washington Game Dept.
v. Puyallup Tribe, 414 U. S. 44
(
Puyallup II);
Puyallup Tribe v. Washington Game
Dept., 433 U. S. 165
(
Puyallup III). Pp.
443 U. S.
674-685.
2. An equitable measure of the common right to take fish should
initially divide the harvestable portion of each run that passes
through a "usual and accustomed" place into approximately equal
treaty and nontreaty shares, and should then reduce the treaty
share if tribal needs may be satisfied by a lesser amount.
Cf.
Puyallup III, supra. Although the District Court's exercise of
its discretion, as slightly modified by the Court of Appeals, is in
most respects unobjectionable, the District Court erred in
excluding fish taken by the Indians on their reservations from
their share of the runs, and in excluding fish caught for the
Indians' ceremonial and subsistence needs. Pp.
443 U. S.
685-689.
3. The Convention of May 26, 1930, whereby Canada and the United
States agreed that the catch of Fraser River salmon should be
equally divided between Canadian and American fishermen, subject to
regulations proposed by the IPSFC for approval by both countries,
does not preempt the Indians' fishing rights under the treaties
with respect to Fraser River salmon runs passing through certain
"usual and accustomed" places of treaty tribes. Pp.
443 U. S.
689-692.
4. Any state law prohibition against compliance with the
District Court's decree cannot survive the command of the Supremacy
Clause,
Page 443 U. S. 660
and the State Game and Fisheries Departments, as parties to this
litigation, may be ordered to prepare a set of rules that will
implement the court's interpretation of the parties' rights even if
state law withholds from them the power to do so.
Cf. Puyallup
II, supra. Whether or not the Game and Fisheries Departments
may be ordered actually to promulgate regulations having effect as
a matter of state law, the District Court may assume direct
supervision of the fisheries if state recalcitrance or state law
barriers should be continued. If the spirit of cooperation
motivating the State Attorney General's representation to this
Court that definitive resolution of the basic federal question of
construction of the treaties will allow state compliance with
federal court orders is not confirmed by the conduct of state
officials, the District Court has the power to undertake the
necessary remedial steps and to enlist the aid of appropriate
federal law enforcement agents in carrying out those steps. Pp.
443 U. S.
692-696.
No. 7119, 573 F.2d 1118, affirmed, and 573 F.2d 1123, vacated
and remanded; No. 77-983,
88 Wash. 2d
677,
565 P.2d
1151 (first case), and
89 Wash. 2d
276,
571 P.2d
1373 (second case), vacated and remanded; No. 78-139, 573 F.2d
1123, vacated and remanded.
STEVENS, J., delivered the opinion of the Court, in which
BURGER, C.J., and BRENNAN, WHITE, MARSHALL, and BLACKMUN, JJ.,
joined and in Parts I, II, and III of which STEWART, POWELL, and
REHNQUIST, JJ., joined. POWELL, J., filed an opinion dissenting in
part, in which STEWART and REHNQUIST, JJ., joined,
post,
p.
443 U. S.
696.
Page 443 U. S. 661
MR. JUSTICE STEVENS delivered the opinion of the Court.
To extinguish the last group of conflicting claims to lands
lying west of the Cascade Mountains and north of the Columbia River
in what is now the State of Washington, [
Footnote 1] the United States entered into a series of
treaties with Indian
Page 443 U. S. 662
tribes in 1854 and 1855. [
Footnote 2] The Indians relinquished their interest in
most of the Territory in exchange for monetary payments. In
addition, certain relatively small parcels of land were reserved
for their exclusive use, and they were afforded other guarantees,
including protection of their "right of taking fish, at all usual
and accustomed grounds and stations . . . in common with all
citizens of the Territory." 10 Stat. 1133.
The principal question presented by this litigation concerns the
character of that treaty right to take fish. Various other issues
are presented, but their disposition depends on the answer to the
principal question. Before answering any of these questions, or
even stating the issues with more precision, we shall briefly
describe the anadromous fisheries of the Pacific Northwest, the
treaty negotiations, and the principal components of the litigation
complex that led us to grant these three related petitions for
certiorari.
I
Anadromous fish hatch in fresh water, migrate to the ocean,
where they are reared and reach mature size, and eventually
complete their life cycle by returning to the fresh-water place of
their origin to spawn. Different species have different life
cycles, some spending several years and traveling great distances
in the ocean before returning to spawn and some even returning to
spawn on more than one occasion before dying.
Page 443 U. S. 663
384 F.
Supp. 312, 384, 405.
See Comment, State Power and the
Indian Treaty Right to Fish, 59 Calif.L.Rev. 485, 501, and n. 99
(1971). The regular habits of these fish make their "runs"
predictable; this predictability, in turn, makes it possible for
both fishermen and regulators to forecast and to control the number
of fish that will be caught or "harvested." Indeed, as the
terminology associated with it suggests, the management of
anadromous fisheries is in many ways more akin to the cultivation
of "crops" -- with its relatively high degree of predictability and
productive stability, subject mainly to sudden changes in climatic
patterns -- than is the management of most other commercial and
sport fisheries. 384 F. Supp. at 351, 384.
Regulation of the anadromous fisheries of the Northwest is
nonetheless complicated by the different habits of the various
species of salmon and trout involved, by the variety of methods of
taking the fish, and by the fact that a run of fish may pass
through a series of different jurisdictions. [
Footnote 3] Another complexity arises from the
fact that the State of Washington has attempted to reserve one
species, steelhead trout, for sport fishing, and therefore
conferred regulatory jurisdiction over that species upon its
Department of Game, whereas the various species of salmon are
primarily harvested by commercial fishermen, and are managed by the
State's Department of Fisheries.
Id. at 383-385, 389-399.
Moreover, adequate regulation not only must take into account the
potentially
Page 443 U. S. 664
conflicting interests of sport and commercial fishermen, as well
as those of Indian and nontreaty fishermen, but also must recognize
that the fish runs may be harmed by harvesting either too many or
too few of the fish returning to spawn.
Id. at 384,
390.
The anadromous fish constitute a natural resource of great
economic value to the State of Washington. Millions of salmon, with
an average weight of from 4 or 5 to about 20 pounds, depending on
the species, are harvested each year. Over 6,600 nontreaty
fishermen and about 800 Indians make their livelihood by commercial
fishing; moreover, some 280,000 individuals are licensed to engage
in sport fishing in the State. [
Footnote 4]
Id. at 387.
See id. at
399.
II
One hundred and twenty-five years ago, when the relevant
treaties were signed, anadromous fish were even more important to
most of the population of western Washington than they are today.
At that time, about three-fourths of the approximately 10,000
inhabitants of the area were Indians. Although, in some respects,
the cultures of the different tribes varied -- some bands of
Indians, for example, had little or no tribal organization,
[
Footnote 5] while others, such
as the Makah and the Yakima, were highly organized -- all of them
shared a vital and unifying dependence on anadromous fish.
Id. at 350.
See Puyallup Tribe v. Washington Game
Dept., 433 U. S. 165,
433 U. S. 179
(BRENNAN, J., dissenting in part).
Page 443 U. S. 665
Religious rites were intended to insure the continual return of
the salmon and the trout; the seasonal and geographic variations in
the runs of the different species determined the movements of the
largely nomadic tribes. 384 F. Supp. at 343, 351, 382;
459
F. Supp. 1020, 1079; 520 F.2d 676, 682. Fish constituted a
major part of the Indian diet, was used for commercial purposes,
[
Footnote 6] and indeed was
traded in substantial volume. [
Footnote 7] The Indians developed food preservation
techniques
Page 443 U. S. 666
that enabled them to store fish throughout the year and to
transport it over great distances. 384 F. Supp. at 351. [
Footnote 8] They used a wide variety of
methods to catch fish, including the precursors of all modern
netting techniques.
Id. at 351, 352, 362, 368, 380. Their
usual and accustomed fishing places were numerous, and were
scattered throughout the area, and included marine as well as
fresh-water areas.
Id. at 353, 360, 368-369.
All of the treaties were negotiated by Isaac Stevens, the first
Governor and first Superintendent of Indian Affairs of the
Washington Territory, and a small group of advisers.
Contemporaneous documents make it clear that these people
recognized the vital importance of the fisheries to the Indians and
wanted to protect them from the risk that non-Indian settlers might
seek to monopolize their fisheries.
Id. at 355, 363.
[
Footnote 9] There is no
evidence of the precise understanding the
Page 443 U. S. 667
Indians had of any of the specific English terms and phrases in
the treaty. [
Footnote 10]
Id. at 356. It is perfectly clear, however, that the
Indians were vitally interested in protecting their right to take
fish at usual and accustomed places, whether on or off the
reservations,
id. at 355, and that they were invited by
the white negotiators to rely, and in fact did rely, heavily on the
good faith of the United States to protect that right. [
Footnote 11]
Referring to the negotiations with the Yakima Nation, by far the
largest of the Indian tribes, the District Court found:
"At the treaty council, the United States negotiators promised,
and the Indians understood, that the Yakimas would forever be able
to continue the same off-reservation food gathering and fishing
practices as to time, place, method, species and extent as they had
or were exercising. The Yakimas relied on these promises, and they
formed a material and basic part of the treaty and of the
Indians'
Page 443 U. S. 668
understanding of the meaning of the treaty."
Id. at 381 (record citations omitted).
See also
id. at 363 (similar finding regarding negotiations with the
Makah Tribe).
The Indians understood that non-Indians would also have the
right to fish at their off-reservation fishing sites. But this was
not understood as a significant limitation on their right to take
fish. [
Footnote 12] Because
of the great abundance of fish and the limited population of the
area, it simply was not contemplated that either party would
interfere with the other's fishing rights. The parties accordingly
did not see the need, and did not intend, to regulate the taking of
fish by either Indians or non-Indians, nor was future regulation
foreseen.
Id. at 334, 355, 357.
Indeed, for several decades after the treaties were signed,
Indians continued to harvest most of the fish taken from the waters
of Washington, and they moved freely about the Territory and later
the State in search of that resource.
Id. at 334. The size
of the fishery resource continued to obviate the need during the
period to regulate the taking of fish by either Indians or
non-Indians.
Id. at 352. Not until major economic
developments in canning and processing occurred in the last few
years of the 19th century did a significant non-Indian fishery
develop. [
Footnote 13] It
was as a consequence of these
Page 443 U. S. 669
developments, rather than of the treaty, that non-Indians began
to dominate the fisheries and eventually to exclude most Indians
from participating in it a trend that was encouraged by the onset
of often discriminatory state regulation in the early decades of
the 20th century.
Id. at 358, 394, 404, 407; 459 F. Supp.
at 1032. [
Footnote 14]
In sum, it is fair to conclude that, when the treaties were
negotiated, neither party realized or intended that their agreement
would determine whether, and if so how, a resource that had always
been thought inexhaustible would be allocated between the native
Indians and the incoming settlers when it later became scarce.
III
Unfortunately, that resource has now become scarce, and the
meaning of the Indians' treaty right to take fish has accordingly
become critical. The United States Court of Appeals for the Ninth
Circuit and the Supreme Court of the State of Washington have
issued conflicting decisions on its meaning. In addition, their
holdings raise important ancillary questions that will appear from
a brief review of this extensive litigation
The federal litigation was commenced in the United States
District Court for the Western District of Washington in 1970. The
United States, on its own behalf and as trustee for seven Indian
tribes, brought suit against the State of Washington
Page 443 U. S. 670
seeking an interpretation of the treaties and an injunction
requiring the State to protect the Indians' share of the anadromous
fish runs. Additional Indian tribes, the State's Fisheries and Game
Departments, and one commercial fishing group, were joined as
parties at various stages of the proceedings, while various other
agencies and groups, including all of the commercial fishing
associations that are parties here, participated as
amici
curiae. 384 F. Supp. at 327, 328, and n. 4; 459 F. Supp. at
1028.
During the extensive pretrial proceedings, four different
interpretations of the critical treaty language were advanced. Of
those, three proceeded from the assumption that the language
required some allocation to the Indians of a share of the runs of
fish passing through their traditional fishing areas each year. The
tribes themselves contended that the treaties had reserved a
preexisting right to as many fish as their commercial and
subsistence needs dictated. The United States argued that the
Indians were entitled either to a 50% share of the "harvestable"
fish that originated in and returned to the "case area" and passed
through their fishing places, [
Footnote 15] or to their needs, whichever was less. The
Department of Fisheries agreed that the Indians were entitled to "a
fair and equitable share" stated in terms of a percentage of the
harvestable salmon in the area; ultimately, it proposed a share of
"one-third."
Only the Game Department thought the treaties provided no
assurance to the Indians that they could take some portion
Page 443 U. S. 671
of each run of fish. That agency instead argued that the
treaties gave the Indians no fishing rights not enjoyed by
nontreaty fishermen except the two rights previously recognized by
decisions of this Court -- the right of access over private lands
to their usual and accustomed fishing grounds,
see Seufert
Bros. Co. v. United States, 249 U. S. 194;
United States v. Winans, 198 U. S. 371, and
an exemption from the payment of license fees.
See Tulee v.
Washington, 315 U. S. 681.
The District Court agreed with the parties who advocated an
allocation to the Indians, and it essentially agreed with the
United States as to what that allocation should be. It held that
the Indians were then entitled to a 45% to 50% share of the
harvestable fish that will at some point pass through recognized
tribal fishing grounds in the case area. [
Footnote 16] The share was to be calculated on a
river-by-river, run-by-run basis, subject to certain adjustments.
Fish caught by Indians for ceremonial and subsistence purposes, as
well as fish caught within a reservation, were excluded from the
calculation of the tribes' share. [
Footnote 17] In addition, in order to compensate for fish
caught outside of the case area,
i.e., beyond the State's
jurisdiction, the court made an "equitable adjustment" to increase
the allocation to the Indians. The court left it to the individual
tribes involved to agree among themselves on how best to divide the
Indian share of runs that pass through the usual and accustomed
grounds of more than one tribe, and it postponed until a later date
the proper accounting for hatchery-bred fish. 384 F.Supp. at
416-417; 459 F.Supp.
Page 443 U. S. 672
at 1129. With a slight modification, [
Footnote 18] the Court of Appeals for the Ninth
Circuit affirmed, 520 F.2d 676, and we denied certiorari, 423 U.S.
1086. [
Footnote 19]
The injunction entered by the District Court required the
Department of Fisheries (Fisheries) to adopt regulations protecting
the Indians' treaty rights. 384 F. Supp. at 416-417. After the new
regulations were promulgated, however, they were immediately
challenged by private citizens in suits commenced in the Washington
state courts. The State Supreme Court, in two cases that are here
in consolidated form in No. 77-983, ultimately held that Fisheries
could not comply with the federal injunction.
Puget Sound
Gillnetters Assn. v. Moos, 88 Wash. 2d
677,
565 P.2d
1151 (1977);
Fishing Vessel Assn. v.
Tollefson, 89 Wash. 2d
276,
571 P.2d
1373 (1977).
As a matter of federal law, the state court first accepted the
Game Department's and rejected the District Court's interpretation
of the treaties, and held that they did not give the Indians a
right to a share of the fish runs, and second concluded that
recognizing special rights for the Indians would violate the Equal
Protection Clause of the Fourteenth Amendment. The opinions might
also be read to hold, as a matter of state
Page 443 U. S. 673
law, that Fisheries had no authority to issue the regulations
because they had a purpose other than conservation of the resource.
In this Court, however, the Attorney General of the State disclaims
the adequacy and independence of the state law ground, and argues
that the state law authority of Fisheries is dependent on the
answers to the two federal law questions discussed above. Brief for
State of Washington 99.
See n 34,
infra. We defer to that interpretation,
subject, of course, to later clarification by the State Supreme
Court. Because we are also satisfied that the constitutional
holding is without merit, [
Footnote 20] our review of the state court's judgment
will be limited to the treaty issue.
When Fisheries was ordered by the state courts to abandon its
attempt to promulgate and enforce regulations in compliance with
the federal court's decree -- and when the Game Department simply
refused to comply -- the District Court entered a series of orders
enabling it, with the aid of the United States Attorney for the
Western District of Washington and various federal law enforcement
agencies, directly to supervise those aspects of the State's
fisheries necessary to the preservation of treaty fishing rights.
459 F.
Supp. 1020. The District Court's power to take such direct
action and, in doing so, to enjoin persons who were not parties to
the proceeding, was affirmed by the United States Court of
Appeals
Page 443 U. S. 674
for the Ninth Circuit. 573 F.2d 1123. That court, in a separate
opinion, 573 F.2d 1118, also held that regulations of the
International Pacific Salmon Fisheries Commission posed no
impediment to the District Court's interpretation of the treaty
language and to its enforcement of that interpretation.
Subsequently, the District Court entered an enforcement order
regarding the salmon fisheries for the 1978 and subsequent seasons,
which, prior to our issuance of a writ of certiorari to review the
case, was pending on appeal in the Court of Appeals. App.
486-490.
Because of the widespread defiance of the District Court's
orders, this litigation has assumed unusual significance. We
granted certiorari in the state and federal cases to interpret this
important treaty provision, and thereby to resolve the conflict
between the state and federal courts regarding what, if any, right
the Indians have to a share of the fish, to address the
implications of international regulation of the fisheries in the
area, and to remove any doubts about the federal court's power to
enforce its orders. 439 U.S. 909.
IV
The treaties secure a "right of taking fish." The pertinent
articles provide:
"The right of taking fish, at all usual and accustomed grounds
and stations, is further secured to said Indians, in common with
all citizens of the Territory, and of erecting temporary houses for
the purpose of curing, together with the privilege of hunting,
gathering roots and berries, and pasturing their horses on open and
unclaimed lands:
Provided, however, That they shall not
take shell fish from any beds staked or cultivated by citizens.
[
Footnote 21] "
Page 443 U. S. 675
At the time the treaties were executed, there was a great
abundance of fish and a relative scarcity of people. No one had any
doubt about the Indians' capacity to take as many fish as they
might need. Their right to take fish could therefore be adequately
protected by guaranteeing them access to usual and accustomed
fishing sites which could be -- and which, for decades after the
treaties were signed, were -- comfortably shared with the incoming
settlers.
Because the sparse contemporaneous written materials refer
primarily to assuring access to fishing sites "in common with all
citizens of the Territory," the State of Washington and the
commercial fishing associations, having all adopted the Game
Department's original position, argue that it was merely access
that the negotiators guaranteed. It is equally plausible to
conclude, however, that the specific provision for access was
intended to secure a greater right -- a right to harvest a share of
the runs of anadromous fish that at the time the treaties were
signed were so plentiful that no one could question the Indians'
capacity to take whatever quantity they needed. Indeed, a fair
appraisal of the purpose of the treaty negotiations, the language
of the treaties, and this Court's prior construction of the
treaties, mandates that conclusion.
A treaty, including one between the United States and an Indian
tribe, is essentially a contract between two sovereign nations.
E.g., Lone Wolf v. Hitchcock, 187 U.
S. 553. When the signatory nations have not been at war
and neither is the vanquished, it is reasonable to assume that they
negotiated as equals at arm's length. There is no reason to doubt
that this assumption applies to the treaties at issue here.
See 520 F.2d at 684.
Accordingly, it is the intention of the parties, and not solely
that of the superior side, that must control any attempt to
interpret the treaties. When Indians are involved, this Court has
long given special meaning to this rule. It has held that the
United States, as the party with the presumptively superior
Page 443 U. S. 676
negotiating skills and superior knowledge of the language in
which the treaty is recorded, has a responsibility to avoid taking
advantage of the other side.
"[T]he treaty must therefore be construed, not according to the
technical meaning of its words to learned lawyers, but in the sense
in which they would naturally be understood by the Indians."
Jones v. Meehan, 175 U. S. 1,
175 U. S. 11.
This rule, in fact, has thrice been explicitly relied on by the
Court in broadly interpreting these very treaties in the Indians'
favor.
Tulee v. Washington, 315 U.
S. 681;
Seufert Bros. Co. v. United States,
249 U. S. 194;
United States v. Winans, 198 U. S. 371.
See also Washington v. Yakima Indian Nation, 439 U.
S. 463,
439 U. S.
484.
Governor Stevens and his associates were well aware of the
"sense" in which the Indians were likely to view assurances
regarding their fishing rights. During the negotiations, the vital
importance of the fish to the Indians was repeatedly emphasized by
both sides, and the Governor's promises that the treaties would
protect that source of food and commerce were crucial in obtaining
the Indians' assent.
See supra at
443 U. S.
666-668. It is absolutely clear, as Governor Stevens
himself said, that neither he nor the Indians intended that the
latter "should be excluded from their ancient fisheries,"
see n 9,
supra, and it is accordingly inconceivable that either
party deliberately agreed to authorize future settlers to crowd the
Indians out of any meaningful use of their accustomed places to
fish. That each individual Indian would share an "equal
opportunity" with thousands of newly arrived individual settlers is
totally foreign to the spirit of the negotiations. [
Footnote 22] Such a "right,"
Page 443 U. S. 677
along with the $207,500 paid the Indians, would hardly have been
sufficient to compensate them for the millions of acres they ceded
to the Territory.
It is true that the words "in common with" may be read either as
nothing more than a guarantee that individual Indians would have
the same right as individual non-Indians or as securing an interest
in the fish runs themselves. If we were to construe these words by
reference to 19th-century property concepts, we might accept the
former interpretation, although even "learned lawyers" of the day
would probably have offered differing interpretations of the three
words. [
Footnote 23]
Page 443 U. S. 678
But we think greater importance should be given to the Indians'
likely understanding of the other words in the treaties, and
especially the reference to the "right of taking fish" -- a right
that had no special meaning at common law, but that must have had
obvious significance to the tribes relinquishing a portion of their
preexisting rights to the United States in return for this promise.
This language is particularly meaningful in the context of
anadromous fisheries -- which were not the focus of the common law
-- because of the relative predictability of the "harvest." In this
context, it makes sense to say that a party has a right to "take"
-- rather than merely the "opportunity" to try to catch -- some of
the large quantities of fish that will almost certainly be
available at a given place at a given time.
This interpretation is confirmed by additional language in the
treaties. The fishing clause speaks of "securing" certain fishing
rights, a term the Court has previously interpreted as synonymous
with "reserving" rights previously exercised.
Winans, 198
U.S. at
198 U. S. 381.
See also New York ex rel. Kennedy v. Becker, 241 U.
S. 556,
241 U. S.
563-564. Because the Indians had always
Page 443 U. S. 679
exercised the right to meet their subsistence and commercial
needs by taking fish from treaty area waters, they would be
unlikely to perceive a "reservation" of that right as merely the
chance, shared with millions of other citizens, occasionally to dip
their nets into the territorial waters. Moreover, the phrasing of
the clause quite clearly avoids placing each individual Indian on
an equal footing with each individual citizen of the State. The
referent of the "said Indians" who are to share the right of taking
fish with "all citizens of the Territory" is not the individual
Indians, but the various signatory "tribes and bands of Indians"
listed in the opening article of each treaty. Because it was the
tribes that were given a right in common with non-Indian citizens,
it is especially likely that a class right to a share of fish,
rather than a personal right to attempt to land fish, was
intended.
In our view, the purpose and language of the treaties are
unambiguous; they secure the Indians' right to take a share of each
run of fish that passes through tribal fishing areas. But our prior
decisions provide an even more persuasive reason why this
interpretation is not open to question. For notwithstanding the
bitterness that this litigation has engendered, the principal issue
involved is virtually a "matter decided" by our previous
holdings.
The Court has interpreted the fishing clause in these treaties
on six prior occasions. In all of these cases, the Court placed a
relatively broad gloss on the Indians' fishing rights and -- more
or less explicitly -- rejected the State's "equal opportunity"
approach; in the earliest and the three most recent cases,
moreover, we adopted essentially the interpretation that the United
States is reiterating here.
In
United States v. Winans, supra, the respondent,
having acquired title to property on the Columbia River and having
obtained a license to use a "fish wheel" -- a device capable of
catching salmon by the ton and totally destroying a run of fish --
asserted the right to exclude the Yakimas from one of their "usual
and accustomed" places. The Circuit
Page 443 U. S. 680
Court for the District of Washington sustained respondent, but
this Court reversed. The Court initially rejected an argument that
is analogous to the "equal opportunity" claim now made by the
State:
"[I]t was decided [below] that the Indians acquired no rights
but what any inhabitant of the Territory or State would have.
Indeed, acquired no rights but such as they would have without the
treaty. This is certainly an impotent outcome to negotiations and a
convention which seemed to promise more and give the word of the
Nation for more. . . . How the treaty in question was understood
may be gathered from the circumstances."
"The right to resort to the fishing places in controversy was a
part of larger rights possessed by the Indians, upon the exercise
of which there was not a shadow of impediment, and which were not
much less necessary to the existence of the Indians than the
atmosphere they breathed. New conditions came into existence, to
which those rights had to be accommodated. Only a limitation of
them, however, was necessary and intended, not a taking away. In
other words, the treaty was not a grant of rights to the Indians,
but a grant of rights from them -- a reservation of those not
granted. And the form of the instrument and its language was
adapted to that purpose. . . . There was an exclusive right to
fishing reserved within certain boundaries. There was a right
outside of those boundaries reserved 'in common with citizens of
the Territory.' As a mere right, it was not exclusive in the
Indians. Citizens might share it, but the Indians were secured in
its enjoyment by a special provision of means for its exercise.
They were given 'the right of taking fish at all usual and
accustomed places,' and the right 'of erecting temporary buildings
for curing them.' The contingency of the future ownership of the
lands, therefore, was foreseen and provided for -- in other
Page 443 U. S. 681
words, the Indians were given a right in the land -- the right
of crossing it to the river -- the right to occupy it to the extent
and for the purpose mentioned. No other conclusion would give
effect to the treaty."
198 U.S. at
198 U. S.
380-381.
See also Seufert Bros., 249 U.S. at
249 U. S. 198,
and
Tulee, 315 U.S. at
315 U. S. 684,
both of which repeated this analysis, in holding that treaty
Indians had rights, "beyond those which other citizens may enjoy,"
to fish without paying license fees in ceded areas and even in
accustomed fishing places lying outside of the lands ceded by the
Indians.
See n 22,
supra.
But even more significant than the language in
Winans
is its actual disposition. The Court not only upheld the Indians'
right of access to respondent's private property, but also ordered
the Circuit Court on remand to devise some "adjustment and
accommodation" that would protect them from total exclusion from
the fishery. 198 U.S. at
198 U. S. 384.
Although the accommodation it suggested by reference to the
Solicitor General's brief in the case is subject to interpretation,
it clearly included removal of enough of the fishing wheels to
enable some fish to escape and be available to Indian fishermen
upstream. Brief for United States, O.T. 1904, No. 180, pp. 54-56.
In short, it assured the Indians a share of the fish.
In the more recent litigation over this treaty language between
the Puyallup Tribe and the Washington Department of Game, [
Footnote 24] the Court in the
context of a dispute over rights to the run of steelhead trout on
the Puyallup River reaffirmed both of the holdings that may be
drawn from
Winans -- the treaty guarantees the Indians
more than simply the "equal opportunity" along with all of the
citizens of the State to catch fish, and it in fact assures them
some portion of each
Page 443 U. S. 682
relevant run. But the three
Puyallup cases are even
more explicit; they clearly establish the principle that neither
party to the treaties may rely on the State's regulatory powers or
on property law concepts to defeat the other's right to a "fairly
apportioned" share of each covered run of harvestable anadromous
fish.
In
Puyallup I, the Court sustained the State's power to
impose nondiscriminatory regulations on treaty fishermen so long as
they were "necessary" for the conservation of the various species.
In so holding, the Court again explicitly rejected the equal
opportunity theory. Although nontreaty fishermen might be subjected
to any reasonable state fishing regulation serving any legitimate
purpose, treaty fishermen are immune from all regulation save that
required for conservation. [
Footnote 25]
When the Department of Game sought to impose a total ban on
commercial net fishing for steelhead, the Court held in
Puyallup II that such regulation was not a "reasonable and
necessary conservation measure," and would deny the Indians
Page 443 U. S. 683
their "fairly apportioned" share of the Puyallup River run. 414
U.S.
414 U. S. 44,
414 U. S. 45,
414 U. S. 48.
Although, under the challenged regulation, every individual
fisherman would have had an equal opportunity to use a hook and
line to land the steelhead, most of the fish would obviously have
been caught by the 145,000 nontreaty licensees, rather than by the
handful of treaty fishermen. This Court vindicated the Indians'
treaty right to "take fish" by invalidating the ban on Indian net
fishing and remanding the case with instructions to the state
courts to determine the portion of harvestable steelhead that
should be allocated to net fishing by members of the tribe.
Id. at
414 U. S. 48-49.
Even if
Winans had not already done so, this unanimous
holding foreclosed the basic argument that the State is now
advancing.
On remand, the Washington state courts held that 45% of the
steelhead run was allocable to commercial net fishing by the
Indians. We shall later discuss how that specific percentage was
determined; what is material for present purposes is the
recognition, upheld by this Court in
Puyallup III, that
the treaty secured the Tribe's right to a substantial portion of
the run, and not merely a right to compete with nontreaty fishermen
on an individual basis. [
Footnote 26]
Puyallup III also made it clear that the Indians could
not rely on their treaty right to exclude others from access to
certain fishing sites to deprive other citizens of the State of a
"fair apportionment" of the runs. For although it is clear that the
Tribe may exclude non-Indians from access to fishing
Page 443 U. S. 684
within the reservation, we unequivocally rejected the Tribe's
claim to an untrammeled right to take as many of the steelhead
running through its reservation as it chose. In support of our
holding that the State has regulatory jurisdiction over
on-reservation fishing, we reiterated Mr. Justice Douglas'
statement for the Court in
Puyallup II that the "Treaty
does not give the Indians a federal right to pursue the last living
steelhead until it enters their nets." 414 U.S. at
414 U. S. 49. It
is in this sense that treaty and nontreaty fishermen hold "equal"
rights. For neither party may deprive the other of a "fair share"
of the runs.
Not only all six of our cases interpreting the relevant treaty
language, but all federal courts that have interpreted the treaties
in recent times have reached the foregoing conclusions,
see
Sohappy v. Smith, 302 F.
Supp. 899, 908, 911 (Ore.1969) (citing cases), as did the
Washington Supreme Court itself prior to the present litigation.
State v. Satiacum, 50 Wash. 2d
513, 523-524,
314 P.2d
400, 406 (1957). A like interpretation, moreover, has been
followed by the Court with respect to hunting rights explicitly
secured by treaty to Indians "
in common with all other
persons,'" Antoine v. Washington, 420 U.
S. 194, 420 U. S.
205-206, and to water rights that were merely implicitly
secured to the Indians by treaties reserving land -- treaties that
the Court enforced by ordering an apportionment to the Indians of
enough water to meet their subsistence and cultivation needs.
Arizona v. California, 373 U. S. 546,
373 U. S.
598-601, following United States v. Powers,
305 U. S. 527,
305 U. S.
528-533; Winters v. United States, 207 U.
S. 564, 207 U. S.
576.
The purport of our cases is clear. Nontreaty fishermen may not
rely on property law concepts, devices such as the fish wheel,
license fees, or general regulations to deprive the Indians of a
fair share of the relevant runs of anadromous fish in the case
area. Nor may treaty fishermen rely on their exclusive right of
access to the reservations to destroy the rights of other "citizens
of the Territory." Both sides have
Page 443 U. S. 685
a right, secured by treaty, to take a fair share of the
available fish. That, we think, is what the parties to the treaty
intended when they secured to the Indians the right of taking fish
in common with other citizens.
V
We also agree with the Government that an equitable measure of
the common right should initially divide the harvestable portion of
each run that passes through a "usual and accustomed" place into
approximately equal treaty and nontreaty shares, and should then
reduce the treaty share if tribal needs may be satisfied by a
lesser amount. Although this method of dividing the resource,
unlike the right to some division, is not mandated by our prior
cases, it is consistent with the 45%-55% division arrived at by the
Washington state courts, and affirmed by this Court, in
Puyallup III with respect to the steelhead run on the
Puyallup River. The trial court in the
Puyallup litigation
reached those figures essentially by starting with a 50% allocation
based on the Indians' reliance on the fish for their livelihoods
and then adjusting slightly downward due to other relevant factors.
App. to Pet. for Cert. in
Puyallup III, O.T. 1976, No.
76-423, pp. C-56 to C-57. The District Court took a similar tack in
this case,
i.e., by starting with a 50%-50% division and
adjusting slightly downward on the Indians' side when it became
clear that they did not need a full 50%. 384 F. Supp. at 402,
416-417; 459 F. Supp. at 1101; 573 F.2d at 1129.
The division arrived at by the District Court is also consistent
with our earlier decisions concerning Indian treaty rights to
scarce natural resources. In those cases, after determining that,
at the time of the treaties, the resource involved was necessary to
the Indians' welfare, the Court typically ordered a trial judge or
special master, in his discretion, to devise some apportionment
that assured that the Indians' reasonable livelihood needs would be
met.
Arizona
Page 443 U. S. 686
v. California, supra, at
373 U. S. 600;
Winters, supra. See Winans, 198 U.S. at
198 U. S. 384.
This is precisely what the District Court did here, except that it
realized that some ceiling should be placed on the Indians'
apportionment to prevent their needs from exhausting the entire
resource, and thereby frustrating the treaty right of "all [other]
citizens of the Territory."
Thus, it first concluded that, at the time the treaties were
signed, the Indians, who comprised three-fourths of the territorial
population, depended heavily on anadromous fish as a source of
food, commerce, and cultural cohesion. Indeed, it found that the
non-Indian population depended on Indians to catch the fish that
the former consumed.
See supra at
443 U. S. 664
669, and n. 7. Only then did it determine that the Indians'
present-day subsistence and commercial needs should be met,
subject, of course, to the 50% ceiling. 384 F. Supp. at
342-343.
It bears repeating, however, that the 50% figure imposes a
maximum, but not a minimum, allocation. As in
Arizona v.
California and its predecessor cases, the central principle
here must be that Indian treaty rights to a natural resource that
once was thoroughly and exclusively exploited by the Indians
secures so much as, but no more than, is necessary to provide the
Indians with a livelihood -- that is to say, a moderate living.
Accordingly, while the maximum possible allocation to the Indians
is fixed at 50%, [
Footnote
27] the minimum is not; the latter
Page 443 U. S. 687
will, upon proper submissions to the District Court, be modified
in response to changing circumstances. If, for example, a tribe
should dwindle to just a few members, or if it should find other
sources of support that lead it to abandon its fisheries, a 45% or
50% allocation of an entire run that passes through its customary
fishing grounds would be manifestly inappropriate, because the
livelihood of the tribe under those circumstances could not
reasonably require an allotment of a large number of fish.
Although the District Court's exercise of its discretion, as
slightly modified by the Court of Appeals,
see n 18,
supra, is in most
respects unobjectionable, we are not satisfied that all of the
adjustments it made to its division are consistent with the
preceding analysis.
The District Court determined that the fish taken by the Indians
on their reservations should not be counted against their share. It
based this determination on the fact that Indians have the
exclusive right under the treaties to fish on their reservations.
But this fact seems to us to have no greater significance than the
fact that some nontreaty fishermen may have exclusive access to
fishing sites that are not "usual and accustomed" places. Shares in
the fish runs should not be affected by the place where the fish
are taken.
Cf. Puyallup III, 433 U.S. at
433 U. S.
173-177. [
Footnote
28] We therefore disagree with the District Court's exclusion
of the Indians' on-reservation catch from their portion of the
runs. [
Footnote 29]
Page 443 U. S. 688
This same rationale, however, validates the Court of Appeals
modified equitable adjustment for fish caught outside the
jurisdiction of the State by nontreaty fishermen from the State of
Washington.
See n
18,
supra, and accompanying text. So long as they take
fish from identifiable runs that are destined for traditional
tribal fishing grounds, such persons may not rely on the location
of their take to justify excluding it from their share. Although it
is true that the fish involved are caught in waters subject to the
jurisdiction of the United States, rather than of the State,
see 16 U.S.C. §§ 1811, 1812, the persons catching them are
nonetheless "citizens of the Territory," and, as such, the
beneficiaries of the Indians' reciprocal grant of land in the
treaties, as well as the persons expressly named in the treaties as
sharing fishing rights with the Indians. Accordingly, they may
justifiably be treated differently from nontreaty fishermen who are
not citizens of Washington. The statutory provisions just cited are
therefore important in this context only because they clearly place
a responsibility on the United States, rather than the State, to
police the take of fish in the relevant waters by Washington
citizens insofar as is necessary to assure compliance with the
treaties.
On the other hand, as long as there are enough fish to satisfy
the Indians' ceremonial and subsistence needs, we see no
justification for the District Court's exclusion from the treaty
share of fish caught for these purposes. We need not now decide
whether priority for such uses would be required in a period of
short supply in order to carry out the purposes of the treaty.
See 384 F. Supp. at 343. For present purposes, we merely
hold that the total catch -- rather than the commercial catch -- is
the measure of each party's right. [
Footnote 30]
Page 443 U. S. 689
Accordingly, any fish (1) taken in Washington waters or in
United States waters off the coast of Washington, (2) taken from
runs of fish that pass through the Indians' usual and accustomed
fishing grounds, and( 3) taken by either members of the Indian
tribes that are parties to this litigation, on the one hand, or by
non-Indian citizens of Washington, on the other hand, shall count
against that party's respective share of the fish.
VI
Regardless of the Indians' other fishing rights under the
treaties, the State argues that an agreement between Canada and the
United States preempts their rights with respect to the sockeye and
pink salmon runs on the Fraser River.
In 1930, the United States and Canada agreed that the catch of
Fraser River salmon should be equally divided between Canadian and
American fishermen. Convention of May 26, 1930, 50 Stat. 1355, as
amended by [1957] 8 U.S.T. 1058. To implement this agreement, the
two Governments established the International Pacific Salmon
Fisheries Commission (IPSFC). Each year, that Commission proposes
regulations to govern the time, manner, and number of the catch by
the fishermen of the two countries; those regulations become
effective upon approval of both countries.
In the United States, pursuant to statute and Presidential
designation, enforcement of those regulations is vested in the
Page 443 U. S. 690
National Marine Fisheries Service, which, in turn, may authorize
the State of Washington to act as the enforcing agent. Sockeye
Salmon or Pink Salmon Fishing Act of 1947, 61 Stat. 511, as
amended, 16 U.S.C. § 776
et seq. (hereinafter Sockeye
Act). For many years, Washington has accepted this responsibility
and enacted IPSFC regulations into state statutory law.
The Fraser River salmon run passes through certain "usual and
accustomed" places of treaty tribes. The Indians have therefore
claimed a share of these runs. Consistently with its basic
interpretation of the Indian treaties, the District Court, in its
original decision, held that the tribes are entitled to up to
one-half of the American share of any run that passes through their
"usual and accustomed" places. To implement that holding, the
District Court also entered an order authorizing the use by Indians
of certain gear prohibited by IPSFC regulations then in force. 384
F. Supp. at 392-393, 411. The Court of Appeals affirmed, 520 F.2d
at 689-690, and we denied certiorari. 423 U.S. 1086.
In later proceedings commenced in 1975, the State of Washington
contended in the District Court that any Indian rights to Fraser
River salmon were extinguished either implicitly by the later
agreement with Canada or more directly by the IPSFC regulations
promulgated pursuant to those agreements insofar as they are
inconsistent with the District Court's order. The State's claim was
rejected by the District Court and the Court of Appeals. 459
F.Supp. at 1050-1056; 573 F.2d at 1120-1121.
First, we agree with the Court of Appeals that the Convention
itself does not implicitly extinguish the Indians' treaty rights.
Absent explicit statutory language, we have been extremely
reluctant to find congressional abrogation of treaty rights,
e.g., Menominee Tribe v. United States, 391 U.
S. 404, and there is no reason to do so here. Indeed,
the Canadian Government has long exempted Canadian Indians from
regulations
Page 443 U. S. 691
promulgated under the Convention and afforded them special
fishing rights.
We also agree with the United States that the conflict between
the District Court's order and IPSFC does not present us with a
justiciable issue. The initial conflict occasioned by the
regulations for the 1975 season has been mooted by the passage of
time, and there is little prospect that a similar conflict will
revive and yet evade review.
See DeFunis v. Odegaard,
416 U. S. 312,
416 U. S. 316.
Since 1975, the United States, in order to protect the Indian
rights, has exercised its power under Art. VI of the Convention and
refused to give the necessary approval to those portions of the
IPSFC regulations that affected Indian fishing rights. Those
regulations have accordingly not gone into effect in the United
States. The Indians' fishing rights and responsibilities have
instead been the subject of separate regulations promulgated by the
Interior Department, under its general Indian powers, 25 U.S.C. §§
2, 9;
see 25 CFR § 256.11
et seq. (1978); 50 CFR
§ 371.1
et seq. (1978); 25 CFR § 256.11
et seq.
(1979), and enforced by the National Marine Fisheries Service
directly, rather than by delegation to the State. The District
Court's order is fully consistent with those regulations. [
Footnote 31] To the extent that any
Washington State statute imposes any conflicting obligations, the
statute is without effect under the Sockeye Act and
Page 443 U. S. 692
must give way to the federal treaties, regulations, and decrees.
E.g., Missouri v. Holland, 252 U.
S. 416,
252 U. S.
432.
VII
In addition to their challenges to the District Court's basic
construction of the treaties, and to the scope of its allocation of
fish to treaty fishermen, the State and the commercial fishing
associations have advanced two objections to various remedial
orders entered by the District Court. [
Footnote 32] It is claimed that
Page 443 U. S. 693
the District Court has ordered a state agency to take action
that it has no authority to take as a matter of state law and that
its own assumption of the authority to manage the fisheries in the
State after the state agencies refused or were unable to do so was
unlawful. [
Footnote 33]
These objections are difficult to evaluate in view of the
representations to this Court by the Attorney General of the State
that definitive resolution of the basic federal question of
construction of the treaties will both remove any state law
impediment to enforcement of the State's obligations under the
treaties [
Footnote 34] and
enable the State and Fisheries to carry
Page 443 U. S. 694
out those obligations. [
Footnote 35] Once the state agencies comply, of course,
there would be no issue relating to federal authority to order them
to do so or any need for the District Court to continue its own
direct supervision of enforcement efforts.
The representations of the Attorney General are not binding on
the courts and legislature of the State, although we assume they
are authoritative within its executive branch. Moreover, the State
continues to argue that the District Court exceeded its authority
when it assumed control of the fisheries in the State, and the
commercial fishing groups
Page 443 U. S. 695
continue to argue that the District Court may not order the
state agencies to comply with its orders when they have no state
law authority to do so. Accordingly, although adherence to the
Attorney General's representations by the executive, legislative,
and judicial officials in the State would moot these two issues, a
brief discussion should foreclose the possibility that they will
not be respected. State law prohibition against compliance with the
District Court's decree cannot survive the command of the Supremacy
Clause of the United States Constitution.
Cooper v. Aaron,
358 U. S. 1;
Ableman v.
Booth, 21 How. 506. It is also clear that Game and
Fisheries, as parties to this litigation, may be ordered to prepare
a set of rules that will implement the Court's interpretation of
the rights of the parties even if state law withholds from them the
power to do so.
E.g., North Carolina Board of Education v.
Swann, 402 U. S. 43;
Griffin v. County School Board, 377 U.
S. 218;
Tacoma v. Taxpayers, 357 U.
S. 320. Once again the answer to a question raised by
this litigation is largely dictated by our
Puyallup
trilogy. There, this Court mandated that state officers male
precisely the same type of allocation of fish as the District Court
ordered in this case.
See Puyallup III, 433 U.S. at
433 U. S.
177.
Whether Game and Fisheries may be ordered actually to promulgate
regulations having effect as a matter of state law may well be
doubtful. But the District Court may prescind that problem by
assuming direct supervision of the fisheries if state recalcitrance
or state law barriers should be continued. It is therefore absurd
to argue, as do the fishing associations, both that the state
agencies may not be ordered to implement the decree and also that
the District Court may not itself issue detailed remedial orders as
a substitute for state supervision. The federal court
unquestionably has the power to enter the various orders that state
official and private parties have chosen to ignore and even to
displace local enforcement of those orders if necessary to remedy
the violations of
Page 443 U. S. 696
federal law found by the court.
E.g., Hutto v. Finney,
437 U. S. 678;
Milliken v. Bradley, 433 U. S. 267,
433 U. S.
280-281,
433 U. S. 290;
Swan v. Charlotte-Mecklenburg Board of Education,
402 U. S. 1,
402 U. S. 15.
Even if those orders may have been erroneous in some respects, all
parties have an unequivocal obligation to obey them while they
remain in effect.
In short, we trust that the spirit of cooperation motivating the
Attorney General's representation will be confirmed by the conduct
of state officials. But if it is not, the District Court has the
power to undertake the necessary remedial steps and to enlist the
aid of the appropriate federal law enforcement agents in carrying
out those steps. Moreover, the comments by the Court of Appeals
strongly imply that it is prepared to uphold the use of stern
measures to require respect for federal court orders. [
Footnote 36]
The judgments of the Court of Appeals for the Ninth Circuit and
the Supreme Court of the State of Washington are vacated, and the
respective causes are remanded to those courts for further
proceedings not inconsistent with this opinion, except that the
judgment in
United States v. Washington, 573 F.2d 1118
(the
International Fisheries case) is affirmed.
So ordered.
* Together with
Washington et al. v. Puget Sound Gillnetters
Assn. et al., also on certiorari to the same court
(
see this Court's Rule 23(5)); and No. 78-119,
Washington et al. v. United States et al., and No. 78 139,
Puget Sound Gillnetters Assn. et al. v. United States District
Court for the Western District of Washington (United States et al.,
Real Parties in Interest), on certiorari to the United States
Court of Appeals for the Ninth Circuit.
[
Footnote 1]
By three earlier treaties, the United States had extinguished
the conflicting claims of Spain in 1820 and Russia in 1824, 8 Stat.
252, 302, and Great Britain in 1846, 9 Stat. 869. In 1848, Congress
established the Oregon Territory, 9 Stat. 323; that statute
provided that nothing contained therein
"shall be construed to impair the rights of person or property
now pertaining to the Indians and said Territory, so long as such
rights shall remain unextinguished by treaty between the United
States and such Indians."
In 1850, Congress authorized the negotiation of treaties to
extinguish the Indian claims to land lying west of the Cascade
Mountains, 9 Stat. 437. In 1853, the Washington Territory, which
includes the present State of Washington, was organized out of the
Oregon Territory. Ch. 90, 10 Stat. 172.
[
Footnote 2]
Treaty of Medicine Creek (10 Stat. 1132); Treaty of Point
Elliott (12 Stat. 927); Treaty of Point No Point (12 Stat. 933);
Treaty of Neah Bay (12 Stat. 939); Treaty with the Yakamas (12
Stat. 951); and Treaty of Olympia (12 Stat. 971). The parties to
the treaties and to this litigation include these Indian tribes:
Hoh; Lower Elwha Band of Clallam Indians; Lummi; Makah;
Muckleshoot; Nisqually; Nooksack; Port Gamble Band of Clallam
Indians; Puyallup; Quileute; Quinault; Sauk-Suiattle; Skokomish;
Squaxin Island; Stillaguamish; Suquamish; Swinomish; Tulalip; Upper
Skagit; and Yakima Nation.
384 F.
Supp. 312,349;
459
F. Supp. 1020, 1028.
[
Footnote 3]
For example, pink and sockeye salmon hatched in Canada's Fraser
River pass through the Strait of Juan de Fuca in the State of
Washington, swim out into international waters on the open sea, and
return through the strait to the river, passing on the way the
usual and accustomed fishing grounds of the Makah Indian Tribe once
again in Washington. 384 F. Supp. at 392. During much of the return
run, during which they pass through international, state, and
Canadian waters, the fish are in optimum harvestable condition.
See also id. at 386-387, regarding the Puget Sound and
Olympic Peninsula origin chinook salmon that pass through
international waters, as well as those of Washington, Canada, and
Alaska.
[
Footnote 4]
Although in terms of the number and weight of the fish involved,
the commercial salmon catch is far more substantial than the
recreational steelhead catch, the latter apparently provides the
State with more revenue than the former, involves more people, and
has accordingly been a more controversial political issue within
the State.
See id. at 399.
[
Footnote 5]
Indeed, the record shows that the territorial officials who
negotiated the treaties on behalf of the United States took the
initiative in aggregating certain loose bands into designated
tribes and even appointed many of the chiefs who signed the
treaties.
Id. at 354, 355, 366.
[
Footnote 6]
"From the earliest known times, up to and beyond the time of the
. . . treaties, the Indians comprising each of the treating tribes
and bands were primarily a fishing, hunting and gathering people
dependent almost entirely upon the natural animal and vegetative
resources of the region for their subsistence and culture. They
were heavily dependent upon anadromous fish for their subsistence
and for trade with other tribes and later with the settlers.
Anadromous fish was the great staple of their diet and livelihood.
They cured and dried large quantities for year-around use, both for
themselves and for others through sale, trade, barter and
employment."
Id. at 406.
See also 520 F.2d 676, 682 ("The
Indians west of the Cascade Mountains were known as
fish-eaters'; their diets, social customs, and religious
practices centered on the capture of fish").
[
Footnote 7]
"At the time of the treaties, trade was carried on among the
Indian groups throughout a wide geographic area. Fish was a basic
element of the trade. There is some evidence that the volume of
this intra-tribal trade was substantial, but it is not possible to
compare it with the volume of present day commercial trading in
salmon. Such trading was, however, important to the Indians at the
time of the treaties. In addition to potlatching, which is a system
of exchange between communities in a social context often typified
by competitive gifting, there was a considerable amount of outright
sale and trade beyond the local community and sometimes over great
distances. In the decade immediately preceding the treaties, Indian
fishing increased in order to accommodate increased demand for
local non-Indian consumption and for export, as well as to provide
money for purchase of introduced commodities and to obtain
substitute non-Indian goods for native products which were no
longer available because of the non-Indian movement into the area.
Those involved in negotiating the treaties recognized the
contribution that Indian fishermen made to the territorial economy
because Indians caught most of the non-Indians' fish for them, plus
clams and oysters."
384 F. Supp. at 351-352 (citations to record omitted).
See
also id. at 364 (Makah Tribe "maintained from time immemorial
a thriving economy based on commerce" in "marine resources").
[
Footnote 8]
In late December, 1854, one territorial official wrote the
Commissioner of Indian Affairs that
"[t]he Indians on Puget Sound . . . form a very considerable
portion of the trade of the Sound. . . . They catch most of our
fish, supplying not only our people with clams and oysters, but
salmon to those who cure and export it."
App. 329.
[
Footnote 9]
Governor Stevens, in discussing the policy that he intended to
pursue during negotiations with the tribes, in a letter dated
September 16, 1854, to the Commissioner of Indian Affairs,
said:
"The subject of the right of fisheries is one upon which
legislation is demanded. It never could have been the intention of
Congress that Indians should be excluded from their ancient
fisheries; but, as no condition to this effect was inserted in the
donation act, the question has been raised whether persons taking
claims, including such fisheries, do not possess the right of
monopolizing. It is therefore desirable that this question should
be set at rest by law."
Id. at 327.
See also id. at 332.
The Governor's concern with protecting the Indians' continued
exploitation of their accustomed fisheries was reflected in his
assurances to the Indians during the treaty negotiations that,
under the treaties, they would be able to go outside of reservation
areas for the purpose of harvesting fish. His statement at the
signing of the Treaty of Point Elliott on Monday, January 22, 1855,
was characteristic:
"We want to place you in homes where you can cultivate the soil,
using potatoes and other articles of food, and where you will be
able to pass in canoes over the waters of the Sound and catch fish
and back to the mountains to get roots and berries."
Id. at 329-330.
[
Footnote 10]
Indeed, the translation of the English words was difficult
because the interpreter used a "Chinook jargon" to explain treaty
terms, and that jargon not only was imperfectly (and often not)
understood by many of the Indians, but also was composed of a
simple 300-word commercial vocabulary that did not include words
corresponding to many of the treaty terms. 3 84 F. Supp. at 330,
355-356, 364, 381; 520 F.2d at 683.
[
Footnote 11]
For example, Governor Stevens made the following statement to
the Indians gathered at Point-No-Point to negotiate the treaty
bearing that name:
"Are you not my children and also children of the Great Father?
What will I not do for my children, and what will you not for
yours? Would you not die for them? This paper is such as a man
would give to his children, and I will tell you why. This paper
gives you a home. Does not a father give his children a home? . . .
This paper secures your fish? Does not a father give food to his
children?"
App. 330-331.
[
Footnote 12]
"There is nothing in the written records of the treaty councils
or other accounts of discussions with the Indians to indicate that
the Indians were told that their existing fishing activities or
tribal control over them would in any way be restricted or impaired
by the treaty. The most that could be implied from the treaty
context is that the Indians may have been told or understood that
non-Indians would be allowed to take fish at the Indian fishing
locations along with the Indians."
384 F. Supp. at 357.
[
Footnote 13]
"The non-Indian commercial fishing industry did not fully
develop in the case area until after the invention and perfection
of the canning process. The first salmon cannery in Puget Sound
began in 1877 with a small operation at Mukilteo. Large-scale
development of the commercial fisheries did not commence in Puget
Sound until the mid-1890's. The large-scale development of the
commercial fishing industry in the last decades of the Nineteenth
Century brought about the need for regulation of fish
harvests."
Id. at 352 (record citations omitted).
See also
id. at 406.
[
Footnote 14]
The impact of illegal regulation,
see Tulee v.
Washington, 315 U. S. 681, and
of illegal exclusionary tactics by non-Indians,
see United
States v. Winans, 198 U. S. 371, in
large measure accounts for the decline of the Indian fisheries
during this century, and renders that decline irrelevant to a
determination of the fishing rights the Indians assumed they were
securing by initialing the treaties in the middle of the last
century.
[
Footnote 15]
The "harvestable" amount of fish is determined by subtracting
from the total number of fish in each run the number that must be
allowed to escape for conservation purposes.
The "case area" was defined by the District Court as
"that portion of the State of Washington west of the Cascade
Mountains and north of the Columbia River drainage area, and
includes the American portion of the Puget Sound watershed, the
watersheds of the Olympic Peninsula north of the Grays Harbor
watershed, and the offshore waters adjacent to those areas."
384 F. Supp. at 328.
[
Footnote 16]
A factual dispute exists on the question of what percentage of
the fish in the case area actually passes through Indian fishing
areas and is therefore subject to the District Court's allocations.
In the absence of any relevant findings by the courts below, we are
unable to express any view on the matter.
[
Footnote 17]
Moreover, fish caught by individual Indians at off-reservation
locations that are not "usual and accustomed" sites, were treated
as if they had been caught by nontreaty fishermen. 384 F. Supp. at
410.
[
Footnote 18]
The Court of Appeals held that fish caught by nonresidents of
Washington should be eliminated from the equitable adjustment for
fish caught beyond the State's jurisdiction. 520 F.2d at 689.
[
Footnote 19]
Despite our earlier denial of certiorari on the treaty
interpretation issue, we decline the Government's invitation to
treat the matter as having been finally adjudicated. Our earlier
denial came at an interlocutory stage in the proceedings -- the
District Court has retained continuing enforcement jurisdiction
over the case -- so that we certainly are not required to treat the
earlier disposition as final for our purposes.
Reece v.
Georgia, 350 U. S. 85,
350 U. S. 87.
Moreover, the reason for our recent grant of certiorari on the
question remains because the state courts are -- and, at least
since the State Supreme Court's decision in
Department of Game
v. Puyallup Tribe, 86 Wash. 2d
664,
548 P.2d
1058 (1976), have been -- on record as interpreting the
treaties involved differently from the federal courts. Accordingly,
there is strong reason not to treat it as final as a discretionary
matter.
[
Footnote 20]
The Washington Supreme Court held that the treaties would
violate equal protection principles if they provided fishing rights
to Indians that were not also available to non-Indians. The
simplest answer to this argument is that this Court has already
held that these treaties confer enforceable special benefits on
signatory Indian tribes,
e.g., Tulee v. Washington,
315 U. S. 681;
United States v. Winans, 198 U. S. 317, and
has repeatedly held that the peculiar semi-sovereign and
constitutionally recognized status of Indians justifies special
treatment on their behalf when rationally related to the
Government's "unique obligation toward the Indians."
Morton v.
Mancari, 417 U. S. 535,
417 U. S. 555.
See United States v. Antelope, 430 U.
S. 641;
Antoine v. Washington, 420 U.
S. 194.
See also Fishing Vessel Assn. v.
Tollefson, 89 Wash. 2d
276, 287-288,
571 P.2d
1373, 1379-1380 (1977) (Utter, J., dissenting).
[
Footnote 21]
The language is quoted from Art. III of the Treaty of Medicine
Creek, 10 Stat. 1133. Identical, or almost identical, language is
included in each of the other treaties.
[
Footnote 22]
The State characterizes its interpretation of the treaty
language as assuring Indians and non-Indians an "equal opportunity"
to take fish from the State's waters. This appellation is
misleading. In the first place, even the State recognizes that the
treaties provide Indians with certain rights --
i.e., the
right to fish without a license and to cross private lands -- that
non-Indians do not have.
See Tulee v. Washington,
315 U. S. 681;
Seufert Bros. Co. v. United States, 249 U.
S. 194;
United States v. Winans, 198 U.
S. 371.
See also Puyallup Tribe v. Washington Game
Dept., 433 U. S. 165.
Whatever opportunities the treaties assure Indians with respect to
fish are admittedly not "equal" to, but are to some extent greater
than, those afforded other citizens. It is therefore simply
erroneous to suggest that the treaty language "confers upon
non-Indians precisely the same right to fish that it confers upon
Indians." POWELL, J., dissenting,
post at
443 U. S.
698.
Moreover, in light of the far superior numbers, capital
resources, and technology of the non-Indians, the concept of the
Indians' "equal opportunity" to take advantage of a scarce resource
is likely in practice to mean that the Indians' "right of taking
fish" will net them virtually no catch at all. For the
"opportunity" is, at best, theoretical. Indeed, in 1974, before the
District Court's injunction took effect, and while the Indians were
still operating under the "equal opportunity" doctrine, their take
amounted to approximately 2% of the total harvest of salmon and
trout in the treaty area. 459 F. Supp. at 1032.
[
Footnote 23]
The State argues that at common law a "common fishery" was
merely a nonexclusive right of access,
see 3 J. Kent,
Commentaries 412 (5th ed. 1844), and that the right of a fishery
was appurtenant to specific parcels of real property. The State
does not suggest, however, that these concepts were understood by,
or explained to, the Indians. Indeed, there is no evidence that
Governor Stevens understood them, although one of his advisers,
George Gibbs, was a lawyer.
But even if we indulge in the highly dubious assumption that
Gibbs was learned in the intricacies of water law, that he
incorporated them in the treaties, and that he explained them fully
to the Indians, the treaty language would still be subject to the
different interpretations presented by the parties to this
litigation. For in addition to "common fisheries," the "in common
with" language was used in two other relevant senses during the
period. First, a "common of fishery" meant a limited right,
acquired from the previously exclusive owner of certain fishing
rights (in this case the Indians), "of taking fish
in common
with certain others in waters flowing through [the grantor's]
land." J. Gould, Laws of Waters § 183 (3d ed.1900) (emphasis
added);
see 3 Kent,
supra at 410. Under that
understanding of the language, it would hardly make sense that the
Indians effectively relinquished all of their fishing rights by
granting a merely nonexclusive right.
Even more to the point, the United States had previously used
the "in common with" language in two treaties with Britain,
including one signed in 1854, that dealt with fishing rights in
certain waters adjoining the United States and Canada. Treaty of
Oct. 20, 1818, 8 Stat. 248; Treaty of June 5, 1854, 10 Stat. 1089.
As interpreted by the Department of State during the 19th century,
these treaties gave each signatory country an "equal" and
apportionable "share" of the take of fish in the treaty areas.
See H.R.Ex.Doc. No. 84, 46th Cong., 2d Sess., 7 (1880); 5
American State Papers (For.Rel.) 528-529 (1823); J. Q. Adams, The
Duplicate Letters, The Fisheries and the Mississippi 184-185
(1822).
[
Footnote 24]
Puyallup Tribe v. Washington Game Dept., 391 U.
S. 392 (
Puyallup I);
Washington Game Dept.
v. Puyallup Tribe, 414 U. S. 44
(
Puyallup II); and
Puyallup Tribe v. Washington Game
Dept., 433 U. S. 165
(
Puyallup III).
[
Footnote 25]
Mr. Justice Douglas wrote for the Court:
"The right to fish 'at all usual and accustomed' places may, of
course, not be qualified by the State. . . . But the manner of
fishing, the size of the take, the restriction of commercial
fishing, and the like may be regulated by the State in the interest
of conservation, provided the regulation meets appropriate
standards and does not discriminate against the Indians."
391 U.S. at
391 U. S.
398.
In describing the "appropriate standards" referred to, Mr.
Justice Douglas continued:
"As to a 'regulation' concerning the time and manner of fishing
. . . . the power of the State [is] measured by whether [the
regulation is] 'necessary for the conservation of fish.'
[Tulee,] 315 U.S. at
315 U. S.
684."
"The measure of the legal propriety of those kinds of
conservation measures is therefore distinct from the federal
constitutional standard concerning the scope of the police power of
a State.
See Ferguson v. Skrupa, 372 U. S.
726. . . ."
Id. at
391 U. S. 402
n. 14.
See also Antoine v. Washington, 420 U.S. at
420 U. S.
207-208;
Tulee, 315 U.S. at
315 U. S. 684;
Winans, 198 U.S. at
198 U. S. 384;
Ward v. Race Horse, 163 U. S. 504.
[
Footnote 26]
Although some members of the Washington Supreme Court, in their
opinions in
Puyallup III, expressed the view that the
treaties could not be interpreted as affording treaty fishermen an
allocable share of the fish,
Department of Game v. Puyallup
Tribe, 86 Wash. 2d at 674-681, 548 P.2d at 1066-1070;
see
id. at 690-698, 548 P.2d at 1075-1080 (Rosellini, J.,
concurring);
but see id. at 688-690, 548 P.2d at 1074-1075
(Stafford, C.J., concurring in result), they recognized that any
other interpretation would be inconsistent with "the express
language on the face of [this Court's decision in]
Puyallup
II. . . ."
[
Footnote 27]
Because the 50% figure is only a ceiling, it is not correct to
characterize our holding "as guaranteeing the Indians a specified
percentage" of the fish.
See POWELL, J., dissenting,
post at
443 U. S.
697.
The logic of the 50% ceiling is manifest. For an equal division
-- especially between parties who presumptively treated with each
other as equals -- is suggested, if not necessarily dictated, by
the word "common" as it appears in the treaties. Since the days of
Solomon, such a division has been accepted as a fair apportionment
of a common asset, and Anglo-American common law has presumed that
division when, as here, no other percentage is suggested by the
language of the agreement or the surrounding circumstances.
E.g., 2 American Law of Property § 6.5, p. 19 (A. Casner
ed.1952); E. Hopkins, Handbook on the Law of Real Property § 209,
p. 336 (1896).
[
Footnote 28]
This Court's decision in
Puyallup III, which approved
state regulation of on-reservation fishing in the interest of
conservation, was issued after the District Court excluded the
Indians' on-reservation take and the Court of Appeals affirmed.
See 520 F.2d at 690.
[
Footnote 29]
A like reasoning requires the fish taken by treaty fishermen off
the reservations and at locations other than "usual and accustomed"
sites,
see n 17,
supra, to be counted as part of the Indians' share. Of
course, the District Court, in its discretion, may determine that
so few fish fit into this, or any other, category (
e.g.,
"take-home" fish caught by nontreaty commercial fishermen for
personal use) that accounting for them individually is unnecessary,
and that an estimated figure may be relied on in making the annual
computation. Indeed, if the amount is truly
de minimis, no
accounting at all may be required.
[
Footnote 30]
The Government suggests that the District Court's exclusion of
the "take-home" catch of nontreaty fishermen from the nontreaty
share makes up for any losses to those fishermen occasioned by the
exclusion of the Indians' ceremonial and subsistence take. We see
nothing in the District Court's findings to verify this allegation,
see 384 F. Supp. at 343, although the District Court may
wish to address the issue in this light on remand.
Although there is some discussion in the briefs concerning
whether the treaties give Indians the same right to take
hatchery-bred fish as they do to take native fish, the District
Court has not yet reached a final decision on this issue,
see 459 F. Supp. at 1072-1085, and it is not therefore
fairly subsumed within our grant of certiorari.
See Puyallup
III, 433 U.S. at
433 U. S. 177
n. 17.
[
Footnote 31]
Although the IPSFC has refused to accede to the suggestions of
the United States that special regulations be promulgated to cover
the Indian fisheries, we are informed by the Solicitor General that
the Canadian Government has no objection to those suggestions, has
unilaterally implemented similar rules on behalf of its own
Indians, and has expressed no dissatisfaction with the unilateral
actions taken by the United States in this regard. Brief for United
States 40 n. 26.
Because the Department of the Interior regulations assure that
no disproportion will occur, the equitable adjustment ordered by
the District Court to cover the possibility that IPSFC regulations
would result in a disproportionate nontreaty take will not be
effectuated. We accordingly have no issue before us concerning the
validity of that adjustment.
[
Footnote 32]
The associations advance a third objection as well -- that the
District Court had no power to enjoin individual nontreaty
fishermen, who were not parties to its decisions, from violating
the allocations that it has ordered. The reason this issue has
arisen is that state officials were either unwilling or unable to
enforce the District Court's orders against nontreaty fishermen by
way of state regulations and state law enforcement efforts.
Accordingly, nontreaty fishermen were openly violating Indian
fishing rights, and, in order to give federal law enforcement
officials the power via contempt to end those violations, the
District Court was forced to enjoin them. 459 F. Supp. at 1043,
1098-1099, 1113-1117. The commercial fishing organizations, on
behalf of their individual members, argue that they should not be
bound by these orders because they were not parties to (although
the associations all did participate as
amici curiae in)
the proceedings that led to their issuance.
If all state officials stand by the Attorney General's
representations that the State will implement the decision of this
Court,
see nn.
34
and |
34 and S.
658fn34|>35,
infra, this issue will be rendered moot,
because the District Court no longer will be forced to enforce its
own decisions. Nonetheless, the issue is still live, since state
implementation efforts are now at a standstill and the orders are
still in effect. Accordingly, we must decide it.
In our view, the commercial fishing associations and their
members are probably subject to injunction under either the rule
that nonparties who interfere with the implementation of court
orders establishing public rights may be enjoined,
e.g., United
States v. Hall, 472 F.2d 261 (CA5 1972), cited approvingly in
Golden State Bottling Co. v. NLRB, 414 U.
S. 168,
414 U. S. 180,
or the rule that a court possessed of the
res in a
proceeding
in rem, such as one to apportion a fishery, may
enjoin those who would interfere with that custody.
See Vendo
Co. v. Lektro-Vend Corp., 433 U. S. 623,
433 U. S. 641.
But in any case, these individuals and groups are citizens of the
State of Washington, which was a party to the relevant proceedings,
and "they, in their common public rights as citizens of the State,
were represented by the State in those proceedings, and, like it,
were bound by the judgment."
Tacoma v. Taxpayers,
357 U. S. 320,
357 U. S.
340-341. Moreover, a court clearly may order them to
obey that judgment.
See Golden State Bottling, supra, at
414 U. S.
179-180.
[
Footnote 33]
The State has also argued that absent congressional legislation
the treaties involved here are not enforceable. This argument flies
directly in the face of Art. XIII of the treaties, which states
that they "shall be obligatory on the contracting parties as soon
as [they are] ratified by the President and Senate of the United
States." Moreover, the argument was implicitly rejected in
Winans and our ensuing decisions regarding these treaties,
all of which assumed that the treaties are self-enforcing.
E.g., Puyallup I, 391 U.S. at
391 U. S.
397-398.
Significantly, Congress thrice rejected efforts in the early
1960's to terminate the Indians' fishing rights under these
treaties.
See S.J.Res. 170 and 171, 88th Cong., 2d Sess.
(1964); H.J.Res. 48, 88th Cong., 1st Sess. (1963); H.J.Res. 698,
87th Cong., 2d Sess. (1962).
[
Footnote 34]
In his brief, the Attorney General represented:
"If this Court now concludes that Indian treaty fishermen and
all other fishermen are not members of the same class with respect
to an allocation of fishery, it will thereby lay the foundation for
the validity under state law of a separate classification of treaty
Indian fishermen for the purpose of allocation. We would
respectfully submit that, if the Court rejects our earlier argument
and finds that treaty Indian fishermen are a special class for
allocation purposes, such a conclusion would remove the impediment
found by the Washington Supreme Court to the exercise of necessary
regulatory power by the Department of Fisheries to allocate between
Indian and non-Indian fishermen."
"
* * * *"
"Fisheries will be able to comply with the Court's decision in
this case even if it requires some type of allocation of the
fishery."
Brief for State of Washington 99.
See also Department of
Game v. Puyallup Tribe, 86 Wash. 2d
664, 681, 684 688,
548 P.2d
1058, 1070, 1072-1074 (1976), in which the Washington Supreme
Court held that the Department of Game had authority to allocate a
certain portion of the steelhead trout run on the Puyallup River to
treaty fishermen.
[
Footnote 35]
According to the Attorney General:
"The State of Washington and its Department of Fisheries cannot
emphasize too strongly that they do not propose to inhibit the
enforcement of proper federal court orders. . . ."
"
* * * *"
"Whatever the decision of this Court, the state will implement
it. The state believes that, after a decision by this Court, it
will be in a position to comply with District Court orders, if the
same are necessary to comply with this Court's decision. We do not
believe the state courts could or would take a different point of
view: we are confident that they will accede to this Court's
interpretation of the treaties in the future, just as they have in
the past, as this Court expressly found in
Puyallup III,
[433 U.S.] at
433 U. S. 177."
Brief for State of Washington 95, 96.
We note the omission of the same firm representation on behalf
of the Game Department. Although the history of that agency is not
nearly as favorable as that of Fisheries with respect to attempting
to comply with the District Court's order,
e.g., 384 F.
Supp. at 395, 398; 459 F. Supp. at 1043, 1045, 1099, we assume that
this omission stems from the fact that only Fisheries was named as
a party in the litigation in the state courts regarding the state
agencies' authority to comply with the District Court's order.
See 88 Wash. 2d at 679, 565 P.2d at 1152.
See also
Department of Game v. Puyallup Tribe, discussed in
n 34,
supra.
[
Footnote 36]
"The state's extraordinary machinations in resisting the [1974]
decree have forced the district court to take over a large share of
the management of the state's fishery in order to enforce its
decrees. Except for some desegregation cases . . . , the district
court has faced the most concerted official and private efforts to
frustrate a decree of a federal court witnessed in this century.
The challenged orders in this appeal must be reviewed by this court
in the context of events forced by litigants who offered the court
no reasonable choice."
573 F.2d 1123, 1126 (CA9 1978).
MR. JUSTICE POWELL, with whom MR. JUSTICE STEWART and MR.
JUSTICE REHNQUIST join, dissenting in part.
I join Parts I-III of the Court's opinion. I am not in
agreement, however, with the Court's interpretation of the
treaties
Page 443 U. S. 697
negotiated in 1854 and 1855 with the Indians of the Washington
Territory. The Court's opinion, as I read it, construes the
treaties' provision "of taking fish . . . in common" as
guaranteeing the Indians a specified percentage of the runs of the
anadromous fish passing land upon which the Indians traditionally
have fished. Indeed, it takes as a starting point for determining
fishing rights an equal division of these fish between Indians and
non-Indians.
Ante at
443 U. S. 685
et seq. As I do not believe that the language and history
of the treaties can be construed to support the Court's
interpretation, I dissent.
I
At issue in these cases is the meaning of language found in six
similar Indian treaties negotiated and signed in 1854 and 1855.
[
Footnote 2/1] Each of the treaties
provides substantially that
"
[t]he right of taking fish, at all usual and
accustomed grounds and stations, is further secured to said
Indians,
in common with all citizens of the Territory, and
of erecting temporary houses for the purpose of curing. [
Footnote 2/2]"
The question before us is whether this "common" fishing right is
a right only of access to usual and accustomed fishing sites for
the purpose of fishing there, or includes the greater right to
exclude others from taking a particular portion of the fish that
pass through the sites. As the Court observes, at the time the
treaties were signed, there was no need to address this question,
for the surfeit of fish made lack of access to fishing areas the
only constraint upon supply. Nonetheless, I believe that the
compelling inference to be drawn from the language and history of
the treaties is that the Indians sought and retained only the right
to go to
Page 443 U. S. 698
their accustomed fishing places, and there to fish along with
non-Indians. In addition, the Indians retained the exclusive right
to take fish on their reservations, a right not involved in this
litigation. In short, they have a right of access to fish.
Nothing in the language of the treaties indicates that any party
understood that constraints would be placed on the amount of fish
that anyone could take, or that the Indians would be guaranteed a
percentage of the catch. Quite to the contrary, the language
confers upon non-Indians precisely the same right to fish that it
confers upon Indians, even in those areas where the Indians
traditionally had fished.
United States v. Winans,
198 U. S. 371
(1905). As it cannot be argued that Congress intended to guarantee
non-Indians any specified percentage of the available fish, there
is neither force nor logic to the argument that the same language
-- the "right of taking fish" -- does guarantee such a percentage
to Indians.
This conclusion is confirmed by the language used in the treaty
negotiated with the Yakima Tribe, which explicitly includes what
apparently is implicit in each of the treaties: the Indians' right
to take fish on their reservations is exclusive. Thus, the Yakima
Treaty provides that
"[t]he exclusive right of taking fish in all the streams, where
running through or bordering said reservation, is further secured
to said confederated tribes and bands of Indians, as also the right
of taking fish at all usual and accustomed places, in common with
citizens of the Territory. . . ."
12 Stat. 953. There is no reason apparent from the language used
in the treaties why the "right of taking fish" should mean one
thing for purposes of the exclusive right of reservation fishing
and quite another for purposes of the "common" right of fishing at
usual and accustomed places. Since the Court interprets the right
of taking fish in common to be an entitlement to half of the entire
catch taken from fisheries passing the Indians' traditional fishing
grounds, it therefore should follow that the
Page 443 U. S. 699
Court would interpret the exclusive right of taking fish to be
an entitlement to all of the fish taken from fisheries passing the
Indians' reservations. But the Court apparently concedes that this
exclusive right is not of such Draconian proportions. Indeed, the
Court would reduce the Indians' 50% portion by those fish caught on
the reservation. The more reasonable conclusion, therefore, is
that, when the Indians and Governor Stevens agreed upon a "right of
taking fish," they understood this right to be one of access to
fish -- exclusive access with respect to fishing places on the
reservation, and common access with respect to fishing places off
the reservation. [
Footnote 2/3]
In addition to the language of the treaties, the historical
setting in which they were negotiated supports the inference that
the fishing rights secured for the Indians were rights of access
alone. The primary purpose of the six treaties negotiated by
Governor Stevens was to resolve growing disputes between the
settlers claiming title to land in the Washington Territory under
the Land Donation Act of 1850, 9 Stat. 437, and the Indians who had
occupied the land for generations. Under the bargain struck in the
treaties, the Indians ceded their claims to vast tracts of land,
retaining only certain specified areas as reservations, where they
would have exclusive rights of possession and use. In exchange, the
Indian tribes were given substantial sums of money and were
promised various forms of aid.
See, e.g., Treaty of
Medicine Creek, 10 Stat. 1132. By thus separating the Indians from
the settlers, it was hoped that friction could be minimized.
Page 443 U. S. 700
The negotiators apparently realized, however, that restricting
the Indians to relatively small tracts of land might interfere with
their securing food.
See letter of George Gibbs to Captain
M'Clellan, App. 326 ("[The Indians] require the liberty of motion
for the purpose of seeking, in their proper season, roots, berries,
and fish"). This necessary "liberty of motion" was jeopardized by
the title claims of the settlers whose land abutted -- or would
abut -- the waterways from which fish traditionally had been
caught. Thus, in Governor Stevens' report to the Commissioner of
Indian Affairs, he noted the tension between the land rights
afforded settlers under the 1850 Land Donation Act and the Indians'
need to have some access to the fisheries. Although he expressed
the view that "[i]t never could have been the intention of Congress
that Indians should be excluded from their ancient fisheries," he
noted that "no condition to this effect was inserted in the
donation act," and therefore recommended the question "should be
set at rest by law." Report of Governor Stevens to the Commissioner
of Indian Affairs, App. 327. Viewed within this historical context,
the common fishing right reserved to the Indians by the treaties of
1854 and 1855 could only have been the right, over and above their
exclusive fishing right on their reservations, to roam off the
reservations in order to reach fish at the locations traditionally
used by the Indians for this purpose. On the other hand, there is
no historical indication that any of the parties to the treaties
understood that the Indians would be specifically guaranteed some
set portion of the fisheries to which they traditionally had had
access.
II
Prior decisions of this Court have prevented the dilution of
these treaty rights, but none has addressed the issue now before
us. I read these decisions as supporting the interpretation set
forth above. This is particularly true of
United States v.
Winans, supra, the case most directly relevant. In
Page 443 U. S. 701
that case, a settler had constructed several fish wheels in the
Columbia River. These fish wheels were built at locations where the
Indians traditionally had fished, and "
necessitate[d] the
exclusive possession of the space occupied by the wheels,'" 198
U.S. at 198 U. S. 380,
thereby interfering with the Indians' treaty right of access to
fish. This Court reviewed in some detail the precise nature of the
Indians' fishing rights under the Yakima Treaty, and
concluded:
"[The treaties] reserved rights . . . to every individual
Indian, as though named therein. They imposed a servitude upon
every piece of land as though described therein. There was an
exclusive right of fishing reserved within certain boundaries.
There was a right outside of those boundaries reserved 'in common
with citizens of the Territory.' As a mere right, it was not
exclusive in the Indians. Citizens might share it, but the Indians
were secured in its enjoyment by a special provision of means for
its exercise. They were given 'the right of taking fish at all
usual and accustomed places,' and the right 'of erecting temporary
buildings for curing them.' The contingency of the future ownership
of the lands, therefore, was foreseen and provided for -- in other
words, the Indians were given a right in the land --
the right
of crossing it to the river -- the right to occupy it to the
extent and for the purpose mentioned. No other conclusion would
give effect to the treaty."
Id. at 381 (emphasis added).
The Court thus viewed these treaties as intended to "giv[e] a
right in the land" -- a "servitude" upon all non-Indian land -- to
enable Indians to fish "in common with citizens of the Territory."
The focus was on access to the traditional fishing areas for the
purpose of enjoying the "right of fishing."
Ibid. The
Winans Court concluded, on the facts before it, that the
right of access to fish in these areas had been abridged. It stated
that,
"[i]n the actual taking of
Page 443 U. S. 702
fish, white men may not be confined to a spear or crude net, but
it does not follow that they may construct and use a device which
gives them
exclusive possession of the fishing places, as
it is admitted a fish wheel does."
Id. at
198 U. S. 382
(emphasis added). Thus,
Winans was decided solely upon the
basis of a treaty-secured right of access to fish. Moreover, the
Court's analysis of the treaty right at issue in
Winans
strongly indicates that nothing more than a right of access fairly
could be inferred from the treaty. [
Footnote 2/4]
Nor do the
Puyallup cases interpret the treaties to
require that any specified proportion of the catch be reserved for
Indians. Indeed,
Puyallup Tribe v. Washington Game Dept.,
391 U. S. 392
(1968) (
Puyallup I), consistently with
Winans,
described the right of Indians under the treaties as "the right to
fish
at all usual and accustomed places.'" 391 U.S. at
391 U. S. 398.
[Footnote 2/5] The issue before the
Court in Puyallup I was the extent to which the State
could regulate fishing. It held:
"[T]he 'right' to fish outside the reservation was a treaty
Page 443 U. S. 703
'right' that could not be qualified or conditioned by the State.
But 'the time and manner of fishing . . . necessary for the
conservation of fish,' not being defined or established by the
treaty, were within the reach of state power."
Id. at
391 U. S.
399.
The Court today finds support for its views in
Puyallup
I because the Court there recognized that, apart from
conservation measures, the State could not impose restrictive
regulations on the treaty rights of Indians. But it does not follow
from this that an affirmative right to a specified percentage of
the catch is guaranteed by the treaties to Indians or to
non-Indians, for the Court misapprehends the nature of the basic
right sought to be preserved by Congress. This, as noted above, was
a right of the Indians to reach their usual and accustomed fishing
areas. Put differently, this right, described in
Winans as
a servitude or right over land not owned by the Indians, entitles
the Indians to trespass on any land when necessary to reach their
traditional fishing areas, and is a right not enjoyed by non-Indian
residents of the area.
In permitting the State to place limitations on the Indians'
access rights when conservation so requires, the Court went further
in
Puyallup I and suggested that even regulations thus
justified would have to satisfy the requirements of "equal
protection implicit in the phrase
in common with.'" 391 U.S. at
391 U. S. 403.
Accordingly, in Washington Game Dept. v. Puyallup Tribe,
414 U. S. 44 (1973)
(Puyallup II), we considered whether the conservation
measures taken by the State had been evenhanded in the treatment of
the Indians. At issue was a Washington State ban on all net fishing
-- by both Indians and non-Indians -- for steelhead trout in the
Puyallup River. According to testimony before the trial court, the
annual run of steelhead trout in the Puyallup River was between
16,000 and 18,000, while unlimited sport fishing would result in
the taking of between 12,000 and 14,000 steelhead annually. Because
the escape of at least 25% of the entire
Page 443 U. S. 704
run was required for hatcheries and spawning, the sport fishing
totally preempted all commercial fishing by Indians. The State
therefore imposed a ban on all net fishing. The Indians claimed
that this ban amounted to an improper subordination of their treaty
rights to the privilege of recreational fishing enjoyed by
non-Indians.
We held in
Puyallup II that the ban on net fishing, as
it applied to Indians covered by treaty, was an infringement of
their rights. The State, in the name of conservation, was
discriminating against the Indians "because all Indian net fishing
is barred and only hook-and-line fishing entirely preempted by
non-Indians, is allowed."
Id. at
414 U. S. 48.
Because
"[o]nly an expert could fairly estimate what degree of net
fishing plus fishing by hook and line would allow the escapement of
fish necessary for perpetuation of the species,"
ibid., we remanded to the Washington courts for a fair
apportionment of the steelhead run between Indian net fishing and
non-Indian sport fishing.
Relying upon the reference in
Puyallup II to
"apportionment," the Court expansively reads the decision in that
case as strongly implying, if not holding, that the catch at
Indians' "accustomed" fishing sites must be apportioned between
Indian and non-Indian fishermen. This view certainly is not a
necessary reading of
Puyallup II. Indeed, I view it as a
quite unjustified extension of that case.
Puyallup II
addressed an extremely narrow situation: where there had been
"discrimination" by state regulations under which "all Indian net
fishing [was] barred and only hook-and-line fishing entirely
preempted by non-Indians, [was] allowed."
Ibid. In any
event, to the extent language in
Puyallup II may be read
as supporting some general apportionment of the catch, it is dictum
that is plainly incompatible with the language and historical
understanding of these treaties. [
Footnote 2/6]
Page 443 U. S. 705
Emerging from our decisions in
Winans, Puyallup I, and
Puyallup II, therefore, is the proper approach to
interpretation of the Indians' common fishing rights at the present
time, when demand outstrips supply. The Indians have the right to
go to their traditional fishing grounds to fish. Once there, they
cannot be restricted in their methods or in the size of their take,
save insofar as restrictions are required for conserving the
fisheries from which they draw. Even in situations where such
regulations are required, however, the State must be evenhanded in
limiting Indian and non-Indian fishing activity. It is not free to
make the determination -- apparently made by Washington with
respect to the ban on net fishing in the Puyallup River -- that
Indian fishing rights will be totally subordinated to the interests
of non-Indians. [
Footnote 2/7]
III
In my view, the District Court below -- and now this Court --
has formulated an apportionment doctrine that cannot be squared
with the language or history of the treaties, or indeed with the
prior decisions of this Court. The application of this doctrine,
and particularly the construction of the term "in common" as
requiring a basic 55-50 apportionment, is likely to result in an
extraordinary economic windfall to
Page 443 U. S. 706
Indian fishermen in the commercial fish market by giving them a
substantial position in the market wholly protected from
competition from non-Indian fishermen; [
Footnote 2/8] Indeed, non-Indian fishermen apparently
will be required from time to time to stay out of fishing areas
completely while Indians catch their court-decreed allotment. In
sum, the District Court's decision will discriminate quite unfairly
against non-Indians. [
Footnote
2/9]
Page 443 U. S. 707
To be sure, if it were necessary to construe the treaties to
produce these results, it would be our duty so to construe them.
But, for the reasons stated above, I think the Court's construction
virtually ignores the historical setting and purposes of the
treaties, considerations that bear compellingly upon a proper
reading of their language. Nor do the prior decisions of this Court
support or justify what seems to me to be a substantial reformation
of the bargain struck with the Indians in 1854-1855.
I would hold that the treaties give to the Indians several
significant rights that should be respected. As made clear in
Winans, the purpose of the treaties was to assure to
Indians the right of access over private lands so that they could
continue to fish at their usual and accustomed fishing grounds.
Indians also have the exclusive right to fish on their
reservations, and are guaranteed enough fish to satisfy their
ceremonial and subsistence needs. Moreover, as subsequently
construed, the treaties exempt Indians from state regulation
(including the payment of license fees) except as necessary
Page 443 U. S. 708
for conservation in the interest of all fishermen. Finally,
under
Puyallup II, it is settled that even a facially
neutral conservation regulation is invalid if its effect is to
discriminate against Indian fishermen. These rights, privileges,
and exemptions -- possessed only by Indians -- are quite
substantial. I find no basis for according them additional
advantages.
[
Footnote 2/1]
Treaty of Medicine Creek, 10 Stat. 1132; Treaty of Point
Elliott, 12 Stat. 927; Treaty of Point No Point, 12 Stat. 933;
Treaty with the Makahs, 12 Stat. 939; Treaty with the Yakamas, 12
Stat. 951; Treaty of Olympia, 12 Stat. 971.
[
Footnote 2/2]
Treaty of Medicine Creek, 10 Stat. 1133 (emphasis supplied).
There were some slight, immaterial variations in the language used.
See, e.g., Treaty with the Yakamas, quoted
infra
at
443 U. S.
698.
[
Footnote 2/3]
Indeed, if the Court's interpretation of the treaties were
correct, then the exclusive right with respect to reservation
fishing would be largely superfluous. If the Indians had the right
to 50%, and no more, of the fish irrespective of where they are
caught, then it hardly would be of any great value to them that
they could keep others from taking fish from locations on the
reservation. The most reasonable way to interpret the exclusive
right of reservation fishing so that it was of value, therefore, is
as a special right of access.
[
Footnote 2/4]
The Government's brief in
Winans, cited approvingly by
the Court in that case, indicates that the Government also
understood the treaty to guarantee nothing more than access rights
to traditional fishing locations. In that brief, the Government
advocated only "a way of easy access, free ingress and egress to
and from the fishing grounds." Brief for Appellants, O.T. 1904, No.
180, p. 56.
This interpretation of
Winans was unequivocally
affirmed by the Court a short time later in
Seufert Bros. Co.
v. United States, 249 U. S. 194
(1919). At issue in that case was whether Indians from the Yakima
Nation had the right under their treaty to cross the Columbia River
and fish from the south bank, which admittedly had belonged to
other tribes at the time of the treaty. The Court viewed
Seufert, a case unquestionably involving only the right of
access, to be squarely controlled by its earlier decision in
Winans. 249 U.S. at
249 U. S. 198.
Moreover, the Court reaffirmed its view that the effect of the
reservation of common fishing rights to the Indians amounted to a
servitude.
Id. at
249 U. S. 199.
[
Footnote 2/5]
The treaty right was repeatedly referred to in
Puyallup
I as a "right to fish." This phrase was used no less than
seven times in the course of the opinion, with no distinction being
made between the right "to fish" and the right "of taking fish."
391 U.S. at
391 U. S.
397-399.
[
Footnote 2/6]
Having decided that some regulation was required, but that the
treaty forbade the State to choose to regulate only Indian fishing
for conservation purposes, we remanded for an apportionment between
net fishing and sport fishing.
Puyallup Tribe v. Washington
Game Dept., 433 U. S. 165
(1977) (
Puyallup III), is of little assistance in deciding
the issue in the present cases. The Court in that case decided only
that the regulations permitted in
Puyallup I could be
applied against Indian fishing on the reservations, as well as off
them.
[
Footnote 2/7]
Because it is admitted that the Indians at all times have taken
substantial numbers of fish at their traditional fishing places, I
do not consider whether a monopolization of all of the fish by the
non-Indians would violate the spirit of the Indians' treaty right
of access. Of course, if state conservation regulations were to
operate discriminatorily to deny fish to Indians, the Court's
decision in
Puyallup II would apply.
[
Footnote 2/8]
The Court apparently sees this windfall as being necessary for
the Indians, for it concludes that,
"in light of the far superior numbers, capital resources, and
technology of the non-Indians, the concept of the Indians' 'equal
opportunity' to take advantage of a scarce resource is likely in
practice to mean that the Indians' 'right of taking fish' will net
them virtually no catch at all."
Ante at
443 U. S. 677
n. 22. But if the situation of the Indians in the Pacific Northwest
requires that special provisions be made for their livelihood, this
Court should not enact these provisions by reforming a bargain
struck more than 100 years ago. Nor should the cost of compensating
for any disadvantage the Indians may suffer, or have suffered, be
borne solely by the commercial fishermen of the State of Washington
-- a fraction of the people who have benefited from the population
imbalance. This is a problem for resolution by Congress. It has the
basic responsibility for making sure that Indians are not
discriminated against, and that their rights are fully protected.
In the exercise of this responsibility, Congress could pursue
various avenues for relief of any perceived discrimination or
disadvantage. It could, for example, provide for Indian fishermen
the modern technology and capital resources that they lack, thereby
enabling them to compete on an equal basis with non-Indian
fishermen. Moreover, a legislation of this problem can protect the
interests of Indians without imposing substantially the entire cost
upon non-Indian fishermen of the State of Washington.
[
Footnote 2/9]
In addition to the burdens placed upon non-Indian fishermen, the
Court's decision is likely to prove difficult to enforce fairly and
effectively. To date, the District Court has had to resort to the
outer limits of its equitable powers in order to enforce its
decree. This has included taking over supervision of all of the
commercial fishing in the Puget Sound area, ordering the creation
of a telephone "hot line" that fishermen can use to determine when
and where they may legally fish, and ordering United States
Marshals to board fishing craft and inspect for violations of the
court's preliminary injunction. Indeed, in his response to the
petition for certiorari in the present case, the Solicitor General
set forth in some detail the extraordinary difficulty the
Government has had in enforcing the District Court's decrees,
saying:
"[T]he default of the state government has required the United
States to concentrate a disproportionate amount of its limited
fisheries enforcement personnel on what is essentially a local
enforcement problem. Agents of the National Marine Fisheries
Service, the United States Fish and Wildlife Service, the United
States Marshals Service, and the Coast Guard have been diverted
from their regular duties to assist the district court in
implementing the Indians' treaty rights. This has resulted in a
reduction in the federal fisheries services available for the rest
of the country and for the enforcement of the ocean fisheries
programs governed by the Fishery Conservation and Management Act of
1976."
Brief for United States on Petition for Certiorari in Nos.
78-119 and 7139, P. 20.
These problems, it seems to me, will be exacerbated by a formula
apportionment such as that ordered by the Court.