A court of probate, in the exercise of its jurisdiction over the
probate of wills and the administration of estates of deceased
persons, has no jurisdiction to appoint an administrator of the
estate of a living person, and its orders, made after public
notice, appointing an administrator of the estate of a person who
is in fact alive, although he has been absent and not heard from
for seven years, and licensing the administrator to sell his land
for payment of his debts, are void, and the purchaser at the sale
takes no title, as against him.
A judgment of the highest court of a state, by which the
purchaser at an administrator's sale under order of a probate
court, of land of a living person, who had no notice of its
proceedings, is held to be entitled to the land as against him
deprives him of his property without due process of law, contrary
to the Fourteenth Amendment of the Constitution of the United
States, and is reviewable by this Court on writ of error.
This was an action of ejectment, brought January 14, 1892, in
the Superior Court of Thurston County in the State of Washington,
by Moses H. Scott against John McNeal and Augustine McNeal to
recover possession of a tract of land in that county.
Page 154 U. S. 35
At the trial it was conceded that the title in this land was in
the plaintiff until 1888, and he testified that he entered into
possession thereof, and made improvements thereon, and had never
parted with the possession nor authorized any one to go upon the
land; that he had demanded possession of the defendants, and they
had withheld it from him, and that its rental value was $100 a
year.
The defendants denied the plaintiff's title, and claimed title
in themselves under a deed from an administrator of the plaintiff's
estate, appointed in April, 1888, and in their answer alleged that
in March, 1881, the plaintiff mysteriously disappeared from his
place of abode, and without the knowledge of those with whom he had
been accustomed to associate, and remained continuously away until
July, 1891, and was generally believed by his former associates to
be dead, and specifically alleged, and at the trial offered
evidence tending to prove, the following facts:
On April 2, 1888, Mary Scott presented to the Probate Court of
the County of Thurston, in the Territory of Washington, a petition
for the appointment of R. H. Milroy as administrator of the estate
of the plaintiff, alleging
"that one Moses H. Scott, heretofore a resident of the
above-named county and territory, mysteriously disappeared some
time during the month of March, 1881, and more than seven years
ago; that careful inquiry made by relatives and friends of said
Moses H. Scott at different times since his said disappearance, has
failed to give any trace or information of his whereabouts or any
evidence that he is still living; that your petitioner verily
believes that said Moses H. Scott is dead, and has been dead from
the time of his said disappearance;"
that he was never married, and left no last will or testament
yet heard of; that he left real estate in his own right in this
county of the value of $600, more or less; that his heirs were
three minor children of a deceased brother, and that the petitioner
was a judgment creditor of Scott.
Notice of that petition was given by posting in three public
places, as required by law, a notice, dated April 7, 1888, signed
by the probate judge, and in these words:
"In the Probate
Page 154 U. S. 36
Court of Thurston Count -- W. T. Mary Scott having filed in this
Court a petition praying for the appointment of R. H. Milroy as
administrator of the estate of Moses H. Scott, notice is hereby
given that the hearing and consideration of said petition has been
fixed for Friday, April 20, 1888 at 10 o'clock a.m. at the office
of the undersigned."
At the time thus appointed, the probate court, after appointing
a guardian
ad litem for said minors and hearing witnesses,
made an order by which,
"it duly appearing that said Moses H. Scott disappeared over
seven years ago, and that since said time nothing has been heard or
known of him by his relatives and acquaintances, and that said
relatives and acquaintances believe him to be dead, and that his
surroundings, when last seen (about eight years ago), and the
circumstances of that time and immediately and shortly afterwards,
were such as to give his relatives and acquaintances the belief
that he was murdered at about that time, and it appearing that he
has estate in this county; now therefore the court find that the
said Moses H. Scott is dead to all legal intents and purposes,
having died on or about March 25, 1888, and no objections having
been filed or made to the said petition of Mary Scott, and the
guardian
ad litem of the minor heirs herein consenting, it
is ordered that said R. H. Milroy be appointed administrator of
said estate, and that letters of guardianship issue to him upon his
filing a good and sufficient bond in the sum of one thousand
dollars."
Letters of administration were issued to Milroy, and he gave
bond accordingly.
On July 16, 1888, the probate court, on the petition of Milroy
as administrator, and after the usual notice, and with the consent
of the guardian
ad litem of said minors, made an order,
authorizing Milroy as administrator to sell all Scott's real
estate. Pursuant to this order, he sold by public auction the land
now in question, for the price of $301.50, to Samuel C. Ward. On
November 26, 1888, the probate court confirmed the sale, the land
was conveyed to Ward, and the purchase money was received by
Milroy, and was afterwards applied by him to the payment of a debt
of Scott, secured by mortgage of the land.
Page 154 U. S. 37
On November 26, 1889, Ward conveyed this land by warranty deed
to the defendants for a consideration paid of $800, and the
defendants forthwith took and since retained possession of the
land, and made valuable improvements thereon.
At the time of the offer of this evidence, the plaintiff
objected to the admission of the proceedings in the probate court
upon the ground that they were absolutely void because no
administration on the estate of a live man could be valid, and the
probate court had no jurisdiction to make the orders in question,
and objected to the rest of the evidence as irrelevant and
immaterial. But the court ruled that, the probate court having
passed upon the sufficiency of the petition to give it
jurisdiction, and having found that the law presumed Scott to be
dead, its proceedings were not absolutely void, and therefore
admitted the evidence objected to and directed a verdict for the
defendants, which was returned by the jury, and judgment rendered
thereon. The plaintiff duly excepted to the rulings and
instructions at the trial, and appealed to the supreme court of the
state.
In that court, it was argued in his behalf "that to give effect
to the probate proceedings under the circumstances would be to
deprive him of his property without due process of law." But the
court held the proceedings of the probate court to be valid, and
therefore affirmed the judgment. 5 Wash. 309.
The plaintiff sued out this writ of error, and assigned for
error that the probate proceedings, as regarded him and his estate,
were without jurisdiction over the subject matter, and absolutely
void, and that the judgment of the superior court, and the judgment
of the supreme court of the state affirming that judgment, deprived
him of his property without due process of law, and were contrary
to the Fourteenth Amendment of the Constitution of the United
States.
Page 154 U. S. 38
MR. JUSTICE GRAY, after stating the case, delivered the opinion
of the Court.
The plaintiff formerly owned the land in question, and still
owns it unless he has been deprived of it by a sale and conveyance,
under order of the Probate Court of the County of Thurston and
Territory of Washington by an administrator of his estate appointed
by that court on April 20 upon a petition filed April 2, 1888.
Page 154 U. S. 39
The form of the order appointing the administrator is peculiar.
By that order, after reciting that the plaintiff disappeared more
than seven years before, and had not since been seen or heard of by
his relatives and acquaintances, and that the circumstances at and
immediately after the time when he was last seen, about eight years
ago, were such as to give them the belief that he was murdered
about that time, the probate court finds that he "is dead to all
legal intents and purposes, having died on or about March 25, 1888"
-- that is to say, not at the time of his supposed murder, seven or
eight years before, but within a month before the filing of the
petition for administration. The order also, after directing that
Milroy be appointed administrator, purports to direct that "letters
of guardianship" issue to him upon his giving bond, but this was
evidently a clerical error in the order or in the record, for it
appears that he received letters of administration and qualified
under them.
The fundamental question in the case is whether letters of
administration upon the estate of a person who is in fact alive
have any validity or effect as against him.
By the law of England and America before the Declaration of
Independence, and for almost a century afterwards, the absolute
nullity of such letters was treated as beyond dispute.
In
Allen v. Dundas, 3 T.R. 125, in 1789, in which the
Court of King's Bench held that payment of a debt due to a deceased
person to an executor who had obtained probate of a forged will
discharged the debtor notwithstanding the probate was afterwards
declared null and void, and administration granted to the next of
kin, the decision went upon the ground that the probate, being a
judicial act of the ecclesiastical court within its jurisdiction,
could not, so long as it remained unrepealed, be impeached in the
temporal courts. It was argued for the plaintiff that the case
stood as if the creditor had not been dead, and had himself brought
the action, in which case it was assumed on all hands that payment
to an executor would be no defense. But the court clearly stated
the essential distinction between the two cases. Mr. Justice
Ashurst said:
"The case of a probate of a supposed will during the
Page 154 U. S. 40
life of the party may be distinguished from the present, because
during his life, the ecclesiastical court has no jurisdiction, nor
can they inquire who is his representative; but when the party is
dead, it is within their jurisdiction."
And Mr. Justice Buller said:
"Then this case was compared to a probate of a supposed will of
a living person; but in such a case, the ecclesiastical court have
no jurisdiction, and the probate can have no effect; their
jurisdiction is only to grant probates of the wills of dead
persons. The distinction in this respect is this: if they have
jurisdiction, their sentence, as long as it stands unrepealed,
shall avail in all other places, but where they have no
jurisdiction, their whole proceedings are a nullity."
3 T.R. 129, 130. And such is the law of England to this day.
Williams on Executors (9th ed.) 478, 1795; Taylor on Ev. (8th ed.)
§§ 1677, 1714.
In
Griffith v.
Frazier, 8 Cranch 9,
12 U. S. 23, in
1814, this Court, speaking by Chief Justice Marshall, said:
"To give the ordinary jurisdiction, a case in which, by law,
letters of administration may issue must be brought before him. In
the common case of intestacy, it is clear that letters of
administration must be granted to some person by the ordinary, and
though they should be granted to one not entitled by law, still the
act is binding until annulled by the competent authority, because
he had power to grant letters of administration in the case. But
suppose administration to be granted on the estate of a person not
really dead. The act, all will admit, is totally void. Yet the
ordinary must always inquire and decide whether the person whose
estate is to be committed to the care of others be dead or in life.
It is a branch of every cause in which letters of administration
issue. Yet the decision of the ordinary that the person on whose
estate he acts is dead, if the fact be otherwise, does not invest
the person he may appoint with the character or powers of an
administrator. The case in truth was not one within his
jurisdiction. It was not one in which he had a right to deliberate.
It was not committed to him by the law. And although one of the
points occurs in all cases proper for his tribunal, yet that point
cannot bring the subject within his jurisdiction."
See also Mutual
Benefit
Page 154 U. S. 41
Insurance Co. v. Tisdale, 91 U. S.
238,
91 U. S. 243;
Hegler v. Faulkner, 153 U. S. 109,
153 U. S.
118.
The same doctrine has been affirmed by the Supreme Court of
Pennsylvania in a series of cases beginning seventy years ago.
McPherson v. Cunliff (1824), 11 S. & R. 422, 430;
Peebles' Appeal (1826), 15 S. & R. 39, 42;
Devlin
v. Commonwealth (1882), 101 Penn.St. 273. In the last of those
cases, it was held that a grant of letters of administration upon
the estate of a person who, having been absent and unheard from for
fifteen years, was presumed to be dead, but who, as it afterwards
appeared, was in fact alive was absolutely void, and might be
impeached collaterally.
The Supreme Judicial Court of Massachusetts, in 1861, upon full
consideration, held that an appointment of an administrator of a
man who was in fact alive, but had been absent and not heard from
for more than seven years, was void, and that payment to such an
administrator was no bar to an action brought by the man on his
return; and, in answer to the suggestion of counsel, that
"seven years' absence, upon leaving one's usual home or place of
business, without being heard of, authorizes the judge of probate
to treat the case as though the party were dead,"
the court said:
"The error consists in this, that those facts are only
presumptive evidence of death, and may always be controlled by
other evidence showing that the fact was otherwise. The only
jurisdiction is over the estate of the dead man. When the
presumption arising from the absence of seven years is overthrown
by the actual personal presence of the supposed dead man, it leaves
no ground for sustaining the jurisdiction."
Jochumsen v. Suffolk Savings Bank, 3 Allen. 87, 96.
See also Waters v. Stickney, 12 Allen, 1, 13;
Day v.
Floyd, 130 Mass. 488, 489.
The Civil Code of Louisiana, in title 3, "Of Absentees,"
contains provisions for the appointment of a curator to take care
of the property of any person who is absent from or resides out of
the state without having left an attorney therein, and for the
putting of his presumptive heirs into provisional possession after
he has been absent and not heard from for five, or, if he has left
an attorney, seven, years, or sooner if
Page 154 U. S. 42
there be strong presumption of his death, and for judicial sale,
if necessary, of his movable or personal property, and safe
investment of the proceeds; and, upon proof that he has not been
heard from for ten years, and has left no known heirs, for sale of
his whole property, and payment of the proceeds into the treasury
of the state, as in the case of vacant successions; but neither the
curator nor those in provisional possession can alienate or
mortgage his immovables or real estate, and, if he returns at any
time, he recovers his whole property, or the proceeds thereof, and
a certain proportion of the annual revenues, depending upon the
length of his absence. The main object of those provisions, as
their careful regulations show, is to take possession of and
preserve the property for the absent owner, not to deprive him of
it upon an assumption that he is dead. Accordingly, the Supreme
Court of Louisiana held that the appointment, by a court having
jurisdiction of successions, of an administrator of the estate of a
man represented to be dead, but who was in fact alive at the time
of the appointment, was void, and that persons claiming land of his
under a sale by such administrator under order of the court,
followed by long possession, could not hold the land against his
heirs; and, speaking by Chief Justice Manning, said:
"The title of Hotchkiss as administrator is null, because he had
no authority to make it, and the prescription pleaded does not
validate it. It was not a sale, the informalities of which are
cured by a certain lapse to time, and which becomes perfect through
prescription; but it was void, because the court was without
authority to order it. . . . It is urged on the part of the
defendants that the decree of the court ordering the sale of the
succession property should protect them, and as the court which
thus ordered the sale had jurisdiction of successions, it was not
for them to look beyond it. But that is assuming as true that which
we know was not true. The owner was not dead. There was no
succession."
And the court added that Chief Justice Marshall, in
Griffith
v. Frazier, above cited, disposed of that position.
Burns
v. Van Loan (1877), 29 La.Ann. 560, 563.
Page 154 U. S. 43
The absolute nullity of administration granted upon the estate
of a living person has been directly adjudged or distinctly
recognized in the courts of many other states.
French v.
Frazier (1932), 7 J. J. Marsh. 425, 427;
State v.
White (1846), 7 Iredell 116;
Duncan v. Stewart
(1854), 25 Ala. 408;
Andrews v. Avory (1858), 14 Gratt.
229, 236;
Moore v. Smith (1858), 11 Richardson 569;
Morgan v. Dodge (1862), 44 N.H. 255, 259;
Withers v.
Patterson (1864), 27 Tex. 491, 497;
Johnson v.
Beazley (1877), 65 Mo. 250, 264;
Melia v. Simmons
(1878), 45 Wis. 334;
D'Arusment v. Jones (1880) 4 Lea 251;
Stevenson v. Superior Court (1882), 62 Cal. 60;
Perry
v. St. Joseph & Western Railroad (1882), 29 Kan. 420, 423;
Thomas v. People (1883), 107 Ill. 517, in which the
subject is fully and ably treated.
The only judicial opinions cited at the bar (except the judgment
below in the present case) which tend to support the validity of
letters of administration upon the estate of a living person were
delivered in the courts of New York and New Jersey within the last
twenty years.
In
Roderigas v. East River Savings Institution, 63 N.Y.
460, in 1875, a bare majority of the Court of Appeals of New York
decided that payment of a deposit in a savings institution to an
administrator under letters of administration issued in the
lifetime of the depositor was a good defense to an action by an
administrator appointed after his death, upon the ground that the
statutes of the State of New York made it the duty of the
surrogate, when applied to for administration on the estate of any
person, to try and determine the question whether he was alive or
dead, and therefore his determination of that question was
conclusive. That decision was much criticized as soon as it
appeared, notably by Chief Justice Redfield in 15 Amer.Law Reg.
(N.S.) 212. And in a subsequent case between the same parties in
1879, the same court unanimously reached a different conclusion,
because evidence was produced that the surrogate never in fact
considered the question of death, or had any evidence thereof, thus
making the validity of the letters of administration to depend
Page 154 U. S. 44
not upon the question whether the man was dead, but upon the
question whether the surrogate thought so.
Roderigas v. East
River Savings Institution, 76 N.Y. 316.
In
Plume v. Howard Savings Institution, 46 N.J.L., 211,
230, in 1884, which was likewise an action to recover the amount of
a deposit in a savings institution, the plaintiff had been
appointed by the surrogate administrator of a man who, as the
evidence tended to show, had neither drawn out any part of the
deposit nor been heard from for more than twenty years; an inferior
court certified to the Supreme Court of New Jersey the questions
whether payment of the amount to the plaintiff would bar a recovery
thereof by the depositor and whether the plaintiff was entitled to
recover, and that court, in giving judgment for the plaintiff,
observed, by way of distinguishing the case from the authorities
cited for the defendant, that
"in most if not all of such cases, it was affirmatively shown
that the alleged decedent was actually alive at the time of the
issuance of letters of administration, while in the present case
there is no reason for even surmising such to have been the
fact."
The grounds of the judgment of the Supreme Court of the State of
Washington in the case at bar, as stated in its opinion, were that
the equities of the case appeared to be with the defendants; that
the court was inclined to follow the case of
Roderigas v.
Institution, 63 N.Y. 460, and that, under the laws of the
territory, the probate court, on an application for letters of
administration, had authority to find the fact as to the death of
the intestate, the court saying:
"Our statutes only authorize administration of the estates of
deceased persons, and before granting letters of administration,
the court must be satisfied by proof of the death of the intestate.
The proceeding is substantially
in rem, and all parties
must be held to have received notice of the institution and
pendency of such proceedings where notice is given as required by
law. Section 1299 of the 1881 Code gave the probate court exclusive
original jurisdiction in such matters and authorized such court to
summon parties and witnesses and examine them touching any matter
in controversy before
Page 154 U. S. 45
said court or in the exercise of its jurisdiction."
Such were the grounds upon which it was held that the plaintiff
had not been deprived of his property without due process of law. 5
Wash. 309, 317-318.
After giving to the opinion of the supreme court of the state
the respectful consideration to which it is entitled, we are unable
to concur in its conclusion or in the reasons on which it is
founded.
The Fourteenth Article of Amendment of the Constitution of the
United States, after other provisions which do not touch this case,
ordains:
"Nor shall any state deprive any person of life, liberty or
property without due process of law, nor deny to any person within
its jurisdiction the equal protection of the laws."
These prohibitions extend to all acts of the state, whether
through its legislative, its executive, or its judicial
authorities.
Virginia v. Rives, 100 U.
S. 313,
100 U. S.
318-319;
Ex Parte Virginia, 100 U.
S. 339,
100 U. S. 346;
Neal v. Delaware, 103 U. S. 370,
103 U. S. 397.
And the first one, as said by Chief Justice Waite in
United
States v. Cruikshank, 92 U. S. 542,
92 U. S. 554,
repeating the words of Mr. Justice Johnson in
Bank of
Columbia v. Okely, 4 Wheat. 235,
17 U. S. 244,
was intended
"to secure the individual from the arbitrary exercise of the
powers of government, unrestrained by the established principles of
private rights and distributive justice."
Upon a writ of error to review the judgment of the highest court
of a state upon the ground that the judgment was against a right
claimed under the Constitution of the United States, this Court is
no more bound by that court's construction of a statute of the
territory or of the state, when the question is whether the statute
provided for the notice required to constitute due process of law,
than when the question is whether the statute created a contract
which has been impaired by a subsequent law of the state, or
whether the original liability created by the statute was such that
a judgment upon it has not been given due faith and credit in the
courts of another state. In every such case, this Court must decide
for itself the true construction of the statute.
Huntington v.
Attrill, 146 U. S. 657,
146 U. S.
683-684;
Mobile & Ohio Railroad v.
Tennessee, 153 U. S. 486,
153 U. S.
492-495.
Page 154 U. S. 46
No judgment of a court is due process of law if rendered without
jurisdiction in the court or without notice to the party.
The words "due process of law," when applied to judicial
proceedings, as was said by MR. JUSTICE FIELD, speaking for this
Court,
"mean a course of legal proceedings according to those rules and
principles which have been established in our systems of
jurisprudence for the protection and enforcement of private rights.
To give such proceedings any validity, there must be a tribunal
competent by its Constitution -- that is, by the law of its
creation -- to pass upon the subject matter of the suit, and if
that involves merely a determination of the personal liability of
the defendant, he must be brought within its jurisdiction by
service of process within the state or his voluntary
appearance."
Pennoyer v. Neff, 95 U. S. 714,
95 U. S.
733.
Even a judgment in proceedings strictly
in rem binds
only those who could have made themselves parties to the
proceedings, and who had notice, either actually or by the thing
condemned being first seized into the custody of the court.
The Mary, 9
Cranch 126,
13 U. S. 144;
Hollingsworth v.
Barbour, 4 Pet. 466,
29 U. S. 475;
Pennoyer v. Neff, 95 U. S. 714,
95 U. S. 727.
And such a judgment is wholly void if a fact essential to the
jurisdiction of the court did not exist. The jurisdiction of a
foreign court of admiralty, for instance, in some cases, as
observed by Chief Justice Marshall,
"unquestionably depends as well on the state of the thing as on
the constitution of the court. If by any means whatever a prize
court should be induced to condemn, as prize of war, a vessel which
was never captured, it could not be contended that this
condemnation operated a change of property."
Rose v. Himely,
4 Cranch 241,
8 U. S. 269.
Upon the same principle, a decree condemning a vessel for
unlawfully taking clams, in violation of a statute which authorized
proceedings for her forfeiture in the county in which the seizure
was made, was held by this Court to be void, and not to protect the
officer making the seizure from a suit by the owner of the vessel,
in which it was proved that the seizure was not made in the same
county, although the
Page 154 U. S. 47
decree of condemnation recited that it was.
Thompson
v. Whitman, 18 Wall. 457.
The estate of a person supposed to be dead is not seized or
taken into the custody of the court of probate upon the filing of a
petition for administration, but only after and under the order
granting that petition, and the adjudication of that court is not
upon the question whether he is living or dead, but only upon the
question whether and to whom letters of administration shall issue.
Mutual Benefit Ins. Co. v. Tisdale, 91 U. S.
238,
91 U. S.
243.
The local law on the subject, contained in the Code of 1881 of
the Territory of Washington, in force at the time of the
proceedings now in question, and since continued in force by
article 27, section 2, of the constitution of the state, does not
appear to us to warrant the conclusion that the probate court is
authorized to conclusively decide, as against a living person, that
he is dead, and his estate therefore subject to be administered and
disposed of by the probate court.
On the contrary, that law, in its very terms, appears to us to
recognize and assume the death of the owner to be a fundamental
condition and prerequisite to the exercise by the probate court of
jurisdiction to grant letters testamentary or of administration
upon his estate, or to license any one to sell his lands for the
payment of his debts. By § 1, the common law of England, so far as
not inconsistent with the Constitution and laws of the United
States or with the local law, is made the rule of decision. In the
light of the common law, the exclusive original jurisdiction
conferred by § 1299 upon the probate court in the probate of wills
and the granting of letters testamentary or of administration is
limited to the estates of persons deceased, and the power conferred
by that section to summon and examine on oath, as parties or
witnesses, executors, and administrators or other persons entrusted
with or accountable for the "estate of any deceased person," and
"any person touching any matter of controversy before said court or
in the exercise of its jurisdiction," is equally limited. By §
1340, wills are to be proved and letters testamentary or of
administration are to be granted in the county of
Page 154 U. S. 48
"which deceased was a resident," or in which "he may have died,"
or in which any part of his estate may be, "he having died out of
the territory." By § 1388, administration of the estate of "a
person dying intestate" is to be granted to relatives, next of kin,
or creditors, in a certain order, with a proviso in case the person
so entitled or interested neglect "for more than forty days after
the death of the intestate" to apply for administration. By § 1389,
an application for administration must "set forth the facts
essential to giving the court jurisdiction of the case," and state
"the names and places of residence of the heirs of the deceased,
and that the deceased died without a will;" and, by § 1391, notice
of such application is to be given by posting in three public
places in the county where the court is held a notice "containing
the name of the decedent," the name of the applicant, and the time
of hearing. And, by §§ 1493 and 1494, a petition by an executor or
administrator for the sale of real estate for the payment of debts
must set forth
"the amount of the personal estate that has come to his hands,
and how much, if any, remains undisposed of, a list and the amounts
of the debts outstanding against the deceased, as far as the same
can be ascertained, a description of all the real estate of which
the testator or intestate died seized, the condition and value of
the respective lots and portions, the names and ages of the
devisees, if any, and of the heirs of the deceased,"
and must show that it is necessary to sell real estate "to pay
the allowance to the family, the debts outstanding against the
deceased, and the expenses of administration."
Under such a statute, according to the overwhelming weight of
authority, as shown by the cases cited in the earlier part of this
opinion, the jurisdiction of the court to which is committed the
control and management of the estates of deceased persons, by
whatever name it is called (ecclesiastical court, probate court,
orphans' court, or court of the ordinary or the surrogate), does
not exist or take effect before death. All proceedings of such
courts in the probate of wills and the granting of administrations
depend upon the fact that a person is dead, and are null and void
if he is alive. Their jurisdiction
Page 154 U. S. 49
in this respect being limited to the estates of deceased
persons, they have no jurisdiction whatever to administer and
dispose of the estates of living persons of full age and sound mind
or to determine that a living man is dead and thereupon undertake
to dispose of his estate.
A court of probate must indeed inquire into and be satisfied of
the fact of the death of the person whose will is sought to be
proved or whose estate is sought to be administered, because,
without that fact, the court has no jurisdiction over his estate,
and not because its decision upon the question, whether he is
living or dead can in any wise bind or estop him or deprive him,
while alive, of the title or control of his property.
As the jurisdiction to issue letters of administration upon his
estate rests upon the fact of his death, so the notice given before
issuing such letters assumes that fact, and is addressed not to
him, but to those who after his death may be interested in his
estate as next of kin, legatees, creditors, or otherwise. Notice to
them cannot be notice to him, because all their interests are
adverse to his. The whole thing, so far as he is concerned, is
res inter alios acta.
Next of kin or legatees have no rights in the estate of a living
person. His creditors indeed, may, upon proper proceedings, and due
notice to him, in a court of law or of equity, have specific
portions of his property applied in satisfaction of their debts.
But neither creditors nor purchasers can acquire any rights in his
property through the action of a court of probate, or of an
administrator appointed by that court, dealing, without any notice
to him, with his whole estate as if he were dead.
The appointment by the probate court of an administrator of the
estate of a living person, without notice to him, being without
jurisdiction and wholly void as against him, all acts of the
administrator, whether approved by that court or not, are equally
void. The receipt of money by the administrator is no discharge of
a debt, and a conveyance of property by the administrator passes no
title.
The fact that a person has been absent and not heard from
Page 154 U. S. 50
for seven years may created such a presumption of his death as,
if not overcome by other proof, is such
prima facie
evidence of his death that the probate court may assume him to be
dead and appoint an administrator of his estate, and that such
administrator may sue upon a debt due to him. But proof, under
proper pleadings, even in a collateral suit, that he was alive at
the time of the appointment of the administrator controls and
overthrows the
prima facie evidence of his death and
establishes that the court had no jurisdiction and the
administrator no authority, and he is not bound either by the order
appointing the administrator or by a judgment in any suit brought
by the administrator against a third person, because he was not a
party to and had no notice of either.
In a case decided in the Circuit Court of the United States for
the Southern District of New York in 1880, substantially like
Roderigas v. East River Savings Institution, as reported
in 63 N.Y. 460, above cited, Judge Choate, in a learned and able
opinion, held that letters of administration upon the estate of a
living man, issued by the surrogate after judicially determining
that he was dead, were null and void as against him; that payment
of a debt to an administrator so appointed was no defense to an
action by him against the debtor, and that to hold such
administration to be valid against him would deprive him of his
property without due process of law within the meaning of the
Fourteenth Amendment of the Constitution of the United States. This
Court concurs in the proposition there announced
"that it is not competent for a state, by a law declaring a
judicial determination that a man is dead, made in his absence and
without any notice to or process issued against him, conclusive for
the purpose of divesting him of his property and of vesting it in
an administrator for the benefit of his creditors and next of kin,
either absolutely or in favor of those only who innocently deal
with such administrator. The immediate and necessary effect of such
a law is to deprive him of his property without any process of law
whatever as against him, although it is done by process of law
against other people, his next of kin, to whom notice is given.
Such a statutory declaration of estoppel
Page 154 U. S. 51
by a judgment to which he is neither party nor privy, which has
the immediate effect of divesting him of his property, is a direct
violation of this constitutional guaranty."
Lavin v. Emigrant Industrial Savings Bank, 1 F.
641.
The defendants did not rely upon any statute of limitations, nor
upon any statute allowing them for improvements made in good faith,
but their sole reliance was upon a deed from an administrator,
acting under the orders of a court which had no jurisdiction to
appoint him or to confer any authority upon him as against the
plaintiff.
Judgment reversed and case remanded to the Supreme Court of
the State of Washington for further proceedings not inconsistent
with this opinion.