During the criminal trial of several of petitioner
ex-President's former advisers on charges,
inter alia, of
conspiring to obstruct justice in connection with the so-called
Watergate investigation, some 22 hours of tape recordings made of
conversations in petitioner's offices in the White House and
Executive Office Building were played to the jury and the public in
the courtroom, and the reels of the tapes were admitted into
evidence. The District Court furnished the jurors, reporters, and
members of the public in attendance with transcripts, which were
not admitted as evidence but were widely reprinted in the press. At
the close of the trial, in which four of the defendants were
convicted, and after an earlier unsuccessful attempt over
petitioner's objections to obtain court permission to copy,
broadcast, and sell to the public portions of the tapes, respondent
broadcasters petitioned for immediate access to the tapes. The
District Court denied the petitions on the grounds that, since the
convicted defendants had filed notices of appeal, their rights
would be prejudiced if respondents' petitions were granted, and
that, since the transcripts had apprised the public of the tapes'
contents, the public's "right to know" did not overcome the need to
safeguard the defendants' rights on appeal. The Court of Appeals
reversed, holding that the mere possibility of prejudice to
defendants' rights did not outweigh the public's right of access,
that the common law right of access to judicial records required
the District Court to release the tapes in its custody, and that
therefore the District Court abused its discretion in refusing
immediate access.
Held:
1. Considering all the circumstances, the common law right of
access to judicial records does not authorize release of the tapes
in question from the District Court's custody. Pp.
435 U. S.
597-608.
(a) The common law right to inspect and copy judicial records is
not absolute, but the decision whether to permit access is best
left to the sound discretion of the trial court, a discretion to be
exercised in light of the relevant facts and circumstances of the
particular case. Pp.
435 U. S.
597-599.
(b) Because of the congressionally prescribed avenue of public
access to the tapes provided by the Presidential Recordings and
Materials
Page 435 U. S. 590
Preservation Act, whose existence is a decisive element in the
proper exercise of discretion with respect to release of the tapes,
it is not necessary to weigh the parties' competing arguments for
and against release as though the District Court were the only
potential source of information regarding these historical
materials, and the presence of an alternative means of public
access tips the scales in favor of denying release. Pp.
435 U. S.
599-608.
2. The release of the tapes is not required by the First
Amendment guarantee of freedom of the press. The question here is
not whether the press must be permitted access to public
information to which the public generally has access, but whether
the tapes, to which the public has never had physical access, must
be made available for copying. There is in this case no question of
a truncated flow of information to the public, as the contents of
the tapes were given wide publicity by all elements of the media,
Cox Broadcasting Corp. v. Cohn, 420 U.
S. 469, distinguished, and under the First Amendment,
the press has no right to information about a trial superior to
that of the general public. Pp.
435 U. S.
608-610.
3. Nor is release of the tapes required by the Sixth Amendment
guarantee of a public trial. While public understanding of the
highly publicized trial may remain incomplete in the absence of the
ability to listen to the tapes and form judgments as to their
meaning, the same could be said of a live witness' testimony, yet
there is no constitutional right to have such testimony recorded
and broadcast. The guarantee of a public trial confers no special
benefit on the press, nor does it require that the trial, or any
part of it, be broadcast live or on tape to the public, but such
guarantee is satisfied by the opportunity of the public and the
press to attend the trial and to report what they have observed. P.
435 U. S.
610.
179 U.S.App.D.C. 293, 551 F.2d 1252, reversed and remanded.
POWELL, J., delivered the opinion of the Court, in which BURGER,
C.J., and STEWART, BLACKMUN, and REHNQUIST, JJ., joined. WHITE, J.,
filed an opinion dissenting in part, in which BRENNAN, J., joined,
post, p.
435 U. S. 611.
MARSHALL, J.,
post, p.
435 U. S. 612,
and STEVENS, J.,
post, p.
435 U. S. 613,
filed dissenting opinions.
Page 435 U. S. 591
MR. JUSTICE POWELL delivered the opinion of the Court.
This case presents the question whether the District Court for
the District of Columbia should release to respondents certain
tapes admitted into evidence at the trial of petitioner's former
advisers. Respondents wish to copy the tapes for broadcasting and
sale to the public. The Court of Appeals for the District of
Columbia Circuit held that the District Court's refusal to permit
immediate copying of the tapes was an abuse of discretion.
United States v. Mitchell, 179 U.S.App.D.C. 293, 551 F.2d
1252 (1976). We granted certiorari, 430 U.S. 944 (1977), and for
the reasons that follow, we reverse.
I
On July 16, 1973, testimony before the Senate Select Committee
on Presidential Campaign Activities revealed that petitioner, then
President of the United States, had maintained a system for tape
recording conversations in the White House Oval Office and in his
private office in the Executive Office Building. Hearings on
Watergate and Related Activities Before the Senate Select Committee
on Presidential Campaign Activities, 93d Cong., 1st Sess.,
2074-2076 (1973). A week later, the Watergate Special Prosecutor
issued a subpoena
duces tecum directing petitioner to
produce before a federal grand jury tape recordings of eight
meetings and one telephone conversation recorded in petitioner's
offices. When petitioner refused to comply with the subpoena, the
District Court for the District of Columbia ordered production of
the recordings.
In re Subpoena to Nixon, 360 F. Supp.
1,
aff'd sub nom. Nixon v. Sirica, 159 U.S.App.D.C.
58, 487 F.2d 700
Page 435 U. S. 592
(1973). In November, 1973, petitioner submitted seven of the
nine subpoenaed recordings and informed the Office of the Special
Prosecutor that the other two were missing.
On March 1, 1974, the grand jury indicted seven individuals
[
Footnote 1] for, among other
things, conspiring to obstruct justice in connection with the
investigation of the 1972 burglary of the Democratic National
Committee headquarters. In preparation for this trial, styled
United States v. Mitchell, [
Footnote 2] the Special Prosecutor, on April 18, 1974,
issued a second subpoena
duces tecum, directing petitioner
to produce tape recordings and documents relating to some 64
additional Presidential meetings and conversations. The District
Court denied petitioner's motions to quash.
United States v.
Mitchell, 377 F.
Supp. 1326 (1974). This Court granted certiorari before
judgment in the Court of Appeals, and affirmed.
United States
v. Nixon, 418 U. S. 683
(1974). In accordance with our decision, the subpoenaed tapes were
turned over to the
Page 435 U. S. 593
District Court for
in camera inspection. The court
arranged to have copies made of the relevant and admissible
portions. It retained one copy and gave the other to the Special
Prosecutor. [
Footnote 3]
Page 435 U. S. 594
The trial began on October 1, 1974, before Judge Sirica. During
its course, some 22 hours of taped conversations were played for
the jury and the public in the courtroom. The reels of tape
containing conversations played for the jury were entered into
evidence. The District Court furnished the jurors, reporters, and
members of the public in attendance with earphones and with
transcripts prepared by the Special Prosecutor. The transcripts
were not admitted as evidence, but were widely reprinted in the
press.
Six weeks after the trial had begun, respondent broadcasters
[
Footnote 4] filed a motion
before Judge Sirica, seeking permission to copy, broadcast, and
sell to the public the portions of the tapes played at trial.
Petitioner opposed the application. Because
United States v.
Mitchell was consuming all of Judge Sirica's time, this matter
was transferred to Judge Gesell.
Page 435 U. S. 595
On December 5, 1974, Judge Gesell held that a common law
privilege of public access to judicial records permitted
respondents to obtain copies of exhibits in the custody of the
clerk, including the tapes in question.
United States v.
Mitchell, 386 F.
Supp. 639, 641. Judge Gesell minimized petitioner's opposition
to respondents' motion, declaring that neither his alleged property
interest in the tapes nor his asserted executive privilege sufficed
to prevent release of recordings already publicly aired and
available, in transcription, to the world at large.
Id. at
642. Judge Gesell cautioned, however, against
"overcommercialization of the evidence."
Id. at 643. And
because of potential administrative and mechanical difficulties, he
prohibited copying until the trial was over.
Ibid. He
requested that the parties submit proposals for access and copying
procedures that would minimize overcommercialization and
administrative inconvenience at that time.
Ibid. In an
order of January 8, 1975, Judge Gesell rejected respondents' joint
proposals as insufficient.
Id. at 643-644. Noting the
close of the Mitchell trial, he transferred the matter back to
Judge Sirica.
On April 4, 1975, Judge Sirica denied without prejudice
respondents' petitions for immediate access to the tapes.
United States v. Mitchell, 397 F.
Supp. 186. Observing that all four men convicted in the
Mitchell trial had filed notices of appeal, he declared that their
rights could be prejudiced if the petitions were granted. Immediate
access to the tapes might
"result in the manufacture of permanent phonograph records and
tape recordings, perhaps with commentary by journalists or
entertainers; marketing of the tapes would probably involve mass
merchandising techniques designed to generate excitement in an air
of ridicule to stimulate sales."
Id. at 188. Since release of the transcripts had
apprised the public of the tapes' contents, the public's "right to
know" did not, in Judge Sirica's view, overcome the need to
safeguard the defendants' rights on appeal.
Id. at
188-189. Judge Sirica also noted the passage of the Presidential
Recordings and Materials Preservation Act
Page 435 U. S. 596
(Presidential Recordings Act), 88 Stat. 1695, note following 44
U.S.C. § 2107 (1970 ed., Supp. V) [
Footnote 5] and the duty thereunder of the Administrator
of General Services (Administrator) to submit to Congress
regulations governing access to Presidential tapes in general.
Under the proposed regulations then before Congress, [
Footnote 6] public distribution of copies
would be delayed for 4 1/2 years. Although Judge Sirica doubted
that the Act covered the copies at issue here, he viewed the
proposed regulations as suggesting that immediate release was not
of overriding importance. 397 F. Supp. at 189.
The Court of Appeals reversed.
United States v.
Mitchell, 179 U.S.App.D.C. 293, 551 F.2d 1252 (1976). It
stressed the importance of the common law privilege to inspect and
copy judicial records, and assigned to petitioner the burden of
proving that justice required limitations on the privilege. In the
court's view, the mere possibility of prejudice to defendants'
rights in the event of a retrial did not outweigh the public's
right of access.
Id. at 302-304, 551 F.2d at 1261-1263.
The court concluded that the District Court had "abused its
discretion in allowing those diminished interests in
confidentiality to interfere with the public's right to inspect and
copy the tapes."
Id. at 302, 551 F.2d at 1261. It remanded
for the development of a plan of release, but noted -- in apparent
contrast to the admonitions of Judge Gesell -- that the "court's
power to control the uses to which the tapes are put,
once
released, . . . is sharply limited by the First Amendment."
Id. at 304 n. 52, 551 F.2d at 1263 n. 52 (emphasis in
original). We granted certiorari to review this holding that the
common law right of access to judicial records requires the
District Court to release the tapes in its custody.
Page 435 U. S. 597
II
Both petitioner and respondents acknowledge the existence of a
common law right of access to judicial records, but they differ
sharply over its scope and the circumstances warranting
restrictions of it. An infrequent subject of litigation, its
contours have not been delineated with any precision. Indeed, no
case directly in point -- that is, addressing the applicability of
the common law right to exhibits subpoenaed from third parties --
has been cited or discovered.
A
It is clear that the courts of this country recognize a general
right to inspect and copy public records and document, [
Footnote 7] including judicial records
and documents. [
Footnote 8] In
contrast to the English practice,
see, e.g., Browne v.
Cumming, 10 B. & C. 70, 109 Eng.Rep. 377 (K.B. 1829),
American decisions generally do not condition enforcement of this
right on a proprietary interest in the document or upon a need for
it as evidence in a lawsuit. The interest necessary to support the
issuance
Page 435 U. S. 598
of a writ compelling access has been found, for example, in the
citizen's desire to keep a watchful eye on the workings of public
agencies,
see, e.g., State ex rel. Colscott v. King, 154
Ind. 621, 621-627, 57 N.E. 535, 536-538 (1900);
State ex rel.
Ferry v. Williams, 41 N.J.L. 332, 336-339 (1879), and in a
newspaper publisher's intention to publish information concerning
the operation of government,
see, e.g., State ex rel. Youmans
v. Owens, 28 Wis.2d 672, 677, 137 N.W.2d 470, 472 (1965),
modified on other grounds, 28 Wis.2d 685a, 139 N.W.2d 241
(1966).
But see Burton v. Reynolds, 110 Mich. 354, 68 N.W.
217 (1896).
It is uncontested, however, that the right to inspect and copy
judicial records is not absolute. Every court has supervisory power
over its own records and files, and access has been denied where
court files might have become a vehicle for improper purposes. For
example, the common law right of inspection has bowed before the
power of a court to insure that its records are not "used to
gratify private spite or promote public scandal" through the
publication of "the painful and sometimes disgusting details of a
divorce case."
In re Caswell, 18 R.I. 835, 836, 29 A. 259
(1893).
Accord, e.g., C. v. C., 320 A.2d
717, 723, 727 (Del.1974).
See also King v. King, 25
Wyo. 275,
168 P. 730
(1917). Similarly, courts have refused to permit their files to
serve as reservoirs of libelous statements for press consumption,
Park v. Detroit Free Press Co., 72 Mich. 560, 568, 40 N.W.
731, 73735 (1888);
see Cowley v. Pulsifer, 137 Mass. 392,
395 (1884) (per Holmes, J.);
Munzer v. Blaisdell, 268
App.Div. 9, 11, 48 N.Y.S.2d 355, 356 (1944);
see also Sanford
v. Boston Herald-Traveler Corp., 318 Mass. 156, 158, 61 N.E.2d
5, 6 (1945), or as sources of business information that might harm
a litigant's competitive standing,
see, e.g., Schmedding v.
May, 85 Mich. 1, 6, 48 N.W. 201, 202 (1891);
Flecmir, Inc.
v. Herman, 40 A.2d 799, 800 (N.J.Ch.1945).
It is difficult to distill from the relatively few judicial
Page 435 U. S. 599
decisions a comprehensive definition of what is referred to as
the common law right of access or to identify all the factors to be
weighed in determining whether access is appropriate. The few cases
that have recognized such a right do agree that the decision as to
access is one best left to the sound discretion of the trial court,
a discretion to be exercised in light of the relevant facts and
circumstances of the particular case. [
Footnote 9] In any event, we need not undertake to
delineate precisely the contours of the common law right, as we
assume,
arguendo, that it applies to the tapes at issue
here. [
Footnote 10]
B
Petitioner advances several reasons supporting the exercise of
discretion against release of the tapes. [
Footnote 11]
Page 435 U. S. 600
First, petitioner argues that he has a property interest in the
sound of his own voice, an interest that respondents intend to
appropriate unfairly. [
Footnote
12] In respondents' view, our decision in
Nixon v.
Administrator of General Services, 433 U.
S. 425 (1977), upholding the constitutionality of the
Presidential Recordings Act, divested petitioner of any property
rights in the tapes that could be asserted against the general
public. Petitioner insists, however, that respondents' point is not
fully responsive to his argument. Petitioner is not asserting a
proprietary right to the tapes themselves. He likens his interest
to that of a third party whose voice is recorded in the course of a
lawful wiretap by police officers and introduced into evidence on
tape. In petitioner's view, use of one's voice as evidence in a
criminal trial does not give rise to a license for commercial
exploitation.
Petitioner also maintains that his privacy would be infringed if
aural copies of the tapes were distributed to the public. [
Footnote 13] The Court of Appeals
rejected this contention. It reasoned that, with the playing of the
tapes in the courtroom, the publication of their contents in the
form of written transcripts, and the passage of the Presidential
Recordings Act -- in which Congress contemplated ultimate public
distribution of aural copies -- any realistic expectation of
privacy disappeared. 179 U.S.App.D.C. at 304-305, 551 F.2d at
1263-1264.
Page 435 U. S. 601
Furthermore, the court ruled that as Presidential documents the
tapes were "impressed with the
public trust,'" and not subject
to ordinary privacy claims. Id. at 305, 551 F.2d at 1264.
Respondents add that aural reproduction of actual conversations,
reflecting nuances and inflections, is a more accurate means of
informing the public about this important historical event than a
verbatim written transcript. Petitioner disputes this claim of
"accuracy," emphasizing that the tapes required 22 hours to be
played. If made available for commercial recordings or broadcast by
the electronic media, only fractions of the tapes, necessarily
taken out of context, could or would be presented. Nor would there
be any safeguard, other than the taste of the marketing medium,
against distortion through cutting, erasing, and splicing of tapes.
There would be strong motivation to titillate as well as to educate
listeners. Petitioner insists that this use would infringe his
privacy, resulting in embarrassment and anguish to himself and the
other persons who participated in private conversations that they
had every reason to believe would remain confidential.
Third, petitioner argues that our decision in
United States
v. Nixon, 418 U. S. 683
(1974), authorized only the most limited use of subpoenaed
Presidential conversations consistent with the constitutional duty
of the judiciary to ensure justice in criminal prosecutions. The
Court of Appeals concluded, however, that the thrust of our
decision in that case was to protect the confidentiality of
Presidential conversations that were neither relevant nor
admissible in the criminal proceeding; it did not relate to uses of
conversations actually introduced into evidence. Since these
conversations were no longer confidential, 179 U.S.App.D.C. at
305-306, 551 F.2d at 1264-1265, Presidential privilege no longer
afforded any protection.
Finally, petitioner argues that it would be improper for the
courts to facilitate the commercialization of these White House
tapes. The court below rejected this argument, holding
Page 435 U. S. 602
it a "question of taste" that could not take precedence over the
public's right of access.
Id. at 306, 551 F.2d at 1265.
Petitioner rejoins that such matters of taste induce courts to deny
public access to court files in divorce and libel litigation.
See, e.g., In re Caswell, 18 R.I. 835, 2 A. 259 (1893);
Munzer v. Blaisdell, 268 App.Div. at 11, 48 N.Y.S.2d at
356. Moreover, argues petitioner, widespread publication of the
transcripts has satisfied the public's legitimate interests; the
marginal gain in information from the broadcast and sale of aural
copies is outweighed by the unseemliness of enlisting the court,
which obtained these recordings by subpoena for a limited purpose,
to serve as the vehicle of their commercial exploitation
"at cocktail parties, . . . in comedy acts or dramatic
productions, . . . and in every manner that may occur to the
enterprising, the imaginative, or the antagonistic recipients of
copies."
Brief for Petitioner 30.
C
At this point, we normally would be faced with the task of
weighing the interests advanced by the parties in light of the
public interest and the duty of the courts. [
Footnote 14] On respondents' side of the scales
is the incremental gain in public understanding of an immensely
important historical occurrence that arguably would flow from the
release of aural copies of these tapes, a gain said to be not
inconsequential despite the already widespread dissemination of
printed transcripts. Also on respondents' side is the presumption
-- however gauged -- in favor of public access to judicial records.
On petitioner's side are the arguments identified above, which must
be assessed in the context of court custody of the tapes.
Underlying each of petitioner's arguments is the crucial fact that
respondents require a court's cooperation in furthering their
commercial
Page 435 U. S. 603
plans. The court -- as custodian of tapes obtained by subpoena
over the opposition of a sitting President, solely to satisfy
"fundamental demands of due process of law in the fair
administration of criminal justice,"
United States v. Nixon,
supra at
418 U. S. 713
-- has a responsibility to exercise an informed discretion as to
release of the tapes, with a sensitive appreciation of the
circumstances that led to their production. This responsibility
does not permit copying upon demand. Otherwise, there would exist a
danger that the court could become a partner in the use of the
subpoenaed material "to gratify private spite or promote public
scandal,"
In re Caswell, supra at 836, 29 A. 259, with no
corresponding assurance of public benefit.
We need not decide how the balance would be struck if the case
were resolved only on the basis of the facts and arguments reviewed
above. There is in this case an additional, unique element that was
neither advanced by the parties nor given appropriate consideration
by the courts below. In the Presidential Recordings Act, Congress
directed the Administrator of General Services to take custody of
petitioner's Presidential tapes and documents. The materials are to
be screened by Government archivists so that those private in
nature may be returned to petitioner, while those of historical
value may be preserved and made available for use in judicial
proceedings and, eventually, made accessible to the public. Thus,
Congress has created an administrative procedure for processing and
releasing to the public, on terms meeting with congressional
approval, all of petitioner's Presidential materials of historical
interest, including recordings of the conversations at issue here.
[
Footnote 15]
Page 435 U. S. 604
In
Nixon v. Administrator of General Services,
433 U. S. 425
(1977), we noted two major objects of the Act. First, it created a
centralized custodian for the preservation and "orderly processing"
of petitioner's historical materials. Second, it mandated
protection of the "right of [petitioner] and other individuals
against infringement by the processing itself or, ultimately, by
public access to the materials retained."
Id. at
433 U. S. 436.
To these ends, the Act directed the Administrator to formulate
regulations that would permit consideration of a number of
different factors. [
Footnote
16] Thus, the Act provides for
Page 435 U. S. 605
legislative and executive appraisal of the most appropriate
means of assuring public access to the material, subject to
prescribed safeguards. Because of this congressionally
prescribed
Page 435 U. S. 606
avenue of public access, we need not weigh the parties'
competing arguments as though the District Court were the only
potential source of information regarding those historical
materials. The presence of an alternative means of public access
tips the scales in favor of denying release.
Respondents argue that immediate release would serve the
policies of the Act. The Executive and Legislative Branches,
however, possess superior resources for assessing the proper
implementation of public access and the competing rights, if any,
of the persons whose voices are recorded on the tapes. These
resources are to be brought to bear under the Act, and court
release of copies of materials subject to the Act might frustrate
the achievement of the legislative goals of orderly processing and
protection of the rights of all affected persons. Simply stated,
the policies of the Act can best be carried out under the Act
itself. Indeed, Judge Sirica -- as we have noted
supra at
435 U. S.
595-596 -- referred to the scheme established under the
Act in assessing the need for immediate release. 397 F. Supp. at
189;
cf. United States v. Monjar, 154 F.2d 954 (CA3 1946).
But because defendants' appeals were pending, he merely denied
respondents' petition without prejudice, contemplating
reconsideration after exhaustion of all appeals. [
Footnote 17]
Page 435 U. S. 607
Thus, he did not have to confront the question whether the
existence of the Act is, as we hold, a decisive element in the
proper exercise of discretion with respect to release of the
tapes.
We emphasize that we are addressing only the application in this
case of the common law right of access to judicial records. We do
not presume to decide any issues as to the proper exercise of the
Administrator's independent duty under the statutory standards. He
remains free, subject to congressional disapproval, to design such
procedures for public access as he believes will advance the
policies of the Act. [
Footnote
18] Questions concerning
Page 435 U. S. 608
the constitutionality and statutory validity of any access
scheme finally implemented are for future consideration in
appropriate proceedings.
See Nixon v.Administrator of General
Services, 433 U.S. at
433 U. S. 438-439,
433 U. S.
444-446,
433 U. S. 450,
433 U. S. 455,
433 U. S. 462,
433 U. S.
464-465,
433 U. S. 467;
id. at
433 U. S.
503-504 (POWELL, J., concurring).
Considering all the circumstances of this concededly singular
case, we hold that the common law right of access to judicial
records does not authorize release of the tapes in question from
the custody of the District Court. We next consider whether, as
respondents claim, the Constitution impels us to reach a different
result.
III
Respondents argue that release of the tapes is required by both
the First Amendment guarantee of freedom of the press and the Sixth
Amendment guarantee of a public trial. Neither supports
respondents' conclusion.
A
In
Cox Broadcasting Corp. v. Cohn, 420 U.
S. 469 (1975), this Court held that the First Amendment
prevented a State from prohibiting the press from publishing the
name of a rape victim where that information had been placed "in
the public domain on official court records."
Id. at
420 U. S. 495.
Respondents
Page 435 U. S. 609
claim that
Cox Broadcasting guarantees the press
"access" to -- meaning the right to copy and publish exhibits and
materials displayed in open court.
This argument misconceives the holding in
Cox
Broadcasting. Our decision in that case merely affirmed the
right of the press to publish accurately information contained in
court records open to the public. Since the press serves as the
information-gathering agent of the public, it could not be
prevented from reporting what it had learned and what the public
was entitled to know.
Id. at
420 U. S.
491-492. In the instant case, however, there is no claim
that the press was precluded from publishing or utilizing as it saw
fit the testimony and exhibits filed in evidence. There simply were
no restrictions upon press access to, or publication of, any
information in the public domain. Indeed, the press -- including
reporters of the electronic media -- was permitted to listen to the
tapes and report on what was heard. Reporters also were furnished
transcripts of the tapes, which they were free to comment upon and
publish. The contents of the tapes were given wide publicity by all
elements of the media. There is no question of a truncated flow of
information to the public. Thus, the issue presented in this case
is not whether the press must be permitted access to public
information to which the public generally is guaranteed access, but
whether these copies of the White House tapes -- to which the
public has never had physical access -- must be made available for
copying. Our decision in
Cox Broadcasting simply is not
applicable.
The First Amendment generally grants the press no right to
information about a trial superior to that of the general
public.
"Once beyond the confines of the courthouse, a news-gathering
agency may publicize, within wide limits, what its representatives
have heard and seen in the courtroom. But the line is drawn at the
courthouse door, and within, a reporter's constitutional rights are
no greater than those of any other member of the public."
Estes v. Texas, 381 U. S. 532,
381 U. S. 589
(1965)
Page 435 U. S. 610
(Harlan, J., concurring).
Cf. Saxbe v. Washington Post
Co., 417 U. S. 843
(1974);
Pell v. Procunier, 417 U.
S. 817 (1974).
See also Zemel v. Rusk,
381 U. S. 1,
381 U. S. 117
(1965).
B
Respondents contend that release of the tapes is required by the
Sixth Amendment guarantee of a public trial. [
Footnote 19] They acknowledge that the trial at
which these tapes were played was one of the most publicized in
history, but argue that public understanding of it remains
incomplete in the absence of the ability to listen to the tapes and
form judgments as to their meaning based on inflection and
emphasis.
In the first place, this argument proves too much. The same
could be said of the testimony of a live witness, yet there is no
constitutional right to have such testimony recorded and broadcast.
Estes v. Texas, supra at
381 U. S.
539-542. Second, while the guarantee of a public trial,
in the words of Mr. Justice Black, is "a safeguard against any
attempt to employ our courts as instruments of persecution,"
In
re Oliver, 333 U. S. 257,
333 U. S. 270
(1948), it confers no special benefit on the press.
Estes v.
Texas, 381 U.S. at
381 U. S. 583
(Warren, C.J., concurring);
id. at
381 U. S.
588-589 (Harlan, J., concurring). Nor does the Sixth
Amendment require that the trial -- or any part of it -- be
broadcast live or on tape to the public. The requirement of a
public trial is satisfied by the opportunity of members of the
public and the press to attend the trial and to report what they
have observed.
Ibid. That opportunity abundantly existed
here.
IV
We hold that the Court of Appeals erred in reversing the
District Court's decision not to release the tapes in its
custody.
Page 435 U. S. 611
We remand the case with directions that an order be entered
denying respondents' application with prejudice. [
Footnote 20]
So ordered.
[
Footnote 1]
The seven defendants were as follows: John N. Mitchell, former
Attorney General and head of the Committee for the Re-election of
the President; H.R. Haldeman, former Assistant to the President,
serving as White House Chief of Staff; John D. Ehrlichman, former
Assistant to the President for Domestic Affairs; Charles W. Colson,
former Special Counsel to the President; Robert C. Mardian, former
Assistant Attorney General and official of the Committee for the
Re-election of the President; Kenneth W. Parkinson, hired as the
Committee's counsel in June, 1972; and Gordon Strachan, staff
assistant to Haldeman.
[
Footnote 2]
Crim. No. 74-110 (DC 1974). Defendant Colson pleaded guilty to
other charges before trial, and the case against him was dismissed.
Strachan's case was severed and ultimately dismissed. The jury
acquitted Parkinson, and found Mardian guilty of conspiracy.
Mitchell, Haldeman, and Ehrlichman were convicted of conspiracy,
obstruction of justice, and perjury.
The convictions of Mitchell, Haldeman, and Ehrlichman were
affirmed.
United States v. Haldeman, 181 U.S.App.D.C. 254,
559 F.2d 31 (1976),
cert. denied, 431 U.S. 933 (1977).
Mardian's conviction was reversed,
United States v.
Mardian, 178 U.S.App.D.C. 207, 546 F.2d 973 (1976), and no
further proceedings were instituted against him.
[
Footnote 3]
The Clerk of the District Court described the copying
procedure:
"White House tape recordings were submitted to the Court
pursuant to two separate subpoenas. The first group of tapes were
delivered in November, 1973, and the second in July and August,
1974. In each instance, the Court received what purported to be the
entire reel of original recording on which was found any portion of
a subpoenaed conversation."
"As the time for trial in
U.S. v. Mitchell, et al., CR
74-110, approached, the Court reproduced subpoenaed conversations
from the original recordings, using technical assistance supplied
by the Watergate Special Prosecutor. Portions of conversations and,
in some cases, entire conversations which the Court had previously
declared to be subject to privilege were not reproduced. Two copies
of each conversation were produced simultaneously, and were
designated Copy A and Copy B. The Copy B series was delivered to
the Special Prosecutor pursuant to the subpoenas aforementioned for
use in the preparation of transcripts. Copy A series tapes were
retained by the Court and later marked for identification as
Government Exhibits in CR 74-110. These tapes are contained on
about 50 separate reels."
"In the Government's case at trial, some, but not all, of the
Copy A series tapes were admitted into evidence. Some, but again
not all, of the tape exhibits were published to the jury. Those
published were played to the jury either in whole or in part. Where
exhibits were not published in their entirety, the deletions had
been made either by the Government on its own motion or pursuant to
an order of Judge Sirica. Deletions were effected not by modifying
the exhibit itself, but by skipping deleted portions on the tape or
by interrupting the sound transmission to the jurors' headphones.
The exhibits remain as originally constituted."
"The jurors were provided with transcripts of the tape recorded
conversations for use as aids in listening to the exhibits. These
written transcripts were marked for identification as Government
Exhibits, and copies provided to the individual jurors, counsel,
and news media representatives at the time the tapes were played.
Deletions in the copies of transcripts used by the jurors and
others matched precisely the deletions in tapes as they were
published at trial."
"In many instances, the Copy A series tapes introduced as
Government Exhibits contain material that has not been published to
the jury and others present in the courtroom."
Affidavit of James F. Davey, Nov. 26, 1974, pp. 2-3; App. 24-25.
The District Court retains custody of the Copy A tapes, which are
at issue here, and of the original recordings, which are not. The
Copy B series is in the files of the Office of the Special
Prosecutor, stored at the National Archives.
We note that, under § 101 of the Presidential Recordings and
Materials Preservation Act, 88 Stat. 1695, note following 44 U.S.C.
§ 2107 (1970 ed., Supp. V), the original tape recordings are
subject to the control of the Administrator of General
Services.
[
Footnote 4]
On September 17, 1974, representatives of the three commercial
television networks had written informally to Judge Sirica, asking
permission to copy for broadcasting purposes portions of the tapes
played during the course of the trial. Judge Sirica referred this
request to Chief Judge Hart, who consulted with other judges of the
District Court and advised against permitting such copying. On
October 2, 1974, Judge Sirica informed the network representatives
that copying would not be allowed.
The three commercial networks and the Radio-Television News
Directors Association filed with the District Court this formal
application to copy the tapes on November 12, 1974. The Public
Broadcasting System joined the application the next day. Warner
Communications, Inc., filed a separate application on December 2,
1974.
[
Footnote 5]
For a detailed discussion of the terms and validity of the Act,
see Nixon v. Administrator of General Services,
433 U. S. 425
(1977).
[
Footnote 6]
40 Fed.Reg. 2670 (1975). Those regulations ultimately were
disapproved. S.Res. 244, 94th Cong., 1st Sess. (1975), 121
Cong.Rec. 28609-28614 (1975).
See also n 16,
infra.
[
Footnote 7]
See, e.g., McCoy v. Providence Journal Co., 190 F.2d
760, 765-766 (CA1),
cert. denied, 342 U.S. 894 (1951);
Fayette County v. Martin, 279 Ky. 387, 395-396, 130 S.W.2d
838, 843 (1939);
Nowack v. Auditor General, 243 Mich. 200,
203-205, 219 N.W. 749, 750 (1928);
In re Egan, 205 N.Y.
147, 154-155, 98 N.E. 467, 469 (1912);
State ex rel. Nevada
Title Guaranty & Trust Co. v. Grimes, 29 Nev. 50, 82-86,
84 P. 1061, 1072-1074 (1906);
Brewer v. Watson, 71 Ala.
299, 303-306 (1882);
People ex rel. Gibson v. Peller, 34
Ill.App.2d 372, 374-375, 181 N.E.2d 376, 378 (1962). In many
jurisdictions this right has been recognized or expanded by
statute.
See, e.g., Ill.Rev.Stat., ch 116, § 43.7
(1975).
[
Footnote 8]
See, e.g., Sloan Filter Co. v. El Paso Reduction Co.,
117 F. 504 (CC Colo.1902);
In re Sackett, 30 C.C.P.A. 1214
(Pat.), 136 F.2d 248 (1943);
C. v. C., 320 A.2d
717, 724-727 (Del.1974);
State ex rel. Williston Herald,
Inc. v. O'Connell, 151 N.W.2d
758, 762-763 (N.D.1967).
See also Ex parte Uppercu,
239 U. S. 435
(1915). This common law right has been recognized in the courts of
the District of Columbia since at least 1894.
Ex parte
Drawbaugh, 2 App.D.C. 404 (1894).
See also United States
v. Burka, 289
A.2d 376 (D.C.App. 1972).
[
Footnote 9]
Cf. State ex rel. Youmans v. Owens, 28 Wis.2d 672, 682,
137 N.W.2d 470, 474-475 (1965),
modified on other grounds,
28 Wis.2d 685a, 139 N.W.2d 241 (1966).
[
Footnote 10]
See n 11,
infra
[
Footnote 11]
Petitioner also contends that the District Court was totally
without discretion to consider release of the tapes at all. He
offers three principal arguments in support of that position: (i)
exhibit materials subpoenaed from third parties are not "court
records" in terms of the common law right of access; (ii) recorded
materials, as opposed to written documents, are not subject to
release by the court in custody; and (iii) the assertion of
third-party property and privacy interests precludes release of the
tapes to the public.
As we assume for the purposes of this case (
see text
above) that the common law right of access is applicable, we do not
reach or intimate any view as to the merits of these various
contentions by petitioner.
Petitioner further argues that this is not a "right of access"
case, for the District Court already has permitted considerable
public access to the taped conversations through the trial itself
and through publication of the printed transcripts. We need not
decide whether such facts ever could be decisive. In view of our
disposition of this case, the fact that substantial access already
has been accorded the press and the public is simply one factor to
be weighed.
Whatever the merits of these claims and those considered in the
text, petitioner has standing to object to the release of the
tapes. As the party from whom the original tapes were subpoenaed,
and as one of the persons whose conversations are recorded, his
allegations of further embarrassment, unfair appropriation of his
voice, and additional exploitation of materials originally thought
to be confidential establish injury in fact that would be redressed
by a favorable decision of his claim. Thus, the constitutional
element of standing is present.
See Warth v. Seldin,
422 U. S. 490,
422 U. S.
499-502 (1975).
[
Footnote 12]
Petitioner develops this argument more fully in support of his
claim that the District Court lacks power to release these tapes.
See n 11,
supra. The argument also is relevant, however, in
determining whether the discretionary exercise of such power was
proper.
[
Footnote 13]
See n 12,
supra.
[
Footnote 14]
Judge Sirica's principal reason for refusing to release the
tapes -- fairness to the defendants, who were appealing their
convictions -- is no longer a consideration. All appeals have been
resolved.
See n 2,
supra.
[
Footnote 15]
Both sides insist that the Act does not, in terms, cover the
copies of the tapes involved in this case. Section 101(a) of the
Act directs the Administrator to "receive, obtain, or retain,
complete possession and control of all original tape recordings of
conversations which were recorded or caused to be recorded by any
officer or employee of the Federal Government and which --
"(1) involve former President Richard M. Nixon or other
individuals who, at the time of the conversation, were employed by
the Federal Government;"
"(2)
were recorded in the White House or in the office of
the President in the Executive Office Buildings located in
Washington, District of Columbia; Camp David, Maryland; Key
Biscayne, Florida; or San Clemente, California; and"
"(3)
were recorded during the period beginning January 20,
1969, and ending August 9, 1974."
88 Stat. 1695 (emphasis added). The tapes at issue here are not
"originals."
See n 3,
supra. Nor were they recorded during the relevant period
or in the designated areas.
MR. JUSTICE WHITE would direct that the copies of the tapes at
issue in this case be delivered forthwith to the Administrator. He
reaches this result by construing § 101(b) of the Act, in
conjunction with 44 U.S.C. § 2101, as sweeping within the ambit of
the Act's provisions copies, as well as the originals, of the tapes
and materials generated by petitioner during the specified period
(
i.e., Jan. 20, 1969, to Aug. 9, 1974). Apart from the
point that these copies were created after the close of that
period, it is difficult to believe that § 101(b) was intended to
sweep so broadly. In any event, we need not consider in this case
what Congress may have intended by § 101(b). That section specifics
duties of the Administrator. He is not a party to this case, has
made no claim to entitlement to these copies, and the scope of §
101(b) has not been fully briefed and argued.
[
Footnote 16]
Under § 104 of the Act, the Administrator is to propose
regulations governing public access to the Presidential tapes.
These regulations must meet with congressional approval. Section
104 provides in pertinent part as follows:
"
REGULATIONS RELATING TO PUBLIC ACCESS"
"Sec. 104. (a) The Administrator shall, within ninety days after
the date of enactment of this title [Dec.19, 1974], submit to each
House of the Congress a report proposing and explaining regulations
that would provide public access to the tape recordings and other
materials referred to in section 101. Such regulations shall take
into account the following factors:"
"(1) the need to provide the public with the full truth, at the
earliest reasonable date, of the abuses of governmental power
popularly identified under the generic term 'Watergate';"
"(2) the need to make such recordings and materials available
for use in judicial proceedings;"
"(3) the need to prevent general access, except in accordance
with appropriate procedures established for use in judicial
proceedings, to information relating to the Nation's security;"
"(4) the need to protect every individual's right to a fair and
impartial trial;"
"(5) the need to protect any party's opportunity to assert any
legally or constitutionally based right or privilege which would
prevent or otherwise limit access to such recordings and
materials;"
"(6) the need to provide public access to those materials which
have general historical significance, and which are not likely to
be related to the need described in paragraph (1); and"
"(7) the need to give to Richard M. Nixon, or his heirs, for his
sole custody and use, tape recordings and other materials which are
not likely to be related to the need described in paragraph (1) and
are not otherwise of general historical significance."
"(b)(1) The regulations proposed by the Administrator in the
report required by subsection (a) shall take effect upon the
expiration of ninety legislative days after the submission of such
report, unless such regulations are disapproved by a resolution
adopted by either House of the Congress during such period."
"(2) The Administrator may not issue any regulation or make any
change in a regulation if such regulation or change is disapproved
by either House of the Congress under this subsection."
"(3) The provisions of this subsection shall apply to any change
in the regulations proposed by the Administrator in the report
required by subsection (a). Any proposed change shall take into
account the factors described in paragraph (1) through paragraph
(7) of subsection (a), and such proposed change shall be submitted
by the Administrator in the same manner as the report required by
subsection (a)."
88 Stat. 1696-1697. The Administrator's fourth set of proposed
regulations has become final. 42 Fed.Reg. 63626 (1977). The first
set was disapproved, S.Res. 244, 94th Cong., 1st Sess. (1975), 121
Cong.Rec. 28609-28614 (1975), as was the second, S.Res. 428, 94th
Cong., 2d Sess. (1976), 122 Cong.Rec. 10159-10160 (1976). The House
rejected six provisions of a third set. H.R.Res. 1505, 94th Cong.,
2d Sess. (1976), 122 Cong.Rec. 30251 (1976).
See also
S.Rep. No. 94-368 (1975); H.R.Rep. No 94-560 (1975); S.Rep. No.
94-748 (1976).
[
Footnote 17]
The suggestion of MR. JUSTICE STEVENS,
post at
435 U. S. 614,
that the trial court has exercised its discretion to permit release
of the copies is not supported by the facts. It is true that Judge
Gesell declared that respondents eventually should be permitted to
copy the tapes at issue here, but he imposed stringent standards to
safeguard against overcommercialization and administrative
inconvenience. 386 F. Supp. at 643. Respondents failed to satisfy
those standards.
Id. at 643-644. When the matter returned
to Judge Sirica, he framed the crucial issue as that of "the timing
of the release,
if ever, of certain tapes received in
evidence" in the Mitchell trial. 397 F. Supp. at 187 (emphasis
added). Thus, even if the defendants' appeals had not been pending,
it is entirely speculative whether Judge Sirica would have
exercised his discretion so as to permit release. In light of the
appeals, Judge Sirica actually denied respondents' applications
without prejudice. Consequently, this case is not correctly
characterized as one in which the District Court and the Court of
Appeals "have concurred,"
post at
435 U. S. 614,
as to the proper exercise of discretion. Moreover, neither court
gave appropriate consideration to the factor we deem controlling --
the alternative means of public access provided by the Act.
[
Footnote 18]
Section 105-63.404(c) of the Administrator's final regulations
provides in part that
"[r]esearchers may obtain copies of the reference tapes only in
accordance with procedures comparable to those approved by the
United States District Court for the District of Columbia in
United States v. Mitchell, et al.; In re National
Broadcasting Company, Inc., et al., D.C. Miscellaneous
74-128."
42 Fed.Reg. 63629 (1977). In fact, the District Court has not
approved any procedures. Hence, this regulation may reflect the
belief that the federal judiciary, in delineating the scope of the
common law right of access to the tapes at issue here, would pass
on questions of proprietary interest, privacy, and privilege that
could affect release under the Act.
See §§ 104(a)(5), (7),
105(a), (c). Because we decide that the existence of the Act itself
obviates exercise of the common law right in this case, we have not
found it necessary to pass on any such questions.
Moreover, this lawsuit arose independently of the Act, the
Administrator is not a party, and any procedures that might have
arisen from it would not necessarily have been developed with
reference to the statutory standards the Administrator must
consider. Further, there may be persons other than petitioner who
may wish to assert private or public interests in the tapes
themselves or in the manner of dissemination. We cannot accept
respondents as necessarily representing the interests of the public
generally or of the Administrator.
In sum, this litigation cannot be utilized as a substitute for
the procedures and safeguards set forth in the Act, upon which we
relied in
Nixon v. Administrator of General Services,
433 U. S. 425
(1977).
[
Footnote 19]
We assume,
arguendo, that respondents have standing to
object to an alleged deprivation of a defendant's right to a public
trial.
But see Estes v. Texas, 381 U.
S. 532,
381 U. S. 538
(1965);
id. at
381 U. S. 583
(Warren, C.J., concurring);
id. at
381 U. S.
588-589 (Harlan, J., concurring).
[
Footnote 20]
The task of balancing the various element we have identified as
part of the common law right of access to judicial records should
have been undertaken by the courts below in the first instance. "We
need not remand for that purpose, however, because the outcome is
readily apparent from what has been said above."
Bigelow v.
Virginia, 421 U. S. 809,
421 U. S.
826-827 (1975).
According to the Manual for Clerks of the United States District
Courts § 207.1 (1966), clerks of the District Courts should
"obtain a direction, standing order or rule that exhibits be
returned [to their owners] or destroyed within a stated time after
the time for appeal has expired."
Because we have not addressed the issue of ownership of the
copies at stake in this case, we do not speak to the disposition of
them after remand.
MR. JUSTICE WHITE, with whom MR. JUSTICE BRENNAN joins,
dissenting in part.
Although I agree with the Court that the Presidential Recordings
and Materials Preservation Act is dispositive of this case and that
the judgment of the Court of Appeals should be reversed, my reasons
are somewhat different, for I do not agree that the Act does not
itself reach the tapes at issue here. It is true that § 101(a) of
the Act requires delivery to the Administrator and his retention of
only original tape recordings, and hence does not reach the tapes
involved here. But § 101(b) is differently cast :
"(b)(1) Notwithstanding any other law or any agreement or
understanding made pursuant to section 2107 of title 44, United
States Code, the Administrator shall receive, retain, or make
reasonable efforts to obtain, complete possession and control of
all papers, documents, memorandums, transcripts, and other objects
and materials which constitute the Presidential historical
materials of Richard M. Nixon, covering the period beginning
January 20, 1969, and ending August 9, 1974."
"(2) For purposes of this subsection, the term 'historical
Page 435 U. S. 612
materials' has the meaning given it by section 2101 of title 44,
United States Code."
"Historical materials" is defined in 44 U.S.C. § 2101 as
"including books, correspondence, documents, papers, pamphlets,
works of art, models, pictures, photographs, plats, maps, films,
motion pictures, sound recordings, and other objects or materials
having historical or commemorative value."
Obviously, § 101(b) has a far broader sweep than § 101(a). It is
not limited to originals, but would reach copies as well. Nor is
there any question that the tapes sought to be released here
contain conversations that occurred during the critical period
covered by § 101(b) -- January 20, 1969, to August 9, 1974. That
the tapes at issue are copies made at a later time does not remove
the critical fact that the conversations on these copies, like the
conversations on the originals, occurred during the relevant
period. Furthermore, if the originals are of historical value, the
copies are of equal significance. Otherwise, it is unlikely that
there would be such an effort to obtain them.
Of course, the Administrator under the Presidential Recordings
Act is not compelled to seek out every copy of every document or
recording that was itself produced during the specified period of
time. But surely he is authorized to receive the tapes at issue in
this case and to deal with them under the terms of the statute.
It is my view, therefore, that the judgment of the Court of
Appeals should be reversed, but that the case should be remanded to
the District Court with instructions to deliver the tapes in
question to the Administrator forthwith.
MR. JUSTICE MARSHALL, dissenting.
As the court below found, respondents here are "seek[ing] to
vindicate a precious common law right, one that predates the
Constitution itself."
United States v. Mitchell, 179
U.S.App.D.C. 293, 301, 551 F.2d 1252, 1260 (1976). The Court today
recognizes this right and assumes that it is applicable
Page 435 U. S. 613
here.
Ante at
435 U. S.
598-599, and n. 11. It also recognizes that the court
with custody of the records must have substantial discretion in
making the decision regarding access.
Ante at
435 U. S.
599.
The Court nevertheless holds that, contrary to the rulings
below, respondents should be denied access to significant materials
in which there is wide public interest. The Court finds "decisive"
the existence of the Presidential Recordings and Materials
Preservation Act.
Ante at
435 U. S. 607.
The Act, however, by its express terms, covers only "original tape
recordings," § 101(a), and it is undisputed that the tapes at issue
here are copies,
see ante at
435 U. S.
593-594, n. 3,
435 U. S.
603-604, n. 15. Indeed, in a commendable display of
candor, petitioner has conceded that the Act does not apply.
Supplemental Brief for Petitioner 2.
Nothing in the Act's history suggests that Congress intended the
courts to defer to the Executive Branch with regard to these tapes.
To the contrary, the Administrator of General Services had to defer
to the District Court's "expertise" in order to secure
congressional approval of regulations promulgated under the Act.
See post at
435 U. S. 616,
and n. 5 (STEVENS, J., dissenting). It is clear, moreover, that
Congress intended the Act to ensure "the American people . . . full
access to all facts about the Watergate affair." S.Rep. No.
93-1181, p. 4 (1974).
Hence, the Presidential Recordings Act, to the extent that it
provides any assistance in deciding this case, strongly indicates
that the tapes should be released to the public as directed by the
Court of Appeals. While petitioner may well be "a legitimate class
of one,"
Nixon v. Administrator of General Services,
433 U. S. 425,
433 U. S. 472
(1977), we are obligated to adhere to the historic role of the
Judiciary on this matter that both sides concede should be ours to
resolve. I dissent.
MR. JUSTICE STEVENS, dissenting.
The question whether a trial judge has properly exercised his
discretion in releasing copies of trial exhibits arises
infrequently. It is essentially a question to be answered by
reference
Page 435 U. S. 614
to the circumstances of a particular case. Only an egregious
abuse of discretion should merit reversal; and when the District
Court [
Footnote 2/1] and the Court
of Appeals [
Footnote 2/2] have
concurred,
Page 435 U. S. 615
the burden of justifying review by this Court should be
virtually insurmountable. Today's decision represents a dramatic
departure from the practice appellate courts should observe with
respect to a trial court's exercise of discretion concerning its
own housekeeping practices.
There is, of course, an important and legitimate public interest
in protecting the dignity of the Presidency, and petitioner has a
real interest in avoiding the harm associated with further
publication of his taped conversations. These interests are largely
eviscerated, however, by the fact that these trial exhibits are
already entirely in the public domain. Moreover, the normal
presumption in favor of access is
Page 435 U. S. 616
strongly reinforced by the special characteristics of this
litigation. The conduct of the trial itself, as well as the conduct
disclosed by the evidence, is a subject of great historical
interest. Full understanding of this matter may affect the future
operation of our institutions. The distinguished trial judge, who
was intimately familiar with the ramifications of this case and its
place in history, surely struck the correct balance. Today the
Court overturns the decisions of the District Court and the Court
of Appeals by giving conclusive weight to the Presidential
Recordings and Materials Preservation Act, 88 Stat. 1695. [
Footnote 2/3] That Act, far from requiring
the District Court to suppress these tapes, manifests Congress'
settled resolve "to provide as much public access to the materials
as is physically possible as quickly as possible." [
Footnote 2/4] It is therefore not surprising that
petitioner responded to the Court's post-argument request for
supplemental briefs by expressly disavowing any reliance on the
Presidential Recordings Act. Nor is there any reason to require the
District Court to defer to the expertise of the Administrator of
General Services, for the Administrator gained congressional
approval of his regulations only by deferring to the expertise
displayed by the District Court in this case. [
Footnote 2/5] For this Court now to rely on the Act
as a basis for
Page 435 U. S. 617
reversing the trial judge's considered judgment is ironic, to
put it mildly.
I respectfully dissent.
[
Footnote 2/1]
District Judge Gesell explained the normal practice in the trial
court:
"As a matter of practice in this court, if requested, a copy of
any document or photograph received in evidence is made by the
Clerk and furnished at cost of duplicating to any applicant,
subject only to contrary instructions that may be given by the
trial judge at the time of trial. This privilege of the public to
inspect and obtain copies of all court records, including exhibits
while in the custody of the Clerk, is of long standing in this
jurisdiction, and reaches far back into our common law and
traditions. Absent special circumstances, any member of the public
has a right to inspect and obtain copies of such judicial records.
Ex parte Drawbaugh, 2 App.D.C. 404, 407 (1894). . . ."
"The Court stated in Drawbaugh,"
"[A]ny attempt to maintain secrecy as to the records of the
court would seem to be inconsistent with the common understanding
of what belongs to a public court of record, to which all persons
have the right of access and to its records, according to
long-established usage and practice."
"
* * * *"
"The Court has carefully reviewed transcripts of the tapes in
issue. From this review, it is apparent that Judge Sirica has
assiduously removed extraneous material, including topics relating
to national security and considerable irrelevant comment relating
to persons not on trial. Only portions of the tapes strictly
germane to the criminal proceeding have been played to the jury.
Moreover, the portions of the tapes here in issue are now of public
record. Although former President Nixon has been pardoned; he .has
standing to protest release by the Court, but he has no right to
prevent normal access to these public documents which have already
been released in full text after affording the greatest protection
to presidential confidentiality 'consistent with the fair
administration of justice.'
United States v. Nixon,
[
418 U.S.
683,
418 U. S. 715 (1974)]. His
words cannot be retrieved; they are public property, and his
opposition is accordingly rejected."
United States v. Mitchell, 386 F.
Supp. 639, 641-642 (DC 1974). Like the Court of Appeals,
see 435
U.S. 589fn2/2|>n. 2,
infra, and unlike the
majority,
ante at
435 U. S. 606-608, n. 17, I read this passage as a
discretionary rejection of petitioner's claim that the tapes should
be suppressed.
[
Footnote 2/2]
Explaining its concurrence in Judge Gesell's views, the Court of
Appeals stated:
"Beyond this, there are a number of factors unique to this case
that militate in favor of Judge Gesell's decision. First, the
conversations at issue relate to the conduct of the Presidency,
and, thus, they are both impressed with the 'public trust,' and of
prime national interest. Second, the fact that the transcripts of
the conversations already have received wide circulation makes this
unlike a hypothetical case in which evidence previously accessible
only to a few spectators will suddenly become available to the
entire public. Finally, it seems likely that, as a result of the
Presidential [R]ecordings and Material[s] Preservation Act, the
words and sounds at issue here will find a further entry way into
the public domain. For all these reasons, we are unable to conclude
that Judge Gesell abused his discretion in rejecting the claim of
privacy."
"
* * * *"
"In any event, in light of the strong interests underlying the
common law right to inspect judicial records -- interests
especially important here given the national concern over Watergate
-- we cannot say that Judge Gesell abused his discretion in
refusing to permit considerations of deference to impede the
public's exercise of their common law rights."
United States v. Mitchell, 179 U.S.App.D.C. 293,
305-306, 551 F.2d 1252, 1264-1265 (1976) (footnotes omitted). It is
true that Judge Sirica refused to order release of the tapes before
the appeals were concluded, but he expressed no disagreement with
any aspect of Judge Gesell's opinion.
It should also be noted that, although Circuit Judge MacKinnon
dissented from the Court of Appeals decision that the tapes should
be released forthwith, he also expressed no disagreement with Judge
Gesell's views.
Id. at 306-307, 551 F.2d at 1265-1266.
[
Footnote 2/3]
It is, of course, true that the Act's effect on this litigation
"was neither advanced by the parties nor given appropriate
consideration by the courts below."
Ante at
435 U. S. 603.
But this is a reason for rejecting, not embracing, petitioner's
claim.
[
Footnote 2/4]
S.Rep. No. 94-368, p. 13 (1975); H.R.Rep. No. 9560, p. 16
(1975).
[
Footnote 2/5]
The Administrator of General Services first planned to forbid
private copying of the tapes in his control, but the Senate
emphatically rejected this initial proposal. S.Res. 244, 94th
Cong., 1st Sess. (1975), 121 Cong.Rec. 28609-28614 (1975). The
Senate's Committee Report condemned the Administrator's proposed
regulation as, "at best, unnecessary, and, at worst, inconsistent
with the spirit, if not the letter, of the act." S.Rep. No. 94368,
supra, at 13. The Report elaborated:
"In evaluating this regulation, it is also necessary to consider
the basic intent of the Act. This legislation was designed, within
certain limitations, to provide as much public access to the
materials as is physically possible as quickly as possible. To that
end, GSA recognizes that legitimate research requires the
reproduction of printed materials; reproduction is no less
necessary when the material is a tape recording."
Ibid. A House Report also disapproved the proposal,
rejecting the Administrator's fears of undue commercialization:
"There is, of course, a risk that some people will reproduce the
recordings and exploit them for commercial purposes. That is the
risk of a free society. Moreover, it is a risk the Founding Fathers
accepted in adopting the free speech protections of the first
amendment; any researcher can announce to the world the findings of
his research."
H.R.Rep. No. 94-560,
supra at 16.
The Administrator then revised his regulations, proposing that
private reproduction of the tapes be prohibited for two years and
that the ban be reviewed at the end of that period. This proposal
was rejected twice. S.Res. 428, 94th Cong., 2d Sess. (1976), 122
Cong.Rec. 10159-10160 (1976); H.R.Res. 1505, 94th Cong., 2d Sess.
(1976), 122 Cong.Rec. 30251 (1976).
See also S.Rep. No.
94-748, pp. 23-24 (1976); H.R.Rep. No. 94-1485, p. 26 (1976).
The Administrator finally obtained congressional approval only
by adopting the approach of the District Court in this case. His
latest regulation, as approved, states
"Researchers may obtain copies of the reference tapes only in
accordance with procedures comparable to those approved by the
United States District Court for the District of Columbia in
United States v. Mitchell. . . ."
42 Fed.Reg. 63629 (1977). Congress and the Administrator
expected that the District Court would soon approve private copying
of the tapes. The first congressional Reports on the
Administrator's proposed regulations, after noting that
reproduction of the court's tapes had been forbidden pending the
appeals in
United States v. Mitchell, expressed the belief
that copying might begin when the prosecutions were completed.
H.R.Rep. No. 94-560,
supra at 16 n. 4; S.Rep. No. 94-368,
supra at 13 n. 1. The Administrator, in explaining his
latest regulations, said that, "once the Court approves a plan for
reproduction of the Nixon tape recordings," the Administrator would
adopt "similar procedures." General Services Administration, Legal
Explanation of Public Access Regulations -- Presidential Recordings
and Materials Preservation Act, p. L. 93-526, p. G-54 (1977).