The Clean Air Act authorizes the Administrator of the
Environmental Protection Agency (EPA) to promulgate "emission
standards" for hazardous air pollutants. The emission of an air
pollutant in violation of an applicable emission standard is
prohibited by § 112(c)(1)(b), the knowing violation of which is
made a criminal offense by § 113(c)(1)(C). Section 307(b)(1)
provides that a petition for review of the Administrator's action
in promulgating an emission standard may be filed only in the Court
of Appeals for the District of Columbia Circuit, and under §
307(b)(2) such action is not subject to judicial review in a civil
or criminal enforcement proceeding. Petitioner was indicted for
violating § 112(c)(1)(b) for allegedly having failed while
demolishing a building to comply with an EPA regulation captioned
"National Emission Standard for Asbestos" and specifying that a
certain procedure or "work practice" be followed in demolition of
buildings containing asbestos but not limiting asbestos emissions
that occur during a demolition. The District Court, finding that
the cited regulation was not an "emission standard" within the
meaning of § 112(c), granted petitioner's motion to dismiss the
indictment. The Court of Appeals reversed, holding that § 307(b)
precluded petitioner from questioning in a criminal enforcement
proceeding whether a regulation ostensibly promulgated under §
112(c) was in fact an emission standard.
Held:
1. A defendant charged with a criminal violation under the Act
may assert the defense that the "emission standard" with whose
violation he is charged is not such a standard as Congress
contemplated when it used the term even though that standard has
not previously been subjected to a § 307(b) review procedure. Such
procedure does not relieve the Government of the duty of proving,
in a prosecution under § 113(c)(1)(C) that the regulation allegedly
violated is an "emission standard," and a federal court in which
such a prosecution is brought may determine whether or not the
regulation that a defendant is alleged to have violated is an
"emission standard" within the Act's meaning. From the totality of
the statutory scheme, in which Congress dealt more leniently,
either in terms of liability, notice, or available
Page 434 U. S. 276
defenses, with other infractions of EPA orders, but, in
contrast, attached stringent sanctions to the violation of
"emission standards," it is clear that Congress intended to limit
"emission standards" to regulations of a certain type and did not
intend to empower the Administrator of EPA to make a regulation an
"emission standard" by his mere designation.
Yakus v. United
States, 321 U. S. 414,
distinguished. Pp.
434 U. S.
278-285.
2. The District Court did not err in holding that the regulation
that petitioner was charged with violating was not an emission
standard. Section 112 itself distinguishes between emission
standards and techniques to be used in achieving those standards,
and the language of § 11(b)(1)(b) clearly supports the conclusion
that an emission standard was intended to be a quantitative limit
on emissions, not a work-practice standard. Recent amendments to
the Act fortify that conclusion. Pp.
434 U. S.
285-289.
545 F.2d 1, reversed.
REHNQUIST, J., delivered the opinion of the Court, in which
BURGER, C.J., and WHITE, MARSHALL, and POWELL, JJ., joined. POWELL,
J., filed a concurring opinion,
post, p.
434 U. S. 289.
STEWART, J., filed a dissenting opinion, in which BRENNAN and
BLACKMUN, JJ., joined,
post, p.
434 U. S. 291.
STEVENS, J., filed a dissenting opinion,
post, p.
434 U. S.
293.
MR JUSTICE REHNQUIST delivered the opinion of the Court.
The Clean Air Act authorizes the Administrator of the
Environmental Protection Agency to promulgate "emission standards"
for hazardous air pollutants "at the level which in his judgment
provides an ample margin of safety to protect the public health." §
112(b)(1)(b), 84 Stat. 1685, 42 U.S.C. § 1857c-7(b)(1)(B). The
emission of an air pollutant in
Page 434 U. S. 277
violation of an applicable emission standard is prohibited by §
112(c)(1)(B) of the Act, 42 U.S.C. § 1857c-7(c)(1)(B). The knowing
violation of the latter section, in turn, subjects the violator to
fine and imprisonment under the provisions of § 113(c)(1)(C) of the
Act, 42 U.S.C. § 1857c-8(c)(1)(C) (1970 ed., Supp. V). The final
piece in this statutory puzzle is § 307(b) of the Act, 84 Stat.
1708, 42 U.S.C. § 1857h-5(b) (1970 ed., Supp. V), which provides in
pertinent part:
"(1) A petition for review of action of the Administrator in
promulgating . . . any emission standard under section 112 . . .
may be filed only in the United States Court of Appeals for the
District of Columbia. . . . Any such petition shall be filed within
30 days from the date of such promulgation or approval, or after
such date if such petition is based solely on grounds arising after
such 30th day."
"(2) Action of the Administrator with respect to which review
could have been obtained under paragraph (1) shall not be subject
to judicial review in civil or criminal proceedings for
enforcement."
It is within this legislative matrix that the present criminal
prosecution arose.
Petitioner was indicted in the United States District Court for
the Eastern District of Michigan for violation of § 112(c)(1)(b).
The indictment alleged that petitioner, while engaged in the
demolition of a building in Detroit, failed to comply with 40 CFR §
61.22(d)(2)(i) (1975). That regulation, described in its caption as
a "National Emission Standard for Asbestos," specifies procedures
to be followed in connection with building demolitions, but does
not, by its terms, limit emissions of asbestos which occur during
the course of a demolition. The District Court granted petitioner's
motion to dismiss the indictment on the ground that no violation of
§ 112(c)(1)(B), necessary to establish criminal liability under §
113(c)(1)(C), had been alleged, because the cited
Page 434 U. S. 278
regulation was not an "emission standard" within the meaning of
§ 112(c). The United States Court of Appeals for the Sixth Circuit
reversed, 545 F.2d 1 (176), holding that Congress had in § 307(b)
precluded petitioner from questioning in a criminal proceeding
whether a regulation ostensibly promulgated under § 112(b)(1)(B)
was in fact an emission standard. We granted certiorari, 430 U.S.
953 (1977), and we now reverse.
I
We do not intend to make light of a difficult question of
statutory interpretation when we say that the basic question in
this case may be phrased: "When is an emission standard not an
emission standard?" Petitioner contends, and the District Court
agreed, that while the preclusion and exclusivity provisions of §
307(b) of the Act prevented his obtaining "judicial review" of an
emission standard in this criminal proceeding, he was nonetheless
entitled to claim that the administrative regulation cited in the
indictment was actually not an emission standard at all. The Court
of Appeals took the contrary view. It held that a regulation
designated by the Administrator as an "emission standard," however
different in content it might be from what Congress had
contemplated when it authorized the promulgation of emission
standards, was sufficient to support a criminal charge based upon §
112(c), unless it had been set aside in an appropriate proceeding
commenced in the United States Court of Appeals for the District of
Columbia Circuit pursuant to § 307(b).
The Court of Appeals, in its opinion, relied heavily on
Yakus v. United States, 321 U. S. 414
(1944), in which this Court held that Congress, in the context of
criminal proceedings, could require that the validity of regulatory
action be challenged in a particular court at a particular time, or
not at all. That case, however, does not decide this one. Because §
307(b) expressly applies only to "emission standards," we must
still inquire as to the validity of the Government's underlying
Page 434 U. S. 279
assumption that the Administrator's mere designation of a
regulation as an "emission standard" is sufficient to foreclose any
further inquiry in a criminal prosecution under § 113(c)(1)(C) of
the Act. For the reasons hereafter stated, we hold that one such as
respondent who is charged with a criminal violation under the Act
may defend on the ground that the "emission standard" which he is
charged with having violated was not an "emission standard" within
the contemplation of Congress when it employed that term, even
though the "emission standard" in question has not been previously
reviewed under the provisions of § 307(b) of the Act.
II
In resolving this question, we think the statutory provisions of
the Clean Air Act are far less favorable to the Government's
position than were the provisions of the Emergency Price Control
Act considered in
Yakus. The broad language of that
statute gave clear evidence of congressional intent that any
actions taken by the Price Administrator under the purported
authority of the designated sections of the Act should be
challenged only in the Emergency Court of Appeals. Nothing has been
called to our attention which would lead us to disagree with the
Government's description of the judicial review provisions of that
Act:
"Review of price control regulations was centralized in the
Emergency Court of Appeals under a statute giving that court
'exclusive' jurisdiction of all nonconstitutional challenges to
price control regulations. The Court had no difficulty construing
the statute as precluding any attack on a regulation in a criminal
case (321 U.S. at
321 U. S. 430-431), even
though the statute did not explicitly mention criminal cases."
Brief for United States 18.
This relatively simple statutory scheme contrasts with the Clean
Air Act's far more complex interrelationship between the imposition
of criminal sanctions and judicial review of the
Page 434 U. S. 280
Administrator's actions. The statutory basis for imposition of
criminal liability under subchapter I of the Act, under which this
indictment was brought, is § 113(c)(1), 84 Stat. 1687, as amended,
42 U.S.C. § 1857c-8(c)(1) (1970 ed. and Supp. V):
"(c)(1) Any person who knowingly -- "
"(A) violates any requirement of an applicable implementation
plan (i) during any period of Federally assumed enforcement, or
(ii) more than 30 days after having been notified by the
Administrator under subsection (a)(1) that such person is violating
such requirement, or"
"(B) violates or fails or refuses to comply with any order
issued by the Administrator under subsection (a), or"
"(C) violates section 111(e), section 112(c), or section
119(g)"
"shall be punished by a fine of not more than $25,000 per day of
violation, or by imprisonment for not more than one year, or by
both. If the conviction is for a violation committed after the
first conviction of such person under this paragraph, punishment
shall be by a fine of not more than $50,000 per day of violation,
or by imprisonment for not more than two years, or by both."
Each of the three separate subsections in the quoted language
creates criminal offenses. The first of them, subsection (A), deals
with violations of applicable implementation plans after receipt of
notice of such violation. Under § 307(b)(1), judicial review of the
Administrator's action in approving or promulgating an
implementation plan is not restricted to the Court of Appeals for
the District of Columbia Circuit, but may be had "in the United
States Court of Appeals for the appropriate circuit." But §
307(b)(2) does provide that the validity of such plans may not be
reviewed in the criminal proceeding itself.
Subsection (C), which we discuss before turning to subsection
(b), provides criminal penalties for violations of three
Page 434 U. S. 281
separate sections of the Act: § 111(e), 84 Stat. 1684, 42 U.S.C.
§ 1857c-6(e), which prohibits operation of new stationary sources
in violation of "standards of performance" promulgated by the
Administrator; § 112(c), which is the offense charged in this case;
and § 119(g), 88 Stat. 254 42 U.S.C. § 1857c-10(g) (1970 ed., Supp.
V), [
Footnote 1] which requires
compliance with an assortment of administrative requirements, set
out in more detail below. The Administrator's actions in
promulgating "standards of performance" under § 111, or "emission
standards" under § 112 are, by the provisions of § 307(b)(1), made
reviewable exclusively in the Court of Appeals for the District of
Columbia Circuit. However, his actions under subsections (A), (b),
and (C) of 119(c)(2), compliance with which is required by §
119(g)(2), are reviewable "in the United States Court of Appeals
for the appropriate circuit." Those subsections define the
Administrator's authority to issue compliance date extensions to
particular stationary sources with regard to various air pollution
requirements. The preclusive provisions of § 307(b)(2) prohibit
challenges to all of these administrative actions in both civil and
criminal enforcement proceedings. But these restrictive review
provisions do not apply to other violations of § 119(g); with
regard to those offenses, the invalidity of administrative action
may be raised as a defense to the extent allowable in the absence
of such restrictions.
Finally, subsection (b) of § 113(c)(1) subjects to criminal
penalties "any person who knowingly . . . violates or fails or
refuses to comply with any order issued by the Administrator under
subsection (a)." Subsection (a), in turn, empowers the
Administrator to issue orders requiring compliance, not only with
those regulations for which criminal penalties are provided under
subsections (A) and (C), but also with the recordkeeping and
inspection requirements of § 1 14, 42 U.S.C.
Page 434 U. S. 282
§ 1857c-9 (1970 ed., Supp. V), for which only civil penalties
are ordinarily available under § 113(b)(4). The restrictive review
provisions of § 307(b)(1), again do not apply to orders issued
under § 113(a) or to the underlying requirements of § 114. Those
administrative actions would likely be reviewable under the
Administrative Procedure Act, 5 U.S.C. § 701
et seq., and
any infirmity in them could be raised as a defense in enforcement
proceedings to the same extent as it could be in the absence of a
provision such as § 307(b)(2).
III
The conclusion we draw from this excursion into the complexities
of the criminal sanctions provided by the Act are several. First,
Congress has not chosen to prescribe
either civil or
criminal sanctions for violations of
every rule,
regulation, or order issued by the Administrator. Second, Congress,
as might be expected, has imposed
civil liability for a
wider range of violations of the orders of the Administrator than
those for which it has imposed
criminal liability. Third,
even where Congress has imposed criminal liability for the
violation of an order of the Administrator, it has not uniformly
precluded judicial challenge to the order as a defense in the
criminal proceeding. Fourth, although Congress has applied the
preclusion provisions of § 307(b)(2) to implementation plans
approved by the Administrator, and it has in § 113(c)(1)(A)
provided criminal penalties for violations of those plans, it has
nonetheless required, under normal circumstances, that a violation
continue for a period of 30 days after receipt of notice of the
violation from the Administrator before the criminal sanction may
be imposed.
These conclusions in no way detract from the fact that Congress
has precluded judicial review of an "emission standard" in
the court in which the criminal proceeding for the violation of the
standard is brought. Indeed, the conclusions heighten the
importance of determining what it was that Congress meant by an
"emission standard," since a violation of
Page 434 U. S. 283
that standard is subject to the most stringent criminal
liability imposed by § 113(c)(1) of the Act: not only is the
Administrator's promulgation of the standard not subject to
judicial review in the criminal proceeding, but no prior notice of
violation from the Administrator is required as a condition for
criminal liability. [
Footnote
2] Since Congress chose to attach these stringent sanctions to
the violation of an emission standard, in contrast to the violation
of various other kinds of orders that might be issued by the
Administrator, it is crucial to determine whether the
Administrator's mere designation of a regulation as an "emission
standard" is conclusive as to its character.
The stringency of the penalty imposed by Congress lends
substance to petitioner's contention that Congress envisioned a
particular type of regulation when it spoke of an "emission
standard." The fact that Congress dealt more leniently, either in
terms of liability, of notice, or of available defenses, with other
infractions of the Administrator's orders suggests that it attached
a peculiar importance to compliance with "emission standards."
Unlike the situation in
Yakus, Congress in the Clean Air
Act singled out violators of this generic form of regulation,
imposed criminal penalties upon them which would not be imposed
upon violators of other orders of the Administrator, and precluded
them from asserting defenses which might be asserted by violators
of other orders of the Administrator. All of this leads us to
conclude that Congress intended, within broad limits, that
"emission standards" be regulations of a certain type, and that it
did not empower the Administrator, after the manner of Humpty
Dumpty in Through the Looking-Glass, to make a regulation an
"emission standard" by his mere designation.
Page 434 U. S. 284
The statutory scheme supports the conclusion that § 307(b)(2),
in precluding judicial review of the validity of emission
standards, does not relieve the Government of the duty of proving,
in a prosecution under § 113(c)(1)(C), that the regulation
allegedly violated is an emission standard. Here, the District
Court properly undertook to resolve that issue. In so doing, the
court did not undermine the twin congressional purposes of insuring
that the substantive provisions of the standard would be uniformly
applied and interpreted and that the circumstances of its adoption
would be quickly reviewed by a single court intimately familiar
with administrative procedures. The District Court did not presume
to judge the wisdom of the regulation or to consider the adequacy
of the procedures which led to its promulgation, but merely
concluded that it was not an emission standard. [
Footnote 3]
In sum, a survey of the totality of the statutory scheme does
not compel agreement with the Government's contention that Congress
intended that the Administrator's designation of a regulation as an
emission standard should be conclusive in a criminal prosecution.
At the very least, it may be said that
Page 434 U. S. 285
the issue is subject to some doubt. Under these circumstances,
we adhere to the familiar rule that, "where there is ambiguity in a
criminal statute, doubts are resolved in favor of the defendant."
United States v. Bass, 404 U. S. 336,
404 U. S. 348
(1971).
Cf. Rewis v. United States, 401 U.
S. 808,
401 U. S. 812
(1971).
We conclude, therefore, that a federal court in which a criminal
prosecution under § 113(c)(1)(C) of the Clean Air Act is brought
may determine whether or not the regulation which the defendant is
alleged to have violated is an "emission standard" within the
meaning of the Act. We are aware of the possible dangers that flow
from this interpretation; district courts will be importuned, under
the guise of making a determination as to whether a regulation is
an "emission standard," to engage in judicial review in a manner
that is precluded by § 307(b)(2) of the Act. This they may not do.
The narrow inquiry to be addressed by the court in a criminal
prosecution is not whether the Administrator has complied with
appropriate procedures in promulgating the regulation in question,
or whether the particular regulation is arbitrary, capricious, or
supported by the administrative record. Nor is the court to pursue
any of the other familiar inquiries which arise in the course of an
administrative review proceeding. The question is only whether the
regulation which the defendant is alleged to have violated is on
its face an "emission standard" within the broad limits of the
congressional meaning of that term.
IV
It remains to be seen whether the District Court reached the
correct conclusion with regard to the regulation here in question.
In the Act, Congress has given a substantial indication of the
intended meaning of the term "emission standard." Section 112 on
its face distinguishes between emission standards and the
techniques to be utilized in achieving those standards. Under §
112(c)(1)(B)(ii), the Administrator is empowered temporarily to
exempt certain facilities
Page 434 U. S. 286
from the burden of compliance with an emission standard, "if he
finds that such period is necessary for the installation of
controls." In specified circumstances, the President, under §
112(c)(2), has the same power, "if he finds that the technology to
implement such standards is not available." Section 112(b)(2)
authorizes the Administrator to issue information on "pollution
control techniques."
Most clearly supportive of petitioner's position that a standard
was intended to be a quantitative limit on emissions is this
provision of § 112(b)(1)(B):
"The Administrator shall establish any such standard
at the
level which in his judgment provides an ample margin of safety
to protect the public health from such hazardous air
pollutant."
(Emphasis added.) All these provisions lend force to the
conclusion that a standard is a quantitative "level" to be attained
by use of "techniques," "controls," and "technology." This
conclusion is fortified by recent amendments to the Act, by which
Congress authorized the Administrator to promulgate a "design,
equipment, work practice, or operational standard" when "it is not
feasible to prescribe or enforce an emission standard." Clean Air
Act Amendments of 1977, Pub.L. 95-95, § 110, 91 Stat. 703.
[
Footnote 4]
This distinction, now endorsed by Congress, between "work
practice standards" and "emission standards" first appears in the
Administrator's own account of the development of this regulation.
Although the Administrator has contended that a "work practice
standard" is just another type of emission standard, the history of
this regulation demonstrates that he
Page 434 U. S. 287
chose to regulate work practices only when it became clear he
could not regulate emissions. The regulation as originally proposed
would have prohibited all visible emissions of asbestos during the
course of demolitions. 36 Fed.Reg. 23242 (1971). In adopting the
final form of the regulation, the Administrator concluded
"that the no visible emission requirement would prohibit repair
or demolition in many situations, since it would be impracticable,
if not impossible, to do such work without creating visible
emissions."
38 Fed.Reg. 8821 (1973). Therefore the Administrator chose to
"specif[y] certain work practices" instead.
Ibid.
The Government concedes that, prior to the 1977 Amendments, the
statute was ambiguous with regard to whether a work practice
standard was properly classified as an emission standard, but
argues that this Court should defer to the Administrator's
construction of the Act. [
Footnote
5] Brief for United
Page 434 U. S. 288
States 32, and n. 22. While such deference is entirely
appropriate under ordinary circumstances, in this case, the 1977
Amendments to the Clean Air Act tend to undercut the
Page 434 U. S. 289
administrative construction. The Senate Report reiterated its
"strong preference for numerical emission limitations," but
endorsed the addition of § 112(e) to the Act to allow the use of
work practice standards "in a very few limited cases." S.Rep. No.
95-127, p. 44 (1977). Although the Committee agreed that the
Amendments would authorize the regulation involved here, it
refrained from endorsing the Administrator's view that the
regulation had previously been authorized as an emission standard
under § 112(c). The clear distinction drawn in § 112(e) between
work practice standards and emission standards practically
forecloses any such inference.
Cf. Red Lion Broadcasting Co. v.
FCC, 395 U. S. 367,
395 U. S.
380-381 (1969).
For all of the foregoing reasons, we conclude that the work
practice standard involved here was not an emission standard. The
District Court's order dismissing the indictment was therefore
proper, and the judgment of the Court of Appeals is
Reversed.
[
Footnote 1]
Section 119, which was in effect at the inception of this
prosecution, has lately been replaced by a new § 113(d). Clean Air
Act Amendments of 1977, Pub.L. 95-95, § 112, 91 Stat. 705.
[
Footnote 2]
The severity of the scheme is accentuated by the fact that
persons subject to the Act, including innumerable small businesses,
may protect themselves against arbitrary administrative action only
by daily perusal of proposed emission standards in the Federal
Register and by immediate initiation of litigation in the District
of Columbia to protect their interests.
[
Footnote 3]
Such a preliminary analysis of administrative action is hardly
unique. Only last Term, in
E. I. du Pont de Nemours & Co.
v. Train, 430 U. S. 112
(1977), this Court approved such an initial examination of
regulations promulgated under the Federal Water Pollution Control
Act. As we described the issue presented there:
"If EPA is correct that its regulations are 'effluent
limitation[s] under section 301,' the regulations are directly
reviewable in the Court of Appeals. If industry is correct that the
regulations can only be considered § 304 guidelines, suit to review
the regulations could probably be brought only in the District
Court, if anywhere. Thus, the issue of jurisdiction to review the
regulations is intertwined with the issue of EPA's power to issue
the regulations."
Id. at 124-125. In that case, the District Court had
conducted a careful analysis, concluding that the regulations in
question were "effluent limitations,"
383 F.
Supp. 1244 (WD Va.1974),
aff'd, 528 F.2d 1136 (CA4
1975), just as the District Court here concluded that this
regulation is not an emission standard.
[
Footnote 4]
Since oral argument, Congress has again confirmed that the term
"emission standard" is not broad enough to include a work practice
standard. Congress has amended § 307(b)(1), which originally
governed review of "any emission standard under section 112," to
cover "any emission standard or requirement under section 112."
Pub.L. No. 95-190, § 14(a) (79), 91 Stat. 1404. As MR JUSTICE
STEVENS dissent notes,
post at
434 U. S. 306,
Congress has yet to apply this recognition to the enforcement
provisions of § 112(c).
[
Footnote 5]
Our Brother STEVENS quite correctly points out,
post at
434 U. S. 302,
that an administrative "
contemporaneous construction'" of a
statute is entitled to considerable weight, and it is true that the
originally proposed regulations contain, with respect to some uses
of asbestos, the sort of provisions which the Administrator and the
Congress later designated as "work practice standards." It bears
noting, however, that these regulations can only be said to define
by implication the meaning of the term "emission
standard." The Administrator promulgated both of them; both were
denominated "emission standards"; and it is undoubtedly a fair
inference that the Administrator thought each to be an "emission
standard." But neither the regulations themselves nor the comments
accompanying them give any indication of the Administrator's
reasons for concluding that Congress, in authorizing him to
promulgate "emission standards," intended to include "work practice
standards" within the meaning of that term. See 38
Fed.Reg. 8820-8822, 8829-8830 (1973); 36 Fed Reg. 23239-23240,
23242 (1971).
This lack of specific attention to the statutory authorization
is especially important in light of this Court's pronouncement in
Skidmore v. Swift & Co., 323 U.
S. 134,
323 U. S. 140
(1944), that one factor to be considered in giving weight to an
administrative ruling is
"the thoroughness evident in its consideration, the validity of
its reasoning, its consistency with earlier and later
pronouncements, and all those factors which give it power to
persuade, if lacking power to control."
The Administrator's remarks with regard to these regulations
clearly demonstrate that he carefully considered available
techniques and methods for controlling asbestos emissions, but they
give no indication of "the validity of [his] reasoning" in
concluding that he was authorized to promulgate these techniques as
an "emission standard," within the statutory definition. Since this
Court can only speculate as to his reasons for reaching that
conclusion, the mere promulgation of a regulation, without a
concomitant exegesis of the statutory authority for doing so,
obviously lacks "power to persuade" as to the existence of such
authority.
By contrast, the Wage and Hour Administrator in
Gemsco, Inc.
v. Walling, 324 U. S. 244
(1945), referred to in Brother STEVENS' dissenting opinion,
post at
434 U. S.
299-300, n. 16, gave clear indication of his reasons for
concluding that the administrative regulation prohibiting
industrial homework was authorized by § 8(f) of the Fair Labor
Standards Act, 52 Stat. 1065. The statute empowered the
Administrator to issue orders necessary "to prevent the
circumvention or evasion" of orders issued under § 8(f), and the
Administrator specifically found that the practice prohibited by
the order there challenged "
furnishe[d] a ready means of
circumventing or evading the minimum wage order for this
Industry.'" 324 U.S. at 324 U. S. 250,
n. 9. In this case, the Administrator of the Environmental
Protection Agency offered no comparable analysis of his statutory
authority.
In
Train v. Natural Resources Defense Council,
421 U. S. 60
(1975), relied upon by Brother STEVENS' dissent, this Court was not
persuaded by "a single sentence in the Federal Register,"
post at
434 U. S. 301
n. 18, but by our own "analysis of the structure and legislative
history of the Clean Air Amendments," 421 U.S. at
421 U. S. 86,
which led us to a result consistent with the Administrator's prior
practice. Here, our analysis mandates a contrary conclusion, which
is not undercut by the Administrator's unexplained exercise of
supposed authority.
Finally, as noted in
n 4,
supra, Congress has not explicitly adopted the
Administrator's present position with regard to the meaning of the
term "emission standard," although it could easily have done so. It
is true, as that dissent remarks,
post at
434 U. S.
305-306, n. 24, that Congress has responded to concerns
expressed by the Administrator. However, he first advised us of the
deficiency in § 307(b) at oral argument, and even then did not
suggest that under the statutory scheme as it presently exists his
work practice standards may be unenforceable. This piecemeal
approach to the complexities of the Act hardly displays the
"thoroughness, in . . . consideration,"
Skidmore, supra at
323 U. S. 140,
which we would expect to find in an administrative
construction.
MR. JUSTICE POWELL, concurring.
If the constitutional validity of § 307(b) of the Clean Air Act
had been raised by petitioner, I think it would have merited
serious consideration. This section limits judicial review to the
filing of a petition in the United States Court of Appeals for the
District of Columbia Circuit within 30 days from the date of the
promulgation by the Administrator of an emission standard. No
notice is afforded a party who may be subject to criminal
prosecution other than publication of the Administrator's action in
the Federal Register. [
Footnote
2/1] The Act in
Page 434 U. S. 290
this respect is similar to the preclusion provisions of the
Emergency Price Control Act before the Court in
Yakus v. United
States, 321 U. S. 414
(1944), and petitioner may have thought the decision in that case
effectively foreclosed a due process challenge in the present
case.
Although I express no considered judgment, I think
Yakus is at least arguably distinguishable. The statute
there came before the Court during World War II, and it can be
viewed as a valid exercise of the war powers of Congress under Art.
I, § 8, of the Constitution. Although the opinion of Mr. Chief
Justice Stone is not free from ambiguity, there is language
emphasizing that the price controls imposed by the Congress were a
"war emergency measure." Indeed, the Government argued that the
statute should be upheld under the war powers authority of
Congress. Brief for United States in
Yakus v. United
States, O.T. 1943, No. 374, p. 35. As important as
environmental concerns are to the country, they are not comparable
-- in terms of an emergency justifying the shortcutting of normal
due process rights -- to the need for national mobilization in
wartime of economic as well as military activity.
The 30-day limitation on judicial review imposed by the Clean
Air Act would afford precariously little time for many affected
persons even if some adequate method of notice were afforded. It
also is totally unrealistic to assume that more than a fraction of
the persons and entities affected by a regulation -- especially
small contractors scattered across the country -- would have
knowledge of its promulgation or familiarity with or access to the
Federal Register. Indeed, following
Yakus, and apparently
concerned by Mr. Justice Rutledge's
Page 434 U. S. 291
eloquent dissent, Congress amended the most onerous features of
the Emergency Price Control Act. [
Footnote 2/2]
I join the Court's opinion with the understanding that it
implies no view as to the constitutional validity of the preclusion
provisions of § 307(b) in the context of a criminal
prosecution.
[
Footnote 2/1]
Section 112(b)(1)(b) of the Act requires the Administrator to
publish proposed emission standards and to hold a public hearing
before standards are promulgated. But there is no more assurance
that notice of proposed standards will come to the attention of the
thousands of persons and entities affected than that notice of
their actual promulgation will. Neither is it realistic to assume
that more than a fraction of these persons and entities could
afford to follow or participate in the Administrator's hearing.
[
Footnote 2/2]
See 321 U.S. at
321 U. S. 460
(Rutledge, J., dissenting); 58 Stat. 638-640, amending the
Emergency Price Control Act of 1942, 56 Stat. 23; L. Jaffe,
Judicial Control of Administrative Action 451 (1965).
MR. JUSTICE STEWART, with whom MR. JUSTICE BRENNAN and MR.
JUSTICE BLACKMUN join, dissenting.
Section 307(b)(1) of the Clean Air Act provides that a "petition
for review of action of the Administrator in promulgating . . . any
emission standard under section 112" may be filed only in the
United States Court of Appeals for the District of Columbia Circuit
within 30 days of promulgation. Section 307(b)(2) of the Act
provides that an
"[a]ction of the Administrator with respect to which review
could have been obtained under paragraph (1) shall not be subject
to judicial review in civil or criminal proceedings for
enforcement."
Despite these unambiguous provisions, the Court holds in this
case that such an action of the Administrator shall be subject to
judicial review in a criminal proceeding for enforcement of the
Act, at least sometimes. Because this tampering with the plain
statutory language threatens to destroy the effectiveness of the
unified and expedited judicial review procedure established by
Congress in the Clean Air Act, I respectfully dissent.
The inquiry that the Court today allows a trial court to make --
whether the asbestos regulation at issue is an emission standard of
the type envisioned by Congress -- is nothing more than an inquiry
into whether the Administrator has acted beyond his statutory
authority. But such an inquiry is a normal part of judicial review
of agency action. 5 U.S.C. § 706(2)(C);
See
Citizens to Preserve
Overton Park v. Volpe,
Page 434 U. S. 292
401 U. S. 402,
401 U. S. 415.
And it is precisely such "judicial review" of an "[a]ction of the
Administrator" that Congress has, in § 307(b)(2), expressly
forbidden a trial court to undertake. There is not the
slightest indication in the Act or in its legislative history that
Congress, in providing for review of the Administrator's actions
only in the Court of Appeals for the District of Columbia Circuit,
meant nonetheless to allow some kinds of review to be available in
other courts. To the contrary, Congress clearly ordained that
"
any review of such actions" be controlled by the
provisions of § 307. S.Rep. No. 91-1196, p. 41 (1970) (emphasis
supplied).
The Court's interpretation of § 307(b)(2) also conspicuously
frustrates the intent of Congress to establish a speedy and unified
system of judicial review under the Act. The Court concludes that
violation of the regulation involved in this case is not proscribed
by §§ 112(c)(1)(b) and 113(c)(1)(C) because the regulation is not
an emission standard. This interpretation of the Act would make
judicial review of this regulation in the Court of Appeals for the
District of Columbia Circuit impossible, since that court has
statutory jurisdiction under § 307(b)(1) to review "emission
standard[s]" but is not given jurisdiction to review the actions of
the Administrator generally. It follows that judicial review of
this action of the Administrator could be had
only in
other courts, either in enforcement proceedings as in this case or
under the general provisions of the Administrative Procedure Act, 5
U.S.C. § 701
et seq., despite the clearly expressed
congressional intent to centralize all judicial review of the
Administrator's regulations. The Court's interpretation thus not
only invites precisely the sort of inconsistent judicial
determinations by various courts that Congress sought to prevent,
but flies in the face of the congressional purpose "to maintain the
integrity of the time sequences provided throughout the Act."
S.Rep. No. 91-1196,
supra at 41.
Finally, the Court provides no real guidance as to which
Page 434 U. S. 293
aspects of an emission standard are so critical that they fall
outside the scope of the exclusive judicial review procedure
provided by Congress. For example, § 112 requires that an emission
standard relate to a "hazardous air pollutant," and that it be set
so as to provide "an ample margin of safety to protect the public
health." Such express congressional mandates would seem at least as
important in determining whether a regulation is a statutorily
authorized emission standard as the supposed requirement that the
regulation be numerical in form. Are issues such as these,
therefore, now to be subject to review in trial court enforcement
proceedings? The Court today has allowed the camel's nose into the
tent, and I fear that the rest of the camel is almost certain to
follow.
Since I believe that the Administrator's action in promulgating
this regulation could have been reviewed in the Court of Appeals
for the District of Columbia Circuit under § 307(b)(1), and that
such review could have included the petitioner's claim that the
Administrator's action was beyond his authority under the Act, I
would hold that the petitioner was barred by the express language
of § 307(b)(2) from raising that issue in the present case.
*
* Because the petitioner has not raised any constitutional
challenge in this case, there is no occasion to consider what
limits if any, the Due Process Clause of the Fifth Amendment
imposes on the power of Congress to qualify or foreclose judicial
review of agency action.
MR JUSTICE STEVENS, dissenting.
The reason Congress attached "the most stringent criminal
liability,"
ante at
434 U. S. 283,
to the violation of an emission standard for a "hazardous air
pollutant" is that substances within that narrow category pose an
especially grave threat to human health. That is also a reason why
the Court should avoid a construction of the statute that would
deny the Administrator the authority to regulate these poisonous
substances effectively.
Page 434 U. S. 294
The reason the Administrator did not frame the emission standard
for asbestos in numerical terms is that asbestos emissions cannot
be measured numerically. For that reason, if Congress
simultaneously commanded him (a) to regulate asbestos emissions by
establishing and enforcing emission standards and (b) never to use
any kind of standard except one framed in numerical terms, it
commanded an impossible task.
Nothing in the language of the 1970 statute, or in its history,
compels so crippling an interpretation of the Administrator's
authority. On the contrary, I am persuaded (1) that the
Administrator's regulation of asbestos emissions was entirely
legitimate; (2) that, if this conclusion were doubtful, we would
nevertheless be required to respect his reasonable interpretation
of the governing statute; (3) that the 1977 Amendments, fairly
read, merely clarified his preexisting authority; and (4) that the
Court's reading of the statute in its current form leads to the
anomalous conclusion that work practice rules, even though properly
promulgated, are entirely unenforceable. Accordingly, although I
agree with the conclusions reached in Parts I, II, and III of the
Court's opinion, I cannot accept
434 U. S.
[
Footnote 3/1]
I
The regulation which petitioner is accused of violating requires
that asbestos insulation and fireproofing in large
Page 434 U. S. 295
buildings be watered down before the building is demolished.
[
Footnote 3/2] The effect of the
regulation is to curtail the quantity of asbestos which is emitted
into the open air during demolition. Because neither the rule nor
its limiting effect is expressed in numerical terms, the Court
holds that the asbestos regulation cannot be a "standard" within
the meaning of § 112(b)(1) of the Clean Air Act. [
Footnote 3/3] This conclusion is not compelled by
the use of the word "standard" [
Footnote 3/4] or by Congress' expectation
Page 434 U. S. 296
that standards would normally be expressed in numerical terms;
for the statute contains no express requirement that standards
always be framed in such language. The question is simply
whether § 112(b), which directs the Administrator to adopt
regulations establishing emission standards for hazardous air
pollutants, granted him the authority to promulgate the asbestos
standard challenged in this case.
Section 112 is concerned with a few extraordinarily toxic
pollutants. Only three substances, including asbestos, have been
classified as "hazardous air pollutants" within the meaning of §
112. [
Footnote 3/5] These
pollutants are subject to special federal regulation. In § 112,
Congress ordered the Administrator to identify and to regulate them
without waiting for the States to develop implementation plans of
their own. Thus, the procedure under § 112 contrasts markedly with
the more leisurely and decentralized process of setting and
enforcing the general ambient air standards. [
Footnote 3/6] Congress was gravely concerned about the
poisonous character of asbestos emissions when it drafted § 112.
[
Footnote 3/7] In fact, with regard
to the hazardous air pollutants covered by this section, Congress
expressed its willingness to accept the prospect of plant
closings:
"The standards must be set to provide an ample margin of safety
to protect the public health. This could mean, effectively, that a
plant would be required to close because of the absence of control
techniques. It could include emission standards which allowed for
no measurable emissions. [
Footnote
3/8] "
Page 434 U. S. 297
In accord with Congress' expectation, the Administrator promptly
listed asbestos as a hazardous air pollutant, [
Footnote 3/9] and published a proposed emission
standard. As first proposed, the standard would have prohibited any
visible emission of asbestos in connection with various activities,
including the repair or demolition of commercial and apartment
buildings. [
Footnote 3/10]
If that total prohibition had been adopted, it unquestionably
would have conformed to the statutory mandate. It was not adopted,
however, because industry convinced the Administrator that his
proposal would prevent the demolition of any large building.
[
Footnote 3/11] At public
hearings, it was demonstrated that
Page 434 U. S. 298
demolition inevitably causes some emission of particulate
asbestos and, further, that these emissions cannot be measured.
Accordingly, instead of the severe numerical standard of zero
emissions -- which might have put an entire industry out of
business -- the Administrator adopted a standard which would reduce
the emission of asbestos without totally prohibiting it. Not a word
in the Administrator's long and detailed explanation of the
standard indicates that anyone questioned his statutory authority
to promulgate this type of emission standard. [
Footnote 3/12]
The promulgated standard is entirely consistent with
congressional intent. Congress had indicated a preference for
numerical emission standards. [
Footnote 3/13] Congress had also expressed a
willingness to accept the serious economic hardships that a total
prohibition of asbestos emissions would have caused. But there is
no evidence that Congress intended to require the Administrator to
make a choice between the extremes of closing down an entire
industry and imposing no regulation on the emission of a hazardous
pollutant; Congress expressed no overriding interest in using a
numerical standard when industry is able to demonstrate that a less
drastic control technique
Page 434 U. S. 299
is available, [
Footnote 3/14]
and that it provides an ample margin of safety to the public
health. [
Footnote 3/15]
Admittedly, Congress did not foresee the Administrator's dilemma
with precision. But there is nothing unique about that
circumstance.
See, e.g., Mourning v. Family Publications Serv.,
Inc., 411 U. S. 356,
411 U. S.
372-373. Indeed, there would be no need for interstitial
administrative lawmaking if Congress could foresee every
ramification of laws as complex as this. [
Footnote 3/16] I am persuaded that the Administrator's
solution
Page 434 U. S. 300
was faithful to his statutory authority, and that he would have
misused his power if he had either failed to regulate asbestos
emissions at all or unnecessarily demolished an entire
industry.
II
The precise question presented to this Court is not whether, as
an initial matter, we would regard the asbestos regulation as an
"emission standard" within the meaning of § 112. Rather, the issue
is whether the Administrator's answer to the question of statutory
construction is "sufficiently reasonable that it should have been
accepted by the reviewing courts."
Train v. Natural Resources
Defense Council, 421 U. S. 60,
421 U. S.
75.
The Administrator, who has primary responsibility for carrying
out the purposes of the Clean Air Act, interpreted the term
"emission standard" to include the rule before us. Contrary to the
Court's implication,
ante at
434 U. S. 287,
the Administrator did not promulgate this rule "instead" of an
emission standard. He unambiguously concluded that the rule was a
proper emission standard. [
Footnote
3/17]
Page 434 U. S. 301
Because the statute is the Administrator's special province, we
should not lightly set aside his judgment.
"When faced with a problem of statutory construction, this Court
shows great deference to the interpretation given the statute by
the officers or agency charged with its administration."
"To sustain the Commission's application of this statutory term,
we need not find that its construction is the only reasonable one,
or even that it is the result we would have reached had the
question arisen in the first instance in judicial proceedings."
Udall v. Tallman, 380 U. S. 1,
380 U. S. 16.
[
Footnote 3/18]
Page 434 U. S. 302
The Administrator began the process of promulgating this rule
within weeks of 112's enactment, 36 Fed.Reg. 23242 (1971). The wise
teaching of Mr. Justice Cardozo, who spoke for the Court in
Norwegian Nitrogen Co. v. United States, 288 U.
S. 294, is therefore directly pertinent. He observed
that an administrative
"practice has peculiar weight when it involves a contemporaneous
construction of a statute by the men charged with the
responsibility of setting its machinery in motion, of making the
parts work efficiently and smoothly while they are yet untried and
new."
Id. at
288 U. S. 315.
The Court holds that these well established doctrines apply only in
"ordinary circumstances."
Ante at
434 U. S. 288.
I do not understand why these rules of construction should be less
applicable in the unusual than in the ordinary case. Indeed, it
seems to me that the extraordinary importance of regulating a
hazardous air pollutant in a way that is both fair and effective
provides an additional reason for respecting the Administrator's
reliance on well established doctrine, rather than a reason for
reaching out to undermine his authority. [
Footnote 3/19] In the Court's view, however, the
enactment of amendments to the Clean Air Act in 1977 was an
extraordinary circumstance
Page 434 U. S. 303
that justifies a departure from settled principles. The Court
takes the novel position that the Administrator's construction of
the 1970 Amendments may be ignored because the legislative history
of the 1977 Amendments did not produce an explicit endorsement of
his construction. In my judgment, this holding places an unwise
limit on the deference which should be accorded to administrators'
interpretations of the statutes they enforce. It also misreads the
history of the 1977 Amendments.
III
The Court's conclusion ultimately rests on the 1977 Amendments.
Even accepting the dubious premise that we can rely on the 95th
Congress to tell us what the 93d had in mind, the 1977 Amendments
do not support the Court's interpretation of the statute.
The history of the Amendments is instructive. In late 1974,
several wrecking companies successfully challenged indictments
brought against them in the Northern District of Illinois for
violating the wetting requirements. [
Footnote 3/20] Six weeks after the first court ruling,
the Administrator proposed an amendment that would expressly
confirm his authority to establish design, equipment, or work
practice standards when numerical emission limitations were not
feasible. [
Footnote 3/21] A major
bill to amend the Clean Air Act was proposed in the 94th Congress,
but the House and Senate were unable to agree. In 1977, the Senate
again proposed a major revision. It included the Administrator's
requested authorization. S.Rep.
Page 434 U. S. 304
No. 95-127, p. 163. The Senate Report does not indicate whether
the Senators considered the Illinois decisions correct or
incorrect.
Id. at 44. However, as introduced in the
Senate, the bill clearly provided that a design, equipment, or
operational standard was a species of "hazardous emission
standard." [
Footnote 3/22]
When the bill emerged from conference, it no longer expressly
stated that a work practice rule was an emission standard. This
change therefore lends support to the Court's view. But it is most
unlikely that the Conference Committee intended to express indirect
disapproval of the Administrator's reading of the 1970 Amendments.
The Conference Report explained that the change in language was
merely intended to "clarify" an aspect of the Senate version which
was unrelated to the question whether a work practice rule is, or
had been a species of emission standard. [
Footnote 3/23]
Page 434 U. S. 305
There is only one relevant lesson that may be learned from this
history: as soon as someone challenged the Administrator's power to
promulgate work practice rules of this sort, Congress made it
unambiguously clear that the Administrator had that power. As the
Court notes, Congress preferred numerical standards; it accepted
work practice rules only as a last resort. But the same may be said
of the Administrator, who instituted a wetting requirement only
after becoming convinced that no other standard was
practicable.
It is true, as the Court says, that the Senate Report "refrained
from endorsing the Administrator's view that the regulation had
previously been authorized as an emission standard under § 112(c)."
Ante at
434 U. S. 289.
It is equally true that the Senate Report refrained from
criticizing the Administrator's view. In short, what Congress said
in 1977 sheds no light on its understanding of the original meaning
of the 1970 Amendments. But what Congress
did when it
expressly authorized work practice rules persuasively indicates
that, if Congress in 1970 had focused on the latent ambiguity in
the term "emission standard," it would have expressly granted the
authority that the Administrator regarded as implicit in the
statute as written. [
Footnote
3/24]
Page 434 U. S. 306
IV
A reading of the entire statute, as amended in 1977, confirms my
opinion that the asbestos regulation is, and since its promulgation
has been, an emission standard. If this is not true, as the Court
holds today, it is unenforceable, and will continue to be
unenforceable even if promulgated anew pursuant to the authority
expressly set forth in the 1977 Amendments.
The Clean Air Act treats the Administrator's power to promulgate
emission standards separately from his power to enforce them. While
it is § 112(b) that gives the Administrator authority to promulgate
an "emission standard," it is § 112(c) that prohibits the violation
of an "emission standard." Presumably the Court's holding that a
work practice rule is not an "emission standard" applies to both of
these sections. Under that holding, a work practice rule may
neither be enforced nor promulgated as an emission standard. This
holding will not affect the Administrator's power to promulgate
work practice rules, because the 1977 Amendments explicitly
recognize that power. But Congress has not amended § 112(c), which
continues to permit enforcement only of "emission standards."
Accordingly, the Court's holding today has effectively made the
asbestos regulation, and any other work practice rule as well,
unenforceable.
Ironically, therefore, the 1977 Amendments, which were intended
to lift the cloud over the Administrator's authority, have actually
made his exercise of that authority ineffectual. This is the kind
of consequence a court risks when it substitutes its reading of a
complex statute for that of the Administrator charged with the
responsibility of enforcing it. Moreover,
Page 434 U. S. 307
it is a consequence which would be entirely avoided by
recognizing that the Administrator acted well within his statutory
authority when he promulgated the asbestos regulation as an
"emission standard" for hazardous air pollutants.
I would affirm the judgment of the Court of Appeals for the
Sixth Circuit.
[
Footnote 3/1]
Nor can I join MR. JUSTICE STEWART's opinion, because he does
not explain what test he applies to determine that § 307(b)
precludes any challenge to the asbestos regulation in an
enforcement proceeding. The preclusion provision applies only if
the Administrator's action could have been reviewed in the Court of
Appeals for the District of Columbia Circuit; and review was not
available there unless the Administrator's "action" was the
promulgation of an "emission standard" within the meaning of §
307(b). In short, MR. JUSTICE STEWART's dissent rests either on the
unarticulated premise that the asbestos regulation was an "emission
standard" under § 307(b), or on the application of a test not to be
found in the language of the statute.
[
Footnote 3/2]
The emission standard for asbestos provides, in pertinent
part:
"(i) Friable asbestos materials, used to insulate or fireproof
any boiler, pipe, or load-supporting structural member, shall be
wetted and removed from any building, structure, facility, or
installation subject to this paragraph before wrecking of
load-supporting structural members is commenced. The friable
asbestos debris shall be wetted adequately to insure that such
debris remains wet during all stages of demolition and related
handling operations."
40 CFR § 61.22(d)(2)(i) (1975).
[
Footnote 3/3]
Section 112(b)(1) provides:
"(A) The Administrator shall, within 90 days after the date of
enactment of the Clean Air Amendments of 1970, publish (and shall
from time to time thereafter revise) a list which includes each
hazardous air pollutant for which he intends to establish an
emission standard under this section."
"(B) Within 180 days after the inclusion of any air pollutant in
such list, the Administrator shall publish proposed regulations
establishing emission standards for such pollutant together with a
notice of a public hearing within thirty days. Not later than 180
days after such publication, the Administrator shall prescribe an
emission standard for such pollutant, unless he finds, on the basis
of information presented at such hearings, that such pollutant
clearly is not a hazardous air pollutant. The Administrator shall
establish any such standard at the level which in his judgment
provides an ample margin of safety to protect the public health
from such hazardous air pollutant."
"(C) Any emission standard established pursuant to this section
shall become effective upon promulgation."
84 Stat. 1685, 42 U.S.C. § 1857c-7(b)(1).
[
Footnote 3/4]
There is no semantic reason why the word "standard" may not be
used to describe the watered-down asbestos standard involved in
this case. Indeed, the Court itself has previously identified a
"watered down standard" that is not expressed in numerical terms,
see Benton v. Maryland, 395 U. S. 784,
395 U. S.
796.
[
Footnote 3/5]
See 40 CFR § 61 (1975).
[
Footnote 3/6]
Compare § 112, 42 U.S.C. § 1857c-7,
with §§
109 and 110, 42 U.S.C. §§ 1857c-4 and 1857c-5 (1970 ed. and Supp.
V).
[
Footnote 3/7]
See, e.g., National Air Quality Standards Act of 1970,
S.Rep. No. 91-1196, p. 20 (1970).
[
Footnote 3/8]
This statement was made in a written summary of the conference
agreement presented by Senator Muskie to the Senate, which then
agreed to the Conference Report. Summary of the Provisions of
Conference Agreement on the Clean Air Amendments of 1970, reprinted
in Senate Committee on Public Works, A Legislative History of the
Clean Air Amendments of 1970, 93d Cong., 2d Sess., 133 (Comm.Print
1974).
See also id. at 150.
[
Footnote 3/9]
36 Fed.Reg. 5931 (1971). The three hazardous air pollutants --
asbestos, beryllium, and mercury -- listed by the Administrator on
March 29, 1971, were all identified in the legislative history.
The Administrator's investigation fully supported Congress'
suspicion that asbestos was an intolerably dangerous pollutant.
Among other risks, even low-level or intermittent exposure to
asbestos can cause cancer 20 or 30 years after the event. 38
Fed.Reg. 8820 (1973). For example, a form of cancer usually found
almost exclusively in asbestos workers killed a woman whose only
contact with the pollutant was washing the work clothes of her
children, who worked for an asbestos company.
See Horvitz,
Asbestos and Its Environmental Impact, 3 Environmental Affairs 145,
146 (1974).
[
Footnote 3/10]
"(d) Visible emissions to the atmosphere of asbestos particulate
matter resulting from the repair or demolition of any building or
structure, other than a single-family dwelling are prohibited."
36 Fed.Reg. 23242 (1971) .
[
Footnote 3/11]
The Administrator explained:
"The proposed standard would have prohibited visible emissions
of asbestos particulate material from the repair or demolition of
any building or structure other than a single-family dwelling.
Comments indicated that the no visible emission requirement would
prohibit repair or demolition in many situations, since it would be
impracticable, if not impossible, to do such work without creating
visible emissions. Accordingly, the promulgated standard specifies
certain work practices which must be followed when demolishing
certain buildings or structures. The standard covers institutional,
industrial, and commercial buildings or structures, including
apartment houses having more than four dwelling units, which
contain friable asbestos material."
38 Fed.Reg. 8821 (1973).
[
Footnote 3/12]
There was no review of the emission standard for asbestos in the
United States Court of Appeals for the District of Columbia
Circuit. An untimely petition for review was dismissed without any
decision on the merits.
Dore Wrecking Co. v. Fri, No.
73-1686 (CADC, Aug. 1, 1973). Contrary to the implication in
n 2 of the Court's opinion,
this case does not raise any question about fair notice to small
businesses. The wrecking company prosecuted here was individually
notified about the wetting requirement, and individually responded
to the notice by promising to comply fully with the regulation on
all future jobs. Indeed, the company's response specifically named
the location, where, according to the indictment, it subsequently
committed a knowing violation of the regulation.
[
Footnote 3/13]
Congress apparently believed that too frequent resort to work
practice rules or equipment specifications would discourage the
private market's pursuit of "the most economic, acceptable
technique to apply." S.Rep. No. 91-1196, at 17.
[
Footnote 3/14]
A summary of the conference agreement states that § 112 "could
mean, effectively, that a plant would be required to close because
of the absence of control techniques."
See text
accompanying
434
U.S. 275fn3/8|>n. 8,
supra. This statement implies
that the Administrator should avoid setting emission standards that
will require plant closings if alternative control techniques --
including work practice rules -- can provide an ample margin of
safety. It is unlikely that Congress intended, by expressing a
modest preference for numerical standards,
see 434
U.S. 275fn3/11|>n. 11,
supra, to mandate plant
closings under a numerical standard when a work practice rule would
achieve the same level of protection with less economic
disruption.
[
Footnote 3/15]
"[T]he Administrator has determined that, in order to provide an
ample margin of safety to protect the public health from asbestos,
it is necessary to control emissions from major man-made sources of
asbestos emissions into the atmosphere, but that it is not
necessary to prohibit all emissions."
38 Fed.Reg. 8820 (1973).
[
Footnote 3/16]
In
Gemsco, Inc. v. Walling, 324 U.
S. 244, this Court approved a much more dubious
substitute for a regulation that Congress surely expected to be
framed in numerical terms. In that case, the Administrator of the
Fair Labor Standards Act decided to ban industrial homework as a
way of enforcing the minimum wage. If homework were allowed to
continue, the Administrator concluded, industry could readily evade
wage standards. Although the Administrator lacked any express
authority to regulate industrial homework, this Court approved his
action, saying:
"The industry is covered by the Act. This is not disputed. The
intent of Congress was to provide the authorized minimum wage for
each employee so covered. Neither is this questioned. Yet it is
said, in substance, that Congress, at the same time, intended to
deprive the Administrator of the only means available to make its
mandate effective. The construction sought would make the statute a
dead letter in this industry."
"The statute itself thus gives the answer. It does so in two
ways, by necessity to avoid self-nullification and by its explicit
terms. The necessity should be enough. But the Act's terms
reinforce the necessity's teaching. Section 8(d) requires the
Administrator to 'carry into effect' the committee's approved
recommendations. Section 8(f) commands him to include in the order
'such terms and conditions' as he 'finds necessary to carry out'
its purposes. . . . When command is so explicit and, moreover, is
reinforced by necessity in order to make it operative, nothing
short of express limitation or abuse of discretion in finding that
the necessity exists should undermine the action taken to execute
it."
Id. at
324 U. S.
254-255. In the present case, necessity also demanded
the promulgation of a work practice rule if Congress' purposes were
to be carried out at a cost acceptable to the Nation. Furthermore,
the Administrator of the Environmental Protection Agency has
similar powers "to prescribe such regulations as are necessary to
carry out his functions under this chapter." § 301, 42 U.S.C. §
1857g(a).
[
Footnote 3/17]
In promulgating the wetting requirement, the Administrator
consistently referred to it as an emission standard:
"[T]he promulgated standard specifies certain work practices
which must be followed when demolishing certain buildings or
structures. The standard covers institutional, industrial, and
commercial buildings or structures. . . . The standard requires
that the Administrator be notified at least 20 days prior to the
commencement of demolition."
38 Fed. Reg. 8821 (1973).
[
Footnote 3/18]
In a recent case dealing with the proper construction of the
Clean Air Act, the Court deferred to the view of the
Administrator:
"Without going so far as to hold that the Agency's construction
of the Act was the only one it permissibly could have adopted, we
conclude that it was, at the very least, sufficiently reasonable
that it should have been accepted by the reviewing courts"
Train v. Natural Resources Defense Council,
421 U. S. 60,
421 U. S. 75.
See also McLaren v. Fleischer, 256 U.
S. 477,
256 U. S.
480-481. The Court rejects the Administrator's view
because his "mere promulgation of a regulation" lacks power to
persuade.
Ante at
434 U. S. 288 n. 5. We have not previously required that
judicial-style opinions accompany administrative actions or
interpretations. In
Train, supra, the Court deferred to
the Administrator's interpretation of the Clean Air Act even though
his interpretation had been rejected by every Circuit to consider
it, 421 U.S. at
421 U. S. 72,
and even though the interpretation was expressed and "supported"
only by a single sentence in the Federal Register. 36 Fed. Reg.
22398, 22405 (1971). The Court's "own
analysis of the structure
and legislative history,'" ante at 434 U. S. 288
n. 5, was limited to answering the question whether the
Administrator's construction was "sufficiently reasonable" to be
permissible. 421 U.S. at 421 U. S. 75.
Similarly, in Norwegian Nitrogen Co. v. United States,
288 U. S. 294, the
Court deferred to an administrative practice that apparently was
formally justified only after the practice was challenged in court.
Id. at 288 U. S. 311,
288 U. S.
314-315.
[
Footnote 3/19]
There is even more reason than usual to defer to the
Administrator in the present case. Here we must decide whether the
asbestos-wetting regulation is an emission standard within the
meaning of a statute that allows prompt appellate review of such
standards in a single court and precludes later challenges. §
307(b), 42 U.S.C. § 1857h-5(b) (1970 ed., Supp. V). Congress
clearly wanted speedy, uniform, and final review of hazardous
emission standards. Because this regulation is an attempt to
control hazardous emissions on a nationwide basis, the need for
speedy, uniform, and final review is just as great here as in the
case of a numerical standard. If the reasons set forth in
434 U. S. the
preclusion statute has become almost meaningless. Of course, I do
not suggest that the Administrator may take advantage of preclusion
by simply "deeming" 11 regulation an emission standard. But when
his characterization is challenged, we should try to understand the
reason for the characterization before assuming that it was the
product of a "Humpty Dumpty" thought process.
See ante at
434 U. S.
283.
[
Footnote 3/20]
See United States v. National Wrecking Co., No. 74 CR
755 (Dec. 20, 1974);
United States v. Nardi Wrecking Co.,
No. 74 CR 756 (Jan. 2, 1975);
United States v. Harvey Wrecking
Co., No. 74 CR 758 (Jan. 7, 1975);
United States v.
Brandenburg Demolition, Inc., No. 74 CR 757 (Jan. 31,
1975).
[
Footnote 3/21]
Letter from Environmental Protection Agency Administrator to
Senate Public Works Committee Chairman supporting proposed
amendments to the Clean Air Act (Feb. 3, 1975), excerpted in Brief
for United States, App. C.
[
Footnote 3/22]
The bill provided, in relevant part:
"(e) For purposes of this section, the Administrator may
promulgate a hazardous emission standard in terms of a design,
equipment, or operational standard if he determines that such
standard is necessary to control emissions of a hazardous pollutant
or pollutants because, in the judgment of the Administrator, they
cannot or should not be emitted through a conveyance designed and
constructed to emit or capture such pollutants."
S.Rep. No. 95-127, p. 163 (1977).
[
Footnote 3/23]
The Conference Report characterized the original Senate version
as follows:
"Amends section 112 of existing law to specify design,
equipment, or operational standards for the control of a source of
hazardous emissions, where an emission limitation is not possible
or feasible to measure hazardous emissions or to capture them
through appropriate devices for control."
H.R.Conf.Rep. No. 95-564, p. 131 (1977). It described the
conference substitute in these terms:
"The House concurs in the Senate provision with an amendment to
clarify that the Administrator may specify a hazardous design
standard if the emission of hazardous pollutants through a
conveyance designed to emit or capture such pollutants would be
inconsistent with any Federal, State or local law and minor
clarifying modifications in the language."
Id. at 131-132
[
Footnote 3/24]
This conclusion is buttressed by the recent amendment to the
judicial review provision of the Clean Air Act.
Ante at
434 U. S. 286
n. 4. At oral argument in the present case, Members of this Court
pointed out that § 307(b) applied, by its terms, only to "emission
standards," and suggested that the words "emission standard" should
be given a narrow reading.
See, e.g., Tr. of Oral Arg. 20.
That was on October 11. On November 1, a technical amendments bill
was introduced in both Houses to clarify "ambiguous language" and
"technical problems" in the Clean Air Act.
See 123
Cong.Rec. S18372 (Nov. 1, 1977) (statement of Sen. Muskie);
see
also id. at H11953 (reading of H.Res. 885). The bill, which
passed both Houses and was signed into law on November 16, treated
the Court's present reading of "emission standard" as a simple
error. To prevent future misreadings of the provision, Congress
amended it to apply to "any emission standard or
requirement" under § 112.
See § 307(b)(1), 42
U.S.C. § 7607(b)(1) (1976 ed., Supp. 1), as amended and recodified
by the Safe Drinking Water Amendments of 1977, § 14(a)(79), 91
Stat. 1399 (emphasis added). The presence of a similar ambiguity in
the enforcement provision was not pointed out at oral argument, and
it was not corrected. This history indicates that Congress is
patiently correcting judicial errors in construing "emission
standard" narrowly.