Appellee, a qualified voter in primary and general elections in
Fulton county, Georgia, sued in a Federal District Court to
restrain appellants, the Secretary of State and officials of the
State Democratic Executive Committee, from using Georgia's county
unit system as a basis for counting votes in a Democratic primary
election for the nomination of a United States Senator and
statewide officers -- which was practically equivalent to election.
Such primary elections are governed by a Georgia statute, which was
amended in 1962 so as to allocate unit votes to counties as
follows: counties with populations not exceeding 15,000, two units;
an additional unit for the next 5,000 persons; an additional unit
for the next 10,000; an additional unit for each of the next two
brackets of 15,000; and, thereafter, two more units for each
increase of 30,000. All candidates for statewide office were
required to receive a majority of the county unit votes to be
entitled to nomination in the first primary. The practical effect
of this system is that the vote of each citizen counts for less and
less as the population of his county increases, and a combination
of the units from the counties having the smallest population gives
counties having one-third of the total population of the State a
clear majority of county votes.
Held:
1. Since the constitutionality of a state statute was involved
and the question was a substantial one, a three-judge court was
properly convened to hear this case, as required under 28 U.S.C. §
2281. P.
372 U. S.
370.
2. State regulation of these primary elections makes the
election process state action within the meaning of the Fourteenth
Amendment. Pp.
372 U. S.
374-375.
3. Appellee, like any person whose right to vote is impaired,
had standing to sue. P.
372 U. S.
375.
Page 372 U. S. 369
4. The case is not moot by reason of the fact that the
Democratic Committee voted to hold the 1962 primary election on a
popular vote basis, since the 1962 Act remains in force, and it
would govern future elections if the complaint were dismissed. Pp.
372 U. S.
375-376.
5. The use of this election system in a statewide election
violates the Equal Protection Clause of the Fourteenth Amendment.
Pp.
372 U. S.
376-381.
(a) The District Court correctly held that the county unit
system, as applied in a statewide election, violates the Equal
Protection Clause of the Fourteenth Amendment, but it erred in
framing its injunction so that a county unit system might be used
in weighting the votes in a statewide election, if the system
showed no greater disparity against a county than exists against
any State in the conduct of national elections. Pp.
372 U. S.
373-374,
372 U. S.
376-379.
(b) The Equal Protection Clause requires that, once a
geographical unit for which a representative is to be chosen is
designated, all who participate in the election must have an equal
vote -- whatever their race; whatever their sex; whatever their
occupation; whatever their income, and wherever their home may be
in that geographical unit. Pp.
372 U. S.
379-380.
(c) The only weighting of votes sanctioned by the Constitution
concerns matters of representation, such as an allocation of
Senators irrespective of population and the use of the electoral
college in the choice of a President. Pp.
372 U. S.
380-381.
(d) The conception of political equality from the Declaration of
Independence, to Lincoln's Gettysburg Address, to the Fifteenth,
Seventeenth, and Nineteenth Amendments can mean only one thing --
one person, one vote. P.
372 U. S.
381.
203 F.
Supp. 158, judgment vacated and case remanded.
Page 372 U. S. 370
MR. JUSTICE DOUGLAS delivered the opinion of the Court.
I
This suit was instituted by appellee, who is qualified to vote
in primary and general elections in Fulton County, Georgia, to
restrain appellants from using Georgia's county unit system as a
basis for counting votes in a Democratic primary for the nomination
of a United States Senator and statewide officers, and for
declaratory relief. Appellants are the Chairman and Secretary of
the Georgia State Democratic Executive Committee, and the Secretary
of State of Georgia. Appellee alleges that the use of the county
unit system in counting, tabulating, consolidating, and certifying
votes cast in primary elections for statewide offices violates the
Equal Protection Clause and the Due Process Clause of the
Fourteenth Amendment and the Seventeenth Amendment. As the
constitutionality of a state statute was involved and the question
was a substantial one, a three-judge court was properly convened.
See 28 U.S.C. § 2281;
United States v. Georgia Public
Service Comm., 371 U. S. 285.
Appellants moved to dismiss; and they also filed an answer
denying that the county unit system was unconstitutional and
alleging that it was designed "to achieve a reasonable balance as
between urban and rural electoral power."
Under Georgia law, each county is given a specified number of
representatives in the lower House of the General
Page 372 U. S. 371
Assembly. [
Footnote 1] This
county unit system at the time this suit was filed was employed as
follows in statewide primaries: [
Footnote 2] (1) Candidates for nominations who received
the highest number of popular votes in a county were considered to
have carried the county and to be entitled to two votes for each
representative to which the county is entitled in the lower House
of the General Assembly; (2) the majority of the county unit vote
nominated a United States Senator and Governor; the plurality of
the county unit vote nominated the others.
Appellee asserted that the total population of Georgia in 1960
was 3,943,116; that the population of Fulton County, where he
resides, was 556,326; that the residents of Fulton County comprised
14.11% of Georgia's total population; but that, under the county
unit system, the six unit votes of Fulton County constituted 1.46%
of the total of 410 unit votes, or one-tenth of Fulton County's
percentage of statewide population. The complaint further alleged
that Echols County, the least populous county in Georgia, had a
population in 1960 of 1,876, or .05% of the State's population, but
the unit vote of Echols County was .48% of the total unit vote of
all counties in Georgia, or 10 times Echols County's statewide
percentage of population. One unit vote in Echols County
represented 938 residents, whereas one unit vote in Fulton County
represented 92,721 residents. Thus, one resident in Echols County
had an influence in the nomination of candidates equivalent to 99
residents of Fulton County.
Page 372 U. S. 372
On the same day as the hearing in the District Court, Georgia
amended the statutes challenged in the complaint. This amendment
[
Footnote 3] modified the
county unit system by allocating units to counties in accordance
with a "bracket system" instead of doubling the number of
representatives of each county in the lower House of the Georgia
Assembly. Counties with from 0 to 15,000 people were allotted two
units; an additional one unit was allotted for the next 5,000
persons; an additional unit for the next 10,000 persons; another
unit for each of the next two brackets of 15,000 persons; and,
thereafter, two more units for each increase of 30,000 persons.
Under the amended Act, all candidates for statewide office (not
merely for Senator and Governor as under the earlier Act) are
required to receive a majority of the county unit votes to be
entitled to nomination in the first primary. In addition, in order
to be nominated in the first primary, a candidate has to receive a
majority of the popular votes unless there are only two candidates
for the nomination and each receives an equal number of unit votes,
in which event the candidate with the popular majority wins. If no
candidate receives both a majority of the unit votes and a majority
of the popular votes, a second run-off primary is required between
the candidate receiving the highest number of unit votes and the
candidate receiving the highest number of popular votes. In the
second primary, the candidate receiving the highest number of unit
votes is to prevail. But again, if there is a tie in unit votes,
the candidate with the popular majority wins.
Appellee was allowed to amend his complaint so as to challenge
the amended Act. The District Court held that the amended Act had
some of the vices of the prior Act. It stated that, under the
Amended Act, "the vote of
Page 372 U. S. 373
each citizen counts for less and less as the population of the
county of his residence increases."
203 F.
Supp. 158, 170, n. 10. It went on to say:
"There are 97 two-unit counties, totalling 194 unit votes, and
22 counties totalling 66 unit votes, altogether 260 unit votes,
within 14 of a majority; but no county in the above has as much as
20,000 population. The remaining 40 counties range in population
from 20,481 to 556,326, but they control altogether only 287 county
unit votes. Combination of the units from the counties having the
smallest population gives counties having population of one-third
of the total in the state a clear majority of county units."
Ibid.
The District Court held that, as a result of
Baker v.
Carr, 369 U. S. 186, it
had jurisdiction, that a justiciable case was stated, that appellee
had standing, and that the Democratic primary in Georgia is "state"
action within the meaning of the Fourteenth Amendment. It held that
the county unit system as applied violates the Equal Protection
Clause, and it issued an injunction, [
Footnote 4] not against conducting any party primary
election under the county unit system, but against conducting such
an election under a county unit system that does not meet the
requirements specified by the court. [
Footnote 5] 203 F.Supp.
Page 372 U. S. 374
158. In other words, the District Court did not proceed on the
basis that in a statewide election every qualified person was
entitled to one vote and that all weighted voting was outlawed.
Rather, it allowed a county unit system to be used in weighting the
votes if the system showed no greater disparity against a county
than exists against any State in the conduct of national elections.
[
Footnote 6] Thereafter, the
Democratic Committee voted to hold the 1962 primary election for
the statewide offices mentioned on a popular vote basis. We noted
probable jurisdiction. 370 U.S. 921.
II
We agree with the District Court that the action of this party
in the conduct of its primary constitutes state action within the
meaning of the Fourteenth Amendment. Judge Sibley, writing for the
court in
Chapman v. King, 154 F.2d 460, showed with
meticulous detail the manner in which Georgia regulates the conduct
of party primaries (
id., pp. 463-464) and he
concluded:
"We think these provisions show that the State, through the
managers it requires, collaborates in the conduct of the primary,
and puts its power behind the rules of the party. It adopts the
primary as a part of the public election machinery. The exclusions
of voters made by the party by the primary rules become exclusions
enforced by the State."
Id., p. 464.
We agree with that result, and conclude that state regulation of
this preliminary phase of the election process
Page 372 U. S. 375
makes it state action.
See United States v. Classic,
313 U. S. 299;
Smith v. Allwright, 321 U. S. 649.
We also agree that appellee, like any person whose right to vote
is impaired (
Smith v. Allwright, supra; Baker v. Carr,
supra, pp.
369 U. S.
204-208), has standing to sue. [
Footnote 7]
Moreover, we think the case is not moot by reason of the fact
that the Democratic Committee voted to hold
Page 372 U. S. 376
the 1962 primary on a popular vote basis. But for the injunction
issued below, the 1962 Act remains in force; and, if the complaint
were dismissed, it would govern future elections. In addition, the
voluntary abandonment of a practice does not relieve a court of
adjudicating its legality, particularly where the practice is
deeply rooted and longstanding. For if the case were dismissed as
moot, appellants would be "free to return to . . . [their] old
ways."
United States v. W. T. Grant Co., 345 U.
S. 629,
345 U. S.
632.
III
On the merits, we take a different view of the nature of the
problem than did the District Court.
This case, unlike
Baker v. Carr, supra, does not
involve a question of the degree to which the Equal Protection
Clause of the Fourteenth Amendment limits the authority of a State
Legislature in designing the geographical districts from which
representatives are chosen either for the State Legislature or for
the Federal House of Representatives. Nor does it include the
related problems of
Gomillion v. Lightfoot, 364 U.
S. 339, where "gerrymandering" was used to exclude a
minority group from participation in municipal affairs. Nor does it
present the question, inherent in the bicameral form of our Federal
Government, whether a State may have one house chosen without
regard to population. The District Court, however, analogized
Georgia's use of the county unit system in determining the results
of a statewide election to phases of our federal system. It pointed
out that, under the electoral college, [
Footnote 8] required by Art. II, § 1, of the
Constitution
Page 372 U. S. 377
and the Twelfth Amendment in the election of the President,
voting strength
"is not in exact proportion to population. . . . Recognizing
that the electoral college was set up as a compromise to enable the
formation of the Union among the several sovereign states, it still
could hardly be said that such a system used in a state among its
counties, assuming rationality and absence of arbitrariness in end
result, could be termed invidious."
203 F. Supp. at 169.
Accordingly the District Court as already noted, [
Footnote 9] held that use of the county unit
system in counting the votes
Page 372 U. S. 378
in a statewide election was permissible "if the disparity
against any county is not in excess of the disparity that exists
against any state in the most recent electoral college allocation."
203 F. Supp. at 170. Moreover, the District Court held that use of
the county unit system in counting the votes in a statewide
election was permissible
"if the disparity against any county is not in excess of the
disparity that exists . . . under the equal proportions formula for
representation of the several states in the Congress."
Ibid. The assumption implicit in these conclusions is
that, since equality is not inherent in the electoral college, and
since precise equality among blocs of votes in one State or in the
several States when it comes to the election of members of the
House of Representatives is never possible, precise equality is not
necessary in statewide elections.
We think the analogies to the electoral college, to districting
and redistricting, and to other phases of the problems of
representation in state or federal legislatures or conventions
[
Footnote 10] are
inapposite. The inclusion of the electoral college in the
Constitution, as the result of specific historical concerns,
[
Footnote 11] validated the
collegiate principle despite its inherent numerical inequality, but
implied nothing about the use of an analogous system by a State in
a statewide election. No such specific accommodation of the latter
was ever undertaken, and therefore no validation of its numerical
inequality ensued. Nor does the question here have anything to do
with the composition of the state or federal legislature. And we
intimate no opinion on the constitutional phases of that problem
beyond what we said in
Baker v. Carr, supra. The present
case is only a voting case.
Cf. 273 U. S.
Herndon, 273
Page 372 U. S. 379
U.S. 536;
Nixon v. Condon, 286 U. S.
73;
Smith v. Allwright, supra. Georgia gives
every qualified voter one vote in a statewide election, but, in
counting those votes, she employs the county unit system, which, in
end result, weights the rural vote more heavily than the urban
vote, and weights some small rural counties heavier than other
larger rural counties.
States can, within limits, specify the qualifications of voters
in both state and federal elections; the Constitution, indeed,
makes voters' qualifications rest on state law even in federal
elections. Art. I, § 2. As we held in
Lassiter v. Northampton
County Election Board, 360 U. S. 45, a
State may, if it chooses, require voters to pass literacy tests,
provided of course that literacy is not used as a cloak to
discriminate against one class or group. But we need not determine
all the limitations that are placed on this power of a State to
determine the qualifications of voters, for appellee is a qualified
voter.
The Fifteenth Amendment prohibits a State from denying or
abridging a Negro's right to vote. The Nineteenth Amendment does
the same for women. If a State, in a statewide election, weighted
the male vote more heavily than the female vote or the white vote
more heavily than the Negro vote, none could successfully contend
that that discrimination was allowable.
See Terry v.
Adams, 345 U. S. 461. How
then can one person be given twice or 10 times the voting power of
another person in a statewide election merely because he lives in a
rural area, or because he lives in the smallest rural county? Once
the geographical unit for which a representative is to be chosen is
designated, all who participate in the election are to have an
equal vote -- whatever their race, whatever their sex, whatever
their occupation, whatever their income, and wherever their home
may be in that geographical unit. This is required by the Equal
Protection Clause of the Fourteenth Amendment. The concept of
Page 372 U. S. 380
"we the people" under the Constitution visualizes no preferred
class of voters, but equality among those who meet the basic
qualifications. The idea that every voter is equal to every other
voter in his State when he casts his ballot in favor of one of
several competing candidates underlies many of our decisions.
The Court has consistently recognized that all qualified voters
have a constitutionally protected right "to cast their ballots and
have them counted at Congressional elections."
United States v.
Classic, 313 U. S. 299,
313 U. S. 315;
see Ex parte Yarbrough, 110 U. S. 651;
Wiley v. Sinkler, 179 U. S. 58;
Swafford v. Templeton, 185 U. S. 487.
Every voter's vote is entitled to be counted once. It must be
correctly counted and reported. As stated in
United States v.
Mosley, 238 U. S. 383,
238 U. S. 386,
"the right to have one's vote counted" has the same dignity as "the
right to put a ballot in a box." It can be protected from the
diluting effect of illegal ballots.
Ex parte Siebold,
100 U. S. 371;
United States v. Saylor, 322 U. S. 385. And
these rights must be recognized in any preliminary election that in
fact determines the true weight a vote will have.
See United
States v. Classic, supra; Smith v. Allwright, supra. The
concept of political equality in the voting booth contained in the
Fifteenth Amendment extends to all phases of state elections,
see Terry v. Adams, supra; and, as previously noted, there
is no indication in the Constitution that homesite or occupation
affords a permissible basis for distinguishing between qualified
voters within the State.
The only weighting of votes sanctioned by the Constitution
concerns matters of representation, such as the allocation of
Senators irrespective of population and the use of the electoral
college in the choice of a President. Yet when Senators are chosen,
the Seventeenth Amendment states the choice must be made "by the
people." Minors, felons, and other classes may be excluded.
See
Page 372 U. S. 381
Lassiter v. Northampton County Election Board, supra,
p.
360 U. S. 51.
But once the class of voters is chosen and their qualifications
specified, we see no constitutional way by which equality of voting
power may be evaded. As we stated in
Gomillion v. Lightfoot,
supra, p.
364 U. S.
347:
"When a State exercises power wholly within the domain of state
interest, it is insulated from federal judicial review. But such
insulation is not carried over when state power is used as an
instrument for circumventing a federally protected right."
The conception of political equality from the Declaration of
Independence, to Lincoln's Gettysburg Address, to the Fifteenth,
Seventeenth, and Nineteenth Amendments can mean only one thing-one
person, one vote.
While we agree with the District Court on most phases of the
case and think it was right in enjoining the use of the county unit
system [
Footnote 12] in
tabulating the votes, we vacate its judgment and remand the case so
that a decree in conformity with our opinion may be entered.
It is so ordered.
[
Footnote 1]
Ga.Const.1945, Art. III, § III, � I:
"The House of Representatives shall consist of representatives
apportioned among the several counties of the State as follows: to
the eight counties having the largest population, three
representatives each; to the thirty counties having the next
largest population, two representatives each; and to the remaining
counties, one representative each."
[
Footnote 2]
Ga.Code Ann. §§ 34-3212, 34-3213 (1936).
[
Footnote 3]
Ga.Laws 1962, Ex.Sess., No. 1, p. 1217; Ga.Code Ann., §§
34-3212, 34-3213 (1962).
[
Footnote 4]
The order, dated April 28, 1962, was not restricted to the party
primary of September 12, 1962; nor was the relief asked so
restricted.
[
Footnote 5]
The District Court in its order defined the type of county unit
system which violated the Equal Protection Clause as follows:
"A county unit system for use in a party primary is invidiously
discriminatory if any unit has less than its share to the nearest
whole number proportionate to population, or to the whole of the
vote in a recent party gubernatorial primary, or to the vote for
electors of the party in the most recent presidential election;
provided, no discrimination is deemed to be invidious under such
system if the disparity against any county is not in excess of the
disparity that exists as against any state in the most recent
electoral college allocation, or under the equal proportions
formula for representation of the several states in the Congress of
the United States, and, provided provision is made for allocations
to be adjusted to accord with changes in the basis at least once
each ten years."
[
Footnote 6]
See note 5
supra.
[
Footnote 7]
Chief Justice Holt stated over 250 years ago:
"A right that a man has to give his vote at the election of a
person to represent him in parliament, there to concur to the
making of laws, which are to bind his liberty and property, is a
most transcendent thing, and of an high nature. . . . [I]t is a
great injury to deprive . . . [him] of it. . . ."
". . . It would look very strange, when the commons of England
are so fond of their right of sending representatives to parliament
that it should be in the power of a sheriff, or other officer, to
deprive them of that right, and yet that they should have no
remedy. . . . This right of voting is a right in the plaintiff by
the common law, and consequently he shall maintain an action for
the obstruction of it. . . ."
"
* * * *"
"But, in the principal case, my brother says, we cannot judge of
this matter, because it is a parliamentary thing. O! by all means
be very tender of that. Besides, it is intricate, and there may be
contrariety of opinions. . . . To allow this action will make
publick officers more careful to observe the constitution of cities
and boroughs, and not to be so partial as they commonly are in all
elections, which is indeed a great and growing mischief, and tends
to the prejudice of the peace of the nation. But they say that this
is a matter out of our jurisdiction, and we ought not to inlarge
it. I agree we ought not to incroach or inlarge our jurisdiction, .
. . but sure we may determine on a charter granted by the king, or
on a matter of custom or prescription, when it comes before us
without incroaching on the parliament. And if it be a matter within
our jurisdiction, we are bound by our oaths to judge of it. This is
a matter of property determinable before us. Was ever such a
petition heard of in parliament, as that a man was hindered of
giving his vote, and praying them to give him remedy? The
parliament undoubtedly would say, take your remedy at law. It is
not like the case of determining the right of election between the
candidates."
Ashby v. White, 2 Ld.Raym. 938, 953, 954, 956
(1702).
[
Footnote 8]
The electoral college was designed by men who did not want the
election of the President to be left to the people.
See S.
Doc. No. 97, Survey of the Electoral College in the Political
System of the United States, 79th Cong., 1st Sess.
"George Washington was elected to the office of Chief Magistrate
of the Nation, by 69 votes -- the total number cast by the
electors. At that time, three States did not vote. New York had not
yet passed an electoral law, and North Carolina and Rhode Island
had not yet ratified the Constitution. Therefore, of an estimated
population of 4,000,000 people, a President was chosen by 69
voters, who had not been selected by the people, but appointed by
State legislatures, save in the instances of Maryland and
Virginia."
Id., p. 4.
Hamilton expressed the philosophy behind the electoral college
in The Federalist No. 68.
"This process of election affords a moral certainty that the
office of president will seldom fall to the lot of any man who is
not in an eminent degree endowed with the requisite qualifications.
Talents for low intrigue and the little arts of popularity may
alone suffice to elevate a man to the first honors in a single
state; but it will require other talents and a different kind of
merit to establish him in the esteem and confidence of the whole
union, or of so considerable a portion of it as would be necessary
to make him a successful candidate for the distinguished office of
president of the United States. It will not be too strong to say
that there will be a constant probability of seeing the station
filled by characters preeminent for ability and virtue. And this
will be thought no inconsiderable recommendation of the
constitution by those who are able to estimate the share which the
executive in every government must necessarily have in its good or
ill administration."
Passage of the Fifteenth, Seventeenth, and Nineteenth Amendments
shows that this conception of political equality belongs to a
bygone day, and should not be considered in determining what the
Equal Protection Clause of the Fourteenth Amendment requires in
statewide elections.
[
Footnote 9]
See note 5
supra.
[
Footnote 10]
We do not reach here the questions that would be presented were
the convention system used for nominating candidates in lieu of the
primary system.
[
Footnote 11]
See note 8
supra.
[
Footnote 12]
The county unit system, even in its amended form (
see
note 3 supra) would
allow the candidate winning the popular vote in the county to have
the entire unit vote of that county. Hence, the weighting of votes
would continue even if unit votes were allocated strictly in
proportion to population. Thus, if a candidate won 6,000 of 10,000
votes in a particular county, he would get the entire unit vote,
the 4,000 other votes for a different candidate being worth nothing
and being counted only for the purpose of being discarded.
MR. JUSTICE STEWART, whom MR. JUSTICE CLARK joins,
concurring.
In joining the opinion and judgment of the Court, I emphasize
what -- but for my Brother HARLAN's dissent -- I should have
thought would be apparent to all who read the Court's opinion. This
case does not involve the
Page 372 U. S. 382
validity of a State's apportionment of geographic constituencies
from which representatives to the State's legislative assembly are
chosen, nor any of the problems under the Equal Protection Clause
which such litigation would present. We do not deal here with "the
basic ground rules implementing
Baker v. Carr." This case,
on the contrary, involves statewide elections of a United States
Senator and of state executive and judicial officers responsible to
a statewide constituency. Within a given constituency, there can be
room for but a single constitutional rule -- one voter, one vote.
United States v. Classic, 313 U.
S. 299.
MR. JUSTICE HARLAN, dissenting.
When
Baker v. Carr, 369 U. S. 186, was
argued at the last Term, we were assured that if this Court would
only remove the roadblocks of
Colegrove v. Green,
328 U. S. 549, and
its predecessors to judicial review in "electoral" cases, this
Court in all likelihood would never have to get deeper into such
matters. State legislatures, it was predicted, would be prodded
into taking satisfactory action by the mere prospect of legal
proceedings.
These predictions have not proved true. As of November 1, 1962,
the apportionment of seats in at least 30 state legislatures had
been challenged in state and federal courts, [
Footnote 2/1] and, besides this one, 10 electoral cases
of one kind or another are already on this Court's docket.
[
Footnote 2/2] The present case is
the first of these to reach plenary consideration.
Page 380 U. S. 383
Preliminarily, it is symptomatic of the swift pace of current
constitutional adjudication that the majority opinion should have
failed to mention any of the four occasions on which Georgia's
County Unit System has previously been unsuccessfully challenged in
this Court.
Cook v. Fortson, decided with
Turman v.
Duckworth, 329 U. S. 675
(1946);
South v. Peters, 339 U. S. 276
(1950);
Cox v. Peters, 342 U.S. 936 (1952); and
Hartsfield v. Sloan, 357 U.S. 916 (1958).
It is true that none of these cases reached the stage of full
plenary consideration but, in light of the judicial history
recounted by Mr. Justice Frankfurter in his dissenting opinion in
Baker v. Carr, supra, at
372 U. S. 266,
372 U. S. 278,
only the guileless could fail to recognize that the prevailing view
then was that the validity of this County Unit System was not open
to serious constitutional doubt. [
Footnote 2/3] This estimate of the earlier situation is
highlighted by the dissenting opinion of JUSTICES BLACK and DOUGLAS
in
South v. Peters, supra, 339 U.S. at
339 U. S. 277,
in which they unsuccessfully espoused the very views which now
become the law. Presumably my two Brothers also reflected these
same views in noting their dissents in the
Cox and
Hartsfield cases.
See also Cook v. Fortson, etc.,
supra, in which MR. JUSTICE BLACK also noted his dissent.
But even if the Court's present silence about these cases can be
deemed justified on the premise that their summary disposition can
be satisfactorily accounted for on grounds not involving the
merits, I consider today's decision not supportable.
Page 380 U. S. 384
In the context of a nominating primary respecting candidates for
statewide office, the Court construes the Equal Protection Clause
of the Fourteenth Amendment as requiring that each person's vote be
given equal weight. The majority says:
"The conception of political equality from the Declaration of
Independence, to Lincoln's Gettysburg Address, to the Fifteenth,
Seventeenth, and Nineteenth Amendments can mean only one thing --
one person, one vote."
Ante, p.
372 U. S. 381.
The Court then strikes down Georgia's County Unit System as such, a
holding which the District Court declined to make. 203 F. Supp. at
170.
The Court's holding surely flies in the face of history. For, as
impressively shown by the opinion of Frankfurter, J., in
Baker
v. Carr, 369 U.S. at
369 U.S.
301-324, "one person, one vote" has never been the
universally accepted political philosophy in England, the American
Colonies, or in the United States. The significance of this
historical fact seems indeed to be recognized by the Court, for it
implies that its newfound formula might not obtain in a case
involving the apportionment of seats in the "State Legislature or
for the Federal House of Representatives."
Ante, p.
372 U. S.
376.
But, independently of other reasons that will be discussed in a
moment, any such distinction finds persuasive refutation in the
Federal Electoral College whereby the President of the United
States is chosen on principles wholly opposed to those now held
constitutionally required in the electoral process for statewide
office. One need not close his eyes to the circumstance that the
Electoral College was born in compromise, nor take sides in the
various attempts that have been made to change the system,
[
Footnote 2/4] in order to agree
with the court below that it
"could
Page 372 U. S. 385
hardly be said that such a system used in a state among its
counties, assuming rationality and absence of arbitrariness in end
result, could be termed invidious."
203 F. Supp. at 169.
Indeed, this Court itself, some 15 years ago, rejected, in a
comparable situation, the notion of political equality now
pronounced. In
MacDougall v. Green, 335 U.
S. 281, challenge was made to an Illinois law requiring
that nominating petitions of a new political party be signed by at
least 25,000 voters, including a minimum of 200 voters from each of
at least 50 of the 102 counties in the State. The claim was that
the "200 requirement" made it possible for "the voters of the less
populous counties . . . to block the nomination of candidates whose
support is confined to geographically limited areas."
Id.
at
335 U. S. 283.
In disallowing this claim, the Court said (
id. at
335 U. S.
283-284):
"To assume that political power is a function exclusively of
numbers is to disregard the practicalities of government. Thus, the
Constitution protects the interests of the smaller against the
greater by giving in the Senate entirely unequal representation to
populations. It would be strange indeed, and doctrinaire, for this
Court, applying such broad constitutional concepts as due process
and equal protection of the laws, to deny a State the power to
assure a proper diffusion of political initiative as between its
thinly populated counties and those having concentrated masses, in
view of the fact that the latter have practical opportunities for
exerting their political weight at the polls not available to the
former. The Constitution -- a practical instrument of government --
makes no such demands on the States."
Certainly no support for this equal protection doctrine can be
drawn from the Fifteenth, Seventeenth, or
Page 372 U. S. 386
Nineteenth Amendment. The Fifteenth Amendment simply assures
that the right to vote shall not be impaired "on account of race,
color, or previous condition of servitude." The Seventeenth
Amendment provides that Senators shall be "elected by the people,"
with no indication that all people must be accorded a vote of equal
weight. The Nineteenth Amendment merely gives the vote to women.
And it is hard to take seriously the argument that "dilution" of a
vote in consequence of a legislatively sanctioned electoral system
can, without more, be analogized to an impairment of the political
franchise by ballot box stuffing or other criminal activity,
e.g., United States v. Mosley, 238 U.
S. 383;
United States v. Classic, 313 U.
S. 299;
United States v. Saylor, 322 U.
S. 385, or to the disenfranchisement of qualified voters
on purely racial grounds,
Gomillion v. Lightfoot,
364 U. S. 339.
A violation of the Equal Protection Clause thus cannot be found
in the mere circumstance that the Georgia County Unit System
results in disproportionate vote weighting. It "is important for
this court to avoid extracting from the very general language of
the 14th Amendment a system of delusive exactness. . . ."
Louisville & Nashville R. Co. v. Barber Asphalt Co.,
197 U. S. 430,
197 U. S. 434
(Holmes, J.). What then remains of the equal protection claim in
this case?
At the core of Georgia's diffusion of voting strength which
favors the small as against the large counties is the urban-rural
problem, so familiar in the American political scene. In my dissent
in
Baker v. Carr, 369 U.S. at
369 U.S. 336, I expressed the view that
a State might rationally conclude that its general welfare was best
served by apportioning more seats in the legislature to
agricultural communities than to urban centers, lest the legitimate
interests of the former be submerged in the stronger electoral
voice of the latter. In my opinion, recognition of the same factor
cannot be deemed irrational in the present situation
Page 372 U. S. 387
even though all of the considerations supporting its use in a
legislative apportionment case are not present here.
Given the undeniably powerful influence of a state governor on
law and policymaking, [
Footnote
2/5] I do not see how it can be deemed irrational for a State
to conclude that a candidate for such office should not be one
whose choice lies with the numerically superior electoral strength
of urban voters. By like token, I cannot consider it irrational for
Georgia to apply its County Unit System to the selection of
candidates for other statewide offices [
Footnote 2/6] in order to assure against a predominantly
"city point of view" in the administration of the State's
affairs.
On the existing record, this leaves the question of
"irrationality" in this case to be judged on the basis of pure
arithmetic. The Court, by its "one person, one vote" theory, in
effect avoids facing up to that problem, but the District Court did
face it, holding that the disparities in voting strength between
the largest county (Fulton) and the four smallest counties
(Webster, Glascock, Quitman, and Echols), running respectively 8 to
1, 10 to 1, 11 to 1,
Page 372 U. S. 388
and 14 to 1 in favor of the latter, [
Footnote 2/7] were invidiously discriminatory. But it
did not tell us why. I do not understand how, on the basis of these
mere numbers, unilluminated as they are by any of the complex and
subtle political factors involved, a court of law can say, except
by judicial fiat, that these disparities are in themselves
constitutionally invidious.
The disproportions in the Georgia County Unit System are indeed
not greatly out of line with those existing under the Electoral
College count for the Presidency. The disparity in population per
Electoral College vote between New York (the largest State in the
1960 census) and Alaska (the smallest) was about 5 to 1. [
Footnote 2/8] There are only 15 Georgia
counties, out of a total of 159, which have a greater disparity per
unit vote, and of these 15 counties, 4 have disparity of less than
6 to 1. It is thus apparent that a slight modification of the
Georgia plan could bring it within the tolerance permitted in the
federal scheme.
It was, of course, imponderables like these that lay at the root
of the Court's steadfast pre-
Baker v. Carr refusal "to
enter [the] political thicket."
Colegrove v. Green, supra,
at
328 U. S. 556.
Having turned its back on this wise chapter in its history, the
Court, in my view, can no longer escape the necessity of coming to
grips with the thorny problems it so studiously strove to avoid in
Baker v. Carr
Page 372 U. S. 389
(
see concurring opinion of STEWART, J., 369 U.S. at
369 U.S. 265, and
dissenting opinion of HARLAN, J.,
id. at
369 U.S. 339) and in two subsequent
cases,
Scholle v. Hare, 369 U. S. 429,
369 U. S. 430
(concurring opinion of CLARK, J., and STEWART, J.),
369 U. S.
430-435 (dissenting opinion of HARLAN, J.);
W.M.C.A., Inc., v. Simon, 370 U.
S. 190,
370 U. S.
191-194 (dissenting opinion of HARLAN, J.). To regard
this case as being outside the general stream of electoral cases
because only two other States, Maryland and Mississippi, have
county unit systems is to hide one's head in the sand.
What then should be the test of "rationality" in this judicially
unfamiliar field? My Brother CLARK has perhaps given us a clue in
the legislative inactivity -- absence of any other remedy -- crazy
quilt approach contained in his concurring opinion in
Baker v.
Carr, supra, at
369 U.S.
253-262. But I think a formulation of the basic ground rules
in this untrod area of judicial competence should await a fully
developed record. This case is here at an interlocutory stage. The
temporary injunction before us issued upon a record consisting only
of the pleading, answers to interrogatories, affidavits,
statistical material, and what the lower court described as a
"liberal use of our right to take judicial notice of matters of
common knowledge and public concern." 203 F. Supp. at 160, n. 1. No
full-dress exploration of any of the many intricate questions
involved in establishing criteria for judging "rationality" took
place, the opinion and decree below issued the day following the
hearing, and the District Court observed that, while its standards
of equal protection (which this Court now puts aside) "may appear
doctrinaire to some extent," it was constrained to act as it did
because of the then (but no longer existing) [
Footnote 2/9] urgency of the situation. 203 F. Supp. at
170.
Page 372 U. S. 390
Surely, if the Court's "one person, one vote" ideology is
constitutionally untenable, as I think it clearly is, the basic
ground rules implementing
Baker v. Carr should await the
trial of this or some other case in which we have before us a fully
developed record. Only then can we know what we are doing.
Cf.
White Motor Co. v. United States, 372 U.
S. 253. A matter which so profoundly touches the
barriers between federal judicial and state legislative authority
demands nothing less.
I would vacate the judgment of the District Court and remand the
case for trial.
[
Footnote 2/1]
Advisory Commission on Intergovernmental Relations, Report on
Apportionment of State Legislatures, December 1962, p. A-21. I have
been informed by the Administrative Office of the United States
Courts that, by December 31, 1962, over 25 suits had been filed in
the federal courts alone.
[
Footnote 2/2]
No. 460,
WMCA, Inc., v. Simon; No. 507,
Wesberry v.
Sanders; No. 508,
Reynolds v. Sims; No. 517,
Beadle v. Scholle; No. 540,
Vann v. Frink; No.
554,
Maryland Comm. for Fair Representation v. Tawes; No.
610,
McConnell v. Frink; No. 688,
Price v. Moss;
No. 689,
Oklahoma Farm Bureau v. Moss; No. 797,
Davis
v. Mann.
[
Footnote 2/3]
Although the Solicitor General, as
amicus, suggests
that the Court's action in
South v. Peters rested simply
on a refusal to exercise federal equity power, it should be noted
that the first case cited in the Court's per curiam affirmance is
MacDougall v. Green, 335 U. S. 281.
See infra, p.
372 U. S.
385.
[
Footnote 2/4]
See Wechsler, Presidential Elections and the
Constitution: A Comment on Proposed Amendment, 35 A.B.A.J. 181
(1949).
[
Footnote 2/5]
The Georgia Constitution vests in the Governor the State's
"executive power," and authorizes him to recommend legislation,
make reports to and call extraordinary sessions of the State
General Assembly, issue writs of election to fill vacancies in the
General Assembly, veto or approve bills and resolutions, and
require reports from the various departments of the State.
Ga.Const. of 1945, Art. V, §§ 2-3001 to 2-3017. Also, by statute,
payments cannot be made from the state treasury without a warrant
issued by the Governor, Ga.Code Ann., § 40-204, and in the event of
a public emergency the Governor is authorized to promulgate and
enforce such rules and regulations as are necessary to prevent,
control, or quell violence, threatened or actual, Ga.Code Ann., §
40-213.
[
Footnote 2/6]
Those involved in this case, besides Governor, are United States
Senator, Lieutenant Governor, Secretary of State, Justice of the
Supreme Court, Judge of the Court of Appeals, Attorney General,
Comptroller General, Commissioner of Labor, and Treasurer. The
Governor has a general power to fill vacancies in such offices,
unless otherwise provided by law. Ga.Const. of 1945, Art. V, § 1,
par. 13, § 2-3013.
[
Footnote 2/7]
Population Ratio to
per Fulton
County Population Unit Vote Unit Vote County
Fulton. . . . . . . 556,326 40 13,908
DeKalb. . . . . . . 256,782 20 12,839
Chatham . . . . . . 188,299 16 11,760
Muscogee. . . . . . 158,623 14 11,330
Webster . . . . . . 3,247 2 1,623 8 to 1
Glascock. . . . . . 2,672 2 1,336 10 to 1
Quitman . . . . . . 2,432 2 1,216 11 to 1
Echols. . . . . . . 1,876 2 938 14 to 1
[
Footnote 2/8]
^8. Statistical Abstract of the United States 10,366 (1962).
[
Footnote 2/9]
^9. Following the District Court's injunction, a statewide
direct primary was held.