Petitioner, a member of the armed forces, applied unsuccessfully
for discharge as a conscientious objector. After he had exhausted
all his administrative remedies, he filed a habeas corpus petition
in Federal District Court, claiming that the Army's denial of his
application was without basis in fact. Thereafter court-martial
charges were brought against him, and the District Court ordered
consideration of the petition deferred until final determination of
the court-martial proceedings. The Court of Appeals affirmed.
Held: The District Court should not have stayed its
hand in this case. Pp.
405 U. S.
37-45.
(a) All alternative administrative remedies have been exhausted
by petitioner. Pp.
405 U. S.
37-39.
(b) Since the military judicial system, in its processing of the
court-martial charge, could not provide the discharge sought by
petitioner with promptness and certainty, the District Court should
proceed to determine the habeas corpus claim despite the pendency
of the court-martial proceedings. Pp.
405 U. S.
395.
435 F.2d 299, reversed.
STEWART, J., delivered the opinion of the Court, in which
BURGER, C.J., and BRENNAN, WHITE, MARSHALL, and BLACKMUN, JJ.,
joined. DOUGLAS, J., filed an opinion concurring in the result,
post, p.
405 U. S. 46.
POWELL and REHNQUIST, JJ., took no part in the consideration or
decision of the case.
Page 405 U. S. 35
MR. JUSTICE STEWART delivered the opinion of the Court.
When a member of the armed forces has applied for a discharge as
a conscientious objector and has exhausted all avenues of
administrative relief, it is now settled that he may seek habeas
corpus relief in a federal district court on the ground that the
denial of his application had no basis in fact. The question in
this case is whether the district court must stay its hand when
court-martial proceedings are pending against the serviceman.
The petitioner, Joseph Parisi, was inducted into the Army as a
draftee in August, 1968. Nine months later, he applied for a
discharge as a conscientious objector, claiming that earlier doubts
about military service had crystallized into a firm conviction that
any form of military activity conflicted irreconcilably with his
religious beliefs. He was interviewed by the base chaplain, the
base psychiatrist, and a special hearing officer. They all attested
to the petitioner's sincerity and to the religious content of his
professed beliefs. In addition, the commanding general of the
petitioner's Army training center and the commander of the Army
hospital recommended that the petitioner be discharged as a
conscientious objector. His immediate commanding officer, an Army
captain, disagreed, recommending disapproval of the application on
the ground that the petitioner's beliefs were based on essentially
political, sociological, or philosophical views, or on a merely
personal moral code.
In November, 1969, the Department of the Army denied the
petitioner conscientious objector status on the grounds that his
professed beliefs had become fixed prior to entering the service
and that his opposition to war was not truly based upon his
religious beliefs. On November 24, 1969, the petitioner applied to
the Army Board for Correction of Military Records (hereafter
Page 405 U. S. 36
sometimes ABCMR) for administrative review of that
determination.
Four days later, the petitioner commenced the present habeas
corpus proceeding in the United States District Court for the
Northern District of California, claiming that the Army's denial of
his conscientious objector application was without basis in fact.
He sought discharge from the Army and requested a preliminary
injunction to prevent his transfer out of the jurisdiction of the
District Court and to prohibit further training preparatory to
being transferred to Vietnam. The District Court declined at that
time to consider the merits of the habeas corpus petition, but it
retained jurisdiction pending a decision by the ABCMR, and in the
meantime enjoined Army authorities from requiring the petitioner to
participate in activity or training beyond his current noncombatant
duties.
Shortly thereafter the petitioner received orders to report to
Fort Lewis, Washington, for deployment to Vietnam, where he was to
perform noncombatant duties similar to those that had been assigned
to him in this country. He sought a stay of this redeployment order
pending appeal of the denial of habeas corpus, but his application
was denied by the Court of Appeals on the condition that the Army
would produce him if the appeal should result in his favor. A
similar stay application was subsequently denied by MR. JUSTICE
DOUGLAS as Ninth Circuit Justice,
Parisi v. Davidson,
396 U. S. 1233.
The petitioner then reported to Fort Lewis. He refused, however, to
obey a military order to board a plane for Vietnam. As a result, he
was charged with violating Art. 90 of the Uniform Code of Military
Justice, 10 U.S.C. § 890, and, on April 8, 1970, a court-martial
convicted him of that military offense. [
Footnote 1]
Page 405 U. S. 37
While the court-martial charges were pending, the Army Board for
Correction of Military Records notified the petitioner that it had
rejected his application for relief from the Army's denial of his
conscientious objector application. The District Court then ordered
the Army to show cause why the pending writ of habeas corpus should
not issue. On the Government's motion, the District Court, on March
31, 1970, entered an order deferring consideration of the habeas
corpus petition until final determination of the criminal charge
then pending in the military court system. The Court of Appeals for
the Ninth Circuit affirmed this order, concluding that "habeas
proceedings were properly stayed pending the final conclusion of
Parisi's military trial and his appeals therefrom," 435 F.2d 299,
302. We granted certiorari, 402 U.S. 942.
In affirming the stay of the petitioner's federal habeas corpus
proceeding until completion of the military courts' action, the
Court of Appeals relied on the related doctrines of exhaustion of
alternative remedies and comity between the federal civilian courts
and the military system of justice. We hold today that neither of
these doctrines required a stay of the habeas corpus proceedings in
this case.
With respect to available administrative remedies, there can be
no doubt that the petitioner has fully met the demands of the
doctrine of exhaustion -- a doctrine that must be applied in each
case with an "understanding of its purposes and of the particular
administrative scheme involved."
McKart v. United States,
395 U. S. 185,
395 U. S. 193.
The basic purpose of the exhaustion doctrine is to allow an
administrative agency to perform functions within its special
competence -- to make a factual record, to apply its expertise, and
to correct its own errors so as to moot judicial controversies.
Id. at
395 U. S.
194-195;
Page 405 U. S. 38
McGee v. United States, 402 U.
S. 479,
402 U. S. 485;
K. Davis, Administrative Law Treatise § 20.01 et seq. (Supp. 1970).
In this case, the petitioner fully complied with Army Regulation
6320, which dictates the procedures to be followed by a serviceman
seeking classification as a conscientious objector on the basis of
beliefs that develop after induction. [
Footnote 2] Moreover, following a rule of the Ninth
Circuit then in effect, [
Footnote
3] he went further and appealed to the Army Board for
Correction of Military Records. [
Footnote 4] The procedures and corrective
opportunities
Page 405 U. S. 39
of the military administrative apparatus had thus been wholly
utilized at the time the District Court entered its order deferring
consideration of the petitioner's habeas corpus application.
It is clear, therefore, that, if the court-martial charge had
not intervened, the District Court would have been wrong in not
proceeding to an expeditious consideration of the merits of the
petitioner's claim. For the writ of habeas corpus has long been
recognized as the appropriate remedy for servicemen who claim to be
unlawfully retained in the armed forces.
See, e.g., Eagles v.
Samuels, 329 U. S. 304,
329 U. S. 312;
Oestereich v. Selective Service Board, 393 U.
S. 233,
393 U. S. 235;
Schlanger v. Seamans, 401 U. S. 487,
401 U. S. 489.
And, as stated at the outset, that writ is available to consider
the plea of an in-service applicant for discharge as a
conscientious objector who claims that exhaustion of military
administrative procedures has led only to a factually baseless
denial of his application.
In re Kelly, 401 F.2d 211
(CA5);
Hammond v. Lenfest, 398 F.2d 705 (CA2). [
Footnote 5]
But since a court-martial charge was pending against the
petitioner when he ought habeas corpus in March, 1970, the
respondents submit that the Court of Appeals was correct in holding
that the District Court must
Page 405 U. S. 40
await the final outcome of those charges in the military
judicial system before it may consider the merits of the
petitioner's habeas corpus claim. Although this argument, too, is
framed in terms of "exhaustion," it may more accurately be
understood as based upon the appropriate demands of comity between
two separate judicial systems. [
Footnote 6] Requiring the District Court to defer to the
military courts in these circumstances serves the interests of
comity, the respondents argue, by aiding the military judiciary in
its task of maintaining order and discipline in the armed services
and by eliminating "needless friction" between the federal civilian
and military judicial systems. The respondents note that the
military constitutes a "specialized community governed by a
separate discipline from that of the civilian,"
Orloff v.
Willoughby, 345 U. S. 83,
345 U. S. 94;
Gusik v. Schilder, 340 U. S. 128, and
that, in recognition of the special nature of the military
community, Congress has created an autonomous military judicial
system, pursuant to Art. I,
Page 405 U. S. 41
§ 8, of the Constitution. [
Footnote 7] They further point out that civilian courts,
out of respect for the separation of powers doctrine and for the
needs of the military, have rightly been reluctant to interfere
with military judicial proceedings. [
Footnote 8]
But the issue in this case does not concern a federal district
court's direct intervention in a case arising in the military court
system.
Cf. Gusik v. Schilder, supra; Noyd v. Bond,
395 U. S. 683. The
petitioner's application for an administrative discharge -- upon
which the habeas corpus petition was based -- antedated, and was
independent of, the military criminal proceedings.
The question here, therefore, is whether a federal court should
postpone adjudication of an independent civil lawsuit clearly
within its original jurisdiction. Under accepted principles of
comity, the court should stay its hand only if the relief the
petitioner seeks -- discharge as a conscientious objector -- would
also be available to him with reasonable promptness and certainty
through the machinery of the military judicial system in its
Page 405 U. S. 42
processing of the court-martial charge.
Griffin v. County
School Board of Prince Edward County, 377 U.
S. 218,
377 U. S. 229;
Davis v. Mann, 377 U. S. 678,
377 U. S.
690-691;
Lucas v. Forty-Fourth General Assembly of
Colorado, 377 U. S. 713,
377 U. S.
716-717. For the reasons that follow, we are not
persuaded that such relief would be even potentially available,
much less that it would be either prompt or certain.
Courts-martial are not convened to review and rectify
administrative denials of conscientious objector claims or to
release conscientious objectors from military service. They are
convened to adjudicate charges of criminal violations of military
law. It is true that the Court of Military Appeals has held that a
soldier charged in a court-martial with refusal to obey a lawful
order may, in certain limited circumstances, defend upon the ground
that the order was not lawful because he had wrongfully been denied
an administrative discharge as a conscientious objector.
United
States v. Noyd, 18 U.S.C.M.A. 483, 40 C.M.R.195. [
Footnote 9] The scope of the
Noyd doctrine is narrow,
United States v. Wilson,
19 U.S.C.M.A. 100,
Page 405 U. S. 43
41 C.M.R. 100, and its present vitality not wholly clear,
United States v. Stewart, 20 U.S.C.M.A. 272, 43 C.M.R.
112. A
Noyd defense, therefore, would be available, even
arguably, only in an extremely limited category of court-martial
proceedings. But even though we proceed on the assumption that
Noyd offered this petitioner a potential affirmative
defense to the court-martial charge brought against him, [
Footnote 10] the fact remains that
the
Noyd doctrine offers, at best, no more than a defense
to a criminal charge. Like any other legal or factual defense, it
would, if successfully asserted at trial or on appeal, entitle the
defendant to only an acquittal [
Footnote 11] -- not to the discharge from military
service that he seeks in the habeas corpus proceeding.
The respondents acknowledge, as they must, the limited function
of a
Noyd defense in the trial and appeal of the
court-martial proceeding itself. But they suggest that, if the
military courts should eventually acquit the petitioner on the
ground of his
Noyd defense, then the petitioner may have
"an available remedy by way of habeas corpus in the Court of
Military Appeals." [
Footnote
12] In support of this suggestion, the respondents point to the
All Writs Act, 28 U.S.C. § 1651(a), and to cases in which the Court
of Military Appeals has exercised
Page 405 U. S. 44
power under that Act to order servicemen released from military
imprisonment pending appeals of their court-martial convictions.
See Noyd v. Bond, 395 U.S. at
395 U. S. 695;
Levy v. Resor, 17 U.S.C.M.A. 135, 37 C.M.R. 399;
United States v. Jennings, 19 U.S.C.M.A. 88, 41 C.M.R. 88;
Johnson v. United States, 19 U.S.C.M.A. 407, 42
C.M.R.9.
But the All Writs Act only empowers courts to "issue all writs
necessary or appropriate in aid of their respective jurisdictions .
. . ," and the jurisdiction of the Court of Military Appeals is
limited by the Uniform Code of Military Justice to considering
appeals from court-martial convictions. 10 U.S.C. § 867;
United
States v. Snyder, 18 U.S.C.M.A. 480, 40 C.M.R.192. That court
has been given no "jurisdiction" to consider a serviceman's claim
for discharge from the military as a conscientious objector.
Whether this conceptual difficulty might somehow be surmounted
is a question for the Court of Military Appeals itself ultimately
to decide.
See United States v. Bevilacqua, 18 U.S.C.M.A.
10, 12, 39 C.M.R. 10, 12. But the short answer to the respondents'
suggestion in this case is the respondents' own concession that
that court has, to date, never so much as intimated that it has
power to issue a writ of habeas corpus granting separation from
military service to a conscientious objector. We conclude here,
therefore, as in
Noyd v. Bond, supra, at
405 U. S. 698
n. 11, that the petitioner cannot "properly be required to exhaust
a remedy which may not exist." [
Footnote 13] Accordingly, we reverse the judgment
Page 405 U. S. 45
of the Court of Appeals and remand the case to the District
Court with directions to give expeditious consideration to the
merits of the petitioner's habeas corpus application.
In holding, as we do today, that the pendency of court-martial
proceedings must not delay a federal district court's prompt
determination of the conscientious objector claim of a serviceman
who has exhausted all administrative remedies, we no more than
recognize the historic respect in this Nation for valid
conscientious objection to military service.
See 50
U.S.C.App. § 456(j);
United States v. Seeger, 380 U.
S. 163. [
Footnote
14] As the Defense Department itself has recognized, "the
Congress . . . has deemed it more essential to respect a man's
religious beliefs than to force him to serve in the Armed Forces."
Department of Defense Directive No. 1300.6 (May 10, 1968).
Page 405 U. S. 46
But our decision today should not be understood as impinging
upon the basic principles of comity that must prevail between
civilian courts and the military judicial system.
See, e.g.,
Noyd v. Bond, 395 U. S. 683;
Burns v. Wilson, 346 U. S. 137;
Orloff v. Willoughby, 345 U. S. 83;
Gusik v. Schilder, 340 U. S. 128.
Accordingly, a federal district court, even though upholding the
merits of the conscientious objector claim of a serviceman against
whom court-martial charges are pending, should give careful
consideration to the appropriate demands of comity in effectuating
its habeas corpus decree. [
Footnote 15]
The judgment is reversed.
MR. JUSTICE POWELL and MR. JUSTICE REHNQUIST took no part in the
consideration or decision of this case.
[
Footnote 1]
At the time of oral argument of the present case, an appeal from
this conviction was pending in a court of military review.
[
Footnote 2]
The right of a person in the armed forces to be classified as a
conscientious objector after induction is bottomed on Department of
Defense Directive No. 1300.6 (May 10, 1968), issued by the
Secretary of Defense pursuant to his authority under 10 U.S.C. §
133. The purpose of the directive is to provide
"uniform procedures for the utilization of conscientious
objectors in the Armed Forces and consideration of requests for
discharge on the grounds of conscientious objection."
Army Regulation 635-20 was issued to effectuate the broader
policies announced in DOD Directive No. 1300.6.
[
Footnote 3]
Under the rule of
Craycroft v. Ferrall, 408 F.2d 587
(CA9 1969), the petitioner was required to appeal the Department of
the Army's decision to the civilian Army Board for Correction of
Military Records in order to exhaust military administrative
remedies and have access to federal court. Current governmental
policy rejects
Craycroft. Compliance with Army Regulation
635-20, not perfection of an ABCMR appeal, marks the point when
military administrative procedures have been exhausted. Department
of Justice Memo. No. 652 (Oct. 23, 1969). In
Craycroft v.
Ferrall, 397 U. S. 335,
this Court vacated the judgment of the Ninth Circuit that the
petitioner there had to appeal to the Board for the Correction of
Naval Records before proceeding in federal court. But our decision
was announced on March 30, 1970, more than four months after the
present petitioner had appealed to the ABCMR.
[
Footnote 4]
In 1946, Congress enacted legislation empowering the service
secretaries, acting through boards of civilian officers of their
respective departments, to alter military records when necessary to
prevent injustice. Legislative Reorganization Act of 1946, § 207,
60 Stat. 837, as amended by 70A Stat. 116, 10 U.S.C. § 1552 (1952
ed., Supp. IV). Pursuant to this legislation, each service
established a board for the correction of military records whose
function is, on application by a serviceman, to review the military
record and intervene where necessary to correct error or remove
injustice. 10 U.S.C. § 1552(a).
[
Footnote 5]
The Department of Justice, in consultation with the Department
of Defense, has accepted the holdings of the
Kelly and
Hammond cases. Department of Justice Memo. No. 652 (Oct.
23, 1969).
See United States ex rel. Brook v. Clifford,
409 F.2d 700, 701 (CA4).
Compare Noyd v. McNamara, 378
F.2d 538 (CA10),
with Polky v. Wetherill, 403 U.S. 916,
vacating judgment in 438 F.2d 132 (CA10).
[
Footnote 6]
The respondents do not contend that the military courts have a
special competence in determining if a conscientious objector
application has been denied without basis in fact. As they
acknowledge in their brief:
"Plainly, judicial review of the factual basis for the Army's
denial of petitioner's conscientious objector claim does not
require an interpretation of 'extremely technical provisions of the
Uniform Code [of Military Justice] which have no analogs in
civilian jurisprudence,'"
quoting
Noyd v. Bond, 395 U. S. 683,
395 U. S.
696.
Thus, it is not contended that exhaustion of military court
remedies -- like exhaustion of military administrative remedies --
is required by the principles announced in
McKart v. United
States, 395 U. S. 185, and
McGee v. United States, 402 U. S. 479.
The concept of "exhaustion" in the context of the demands of
comity between different judicial systems is closely analogous to
the doctrine of abstention. For a discussion of the exhaustion and
abstention doctrines in the federal state context,
see
generally C. Wright, Handbook of the Law of Federal Courts
186-188, 196-208 (2d ed.1970).
[
Footnote 7]
Barker, Military Law -- A Separate System of Jurisprudence, 36
U.Cin.L.Rev. 223 (1967); Warren, The Bill of Rights and the
Military 37 N.Y.U.L.Rev. 181 (1962). Military courts are
legislative courts; their jurisdiction is independent of Art. III
judicial power. Following World War II, Congress, in an attempt to
reform and modernize the system of military law, created the
Uniform Code of Military Justice, Act of May 5, 1950, c. 169, 64
Stat. 107. In 1968, the Code was amended by the Military Justice
Act, 10 U.S.C. § 819, to improve court-martial and review
procedures.
[
Footnote 8]
See Hammond v. Lenfest, 398 F.2d 705, 710 (CA2
1968):
"Judicial hesitancy when faced with matters touching on military
affairs is hardly surprising in view of the doctrine of separation
of powers and the responsibility for national defense which the
Constitution . . . places upon the Congress and the President.
Moreover, the ever-present and urgent need for discipline in the
armed services would alone explain the relative freedom of the
military from judicial supervision."
[
Footnote 9]
Army Regulation 635-20 provides that
"individuals who have submitted formal applications [for
conscientious objector status] . . . will be retained in their
units and assigned duties providing the minimum practicable
conflict with their asserted beliefs pending a final decision on
their applications."
Noyd involved an Air Force officer who, after being
denied conscientious objector status, refused to obey an order to
instruct student pilots to fly a fighter plane used in Vietnam.
Noyd's commanding officer had refrained from ordering the accused
to give such instruction until the application had been processed
and denied. As the Court of Military Appeals said:
"The validity of the order [to instruct students], therefore,
depended upon the validity of the Secretary's decision [rejecting
the conscientious objector application]. . . . If the Secretary's
decision was illegal, the order it generated was also illegal."
United States v. Noyd, 18 U.S.C.M.A. 483, 492, 40
C.M.R.195, 204.
[
Footnote 10]
The petitioner did, in fact, interpose a
Noyd defense
at his court-martial trial, and it was rejected upon the military
judge's finding that "the ruling of the Secretary of the Army was
not arbitrary, capricious, unreasonable, or an abusive
[
sic] discretion."
[
Footnote 11]
We have been referred to no reported military court decision
(including
Noyd itself) that has yet acquitted a defendant
upon the basis of a
Noyd defense.
[
Footnote 12]
If the military courts should ultimately acquit the petitioner
on grounds other than wrongful denial of his conscientious objector
application, the respondents acknowledge that he could not seek
habeas corpus in the military judicial system. In this event,
therefore, the petitioner could clearly not obtain the relief that
he seeks in the military court system.
[
Footnote 13]
This result is not inconsistent with the need to maintain order
and discipline in the military and to avoid needless friction
between the federal civilian and military judicial systems. If the
Noyd defense is available, and if the order that the
petitioner disobeyed was unlawful if his conscientious objector
claim is valid, then allowing him to proceed in federal district
court as soon as military administrative remedies have been
exhausted does not affect military discipline. For if the
conscientious objector claim is valid, the Army can have no
interest in punishing him for disobedience of an unlawful order. If
the conscientious objector claim is invalid, then the Army can, of
course, prosecute the petitioner for his alleged disobedience of a
lawful order.
Correlatively, if the charges in military court would be
unaffected by the validity of the conscientious objector claim,
both the petitioner's habeas corpus action and the criminal trial
in military court could proceed concurrently.
See n 15,
infra. Needless to
say, the question whether wrongful denial of conscientious objector
status may be raised as a defense against various types of military
charges must remain with the military courts, as they exercise
their special function of administering military law.
[
Footnote 14]
See generally Report of the National Advisory
Commission on Selective Service, In Pursuit of Equity: Who Serves
When Not All Serve? 48-51 (1967); Selective Service System
Monograph No. 11, Conscientious Objection (1950); Russell,
Development of Conscientious Objector Recognition in the United
States, 20 Geo.Wash.L.Rev. 409 (1952); Comment, God, the Army, and
Judicial Review: The In-Service Conscientious Objector, 56
Calif.L.Rev. 379 (1968).
[
Footnote 15]
In the present case, the respondents acknowledge that, if the
administrative denial of the petitioner's conscientious objector
claim had no basis in fact, then the court-martial charge against
him is invalid. It follows that, if he should prevail in the habeas
corpus proceeding, he is entitled to his immediate release from the
military. At the other end of the spectrum is the hypothetical case
of a court-martial charge that has no real connection with the
conscientious objector claim --
e.g., a charge of stealing
a fellow soldier's watch. In such a case, a district court, even
though upholding the serviceman's conscientious objector claim,
might condition its order of discharge upon the completion of the
court-martial proceedings and service of any lawful sentence
imposed.
MR. JUSTICE DOUGLAS, concurring in the result.
I agree with the Court's view that habeas corpus is an
overriding remedy to test the jurisdiction of the military to try
or to detain a person. The classic case is
Ex parte
Milligan, 4 Wall. 2, where habeas corpus was issued
on behalf of a civilian tried and convicted in Indiana by a
military tribunal. During the Civil War, all civil courts in that
State were open, and federal authority had always been unopposed.
While the President
Page 405 U. S. 47
and the Congress had "suspended" the writ,
id. at
71 U. S. 115, the
suspension, said the Court, went no further than to relieve the
military from producing in the habeas corpus court the person held
or detained.
"The Constitution goes no further. It does not say, after a writ
of habeas corpus is denied a citizen, that he shall be tried
otherwise than by the course of the common law; if it had intended
this result, it was easy by the use of direct words to have
accomplished it."
Id. at
71 U. S. 126.
Mr. Chief Justice Taney, in
Ex parte Merryman, 17 F.
Cas. 144 (No. 9,487) (CC Md. 1861), held that the President alone
had no authority to suspend the writ, a position that Lincoln did
not honor. To date, the question has never been resolved, and its
decision is not relevant to the present case. I mention the matter
because of the constitutional underpinning of the writ of habeas
corpus. Article I of the Constitution, in describing the powers of
the legislative branch, states in § 9 that: "The Privilege of the
Writ of Habeas Corpus shall not be suspended, unless when in Cases
of Rebellion or Invasion the public Safety may require it."
The Court has consistently reaffirmed the preferred place of the
Great Writ in our constitutional system.
Fay v. Noia,
372 U. S. 391,
372 U. S. 400;
Smith v. Bennett, 365 U. S. 708,
365 U. S.
713.
Article III, § 1, gives Congress the power to "ordain and
establish" inferior federal courts; and § 2 subjects the "appellate
Jurisdiction" of this Court to "such Exceptions, and . . . such
Regulations as the Congress shall make." Once, Congress withdrew
from this Court its appellate jurisdiction in habeas corpus cases.
See Ex parte
McCardle, 6 Wall. 318,
74 U. S. 7 Wall.
506. An Act of Congress passed by the very first Congress provided
for the issuance of the writ. But, as Chief Justice Marshall said
in
Ex parte
Bollman, 4 Cranch 75,
8 U. S. 95,
"for if the means be not in existence, the privilege
Page 405 U. S. 48
itself would be lost, although no law for its suspension should
be enacted."
It is also true that "the meaning of the term habeas corpus" is
ascertained by resort "to the common law;" yet "the power to award
the writ by any of the courts of the United States, must be given
by written law."
Id. at
8 U. S. 93-94.
What courts may do is dependent on statutes, [
Footnote 2/1] save as their jurisdiction is defined
by the Constitution. What federal judges may do, however, is a
distinct question. Authority to protect constitutional rights of
individuals is inherent in the authority of a federal judge,
conformably with Acts of Congress. The mandate in Art. I, § 9, that
"The Privilege of the Writ . . . shall not be suspended" must mean
that its issuance, in a proper case or controversy, is an implied
power of any federal judge.
We have ruled that, even without congressional statutes
enforcing constitutional rights, the federal judges have authority
to enforce the federal guarantee.
Fay v. New York,
332 U. S. 261,
332 U. S.
283-284,
332 U. S. 285,
332 U. S. 293;
Katzenbach v. Morgan, 384 U. S. 641,
384 U. S. 647.
Those cases involved protests by individuals against state action.
Certainly the military does not stand in a preferred position.
The matter is germane to the present problem. For here, the
military is charged with exceeding its proper bounds in seeking to
punish a person for claiming his statutory and constitutional
exemption from military service.
Page 405 U. S. 49
The conflict between military prerogatives and civilian judicial
authority is as apparent in this case as it was in
Ex parte
Milligan. A person who appropriately shows that he is exempt
from military duty may not be punished for failure to submit. The
question is not one of comity between military and civilian
tribunals. One overriding function of habeas corpus is to enable
the civilian authority to keep the military within bounds. The
Court properly does just that in the opinion announced today.
While the Court of Military Appeals has the authority to issue
the writ of habeas corpus,
Noyd v. Bond, 395 U.
S. 683,
395 U. S. 695
n. 7;
Levy v. Resor, 17 U.S.C.M.A. 135, 37 C.M.R. 399, we
have never held that a challenge to the military's jurisdiction to
try a person must first be sought there, rather than in a federal
district court. [
Footnote 2/2]
Of
Page 405 U. S. 50
course, where comity prevails, as it does between state and
federal courts, federal habeas corpus will be denied where state
habeas corpus or a like remedy is available but has not been
utilized.
Ex parte Hawk, 321 U. S. 114. A
petitioner must, indeed, pursue his alleged state remedies until it
is shown that they do not exist or have been futilely invoked.
The principle of comity was invoked by Congress when it wrote in
28 U.S.C. § 2254 that federal habeas corpus shall not be granted a
person in state custody "unless it appears that the applicant has
exhausted the remedies available in the courts of the State." That
principle of comity is important in the operation of our federal
system, for both the States and the Federal Government
Page 405 U. S. 51
are administering programs relating to criminal justice.
[
Footnote 2/3]
See Fay v.
Noia, 372 U. S. 391. But
"the principles of federalism which enlighten the law of federal
habeas corpus for state prisoners are not relevant,"
Noyd v.
Bond, 395 U.S. at
395 U. S. 694,
to analogous questions involving military prisoners. Military
proceedings are different. As we said in
O'Callahan v.
Parker, 395 U. S. 258,
395 U. S.
265,
"A court-martial is not yet an independent instrument of justice
but remains to a significant degree a specialized part of the
overall mechanism by which military discipline is preserved."
Comity is
"a doctrine which teaches that one court should defer action on
causes properly within its jurisdiction until the courts of another
sovereignty with concurrent powers, and already cognizant of the
litigation, have had an opportunity to pass upon the matter."
Darr v. Burford, 339 U. S. 200,
339 U. S. 204.
But the Pentagon is not yet sovereign. The military is simply
another administrative agency, insofar as judicial review is
concerned.
Cf. Comment, 43 S. Cal.L.Rev. 356, 377-378.
While we have stated in the past that special deference is due the
military decisionmaking process,
Gusik v. Schilder,
340 U. S. 128,
this is so neither because of "comity" nor the sanctity of the
Executive Branch, but because of a concern for the effect of
judicial intervention on morale and military discipline, and
because of the civilian judiciary's general unfamiliarity with
"extremely technical provisions of the Uniform Code [of Military
Justice] which have no analogs in civilian jurisprudence,"
Noyd
v. Bond, supra at
395 U. S.
696.
Page 405 U. S. 52
The "special expertise" argument is often employed by the
defenders of the military court system. Thus, the argument was
advanced -- and rejected -- that the civilian judges who were to
staff the Court of Military Appeals could not do service, absent
military experience, to the complicated, technical niceties of
military law. [
Footnote 2/4]
See,
Page 405 U. S. 53
e.g., 96 Cong.Rec. 1305-1306. But civilian courts must
deal with equally arcane matters in such areas as patent,
admiralty, tax, antitrust, and bankruptcy law, on a daily
basis.
Our system of specialized military courts, though "necessary to
an effective national defense establishment,"
O'Callahan v.
Parker, 395 U.S. at
395 U. S. 265,
has roots in a system almost alien to the system of justice
provided by the Bill of Rights, by Art. III, and by the special
provision for habeas corpus contained in Art. I, § 9. Military law
is primarily an instrument of discipline, and a "military trial is
marked by the age-old manifest destiny of retributive justice."
Id. at 266. [
Footnote 2/5]
For the sake of discipline and orderliness, a person in the
military service must normally follow the military administrative
procedure and exhaust its requirements.
Gusik v. Schilder,
340 U. S. 128. But
once those administrative remedies are exhausted, he must then be
permitted to resort to civilian courts [
Footnote 2/6] to make sure that the military regime
acts
Page 405 U. S. 54
within the scope of statutes governing the problem and any
constitutional requirements. To repeat, both statutes [
Footnote 2/7] and the Constitution
[
Footnote 2/8] are implicated in
the claims of conscientious objectors.
Petitioner claims to be a conscientious objector, and therefore
not subject to military orders. He was charged with refusing to
obey a military order sending him to Vietnam, and has been
convicted of that offense. While the court-martial charges against
him were pending, he exhausted all administrative remedies for
relief from the Army's denial of his conscientious objector
application. In theory, he could pursue his remedies within the
military system by appealing the conviction or seeking habeas
corpus in the Court of Military Appeals. But he need go no further
than to exhaust his administrative remedies for overruling the
decision that he was not a conscientious objector. If there is a
statutory or constitutional reason why he should not obey the order
of the Army, that agency is overreaching when it punishes him for
his refusal.
The Army has a separate discipline of its own, and obviously it
fills a special need. But matters of the mind and spirit, rooted in
the First Amendment, are not in the
Page 405 U. S. 55
keeping of the military. Civil liberty and the military regime
have an "antagonism" that is "irreconcilable."
Ex parte
Milligan, 4 Wall. at
71 U. S. 124,
71 U. S. 125.
When the military steps over those bounds, it leaves the area of
its expertise and forsakes its domain. [
Footnote 2/9] The matter then becomes one for civilian
courts to resolve, consistent with the statutes and with the
Constitution.
[
Footnote 2/1]
It has been assumed that this Court has no jurisdiction to issue
an original writ of habeas corpus except when issuance of the writ
has been first denied by a lower court. R. Stern & E. Gressman,
Supreme Court Practice 419-420 (4th ed.1969). But the Court has not
settled the question.
See Hirota v. MacArthur,
335 U. S. 876,
338 U. S. 338 U.S.
197. Some members of the Court have felt that, absent statutory
authorization, the Court may not even transfer a petition for an
original writ of habeas corpus to a lower court. But that view has
not prevailed.
See Chaapel v. Cochran, 369 U.S. 869.
[
Footnote 2/2]
See Billings v. Truesdell, 321 U.
S. 542. This case involved a Selective Service
registrant whose conscientious objector claim was rejected by the
service. Billings subsequently reported as ordered for induction,
but refused to take the required oath. The oath was then read to
him, and he was told that his refusal to take it made no
difference; he was "in the army now."
Id. at
321 U. S. 545.
When Billings refused an order to submit to fingerprinting,
military charges were brought against him.
While the charges were pending, Billings sought federal habeas
corpus relief, challenging the military's jurisdiction to try him,
on the theory that he had not been lawfully inducted. The District
Court discharged the writ, and the Court of Appeals affirmed, but
this Court held that Billings' induction had indeed violated
existing statutory law, and ordered that the writ issue. Implicit
in this holding is an affirmation of the proposition that
exhaustion of military remedies, including pending court-martial,
is not required of one challenging the military's jurisdiction to
try him in the first instance.
While
Billings was decided before the enactment of the
Uniform Code of Military Justice, cases decided under the Code have
reached similar results.
See, e.g., McElroy v. Guagliardo,
361 U. S. 281;
Reid v. Covert, 354 U. S. 1;
Toth v. Quarles, 350 U. S. 11.
Noyd v. Bond, 395 U. S. 683, is
not to the contrary. There, the Court was faced with a serviceman
who had refused to obey an order because of his asserted
conscientious scruples against the war in Vietnam. His
court-martial conviction was pending in the Court of Military
Appeals. The issue decided against him on his federal habeas
application, however, was not the jurisdiction of the military to
try him in the first instance, but merely his entitlement to bail
pending disposition of his military appeals. The Court held that
his bail motion should first be presented to the Court of Military
Appeals; but we were explicit in distinguishing
Guagliardo,
Covert, and
Toth:
"The cited cases held that the Constitution barred the assertion
of court-martial jurisdiction over various classes of civilians
connected with the military, and it is true that this Court there
vindicated complainants' claims without requiring exhaustion of
military remedies. We did so, however, because we did not believe
that the expertise of military courts extended to the consideration
of constitutional claims of the type presented. Moreover, it
appeared especially unfair to require exhaustion of military
remedies when the complainants raised substantial arguments denying
the right of the military to try them at all. Neither of these
factors is present in the case before us."
395 U.S. at
395 U. S. 696
n. 8. Thus,
Noyd supports the proposition that "exhaustion
is not required when a prisoner challenges the personal
jurisdiction of the military." Developments in the Law -- Federal
Habeas Corpus, 83 Harv.L.Rev. 1038, 1233 n. 169. And Parisi's
challenge is precisely of that nature.
[
Footnote 2/3]
As Irving Brant says in the Bill of Rights 483 (1965),
"the essential differences between state and federal criminal
law, though immense in subject matter, have little bearing on
'fundamental fairness' or 'basic liberties.' These are involved
when overlapping jurisdictions produce double jeopardy, but the
fundamentals of fairness are not different in state and federal
courts."
[
Footnote 2/4]
Many of today's critics of the Court of Military Appeals feel
that an insensitivity to military needs is the least of the court's
problems. Recent attacks have rested on the premise that, in fact,
the court has become too closely identified with the viewpoint of
the military establishment it is supposed to oversee.
See,
e.g., R. Sherrill, Military Justice Is to Justice as Military
Music Is to Music 214-215 (1970). Critics must concede, however,
that the court has at least been partially successful in infusing
civilian notions of due process into the military justice system.
See, e.g., E. Sherman, Justice in the Military, in
Conscience and Command 21, 28 (J. Finn ed.1971). Thus, the court
has extended to servicemen the right to a speedy trial,
United
States v. Schalck, 14 U.S.C.M.A. 371, 34 C.M.R. 151; the right
to confront witnesses,
United States v. Jacoby, 11
U.S.C.M.A. 428, 29 C.M.R. 244; the right to protection against
unreasonable searches and seizures,
United States v.
Vierra, 14 U.S.C.M.A. 48, 33 C.M.R. 260; the privilege against
self-incrimination,
United States v. Kemp, 13 U.S.C.M.A.
89, 32 C.M.R. 89; the right to a public trial,
United States v.
Brown, 7 U.S.C.M.A. 251, 22 C.M.R. 41; the right to compulsory
service of process,
United States v. Sweeney, 14
U.S.C.M.A. 599, 34 C.M.R. 379; and the right to
Miranda-type warnings,
United States v. Tempia,
16 U.S.C.M.A. 629, 37 C.M.R.249.
Despite these advances, however, the military justice system's
disregard of the constitutional rights of servicemen is pervasive.
See Hearings on Constitutional Rights of Military
Personnel before the Subcommittee on Constitutional Rights of the
Senate Committee on the Judiciary, pursuant to S.Res. No. 260, 87th
Cong., 2d Sess.; Joint Hearings on S. 745
et al. before
the Subcommittee on Constitutional Rights of the Senate Committee
on the Judiciary and a Special Subcommittee of the Senate Armed
Services Committee, 89th Cong., 2d Sess., pt.s. 1 and 2.
See
also Summary-Report of Hearings on Constitutional Rights of
Military Personnel, by the Subcommittee on Constitutional Rights of
the Senate Committee on the Judiciary, pursuant to S.Res. No. 58,
88th Cong., 1st Sess. (Comm.Print 1963).
[
Footnote 2/5]
At the hearings on the proposed Uniform Code of Military
Justice, one witness analogized the military court-martial panel to
a jury appointed by the sheriff's office. Hearings on the Uniform
Code of Military Justice before a Subcommittee of the House
Committee on Armed Services, 81st Cong., 1st Sess., 630 (1949).
Rep. Sutton of Tennessee, himself a much-decorated veteran,
summarized his views on the state of military justice during World
War II by his statement, during the floor debates on the proposed
Code, that, "[h]ad they used the Pentagon Building for what it was
designed, a veteran's hospital, America would have been lots better
off today." 95 Cong.Rec. 5727.
[
Footnote 2/6]
The Federal Rules of Civil Procedure govern habeas corpus (Rule
81(a)(2)), that remedy being civil in nature; and those Rules are
comprehensive, including depositions and discovery.Rules 26-37.
The Rules of Practice and Procedure of the Court of Military
Appeals (
see the Rules ff. 10 U.S.C.A. § 867, Supp. 1972)
contain no provisions respecting habeas corpus.
While collateral remedies have been recognized by the Court of
Military Appeals since 1966,
United States v. Frischholz,
16 U.S.C.M.A. 150, 36 C.M.R. 306, and the express power to grant
habeas corpus relief was asserted in 1967,
Levy v. Resor,
17 U.S.C.M.A. 135, 37 C.M.R. 399, the military prisoner is at a
substantial disadvantage compared to his civilian counterpart.
See Uniform Code of Military Justice, Arts. 32, 36, 46,
and 49, 10 U.S.C. §§ 832, 836, 846, and 849.
See Melnick,
The Defendant's Right to Obtain Evidence: An Examination of the
Military Viewpoint, 29 Mil.L.Rev. 1 (1965).
See generally
M. Comisky & L. Apothaker, Criminal Procedure in the United
States District and Military Courts (1963).
And see Manual
for Courts-Martial, �� 30f, 34, 115, 117, and 145a (1968).
[
Footnote 2/7]
50 U.S.C.App. § 456(j).
See United States v. Seeger,
380 U. S. 163.
[
Footnote 2/8]
See Gillette v. United States, 401 U.
S. 437,
401 U. S. 463
(DOUGLAS, J., dissenting).
[
Footnote 2/9]
Another factor militating against the Court's reliance on
"comity" in analyzing the insulation of the military justice system
from civilian review is the enormous power of the military in
modern American life.
"From an initial authorized strength of well under one thousand,
our army alone has grown into a behemoth numbering well over a
million men even in time of nominal peace. No longer does the
military lie dormant and unnoticed for years on end, coming to the
attention of the typical citizen only in time of war. Today, every
male resident is a potential soldier, sailor, or airman; and it has
been estimated that, even in time of peace, such service occupies
at least four percent of the adult life of the average American
reaching draft age. As Mr. Chief Justice Warren recently observed:
"
"When the authority of the military has such a sweeping capacity
for affecting the lives of our citizenry, the wisdom of treating
the military establishment as an enclave beyond the reach of the
civilian courts almost inevitably is drawn into question."
"[Warren, The Bill of Rights and the Military, 37 N.Y.U.L.Rev.
181, 188.]"
Comment, God, the Army, and Judicial Review: The In-Service
Conscientious Objector, 56 Calif.L.Rev. 379, 446-447.