Petitioners, ten Negroes, entered a store in Greenville, S.C.,
and seated themselves at the lunch counter. The manager of the
store did not request their arrest, but he sent for police, in
whose presence he stated that the lunch counter was closed and
requested everyone to leave the area. When petitioners failed to do
so, they were arrested, and later they were tried and convicted of
violating a state trespass statute. The store manager testified
that he had asked them to leave because to have served them would
have been "contrary to local customs" of segregated service at
lunch counters and would have violated a city ordinance requiring
separation of the races in restaurants.
Held: Petitioners' convictions for failure to leave the
lunch counter violated the Equal Protection Clause of the
Fourteenth Amendment, even if the manager would have acted as he
did independently of the existence of the ordinance. Pp.
373 U. S.
245-248.
239 S.C. 298,
122
S.E.2d 826, reversed.
Page 373 U. S. 245
MR. CHIEF JUSTICE WARREN delivered the opinion of the Court.
The petitioners were convicted in the Recorder's Court of the
City of Greenville, South Carolina, for violating the trespass
statute of that State.
* Each was
sentenced to pay a fine of $100 or, in lieu thereof, to serve 30
days in jail. An appeal to the Greenville County Court was
dismissed, and the Supreme Court of South Carolina affirmed. 239
S.C. 298,
122 S.E.2d
826. We granted certiorari to consider the substantial federal
questions presented by the record. 370 U.S. 935.
The 10 petitioners are Negro boys and girls who, on August 9,
1960, entered the S.H. Kress store in Greenville and seated
themselves at the lunch counter for the purpose, as they testified,
of being served. When the Kress manager observed the petitioners
sitting at the counter, he "had one of [his] . . . employees call
the Police Department and turn off the lights and state the lunch
counter closed." A captain of police and two other officers
responded by proceeding to the store in a patrol car where they
were met by other policemen and two state agents who had preceded
them there. In the
Page 373 U. S. 246
presence of the police and the state agents, the manager
"announced that the lunch counter was being closed, and would
everyone leave" the area. The petitioners, who had been sitting at
the counter for five minutes, remained seated, and were promptly
arrested. The boys were searched, and both boys and girls were
taken to police headquarters.
The manager of the store did not request the police to arrest
petitioners; he asked them to leave because integrated service was
"contrary to local customs" of segregation at lunch counters and in
violation of the following Greenville City ordinance requiring
separation of the races in restaurants:
"It shall be unlawful for any person owning, managing or
controlling any hotel, restaurant, cafe, eating house,
boarding-house or similar establishment to furnish meals to white
persons and colored persons in the same room, or at the same table,
or at the same counter; provided, however, that meals may be served
to white persons and colored persons in the same room where
separate facilities are furnished. Separate facilities shall be
interpreted to mean:"
"(a) Separate eating utensils and separate dishes for the
serving of food, all of which shall be distinctly marked by some
appropriate color scheme or otherwise;"
"(b) Separate tables, counters or booths;"
"(c) A distance of at least thirty-five feet shall be maintained
between the area where white and colored persons are served;"
"(d) The area referred to in subsection (c) above shall not be
vacant, but shall be occupied by the usual display counters and
merchandise found in a business concern of a similar nature; "
Page 373 U. S. 247
"(e) A separate facility shall be maintained and used for the
cleaning of eating utensils and dishes furnished the two
races."
Code of Greenville, 1953, as amended in 1958, § 31-8.
The manager and the police conceded that the petitioners were
clean, well dressed, unoffensive in conduct, and that they sat
quietly at the counter which was designed to accommodate 59
persons. The manager described his establishment as a national
chain store of 15 or 20 departments, selling over 10,000 items. He
stated that the general public was invited to do business at the
store, and that the patronage of Negroes was solicited in all
departments of the store other than the lunch counter.
Petitioners maintain that South Carolina has denied them rights
of free speech, both because their activity was protected by the
First and Fourteenth Amendments and because the trespass statute
did not require a showing that the Kress manager gave them notice
of his authority when he asked them to leave. Petitioners also
assert that they have been deprived of the equal protection of the
laws secured to them against state action by the Fourteenth
Amendment. We need decide only the last of the questions thus
raised.
The evidence in this case establishes beyond doubt that the
Kress management's decision to exclude petitioners from the lunch
counter was made because they were Negroes. It cannot be disputed
that, under out decisions,
"private conduct abridging individual rights does no violence to
the Equal Protection Clause unless, to some significant extent, the
State in any of its manifestations has been found to have become
involved in it."
Burton v. Wilmington Parking Authority, 365 U.
S. 715,
365 U. S. 722;
Turner v. City of Memphis, 369 U.
S. 350.
It cannot be denied that here, the City of Greenville, an agency
of the State, has provided by its ordinance that the decision as to
whether a restaurant facility is to be
Page 373 U. S. 248
operated on a desegregated basis is to be reserved to it. When
the State has commanded a particular result, it has saved to itself
the power to determine that result, and thereby, "to a significant
extent," has "become involved" in it, and, in fact, has removed
that decision from the sphere of private choice. It has thus
effectively determined that a person owning, managing or
controlling an eating place is left with no choice of his own, but
must segregate his white and Negro patrons. The Kress management,
in deciding to exclude Negroes, did precisely what the city law
required.
Consequently, these convictions cannot stand, even assuming, as
respondent contends, that the manager would have acted as he did
independently of the existence of the ordinance. The State will not
be heard to make this contention in support of the convictions. For
the convictions had the effect, which the State cannot deny, of
enforcing the ordinance passed by the City of Greenville, the
agency of the State. When a state agency passes a law compelling
persons to discriminate against other persons because of race, and
the State's criminal processes are employed in a way which enforces
the discrimination mandated by that law, such a palpable violation
of the Fourteenth Amendment cannot be saved by attempting to
separate the mental urges of the discriminators.
Reversed.
* S.C.Code, 1952 (Cum.Supp.1960), § 16-388:
"Entering premises after warned not to do so or failing to leave
after requested."
"Any person:"
"(1) Who without legal cause or good accuse enters into the
dwelling house, place of business or on the premises of another
person, after having been warned, within six months preceding, not
to do so or"
"(2) Who, having entered into the dwelling house, place of
business or on the premises of another person without having been
warned within six months not to do so, and fails and refuses,
without good cause or excuse, to leave immediately upon being
ordered or requested to do so by the person in possession, or his
agent or representative."
"Shall, on conviction, be fined not more than one hundred
dollars, or be imprisoned for not more than thirty days."
MR. JUSTICE HARLAN, concurring in the result in No. 71, and
dissenting in whole or in part in Nos. 58, 66, 11, and 67.**
These five racial discrimination cases, and No. 68,
Wright
v. Georgia, post, p.
373 U. S. 284, in
which I join the opinion
Page 373 U. S. 249
of the Court, were argued together. Four of them arise out of
"sit-in" demonstrations in the South, and involve convictions of
Negro students [
Footnote 1] for
violations of criminal trespass laws, or similar statutes, in South
Carolina (
Peterson, ante, p. 244), Louisiana (
Lombard,
post, p.
373 U. S. 267),
Alabama (
Gober, post, p. 374), and North Carolina
(
Avent, post, p.
373 U. S. 375),
respectively. Each of these convictions rests on state court
findings, which in my opinion are supported by evidence, that the
several petitioners had refused to move from "white" lunch counters
situated on the premises of privately owned department stores after
having been duly requested to do so by the management. The other
case involves the conviction of two Negro ministers for inciting,
aiding, or abetting criminal trespasses in Alabama
(
Shuttlesworth, post, p.
373 U. S.
262).
In deciding these cases, the Court does not question the long
established rule that the Fourteenth Amendment reaches only state
action.
Civil Rights Cases, 109 U. S.
3. And it does not suggest that such action, denying
equal protection, may be found in the mere enforcement of trespass
laws in relation to private business establishments from which the
management, of its own free will, has chosen to exclude persons of
the Negro race. [
Footnote 2]
Judicial enforcement is, of course, state action, but this is not
the end of the inquiry. The ultimate substantive question is
whether there has been "[S]tate action of a particular character"
(
Civil Rights Cases, supra, at
109 U. S. 11) --
whether the character of the State's involvement in an arbitrary
discrimination is such that it should be held
responsible
for the discrimination.
Page 373 U. S. 250
This limitation on the scope of the prohibitions of the
Fourteenth Amendment serves several vital functions in our system.
Underlying the cases involving an alleged denial of equal
protection by ostensibly private action is a clash of competing
constitutional claims of a high order: liberty and equality.
Freedom of the individual to chose his associates or his neighbors,
to use and dispose of his property as he sees fit, to be
irrational, arbitrary, capricious, even unjust in his personal
relations are things all entitled to a large measure of protection
from governmental interference. This liberty would be overridden,
in the name of equality, if the strictures of the Amendment were
applied to governmental and private action without distinction.
Also inherent in the concept of state action are values of
federalism, a recognition that there are areas of private rights
upon which federal power should not lay a heavy hand, and which
should properly be left to the more precise instruments of local
authority.
My differences with the Court relate primarily to its treatment
of the state action issue and to the broad strides with which it
has proceeded in setting aside the convictions in all of these
cases. In my opinion, the cases call for discrete treatment and
results.
I
THE PETERSON CASE (No. 71)
In this case, involving the S. H. Kress store in Greenville,
South Carolina, the Court finds state action in violation of the
Fourteenth Amendment in the circumstance that Greenville still has
on its books an ordinance (
ante, p
373 U. S. 246)
requiring segregated facilities for colored and white persons in
public eating places. It holds that the
mere existence of
the ordinance rendered the State's enforcement of its trespass laws
unconstitutional, quite irrespective of whether the Kress decision
to exclude these petitioners from the white lunch counter was
actually
Page 373 U. S. 251
influenced by the ordinance. The rationale is that the State,
having compelled restaurateurs to segregate their establishments
through this city ordinance, cannot be heard to say, in enforcing
its trespass statute, that Kress' decision to segregate was in fact
but the product of its own untrammeled choice. This is said to
follow because the ordinance removes the operation of segregated or
desegregated eating facilities "from the sphere of private choice,"
and because "the State's criminal processes are employed in a way
which enforces" the ordinance.
Ante, p.
373 U. S.
248.
This is an alluring but, in my view, a fallacious proposition.
Clearly, Kress might have preferred for reasons entirely of its own
not to serve meals to Negroes along with whites, and the
dispositive question on the issue of state action thus becomes
whether such was the case, or whether the ordinance played some
part in the Kress decision to segregate. That is a question of
fact.
Preliminarily, I do not understand the Court to suggest that the
ordinance's removal of the right to operate a segregated restaurant
"from the sphere of private choice" renders the private restaurant
owner the agent of the State, such that his operation of a
segregated facility
ipso facto becomes the act of the
State. Such a theory might well carry the consequence that a
private person so operating his restaurant would be subject to a
Civil Rights Act suit on the part of an excluded Negro for
unconstitutional action taken under color of state law (
cf.
Monroe v. Pape, 365 U. S. 167) --
an incongruous result which I would be loath to infer that the
Court intends. Kress is, of course, a purely private enterprise. It
is in no sense "the repository of state power,"
Home Tel. &
Tel. Co. v. Los Angeles, 227 U. S. 278,
227 U. S. 286,
and this segregation ordinance no more makes Kress the agent or
delegate of the State than would any other prohibitory measure
affecting the conduct of its business. The Court does not intimate
anything to the contrary.
Page 373 U. S. 252
The majority's approach to the state action issue is, in my
opinion, quite untenable. Although the right of a private
restaurateur to operate, if he pleases, on a segregated basis is
ostensibly left untouched, the Court in truth effectually deprives
him of that right in any State where a law like this Greenville
ordinance continues to exist. For a choice that can be enforced
only by resort to "self-help" has certainly become a greatly
diluted right, if it has not indeed been totally destroyed.
An individual's right to restrict the use of his property,
however unregenerate a particular exercise of that right may be
thought, lies beyond the reach of the Fourteenth Amendment. The
dilution or virtual elimination of that right cannot well be
justified either on the premise that it will hasten formal repeal
of outworn segregation laws or on the ground that it will
facilitate proof of state action in cases of this kind. Those laws
have already found their just constitutional deserts in the
decisions of this Court, and, in many communities in which racial
discrimination is no longer a universal or widespread practice,
such laws may have a purely formal existence and may, indeed, be
totally unknown. Of course, this is not to say that their existence
on the books may never play a significant and even decisive role in
private decisionmaking. But the question in each case, if the right
of the individual to make his own decisions is to remain viable,
must be: was the discriminatory exclusion in fact influenced by the
law?
Cf. Truax v. Raich, 239 U. S. 33.
[
Footnote 3] The inexorable
rule
Page 373 U. S. 253
which the Court lays down reflects insufficient reckoning with
the demands of history.
It is suggested that requiring proof of the effect of such laws
in individual instances would involve "attempting to separate the
mental urges of the discriminators" (
ante, p.
373 U. S.
248). But proof of state of mind is not a novel concept
in the law of evidence,
see 2 Wigmore, Evidence (3d ed.
1940), §§ 385-393, and such a requirement presents no special
barriers in this situation. The mere showing of such an ordinance
would, in my judgment, make out a
prima facie case of
invalid state action, casting on the State the burden of proving
that the exclusion was in fact the product solely of private
choice. In circumstances like these, that burden is indeed a heavy
one. This is the rule which, in my opinion, evenhanded
constitutional doctrine and recognized evidentiary rules dictate.
Its application here calls for reversal of these convictions.
At the trial, existence of the Greenville segregation ordinance
was shown, and the city adduced no rebutting evidence indicating
that the Kress manager's decision to exclude these petitioners from
the white lunch counter was wholly the product of private choice.
All doubt on that score is indeed removed by the store manager's
own testimony. Asked for the reasons for his action, he said: "It's
contrary to local customs [
sic]
and it's also the
ordinance that has been discussed" (quite evidently referring to
the segregation ordinance). (Emphasis added.) This suffices to
establish state action, and leads me to join in the judgment of the
Court.
II
THE LOMBARD CASE (No. 58)
In this case, involving "sit-ins" at the McCrory store in New
Orleans, Louisiana, the Court carries its state
Page 373 U. S. 254
action rule a step further. Neither Louisiana nor New Orleans
has any statute or ordinance requiring segregated eating
facilities. In this instance, state action is found in the public
announcements of the Superintendent of Police and the Mayor of New
Orleans, set forth in the Court's opinion (
post, p.
373 U. S. 267),
which were issued shortly after "sit-in" demonstrations had first
begun in the city. Treating these announcements as the equivalent
of a city ordinance, the Court holds that they served to make the
State's employment of its "trespass" statute against these
petitioners unconstitutional, again without regard to whether or
not their exclusion by McCrory was in fact influenced in any way by
these announcements.
In addition to what has already been said in criticism of the
Peterson ruling, there are two further factors that make
the Court's theory even more untenable in this case.
1. The announcements of the Police Superintendent and the Mayor
cannot well be compared with a city ordinance commanding segregated
eating facilities. Neither announcement was addressed to
restaurateurs in particular, but to the citizenry generally. They
did not press private proprietors to segregate eating facilities;
rather, they in effect simply urged Negroes and whites not to
insist on nonsegregated service in places where segregated service
obtained. In short, so far as this record shows, had the McCrory
store chosen to serve these petitioners along with whites, it could
have done so free of any sanctions or official constraint.
2. The Court seems to take the two announcements as an attempt
on the part of the Police Superintendent and the Mayor to
perpetuate segregation in New Orleans. I think they are more
properly read as an effort by these two officials to preserve the
peace in what they might reasonably have regarded as a highly
charged atmosphere. That seems to me the fair tenor of their
exhortations.
Page 373 U. S. 255
If there were nothing more to this case, I would vote to affirm
these convictions for want of a sufficient showing of state action
denying equal protection. There is, however, some evidence in the
record which might indicate advance collaboration between the
police and McCrory with respect to these episodes. The trial judge
refused to permit defense counsel to pursue inquiry along this
line, although counsel had made it perfectly clear that his purpose
was to establish official participation in the exclusion of his
clients by the McCrory store. I think the shutting off of this line
of inquiry was prejudicial error.
For this reason, I would vacate the judgment of the state court
and remand the case for a new trial so that the issue of state
action may be properly explored.
III
THE GOBER CASE (No. 66)
This case concerns "sit-ins" at five different department stores
in Birmingham, Alabama. Birmingham has an ordinance requiring
segregated facilities in public eating places. [
Footnote 4]
It is first necessary to consider whether this ordinance is
properly before us, a question not dealt with in this Court's per
curiam reversal. The Alabama Court of Appeals refused to consider
the effect of the ordinance on petitioners' claim of denial of
equal protection, stating
Page 373 U. S. 256
that
"there is no question presented in the record before us, by the
pleading, of any statute or ordinance requiring the separation of
the races in restaurants. The prosecution was for a criminal
trespass on private property."
Gober v. City of Birmingham, 41 Ala.App. 313 at 317,
133 So. 2d 697 at 701.
This, on the one hand, could be taken to mean that the
Birmingham ordinance was not properly before the Court of Appeals
because it had not been specially pleaded as a defense. We would
then be faced with the necessity of deciding whether such a state
ground is adequate to preclude our consideration of the
significance of the ordinance. In support of the view that such a
ground exists, respondent refers us to Alabama Code (1958), Tit. 7,
§ 225, requiring matters of defense to be pleaded specially in a
civil case, [
Footnote 5] and to
the statement of the Court of Appeals that,
"[t]his being an appeal from a conviction for violating a city
ordinance, it is
quasi-criminal in nature, and subject to
rules governing civil appeals,"
41 Ala.App. at 315, 133 So. 2d at 699.
On the other hand, in view of the last sentence in the Court of
Appeals' statement -- "The prosecution was for a criminal trespass
on private property" -- it may be that the court simply shared the
apparent misapprehension of the trial judge as to the materiality
of the segregation ordinance in a prosecution laid only under the
trespass statute. [
Footnote 6]
This view of the matter is lent some color by the circumstance
that, although Alabama Code (1958), Tit. 7, § 429(1), rendered the
ordinance judicially noticeable, the Court of Appeals' opinion does
not address itself at all to the question whether the ordinance,
bearing as it did on the vital issue of state action in this
trespass prosecution,
Page 373 U. S. 257
was in truth a "matter of defense" within the meaning of § 225.
[
Footnote 7]
In this muddy posture of things, it is impossible to say whether
or not these judgments are supportable on an adequate and
independent state ground. Because of this, and in light of the
views I have expressed in the
Peterson case
(
supra, pp.
373 U. S.
250-253), two things are called for. First, the parties
should be afforded an opportunity to obtain from the Alabama Court
of Appeals a clarification of its procedural holding respecting the
Birmingham segregation ordinance. If the Court of Appeals holds
that it is procedurally foreclosed from considering the ordinance,
the adequacy of such a state ground would then, of course, be a
question for this Court. Second, if the Court of Appeals holds that
it is not foreclosed from considering the ordinance, there should
then be a new trial so that the bearing of the ordinance on the
issue of state action may be fully explored. To these ends, I would
vacate the judgments below and remand the case to the Alabama Court
of Appeals.
IV
THE AVENT CASE (No. 11)
In this case, it turns out that the City of Durham, North
Carolina, where these "sit-ins" took place, also had a restaurant
segregation ordinance. [
Footnote
8] In affirming
Page 373 U. S. 258
these convictions, the North Carolina Supreme Court evidently
proceeded, however, on the erroneous assumption that no such
ordinance existed. 253 N.C. 580,
118 S.E.2d
47.
In these circumstances, I agree with the Court that the case
should be returned to the State Supreme Court for further
consideration.
See Patterson v. Alabama, 294 U.
S. 600. But, disagreeing as I do with the premises on
which the case will go back under the majority's opinion in
Peterson, I must to that extent dissent from the opinion
and judgment of the Court.
V
THE SHUTTLESWORTH CASE (No. 67)
This last of these cases concerns the Alabama convictions of two
Negro clergymen, Shuttlesworth and Billups, for inciting, aiding,
or abetting alleged violations of the criminal trespass ordinance
of the City of Birmingham.
On the premise that these two petitioners were charged with
inciting, aiding, or abetting only the "sit-ins" involved in the
Gober case (
post, p. 374), the Court, relying on
the unassailable proposition that "there can be no conviction for
aiding and abetting someone to do an innocent act" (
post,
p.
373 U. S.
265), holds that these convictions must fall in
consequence of its reversal of those in the
Gober case.
The difficulty with this holding is that it is based on an
erroneous premise. Shuttlesworth and Billups were not charged
merely with inciting the
Gober
Page 373 U. S. 259
"sit-ins," but generally with inciting violations of the
Birmingham trespass ordinance. And I do not think it can be said
that the record lacks evidence of incitement of "sit-ins" other
than those involved in
Gober. [
Footnote 9] Hence, the Court's reversal in
Gober
cannot well serve as the ground for reversal here.
There are, however, other reasons why, in my opinion, these
convictions cannot stand. As to Billups, the record shows that he
brought one of the students to Shuttlesworth's home and remained
there while Shuttlesworth talked. But there is nothing to indicate
Billups' purpose in bringing the student, what he said to him, or
even whether he approved or disapproved of what Shuttlesworth urged
the students to do. A conviction so lacking in evidence to support
the offense charged must fall under the Fourteenth Amendment.
Thompson v. Louisville, 362 U. S. 199.
On this score, the situation is different with respect to
Shuttlesworth. Given (1) the then current prevalence of
Page 373 U. S. 260
"sit-in" demonstrations throughout the South, [
Footnote 10] (2) the commonly understood
use of the phrase "sit-in" or "sit-down" to designate a form of
protest which typically resulted in arrest and conviction for
criminal trespass or other similar offense, and (3) the evidence as
to Shuttlesworth's calling for "sit-down" volunteers and his
statement that he would get any who volunteered "out of jail," I
cannot say that it was constitutionally impermissible for the State
to find that Shuttlesworth had urged the volunteers to demonstrate
on privately owned premises despite any objections by their owners,
and thus to engage in criminal trespass.
Nevertheless this does not end the matter. The trespasses which
Shuttlesworth was convicted of inciting may or may not have
involved denials of equal protection, depending on the event of the
"state action" issue. Certainly one may not be convicted for
inciting conduct which is not itself constitutionally punishable.
And dealing as we are in the realm of expression, I do not think a
State may punish incitement of activity in circumstances where
there is a substantial likelihood that such activity may be
constitutionally protected.
Cf. Garner v. Louisiana,
368 U. S. 157,
368 U. S.
196-207 (concurring opinion of this writer). To ignore
that factor would unduly inhibit freedom of expression, even though
criminal liability for incitement does not ordinarily depend upon
the event of the conduct incited. [
Footnote 11]
Page 373 U. S. 261
Were I able to agree with the Court that the existence of the
Birmingham segregation ordinance, without more, rendered all
incited trespasses in Birmingham immune from prosecution, I think
outright reversal of Shuttlesworth's conviction would be called
for. But, because of my different views as to the significance of
such ordinances (
supra, pp.
373 U. S.
251-253), I believe that the bearing of this Birmingham
ordinance on the issue of "substantiality" in Shuttlesworth's case,
no less than its bearing on "state action" in the
Gober
case, involves questions of fact which must first be determined by
the state courts. I would therefore vacate the judgment as to
Shuttlesworth and remand his case for a new trial.
These, then, are the results in these cases which, in my view,
sound legal principles require.
** [No. 58 is
Lombard et al. v. Louisiana, post, p.
373 U. S. 267; No.
66 is
Gober et al. v. City of Birmingham, post, p. 374;
No. 11 is
Avent et al. v. North Carolina, post, p.
373 U. S. 375, and
No. 67 is
Shuttlesworth et al v. City of Birmingham, post,
p.
373 U. S.
262.]
[
Footnote 1]
Except for one white student who participated in a
demonstration.
Lombard, post, p.
373 U. S. 267.
[
Footnote 2]
It is not nor could it well be suggested that general admission
of Negroes to the stores prevented the management from excluding
them from service at the white lunch counters.
[
Footnote 3]
In
Truax, the Court, in finding state action in
violation of the Fourteenth Amendment, relied on the evidence
showing that an alien employee had been discharged by his employer
solely because of the latter's fear of criminal penalties for
noncompliance with a state statute prohibiting the employment of
more than a certain number of aliens. The Court stressed the
importance of "the freedom of the employer to exercise his judgment
without illegal interference or
compulsion. . . ."
Id. at
239 U. S. 38.
(Emphasis added.)
[
Footnote 4]
General City Code of Birmingham (1944), § 369:
"It shall be unlawful to conduct a restaurant or other place for
the serving of food in the city at which white and colored people
are served in the same room, unless such white and colored persons
are effectually separated by a solid partition extending from the
floor upward to a distance of seven feet or higher, and unless a
separate entrance from the street is provided for each
compartment."
[
Footnote 5]
"The defendant may plead more pleas than one without unnecessary
repetition; and, if he does not rely solely on a denial of the
plaintiff's cause of action, must plead specially the matter of
defense."
[
Footnote 6]
See the printed record in this Court, pp. 24-26.
[
Footnote 7]
In this connection, it is not at all clear that the state rules
relating to civil actions apply to all phases of this prosecution.
The Court of Appeals referred only to their application to appeals
in this type of case, and it may be that the special pleading rule
of § 225 does not apply in a trespass prosecution. The Alabama
cases cited by the Court of Appeals,
see 41 Ala.App. at
315, 316, 133 So. 2d at 699, shed no light on this question, and
respondent has not referred to any other relevant authority.
[
Footnote 8]
Code of Durham (1947), c. 13, § 42:
"In all licensed restaurants, public eating places and 'weenie
shops' where persons of the white and colored races are permitted
to be served with, and eat food, and are allowed to congregate,
there shall be provided separate rooms for the separate
accommodation of each race. The partition between such rooms shall
be constructed of wood, plaster or brick or like material, and
shall reach from floor to the ceiling. Any person violating this
section shall, upon conviction, pay a fine of ten dollars and each
day's violation thereof shall constitute a separate and distinct
offense."
[
Footnote 9]
At the trial, testimony was introduced showing that Gober and
Davis (two of the 10 defendants in the
Gober case), as
well as "other persons" who "were present . . . in the Court room"
when the defendants in the
Gober case were tried for
trespass, attended the meeting at Shuttlesworth's house. There was
also testimony that "other boys who attended the meeting"
participated in "sit-ins" in Birmingham on the same day that the
Gober "sit-ins" occurred. The record does not reveal
whether the
Gober defendants were the only persons who
participated in the "sit-ins," nor whether there were others who
were incited by Shuttlesworth but who did not thereafter take part
in "sit-in" demonstrations. The trial court's statement that "you
have here the ten students and the Court thinks they were misused
and misled into a violation of a City Ordinance" was made in the
course of sentencing the
Gober defendants, not
Shuttlesworth or Billups (the trials of both of these groups of
defendants having been conducted
seriatim by the same
judge, who reserved sentencing until all trials had been
completed). It was in no sense a finding of fact with respect to
the crimes with which Shuttlesworth and Billups had been
charged.
[
Footnote 10]
See Pollitt, Dime Store Demonstrations: Events and
Legal Problems of First Sixty Days. Duke L.J. (1960) 315, 317-337.
Apparently the state courts took judicial notice of such
demonstrations in Alabama, which they evidently had the right to
do.
See, e.g., Green v. Mutual Benefit Health & Accident
Ass'n, 267 Ala. 56,
99 So. 2d
694.
[
Footnote 11]
See Wechsler, Jones and Korn, The Treatment of Inchoate
Crimes in the Model Penal Code of the American Law Institute:
Attempt, Solicitation, and Conspiracy, 61 Col.L.Rev. 571, 621-628
(1961).