In a Washington State Court, petitioner was tried on a charge of
robbery, convicted and sentenced to imprisonment. Over his timely
objection, there was admitted in evidence a written confession
obtained after he had been held incommunicado for 16 hours and had
been told that he could not call his wife until he had signed it.
In accordance with local practice, the question as to the
voluntariness of the confession was left for determination by the
jury, and it brought in a general verdict of guilty.
Held: On the record in this case, the confession was
not voluntary, and its admission in evidence violated the Due
Process Clause of the Fourteenth Amendment. Pp.
373 U. S.
504-520.
(a) A review of the entire record reveals that petitioner's
account of the circumstances in which his written confession was
obtained and signed was uncontradicted in its essential elements.
Pp.
373 U. S.
507-513.
(b) The uncontroverted portions of the record disclose that
petitioner's written confession was obtained in, and was the result
of, an atmosphere of substantial coercion and inducement created by
statements and actions of state authorities, which made its
admission in evidence violative of due process. Pp.
373 U. S.
513-515.
(c) This Court cannot be precluded by the verdict of a jury from
determining whether the circumstances under which a confession was
obtained were such that its admission in evidence amounts to a
denial of due process. Pp.
373 U. S. 515-518.
58 Wash. 2d
716,
364 P.2d
935, judgment vacated and cause remanded.
Page 373 U. S. 504
MR. JUSTICE GOLDBERG delivered the opinion of the Court.
The petitioner, Raymond L. Haynes, was tried in a Superior Court
of the State of Washington on a charge of robbery, found guilty by
a jury, and sentenced to imprisonment "for a term of not more than
20 years." The Washington Supreme Court affirmed the conviction,
with four of nine judges dissenting.
58 Wash. 2d
716,
364 P.2d
935. Certiorari was granted, 370 U.S. 902, to consider whether
the admission of the petitioner's written and signed confession
into evidence against him at trial constituted a denial of due
process of law.
Haynes contends that the confession was involuntary, and thus
constitutionally inadmissible, because induced by police threats
and promises. He testified at trial that, during the approximately
16-hour period between the time of his arrest and the making and
signing of the written confession, he several times asked police to
allow him to call an attorney and to call his wife. He said that
such requests were uniformly refused, and that he was repeatedly
told that he would not be allowed to call unless and until he
"cooperated" with police and gave them a written and signed
confession admitting participation in the robbery. He was not
permitted to phone his wife, or, for that matter, anyone, either on
the night of his arrest or the next day. The police persisted in
their refusals to allow him contact with the outside world, he
said, even after he signed one written confession and after a
preliminary hearing before a magistrate, late on the day following
his arrest. According to the petitioner, he was, in fact, held
incommunicado by the police until some five or seven days after his
arrest. [
Footnote 1]
Page 373 U. S. 505
The State asserts that the petitioner's version of events is
contradicted, that the confession was freely given, and that, in
any event, the question of voluntariness was conclusively resolved
against the petitioner by the verdict of the jury at trial. We
consider each of these contentions in turn.
I
The petitioner was charged with robbing a gasoline service
station in the City of Spokane, Washington, at about 9 p.m. on
Thursday, December 19, 1957. He was arrested by Spokane police in
the vicinity of the station within approximately one-half hour
after the crime. [
Footnote 2]
Though he orally admitted the robbery to officers while en route to
the police station, he was, on arrival there, not charged with the
crime, but instead booked for "investigation," or, as it is locally
called, placed on the "small book." Concededly, prisoners held on
the "small book" are permitted by police neither to make phone
calls nor to have any visitors. [
Footnote 3]
Shortly after arriving at the station at about 10 p.m., the
petitioner was questioned for about one-half hour by Lieutenant
Wakeley of the Spokane police, during which period he again orally
admitted the crime. He was then placed in a line-up and identified
by witnesses as one of the robbers. Apparently nothing else was
done that night.
On the following morning, beginning at approximately 9:30 a.m.,
the petitioner was again questioned for about an hour and a half,
this time by Detectives Peck and
Page 373 U. S. 506
Cockburn. He once more orally admitted the robbery, and a
written confession was transcribed. Shortly thereafter, he was
taken to the office of the deputy prosecutor, where still another
statement was taken and transcribed. Though Haynes refused to sign
this second confession, he then did sign the earlier statement
given to Detectives Peck and Cockburn. [
Footnote 4] Later that same afternoon, he was taken before
a magistrate for a preliminary hearing; this was at about 4 p.m. on
December 20, the day after his arrest.
At the conclusion of the hearing, Haynes was transferred to the
county jail, and, on either the following Tuesday or Thursday, was
returned to the deputy prosecutor's office. He was again asked to
sign the second statement which he had given there some four to six
days earlier, but again refused to do so.
The written confession taken from Haynes by Detectives Peck and
Cockburn on the morning after his arrest and signed by Haynes on
the same day in the deputy prosecutor's office was introduced into
evidence against the petitioner over proper and timely objection by
his counsel that such use would violate due process of law. Under
the Washington procedure then in effect, [
Footnote 5] voluntariness of the confession was treated
as a question of fact
Page 373 U. S. 507
for ultimate determination by the jury. In overruling the
petitioner's objection to use of the confession, the trial judge,
however, made an apparently preliminary determination that it was
voluntary, and "conditionally" admissible.
See 58 Wash. 2d
at 719-720, 364 P.2d at 937. The evidence going to voluntariness
was heard before the jury, and the issue submitted to it. The jury
returned a general verdict of guilty, and was not required to, and
did not, indicate its view with respect to the voluntariness of the
confession.
II
The State first contends that the petitioner's version of the
circumstances surrounding the making and signing of his written
confession is evidentially contradicted, and thus should be
rejected by this Court. We have carefully reviewed the entire
record, however, and find that Haynes' account is uncontradicted in
its essential elements.
Haynes testified that, on the evening of his arrest, he made
several specific requests of the police that he be permitted to
call an attorney and to call his wife. Each such request, he said,
was refused. He stated, however, that he was told he might make a
call if he confessed:
"They kept wanting me to own up to robbing a Richfield Service
Station, and I asked Mr. [Detective] Pike several times if I could
call a lawyer, and he said, if I cooperated and gave him a
statement . . . , that I would be allowed to call, to make a phone
call. . . ."
On cross-examination, Lieutenant Wakeley, the officer who
interrogated the petitioner on the night of his arrest, first said
that Haynes did not ask him for permission to call his wife, but
merely inquired whether his wife would be notified of his arrest.
Lieutenant Wakeley said that
Page 373 U. S. 508
he told the petitioner that his wife would be notified.
[
Footnote 6] Defense counsel,
however, pursued the point and, only a moment later, Wakeley
testified that Haynes "may have" asked permission to call his wife
himself; Wakeley said he didn't "remember exactly whether he asked,
or whether we wouldn't notify his wife." Wakeley then testified
that he simply didn't "remember" whether Haynes asked to call his
wife so that she might secure a lawyer for him; in addition, the
lieutenant admitted that the petitioner might have asked to call
his wife after the interrogation was completed. Detective Pike,
also testifying at trial, said simply that he had not talked to
Haynes on the evening of the arrest.
If this were the only evidence of police coercion and inducement
in the record, we would face the problem of determining whether, in
view of the testimony of Lieutenant Wakeley and Detective Pike, the
petitioner's own testimony would be sufficient, on review by this
Court, to establish the existence of impermissible police conduct
barring use of the written confession ultimately obtained. We need
not pursue such an inquiry, however, since the record contains
other probative, convincing, and uncontradicted evidence.
The written confession introduced at trial was dictated and
transcribed while Haynes was being questioned by Detectives Peck
and Cockburn on the morning of December 20, the day after the
robbery. Haynes testified:
"Q. . . . [S]tate whether or not the officers at that time asked
you to give them a statement."
"A. Yes. "
Page 373 U. S. 509
"Q. And what was your answer to that?"
"A. I wanted to call my wife."
"Q. And were you allowed to call your wife?"
"A. No."
"Q. . . . This was on Friday?"
"A. Friday."
"Q. December 20th?"
"A. Yes."
"Q. And was anything else said with respect to making a
telephone call?"
"A. Mr. Pike [
sic] and the other officer both told me
that, when I had made a statement and cooperated with them, that
they would see to it that, as soon as I got booked, I could call my
wife."
"Q. Well, that was the night before you were told that, wasn't
it?"
"A. I was told that the next day too, several times."
"Q. Who were the officers that were with you?"
"A. Oh, not Mr. Pike. Mr. Cockburn and Mr. Peck, I believe."
"Q. In any event, Mr. Haynes, did you soon after that give them
a statement?"
"A. Well, not readily."
"Q. Did you give them a statement?"
"A. Yes."
The transcribed statement itself discloses that, early in the
interrogation, Haynes asked whether he might at least talk to the
prosecutor before proceeding further. He was told: "We just want to
get this down for our records, and then we will go to the
prosecutor's office and he will ask the same questions that I
am."
Whatever contradiction of Haynes' account of his interrogation
on the night of his arrest might be found in the testimony of
Lieutenant Wakeley and Detective Pike, his explicit description of
the circumstances surrounding his questioning and the taking by
Detectives Peck and Cockburn of the challenged confession on the
following day remains testimonially undisputed. Though he took the
stand at trial, Detective Cockburn did not deny that he or
Detective Peck had told the petitioner that he might
Page 373 U. S. 510
call his wife only if he "cooperated" and gave the police a
statement. Cockburn said merely that he could not "remember"
whether Haynes had asked to call his wife. He conceded that the
petitioner "could have" made such a request. No legal alchemy can
transmute such wholly equivocal testimony into a denial or
refutation of the petitioner's specific recitation of events.
Detective Peck did not testify, and no other evidence was presented
to contradict the petitioner's testimony, either as part of the
prosecution's case in chief or, even more importantly, by way of
rebuttal subsequent to the petitioner's testimony. We cannot but
attribute significance to the failure of the State, after listening
to the petitioner's direct and explicit testimony, to attempt to
contradict that crucial evidence; this testimonial void is the more
meaningful in light of the availability and willing cooperation of
the policemen who, if honestly able to do so, could have readily
denied the defendant's claims. Similarly, no evidence was offered
to contradict in any way the petitioner's testimony that, when
first taken to the deputy prosecutor's office to sign the statement
he had given to Detectives Peck and Cockburn, he again requested
permission to call his wife, and was again refused. [
Footnote 7]
Though the police were in possession of evidence more than
adequate to justify his being charged without delay, it is
uncontroverted that Haynes was not taken before a magistrate and
granted a preliminary hearing until he had acceded to demands that
he give and sign the written statement. Nor is there any indication
in the record that, prior to signing the written confession, or
even thereafter,
Page 373 U. S. 511
Haynes was advised by authorities of his right to remain silent,
warned that his answers might be used against him, or told of his
rights respecting consultation with an attorney.
In addition, there is no contradiction of Haynes' testimony
that, even after he submitted and supplied the written confession
used at trial, the police nonetheless continued the incommunicado
detention while persisting in efforts to secure still another
signature on another statement. [
Footnote 8] Upon being returned to the deputy prosecutor's
office during the week following his arrest, and while still being
held incommunicado, the petitioner was again asked to sign the
second statement which he had given there several days earlier. He
refused to do so, he said, because, as he then told the deputy
prosecutor,
"all the promises of all the officers I had talked to had not
been fulfilled, and I had not been able to call my wife, and I
would sign nothing under any conditions until I was allowed to call
my wife to see about legal counsel."
The State offered no evidence to rebut this testimony. [
Footnote 9] Similarly uncontradicted is
Haynes' testimony that it was not until
Page 373 U. S. 512
during or after this second interview with the prosecutor on the
Tuesday or Thursday -- Haynes could not be quite certain -- but, in
any event, some five or seven days after his arrest, that he was
first allowed to call his wife.
The contested written confession itself contains the following
exchange:
"Q. Have we made you any threats or promises?"
"A. No."
"Q. Has [
sic] any police officers made you any promises
or threats?"
"A. No -- except that the Lieutenant promised me that, as soon
as I was booked, that I could call my wife."
"Q. You are being held for investigation -- you haven't been
booked yet. When you are, you will be able to phone your wife."
The State argues that the quoted answers to the first two of
these questions conclusively negative existence of coercion or
inducement on the part of the police. The statement bears no such
reading, however. The questions, on their face, disclose that the
petitioner was told that "booking" was a prerequisite to calling
his wife, and "booking" must mean booking on a charge of robbery.
Since the police already had enough evidence to warrant charging
the petitioner with the robbery -- they had the petitioner's prior
oral admissions, the circumstances surrounding his arrest, and his
identification by witnesses -- the only fair inference to be drawn
under all the circumstances is that he would not be booked on the
robbery charge until the police had secured the additional evidence
they desired, the signed statement for which they were pressing.
The quoted portions of the signed confession thus support the
petitioner's version of events; under any view, they offer no
viable or reliable contradiction.
Even were it otherwise, there would be substantial doubt as to
the probative effect to be accorded recitations
Page 373 U. S. 513
in the challenged confession that it was not involuntarily
induced.
Cf. Haley v. Ohio, 332 U.
S. 596,
332 U. S. 601
(opinion of MR. JUSTICE DOUGLAS). It would be anomalous indeed if
such a statement, contained within the very document asserted to
have been obtained by use of impermissible coercive pressures, was
itself enough to create an evidentiary conflict precluding this
Court's effective review of the constitutional issue. Common sense
dictates the conclusion that, if the authorities were successful in
compelling the totally incriminating confession of guilt, the very
issue for determination, they would have little, if any, trouble
securing the self-contained concession of voluntariness. Certainly
we cannot accord any conclusive import to such an admission,
particularly when, as here, it is immediately followed by
recitations supporting the petitioner's version of events.
III
The uncontroverted portions of the record thus disclose that the
petitioner's written confession was obtained in an atmosphere of
substantial coercion and inducement created by statements and
actions of state authorities. We have only recently held again that
a confession obtained by police through the use of threats is
violative of due process, and that "the question in each case is
whether the defendant's will was overborne at the time he
confessed,"
Lynumn v. Illinois, 372 U.
S. 528,
372 U. S.
534.
"In short, the true test of admissibility is that the confession
is made freely, voluntarily, and without compulsion or inducement
of any sort."
Wilson v. United States, 162 U.
S. 613,
162 U. S. 623.
See also Bram v. United States, 168 U.
S. 532. And, of course, whether the confession was
obtained by coercion or improper inducement can be determined only
by an examination of all of the attendant circumstances.
See,
e.g., 347 U. S. S.
514� v. Denno,@
347 U. S. 556,
347 U. S. 558.
[
Footnote 10] Haynes'
undisputed testimony as to the making and signing of the challenged
confession used against him at trial permits no doubt that it was
obtained under a totality of circumstances evidencing an
involuntary written admission of guilt.
Here, as in
Lynumn, supra, the petitioner was alone in
the hands of the police, with no one to advise or aid him, and he
had "no reason not to believe that the police had ample power to
carry out their threats," 372 U.S. at
372 U. S. 534,
to continue, for a much longer period if need be, the incommunicado
detention -- as in fact was actually done. Neither the petitioner's
prior contacts with the authorities nor the fact that he previously
had made incriminating oral admissions negatives the existence and
effectiveness of the coercive tactics used in securing the written
confession introduced at trial. The petitioner at first resisted
making a written statement, and gave in only after consistent
denials of his requests to call his wife and the conditioning of
such outside contact upon his accession to police demands.
Confronted with the express threat of continued incommunicado
detention, and induced by the promise of communication with and
access to family, Haynes understandably chose to make and sign the
damning written statement; given the unfair and inherently coercive
context in which made, that choice cannot be said to be the
voluntary product of a free and unconstrained will, as required by
the Fourteenth Amendment.
We cannot blind ourselves to what experience unmistakably
teaches: that, even apart from the express threat, the basic
techniques present here -- the secret and incommunicado detention
and interrogation -- are devices adapted and used to extort
confessions from suspects. Of course, detection and solution of
crime is at best, a difficult
Page 373 U. S. 515
and arduous task requiring determination and persistence on the
part of all responsible officers charged with the duty of law
enforcement. And certainly we do not mean to suggest that all
interrogation of witnesses and suspects is impermissible. Such
questioning is undoubtedly an essential tool in effective law
enforcement. The line between proper and permissible police conduct
and techniques and methods offensive to due process is, at best, a
difficult one to draw, particularly in cases such as this, where it
is necessary to make fine judgments as to the effect of
psychologically coercive pressures and inducements on the mind and
will of an accused. But we cannot escape the demands of judging or
of making the difficult appraisals inherent in determining whether
constitutional rights have been violated. We are here impelled to
the conclusion, from all of the facts presented, that the bounds of
due process have been exceeded.
IV
Our conclusion is in no way foreclosed, as the State contends,
by the fact that the state trial judge or the jury may have reached
a different result on this issue.
It is well settled that the duty of constitutional adjudication
resting upon this Court requires that the question whether the Due
Process Clause of the Fourteenth Amendment has been violated by
admission into evidence of a coerced confession be the subject of
an independent determination here,
see, e.g., Ashcraft v.
Tennessee, 322 U. S. 143,
322 U. S.
147-148; "we cannot escape the responsibility of making
our own examination of the record,"
Spano v. New York,
360 U. S. 315,
360 U. S. 316.
While, for purposes of review in this Court, the determination of
the trial judge or of the jury will ordinarily be taken to resolve
evidentiary conflicts, and may be entitled to some weight even with
respect to the ultimate conclusion on the crucial issue of
voluntariness, we cannot avoid our responsibilities
Page 373 U. S. 516
by permitting ourselves to be
"completely bound by state court determination of any issue
essential to decision of a claim of federal right, else federal law
could be frustrated by distorted factfinding."
Stein v. New York, 346 U. S. 156,
346 U. S. 181.
As state courts are, in instances such as this, charged with the
primary responsibility of protecting basic and essential rights, we
accord an appropriate and substantial effect to their resolutions
of conflicts in evidence as to the occurrence or nonoccurrence of
factual events and happenings. This is particularly apposite
because the trial judge and jury are closest to the trial scene,
and thus afforded the best opportunity to evaluate contradictory
testimony. But, as declared in
Ward v. Texas, 316 U.
S. 547,
316 U. S.
550,
"when, as in this case, the question is properly raised as to
whether a defendant has been denied the due process of law . . . ,
we cannot be precluded by the verdict of a jury from determining
whether the circumstances under which the confession was made were
such that its admission in evidence amounts to a denial of due
process."
To the same effect,
see, e.g., Spano v. New York,
360 U. S. 315;
Thomas v. Arizona, 356 U. S. 390,
356 U. S. 393;
Payne v. Arkansas, 356 U. S. 560,
356 U. S. 562,
356 U. S. 568;
Ashcraft v. Tennessee, 322 U. S. 143,
322 U. S.
147-148;
Lisenba v. California, 314 U.
S. 219,
314 U. S.
237-238;
Chambers v. Florida, 309 U.
S. 227,
309 U. S.
228.
Beyond even the compelling nature of our precedents, however,
there is here still another reason for refusing to consider the
present inquiry foreclosed by the verdict of the jury to which the
issue of voluntariness of the confession was submitted. The jury
was instructed, in effect, not to consider as relevant on the issue
of voluntariness of the confession the fact that a defendant is not
reminded that he is under arrest, that he is not cautioned that he
may remain silent, that he is not warned that his answers may be
used against him, or that he is not advised that
Page 373 U. S. 517
he is entitled to counsel. [
Footnote 11] Whatever independent consequence these
factors may otherwise have, they are unquestionably attendant
circumstances which the accused is entitled to have appropriately
considered in determining voluntariness and admissibility of his
confession. [
Footnote
12]
In addition, the trial court instructed in terms of a Washington
statute which permits consideration of a corroborated confession
"made under inducement," and excepts only confessions "made under
the influence of fear produced by threats." [
Footnote 13] It seems reasonably clear from this
portion of the instructions that the jury may well have been misled
as to the requisite constitutional standard, notwithstanding the
apparent propriety of other portions of the instructions. Given the
fact that the jury did no more than return a general verdict of
guilty, we obviously have no way of knowing whether it found the
confession to be voluntary and admissible or not. Because
Page 373 U. S. 518
there was sufficient other evidence to sustain the verdict, the
jury may have found the defendant guilty even though it rejected
the confession as involuntary; alternatively, the jury may have
based its finding of guilt on the confession, reasoning, under the
questionable instructions and the Washington statute, that the
confession was admissible as voluntary, even though improperly
induced, because it was corroborated by the other evidence.
Although, for the reasons indicated, the Washington statute and the
quoted instructions raise a serious and substantial question
whether a proper constitutional standard was applied by the jury,
we need not rely on the imperfections in the instructions as a
separate ground of reversal. We think it clear, however, that these
imperfections are entirely sufficient to preclude any dependence we
might otherwise place on the jury verdict as settling the issue of
voluntariness here.
V
In reaching the conclusion which we do, we are not unmindful of
substantial independent evidence tending to demonstrate the guilt
of the petitioner. As was said in
Rogers v. Richmond,
365 U. S. 534,
365 U. S.
541:
"Indeed, in many of the cases in which the command of the Due
Process Clause has compelled us to reverse state convictions
involving the use of confessions obtained by impermissible methods,
independent corroborating evidence left little doubt of the truth
of what the defendant had confessed. Despite such verification,
confessions were found to be the product of constitutionally
impermissible methods in their inducement."
Of course, we neither express nor suggest a view with regard to
the ultimate guilt or innocence of the petitioner here; that is for
a jury to decide on a new trial free of
Page 373 U. S. 519
constitutional infirmity, which the State is at liberty to
order.
This case illustrates a particular facet of police utilization
of improper methods. While history amply shows that confessions
have often been extorted to save law enforcement officials the
trouble and effort of obtaining valid and independent evidence, the
coercive devices used here were designed to obtain admissions which
would incontrovertibly complete a case in which there had already
been obtained, by proper investigative efforts, competent evidence
sufficient to sustain a conviction. The procedures here are no less
constitutionally impermissible, and perhaps more unwarranted
because so unnecessary. There is no reasonable or rational basis
for claiming that the oppressive and unfair methods utilized were
in any way essential to the detection or solution of the crime or
to the protection of the public. The claim, so often made in the
context of coerced confession cases, that the devices employed by
the authorities were requisite to solution of the crime and
successful prosecution of the guilty party cannot here be made.
Official overzealousness of the type which vitiates the
petitioner's conviction below has only deleterious effects. Here,
it has put the State to the substantial additional expense of
prosecuting the case through the appellate courts, and now will
require even a greater expenditure in the event of retrial, as is
likely. But it is the deprivation of the protected rights
themselves which is fundamental and the most regrettable, not only
because of the effect on the individual defendant, but because of
the effect on our system of law and justice. Whether there is
involved the brutal "third degree," or the more subtle, but no less
offensive, methods here obtaining, official misconduct cannot but
breed disrespect for law, as well as for those charged with its
enforcement.
Page 373 U. S. 520
The judgment below is vacated, and the case is remanded to the
Supreme Court of Washington for further proceedings not
inconsistent herewith.
It is so ordered.
[
Footnote 1]
Haynes makes no claim that he was physically abused, deprived of
food or rest, or subjected to uninterrupted questioning for
prolonged periods.
[
Footnote 2]
The petitioner's brother, Keith Haynes, had been arrested a few
minutes earlier. Though also charged with, and convicted of,
participation in the robbery of the service station, he does not
seek review of his conviction here.
[
Footnote 3]
Apparently recognizing the questionable nature of such a
practice, the Spokane police, we are told, have since abandoned use
of the "small book" and the attendant restrictive practices.
[
Footnote 4]
The written confession appears to indicate on its face that it
was signed shortly before 2 p.m. on December 20, about 16 1/4 hours
after Haynes was arrested. The State asserts in its brief, however,
that the total time of detention prior to signing of the confession
was "17 to 19" hours. We assume, for purposes here, that the
16-hour period is sufficiently accurate.
[
Footnote 5]
Washington has since revised its rules of practice to provide
for a preliminary hearing by the trial court, out of the presence
of the jury, on the issue of voluntariness of a confession.
See 58 Wash. 2d at 720, 364 P.2d at 937, and Rules of
Pleading, Practice and Procedure, Wash.Rev.Code, Rule 101.20W, Vol.
O, as amended, effective January 2, 1961.
[
Footnote 6]
There is no indication that she was actually so notified. In
fact, the petitioner's wife telephoned police at about noon on the
day following the robbery, but was refused any information beyond
the fact that her husband was being held. Though she identified
herself and asked specifically why her husband was in jail, she was
told simply "to get the morning paper and read it."
[
Footnote 7]
The petitioner's incommunicado detention was in contravention of
an explicit Washington statute, Wash.Rev.Code, § 9.33.020(5), which
prohibits and makes it a misdemeanor for police to "refuse
permission to [an] . . . arrested person to communicate with his
friends or with an attorney" when the refusal has as its purpose
the obtaining of a confession.
[
Footnote 8]
While occurring after completion of the signed confession here
challenged, such action not only tends to bear out petitioner's
version of what happened earlier, but displays and confirms an
official disregard by police of state law,
see note 7 supra, and of the basic
rights of the defendant.
See Haley v. Ohio, 332 U.
S. 596,
332 U. S. 600
(opinion of Mr. Justice Douglas). The police
"were rather concerned primarily with securing a statement from
defendant on which they could convict him. The undeviating intent
of the officers to extract a confession from petitioner is
therefore patent. When such an intent is shown, this Court has held
that the confession obtained must be examined with the most careful
scrutiny. . . ."
Spano v. New York, 360 U. S. 315,
360 U. S.
324.
[
Footnote 9]
Though the deputy prosecutor himself appeared as a witness for
the State at the trial, his testimony was in no way directed to
this statement made in his office or the attendant circumstances,
and he was not recalled to the stand after Haynes testified so that
he might controvert the petitioner's version of events.
[
Footnote 10]
See also Fikes v. Alabama, 352 U.
S. 191,
352 U. S.
197-198;
Gallagos v. Nebraska, 342 U. S.
55,
342 U. S. 65
(opinion of Mr. Justice Reed).
[
Footnote 11]
The trial court told the jury:
"And, in this connection, I further instruct you that a
confession or admission of a defendant is not rendered involuntary
because he is not at the time of making the same reminded that he
was under arrest, or that he was not obliged to reply, or that his
answers would be used against him, or that he was entitled to be
represented by counsel."
That the jury was to take this as precluding consideration of
the cited factors is evidenced by the immediately succeeding
instruction which advised that it should consider a denial of
communication with friends or an attorney in connection with
determining whether the written confession was voluntary or
not.
[
Footnote 12]
See note 10
supra.
[
Footnote 13]
The instruction commenced:
"By statute of the State of Washington, it is provided:"
"The confession of a defendant made under inducement, with all
the circumstances, may be given as evidence against him, except
when made under the influence of fear produced by threats; but a
confession made under inducement is not sufficient to warrant a
conviction without corroborating testimony."
MR. JUSTICE CLARK, with whom MR. JUSTICE HARLAN, MR. JUSTICE
STEWART, and MR. JUSTICE WHITE join, dissenting.
On December 19, 1957 at 9:05 p.m., a report was received by the
Spokane Police Station that a filling station robbery was in
progress in a certain area of the city. The report was broadcast to
police cars working in the area. Twenty-five minutes later,
uniformed officers riding in a police car near the scene of the
reported robbery observed petitioner walking down the street. As
they approached him, he went into the yard of a home in the
vicinity. The police drove up and called to petitioner, who was
questioned for a moment by one of the officers. Petitioner
indicated that "he lived there" and, after talking with the
officers, walked onto the porch of the house and began fumbling
with the screen door as if to unlock it. The officer remained at
the curb observing petitioner, who in a few moments returned to the
car and spontaneously exclaimed to the officers, "You got me, let's
go." He was placed in the police car, admitted the robbery to the
officers and, as they drove to the filling station, identified it
as the place he had robbed. He was taken to the police station,
where he arrived within 20 minutes of his arrest and made a second
oral confession to Lieutenant Wakeley, who was in charge of the
detective office on the 4 o'clock to midnight shift. This
confession was related by the lieutenant at the trial, without
objection, in the following testimony:
"A. [By Lt. Wakeley.] He said they decided to hold up a place so
they drove around to find someplace
Page 373 U. S. 521
that didn't seem to have any customers, and they didn't know the
streets, didn't know the town very well. They said they were out
where they found the car. They drove by and saw a service station
which didn't seem to have any business, so they parked the car in
the alley and walked into the service station, and Raymond said
that he told the man it was a holdup, and his brother stood behind
the man, and he got the money from the service station operator. He
didn't think his brother got any of it. After they held up the
place, they ran out the door and he ran down the side street, not
directly toward the car, down around toward the end of the block
and come [
sic] back down the alley, and, as he was
approaching the car, he saw a police officer had his brother in
custody. So he turned and ran north about two blocks, and then
turned and went west about three blocks before a prowl car came
along and they stopped and talked to him and asked him where he was
going. He said he was going home, and he turned and walked up onto
a porch. He stood on the porch, and he said the prowl car sat out
there in the street, didn't move, so he thought well, I might as
well give up. So he went back and told them he was the man they
were looking for."
Thus, within an hour and 20 minutes after his surrender,
petitioner had made two oral confessions -- both admitted into
evidence without objection -- identical in relevant details to the
written confession made the following day which the Court finds
coerced. In light of the circumstances surrounding petitioner's
arrest and confession, I believe the Court's reversal to be an
abrupt departure from the rule laid down in the cases of this Court
and an enlargement of the requirements heretofore visited upon
state courts in confession cases. I therefore dissent.
Page 373 U. S. 522
The petitioner is neither youthful in age (though his exact age
is not shown by the record) nor lacking in experience in
lawbreaking. He is married, and was a skilled sheet-metal worker
temporarily unemployed. Some indication of his approximate age is
given by the facts that his wife had been employed for some 14
years by the same employer, and that, 11 years prior to the trial,
he had his first brush with the law,
i.e., drunken
driving, resisting arrest, and being without a driver's license.
Further, in 1949, he was convicted of breaking and entering, and,
in 1950, of robbery. During the same year, he pleaded guilty to
breaking jail and to "taking a car." He had not only served time,
but had been on parole for two years, making regular visits to
parole officers to whom he was assigned. He cannot, therefore, be
placed in the category of those types of people with whom the
Court's cases in this area have ordinarily dealt, such as the
mentally subnormal accused,
Fikes v. Alabama, 352 U.
S. 191 (1957);
Payne v. Arkansas, 356 U.
S. 560 (1958), and
Reck v. Pate, 367 U.
S. 433 (1961); the youthful offender, such as
Haley
v. Ohio, 332 U. S. 596
(1948), and
Gallegos v. Colorado, 370 U. S.
49 (1962); or the naive and impressionable defendant,
such as
Lynumn v. Illinois, 372 U.
S. 528 (1963). On the contrary, he is a mature adult who
appears, from his testimony at the trial, to be of at least average
intelligence, and who is neither a stranger to police techniques
and custodial procedures nor unaware of his rights on arrest. Thus
the Court's reliance on
Lynumn v. Illinois, supra,
[
Footnote 2/1] is completely
misplaced.
Page 373 U. S. 523
I do not say that only the young, the weak and the mentally
disturbed are susceptible to coercion, but only that these factors
have ordinarily been involved in coerced confession cases, and have
been consistently regarded by the Court as important circumstances
in the determination as to whether a confession was voluntarily
made. Along with circumstances related to the petitioner, of
course, the determination of coercion requires examination of the
conduct of the police and the environment in which interrogation
and confession occurred. We have long recognized that coercion need
not be based upon the physical torture involved in
Brown v.
Mississippi, 297 U. S. 278
(1936). But here there is no contention by the petitioner either of
physical abuse or of the more sophisticated techniques associated
with police coercive practices. There was no extended or repeated
interrogation, [
Footnote 2/2] no
deprivation of sleep or food, [
Footnote
2/3] no use of psychiatric techniques. [
Footnote 2/4] Further, there were no external
circumstances, such as threat of mob violence, [
Footnote 2/5] furnishing an atmosphere tending to
subvert petitioner's rationality and free will.
I cannot condone the conduct of the police in holding the
petitioner incommunicado, but, of course, we have no supervisory
power over state courts. The question under the Fourteenth
Amendment is whether the will of the accused is so overborne at the
time of the confession that his statement is not "the product of a
rational intellect and a free will,"
Reck v. Pate, supra,
at
367 U. S. 440,
and its determination "is one on which we must make an
independent
Page 373 U. S. 524
determination on the undisputed facts."
Malinski v. New
York, 324 U. S. 401,
324 U. S. 404
(1945), citing
Lisenba v. California, 314 U.
S. 219 (1941), and
Ashcraft v. Tennessee,
322 U. S. 143
(1944). We have held that the fact that one has been denied
consultation with an attorney,
Cicenia v. Lagay,
357 U. S. 504
(1958),
Crooker v. California, 357 U.
S. 433 (1958), was not in itself controlling in such
cases. Further, not even the fact that one is "held incommunicado,
is subjected to questioning by officers for long periods, and
deprived of the advice of counsel," without a showing that he had
"so lost his freedom of action" that the confession was not his
own, requires a reversal under the Fourteenth Amendment.
Lisenba v. California, supra, at
314 U. S.
240-241. Finally, the fact that police officers violated
state statutes in their treatment of the petitioner does "not
furnish an answer" to the question whether a confession was
voluntarily made.
Id. at
314 U. S. 235;
see Gallegos v. Nebraska, 342 U. S.
55 (1951).
The Court's reversal here must be based upon the fact that, on
the day after petitioner's arrest, when he signed the written
confession at issue, he was told that, after he made a statement
and was booked, he could call his wife. As to his testimony
relating to the evening of his arrest, it is certainly disputed.
Petitioner testified that he asked Detective Pike if he could call
his wife, but Detective Pike testified that he did not even talk to
petitioner. Lieutenant Wakeley testified unequivocally that
petitioner made no such requests to him during their conversation,
though he could not recall whether such requests were made "at any
time that night." [
Footnote
2/6]
Page 373 U. S. 525
The Court concludes, then, that the police, by holding
petitioner incommunicado and telling him that he could call his
wife after he made a statement and was booked, wrung from him a
confession he would not otherwise have made, a confession which was
not the product of a free will. In
Crooker v. California,
supra, at
357 U. S. 436,
however, we found no coercion or inducement despite the fact that
the petitioner's repeated requests for an attorney were denied and
he "was told that,
after [the] investigation was concluded, he
could call an attorney.'"
In light of petitioner's age, intelligence and experience with
the police, in light of the comparative absence of any coercive
circumstances, and in light of the fact that petitioner never, from
the time of his arrest, evidenced a will to deny his guilt, I must
conclude that his written confession was not involuntary. I find no
support in any of the 33 cases decided on the question by this
Court for a contrary conclusion. Therefore, I would affirm the
judgment before us.
[
Footnote 2/1]
In
Lynumn v. Illinois, 372 U.
S. 528 (1963), the petitioner was a woman who
"had no previous experience with the criminal law, and had no
reason not to believe that the police had ample power to carry out
their threats."
Id. at
372 U. S. 534.
She confessed after the police told her that, if she did not
cooperate, she would be imprisoned for 10 years, her children would
be taken away, and she would be deprived of state aid for them.
[
Footnote 2/2]
See Spano v. New York, 360 U.
S. 315 (1959);
Ward v. Texas, 316 U.
S. 547 (1942);
Chambers v. Florida,
309 U. S. 227
(1940).
[
Footnote 2/3]
See Reck v. Pate, 367 U. S. 433
(1961);
Payne v. Arkansas, 356 U.
S. 560 (1958).
[
Footnote 2/4]
See Leyra v. Denno, 347 U. S. 556
(1954);
cf. Malinski v. New York, 324 U.
S. 401 (1945).
[
Footnote 2/5]
See Payne v. Arkansas, 373
U.S. 503fn2/3|>note 3,
supra; Chambers v. Florida,
373
U.S. 503fn2/2|>note 2,
supra.
[
Footnote 2/6]
Lieutenant Wakeley testified as follows:
"Q. Did Raymond Haynes at any time during that conversation
[when he was interrogated] ask permission to make a telephone call
to his wife?"
"A. Not during the conversation."
"Q. Well at any time that night?"
"A. He might have asked afterward, after I got through talking
to him. He wanted to know if his wife would be notified. I told him
we would notify her that he was being held."
"Q. Did he ask permission to make a phone call himself to his
wife?"
"A. He may have. I don't remember exactly whether he asked or
whether we wouldn't notify his wife."
"Q. Did he say anything to you, Lieutenant Wakeley, if you
remember, in substance, that he wanted to call his wife so that she
could get a lawyer?"
"A. No, I don't remember that."