As a result of selling to Government agents heroin supplied by a
Government informant, petitioner was convicted of a federal
offense. The Court of Appeals affirmed, rejecting petitioner's
argument that, if the jury believed that the drug was supplied to
him by the Government informant he should have been acquitted under
the defense of entrapment regardless of his predisposition to
commit the crime. Petitioner contends that, although such
predisposition renders unavailable an entrapment defense, the
Government's outrageous conduct in supplying him with the
contraband denied him due process.
Held: The judgment is affirmed. Pp.
425 U. S.
488-491;
425 U. S.
491-495.
507 F.2d 832, affirmed.
MR. JUSTICE REHNQUIST, joined by THE CHIEF JUSTICE and MR.
JUSTICE WHITE, concluded that, where, as here, the Government
agents, the Government informant, and the defendant acted in
concert with one another, and the defendant conceded a
predisposition to commit the crime in question, not only is the
defense of entrapment unavailable but also a violation of due
process rights cannot properly be claimed.
United States v.
Russell, 411 U. S. 423. Pp.
425 U. S.
488-491.
MR. JUSTICE POWELL joined by MR JUSTICE BLACKMUN, concluded that
Russell, supra, defeats the particular contention here but
does not foreclose reliance on due process principles or on this
Court's supervisory power to bar conviction of a defendant because
of outrageous police conduct in every case, regardless of the
circumstances, where the Government is able to prove
predisposition. Pp.
425 U. S.
491-495.
REHNQUIST, J., announced the Court's judgment and delivered an
opinion, in which BURGER, C.J., and WHITE, J., joined. POWELL, J.,
filed an opinion concurring in the judgment, in which BLACKMUN, J.,
joined,
post, p.
425 U. S. 491.
BRENNAN, J., filed a dissenting opinion, in which STEWART and
MARSHALL, JJ., joined,
post, p.
425 U. S. 495.
STEVENS, J., took no part in the consideration or decision of the
case.
Page 425 U. S. 485
MR. JUSTICE REHNQUIST announced the judgment of the Court in an
opinion in which THE CHIEF JUSTICE and MR. JUSTICE WHITE join.
This case presents the question of whether a defendant may be
convicted for the sale of contraband which he procured from a
Government informant or agent. The Court of Appeals for the Eighth
Circuit held he could be, and we agree.
I
Petitioner was convicted of two counts of distributing heroin in
violation of 21 U.S.C. ยง 841(a)(1) in the United States District
Court for the Eastern District of Missouri and sentenced to
concurrent terms of five years' imprisonment (suspended). [
Footnote 1] The case arose from two
sales of heroin by petitioner to agents of the Federal Drug
Enforcement Administration (DEA) in St. Louis on February 25 and
26, 1974. The sales were arranged by one Hutton, who was a
pool-playing acquaintance of petitioner at the Pud bar in St. Louis
and also a DEA informant.
According to the Government's witnesses, in late February, 1974,
Hutton and petitioner were shooting pool
Page 425 U. S. 486
at the Pud when petitioner, after observing "track" (needle)
marks on Hutton's arms told Hutton that he needed money and knew
where he could get some heroin. Hutton responded that he could find
a buyer and petitioner suggested that he "get in touch with those
people." Hutton then called DEA Agent Terry Sawyer and arranged a
sale for 10 p.m. on February 25. [
Footnote 2]
At the appointed time, Hutton and petitioner went to a
prearranged meetingplace and were met by Agent Sawyer and DEA Agent
McDowell, posing as narcotics dealers. Petitioner produced a
tinfoil packet from his cap and turned it over to the agents who
tested it pronounced it "okay," and negotiated a price of $145
which was paid to petitioner. Before they parted, petitioner told
Sawyer that he could obtain larger quantities of heroin, and gave
Sawyer a phone number where he could be reached.
The next day Sawyer called petitioner and arranged for another
"buy" that, afternoon. Petitioner got Hutton to go along and they
met the agents again near where they had been the previous
night.
They all entered the agents' car, and petitioner again produced
a tinfoil packet from his cap. The agents again field-tested it and
pronounced it satisfactory. Petitioner then asked for $500 which
Agent Sawyer said he would get from the trunk. Sawyer got out and
opened the trunk which was a signal to other agents to move in and
arrest petitioner, which they did.
Petitioner's version of events was quite different. According to
him, in response to his statement that he was short of cash, Hutton
said that he had a
Page 425 U. S. 487
friend who was a pharmacist who could produce a nonnarcotic
counterfeit drug which would give the same reaction as heroin.
Hutton proposed selling this drug to gullible acquaintances who
would be led to believe they were buying heroin. Petitioner
testified that they successfully duped one buyer with this fake
drug and that the sales which led to the arrest were solicited by
petitioner [
Footnote 3] in an
effort to profit further from this ploy.
Petitioner contended that he neither intended to sell, nor knew
that he was dealing in heroin and that all of the drugs he sold
were supplied by Hutton. His account was at least partially
disbelieved by the jury which was instructed that, in order to
convict petitioner they had to find that the Government proved
"that the defendant knowingly did an act which the law forbids,
purposely intending to violate the law." Thus the guilty verdict
necessarily implies that the jury rejected petitioner's claim that
he did not know the substance was heroin, and petitioner himself
admitted both soliciting and carrying out sales. The only relevance
of his version of the facts, then, lies in his having requested an
instruction embodying that version. [
Footnote 4] He did not request a standard entrapment
instruction but he did request the following:
"The defendant asserts that he was the victim of entrapment as
to the crimes charged in the indictment. "
Page 425 U. S. 488
"If you find that the defendant's sales of narcotics were sales
of narcotics supplied to him by an informer in the employ of or
acting on behalf of the government, then you must acquit the
defendant because the law as a matter of policy forbids his
conviction in such a case."
"Furthermore, under this particular defense, you need not
consider the predisposition of the defendant to commit the offense
charged, because if the governmental involvement through its
informer reached the point that I have just defined in your own
minds, then the predisposition of the defendant would not
matter."
Brief for Petitioner 9.
The trial court refused the instruction and petitioner was found
guilty. He appealed to the United States Court of Appeals for the
Eighth Circuit, claiming that, if the jury had believed that the
drug was supplied by Hutton, he should have been acquitted. The
Court of Appeals rejected this argument and affirmed the
conviction, relying on our opinion in
United States v.
Russell, 411 U. S. 423
(1973). 507 F.2d 832 (1974).
II
In
Russell, we held that the statutory defense of
entrapment was not available where it was conceded that a
Government agent supplied a necessary ingredient in the manufacture
of an illicit drug. We reaffirmed the principle of
Sorrells v.
United States, 287 U. S. 435
(1932), and
Sherman v. United States, 356 U.
S. 369 (1958), that the entrapment defense "focus[es] on
the intent or predisposition of the defendant to commit the crime,"
Russell, supra at
411 U. S. 429, rather than upon the conduct of the
Government's agents. We ruled out the possibility that the defense
of entrapment could ever be
Page 425 U. S. 489
based upon governmental misconduct in a case, such as this one,
where the predisposition of the defendant to commit the crime was
established.
In holding that
"[i]t is only when the Government's deception actually implants
the criminal design in the mind of the defendant that the defense
of entrapment comes into play,"
411 U.S. at
411 U. S. 436,
we, of course, rejected the contrary view of the dissents in that
case and the concurrences in
Sorrells and
Sherman. In view of these holdings, petitioner correctly
recognizes that his case does not qualify as one involving
"entrapment" at all. He instead relies on the language in
Russell that
"we may some day be presented with a situation in which the
conduct of law enforcement agents is so outrageous that due process
principles would absolutely bar the government from invoking
judicial processes to obtain a conviction,
cf. Rochin v.
California, 342 U. S. 165 (1952). . . ."
411 U.S. at
411 U. S.
431-432.
In urging that this case involves a violation of his due process
rights, petitioner misapprehends the meaning of the quoted language
in
Russell, supra. Admittedly petitioner's case is
different from Russell's, but the difference is one of degree, not
of kind. In
Russell, the ingredient supplied by the
Government agent was a legal drug which the defendants demonstrably
could have obtained from other sources besides the Government.
Here, the drug which the Government informant allegedly supplied to
petitioner both was illegal and constituted the
corpus
delicti for the sale of which the petitioner was convicted.
The Government obviously played a more significant role in enabling
petitioner to sell contraband in this case than it did in
Russell.
But, in each case, the Government agents were acting in concert
with the defendant, and, in each case, either the jury found or the
defendant conceded that he was
Page 425 U. S. 490
predisposed to commit the crime for which he was convicted. The
remedy of the criminal defendant with respect to the acts of
Government agents, which, far from being resisted, are encouraged
by him, lies solely in the defense of entrapment. But, as noted,
petitioner's conceded predisposition rendered this defense
unavailable to him.
To sustain petitioner's contention here would run directly
contrary to our statement in
Russell that the defense of
entrapment is not intended
"to give the federal judiciary a 'chancellor's foot' veto over
law enforcement practices of which it did not approve. The
execution of the federal laws under our Constitution is confided
primarily to the Executive Branch of the Government, subject to
applicable constitutional and statutory limitations and to
judicially fashioned rules to enforce those limitations."
411 U.S. at
411 U. S.
435.
The limitations of the Due Process Clause of the Fifth Amendment
come into play only when the Government activity in question
violates some protected right of the defendant. Here, as we have
noted, the police, the Government informant, and the defendant
acted in concert with one another. If the result of the
governmental activity is to "implant in the mind of an innocent
person the disposition to commit the alleged offense and induce its
commission . . . ,"
Sorrells, supra, at
287 U. S. 442,
the defendant is protected by the defense of entrapment. If the
police engage in illegal activity in concert with a defendant
beyond the scope of their duties the remedy lies not in freeing the
equally culpable defendant, but in prosecuting the police under the
applicable provisions of state or federal law.
See O'Shea v.
Littleton, 414 U. S. 488,
414 U. S. 503
(1974);
Imbler v. Pachtman, 424 U.
S. 409,
424 U. S.
428-429 (1976). But the police conduct here no more
deprived defendant of any right
Page 425 U. S. 491
secured to him by the United States Constitution than did the
police conduct in
Russell deprive Russell of any
rights.
Affirmed.
MR. JUSTICE STEVENS took no part in the consideration or
decision of this case.
[
Footnote 1]
Petitioner was placed on five years' probation which was to run
concurrently with the remainder of a 28- to 30-year state armed
robbery sentence from which petitioner had escaped.
[
Footnote 2]
The testimony of Hutton is confused as to the dates. At one
point, he indicated that the initial conversation and the sale both
occurred on February 25. At another point he testified that they
occurred on two separate days.
[
Footnote 3]
On appeal, petitioner's counsel, who was also his counsel at
trial, conceded that petitioner was predisposed to commit this
offense. 507 F.2d 832, 836 n. 5 (CA8 1974).
[
Footnote 4]
The Court of Appeals treated the proffered instruction on it
merits, rather than inquiring as to whether its refusal, in light
of the other instructions given and of the jury's verdict, may have
been harmless error. We therefore do likewise.
MR. JUSTICE POWELL, with whom MR. JUSTICE BLACKMUN joins,
concurring in the judgment.
Petitioner, Charles Hampton, contends that the Government's
supplying of contraband to one later prosecuted for trafficking in
contraband constitutes a
per se denial of due process. As
I do not accept this proposition, I concur in the judgment of the
Court and much of the plurality opinion directed specifically to
Hampton's contention. I am not able to join the remainder of the
plurality opinion, as it would unnecessarily reach and decide
difficult questions not before us.
In
United States v. Russell, 411 U.
S. 423,
411 U. S. 431
(1973), we noted that significant "difficulties [attend] the notion
that due process of law can be embodied in fixed rules."
See
Rochin v. California, 342 U. S. 165,
342 U. S. 173
(1952);
cf. Sherman v. United States, 356 U.
S. 369,
356 U. S.
384-385 (958) (Frankfurter, J., concurring in result).
We also recognized that the practicalities of combating the
narcotics traffic frequently require law enforcement officers
legitimately to supply "some item of value that the drug ring
requires." 411 U.S. at
411 U. S. 432.
Accordingly, we held that due process does not necessarily
foreclose reliance on such investigative techniques. Hampton would
distinguish
Russell on the ground that here contraband
itself was supplied by the Government, while the phenyl-2-propanone
supplied in Russell was not contraband. Given the
Page 425 U. S. 492
characteristics of phenyl-2-propanone, [
Footnote 2/1] this is a distinction without a
difference, and
Russell disposes of this case.
But the plurality opinion today does not stop there. In
discussing Hampton's due process contention, it enunciates a
per se rule:
"[In
Russell,] [w]e ruled out the possibility that the
defense of entrapment could
ever be based upon
governmental misconduct in a case, such as this one, where the
predisposition of the defendant to commit the crime was
established."
Ante at
411 U. S.
488-489. (Emphasis supplied.)
"The remedy of the criminal defendant with respect to the acts
of Government agents, which . . . are encouraged by him, lies
solely in the defense of entrapment."
Ante at
411 U. S. 490.
(Emphasis supplied.) The plurality thus says that the concept of
fundamental fairness inherent in the guarantee of due process would
never prevent the conviction of a predisposed defendant, regardless
of the outrageousness of police behavior in light of the
surrounding circumstances.
I do not understand
Russell or earlier cases
delineating the predisposition-focused defense of entrapment
[
Footnote 2/2] to have
Page 425 U. S. 493
gone so far, and there was no need for them to do so. In those
cases, the Court was confronted with specific claims of police
"overinvolvement" in criminal activity involving contraband.
Disposition of those claims did not require the Court to consider
whether overinvolvement of Government agents in contraband offenses
could ever reach such proportions as to bar conviction of a
predisposed defendant as a matter of due process. [
Footnote 2/3] Nor have we had occasion yet to
confront Government overinvolvement in areas outside the realm of
contraband offenses.
Cf. United States v. Archer, 486 F.2d
670 (CA2 1973). In these circumstances, I am unwilling to conclude
that an analysis other than one limited to predisposition would
never be appropriate under due process principles. [
Footnote 2/4]
The plurality's use of the "chancellor's foot" passage from
Russell,
ante at
425 U. S. 490,
may suggest that it also would foreclose reliance on our
supervisory power to bar conviction of a predisposed defendant
because of outrageous police conduct. Again, I do not understand
Russell to
Page 425 U. S. 494
have gone so far. There, we indicated only that we should be
extremely reluctant to invoke the supervisory power in cases of
this kind, because that power does not give the "federal Judiciary
a
chancellor's foot' veto over law enforcement practices of
which it [does] not approve." 411 U.S. at 411 U. S. 435,
quoted ante at 425 U. S.
490.
I am not unmindful of the doctrinal [
Footnote 2/5] and practical [
Footnote 2/6]
Page 425 U. S. 495
difficulties of delineating limits to police involvement in
crime that do not focus on predisposition, as Government
participation ordinarily will be fully justified in society's "war
with the criminal classes."
Sorrells v. United States,
287 U. S. 435,
287 U. S. 453
(1932) (opinion of Roberts, J.). This undoubtedly is the concern
that prompts the plurality to embrace an absolute rule. But we left
these questions open in
Russell, and this case is
controlled completely by
Russell. I therefore am unwilling
to join the plurality in concluding that, no matter what the
circumstances, neither due process principles nor our supervisory
power could support a bar to conviction in any case where the
Government is able to prove predisposition. [
Footnote 2/7]
[
Footnote 2/1]
Although phenyl-2-propanone is not contraband, it is useful only
in the manufacture of methamphetamine ("speed"), the contraband
involved in
Russell. Further, it is an essential
ingredient in that manufacturing process and is very difficult to
obtain.
United States v. Russell, 411 U.
S. 423,
411 U. S.
425-427 (1973);
id. at
411 U. S. 447
(STEWART, J., dissenting).
[
Footnote 2/2]
I agree with the plurality that
Russell definitively
construed the defense of "entrapment" to be focused on the question
of predisposition. "Entrapment" should now be employed as a term of
art limited to that concept.
See ante at
411 U. S.
488-489. This does not mean, however, that the defense
of entrapment necessarily is the only doctrine relevant to cases in
which the Government has encouraged or otherwise acted in concert
with the defendant.
[
Footnote 2/3]
The entrapment defense was first recognized in the context of
simple solicitation of an individual to sell contraband.
See,
e.g., Sherman v. United States, 356 U.
S. 369 (1958);
Sorrells v. United States,
287 U. S. 435
(1932). In
Russell, and in this case, however, we have
been confronted with the Government's supplying of contraband in
the course of an investigation. Official involvement in contraband
offenses has reached more intensive levels than those revealed in
this Court's cases.
See Greene v. United States, 454 F.2d
783 (CA9 1971).
[
Footnote 2/4]
Judge Friendly recently expressed the view:
"[T]here is certainly a [constitutional] limit to allowing
governmental involvement in crime. It would be unthinkable, for
example, to permit government agents to instigate robberies and
beatings merely to gather evidence to convict other members of a
gang of hoodlums. Governmental 'investigation' involving
participation in activities that result in injury to the rights of
its citizens is a course that courts should be extremely reluctant
to sanction."
United States v. Archer, 486 F.2d at 676-677 (footnote
omitted).
[
Footnote 2/5]
The plurality finds no source for a doctrine limiting police
involvement in crime.
Ante at
425 U. S.
490-491;
cf. United States v. Russell, 411 U.S.
at
411 U. S.
430-431. While such a conclusion ultimately might be
reached in an appropriate case, we should not disregard lightly Mr.
Justice Frankfurter's view that there is a responsibility
"necessarily in [the Court's] keeping . . . to accommodate the
dangers of overzealous law enforcement and civilized methods
adequate to counter the ingenuity of modern criminals."
Sherman v. United States, supra at
356 U. S. 381
(concurring in result). In another context, Mr. Justice Frankfurter
warned that exclusive focus on predisposition creates the risk that
the Court will "shirk" the responsibility that he perceived.
Ibid.
The discussion of predisposition, for example, often seems to
overlook the fact that there may be widely varying degrees of
criminal involvement. Taking the narcotics traffic as an example,
those who distribute narcotics -- the "pushers" -- are the persons
who, next to those who import or manufacture, merit most the full
sanction of the criminal law. Yet the criminal involvement of
pushers varies widely. The hard-core professional, in the
"business" on a large scale and for years, is to be contrasted with
the high-school youth whose "pushing" is limited to a few of his
classmates over a short span of time. Predisposition could be
proved against both types of offenders, and, under the flat rule
enunciated today by the plurality, the differences between the
circumstances would be irrelevant despite the most outrageous
conduct conceivable by Government agents relative to the
circumstances. A fair system of justice normally should eschew
unbending rules that foreclose, in their application, all judicial
discretion.
[
Footnote 2/6]
I recognize that, if limitations on police involvement are
appropriate in particular situations, defining such limits will be
difficult. But these difficulties do not themselves justify the
plurality's absolute rule. Due process in essence means fundamental
fairness, and the Court's cases are replete with examples of
judgments as to when such fairness has been denied an accused in
light of all the circumstances.
See, e.g., Rochin v.
California, 342 U. S. 165
(1952);
Ham v. South Carolina, 409 U.
S. 524 (1973). The fact that there is sometimes no
sharply defined standard against which to make these judgments is
not itself a sufficient reason to deny the federal judiciary's
power to make them when warranted by the circumstances.
Rochin
v. California, supra at
342 U. S.
169-172. Much the same is true of analysis under our
supervisory power. Nor do I despair of our ability in an
appropriate case to identify appropriate standards for police
practices without relying on the "chancellor's" "fastidious
squeamishness or private sentimentalism."
Id. at
342 U. S. 172;
see Sherman v. United States, supra at
356 U. S.
384-385 (Frankfurter, J., concurring in result);
cf.
Rochin v. California, supra at
342 U. S.
172.
[
Footnote 2/7]
I emphasize that the cases, if any, in which proof of
predisposition is not dispositive will be rare. Police
overinvolvement in crime would have to reach a demonstrable level
of outrageousness before it could bar conviction. This would be
especially difficult to show with respect to contraband offenses,
which are so difficult to detect in the absence of undercover
Government involvement. One cannot easily exaggerate the problems
confronted by law enforcement authorities in dealing effectively
with an expanding narcotics traffic,
cf. United States v.
Russell, supra at
411 U. S. 432;
L. Tiffany, D. McIntyre, D. Rotenberg, Detection of Crime 263-264
(1967), which is one of the major contributing causes of escalating
crime in our cities.
See President's Commission on Law
Enforcement and Administration of Justice, The Challenge of Crime
in a Free Society 221-222 (1967). Enforcement officials therefore
must be allowed flexibility adequate to counter effectively such
criminal activity.
MR. JUSTICE BRENNAN, with whom MR. JUSTICE STEWART and MR.
JUSTICE MARSHALL concur, dissenting.
I joined my Brother STEWART's dissent in
United
Page 425 U. S. 496
States. v. Russell, 411 U. S. 423,
411 U. S. 439
(1973), and Mr. Justice Frankfurter's opinion concurring in the
result in
Sherman v. United States, 356 U.
S. 369,
356 U. S. 378
(1958). Those opinions and the separate opinion of Mr. Justice
Roberts in
Sorrells v. United States, 287 U.
S. 435,
287 U. S. 453
(1932), express the view, with which I fully agree, that
"courts refuse to convict an entrapped defendant, not because
his conduct falls outside the proscription of the statute, but
because, even if his guilt be admitted, the methods employed on
behalf of the Government to bring about conviction cannot be
countenanced."
356 U.S. at
356 U. S. 380.
The "subjective" approach to the defense of entrapment -- followed
by the Court today and in
Sorrells, Sherman, and Russell
-- focuses on the conduct and propensities of the particular
defendant in each case and, in the absence of a conclusive showing,
permits the jury to determine as a question of fact the defendant's
"predisposition" to the crime. [
Footnote 3/1] The focus of the view
Page 425 U. S. 497
espoused by Mr. Justice Roberts, Mr. Justice Frankfurter, and my
Brother STEWART
"is not on the propensities and predisposition of a specific
defendant, but on 'whether the police conduct revealed in the
particular case falls below standards, to which common feelings
respond, for the proper use of governmental power.' . . . Under
this approach, the determination of the lawfulness of the
Government's conduct must be made -- as it is on all questions
involving the legality of law enforcement methods -- by the trial
judge, not the jury."
411 U.S. at
411 U. S. 441.
Petitioner's claims in this case allege a course of police conduct
that, under this view, would plainly be held to constitute
entrapment as a matter of law.
In any event, I think that reversal of petitioner's conviction
is also compelled for those who follow the "subjective" approach to
the defense of entrapment. As MR. JUSTICE REHNQUIST notes, the
Government's role in the criminal activity involved in this case
was more pervasive than the Government involvement in
Russell. Ante at
425 U. S. 489.
In addition, I agree with MR. JUSTICE POWELL that
Russell
does not foreclose imposition of a bar to conviction -- based upon
our supervisory power or due process principles -- where the
conduct of law enforcement authorities is sufficiently offensive,
even though the individuals entitled to invoke such a defense might
be "predisposed."
Ante at
425 U. S. 495.
In my view, the police activity in this case was beyond permissible
limits.
Two facts significantly distinguish this case from
Russell. First, the chemical supplied in that case was not
contraband. It is legal to possess and sell phenyl-2-propanone and,
although the Government there supplied an ingredient that was
essential to the manufacture of methamphetamine, it did not supply
the contraband itself. In contrast, petitioner claims that the very
narcotic
Page 425 U. S. 498
he is accused of selling was supplied by an agent of the
Government.
Compare ante at
425 U. S. 489
with ante at
425 U. S.
491-492.
Second, the defendant in
Russell
"was an active participant in an illegal drug manufacturing
enterprise which began before the Government agent appeared on the
scene, and continued after the Government agent had left the
scene."
411 U.S. at
411 U. S. 436.
Russell was charged with unlawfully manufacturing and processing
methamphetamine,
id. at
411 U. S. 424,
and his crime was participation in an ongoing operation. In
contrast, the two sales for which petitioner was convicted were
allegedly instigated by Government agents and completed by the
Government's purchase. The beginning and end of this crime thus
coincided exactly with the Government's entry into and withdrawal
from the criminal activity involved in this case, while the
Government was not similarly involved in Russell's crime.
See
Greene v. United States, 454 F.2d 783 (CA9 1971).
Whether the differences from the
Russell situation are
of degree or of kind,
ante at
425 U. S. 489,
I think they clearly require a different result. Where the
Government's agent deliberately sets up the accused by supplying
him with contraband and then bringing him to another agent as a
potential purchaser, the Government's role has passed the point of
toleration.
United States v. West, 511 F.2d 1083 (CA3
1975). The Government is doing nothing less than buying contraband
from itself through an intermediary and jailing the intermediary.
United States v. Bueno, 447 F.2d 903, 905 (CA5 1971).
There is little, if any, law enforcement interest promoted by such
conduct; plainly it is not designed to discover ongoing drug
traffic. Rather, such conduct deliberately entices an individual to
commit a crime. That the accused is "predisposed" cannot possibly
justify the action of government officials in purposefully
creating
Page 425 U. S. 499
the crime. No one would suggest that the police could round up
and jail all "predisposed" individuals, yet that is precisely what
set-ups like the instant one are intended to accomplish.
Cf.
United States v. Russell, 411 U.S. at
411 U. S.
443-444 (STEWART, J., dissenting). Thus, this case is
nothing less than an instance of "the Government . . . seeking to
punish for an alleged offense which is the product of the creative
activity of its own officials."
Sorrells v. United States,
287 U.S. at
287 U. S.
451.
These considerations persuaded the Court of Appeals for the
Fifth Circuit to hold that, where the Government has provided the
contraband that the defendant is convicted of selling, there is
entrapment as a matter of law.
United States v. Bueno,
supra. That court has also concluded that this holding was not
affected by
Russell. See, e.g., United States v.
Oquendo, 490 F.2d 161 (1974);
United States v.
Mosley, 496 F.2d 1012 (1974). The Court of Appeals for the
Third Circuit agreed, and followed
Bueno after
Russell was decided. [
Footnote
3/2]
United States v. West, supra. Even if these
courts erred in holding that
Russell did not foreclose the
finding of "entrapment" as a matter of law in
Bueno, see
ante at
425 U. S. 492
n. 2, I agree with my Brother POWELL that "entrapment" under the
"subjective" approach is only one possible defense -- he suggests
due process or appeal to our supervisory power as alternatives --
in cases where the Government's conduct is as egregious as in this
case.
Ante at
425 U. S.
493-495. [
Footnote
3/3]
Page 425 U. S. 500
Petitioner males no claim to the benefit of an entrapment
defense that focuses on predisposition.
Ante at
425 U. S. 489.
For the reasons stated, I would, at a minimum, engraft the
Bueno principle upon that defense and hold that conviction
is barred as a matter of law where the subject of the criminal
charge is the sale of contraband provided to the defendant by a
Government agent. [
Footnote 3/4]
Cf. Olmstead v. United States, 277 U.
S. 438,
277 U. S. 470
(1928) (Holmes, J., dissenting);
Casey v. United States,
276 U. S. 413,
276 U. S.
423-425 (1928) (Brandeis, J., dissenting).
[
Footnote 3/1]
While the Court has rejected any view of entrapment that does
not focus on predisposition, a reasonable alternative inquiry might
be whether the accused would have obtained the contraband from a
source other than the Government. This factor could be brought into
the case through the jury charge. Once the accused comes forward
with evidence that the Government is the supplier, the prosecution
would bear the burden of proving beyond a reasonable doubt either
(1) that the Government is not the supplier or (2) that the
defendant would have obtained the contraband elsewhere to complete
the transaction.
Cf. United States v. West, 511 F.2d 1083,
1086 (CA3 1975);
United States v. Bueno, 447 F.2d 903 (CA5
1971).
[
Footnote 3/2]
The Court of Appeals for the Seventh Circuit also followed
Bueno in
United States v. McGrath, 468 F.2d 1027
(1972). This Court remanded that case for reconsideration in light
of
Russell, 412 U.S. 936 (1973), and the Court of Appeals
apparently concluded that
Bueno did not survive
Russell. United States v. McGrath, 494 F.2d 562
(1974).
[
Footnote 3/3]
It might be suggested that the police must on occasion supply
contraband to catch participants in drug traffic, but this
justification is unconvincing. If the police believe an individual
is a distributor of narcotics, all that is required is to set up a
"buy"; the putative pusher is worth the investigative effort only
if he has ready access to a supply.
See United States v.
Russell, 411 U.S. at
411 U. S.
448-449 (STEWART, J., dissenting).
[
Footnote 3/4]
For present purposes, it would be sufficient to adopt this rule
under our supervisory power and leave to another day whether it
ought to be made applicable to the States under the Due Process
Clause. In addition to the authorities cited in
Russell,
supra, at
411 U. S. 445
n. 3 (STEWART, J., dissenting), some state courts have adopted the
objective approach.
See, e.g., State v.
Mullen, 216 N.W.2d 375
(Iowa 1974);
People v. Turner, 390 Mich. 7,
210 N.W.2d
336 (1973);
Lynn v. State, 505
P.2d 1337 (Okla.1973).