New Hampshire statutes require that noncommercial motor vehicles
bear license plates embossed with the state motto, "Live Free or
Die," and make it a misdemeanor to obscure the motto. Appellees,
Maynard and his wife, who are followers of the Jehovah's Witnesses
faith, view the motto as repugnant to their moral, religious, and
political beliefs, and accordingly they covered up the motto on the
license plates of their jointly owned family automobiles. Appellee
Maynard was subsequently found guilty in state court of violating
the misdemeanor statute on three separate charges, and, upon
refusing to pay the fines imposed, was sentenced to, and served, 15
days in jail. Appellees then brought this action in Federal
District Court pursuant to 42 U.S.C. § 1983, seeking injunctive and
declaratory relief against enforcement of the New Hampshire
statutes; a three-judge court enjoined the State from arresting and
prosecuting appellees in the future for covering the motto on their
license plates.
Held:
1. The principles of equitable restraint enunciated in
Younger v. Harris, 401 U. S. 37, do
not preclude the District Court from exercising jurisdiction. Pp.
430 U. S.
709-712.
(a) When a genuine threat of state prosecutions exists, a
litigant is entitled to resort to a federal forum to seek redress
for an alleged deprivation of federal rights, and, aside from
Younger principles, may seek such redress under 42 U.S.C.
§ 1983. Pp.
430 U. S.
709-710.
(b) When the relief sought is wholly prospective,
i.e.,
to preclude further prosecution under a statute alleged to violate
constitutional rights, failure to seek state appellate review of
criminal convictions does not bar relief in federal court.
Huffman v. Pursue, Ltd., 420 U. S. 592,
distinguished. Pp.
430 U. S.
710-711.
(c) The threat of repeated prosecutions in the future against
both appellees, and the effect of such a continuing threat on their
ability to perform the ordinary tasks of daily life that require an
automobile, are sufficient to justify injunctive relief, and hence
the District Court was not limited to granting declaratory relief.
Pp.
430 U. S.
711-712.
2. The State may not constitutionally require an individual to
participate
Page 430 U. S. 706
in the dissemination of an ideological message by displaying it
on his private property in a manner and for the express purpose
that it be observed and read by the public. Pp. 71717.
(a) New Hampshire's statute, by forcing an individual, as part
of his daily life -- indeed, constantly while his automobile is in
public view -- to be an instrument for advocating public adherence
to an ideological point of view he finds unacceptable, "invades the
sphere of intellect and spirit which it is the purpose of the First
Amendment . . . to reserve from all official control,"
Board of
Education v. Barnette, 319 U. S. 624,
319 U. S. 642.
Pp.
430 U. S.
714-715.
(b) The State's claimed interests in requiring display of the
state motto on license plates (1) so as to facilitate the
identification of passenger vehicles, and (2) so as to promote
appreciation of history, individualism, and state pride, are not
sufficiently compelling to justify infringement of appellees' First
Amendment rights. The purpose of the first interest could be
achieved by less drastic means, and the second interest cannot
outweigh an individual's First Amendment right to avoid becoming
the courier for the State's ideological message. Pp.
430 U. S.
715-717.
406
F. Supp. 1381, affirmed.
BURGER, C.J., delivered the opinion of the Court, in which
BRENNAN, STEWART, MARSHALL, POWELL, and STEVENS, JJ., joined, and
in which WHITE, J., joined, except insofar as it affirms the
District Court's issuance of an injunction. WHITE, J., filed a
opinion dissenting in part, in which BLACKMUN and REHNQUIST, JJ.,
joined,
post, p.
430 U. S. 717.
REHNQUIST, J., filed a dissenting opinion, in which BLACKMUN, J.,
joined,
post, p.
430 U. S.
719.
MR. CHIEF JUSTICE BURGER delivered the opinion of the Court.
The issue on appeal is whether the State of New Hampshire may
constitutionally enforce criminal sanctions against
Page 430 U. S. 707
persons who cover the motto "Live Free or Die" on passenger
vehicle license plates because that motto is repugnant to their
moral and religious beliefs.
(1)
Since 1969, New Hampshire has required that noncommercial
vehicles bear license plates embossed with the state motto, "Live
Free or Die." [
Footnote 1]
N.H.Rev.Stat.Ann. § 263:1 (Supp. 1975). Another New Hampshire
statute makes it a misdemeanor "knowingly [to obscure] . . . the
figures or letters on any number plate." N.H.Rev.Stat.Ann. §
262:27-c (Supp. 1975). The term "letters" in this section has been
interpreted by the State's highest court to include the state
motto.
State v. Hoskin, 112 N.H. 332, 295 A.2d 454
(1972).
Appellees George Maynard and his wife Maxine are followers of
the Jehovah's Witnesses faith. The Maynards consider the New
Hampshire State motto to be repugnant to their moral, religious,
and political beliefs, [
Footnote
2] and therefore assert it objectionable to disseminate this
message by displaying it on their automobiles. [
Footnote 3] Pursuant to these beliefs, the
Page 430 U. S. 708
Maynards began early in 1974 to cover up the motto on their
license plates. [
Footnote
4]
On November 27, 1974, Mr. Maynard was issued a citation for
violating § 262:27-c. On December 6, 1974, he appeared
pro
se in Lebanon, N.H., District Court to answer the charge.
After waiving his right to counsel, he entered a plea of not guilty
and proceeded to explain his religious objections to the motto. The
state trial judge expressed sympathy for Mr. Maynard's situation,
but considered himself bound by the authority of
State v.
Hoskin, supra, to hold Maynard guilty. A $25 fine was imposed,
but execution was suspended during "good behavior."
On December 28, 1974, Mr. Maynard was again charged with
violating § 262:27-c. He appeared in court on January 31, 1975, and
again chose to represent himself; he was found guilty, fined $50,
and sentenced to six months in the Grafton County House of
Corrections. The court suspended this jail sentence, but ordered
Mr. Maynard to also pay the $25 fine for the first offense. Maynard
informed the court that, as a matter of conscience, he refused to
pay the two fines. The court thereupon sentenced him to jail for a
period of 15 days. He has served the full sentence.
Prior to trial on the second offense, Mr. Maynard was charged
with yet a third violation of § 262:27-c on January 3, 1975. He
appeared on this complaint on the same day as for the second
offense, and was, again, found guilty. This conviction was
"continued for sentence," so that Maynard received no punishment in
addition to the 15 days.
Page 430 U. S. 709
(2)
On March 4, 1975, appellees brought the present action pursuant
to 42 U.S.C. § 1983 in the United States District Court for the
District of New Hampshire. They sought injunctive and declaratory
relief against enforcement of N.H.Rev.Stat.Ann. §§ 262:27-c, 263:1,
insofar as these required displaying the state motto on their
vehicle license plates, and made it a criminal offense to obscure
the motto. [
Footnote 5] On
March 11, 1975, the single District Judge issued a temporary
restraining order against further arrests and prosecutions of the
Maynards. Because the appellees sought an injunction against a
state statute on grounds of its unconstitutionality, a three-judge
District Court was convened pursuant to 28 U.S.C. § 2281. Following
a hearing on the merits, [
Footnote
6] the District Court entered an order enjoining the State
"from arresting and prosecuting [the Maynards] at any time in
the future for covering over that portion of their license plates
that contains the motto 'Live Free or Die.' [
Footnote 7]"
406 F.
Supp. 1381 (1976). We noted probable jurisdiction of the
appeal. 426 U.S. 946 (1976).
(3)
Appellants argue that the District Court was precluded from
exercising jurisdiction in this case by the principles of
Page 430 U. S. 710
equitable restraint enunciated in
Younger v. Harris,
401 U. S. 37
(1971). In
Younger, the Court recognized that principles
of judicial economy, as well as proper state-federal relations,
preclude federal courts from exercising equitable jurisdiction to
enjoin ongoing state prosecutions.
Id. at
401 U. S. 43.
However, when a genuine threat of prosecution exists, a litigant is
entitled to resort to a federal forum to seek redress for an
alleged deprivation of federal rights.
See Steffel v.
Thompson, 415 U. S. 452
(1974);
Doran v. Salem Inn, Inc., 422 U.
S. 922,
422 U. S.
930-931 (1975).
Younger principles aside, a
litigant is entitled to resort to a federal forum in seeking
redress under 42 U.S.C. § 1983 for an alleged deprivation of
federal rights.
Huffman v. Pursue, Ltd., 420 U.
S. 592,
420 U. S.
609-610, n. 21 (1975). Mr. Maynard now finds himself
placed "between the Scylla of intentionally flouting state law and
the Charybdis of forgoing what he believes to be constitutionally
protected activity in order to avoid becoming enmeshed in [another]
criminal proceeding."
Steffel v. Thompson, supra at
415 U. S. 462.
Mrs. Maynard, as joint owner of the family automobiles, is no less
likely than her husband to be subjected to state prosecution. Under
these circumstances, he cannot be denied consideration of a federal
remedy.
Appellants, however, point out that Maynard failed to seek
review of his criminal convictions, and cite
Huffman v. Pursue,
Ltd., supra, for the propositions that
"a necessary concomitant of
Younger is that a party in
appellee's posture must exhaust his state appellate remedies before
seeking relief in the District Court,"
420 U.S. at
420 U. S. 608,
and that
"
Younger standards must be met to justify federal
intervention in a state judicial proceeding as to which a losing
litigant has not exhausted his state appellate remedies,"
id. at
420 U. S. 609.
Huffman, however, is inapposite. There, the appellee was
seeking to prevent, by means of federal intervention, enforcement
of a state court
Page 430 U. S. 711
judgment declaring its theater a nuisance. We held that
appellee's failure to exhaust its state appeals barred federal
intervention under the principles of
Younger:
"Federal post-trial intervention, in a fashion designed to annul
the results of a state trial . . . deprives the States of a
function which quite legitimately is left to them, that of
overseeing trial court dispositions of constitutional issues which
arise in civil litigation over which they have jurisdiction."
Ibid.
Here, however, the suit is in no way "designed to annul the
results of a state trial," since the relief sought is wholly
prospective, to preclude further prosecution under a statute
alleged to violate appellees' constitutional rights. Maynard has
already sustained convictions, and has served a sentence of
imprisonment for his prior offenses. [
Footnote 8] He does not seek to have his record expunged,
or to annul any collateral effects those convictions may have upon
his driving privileges. The Maynards seek only to be free from
prosecutions for future violations of the same statutes.
Younger does not bar federal jurisdiction.
In their complaint, the Maynards sought both declaratory and
injunctive relief against the enforcement of the New Hampshire
statutes. We have recognized that, although, "
[o]rdinarily, . .
. the practical effect of [injunctive and declaratory] relief will
be virtually identical,'" Doran v. Salem Inn, supra at
422 U. S. 931,
quoting Samuels v. Mackell, 401 U. S.
66, 401 U. S. 73
(1971), a
"district court can generally protect the interests of a federal
plaintiff by entering a declaratory judgment, and therefore the
stronger injunctive medicine will be unnecessary."
Doran, supra, at
422 U. S. 931.
It is correct that, generally, a
Page 430 U. S. 712
court will not enjoin. "the enforcement of a criminal statute
even though unconstitutional,"
Spielman Motor Co. v.
Dodge, 295 U. S. 89,
295 U. S. 95
(1935), since
"[s]uch a result seriously impairs the State's interest in
enforcing its criminal laws, and implicates the concerns for
federalism which lie at the heart of
Younger,"
Doran, supra at
422 U. S. 931.
But this is not an absolute policy, and, in some circumstances,
injunctive relief may be appropriate.
"To justify such interference, there must be exceptional
circumstances and a clear showing that an injunction is necessary
in order to afford adequate protection of constitutional
rights."
Spielman Motor Co., supra at
295 U. S.
95.
We have such a situation here, for, as we have noted, three
successive prosecutions were undertaken against Mr. Maynard in the
span of five weeks. This is quite different from a claim for
federal equitable relief when a prosecution is threatened for the
first time. The threat of repeated prosecutions in the future
against both him and his wife, and the effect of such a continuing
threat on their ability to perform the ordinary tasks of daily life
which require an automobile, is sufficient to justify injunctive
relief.
Cf. Douglas v. City of Jeannette, 319 U.
S. 157 (1943). We are therefore unwilling to say that
the District Court was limited to granting declaratory relief.
Having determined that the District Court was not required to stay
its hand as to either appellee, [
Footnote 9] we turn to the merits of the Maynards'
claim.
Page 430 U. S. 713
(4)
The District Court held that, by covering up the state motto
"Live Free or Die" on his automobile license plate, Mr. Maynard was
engaging in symbolic speech, and that
"New Hampshire's interest in the enforcement of its defacement
statute is not sufficient to justify the restriction on
[appellee's] constitutionally protected expression."
406 F.
Supp. at 1389. We find it unnecessary to pass on the "symbolic
speech" issue, since we find more appropriate First Amendment
grounds to affirm the judgment of the District Court. [
Footnote 10] We turn instead to
what, in our view, is the essence of appellees' objection to the
requirement that they display the motto "Live Free or Die" on their
automobile license plates. This is succinctly summarized in the
statement made by Mr. Maynard in his affidavit filed with the
District Court:
"I refuse to be coerced by the State into advertising a slogan
which I find morally, ethically, religiously and politically
abhorrent."
App. 5. We are thus faced with the question of whether the State
may constitutionally require an individual to participate in the
dissemination of an ideological message by displaying it on his
private property in a manner and for the express purpose that it be
observed and read by the public. We hold that the State may not do
so.
Page 430 U. S. 714
A
We begin with the proposition that the right of freedom of
thought protected by the First Amendment against state action
includes both the right to speak freely and the right to refrain
from speaking at all.
See Board of Education v. Barnette,
319 U. S. 624,
319 U. S.
633-634 (1943);
id. at
319 U. S. 645
(Murphy, J., concurring). A system which secures the right to
proselytize religious, political, and ideological causes must also
guarantee the concomitant right to decline to foster such concepts.
The right to speak and the right to refrain from speaking are
complementary components of the broader concept of "individual
freedom of mind."
Id. at
319 U. S. 637.
This is illustrated by the recent case of
Miami Herald
Publishing Co. v. Tornillo, 418 U. S. 241
(1974), where we held unconstitutional a Florida statute placing an
affirmative duty upon newspapers to publish the replies of
political candidates whom they had criticized. We concluded that
such a requirement deprived a newspaper of the fundamental right to
decide what to print or omit:
"Faced with the penalties that would accrue to any newspaper
that published news or commentary arguably within the reach of the
right-of-access statute, editors might well conclude that the safe
course is to avoid controversy. Therefore, under the operation of
the Florida statute, political and electoral coverage would be
blunted or reduced. Government-enforced right of access inescapably
'dampens the vigor and limits the variety of public debate,'
New
York Times Co. v. Sullivan, 376 U.S. [254,]
376 U. S. 279 [(1964)]."
Id. at
376 U. S. 257
(footnote omitted).
The Court in
Barnette, supra, was faced with a state
statute which required public school students to participate in
daily public ceremonies by honoring the flag both with words and
traditional salute gestures. In overruling its prior decision in
Minersville District v. Gobitis, 310 U.
S. 586 (1940), the Court held that
"a ceremony so touching matters of opinion and political
attitude may [not] be imposed upon
Page 430 U. S. 715
the individual by official authority under powers committed to
any political organization under our Constitution."
319 U.S. at
319 U. S. 636.
Compelling the affirmative act of a flag salute involved a more
serious infringement upon personal liberties than the passive act
of carrying the state motto on a license plate, but the difference
is essentially one of degree. Here, as in
Barnette, we are
faced with a state measure which forces an individual, as part of
his daily life -- indeed, constantly while his automobile is in
public view -- to be an instrument for fostering public adherence
to an ideological point of view he finds unacceptable. In doing so,
the State
"invades the sphere of intellect and spirit which it is the
purpose of the First Amendment to our Constitution to reserve from
all official control."
Id. at
319 U. S.
642.
New Hampshire's statute in effect requires that appellees use
their private property as a "mobile billboard" for the State's
ideological message -- or suffer a penalty, as Maynard already has.
As a condition to driving an automobile -- a virtual necessity for
most Americans -- the Maynards must display "Live Free or Die" to
hundreds of people each day. [
Footnote 11] The fact that most individuals agree with
the thrust of New Hampshire's motto is not the test; most Americans
also find the flag salute acceptable. The First Amendment protects
the right of individuals to hold a point of view different from the
majority, and to refuse to foster, in the way New Hampshire
commands, an idea they find morally objectionable.
B
Identifying the Maynards' interests as implicating First
Amendment protections does not end our inquiry however.
Page 430 U. S. 716
We must also determine whether the State's countervailing
interest is sufficiently compelling to justify requiring appellees
to display the state motto on their license plates.
See, e.g.,
United States v. O'Brien, 391 U. S. 367,
391 U. S.
376-377 (1968). The two interests advanced by the State
are that display of the motto (1) facilitates the identification of
passenger vehicles, [
Footnote
12] and (2) promotes appreciation of history, individualism,
and state pride.
The State first points out that passenger vehicles, but not
commercial, trailer, or other vehicles are required to display the
state motto. Thus, the argument proceeds, officers of the law are
more easily able to determine whether passenger vehicles are
carrying the proper plates. However, the record here reveals that
New Hampshire passenger license plates normally consist of a
specific configuration of letters and numbers, which makes them
readily distinguishable from other types of plates, even without
reference to the state motto. [
Footnote 13] Even were we to credit the State's reasons,
and
"even though the governmental purpose be legitimate and
substantial, that purpose cannot be pursued by means that broadly
stifle fundamental personal liberties when the end can be more
narrowly achieved. The breadth of legislative abridgment must be
viewed in the light of less drastic means for achieving the
Page 430 U. S. 717
same basic purpose."
Shelton v. Tucker, 364 U. S. 479,
364 U. S. 488
(1960) (footnotes omitted).
The State's second claimed interest is not ideologically
neutral. The State is seeking to communicate to others an official
view as to proper appreciation of history, state pride, and
individualism. Of course, the State may legitimately pursue such
interests in any number of ways. However, where the State's
interest is to disseminate an ideology, no matter how acceptable to
some, such interest cannot outweigh an individual's First Amendment
right to avoid becoming the courier for such message. [
Footnote 14]
We conclude that the State of New Hampshire my not require
appellees to display the state motto [
Footnote 15] upon their vehicle license plates; and,
accordingly, we affirm the judgment of the District Court.
Affirmed.
[
Footnote 1]
License plates are issued without the state motto for trailers,
agricultural vehicles, car dealers, antique automobiles, the
Governor of New Hampshire, its Congressional Representatives, its
Attorney General, Justices of the State Supreme Court, veterans,
chaplains of the state legislature, sheriffs, and others.
[
Footnote 2]
Mr. Maynard described his objection to the state motto:
"[B]y religious training and belief, I believe my 'government'
-- Jehovah's Kingdom -- offers everlasting life. It would be
contrary to that belief to give up my life for the state, even if
it meant living in bondage. Although I obey all laws of the State
not in conflict with my conscience, this slogan is directly at odds
with my deeply held religious convictions."
". . . I also disagree with the motto on political grounds. I
believe that life is more precious than freedom."
Affidavit of George Maynard, App. 3.
[
Footnote 3]
At the time this suit was commenced, appellees owned two
automobiles, a Toyota Corolla and a Plymouth station wagon. Both
automobiles were registered in New Hampshire, where the Maynards
are domiciled.
[
Footnote 4]
In May or June, 1974, Mr. Maynard actually snipped the words "or
Die" off the license plates, and then covered the resulting hole,
as well as the words "Live Free," with tape. This was done,
according to Mr. Maynard, because neighborhood children kept
removing the tape. The Maynards have since been issued new license
plates, and have disavowed any intention of physically mutilating
them.
[
Footnote 5]
Appellees sought (a) injunctions against future criminal
prosecutions for violation of the statutes and (b) an injunction
requiring that in future years they be issued license plates that
do not bear the state motto.
[
Footnote 6]
Several months elapsed between the issuance of the temporary
restraining order and the hearing on the merits. This delay was
occasioned by the request of the State pending consideration of a
bill in the New Hampshire Legislature that would have made
inclusion of the state motto on passenger vehicle license plates
optional with the car owner. The bill failed to gain enactment.
[
Footnote 7]
The District Court refused to order the State of New Hampshire
to issue the Maynards license plates without the state motto,
although it noted that there was evidence on the record that New
Hampshire could easily do so.
406 F.
Supp. at 1389.
See n 1,
supra.
[
Footnote 8]
As to the offense which was "continued for sentence,"
see
supra at
430 U. S. 708,
the District Court found that
"[n]o collateral consequences will attach as a result of it
unless Mr. Maynard is arrested and prosecuted for the violation of
NHRSA 262:27-c at some time in the future."
406 F. Supp. at 1384.
[
Footnote 9]
If the totality of appellants' arguments were accepted, a § 1983
action could never be brought to enjoin state criminal
prosecutions. According to appellants,
Younger principles
bar Mr. Maynard from seeking an injunction because he has already
been subjected to prosecution. As to Mrs. Maynard, they argue, in
effect, that the action is premature because no such prosecution
has been instituted. Since the two spouses were similarly situated
but for the fact that one has been prosecuted and one has not, we
fail to see where appellants' argument would ever leave room for
federal intervention under § 1983.
[
Footnote 10]
We note that appellees' claim of symbolic expression is
substantially undermined by their prayer in the District Court for
issuance of special license plates not bearing the state motto.
See n 5,
supra. This is hardly consistent with the stated intent to
communicate affirmative opposition to the motto. Whether or not we
view appellees' present practice of covering the motto with tape as
sufficiently communicative to sustain a claim of symbolic
expression, display of the "expurgated" plates requested by
appellees would surely not satisfy that standard.
See
n 1,
supra; Spence v.
Washington, 418 U. S. 405,
418 U. S.
410-411 (1974);
United States v. O'Brien,
391 U. S. 367,
391 U. S. 376
(1968). (MR. JUSTICE BRENNAN does not join in this note.).
[
Footnote 11]
Some States require that certain documents bear the seal of the
State or some other official stamp for purposes of recordation.
Such seal might contain, albeit obscurely, a symbol or motto having
political or philosophical implications. The purpose of such seal,
however, is not to advertise the message it bears, but simply to
authenticate the document by showing the authority of its
origin.
[
Footnote 12]
The Chief of Police of Lebanon, N.H., testified that
"enforcement of the motor vehicle laws is facilitated by the
State Motto appearing on noncommercial license plates, the benefits
being the ease of distinguishing New Hampshire license plates from
those of similar colors of other states and the ease of discovering
misuse of license plates, for instance, the use of a 'trailer'
license plate on a non-commercial vehicle."
Brief for Appellants 20.
[
Footnote 13]
New Hampshire passenger vehicle license plates generally consist
of two letters followed by four numbers. No other license plate
category displays this combination, and no other category bears the
state motto.
See 430 U. S. 1,
supra. However, of the approximately 325,000 passenger
plates in New Hampshire, 9,999 do not follow the regular pattern,
displaying numbers only, preceded by no letters. App. 553.
[
Footnote 14]
Appellants do not explain why advocacy of these values is
enhanced by display on private citizens' cars, but not on the cars
of officials such as the Governor, Supreme Court Justices, Members
of Congress, and sheriffs.
See n 1,
supra.
[
Footnote 15]
It has been suggested that today's holding will be read as
sanctioning the obliteration of the national motto, "In God We
Trust" from United States coins and currency. That question is not
before us today, but we note that currency, which is passed from
hand to hand, differs in significant respects from an automobile,
which is readily associated with its operator. Currency is
generally carried in a purse or pocket, and need not be displayed
to the public. The bearer of currency is thus not required to
publicly advertise the national motto.
MR. JUSTICE WHITE, with whom MR. JUSTICE BLACKMUN and MR.
JUSTICE REHNQUIST join in part, dissenting in part.
Steffel v. Thompson, 415 U. S. 452
(1974), held that, when state proceedings are not pending, but only
threatened, a declaratory judgment may be entered with respect to
the state statute at issue without regard to the strictures of
Younger v. Harris, 401 U. S. 37
(1971). But
Steffel left
Page 430 U. S. 718
open whether an injunction should also issue in such
circumstances. 415 U.S. at
415 U. S. 463. Then
Doran v. Salem Inn, Inc.,
422 U. S. 922
(1975), approved issuance by a federal court of a preliminary
injunction against a threatened state prosecution, but only pending
decision on the declaratory judgment, and only then subject to
"stringent" standards which should cause a district court to "weigh
carefully the interests on both sides," since prohibiting the
enforcement of the State's criminal law against the federal
plaintiff, even pending final resolution of his case,
"seriously impairs the State's interest in enforcing its
criminal laws, and implicates the concerns for federalism which lie
at the heart of
Younger."
Id. at
422 U. S. 931.
Although finding the issuance of a preliminary injunction not an
abuse of discretion in that case, the Court also distinguished
between a preliminary injunction
pendente lite and a
permanent injunction at the successful conclusion of the federal
case; for
"a district court can generally protect the interests of a
federal plaintiff by entering a declaratory judgment, and therefore
the stronger injunctive medicine will be unnecessary."
Ibid.
Doran was thus true to the teachings of
Douglas v.
City of Jeannette, 319 U. S. 157
(1943), where the Court held that an injunction against threatened
state criminal prosecutions should not issue even though the
underlying state statute had already been invalidated, relying on
the established rule "that courts of equity do not ordinarily
restrain criminal prosecutions."
Id. at
319 U. S. 163.
A threatened prosecution "even though alleged to be in violation of
constitutional guaranties, is not a ground for equity relief. . .
."
Ibid. An injunction should issue only upon a showing
that the danger of irreparable injury is both "great and
immediate," citing the same authorities to this effect that this
Court relied on in
Younger v. Harris, supra. In each of
the cited cases -- and they do not exhaust the authorities to the
same effect -- criminal prosecutions were not pending when this
Court ruled that a federal
Page 430 U. S. 719
equity court should not enter the injunction.
"The general rule is that equity will not interfere to prevent
the enforcement of a criminal statute even though unconstitutional.
. . . To justify such interference, there must be exceptional
circumstances and a clear showing that an injunction is necessary
in order to afford adequate protection of constitution.al
rights."
Spielman Motor Co. v. Dodge, 295 U. S.
89,
295 U. S. 95
(1935).
The Court has plainly departed from the teaching of these cases.
The whole point of
Douglas v. City of Jeannette's
admonition against injunctive relief was that, once a declaratory
judgment had issued, further equitable relief would depend on the
existence of unusual circumstances thereafter. Here, the State's
enforcement of its statute prior to the declaration of
unconstitutionality by the federal court would appear to be no more
than the performance of their duty by the State's law enforcement
officers. If doing this much prior to the declaration of
unconstitutionality amounts to unusual circumstances sufficient to
warrant an injunction, the standard is obviously seriously
eroded.
Under our cases, therefore, more is required to be shown than
the Court's opinion reveals to affirm the issuance of the
injunction. To that extent, I dissent.
MR. JUSTICE REHNQUIST, with whom MR. JUSTICE BLACKMUN joins,
dissenting.
The Court holds that a State is barred by the Federal
Constitution from requiring that the state motto be displayed on a
state license plate. The path that the Court travels to reach this
result demonstrates the difficulty in supporting it. The Court
holds that the required display of the motto is an unconstitutional
"required affirmation of belief." The District Court, however,
expressly refused to consider this contention, and noted that, in
an analogous case, a decision of the Supreme Court of New Hampshire
had reached precisely the opposite result.
See State v.
Noskin, 112 N.H. 332, 295
Page 430 U. S. 720
A.2d 454 (1972). The District Court found for appellees on the
ground that the obscuring of the motto was protected "symbolic
speech." This Court, in relying upon a ground expressly avoided by
the District Court, appears to disagree with the ground adopted by
the District Court; indeed it points out that appellees' claim of
symbolic expression has been "substantially undermined" by their
very complaint in this action.
Ante at
430 U. S. 713
n. 10.
I not only agree with the Court's implicit recognition that
there is no protected "symbolic speech" in this case, but I think
that that conclusion goes far to undermine the Court's ultimate
holding that there is an element of protected expression here. The
State has not forced appellees to "say" anything, and it has not
forced them to communicate ideas with nonverbal actions reasonably
likened to "speech," such as wearing a lapel button promoting a
political candidate or waving a flag as a symbolic gesture. The
State has simply required that
all * noncommercial
automobiles bear license tags with the state motto, "Live Free or
Die." Appellees have not been forced to affirm or reject that
motto; they are simply required by the State, under its police
power, to carry a state auto license tag for identification and
registration purposes.
In Part 4-A, the Court relies almost solely on
Board of
Education v. Barnette, 319 U. S. 624
(1943). The Court cites
Barnette for the proposition that
there is a constitutional right, in some cases, to "refrain from
speaking."
Ante at
430 U. S. 714.
What the Court does not demonstrate is that there is any "speech"
or "speaking" in the context of this case. The Court also relies
upon the "right to decline to foster [religious, political, and
ideological] concepts,"
ibid., and treats the state law in
this case as if it were forcing appellees to proselytize, or to
advocate an ideological point of view. But this begs the question.
The issue, unconfronted by the Court, is
Page 430 U. S. 721
whether appellees, in displaying, as they are required to do,
state license tags, the format of which is known to all as having
been prescribed by the State, would be considered to be advocating
political or ideological views.
The Court recognizes, as it must, that this case substantially
differs from
Barnette, in which school children were
forced to recite the pledge of allegiance while giving the flag
salute.
Ante at
430 U. S.
714-715. However, the Court states "the difference is
essentially one of degree."
Ante at
430 U. S. 715.
But having recognized the rather obvious differences between these
two cases, the Court does not explain why the same result should
obtain. The Court suggests that the test is whether the individual
is forced "to be an instrument for fostering public adherence to an
ideological point of view he finds unacceptable."
Ibid.
But, once again, these are merely conclusory words, barren of
analysis. For example, were New Hampshire to erect a multitude of
billboards, each proclaiming "Live Free or Die," and tax all
citizens for the cost of erection and maintenance, clearly the
message would be "fostered" by the individual citizen-taxpayers,
and, just as clearly, those individuals would be "instruments" in
that communication. Certainly, however, that case would not fall
within the ambit of
Barnette. In that case, as in this
case, there is no
affirmation of belief. For First
Amendment principles to be implicated, the State must place the
citizen in the position of either apparently or actually "asserting
as true" the message. This was the focus of
Barnette, and
clearly distinguishes this case from that one.
In holding that the New Hampshire statute does not run afoul of
our holding in
Barnette, the New Hampshire Supreme Court,
in
Hoskin, supra at 336, 295 A.2d at 457, aptly
articulated why there is no required affirmation of belief in this
case:
"The defendants' membership in a class of persons required to
display plates bearing the State motto carries
Page 430 U. S. 722
no implication, and is subject to no requirement, that they
endorse that motto or profess to adopt it as matter of belief."
As found by the New Hampshire Supreme Court in
Hoskin,
there is nothing in state law which precludes appellees from
displaying their disagreement with the state motto as long as the
methods used do not obscure the license plates. Thus appellees
could place on their bumper a conspicuous bumper sticker explaining
in no uncertain terms that they do not profess the motto "Live Free
or Die," and that they violently disagree with the connotations of
that motto. Since any implication that they affirm the motto can be
so easily displaced, I cannot agree that the state statutory system
for motor vehicle identification and tourist promotion may be
invalidated under the fiction that appellees are unconstitutionally
forced to affirm, or profess belief in, the state motto.
The logic of the Court's opinion leads to startling, and, I
believe, totally unacceptable, results. For example, the mottoes
"In God We Trust" and "
E Pluribus Unum" appear on the coin
and currency of the United States. I cannot imagine that the
statutes,
see 18 U.S.C. §§ 331 and 333, proscribing
defacement of United States currency impinge upon the First
Amendment rights of an atheist. The fact that an atheist carries
and uses United States currency does not, in any meaningful sense,
convey any affirmation of belief on his part in the motto "In God
We Trust." Similarly, there is no affirmation of belief involved in
the display of state license tags upon the private automobiles
involved here.
I would reverse the judgment of the District Court.
*
See ante at
430 U. S. 707
n. 1 for
de minimis exceptions.