1. A city ordinance which requires that licenses be procured and
that taxes reasonable in amount be paid, for the conduct of various
businesses within the municipality, including the business of
selling books and pamphlets on the streets or from house to house,
and which is general and nondiscriminatory in its incidences, does
not infringe the liberties of free speech, free press or free
exercise of
Page 316 U. S. 585
religion when applied to a member of a religious organization
who is engaged in selling the printed propaganda of his sect. Pp.
316 U. S. 593,
316 U. S.
598.
2. One who sells religious literature on city streets, without
having complied with provisions of an ordinance validly requiring
that he first apply for and obtain a license and pay a license tax,
cannot defend upon the ground that the ordinance is rendered
unconstitutional as to him by a provision purporting to empower the
licensing authority to revoke licenses without notice.
Lovell
v. Griffin, 303 U. S. 444,
distinguished. P.
316 U. S.
599.
7 So. 2d 503 affirmed.
202 Ark. 614, 151 S.W.2d 1000, affirmed.
118 P.2d 97 affirmed.
The first two of these cases were brought here by writs of
certiorari, 314 U.S. 593, 315 U.S. 793. The third came up by
appeal. In each case, the review was of a judgment affirming a
conviction and fine for violation of a city ordinance declaring it
unlawful to sell books or pamphlets within the municipal limits
without having obtained a license and paid a license tax.
MR. JUSTICE REED delivered the opinion of the Court.
By writ of certiorari in Nos. 280 and 314, and by appeal in No.
966, we have before us the question of the constitutionality
Page 316 U. S. 586
of various city ordinances imposing the license taxes upon the
sale of printed matter for nonpayment of which the appellant,
Jobin, and the petitioners, Jones, Bowden and Sanders, all members
of the organization known as Jehovah's Witnesses, were
convicted.
No. 280
The City of Opelika, Alabama, filed a complaint in the Circuit
Court of Lee County charging petitioner Jones with violation of its
licensing ordinance by selling books without a license, by
operating as a Book Agent without a license, and by operating as a
transient agent, dealer or distributor of books without a license.
[
Footnote 1] The license fee
for Book Agents (Bibles excepted) was $10 per annum, that for
transient agents, dealers or distributors of books $5. [
Footnote 2]
Page 316 U. S. 587
Under section 1 of the ordinance, all licenses were subject to
revocation in the discretion of the City Commission, with or
without notice. [
Footnote 3]
There is a clause providing for severance in case of invalidity of
any section, condition or provision. [
Footnote 4] Petitioner demurred, alleging that the
ordinance, because of unlimited discretion in revocation and
requirement of a license, was an unconstitutional encroachment upon
freedom of the press. During the trial without a jury, these
contentions, with the added claim of interference with freedom of
religion, were renewed at the end of the city's case and at the
close of all the evidence. The court overruled these motions, and
found petitioner guilty on evidence that, without a license, he had
been displaying pamphlets in his up-raised hand and walking on a
city street selling them two for five cents. [
Footnote 5] The court excluded as irrelevant
testimony designed to show that the petitioner was an ordained
minister, and that his activities
Page 316 U. S. 588
were in furtherance of his beliefs and the teachings of
Jehovah's Witnesses. Once again, by an unsuccessful motion for new
trial, the constitutional issues were raised. The Court of Appeals
of Alabama reversed the conviction on appeal because it thought the
unlimited discretion of the City Commission to revoke the licenses
invalidated the ordinance. Without discussion of this point, the
Supreme Court of Alabama decided that nondiscriminatory licensing
of the sale of books or tracts was constitutional, reversed the
Court of Appeals, and stayed execution pending certiorari. 241 Ala.
279, 3 So. 2d 76. This Court, having granted certiorari, 314 U.S.
593, dismissed the writ for lack of a final judgment. 315 U.S. 782.
The Court of Appeals thereupon entered a judgment sustaining the
conviction, which was affirmed by the Alabama Supreme Court and is
final. 7 So. 2d 503. We therefore grant the petition for rehearing
of the dismissal of the writ and proceed with the consideration of
the case.
No. 314
Petitioners Bowden and Sanders were arrested by police officers
of Fort Smith, Arkansas, brought before the Municipal Court on
charges of violation of City Ordinance No. 1172, and convicted.
They appealed to the Sebastian Circuit Court, and there moved to
dismiss on the ground that the ordinance was an unconstitutional
restriction of freedom of religion and of the press, contrary to
the Fourteenth Amendment. The circuit judge heard the case
de
novo without a jury on stipulated facts. The ordinance
required a license
"For each person peddling dry goods, notions, wearing apparel,
household goods or other articles not herein or otherwise
specifically mentioned $25 per month, $10 per week, $2.50 per day.
[
Footnote 6]
Page 316 U. S. 589
The petitioners, in the exercise of their beliefs concerning
their duty to preach the gospel, admitted going from house to house
without a license, playing phonographic transcriptions of Bible
lectures, and distributing books setting forth their views to the
residents in return for a contribution of twenty-five cents per
book. When persons desiring books were unable to contribute, the
books were in some instances given away free. The Circuit judge
concluded as a matter of law that the books were 'other goods,' and
that petitioners were guilty of the peddling without a license. A
motion for new trial was denied. On appeal the, Supreme Court of
Arkansas held the ordinance constitutional on the authority of its
previous decision in
Cook v. Harrison, 180 Ark. 546, 21
S.W.2d 966, and affirmed the convictions. 202 Ark. 614, 151 S.W.2d
1000. This Court denied certiorari, 314 U.S. 651, but later,
because of the similarity of the issues presented to those in the
Jobin case, No. 966, vacated the denial of certiorari and
issued a writ. 315 U.S. 793."
No. 966
The City of Casa Grande, Arizona, by ordinance, made it a
misdemeanor for any person to carry on any occupation or business
specified without first procuring a license. [
Footnote 7]
Page 316 U. S. 590
Transient merchants, peddlers, and street vendors were listed as
subject to a quarterly license fee of $25.00, payable in advance.
[
Footnote 8] In the Superior
Court of Pinal County, Jobin was tried and convicted by a jury on a
complaint charging that, not having "a permanent place of business
in the City," he there carried on the
"business of peddling, vending, selling, offering for sale and
soliciting the sale of
Page 316 U. S. 591
goods, wares and merchandise, to-wit: pamphlets, books and
publications without first having procured a license"
contrary to the ordinance. The evidence for the state showed
that, without a license, the appellant called at two homes and a
laundry and offered for sale and sold books and pamphlets of a
religious nature. At one home, accompanied by his wife, he was
refused admission, but was allowed by the girl who came to the door
to play a portable phonograph on the porch. The girl purchased one
of his stock of books, "Religion," for a quarter, and received a
pamphlet free. During the conversation, he stated that he was an
ordained minister preaching the gospel, and quoted passages from
the Bible. At the second home, the lady of the house allowed him
and his wife to enter and play the phonograph, but she refused to
buy either books or pamphlets. When departing, the appellant left
some literature on the table, although informed by the lady that it
would not be read and had better be given to someone else. At the
laundry, the appellant introduced himself as one of the Jehovah's
Witnesses and discussed with the proprietor their work and religion
generally. The proprietor bought the book "Religion" for a quarter,
but declined to buy others at the same price. He was given a
pamphlet free. When arrested, the appellant stated that he was
"selling religious books and preaching the gospel of the kingdom,"
and that, because of his religious beliefs, he would not take out a
license. A motion at the close of the evidence for a directed
verdict of acquittal on the ground that the ordinance violated the
Fourteenth Amendment was denied. The jury was instructed to acquit
unless it found the defendant was selling books or pamphlets. It
returned a verdict of guilty. On appeal, the Supreme Court of
Arizona held that the ordinance, an "ordinary occupational license
tax ordinance," did not deny freedom of religion and of the press,
and affirmed the conviction. 118 P.2d 97, 98. An appeal to this
Court
Page 316 U. S. 592
was allowed under § 237 of the Judicial Code, 28 U.S.C. §
344.
The Opelika ordinance required book agents to pay $10.00 per
annum, transient distributors of books (annual only) $5.00. The
license fee in Casa Grande was $25 per quarter, that in Fort Smith
ranged from $2.50 per day to $25 per month. All the fees were
small, yet substantial. But the appellant and the petitioners, so
far as the records disclose, advanced no claim and presented no
proof in the courts below that these fees were invalid because so
high as to make the cost of compliance a deterrent to the further
distribution of their literature in those cities. Although
petitioners in No. 314 contended that their enterprise was operated
at a loss, there was no suggestion that they could not obtain from
the same sources which now supply the funds to meet whatever
deficit there may be sums sufficient to defray license fees also.
The amount of the fees was not considered in the opinions below
except for a bare statement by the Alabama court that the exaction
was "reasonable," and neither the briefs nor the assignments of
error in this Court have directed their attack specifically to that
issue. Consequently there is not before us the question of the
power to lay fees, objectionable in their effect because of their
size, upon the constitutionally protected rights of free speech,
press, or the exercise of religion. If the size of the fees were to
be considered, to reach a conclusion, one would desire to know the
estimated volume, the margin of profit, the solicitor's commission,
the expense of policing, and other pertinent facts of income and
expense. In the circumstances, we venture no opinion concerning the
validity of license taxes if it were proved, or at least distinctly
claimed, that the burden of the tax was a substantial clog upon
activities of the sort here involved. [
Footnote 9] The
Page 316 U. S. 593
sole constitutional question considered is whether a
nondiscriminatory license fee, presumably appropriate in amount,
may be imposed upon these activities.
We turn to the constitutional problem squarely presented by
these ordinances. There are ethical principles of greater value to
mankind than the guarantees of the Constitution, personal liberties
which are beyond the power of government to impair. These
principles and liberties belong to the mental and spiritual realm
where the judgments and decrees of mundane courts are ineffective
to direct the course of man. The rights of which our Constitution
speaks have a more earthy quality. They are not absolutes [
Footnote 10] to be exercised
independently of other cherished privileges, protected by the same
organic instrument. Conflicts in the exercise of rights arise, and
the conflicting forces seek adjustments in the courts, as do these
parties, claiming, on the one side, the freedom of religion, speech
and the press, guaranteed by the Fourteenth Amendment, [
Footnote 11] and, on the other, the
right to employ the sovereign power explicitly reserved to the
State by the Tenth Amendment to ensure orderly living without which
constitutional guarantees of civil liberties would be a mockery.
[
Footnote 12] Courts, no
more than Constitutions, can intrude into the consciences of men or
compel them to believe contrary to their faith or think
contrary
Page 316 U. S. 594
to their convictions, but courts are competent to adjudge the
acts men do under color of a constitutional right, such as that of
freedom of speech or of the press or the free exercise of religion,
and to determine whether the claimed right is limited by other
recognized powers equally precious to mankind. [
Footnote 13] So the mind and spirit of man
remain forever free, while his actions rest subject to necessary
accommodation to the competing needs of his fellows.
If all expression of religion or opinion, however, were subject
to the discretion of authority, our unfettered dynamic thoughts or
moral impulses might be made only colorless and sterile ideas. To
give them life and force, the Constitution protects their use. No
difference of view as to the importance of the freedoms of press or
religion exist. They are "fundamental personal rights and
liberties."
Schneider v. State, 308 U.
S. 147,
308 U. S. 161.
To proscribe the dissemination of doctrines or arguments which do
not transgress military or moral limits is to destroy the principal
bases of democracy -- knowledge and discussion. One man, with views
contrary to the rest of his compatriots, is entitled to the
privilege of expressing his ideas by speech of broadside to anyone
willing to listen or to read. Too many settled beliefs have in time
been rejected to justify this generation in refusing a hearing to
its own dissentients. But that hearing may be limited by action of
the proper legislative body to times, places, and methods for the
enlightenment of the community which, in view of existing social
and economic conditions, are not at odds with the preservation of
peace and good order.
This means that the proponents of ideas cannot determine
entirely for themselves the time and place and manner for the
diffusion of knowledge or for their evangelism, any more than the
civil authorities may hamper or suppress the public dissemination
of facts and principles
Page 316 U. S. 595
by the people. [
Footnote
14] The ordinary requirements of civilized life compel this
adjustment of interests. The task of reconcilement is made harder
by the tendency to accept as dominant any contention supported by a
claim of interference with the practice of religion or the spread
of ideas. Believing, as this nation has from the first, that the
freedoms of worship and expression are closely akin to the
illimitable privileges of thought itself, any legislation affecting
those freedoms is scrutinized to see that the interferences allowed
are only those appropriate to the maintenance of a civilized
society. The determination of what limitations may be permitted
under such an abstract test rests with the legislative bodies, the
courts, the executive, and the people themselves, guided by the
experience of the past, the needs of revenue for law enforcement,
the requirements and capacities of police protection, the dangers
of disorder, and other pertinent factors.
Upon the courts falls the duty of determining the validity of
such enactments as may be challenged as unconstitutional by
litigants. [
Footnote 15] In
dealing with these delicate adjustments, this Court denies any
place to administrative censorship of ideas or capricious approval
of distributors. In
Lovell v. Griffin, 303 U.
S. 444, the requirements of permission from the city
manager invalidated the ordinance, pp.
303 U. S. 447
and
303 U. S. 451;
in
Schneider v. State, that of a police officer, pp.
308 U. S. 157
and
308 U. S. 163.
In the
Cantwell case, the secretary of the public welfare
council was to determine whether the object of charitable
solicitation was worthy, p.
310 U. S. 302.
We held the requirement bad. [
Footnote 16] Ordinances absolutely
Page 316 U. S. 596
prohibiting the exercise of the right to disseminate information
are,
a fortiori, invalid. [
Footnote 17]
The differences between censorship and complete prohibition,
either of subject matter or the individuals participating, upon the
one hand, and regulation of the conduct of individuals in the time,
manner and place of their activities, upon the other, are decisive.
"One who is a martyr to a principle . . . does not prove by his
martyrdom that he has kept within the law," said Mr. Justice
Cardozo, concurring in
Hamilton v. Regents, 293 U.
S. 245,
293 U. S. 268,
which held that conscientious objection to military training would
not excuse a student, during his enrollment, from attending
required courses in that science. [
Footnote 18] There is to be noted, too, a distinction
between nondiscriminatory regulation of operations which are
incidental to the exercise of religion or the freedom of speech or
the press and those which are imposed upon the religious rite
itself or the unmixed dissemination of information. Casual
reflection verifies the suggestion that both teachers and preachers
need to receive support for themselves, as well as alms and
benefactions for charity and the spread of knowledge. But when, as
in these cases, the practitioners of these noble callings choose to
utilize the vending of their religious books and tracts as a source
of funds, the financial aspects of their transactions need not be
wholly disregarded. To subject any religious or didactic group to a
reasonable fee for their moneymaking activities does not require a
finding that the licensed acts are purely commercial. It is enough
that money is earned by the sale
Page 316 U. S. 597
of articles. A book agent cannot escape a license requirement by
a plea that it is a tax on knowledge. It would hardly be contended
that the publication of newspapers is not subject to the usual
governmental fiscal exactions,
Giragi v. Moore, 301 U.S.
670; 48 Ariz. 33, 58 P.2d 1249; 49 Ariz. 74, 64 P.2d 819, or the
obligations placed by statutes on other business.
Associated
Press v. Labor Board, 301 U. S. 103,
301 U. S. 130.
The Constitution draws no line between a payment from gross
receipts or a net income tax and a suitably calculated occupational
license. Commercial advertising cannot escape control by the simple
expedient of printing matter of public interest on the same sheet
or handbill.
Valentine v. Chrestensen, 316 U. S.
52. Nor does the fact that, to the participants, a
formation in the streets is an "information march," and "one of
their ways of worship," suffice to exempt such a procession from a
city ordinance which, narrowly construed, required a license for
such a parade. [
Footnote
19]
When proponents of religious or social theories use the ordinary
commercial methods of sales of articles to raise propaganda funds,
it is a natural and proper exercise of the power of the state to
charge reasonable fees for the privilege of canvassing. Careful as
we may and should be to protect the freedoms safeguarded by the
Bill of Rights, it is difficult to see in such enactments a shadow
of prohibition of the exercise of religion or of abridgement of the
freedom of speech or the press. It is prohibition and unjustifiable
abridgement which is interdicted, not taxation. Nor do we believe
it can be fairly said that, because such proper charges may be
expanded into unjustifiable abridgements, they are therefore
invalid on their face. The freedoms claimed by those seeking relief
here are guaranteed against abridgement by the Fourteenth
Amendment. Its commands protect their rights. The legislative power
of municipalities must yield when
Page 316 U. S. 598
abridgement is shown.
Compare Grosjean v. American Press
Co., 297 U. S. 233,
with Giragi v. Moore, 301 U.S. 670. If we were to assume,
as is here argued, that the licensed activities involve religious
rites, a different question would be presented. These are not taxes
on free will offerings. But it is because we view these sales as
partaking more of commercial than religious or educational
transactions that we find the ordinances, as here presented, valid.
A tax on religion or a tax on interstate commerce may alike be
forbidden by the Constitution. It does not follow that licenses for
selling Bibles or for manufacture of articles of general use,
measured by extrastate sales, must fall. It may well be that the
wisdom of American communities will persuade them to permit the
poor and weak to draw support from the petty sales of religious
books without contributing anything for the privilege of using the
streets and conveniences of the municipality. Such an exemption,
however, would be a voluntary, not a constitutionally enforced,
contribution.
In the ordinances of Casa Grande and Fort Smith, we have no
discretionary power in the public authorities to refuse a license
to any one desirous of selling religious literature. No censorship
of the material which enters into the books or papers is
authorized. No religious symbolism is involved such as was urged
against the flag salute in
Minersville District v.
Gobitis, 310 U. S. 586. For
us there is no occasion to apply here the principles taught by that
opinion. Nothing more is asked from one group than from another
which uses similar methods of propagation. We see nothing in the
collection of a nondiscriminatory license fee, uncontested in
amount, from those selling books or papers, which abridges the
freedoms of worship, speech or press.
Cf. Grosjean v. American
Press Co., 297 U. S. 233,
297 U. S. 250.
As to the claim that even small license charges, if valid, will
impose upon the itinerant colporteur a crushing aggregate,
Page 316 U. S. 599
it is plain that, if each single fee is, as we assume,
commensurate with the activities licensed, then, though the
accumulation of fees from city to city may in time bulk large, he
will have enjoyed a correlatively enlarged field of distribution.
Cf. Coverdale v. Arkansas-Louisiana Pipe Line Co.,
303 U. S. 604,
303 U. S.
612-613. The First Amendment does not require a subsidy
in the form of fiscal exemption.
Giragi v. Moore, supra.
Accordingly, the challenge to the
Fort Smith and
Casa
Grande ordinances fails.
There is an additional contention by petitioner as to the
Opelika ordinance. It is urged that, since the licenses were
revocable, arbitrarily, by the local authorities,
note 3 supra, there can be no true
freedom for petitioners in the dissemination of information because
of the censorship upon their actions after the issuance of the
license. But there has been neither application for nor revocation
of a license. The complaint was bottomed on sales without a
license. It was that charge against which petitioner claimed the
protection of the Constitution. This issue he had standing to
raise.
Smith v. Cahoon, 283 U. S. 553,
283 U. S. 562.
From what has been said previously, it follows that the objection
to the unconstitutionality of requiring a license fails. There is
no occasion at this time to pass on the validity of the revocation
section, as it does not affect his present defense.
Highland
Farms Dairy v. Agnew, 300 U. S. 608,
300 U. S. 616;
Lehon v. City of Atlanta, 242 U. S.
53,
242 U. S. 56.
In
Lovell v. Griffin, 303 U. S. 444, we
held invalid a statute which placed the grant of a license within
the discretion of the licensing authority. By this discretion, the
right to obtain a license was made an empty right. Therefore the
formality of going through an application was naturally not deemed
a prerequisite to insistence on a constitutional right. Here, we
have a very different situation. A license is required that may
properly be required. The fact that such a license, if it were
granted, may subsequently
Page 316 U. S. 600
be revoked does not necessarily destroy the licensing ordinance.
The hazard of such revocation is much too contingent for us now to
declare the licensing provisions to be invalid.
Lovell v.
Griffin has, in effect, held that discretionary control in the
general area of free speech is unconstitutional. Therefore, the
hazard that the license properly granted would be improperly
revoked is far too slight to justify declaring the valid part of
the ordinance, which is alone now at issue, also
unconstitutional.
The judgments in Nos. 280, 314, and 966 are
Affirmed.
[
Footnote 1]
"4. Penalties. It shall be unlawful for any person . . . to
engage in any of the businesses or vocations for which a license
may be required without first having procured a license therefor,
and any violation hereof shall constitute a criminal offense, and
shall be punishable by fine . . . and by imprisonment."
"
* * * *"
"9. Persons Engaged In Two or More Vocations. All trades or
vocations dealing in two or more of the articles or engaged in two
or more of the trades or vocations for which licenses are required
by the City shall pay for and take out licenses for each line of
business, calling or vocation."
"
* * * *"
"12. Vocations Not Specified Herein. Any applicant desiring to
conduct any business or vocation other than those specified in this
license ordinance shall make application to the President of the
Commission, who shall thereon fix a reasonable license for such
business or vocation and instruct the Clerk as to the amount so
fixed."
[
Footnote 2]
Agents (Annual Only)
Book Agents (Bibles excepted) . . . . . . . . 10.00
* * * *
Transient or itinerant agents selling rugs,
antiques, goods, wares, merchandise, or
taking orders for same. . . . . . . . . . . 25.00
* * * *
Peddlers, or itinerant dealers, distributors
or salesmen not otherwise included in
this schedule (Annual Only) . . . . . . . . 75.00
* * * *
Transient agents or Dealers or Distributors
of Books (Annual Only). . . . . . . . . . . 5.00
Transient Dealers . . . . . . . . . . . . . . 25.00
(Not covered heretofore in this schedule,
definition same as transient dealer)
* * * *
There will be an issuance fee of $0.50 added to and
collected on each license.
[
Footnote 3]
"1. Right of City to Revoke. All licenses, permits, or other
grants to carry on any business, trade, vocation, or professions
for which a charge is made by the City shall be subject to
revocation in the discretion of the City Commission, with or
without notice to the licensee."
[
Footnote 4]
"Should any section, condition, or provision or any rate or
amount scheduled as against any particular occupation exhibited in
the foregoing schedule be held void or invalid, such invalidity
shall not affect any other section, rate or provision of this
license schedule."
[
Footnote 5]
His wife was selling pamphlets from a portable stand on the
sidewalk nearby.
[
Footnote 6]
"Be it Ordained by the Board of Commissioners of the City of
Fort Smith, Arkansas:"
"Section 1. That the license hereinafter named shall be fixed
and imposed and collected at the following rates and sums, and it
shall be unlawful for any person or persons to exercise or pursue
any of the following vocations of business in the city of Fort
Smith, Arkansas, without first having obtained a license therefor
from the city clerk and having paid for the same. . . ."
"
* * * *"
"Section 40. For each person peddling dry goods, notions,
wearing apparel, household goods, or other articles not herein or
otherwise specifically mentioned, $25 per month, $10 per week,
$2.50 per day. A person, firm or corporation using two or more men
in their peddling business, $50 per annum."
[
Footnote 7]
"Section 1. It shall be unlawful for any person . . . to carry
on any trade, calling, profession, occupation or business in this
ordinance specified without first having procured a license from
the City of Casa Grande, so to do, . . . and each and every day or
fractional part of a day that any trade, calling, profession,
business or occupation in this ordinance specified is conducted or
carried on without such license shall be a misdemeanor. . . ."
"Section 2. It shall be the duty of the City Clerk . . . to
prepare and to issue a license under this ordinance for every
person . . . liable to pay a license hereunder. . . ."
"
* * * *"
"Section 4. . . . Every person having such a license, and not
having a fixed place of business shall carry such license with him
at all times while carrying on the trade . . . or business for
which the same was granted. Every person . . . having a license . .
. shall produce and exhibit the same, . . . whenever requested to
do so by any police officer or by any other officer authorized to
issue, inspect, or collect licenses."
[
Footnote 8]
"Section 12. Peddlers, Transient Merchants; Vendors,
defined:"
"(A) 'Transient Merchant' within the meaning of this ordinance
shall include every person who, not for or in connection with a
business at a fixed place within the City of Casa Grande, solicits
orders from house to house for the future delivery of goods, or who
shall deliver goods previously solicited by a solicitor at retail,
or an order for future delivery."
"(B) As used in this ordinance, the term 'peddlers' shall
include solicitors and other vendors not having a permanent place
of business in the City of Casa Grande, and who are not
specifically licensed or permitted to sell any class of goods
whatsoever."
"(C) As used in this Ordinance, the term 'Street Vendors'
includes all persons engaged in selling in or upon the streets,
alleys or vacant grounds within the City, and goods, wares,
merchandise or articles, including photographs, and also includes
all persons engaged in conducting upon the streets, alleys, or
vacant grounds of the City any ring, knife or similar game, or any
'faker' business, game or device."
"All persons coming within the definition of the occupations
defined herein shall pay a quarterly license fee of Twenty Five
Dollars ($25.00) in advance."
[
Footnote 9]
Cf. Seaboard Air Line Ry. Co. v. Watson, 287 U. S.
86;
New York v. Kleinert, 268 U.
S. 646;
Dewey v. Des Moines, 173 U.
S. 193, and
Clark v. Paul Gray, Inc.,
306 U. S. 583;
Standard Stock Food Co. v. Wright, 225 U.
S. 540.
[
Footnote 10]
Valentine v. Chrestensen, 316 U. S.
52;
Chaplinsky v. New Hampshire, 315 U.
S. 568, and cases cited;
Minersville District v.
Gobitis, 310 U. S. 586,
310 U. S. 594;
Cantwell v. Connecticut, 310 U. S. 296,
310 U. S. 304,
310 U. S. 310;
Schneider v. State, 308 U. S. 147,
308 U. S. 165;
Hague v. CIO, 307 U. S. 496,
307 U. S.
515-516;
De Jonge v. Oregon, 299 U.
S. 353,
299 U. S.
364.
[
Footnote 11]
Chaplinsky v. New Hampshire, 315 U.
S. 568;
Cantwell v. Connecticut, 310 U.
S. 296,
310 U. S. 303;
Schneider v. State, 308 U. S. 147,
308 U. S. 160;
Lovell v. Griffin, 303 U. S. 444,
303 U. S. 450;
Gitlow v. New York, 268 U. S. 652.
[
Footnote 12]
Cox v. New Hampshire, 312 U. S. 569,
312 U. S. 574;
Home Bldg. & L. Assn. v. Blaisdell, 290 U.
S. 398,
290 U. S.
435.
[
Footnote 13]
Cantwell v. Connecticut, 310 U.
S. 296,
310 U. S. 303;
Reynolds v. United States, 98 U. S.
145,
98 U. S.
166.
[
Footnote 14]
Cox v. New Hampshire, 312 U. S. 569,
312 U. S. 573,
312 U. S. 576;
Cantwell v. Connecticut, 310 U. S. 296,
310 U. S. 306;
Schneider v. State, 308 U. S. 147,
308 U. S.
1605.
[
Footnote 15]
Cf. Schneider v. State, supra, 308 U. S.
161.
[
Footnote 16]
Cf. Hague v. CIO, 307 U. S. 496,
307 U. S.
516.
[
Footnote 17]
Hague v. CIO, 307 U. S. 496,
307 U. S. 501,
307 U. S. 518,
invalidates an ordinance forbidding any person to
"distribute or cause to be distributed or strewn about any
street or public place any newspapers, paper, periodical, book,
magazine, circular, card, or pamphlet,"
p.
307 U. S. 501;
Schneider v. State, 308 U. S. 147,
308 U. S. 162,
holds similar prohibitory ordinances unconstitutional.
[
Footnote 18]
Cf. City of Manchester v. Leiby, 117 F.2d 661,
requirement of badge for street selling of books, papers or
pamphlets.
[
Footnote 19]
Cox v. New Hampshire, 312 U. S. 569,
312 U. S.
572-573,
312 U. S.
576.
MR. CHIEF JUSTICE STONE.
The First Amendment, which the Fourteenth makes applicable to
the states, declares:
"Congress shall make no law respecting an establishment of
religion, or prohibiting the free exercise thereof; or abridging
the freedom of speech, or of the press."
I think that the ordinance in each of these cases is, on its
face, a prohibited invasion of the freedoms thus guaranteed, and
that the judgment in each should be reversed.
The ordinance in the
Opelika case should be held
invalid on two independent grounds. One is that the annual tax, in
addition to the 50 cent "issuance fee" which the ordinance imposes,
is an unconstitutional restriction on those freedoms, for reasons
which will presently appear. The other is that the requirement of a
license for dissemination of ideas, when, as here the license is
revocable at will without cause and in the unrestrained discretion
of administrative officers, is likewise an unconstitutional
restraint on those freedoms.
The sole condition which the Opelika ordinance prescribes for
grant of the license is payment of the designated annual tax and
issuance fee. The privilege thus purchased, for the period of a
year, is forthwith revocable in the unrestrained and unreviewable
discretion of the
Page 316 U. S. 601
licensing commission without cause and without notice or
opportunity for a hearing. The case presents in its baldest form
the question whether the freedoms which the Constitution purports
to safeguard can be completely subjected to uncontrolled
administrative action. Only recently, this Court was unanimous in
holding void on its face the requirement of a license for the
distribution of pamphlets which was to be issued in the sole
discretion of a municipal officer.
Lovell v. Griffin,
303 U. S. 444,
303 U. S. 451.
The precise ground of our decision was that the ordinance made
enjoyment of the freedom which the Constitution guarantees
contingent upon the uncontrolled will of administrative officers.
We declared:
"We think that the ordinance is invalid on its face. Whatever
the motive which induced its adoption, its character is such that
it strikes at the very foundation of the freedom of the press by
subjecting it to license and censorship. The struggle for the
freedom of the press was primarily directed against the power of
the licensor. It was against that power that John Milton directed
his assault by his 'Appeal for the Liberty of Unlicensed Printing.'
And the liberty of the press became initially a right to publish
'without a license what formerly could be published only with one.'
While this freedom from previous restraint upon publication cannot
be regarded as exhausting the guaranty of liberty, the prevention
of that restraint was a leading purpose in the adoption of the
constitutional provision."
That purpose cannot rightly be defeated by so transparent a
subterfuge as the pronouncement that, while a license may not be
required if its award is contingent upon the whim of an
administrative officer, it may be if its retention and the
enjoyment of the privilege which it purports to give is wholly
contingent upon his whim. In either case, enjoyment of the freedom
is dependent upon the same contingency, and the censorship is as
effective in
Page 316 U. S. 602
one as in the other. Nor is any palliative afforded by the
assertion that the defendant's failure to apply for a license
deprives him of standing to challenge the ordinance because of its
revocation provision, by the terms of which retention of the
license and exercise of the privilege may be cut off at any time
without cause.
Indeed, the present ordinance is a more callous disregard of the
constitutional right than that exhibited in
Lovell v. Griffin,
supra. There, at least the defendant might have been given a
license if he had applied for it. In any event, he would not have
been compelled to pay a money exaction for a license to exercise
the privilege of free speech -- a license which, if granted in this
case, would have been wholly illusory. Here, the defendant Jones
was prohibited from distributing his pamphlets at all unless he
paid in advance a year's tax for the exercise of the privilege and
subjected himself to termination of the license without cause,
notice, or hearing, at the will of city officials. To say that he
who is free to withhold at will the privilege of publication
exercises a power of censorship prohibited by the Constitution, but
that he who has unrestricted power to withdraw the privilege does
not, would be to ignore history and deny the teachings of
experience, as well as to perpetuate the evils at which the First
Amendment was aimed.
It is of no significance that the defendant did not apply for a
license. As this Court has often pointed out, when a licensing
statute is, on its face, a lawful exercise of regulatory power, it
will not be assumed that it will be unlawfully administered in
advance of an actual denial of application for the license. But
here, it is the prohibition of publication, save at the
uncontrolled will of public officials, which transgresses
constitutional limitations, and makes the ordinance void on its
face. The Constitution can hardly be thought to deny to one
subjected to the restraints of such an ordinance the right to
attack its constitutionality, because he has not yielded to its
demands.
Lovell v.
Page 316 U. S. 603
Griffin, supra, 303 U. S.
452-453;
Smith v. Cahoon, 283 U.
S. 553,
283 U. S. 562.
The question of standing to raise the issue in this case is
indistinguishable from that in the
Lovell case, where it
was resolved in the only manner consistent with the First
Amendment.
The separability provision of the Opelika ordinance
* cannot serve, in
advance of judicial decision by the state court, to separate those
parts which are constitutionally applicable from those which are
not. We have no means of knowing that the city would grant any
license if the license could not be made revocable at will. The
state court applied the ordinance as written. It did not rely or
pass upon the effect to be given to the separability clause, or
determine whether any effect was to be given to it. Until it has
done so, this Court -- as we decided only last Monday -- must
determine the constitutional validity of the ordinance as it
stands, and as it stood when obedience to it was demanded and
punishment for its violation inflicted.
Skinner v. Oklahoma,
ante, p.
316 U. S. 535;
Smith v. Cahoon, supra, 283 U. S.
563-564.
In all three cases, the question presented by the record and
fully argued here and below is whether the ordinances -- which, as
applied, penalize the defendants for not having paid the flat fee
taxes levied -- violate the freedom of speech, press, and religion
guaranteed by the First and Fourteenth Amendments. Defendants'
challenge to the ordinances, naming them, is a challenge to the
substantial taxes which they impose, in specified amounts, and not
to some tax of a different or lesser amount which some other
ordinance might levy. In their briefs here, they argue, as upon the
records they are entitled to do, that the taxes are an
unconstitutional burden on the right of
Page 316 U. S. 604
free speech and free religion comparable to license taxes which
this Court has often held to be an inadmissible burden on
interstate commerce. They argue also that the cumulative effect of
such taxes, in town after town throughout the country, would be
destructive of freedom of the press for all persons except those
financially able to distribute their literature without soliciting
funds for the support of their cause.
While these are questions which have been studiously left
unanswered by the opinion of the Court, it seems inescapable that
an answer must be given before the convictions can be sustained.
Decision of them cannot rightly be avoided now by asserting that
the amount of the tax has not been put in issue; that the tax is
"uncontested in amount" by the defendants, and can therefore be
assumed by us to be "presumably appropriate," "reasonable," or
"suitably calculated;" that it has not been proved that the burden
of the tax is a substantial clog on the activities of the
defendants, or that those who have defrayed the expense of their
religious activities will not willingly defray the license taxes
also. All these are considerations which would seem to be
irrelevant to the question now before us -- whether a flat tax,
more than a nominal fee to defray the expenses of a regulatory
license, can constitutionally be laid on a noncommercial, nonprofit
activity devoted exclusively to the dissemination of ideas,
educational and religious in character, to those persons who
consent to receive them.
Nor is the essential issue here distinguished by the reiterated
characterization of these exactions not as taxes but as "fees" -- a
characterization to which the records lend no support. All these
ordinances, on their face, purport to be an exercise of the
municipality's taxing power. In none is there the slightest
pretense by the taxing authority, or the slightest suggestion by
the state court, that the "fee" is to defray expenses of the
licensing system. The
Page 316 U. S. 605
amounts of the "fees," without more, demonstrate that such a
contention is groundless. In No. 280, Opelika itself contends that
the issue relates solely to its power to raise money for general
revenue purposes, and the Supreme Court of Alabama referred to the
levy as a "reasonable" "tax." The tax exacted by Opelika, on the
face of the ordinance, is in addition to a 50-cent "issuance fee,"
which alone is presumably what the city deems adequate to defray
the cost of administering the licensing system. Similarly, in the
Fort Smith and Casa Grande cases, the state courts sustained the
ordinances as a tax, and nothing else. If this litigation has
involved any controversy -- and the state courts all seemed to
think that it did -- the controversy has been one solely relating
to the power to tax, and not the power to collect a "fee" to
support a licensing system which, as has already been indicated,
has no regulatory purpose other than that involved in the raising
of revenue.
This Court has often had occasion to point out that, where the
state may, as a regulatory measure, license activities which it is
without constitutional authority to tax, it may charge a small or
nominal fee sufficient to defray the expense of licensing, and
similarly it may charge a reasonable fee for the use of its
highways by interstate motor traffic which it cannot tax.
Compare Clark v. Paul Gray, Inc., 306 U.
S. 583,
306 U. S.
598-600,
with Ingels v. Morf, 300 U.
S. 290, and cases cited;
see Cox v. New
Hampshire, 312 U. S. 569,
312 U. S.
576-577. But we are not concerned in these cases with a
nominal fee for a regulatory license, which may be assumed for
argument's sake to be valid. Here, the licenses are not regulatory,
save as the licenses conditioned upon payment of the tax may serve
to restrain or suppress publication. None of the ordinances, if
complied with, purports to or could control the time, place, or
manner of the distribution of the books and pamphlets concerned.
None has any discernible relationship to the
Page 316 U. S. 606
police protection or the good order of the community. The only
condition and purpose of the licenses under all three ordinances is
suppression of the specified distributions of literature in default
of the payment of a substantial tax fixed in amount and measured
neither by the extent of the defendants' activities under the
license nor the amounts which they receive for and devote to
religious purposes in the exercise of the licensed privilege.
Opelika exacts a license fee for book agents of $10 per annum and
of $5 per annum for transient distributors of books, in addition to
a 50-cent "issuance fee" on each license. The Supreme Court of
Alabama found it unnecessary to determine whether both or only one
of these taxes was payable by defendant Jones. The Fort Smith tax
of $25 a month or $10 a week or $2.50 a day is substantial in
amount for transient distributors of literature of the character
here involved; the Opelika exaction is even more onerous when
applied against one who may be in the city for only a day or two,
and the tax of $25 per quarter exacted by the Casa Grande
ordinance, adopted in a community having an adult population of
less than 1,000 and applied to distributions of literature like the
present, is prohibitive in effect.
In considering the effect of such a tax on the defendants'
activities, it is important to note that the state courts have
applied levies obviously devised for the taxation of business
employments -- in the first case, the "business or vocation" of
"book agent;" in the second, the business of peddling specified
types of merchandise or "other articles;" in the third, the
practice of the callings of "peddlers, transient merchants, and
venders" -- to activities which concededly are not ordinary
business or commercial transactions. As appears by stipulation or
undisputed testimony, the defendants are Jehovah's Witnesses,
engaged in spreading their religious doctrines in conformity to the
teachings of St. Matthew, Matt. 10:11-14 and
Page 316 U. S. 607
24:14, by going from city to city, from village to village, and
house to house to proclaim them. After asking and receiving
permission from the householder, they play to him phonograph
records and tender to him books or pamphlets advocating their
religious views. For the latter, they ask payment of a nominal
amount, two to five cents for the pamphlets and twenty-five cents
for books, as a contribution to the religious cause which they seek
to advance. But they distribute the pamphlets, and sometimes the
books,
gratis when the householder is unwilling or unable
to pay for them. The literature is published for such distribution
by nonprofit charitable corporations organized by Jehovah's
Witnesses. The funds collected are used for the support of the
religious movement, and no one derives a profit from the
publication and distribution of the literature. In the Opelika
case, the defendant's activities were confined to distribution of
literature and solicitation of funds in the public streets.
No one could doubt that taxation which may be freely laid upon
activities not within the protection of the Bill of Rights could --
when applied to the dissemination of ideas -- be made the ready
instrument for destruction of that right. Few would deny that a
license tax laid specifically on the privilege of disseminating
ideas would infringe the right of free speech. For one reason among
others, if the state may tax the privilege, it may fix the rate of
tax and, through the tax, control or suppress the activity which it
taxes.
Magnano Co. v. Hamilton, 292 U. S.
40,
292 U. S. 45;
Grosjean v. American Press Co., 297 U.
S. 233,
297 U. S.
244-245. If the distribution of the literature had been
carried on by the defendants without solicitation of funds, there
plainly would have been no basis, either statutory or
constitutional, for levying the tax. It is the collection of funds
which has been seized upon to justify the extension, to the
defendants' activities, of the tax laid upon business callings. But
if we assume, despite our recent
Page 316 U. S. 608
decision in
Schneider v. State, 308 U.
S. 147,
308 U. S. 163,
that the essential character of these activities is in some measure
altered by the collection of funds for the support of a religious
undertaking, still it seems plain that the operation of the present
flat tax is such as to abridge the privileges which the defendants
here invoke.
It lends no support to the present tax to insist that its
restraint on free speech and religion is nondiscriminatory because
the same levy is made upon business callings carried on for profit,
many of which involve no question of freedom of speech and
religion, and all of which involve commercial elements -- lacking
here -- which, for present purposes, may be assumed to afford a
basis for taxation apart from the exercise of freedom of speech and
religion. The constitutional protection of the Bill of Rights is
not to be evaded by classifying with business callings an activity
whose sole purpose is the dissemination of ideas, and taxing it as
business callings are taxed. The immunity which press and religion
enjoy may sometimes be lost when they are united with other
activities not immune.
Valentine v. Chrestensen,
316 U. S. 52. But
here, the only activities involved are the dissemination of ideas,
educational and religious, and the collection of funds for the
propagation of those ideas, which we have said is likewise the
subject of constitutional protection.
Schneider v. State,
supra; Cantwell v. Connecticut, 310 U.
S. 296,
310 U. S.
304-307.
The First Amendment is not confined to safeguarding freedom of
speech and freedom of religion against discriminatory attempts to
wipe them out. On the contrary, the Constitution, by virtue of the
First and the Fourteenth Amendments, has put those freedoms in a
preferred position. Their commands are not restricted to cases
where the protected privilege is sought out for attack. They extend
at least to every form of taxation which, because it is a condition
of the exercise of the privilege, is capable of being used to
control or suppress it.
Page 316 U. S. 609
Even were we to assume -- what I do not concede -- that there
could be a lawful nondiscriminatory license tax of a percentage of
the gross receipts collected by churches and other religious orders
in support of their religious work,
cf. Giragi v. Moore,
301 U.S. 670, we have no such tax here. The tax imposed by the
ordinances in these cases is more burdensome and destructive of the
activity taxed than any gross receipts tax. The tax is for a fixed
amount, unrelated to the extent of the defendants' activities or
the receipts derived from them. It is thus the type of flat tax
which, when applied to interstate commerce, has repeatedly been
deemed by this Court to be prohibited by the commerce clause.
See McGoldrick v. Berwind-White Coal Mining Co.,
309 U. S. 33,
309 U. S. 55-57,
and cases cited;
cf. Best & Co. v. Maxwell,
311 U. S. 454,
311 U. S. 456.
When applied, as it is here, to activities involving the exercise
of religious freedom, its vice is emphasized in that it is levied
and paid in advance of the activities taxed, and applied at rates
well calculated to suppress those activities save only as others
may volunteer to pay the tax. It requires a sizable out-of-pocket
expense by someone who may never succeed in raising a penny in his
exercise of the privilege which is taxed.
The defendants' activities, if taxable at all, are taxable only
because of the funds which they solicit. But that solicitation is
for funds for religious purposes, and the present taxes are in no
way gauged to the receipts. The taxes are insupportable either as a
tax on the dissemination of ideas or as a tax on the collection of
funds for religious purposes. For, on its face, a flat license tax
restrains in advance the freedom taxed, and tends inevitably to
suppress its exercise. The First Amendment prohibits all laws
abridging freedom of press and religion, not merely some laws or
all except tax laws. It is true that the constitutional guaranties
of freedom of press and religion, like the commerce clause, make no
distinction between fixed-sum
Page 316 U. S. 610
taxes and other kinds. But that fact affords no excuse to
courts, whose duty it is to enforce those guaranties, to close
their eyes to the characteristics of a tax which render it
destructive of freedom of press and religion.
We may lay to one side the Court's suggestion that a tax
otherwise unconstitutional is to be deemed valid unless it is shown
that there are none who, for religion's sake, will come forward to
pay the unlawful exaction. The defendants to whom the ordinances
have been applied have not paid it, and there is nothing in the
Constitution to compel them to seek the charity of others to pay it
before protesting the tax. It seems fairly obvious that, if the
present taxes, laid in small communities upon peripatetic religious
propagandists, are to be sustained, a way has been found for the
effective suppression of speech and press and religion despite
constitutional guaranties. The very taxes now before us are better
adapted to that end than were the stamp taxes which so successfully
curtailed the dissemination of ideas by eighteenth century
newspapers and pamphleteers, and which were a moving cause of the
American Revolution.
See Collett, History of the Taxes on
Knowledge, vol. 1, c. 1; May, Constitutional History of England,
7th ed., vol. 2, p. 245; Hanson, Government and the Press,
1695-1763, pp. 7-14; Morison, The English Newspaper, 1622-1932, pp.
83-88;
Grosjean v. American Press Co., supra, 297 U. S.
245-249. Vivid recollections of the effect of those
taxes on the freedom of press survived to inspire the adoption of
the First Amendment.
Freedom of press and religion, explicitly guaranteed by the
Constitution, must at least be entitled to the same freedom from
burdensome taxation which it has been thought that the more general
phraseology of the commerce clause has extended to interstate
commerce. Whatever doubts may be entertained as to this Court's
function to relieve, unaided by Congressional legislation, from
burdensome taxation under the commerce clause,
See Gwin,
Page 316 U. S. 611
White & Prince, Inc. v. Henneford, 305 U.
S. 434,
305 U. S. 441,
305 U. S.
446-455;
McCarroll v. Dixie Lines, 309 U.
S. 176,
309 U. S.
184-185, it cannot be thought that that function is
wanting under the explicit guaranties of freedom of speech, press,
and religion. In any case, the flat license tax can hardly become
any the less burdensome or more permissible when levied on
activities within the protection extended by the First and
Fourteenth Amendments both to the orderly communication of ideas,
educational and religious, to persons willing to receive them,
see Cantwell v. Connecticut, supra, and to the practice of
religion and the solicitation of funds in its support.
Schneider v. State, supra.
In its potency as a prior restraint on publication, the flat
license tax falls short only of outright censorship or suppression.
The more humble and needy the cause, the more effective is the
suppression.
MR. JUSTICE BLACK, MR. JUSTICE DOUGLAS, and MR. JUSTICE MURPHY
join in this opinion.
*
"Should any section, condition, or provision or any rate or
amount scheduled as against any particular occupation exhibited in
the foregoing schedule be held void or invalid, such invalidity
shall not affect any other section, rate or provision of this
license schedule."
MR. JUSTICE MURPHY, with whom the CHIEF JUSTICE, MR. JUSTICE
BLACK, and MR. JUSTICE DOUGLAS concur, dissenting.
When a statute is challenged as impinging on freedom of speech,
freedom of the press, or freedom of worship, those historic
privileges which are so essential to our political welfare and
spiritual progress, it is the duty of this Court to subject such
legislation to examination, in the light of the evidence adduced,
to determine whether it is so drawn as not to impair the substance
of those cherished freedoms in reaching its objective. Ordinances
that may operate to restrict the circulation or dissemination of
ideas on religious or other subjects should be framed with
fastidious care and precise language to avoid undue encroachment on
these fundamental liberties. And the protection of the Constitution
must be extended to all, not
Page 316 U. S. 612
only to those whose views accord with prevailing thought, but
also to dissident minorities who energetically spread their
beliefs. Being satisfied by the evidence that the ordinances in the
cases now before us, as construed and applied in the state courts,
impose a burden on the circulation and discussion of opinion and
information in matters of religion, and therefore violate the
petitioners' [
Footnote 2/1] rights
to freedom of speech, freedom of the press, and freedom of worship
in contravention of the Fourteenth Amendment, I am obliged to
dissent from the opinion of the Court.
It is not disputed that petitioners, Jehovah's Witnesses, were
ordained ministers preaching the gospel, as they understood it,
through the streets and from house to house, orally and by playing
religious records with the consent of the householder, and by
distributing books and pamphlets setting forth the tenets of their
faith. It does not appear that their motives were commercial, but
only that they were evangelizing their faith as they saw it.
In No. 280, the trial court excluded as irrelevant petitioner's
testimony that he was an ordained minister and that his activities
on the streets of Opelika were in furtherance of his ministerial
duties. The testimony of ten clergymen of Opelika that they
distributed free religious literature in their churches, the cost
of which was defrayed by voluntary contribution, and that they had
never been forced to pay any license fee, was also excluded. It is
admitted here that petitioner was a Jehovah's Witness, and
considered himself an ordained minister.
The Supreme Court of Arizona stated in No. 966 that appellant
was
"a regularly ordained minister of the denomination commonly
known as Jehovah's Witnesses . . . , going from house to house in
the city of Casa Grande preaching the gospel, as he understood it,
by means of his
Page 316 U. S. 613
spoken word, by playing various religious records on a
phonograph, with the approval of the householder, and by
distributing printed books, pamphlets, and tracts which set forth
his views as to the meaning of the Bible. The method of
distribution of these printed books, pamphlets, and tracts was as
follows: he first offered them for sale at various prices ranging
from five to twenty-five cents each. If the householder did not
desire to purchase any of them, he then left a small leaflet
summarizing some of the doctrines which he preached."
The facts were stipulated in No. 314. Each petitioner
"claims to be an ordained minister of the gospel. . . . They do
not engage in this work for any selfish reason, but because they
feel called to publish the news and preach the gospel of the
Kingdom to all the world as a witness before the end comes. . . .
They believe that the only effective way to preach is to go from
house to house and make personal contact with the people and
distribute to them books and pamphlets setting forth their views on
Christianity."
Petitioners
"were going from house to house in the residential section
within the City of Fort Smith . . . presenting to the residents of
these houses various booklets, leaflets and periodicals setting
forth their views of Christianity held by Jehovah's Witnesses."
They solicited a "contribution of twenty-five cents for each
book," but "these books in some instances are distributed free when
the people wishing them are unable to contribute."
There is no suggestion in any of these three cases that
petitioners were perpetrating a fraud, that they were demeaning
themselves in an obnoxious manner, that their activities created
any public disturbance or inconvenience, that private rights were
contravened, or that the literature distributed was offensive to
morals or created any "clear and present danger" to organized
society.
The ordinance in each case is sought to be sustained as a system
of nondiscriminatory taxation of various businesses,
Page 316 U. S. 614
professions, and vocations, including the distribution of books
for which contributions are asked, for the sole purpose of raising
revenue. [
Footnote 2/2] Any
inclination to take the position that petitioners, who were
proselytizing by distributing informative literature setting forth
their religious tenets, and whose activities were wholly unrelated
to any commercial purposes, were not within the purview of these
occupational tax ordinances, [
Footnote
2/3] is foreclosed by the decisions of the state courts below
to the contrary. As so construed, the ordinances in effect impose
direct taxes on the dissemination of ideas and the distribution of
literature, relating to and dealing with religious matters, for
which a contribution is asked in an attempt to gain converts,
because those were petitioners' activities. Such taxes have been
held to violate the Fourteenth Amendment,
McConkey v. City of
Fredericksburg, 179 Va. 556, 19 S.E.2d 682;
State v.
Greaves, 112 Vt. 222, 22 A.2d 497;
City of Blue Island v.
Kozul, 379 Ill. 511, 41 N.E.2d 515, and that should be the
holding here. [
Footnote 2/4]
Freedom of Speech and Freedom of the Press
In view of the recent decisions of this Court striking down acts
which impair freedom of speech and freedom
Page 316 U. S. 615
of the press, no elaboration on that subject is now necessary.
We have
"unequivocally held that the streets are proper places for the
exercise of the freedom of communicating information and
disseminating opinion and that, though the states and
municipalities may appropriately regulate the privilege in the
public interest, they may not unduly burden or proscribe its
employment in these public thoroughfares."
Valentine v. Chrestensen, ante, p.
316 U. S. 52,
316 U. S. 54.
And, as the distribution of pamphlets to spread information and
opinion on the streets and from house to house for noncommercial
purposes is protected from the prior restraint of censorship,
Lovell v. Griffin, 303 U. S. 444;
Schneider v. State, 308 U. S. 147, so
should it be protected from the burden of taxation.
The opinion of the Court holds that the amount of the tax is not
before us, and that a "nondiscriminatory license fee, presumably
appropriate in amount, may be imposed upon these activities." Both
of these holdings must be rejected.
Where regulation or infringement of the liberty of discussion
and the dissemination of information and opinion are involved,
there are special reasons for testing the challenged statute on its
face.
Thornhill v. Alabama, 310 U. S.
88,
310 U. S. 96-98,
and see Lovell v. Griffin, 303 U.
S. 444,
303 U. S. 452;
Milk Wagon Drivers Union v. Meadowmoor Co., 312 U.
S. 287,
312 U. S. 297.
That should be done here. [
Footnote
2/5]
Consideration of the taxes leads to but one conclusion -- that
they prohibit or seriously hinder the distribution of petitioners'
religious literature. The opinion of the Court admits that all the
taxes are "substantial." The $25 quarterly
Page 316 U. S. 616
tax of Casa Grande approaches prohibition. The 1940 population
of that town was 1,545. With so few potential purchasers, it would
take a gifted evangelist indeed, in view of the antagonism
generally encountered by Jehovah's Witnesses, to sell enough tracts
at prices ranging from five to twenty-five cents to gross enough to
pay the tax.
Cf. McConkey v. Fredericksburg, 179 Va. 556,
19 S.E.2d 682. While the amount is actually lower in Opelika,
[
Footnote 2/6] and may be lower in
Fort Smith, in that it is possible to get a license for a short
period, [
Footnote 2/7] and while
the circle of purchasers is wider in those towns, [
Footnote 2/8] these exactions also place a heavy
hand on petitioners' activities. The petitioners should not be
subjected to such tribute.
But, whatever the amount, the taxes are in reality taxes upon
the dissemination of religious ideas -- a dissemination carried on
by the distribution of religious literature for religious reasons
alone, and not for personal profit. As such, they place a burden on
freedom of speech, freedom of the press, and the exercise of
religion, even if the question of amount is laid aside. Liberty of
circulation is the very life blood of a free press,
cf. Lovell
v. Griffin, 303 U. S. 444,
303 U. S. 452,
and taxes on the circulation of ideas have a long history of misuse
against freedom of thought. [
Footnote
2/9]
See Grosjean v. American Press Co., 297 U.
S. 233,
297 U. S.
245-249. And taxes on circulation solely for the purpose
of revenue were successfully
Page 316 U. S. 617
resisted, prior to the adoption of the First Amendment, as
interferences with freedom of the press. [
Footnote 2/10] Surely all this was familiar knowledge
to the framers of the Bill of Rights. We need not shut our eyes to
the possibility that use may again be made of such taxes, either by
discrimination in enforcement or otherwise, to suppress the
unpalatable views of militant minorities such as Jehovah's
Witnesses.
See McConkey v. Fredericksburg, 179 Va. 556, 19
S.E.2d 682. As the evidence excluded in No. 280 tended to show, no
attempt was there made to apply the ordinance to ministers
functioning in a more orthodox manner than petitioner.
Other objectionable features, in addition to the factor of
historical misuse, exist. There is the unfairness present in any
system of flat fee taxation, bearing no relation to the ability to
pay. And there is the cumulative burden of many such taxes
throughout the municipalities of the land, as the number of recent
cases involving such ordinances abundantly demonstrates. [
Footnote 2/11] The activities of
Jehovah's
Page 316 U. S. 618
Witnesses are widespread, and the aggregate effect of numerous
exactions, no matter how small, can conceivably force them to
choose between refraining from attempting to recoup part of the
cost of their literature or else paying out large sums in taxes.
Either choice hinders, and may even possibly put an end to, their
activities. There is no basis, other than a refusal to consider the
characteristics of taxes such as these, for any assumption that
such taxes are "commensurate with the activities licensed." Nor is
there any assurance that "a correlatively enlarged field of
distribution" will insure sufficient proceeds even to meet such
exactions, let alone leaving any residue for the continuation of
petitioners' evangelization.
Freedom of speech, freedom of the press, and freedom of religion
all have a double aspect -- freedom of thought and freedom of
action. Freedom to think is absolute of its own nature; the most
tyrannical government is powerless to control the inward workings
of the mind. But even an aggressive mind is of no missionary value
unless there is freedom of action -- freedom to communicate its
message to others by speech and writing. Since, in any form of
action, there is a possibility of collision with the rights of
others, there can be no doubt that this freedom to act is not
absolute, but qualified, being subject to regulation in the public
interest which does not unduly infringe the right. However, there
is no assertion here that the ordinances were regulatory, but, if
there were such a claim, they still should not be sustained. No
abuses justifying regulation are advanced, and the ordinances are
not narrowly and precisely drawn to deal with actual, or even
hypothetical, evils while at the same time preserving the substance
of the right.
Cf. 310 U. S.
Alabama, 310 U.S.
Page 316 U. S. 619
88,
310 U. S. 105;
Cantwell v. Connecticut, 310 U. S. 296,
310 U. S. 311.
They impose a tax on the dissemination of information and opinion
anywhere within the city limits, whether on the streets or from
house to house.
"As we have said, the streets are natural and proper places for
the dissemination of information and opinion, and one is not to
have the exercise of his liberty of expression in appropriate
places abridged on the plea that it may be exercised
elsewhere."
Schneider v. State, 308 U. S. 147,
308 U. S. 163.
These taxes abridge that liberty.
It matters not that petitioners asked contributions for their
literature. Freedom of speech and freedom of the press cannot and
must not mean freedom only for those who can distribute their
broadsides without charge. There may be others with messages more
vital, but purses less full, who must seek some reimbursement for
their outlay or else forego passing on their ideas. The pamphlet,
an historic weapon against oppression, [
Footnote 2/12]
Lovell v. Griffin, 303 U.
S. 444,
303 U. S. 452,
is today the convenient vehicle of those with limited resources
because newspaper space and radio time are expensive and the cost
of establishing such enterprises great. If freedom of speech and
freedom of the press are to have any concrete meaning, people
seeking to distribute information and opinion, to the end only that
others shall have the benefit thereof, should not be taxed for
circulating such matter. It is unnecessary to consider now the
validity of such taxes on commercial enterprises engaged in the
dissemination of ideas.
Cf. Valentine v. Chrestensen,
ante, p.
316 U. S. 52;
Giragi v. Moore, 301 U.S. 670. Petitioners were not
engaged in a traffic for profit. While the courts below held their
activities were covered by the
Page 316 U. S. 620
ordinances, it is clear that they were seeking only to further
their religious convictions by preaching the gospel to others.
The exercise, without commercial motives, of freedom of speech,
freedom of the press, or freedom of worship are not proper sources
of taxation for general revenue purposes. In dealing with a
permissible regulation of these freedoms and the fee charged in
connection therewith, we emphasized the fact that the fee was "not
a revenue tax, but one to meet the expense incident to the
administration of the act and to the maintenance of public order,"
and stated only that "[t]here is nothing contrary to the
Constitution in the charge of a fee limited to the purpose stated."
Cox v. New Hampshire, 312 U. S. 569,
312 U. S. 577.
The taxes here involved are ostensibly for revenue purposes; they
are not regulatory fees. Respondents do not show that the instant
activities of Jehovah's Witnesses create special problems causing a
drain on the municipal coffers, or that these taxes are
commensurate with any expenses entailed by the presence of the
Witnesses. In the absence of such a showing, I think no tax
whatever can be levied on petitioners' activities in distributing
their literature or disseminating their ideas. If the guaranties of
freedom of speech and freedom of the press are to be preserved,
municipalities should not be free to raise general revenue by taxes
on the circulation of information and opinion in noncommercial
causes; other sources can be found the taxation of which will not
choke off ideas. Taxes such as the instant ones violate
petitioners' right to freedom of speech and freedom of the press,
protected against state invasion by the Fourteenth Amendment.
Freedom of Religion
Under the foregoing discussion of freedom of speech and freedom
of the press, any person would be exempt from taxation upon the act
of distributing information or
Page 316 U. S. 621
opinion of any kind, whether political, scientific, or religious
in character, when done solely in an effort to spread knowledge and
ideas, with no thought of commercial gain. But there is another,
and perhaps more precious, reason why these ordinances cannot
constitutionally apply to petitioners. Important as free speech and
a free press are to a free government and a free citizenry, there
is a right even more dear to many individuals -- the right to
worship their Maker according to their needs and the dictates of
their souls, and to carry their message or their gospel to every
living creature. These ordinances infringe that right, which is
also protected by the Fourteenth Amendment.
Cantwell v.
Connecticut, 310 U. S. 296.
Petitioners were itinerant ministers going through the streets
and from house to house in different communities, preaching the
gospel by distributing booklets and pamphlets setting forth their
views of the Bible and the tenets of their faith. While perhaps not
so orthodox as the oral sermon, the use of religious books is an
old, recognized, and effective mode of worship and means of
proselytizing. [
Footnote 2/13]
For this, petitioners were taxed. The mind rebels at the thought
that a minister of any of the old established churches could be
made to pay fees to the community before entering the pulpit. These
taxes on petitioners' efforts to preach the "news of the Kingdom"
should be struck down because they burden petitioners' right to
worship the Deity in their own fashion and to spread the gospel as
they understand it. There is here no contention that their manner
of worship gives rise to conduct which calls for regulation, and
these ordinances are not aimed at any such practices.
One need only read the decisions of this and other courts in the
past few years to see the unpopularity of Jehovah's
Page 316 U. S. 622
Witnesses and the difficulties put in their path because of
their religious beliefs. An arresting parallel exists between the
troubles of Jehovah's Witnesses and the struggles of various
dissentient groups in the American colonies for religious liberty
which culminated in the Virginia Statute for Religious Freedom,
[
Footnote 2/14] the Northwest
Ordinance of 1787, [
Footnote
2/15] and the First Amendment. In most of the colonies, there
was an established church, and the way of the dissenter was hard.
All sects, including Quaker, Methodist, Baptist, Episcopalian,
Separatist, Rogerine, and Catholic suffered. [
Footnote 2/16] Many of the nonconforming ministers
were itinerants, and measures were adopted to curb their unwanted
activities. The books of certain denominations were banned.
[
Footnote 2/17] Virginia and
Connecticut had burdensome licensing requirements. [
Footnote 2/18]
Cf. Lovell v.
Griffin, 303 U. S. 444;
Schneider v. State, 308 U. S. 147;
Cantwell v. Connecticut, 310 U. S. 296.
Other states required oaths before one could preach which many
ministers could not conscientiously take. [
Footnote 2/19]
Cf. Reid v.
Brookville, 39 F. Supp.
30;
Page 316 U. S. 623
Kennedy v. City of Moscow, 39 F.
Supp. 26. Research reveals no attempt to control or persecute
by the more subtle means of taxing the function of preaching, or
even any attempt to tap it as a source of revenue. [
Footnote 2/20]
By applying these occupational taxes to petitioners'
noncommercial activities, respondents now tax sincere efforts to
spread religious beliefs, and a heavy burden falls upon a new set
of itinerant zealots, the Witnesses. That burden should not be
allowed to stand, especially if, as the excluded testimony in No.
280 indicates, the accepted clergymen of the town can take to their
pulpits and distribute their literature without the impact of
taxation. Liberty of conscience is too full of meaning for the
individuals in this nation to permit taxation to prohibit or
substantially impair the spread of religious ideas, even though
they are controversial and run counter to the established notions
of a community. If this Court is to err in evaluating claims that
freedom of speech, freedom of the press, and freedom of religion
have been invaded, far better that it err in being overprotective
of these precious rights.
[
Footnote 2/1]
For convenience, appellant in No. 966, petitioners in No. 314,
and petitioner in No. 280 are herein collectively referred to as
"petitioners."
[
Footnote 2/2]
Respondent in No. 280 contends that the question presented
"in no respect relates to regulatory or police power action of a
municipal government, but is concerned only with the municipality's
right to levy taxes."
The Supreme Court of Arizona stated in No. 966 that "the
ordinance, on its face, is the ordinary occupational license tax
ordinance."
[
Footnote 2/3]
Several courts have taken this position.
State ex rel.
Semansky v. Stark, 196 La. 307, 199 So. 129;
People v.
Finkelstein, 170 Misc. 188, 9 N.Y.S.2d 941;
Thomas v.
Atlanta, 59 Ga. App. 520, 1 S.E.2d 598;
State v.
Meredith, 197 S.C. 351, 15 S.E.2d 678;
State ex rel. Hough
v. Woodruff, 147 Fla. 299, 2 So. 2d 577;
Cincinnati v.
Mosier, 61 Ohio App. 81, 22 N.E.2d 418.
Compare Gregg v.
Smith, 8 L.R.Q.B. (1872-1873), p. 302;
Duncan v.
Gairns, 27 Canadian Cr.Cases 440;
but see Rex v.
Stewart, 53 Canadian Cr. Cases 24.
[
Footnote 2/4]
And see Rutledge, J., dissenting in
Busey v.
District of Columbia, 129 F.2d 24, decided April 15, 1942.
[
Footnote 2/5]
When the Opelika ordinance is considered on its face, there is
an additional reason for its invalidity. The uncontrolled power of
revocation lodged with the local authorities is but the converse of
the system of prior licensing struck down in
Lovell v.
Griffin, 303 U. S. 444.
Here, as there, the pervasive threat of censorship inherent in such
a power vitiates the ordinance.
[
Footnote 2/6]
$5 or $10, depending upon which section of the ordinance is held
to apply.
[
Footnote 2/7]
$2.50 per day, $10 per week, and $25 per month.
[
Footnote 2/8]
The 1940 population of Fort Smith was 36,584, and that of
Opelika 8,487.
[
Footnote 2/9]
The English Stamp Act of 1712, 10 Anne, c.19, put a tax on
newspapers and pamphlets to check what seemed to the Government to
be "false and scandalous libels" and "the most horrid blasphemies
against God and religion." This and subsequent enactments led to a
long struggle in England for the repeal of these "taxes on
knowledge" and the recognition of the freedom of the press.
See Collett, History of the Taxes on Knowledge (1899);
Place, Taxes on Knowledge (1831).
[
Footnote 2/10]
Stamp taxes for purely revenue purposes were successfully
resisted in Massachusetts in 1757, and again in 1785, on the ground
that they interfered with freedom of the press.
See
Duniway, Freedom of the Press in Massachusetts (1906), pp. 119-120,
136-137; Thomas, History of Printing in America (1810), vol. 2, pp.
267-268. The press also vigorously opposed the Stamp Act of 1765, 5
Geo. III, c. 12, which was also a revenue measure.
See
Duniway,
op. cit., p. 124; Thomas,
op. cit., pp.
189, 297, 322, 329, 350; Van Tyne, Causes of the War of
Independence (1922), p. 160; 15 Scottish Historical Review 322,
326.
[
Footnote 2/11]
In addition to the instant cases,
see Cincinnati v.
Mosier, 61 Ohio App. 81, 22 N.E.2d 418;
State v.
Meredith, 197 S.C. 351, 15 S.E.2d 678;
Thomas v.
Atlanta, 59 Ga. App. 520, 1 S.E.2d 598;
Commonwealth v.
Reid, 144 Pa.Super. 569, 20 A.2d 841;
People v.
Banks, 168 Misc. 515, 6 N.Y.S.2d 41;
Cook v.
Harrison, 180 Ark. 546, 21 S.W.2d 966;
State v.
Greaves, 112 Vt. 222, 22 A.2d 497;
Busey v. District of
Columbia, 129 F.2d 24;
McConkey v. Fredericksburg,
179 Va. 556, 19 S.E.2d 682; City of Blue Island v. Kozul, 379 Ill.
511, 41 N.E.2d 515;
State ex rel. Semansky v. Stark, 196
La. 307, 199 So. 129;
People v. Finkelstein, 170 Misc.
188, 9 N.Y.S.2d 941;
State ex rel. Hough v. Woodruff, 147
Fla. 299, 2 So. 2d 577;
Borchert v. Ranger, 42 F. Supp.
577.
[
Footnote 2/12]
The pamphlets of Paine were not distributed gratuitously.
See Introduction to Paine's Political Writings (London,
1909), pp. 3, 5.
Pamphlets were extensively used in the struggle for religious
freedom.
See Greene, The Development of Religious Liberty
in Connecticut (1905), pp. 282-283, 299-301.
[
Footnote 2/13]
See The Volumes of the American Tract Society (1848),
pp. 15-16, 24; Home Evangelization (1850), pp. 70-74; Lee, History
of the Methodists (1810), p. 48.
[
Footnote 2/14]
Adopted in 1785 through the efforts of Jefferson and Madison.
Virginia Code of 1930, § 34.
[
Footnote 2/15]
"Article I. No person, demeaning himself in a peaceable and
orderly manner, shall ever be molested on account of his mode of
worship, or religious sentiments, in the said territories."
[
Footnote 2/16]
See Works of Thomas Jefferson (1861), vol. VIII, pp.
398-402 (Notes on Virginia, Query XVII); Cobb, Rise of Religious
Liberty in America (1902); Little, Imprisoned Preachers and
Religious Liberty in Virginia (1938); Lee, History of the
Methodists (1810), pp. 62-74; Greene, The Development of Religious
Liberty In Connecticut (1905), pp. 158-180; Guilday, Life and Times
of John Carroll (1922), vol. 1, Chapters V and VIII.
[
Footnote 2/17]
Jefferson,
op. cit.; Greene,
op. cit., p.
165.
[
Footnote 2/18]
Little,
op. cit., pp. 11-13, 67-69; Greene,
op.
cit., pp. 243, 262-263, 358; Cobb,
op. cit., pp. 98,
104, 358; Wright, Hawkers and Walkers in Early America (1927),
Chapter X; Baldwin, The New England Clergy and the Revolution
(1928), p. 59.
[
Footnote 2/19]
The Journal of the Rev. Francis Asburoy (1821), vol. 1, pp. 208,
253; Lee,
op. cit., pp. 62-74.
[
Footnote 2/20]
The Stamp Act of 1765 exempted "any books containing only
matters of devotion or piety." MacDonald, Documentary Source Book
of American History (3d ed., 1934), p. 128.
MR. JUSTICE BLACK, MR. JUSTICE DOUGLAS, MR. JUSTICE MURPHY.
The opinion of the Court sanctions a device which, in our
opinion, suppresses or tends to suppress the free exercise of a
religion practiced by a minority group. This is but another step in
the direction which
Minersville School District v.
Gobitis, 310 U. S. 586,
took against the same religious minority, and is a logical
extension of the principles upon which that decision rested. Since
we joined in the opinion in the
Gobitis case, we think
this is an appropriate
Page 316 U. S. 624
occasion to state that we now believe that it was also wrongly
decided. Certainly our democratic form of government functioning
under the historic Bill of Rights has a high responsibility to
accommodate itself to the religious views of minorities, however
unpopular and unorthodox those views may be. The First Amendment
does not put the right freely to exercise religion in a subordinate
position. We fear, however, that the opinions in these and in the
Gobitis case do exactly that.