Petitioners, six young Negroes, were convicted of breach of the
peace for peacefully playing basketball in a public park in
Savannah, Ga., customarily used only by white people and not
dispersing when ordered to do so by the police. There was no
evidence of disorderly conduct or of any activity which might be
thought to violate a breach of the peace statute. One of the
arresting officers testified that petitioners were arrested because
they were Negroes. At their trial, both in a demurrer to the
accusation and in motions for a new trial, petitioners contended,
inter alia, that the breach of the peace statute violated
the Due Process Clause of the Fourteenth Amendment because it did
not give adequate warning that their conduct violated it. The
Georgia Supreme Court held that error in denial of the motions for
a new trial could not be considered because it was not properly
briefed on the appeal, and it affirmed the convictions.
Held:
1. There was no adequate state ground for the refusal by the
Georgia Supreme Court to consider error in the denial of
petitioners' motions for a new trial. Pp.
373 U. S.
289-291.
2. Petitioners' convictions violated the Fourteenth Amendment.
Pp.
373 U. S.
291-293.
(a) The convictions cannot be sustained on the ground that
failure to obey the command of a police officer constitutes a
traditional form of breach of the peace. One cannot be punished for
failing to obey a command which violates the Constitution, and the
police officers' command violated the Equal Protection Clause of
the Fourteenth Amendment, since it was intended to enforce racial
discrimination in the park. Pp.
373 U. S.
291-292.
(b) The convictions cannot be sustained on the ground that
petitioners' conduct was likely to cause a breach of the peace by
others, since the possibility of disorder by others cannot justify
exclusion of a person from a place where he has a constitutional
right to be. Pp.
373 U. S.
292-293.
(c) If petitioners were convicted because a park rule reserved
the park for use by younger people at the time, the statute did not
give adequate warning, as required by the Due Process Clause of
Page 373 U. S. 285
the Fourteenth Amendment, since neither the existence nor the
publication of any such rule was proved. P.
373 U. S.
293.
217 Ga. 453,
122 S.E.2d
737, reversed.
MR. CHIEF JUSTICE WARREN delivered the opinion of the Court.
Petitioners, six young Negroes, were convicted of breach of the
peace for peacefully playing basketball in a public park in
Savannah, Georgia, on the early afternoon of Monday, January 23,
1961. The record is devoid of evidence of any activity which a
breach of the peace statute might be thought to punish. Finding
that there is no adequate state ground to bar review by this Court,
and that the convictions are violative of due process of law
secured by the Fourteenth Amendment, we hold that the judgments
below must be reversed.
Only four witnesses testified at petitioners' trial: the two
arresting officers, the city recreational superintendent, and a
sergeant of police. All were prosecution witnesses. No witness
contradicted any testimony given by any other witnesses. On the day
in question, the petitioners were playing in a basketball court at
Daffin Park, Savannah, Georgia. The park is owned and operated by
the city for recreational purposes, is about 50 acres in area, and
is customarily used only by whites. A white woman notified the two
police officer witnesses of the presence of petitioners in the
park. They investigated, according to
Page 373 U. S. 286
one officer,
"because some colored people were playing in the park. I did not
ask this white lady how old these people were. As soon as I found
out these were colored people, I immediately went there."
The officer also conceded that
"I have never made previous arrests in Daffin Park because
people played basketball there. . . . I arrested these people for
playing basketball in Daffin Park. One reason was because they were
negroes. I observed the conduct of these people, when they were on
the basketball court and they were doing nothing besides playing
basketball, they were just normally playing basketball, and none of
the children from the schools were there at that particular
time."
The other officer admitted that petitioners
"were not necessarily creating any disorder, they were just
'shooting at the goal,' that's all they were doing, they wasn't
disturbing anything."
Petitioners were neat and well dressed. Nevertheless, the
officers ordered the petitioners to leave the park. One petitioner
asked one of the officers "by what authority" he asked them to
leave; the officer responded that he "didn't need any orders to
come out there. . . ." But he admitted that "it is [not] unusual
for one to inquire
why' they are being arrested." When
arrested, the petitioners obeyed the police orders and, without
disturbance, entered the cruiser to be transported to police
headquarters. No crowd assembled.
The recreational superintendent's testimony was confused and
contradictory. In essence, he testified that school children had
preference in the use of the park's playground facilities, but that
there was no objection to use by older persons if children were not
there at the time. No children were present at this time. The
arrests were made at about 2 p.m. The schools released their
students at 2:30, and, according to one officer, it would have been
at least 30 minutes before any children could have reached the
playground. The officer also stated that he
Page 373 U. S. 287
did not know whether the basketball court was reserved for a
particular age group, and did not know the rules of the City
Recreational Department. It was conceded at the trial that no signs
were posted in the park indicating what areas, if any, were
reserved for younger children at particular hours. In oral argument
before this Court, it was conceded that the regulations of the park
were not printed.
The accusation charged petitioners with assembling "for the
purpose of disturbing the public peace. . . ." and not dispersing
at the command of the officers. The jury was charged, with respect
to the offense itself, only in terms of the accusation and the
statute. [
Footnote 1] Upon
conviction, five petitioners were sentenced to pay a fine of $100
or to serve five months in prison. Petitioner Wright was sentenced
to pay a fine of $125 or to serve six months in prison.
Petitioners' principal contention in this Court is that the
breach of the peace statute did not give adequate warning that
their conduct violated that enactment in derogation of their rights
under the Due Process Clause of the Fourteenth Amendment of the
Constitution of the United States. This contention was plainly
raised at the trial, both in a demurrer to the accusation and in
motions for a new trial, and was pressed on appeal to the Georgia
Supreme Court. Both the demurrer and new trial motions raised a
number of other issues. The Georgia Supreme Court held that error
in the denial of the motions for a new trial could not be
considered because it was not properly briefed on the appeal. But
the court nevertheless
Page 373 U. S. 288
seemed to pass upon the claim because it had been raised in the
demurrer, [
Footnote 2] and
affirmed the convictions. 217 Ga. 453,
122 S.E.2d
737. Certiorari was granted. 370 U.S. 935.
Since there is some question as to whether the Georgia Supreme
Court considered petitioners' claim of vagueness
Page 373 U. S. 289
to have been properly raised in the demurrer, [
Footnote 3] we prefer to rest our
jurisdiction upon a firmer foundation. We hold, for the reasons set
forth hereinafter, that there was no adequate state ground for the
Georgia court's refusal to consider error in the denial of
petitioners' motions for a new trial.
I
A commentator on Georgia procedure has concluded that
"[p]robably no phase of pleading in Georgia is fraught with more
technicalities than with respect to raising constitutional issues."
[
Footnote 4] Examination of the
Georgia cases bears out this assertion. In an extraordinary number,
an attempt to raise constitutional issues has been frustrated by a
holding that the question was not properly raised or pursued.
But
"[w]hatever springes the State may set for those who are
endeavoring to assert rights that the State confers, the assertion
of Federal rights, when plainly and reasonably made, is not to be
defeated under the name of local practice."
Davis v. Wechsler, 263 U. S. 22,
263 U. S. 24.
See also Love v. Griffith, 266 U. S.
32;
Stromberg v. California, 283 U.
S. 359;
Terminiello v. Chicago, 337 U. S.
1;
Staub v. City of Baxley, 355 U.
S. 313;
NAACP v. Alabama ex rel. Patterson,
357 U. S. 449.
In this case, the Georgia Supreme Court held that error in the
denial of the motions for a new trial could not be considered
because
"[t]here was no argument, citation of authority, or statement
that [the grounds for reversal stated in the new trial motions] . .
. were still relied upon."
The court found
"the applicable rule, as laid
Page 373 U. S. 290
down in
Henderson v. Lott, 163 Ga. 326 (2), 136 S.E.
403, [to be] . . . :"
"Assignments of error, not insisted upon by counsel in their
briefs or otherwise, will be treated by this court as abandoned. A
mere recital in briefs of the existence of an assignment of error,
without argument or citation of authorities in its support, and
without a statement that it is insisted upon by counsel, is
insufficient to save it from being treated as abandoned."
217 Ga. at 454-455, 122 S.E.2d at 740. Presumably the court was
restating the requirements of § 6-1308 of the Georgia Annotated
Code of 1935. That section provides:
"All questions raised in the motion for new trial shall be
considered by the appellate court except where questions so raised
are expressly or impliedly abandoned by counsel either in the brief
or upon oral argument. A general insistence upon all the grounds of
the motion shall be held to be sufficient."
To ascertain the precise holding of the Georgia court, we must
examine the brief which the petitioners submitted in connection
with their appeal. It specifically assigned as error the overruling
of their motions for a new trial. And in the section of the brief
devoted to argument, it was stated:
"Plaintiffs-in-Error had assembled for the purpose of playing
basketball, and were in fact only playing basketball in a
municipally owned park, according to the State's own evidence.
Nevertheless, they were arrested and convicted under the said
statute, which prohibited assemblies for the purpose of 'disturbing
the public peace or committing any unlawful act.' Where a statute
is so vague as to make criminal an innocent act, a conviction under
it cannot be sustained.
Murray Winters v. New York,
333 U. S.
507. . . . Plaintiffs in Error could not possibly have
predetermined from the wording of
Page 373 U. S. 291
the statute that it would have punished as a misdemeanor an
assembly for the purpose of playing basketball."
Obviously petitioners did, in fact, argue the point which they
press in this Court. Thus, the holding of the Georgia court must
not have been that the petitioners abandoned their argument, but
rather that the argument could not be considered because it was not
explicitly identified in the brief with the motions for a new
trial. In short, the Georgia court would require the petitioners to
say something like the following at the end of the paragraph quoted
above: "
A fortiori it was error for the trial court to
overrule the motions for a new trial." As was said in a similar
case coming to us from the Georgia courts, this "would be to force
resort to an arid ritual of meaningless form."
Staub v. City of
Baxley, supra, at
355 U. S. 320.
The State may not do that here any more than it could in
Staub. Here, as in
Staub, the state ground is
inadequate. Its inadequacy is especially apparent because no prior
Georgia case which respondent has cited nor which we have found
gives notice of the existence of any requirement that an argument
in a brief be specifically identified with a motion made in the
trial court.
"[A] local procedural rule, although it may now appear in
retrospect to form part of a consistent pattern of procedures . . .
, cannot avail the State here, because petitioner[s] could not
fairly be deemed to have been apprised of its existence. Novelty in
procedural requirements cannot be permitted to thwart review in
this Court. . . ."
NAACP v. Alabama ex rel. Patterson, supra, at
357 U. S. 457.
We proceed to a consideration of the merits of petitioners'
constitutional claim.
II
Three possible bases for petitioners' convictions are suggested.
First, it is said that failure to obey the command of a police
officer constitutes a traditional form of breach of the peace.
Obviously, however, one cannot be punished
Page 373 U. S. 292
for failing to obey the command of an officer if that command is
itself violative of the Constitution. The command of the officers
in this case was doubly a violation of petitioners' constitutional
rights. It was obviously based, according to the testimony of the
arresting officers themselves, upon their intention to enforce
racial discrimination in the park. For this reason, the order
violated the Equal Protection Clause of the Fourteenth Amendment.
See New Orleans City Park Improvement Ass'n v. Detiege,
358 U. S. 54,
affirming 252 F.2d 122. The command was also violative of
petitioners' rights because, as will be seen, the other asserted
basis for the order -- the possibility of disorder by others --
could not justify exclusion of the petitioners from the park. Thus,
petitioners could not constitutionally be convicted for refusing to
obey the officers. If petitioners were held guilty of violating the
Georgia statute because they disobeyed the officers, this case
falls within the rule that a generally worded statute which is
construed to punish conduct which cannot constitutionally be
punished is unconstitutionally vague to the extent that it fails to
give adequate warning of the boundary between the constitutionally
permissible and constitutionally impermissible applications of the
statute.
Cf. Winters v. New York, 333 U.
S. 507;
Stromberg v. California, 283 U.
S. 359;
see also Cole v. Arkansas, 333 U.
S. 196.
Second, it is argued that petitioners were guilty of a breach of
the peace because their activity was likely to cause a breach of
the peace by others. The only evidence to support this contention
is testimony of one of the police officers that
"The purpose of asking them to leave was to keep down trouble,
which looked like to me might start -- there were five or six cars
driving around the park at the time, white people."
But that officer also stated that this "was [not] unusual
traffic for that time of day." And the park was 50 acres in area.
Respondent
Page 373 U. S. 293
contends the petitioners were forewarned that their conduct
would be held to violate the statute.
See Samuels v.
State, 103 Ga.App. 66,
118 S.E.2d
231. But it is sufficient to say again that a generally worded
statute, when construed to punish conduct which cannot be
constitutionally punished, is unconstitutionally vague. And the
possibility of disorder by others cannot justify exclusion of
persons from a place if they otherwise have a constitutional right
(founded upon the Equal Protection Clause) to be present.
Taylor v. Louisiana, 370 U. S. 154;
Garner v. Louisiana, 368 U. S. 157,
368 U. S. 174;
see also Buchanan v. Warley, 245 U. S.
60,
245 U. S.
80-81.
Third, it is said that the petitioners were guilty of a breach
of the peace because a park rule reserved the playground for the
use of younger people at the time. However, neither the existence
nor the posting of any such rule has been proved.
Cf. Lambert
v. California, 355 U. S. 225,
355 U. S. 228.
The police officers did not inform them of it because they had no
knowledge of any such rule themselves. Furthermore, it is conceded
that there was no sign or printed regulation which would give
notice of any such rule.
Under any view of the facts alleged to constitute the violation,
it cannot be maintained that petitioners had adequate notice that
their conduct was prohibited by the breach of the peace statute. It
is well established that a conviction under a criminal enactment
which does not give adequate notice that the conduct charged is
prohibited is violative of due process.
Lanzetta v. New
Jersey, 306 U. S. 451;
Connally v. General Construction Co., 269 U.
S. 385;
United States v. L. Cohen Grocery Co.,
255 U. S. 81;
see also United States v. National Dairy Products Corp.,
372 U. S. 29.
Reversed.
[
Footnote 1]
The statute, Ga.Code Ann., 1953, § 26-5301, provides:
"Unlawful assemblies. -- Any two or more persons who shall
assemble for the purpose of disturbing the public peace or
committing any unlawful act, and shall not disperse on being
commanded to do so by a judge, justice, sheriff, constable,
coroner, or other peace officer, shall be guilty of a
misdemeanor."
[
Footnote 2]
The Georgia court refused to consider two of the constitutional
claims asserted in the demurrer. But these allegations charged only
unconstitutional administration of the statute. It is well settled
in Georgia that the constitutionality of the statute upon which the
charge is based may be attacked by demurrer. The Georgia Supreme
Court, over 65 years ago, held that,
"[u]nder the general demurrer [to the accusation], the
constitutionality of the law under which the accused was arraigned
is brought in question."
Newman v. State, 101 Ga. 534, 536, 28 S.E. 1005 (1897).
This rule was later qualified to require the defendant to set out
the ground of his attack with particularity in the demurrer.
See, e.g., Henderson v. Georgia, 123 Ga. 465, 466, 51 S.E.
385, 386. In numerous cases, it has been assumed that a
constitutional objection on the ground of vagueness may properly be
made by demurrer.
Teague v. Keith, 214 Ga. 853,
108 S.E.2d
489;
Harris v. State, 191 Ga. 243, 12 S.E.2d 64;
Carr v. State, 176 Ga. 747, 169 S.E. 201;
Dalton v.
State, 176 Ga. 645, 169 S.E. 198;
Carr v. State, 176
Ga. 55, 166 S.E. 827, 167 S.E. 103;
Hughes v. State Board of
Medical Examiners, 162 Ga. 246, 134 S.E. 42.
See also
Henderson v. State, 113 Ga. 1148, 39 S.E. 446. In other cases,
the Georgia Supreme Court has held that certain procedures, other
than a demurrer, do not constitute the proper method to attack the
constitutionality of the statute upon which the charge or claim was
based. In each of these cases, the Georgia court specifically
stated that a demurrer would constitute a proper procedural device.
Eaves v. State, 113 Ga. 749, 758, 39 S.E. 318, 321;
Boswell v. State, 114 Ga. 40, 41, 39 S.E. 897;
Hendry
v. State, 147 Ga. 260, 265, 93 S.E. 413, 415;
Starling v.
State, 149 Ga. 172, 99 S.E. 619;
Savannah Elec. Co. v.
Thomas, 154 Ga. 258, 113 S.E. 806;
Moore v. State,
194 Ga. 672, 22 S.E.2d 510;
Stone v. State, 202 Ga. 203,
42 S.E.2d 727;
Loomis v. State, 203 Ga. 394, 405, 47
S.E.2d 58, 64;
Flynt v. Dumas, 205 Ga. 702, 54 S.E.2d 429;
Corbin v. State, 212 Ga. 231,
91 S.E.2d
764;
Renfroe v. Wallace, 214 Ga. 685,
107 S.E.2d
225.
Respondent does not argue that an adequate state ground exists
insofar as petitioners' claim of vagueness was raised in the
demurrer.
[
Footnote 3]
The question arises because of the Georgia rule against speaking
demurrers,
i.e., demurrers which rely upon facts not
stated in the accusation. Though the demurrer itself (in stating
the claim of vagueness) did not set forth new facts, petitioners'
constitutional claim is established only by considering the State's
evidence in connection with the accusation and the statute.
[
Footnote 4]
Leverett, Hall, Christopher, Davis, and Shulman, Georgia
Procedure and Practice (1957), 38.