Mississippi Commission on Judicial Performance v. Johnny C. Hartzog
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IN THE SUPREME COURT OF MISSISSIPPI
NO. 2009-JP-01022-SCT
MISSISSIPPI COMMISSION ON JUDICIAL
PERFORMANCE
v.
JOHNNY C. HARTZOG
DATE OF JUDGMENT:
TRIAL JUDGE:
COURT FROM WHICH APPEALED:
ATTORNEYS FOR APPELLANT:
ATTORNEY FOR APPELLEE:
NATURE OF THE CASE:
DISPOSITION:
06/19/2009
HON. HENRY L. LACKEY
COMMISSION ON JUDICIAL
PERFORMANCE
DARLENE D. BALLARD
AYANNA BATISTE BUTLER
PRO SE
CIVIL - JUDICIAL PERFORMANCE
PUBLIC REPRIMAND, SUSPENSION
FROM OFFICE WITHOUT PAY FOR SIX (6)
MONTHS, AND ASSESSMENT OF COSTS
IN THE AMOUNT OF $1,411.55 - 04/22/2010
MOTION FOR REHEARING FILED:
MANDATE ISSUED:
EN BANC.
CHANDLER, JUSTICE, FOR THE COURT:
¶1.
On November 11, 2008, the Mississippi Commission on Judicial Performance
(Commission) filed a formal complaint against Johnny C. Hartzog, Justice Court Judge for
District Two, Jefferson Davis County, Mississippi, alleging judicial misconduct which was
actionable pursuant to Article 6, Section 177A, Mississippi Constitution of 1890, as
amended. While the record reveals no formal answer by Judge Hartzog, it does contain two
letters signed by Judge Hartzog relating to this matter and an undated copy of an order of
recusal.1 The Committee of the Commission on Judicial Performance had a hearing on the
allegations on April 10, 2009. Following the hearing on May 28, 2009, the Committee filed
its Findings of Facts, Conclusions of Law and Recommendations. Judge Hartzog objected
to these findings. The Commission filed Commission Findings of Fact, Conclusions of Law
and Recommendations on June 22, 2009, with this Court. The Commission found that Judge
Hartzog’s conduct violated Canons 1, 2, 3, and 4 of the Code of Judicial Conduct. Further,
the Commission found that Judge Hartzog’s conduct constituted willful misconduct in office
and conduct prejudicial to the administration of justice bringing the judicial office into
disrepute pursuant to Article 6, Section 177A of the Mississippi Constitution of 1890, as
amended. The Commission recommended that Judge Hartzog receive a public reprimand;
suspension from the office of Justice Court Judge, Jefferson Davis County, Post 2, for a
period of six months without pay; and assessment of costs of the proceeding in the amount
of $1,411.55. This Court adopts the Commission’s recommendation.
FACTS
¶2.
On April 10, 2009, the Commission conducted a hearing in this judicial-performance
matter. Judge Hartzog testified that he was the Justice Court Judge in Jefferson Davis
County, District Two, in Prentiss, Mississippi. He was elected in 1981 and was serving his
twenty-ninth year as justice court judge. This case involved a tenant-removal action before
1
Judge Hartzog sent two letters dated January 19, 2009, with an undated recusal
letter and a letter dated March 18, 2009. The Commission referred to the January 19 letter
as Judge Hartzog’s “answer” and the March 18 letter as an “addendum.”
2
Judge Hartzog. Carol Oatis filed an affidavit to remove a tenant in Jefferson Davis County.
Oatis sought removal of Veronica Moses from Oatis’s land located on Fate Ward Road in
Carson, Mississippi. The justice court file contained a notice to vacate the property
addressed to Moses. In addition, the file contained a summons for Moses to appear in court
on April 10, 2008.
¶3.
According to Judge Hartzog, the following events transpired over a number of court
dates. Oatis and Moses appeared in court, and Moses requested a continuance for another
party to be present, DiMa Homes. Oatis, Moses, and DiMa Homes had been in litigation
concerning construction of the home on the same property at issue in this disciplinary matter.
Judge Hartzog granted the continuance. When he granted the continuance, Judge Hartzog
stated that he did not ask the parties any questions. The case was continued a number of
times. On June 5, 2008, the case was continued to July 10, 2008, because Judge Hartzog was
recovering from surgery. On July 10, 2008, the file indicated that the case was continued to
August 7, 2008, because DiMa Homes was not present in court. On August 7, 2008, Oatis
and Moses appeared before Judge Hartzog.2 During this hearing, Judge Hartzog stated that
Oatis said “I just want her out of my house.” Moses mentioned DiMa Homes, and then Oatis
stated “I recuse myself from this case.” At this point, Judge Hartzog stated “I recuse myself
too from this case. And you can carry it to the next judge.”
2
Judge Hartzog initially stated that Oatis had recused himself on July 10, 2008.
However, when questioned about the continuance of the case from July 10 to August 7,
2008, Judge Hartzog stated that the discussion had occurred on August 7. While there is a
slight discrepancy in the accounting of the dates Judge Hartzog claims the statements were
made, it is of no moment to the resolution of this matter before the Court.
3
¶4.
Judge Hartzog knew Moses’s father, Henry Johnson. Johnson died in 2001 or 2002
prior to the 2008 eviction case. Both Judge Hartzog and Johnson had served on the deacon
board of the same church. In addition, Judge Hartzog knew both litigants, Moses since her
birth and Oatis for a long time prior to the eviction action. Judge Hartzog also had a
landscaping business and had cleared the property twice at Johnson’s request and had spread
gravel on the driveway at Moses’s request. This work was done a minimum of eight years
prior to Oatis’s eviction case.
¶5.
Oatis stated that he owned property in Jefferson Davis County. Moses had dated
Oatis’s son and had asked to put a mobile home on Oatis’s property. Oatis told Moses that
she could place a mobile home on his property. A few months later, Oatis was informed that
a house was being built on his property. When Oatis visited his property, he found a house
that was eighty percent complete and a DiMa Homes sign on the land. Litigation ensued in
a separate case in the Chancery Court of Jefferson County over that matter. The chancery
court ultimately determined that Moses had no interest in the property.
¶6.
Oatis later filed an affidavit with the justice court to remove Moses from the property.
According to Oatis, on April 10, 2008, he told Judge Hartzog that he wanted Moses evicted
from his property. At this point, Oatis claimed that Judge Hartzog had told Oatis that
Johnson, Moses’s father, had told Judge Hartzog “this and that.” Further, Judge Hartzog
asked Oatis how much money he wanted for the property. When Oatis stated “$50,000,"
Judge Hartzog stated that the price was “too much.” Oatis stated that he had told Judge
Hartzog “[w]ell, you have a conflict of interest in this, judge.” The case was continued in
order to have DiMa Homes present in court. On July 10, 2008, Oatis stated that he took the
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“Fifth” because Judge Hartzog kept talking about Oatis selling the property to Moses. When
Judge Hartzog told Oatis how he should handle the matter, Oatis told the judge “You have
a conflict of interest. You need to dismiss yourself.” Oatis stated that Judge Hartzog
suggested that Oatis should accept $1,200 for the property. It was not until the August 7,
2008, hearing that Oatis knew that Judge Hartzog was no longer presiding over the matter.
Exhibits 5, 6, and 7 were a series of documents that Oatis had filed complaining about Judge
Hartzog’s conduct. Oatis stated that he thought Judge Hartzog had a conflict of interest
because he had cleared the land and because Judge Hartzog had stated, in court, that Johnson
had told Judge Hartzog that he was proud of his daughter (Moses) for having her own place.
¶7.
Charles McGilberry, Oatis’s brother-in-law, corroborated Oatis’s testimony that at one
of the court hearings, Oatis took the “Fifth.” In addition, McGilberry stated that Oatis was
there for an eviction matter, while the judge spoke about settling a land deal. When asked
whether any numbers were discussed, McGilberry stated that “I thought something like
$1200 or something like that.” McGilberry also stated that he had heard Oatis asking Judge
Hartzog not to hear the case, that he never had heard Judge Hartzog recuse himself, and that
the case was continued in order to bring the company responsible for building the house to
court.
¶8.
Jefferson County Justice Court Clerk Judy Cole testified that she had seen Oatis at the
justice court for a civil, eviction case. She stated that, during the April 10, 2008, hearing,
Larry Johnson, Moses’s brother, had suggested that Oatis sell the property. Then, Judge
Hartzog had asked Oatis how much money he wanted for the property. Cole also stated that
Oatis had asked Judge Hartzog to recuse himself when they were discussing Judge Hartzog’s
5
landscaping business. According to Cole, Judge Hartzog had stated, “Well, I can keep my
contracting business and my judging separate.” The case was continued because Moses
requested that DiMa Homes be present. At the July 10 court hearing, Cole stated that Oatis
had pleaded the “Fifth” because he did not want to talk about the house. She also stated that
Oatis again had asked Judge Hartzog to recuse himself. Judge Hartzog recused himself after
an investigator with the Commission on Judicial Performance spoke with Cole, which was
some time after July 10, 2008.
¶9.
Moses testified that, after the house was completed in 1999, Judge Hartzog had
“smoothed it out all the way ’round the house.” Moses did not recall any discussion about
Judge Hartzog recusing himself from the case. However, she stated that Judge Hartzog had
asked Oatis what he wanted for the land and whether Oatis would do as he promised. At the
next court date, Moses stated that Oatis had pleaded the “Fifth,” and there had been no
discussion by Judge Hartzog about the sale of the property. Moses was not aware that Judge
Hartzog had recused himself from the case until she attended the next scheduled hearing. On
cross-examination, Moses was questioned about Oatis’s statements concerning the home on
his property. Oatis recused himself after Moses told the judge about a statement that Oatis
had made concerning the house on his property. Moses also admitted that Judge Hartzog had
recused himself after Oatis had recused himself from the case. She stated that Judge Hartzog
had smoothed out the area around the house in 1999 or 2000, some eight or nine years prior
to the eviction case. She also stated that her brother had asked Oatis in court how much
money he wanted for the property.
6
¶10.
Luther T. Brantley testified concerning prior disciplinary actions taken by the
Commission against Judge Hartzog.
DISCUSSION
¶11.
The standard of review for this Court in judicial misconduct proceedings is de novo.
Miss. Comm'n on Judicial Performance v. Osborne, 16 So. 3d 16, 18 (Miss. 2009)
(Osborne IV); Miss. Comm’n on Judicial Performance v. Vess, 10 So. 3d 486, 489 (Miss.
2009); Miss. Comm’n on Judicial Performance v. Thompson, 972 So. 2d 582, 585 (Miss.
2008). This Court gives great deference to the Commission’s findings which are based on
clear and convincing evidence. Osborne, 16 So. 3d at 18. Notwithstanding the great
deference given to the Commission’s findings, this Court is bound to exercise an independent
inquiry into judicial-conduct matters. Miss. Comm’n on Judicial Performance v. Carr, 990
So. 2d 763, 766 (Miss. 2008); Miss. Comm’n on Judicial Performance v. Agin, 987 So. 2d
418, 419 (Miss. 2008); Miss. Comm’n on Judicial Performance v. Hartzog, 904 So. 2d 981,
984 (Miss. 2004). This Court, in exercising its independent inquiry, is not bound by any
findings of the Commission and may impose additional sanctions in a judicial-misconduct
proceeding. Osborne IV, 16 So. 3d at 19; Miss. Comm’n on Judicial Performance v.
Boland, 975 So. 2d 882, 888 (Miss. 2008) (Boland I).
I.
¶12.
Whether Judge Hartzog’s conduct constitutes willful misconduct
prejudicial to the administration of justice which brings the judicial
office into disrepute pursuant to Section 177A of the Mississippi
Constitution.
In judicial-performance proceedings, this Court determines whether the conduct of
the judge constitutes willful misconduct, prejudicial to the administration of justice, which
7
brings the judicial office into disrepute, pursuant to Section 177A of the Mississippi
Constitution of 1890, as amended. Willful misconduct has been defined by this Court as
follows:
Willful misconduct in office is the improper or wrongful use of power of his
office by a judge acting intentionally, or with gross unconcern for his conduct
and generally in bad faith . . . . A specific intent to use the powers of the
judicial office to accomplish a purpose which the judge knew or should have
known was beyond the legitimate exercise of his authority constitutes bad faith
. . . . Willful misconduct in office of necessity is conduct prejudicial to the
administration of justice that brings the judicial office into disrepute.
Miss. Comm'n on Judicial Performance v. Sanford, 941 So. 2d 209, 212-213 (Miss. 2006)
(quoting Miss. Comm'n on Judicial Performance v. Gibson, 883 So. 2d 1155, 1157 (Miss.
2004)). Actual, willful behavior is of no import. Miss. Comm'n on Judicial Performance
v. Boykin, 763 So. 2d 872, 875 (Miss. 2000)). This Court has held that a judge “through
negligence or ignorance not amounting to bad faith, [may] behave in a manner prejudicial
to the administration of justice so as to bring the judicial office into disrepute[,]” and the
effect of these actions “is the same regardless of whether bad faith or negligence and
ignorance are involved and warrants sanctions.” In re Anderson, 451 So. 2d 232, 234 (Miss.
1984).
¶13.
The Commission determined by clear and convincing evidence that Judge Hartzog had
violated Judicial Conduct Canons 1 (integrity and independence of the judiciary), 2A
(promotion of public confidence in the integrity and impartiality of the judiciary), 2B (family,
social, or other relationships influencing judicial conduct and judgment), 3B(2) (faithfulness
and competence in the law), 3B(7) (ex parte communications), 3B(8) (performance of duties
impartially and diligently/disposing of judicial matters promptly, efficiently, and fairly),
8
3C(1) (impartiality and diligence in performing administrative responsibilities), and 4A
(minimizing risk of conflict between judicial extrajudicial obligations). In addition, the
Commission found that Judge Hartzog’s conduct constituted willful misconduct in office and
conduct that was prejudicial to the administration of justice, bringing the judicial office into
disrepute.
¶14.
The Commission determined that when Oatis and Moses had appeared before Judge
Hartzog, the judge had an obvious conflict of interest. Judge Hartzog had known Moses all
her life; was friends with her father and on the board of deacons at the same church as her
father, Johnson; had performed yard work on the property that was at issue in the eviction
case; and had spoken with Johnson, prior to Johnson’s death, about the fact that Johnson was
proud of Moses for owning her own home. In addition, Judge Hartzog had tried to negotiate
the sale of the property by Oatis to Moses instead of hearing evidence in the eviction matter.
Further, Judge Hartzog had commented in court before Oatis and Moses about discussions
which had taken place some seven or eight years prior to the eviction action, between
Moses’s deceased father and himself concerning the property at issue in the eviction action.
When Oatis had requested that Judge Hartzog recuse himself, the judge had claimed that he
orally had recused himself. However, a written recusal was not entered until sometime
between the July 10, 2008, and the August 7, 2008, court dates and after an investigator with
the Commission spoke to Cole, the Jefferson Davis County Justice Court Clerk, about the
matter.
The Commission also found that Judge Hartzog had failed to conduct his
extrajudicial activities in a manner that minimized risk of conflict with judicial obligations.
Judge Hartzog had performed yard work on the property in question prior to the eviction
9
action at the time that Moses lived on the property. He also had failed to acknowledge that
conflicts of interest may arise when yard services customers appear before him and that he
may gain knowledge of information relating to a litigant’s case in the process of serving them
in a business capacity. The Commission determined that Judge Hartzog had a fundamental
lack of understanding of legal principles in connection with the recusal process. Judge
Hartzog had stated that “recusal” meant to dismiss a case. The Commission found that Judge
Hartzog obviously had no understanding of what constitutes a recusal or an underlying
conflict of interest that requires recusal.
¶15.
This Court finds that Judge Hartzog’s actions constituted willful misconduct in office
and conduct prejudicial to the administration of justice which brings the judicial office into
disrepute.
II.
¶16.
Whether Judge Hartzog should be publicly reprimanded,
suspended without pay for a period of six months, and assessed all
costs of the proceeding as recommended by the Commission.
The Commission recommended that Judge Hartzog receive a public reprimand, be
suspended for a period of six months without pay, and assessed costs in the amount of
$1,411.55.
¶17.
Imposition of sanctions is a duty conferred to the discretion of the Supreme Court.
Boland I, 975 So. 2d at 883. The Mississippi Constitution provides sanctions that this Court
may impose in judicial performance matters. The Mississippi Constitution states:
On recommendation of the commission on judicial performance, the Supreme
Court may remove from office, suspend, fine or publicly censure or reprimand
any justice or judge of this state for: (a) actual conviction of a felony in a court
other than a court of the State of Mississippi; (b) willful misconduct in office;
(c) willful and persistent failure to perform his duties; (d) habitual
10
intemperance in the use of alcohol or other drugs; or (e) conduct prejudicial to
the administration of justice which brings the judicial office into disrepute; and
may retire involuntarily any justice or judge for physical or mental disability
seriously interfering with the performance of his duties, which disability is or
is likely to become of a permanent character.
Miss. Const. art. 6, § 177A (1890). However, this Court is mindful that the sanctions
imposed must fit the offense. Boland I, 975 So. 2d at 893. “The primary purpose of judicial
sanctions is not punishment of the individual judge but ‘to restore and maintain dignity and
honor of the judicial office and to protect the public against future excesses.’” Miss. Comm’n
on Judicial Performance v. Osborne, 11 So. 3d 107, 116 (Miss. 2009) (Osborne III)
(quoting Miss. Comm’n on Judicial Performance v. Guest, 717 So. 2d 325, 329 (Miss.
1998)).
(1)
¶18.
The length and character of the judge’s public
service.
Judge Hartzog has held his position for twenty-nine years. No further evidence of
Judge Hartzog’s public service is in the record.
(2)
¶19.
Whether there is any prior caselaw on point.
This Court has imposed similar sanctions to those recommended by the Commission
in other cases. Here, the Commission recommends a public reprimand, suspension without
pay for a period of six months, and costs.
In Mississippi Commission on Judicial
Performance v. Britton, 936 So. 2d 898 (Miss. 2006), this Court imposed a public
reprimand, costs, and a suspension on a justice court judge for repeated violations of the
Canons resulting in multiple disciplinary actions against him. Britton, 936 So. 2d at 907.
In Britton, this Court set out the history of a justice court judge’s alleged ex-parte
11
communications resulting in six complaints against him over a six-year period. Id. at 900-03.
As prior disciplinary action had been taken on some of the other allegations in the
complaints, this Court’s opinion in Britton concerned only the sanctions for the last two
complaints concerning ex-parte communications and setting aside a default judgment and
setting aside another judge’s order. Id. at 903.
¶20.
In Mississippi Commission on Judicial Performance v. Cowart, 936 So. 2d 343, 348-
51 (Miss. 2006), this Court imposed a public reprimand, costs, and a suspension without pay
for a number of offenses including acknowledging a conflict of interest. In Mississippi
Commission on Judicial Performance v. Osborne, 977 So. 2d 314 (Miss. 2008) (Osborne
II), this Court imposed a public reprimand, costs, and a six-month suspension for, among
other things, failing to maintain a high standard of conduct, allowing familial or social
relationships to influence the judge’s conduct, and lending the prestige of the office to aid
members of his family. Osborne II, 977 So. 2d at 327. In Mississippi Commission on
Judicial Performance v. Sanford, 941 So. 2d 209 (Miss. 2006), this Court imposed a public
reprimand, costs, and suspension for interfering with a driving-under-the-influence charge.
Sanford, 941 So. 2d at 218. This Court found that Judge Sanford had violated almost the
identical canons as Judge Hartzog is accused of violating, including Canons 1, 2A, 2B,
3B(2), 3B(7), and 3B(8).3 Id. at 213. In addition, in Mississippi Commission on Judicial
Performance v. Carr, 990 So. 2d 763, 770 (Miss. 2008), this Court imposed a public
3
The distinction between Sanford and this case is that this Court also found that
Judge Sanford had violated Canons 3B(1) and 3E, whereas the Commission found that Judge
Hartzog had violated Canons 3C(1) and 4A.
12
reprimand, suspension without pay for a period of sixty days, a fine, and costs. Judge Carr
was disciplined for engaging in ex-parte communications and using the power of his office
to get a citizen to return pieces of fence to a cemetery. Id. at 768-69.
(3)
¶21.
The magnitude of the offense and the harm suffered.
Oatis was affected by Judge Hartzog’s conduct because his eviction action was
delayed. Once Judge Hartzog recused himself from the case, another justice court judge
heard the case. Ultimately, the case was dismissed without prejudice because the justice
court judge determined that the case was not within the justice court’s jurisdiction. Had the
case been dismissed in April 2008, Oatis would have been able to seek further relief via other
avenues. In addition, Oatis was subjected to pressure to settle the matter by selling the
property to Moses. The cause of action was for an eviction, not settlement of a dispute
through negotiations and sale of land.
¶22.
It is reasonable to conclude that the public’s perception of the judiciary, through Judge
Hartzog’s actions, was harmed. Judge Hartzog attempted to negotiate a land sale in place of
making a decision on a tenant-eviction matter for the same property in question. One litigant
requested that Judge Hartzog recuse himself because the judge had related information that
the other litigant’s father had told Judge Hartzog. “Official integrity of our Justice Court
Judges is vitally important, for it is on that level that many citizens have their only experience
with the judiciary.” Vess, 10 So. 3d at 493 (quoting In re Inquiry Concerning Garner, 466
So. 2d 884, 887 (Miss. 1985)).
(4)
Whether the misconduct is an isolated incident or
evidences a pattern of conduct.
13
¶23.
Judge Hartzog has had prior disciplinary actions against him in the past. In
Mississippi Commission on Judicial Performance v. Hartzog, 646 So. 2d 1319, 1320-21
(Miss. 1994), this Court imposed a public reprimand and costs on Judge Hartzog for falsely
notarizing a signature and entering two orders in cases that were not before him. In
Mississippi Commission on Judicial Performance v. Hartzog, 822 So. 2d 941 (Miss. 2002),
this Court imposed a suspension on Judge Hartzog while criminal charges relating to writing
bad checks were pending against him. In the companion case, Mississippi Commission on
Judicial Performance v. Hartzog, 904 So. 2d 981, 986 (Miss. 2004), this Court imposed a
public reprimand, a fine, and costs on Judge Hartzog after criminal charges were dismissed
without prejudice. While Judge Hartzog’s conduct in this case is not the same as in the other
cases, his conduct shows a pattern of continued violations of the Code of Judicial Conduct.
(5)
¶24.
Whether “moral turpitude” was involved.
This Court has defined the term “moral turpitude” to include “actions which involve
interference with the administration of justice, misrepresentation, fraud, deceit, bribery,
extortion, or other such actions which bring the judiciary into disrepute.” Sanford, 941 So.
2d at 217 (quoting Miss. Comm’n on Judicial Performance v. Gibson, 883 So. 2d 1155,
1158 n.2 (Miss. 2004)). Judge Hartzog’s conduct interfered with the administration of justice
by delaying the resolution of an eviction action. In addition, Judge Hartzog’s conduct shows
a continued pattern of violations of the Code of Judicial Conduct.
(6)
The presence or absence of mitigating or aggravating
circumstances.
14
¶25.
We see no evidence of mitigating circumstances in the record. The Commission
asserts that Judge Hartzog has an aggravating circumstance in that he has not acknowledged
any improper conduct. Indeed, Judge Hartzog never acknowledged any wrongdoing either
at the hearing or in his written submission of information to the Commission.
CONCLUSION
¶26.
This Court finds that the conduct of Johnny C. Hartzog, Justice Court Judge for Post
2, Jefferson Davis County, Mississippi, constitutes willful misconduct in office and conduct
prejudicial to the administration of justice which brings the judicial office into disrepute
pursuant to Article 6, Section 177A of the Mississippi Constitution of 1890, as amended.
¶27.
For the reasons stated, this Court orders Justice Court Judge Johnny C. Hartzog to be
publicly reprimanded; to be suspended from office for a period of six months without pay;
and to be assessed costs in the amount of $1,411.55. This public reprimand shall be read in
open court on the first day of the next term of the Circuit Court of Jefferson Davis County
in which a jury venire is present, with Judge Hartzog present.
¶28. JUDGE JOHNNY C. HARTZOG, JUSTICE COURT JUDGE FOR
JEFFERSON DAVIS COUNTY, DISTRICT TWO, SHALL BE PUBLICLY
REPRIMANDED IN OPEN COURT WHEN THE VENIRE PANEL MEETS BY THE
PRESIDING JUDGE OF THE JEFFERSON DAVIS COUNTY CIRCUIT COURT ON
THE FIRST DAY OF THE NEXT TERM OF THAT COURT AFTER THIS
DECISION BECOMES FINAL, IS SUSPENDED FROM OFFICE WITHOUT PAY
FOR SIX (6) MONTHS, AND IS ASSESSED COSTS IN THE AMOUNT OF $1,411.55.
WALLER, C.J., GRAVES, P.J., DICKINSON, LAMAR AND KITCHENS, JJ.,
CONCUR. RANDOLPH, J., CONCURS IN PART AND IN RESULT WITHOUT
SEPARATE WRITTEN OPINION. CARLSON, P.J., SPECIALLY CONCURS WITH
SEPARATE WRITTEN OPINION JOINED BY WALLER, C.J., DICKINSON AND
RANDOLPH, JJ.; PIERCE, J., JOINS IN PART. PIERCE, J., SPECIALLY
CONCURS WITH SEPARATE WRITTEN OPINION JOINED BY WALLER, C.J.,
CARLSON, P.J., DICKINSON, RANDOLPH, LAMAR AND CHANDLER, JJ.
15
CARLSON, PRESIDING JUSTICE, SPECIALLY CONCURRING:
¶29.
The majority finds that Jefferson Davis County Justice Court Judge Johnny C.
Hartzog’s conduct in today’s case constituted willful misconduct in office, and conduct
prejudicial to the administration of justice which brings the judicial office into disrepute. I
agree.4 The majority concludes that the appropriate sanction for Judge Hartzog’s conduct
in today’s case is a public reprimand, suspension from office for a period of six months
without pay, and assessment of costs. I agree. My reason for writing separately is to expand
the discussion beyond that found in the excellently written majority opinion.
¶30.
Once this Court finds that a judge has engaged in misconduct, it becomes our solemn
responsibility to consider the appropriate sanctions by applying the Baker/Gibson factors to
the evidence before us. In Re Baker, 535 So. 2d 47, 54 (Miss. 1988); Miss. Comm’n on
Judicial Performance v. Gibson, 883 So. 2d 1155, 1158 (Miss. 2004) (hereinafter “Gibson
factors”). Gibson factor number four is “[w]hether the misconduct is an isolated incident or
evidences a pattern of conduct.” Comm’n on Judicial Performance v. Sanford, 941 So. 2d
209, 216 (Miss. 2006) (citing Gibson, 883 So. 2d at 1158).
¶31.
Thus, the majority opinion appropriately discusses this factor by way of a brief
recitation of the history of Judge Hartzog’s prior judicial discipline. In expanding this
discussion, I begin by borrowing language from prior decisions of this Court:
4
I also agree with Justice Pierce’s specially concurring opinion explaining that more
is required to mandate recusal than just knowing a party for a long period of time, but
instead, the appropriate criteria is the objective test espoused in Jenkins v. State, 570 So. 2d
1191, 1192 (Miss. 1990). See also Jenkins v. Forrest County Gen. Hosp., 542 So. 2d 1180,
1181 (Miss. 1988).
16
As this Court stated on an earlier occasion, “[t]his was hardly Sartain’s maiden
judicial voyage.” See, e.g., Sartain v. City of Water Valley, 528 So. 2d 1125
(Miss. 1988); Sartain v. Caulfield, 465 So. 2d 999 (Miss. 1985)
(memorandum of decision); Sartain v. State, 406 So. 2d 43 (Miss. 1981);
Sartain v. White, 388 So. 2d 884 (Miss. 1980) (memorandum of decision);
Sartain v. Sanders, 358 So. 2d 1327 (Miss. 1978) (memorandum of decision);
and Sanders v. Sartain, 353 So. 2d 1144 (Miss. 1978) (memorandum of
decision).
Sartain v. White, 588 So. 2d 204, 207 n. 2 (Miss. 1991). In my opinion, this description of
Sartain certainly applies as well to Judge Hartzog. As noted in the majority opinion, Judge
Hartzog has been the subject of three informal actions by the Commission in 1987, 1991, and
1996, as well as one private reprimand and two public reprimands.
¶32.
At the hearing before a committee appointed by the Commission, former Commission
Executive Director Luther T. “Brant” Brantley, III, testified at length concerning Judge
Hartzog’s prior judicial discipline.
Brantley’s testimony is best summarized by the
Commission in its brief before this Court (in reading this summary of Judge Hartzog’s prior
judicial conduct, I encourage the reader to keep in mind how similar some of these past
instances are to the acts of judicial misconduct which bring Judge Hartzog before this Court
once again today):
a. [Judge Hartzog’s] first Complaint was filed with the Commission in 1987,
and has similarities with the present Complaint. Commission Inquiry No.
1987-098 involved an eviction matter filed by a landlord against a tenant for
nonpayment of rent. Instead of hearing and ruling on the eviction affidavit,
[Judge Hartzog] proceeded to work out a payment plan for the tenant. The
landlord took exception and filed a Complaint with the Commission.
Commission minutes for November 13, 1987, indicate that the matter was
resolved through informal Commission action and remanded to the files
without prejudice. [Judge Hartzog] was so notified by Commission letter and
advised to avoid such activities in the future.
17
b. Commission Minutes from April 12, 1991, indicate that Commission
Inquiry No. 1990-147 was resolved through informal Commission action and
that the matter was remanded to the files without prejudice. A letter forwarded
to [Judge Hartzog] from the Commission Executive Director expressed
concern regarding “your admission of letting some prisoners be released on an
appearance bond without payment of the bond fee before their release.” The
matter was considered by the Commission to be serious, but there was no
finding of judicial misconduct.
c. In its Formal Complaint filed against [Judge Hartzog], the Commission
found that [Judge Hartzog] falsely acknowledged a deed, indicating that the
grantor in the deed had personally appeared before him, when in fact the
grantor had not done so, and further, that [Judge Hartzog] falsely entered
orders in two separate cases purportedly pending in the Justice Court of
Jefferson Davis County, Mississippi, when, in fact, no such cases existed. The
Supreme Court, in Miss. Comm’n on Judicial Performance v. Johnny C.
Hartzog, 646 So. 2d 1319 (Miss. 1994), adopted the Commission’s
recommendation and held that [Judge Hartzog] had violated the Code of
Judicial Conduct and Miss. Const. § 177A by committing willful misconduct
and conduct prejudicial to the administration of justice which brings the
judicial office into disrepute. Further the Court approved the Commission’s
recommendation that [Judge Hartzog] be publicly reprimanded and assessed
with the cost of the proceedings.
d. Commission Inquiry No. 1996-155 involved a recusal issue. In this
Inquiry, [Judge Hartzog], in his official capacity as Justice Court Judge, Post
2, Jefferson Davis County, accepted a DUI guilty plea from his daughter.
Following Commission investigation, the matter was resolved through
informal Commission action and remanded to the files without prejudice.
[Judge Hartzog] was advised that in the future, if a member of his family
within the third degree of kinship appears before [Judge Hartzog] as a litigant,
he should recuse himself, even if the family member is pleading guilty and
receiving the standard fine.
e. On February 16, 2000, [Judge Hartzog], in his capacity as Justice Court
Judge, presided over a civil action filed by Betty Ellis against Robert Jones.
Prior to any hearing, [Judge Hartzog] called the parties into his office and
attempted to negotiate a settlement, which resulted in [Judge Hartzog]
informing the parties of what his ruling would be. No evidence and no sworn
testimony was received. Based upon the actions of [Judge Hartzog], the
parties did settle the matter. Subsequently, a complaint was filed with the
Commission by one of the parties to that litigation. On August 9, 2001, the
second Formal Complaint against [Judge Hartzog] was filed by the
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Commission in Inquiry No. 2000-047. The Commission found that the actions
of [Judge Hartzog] amounted to forced negotiations under the pretense of a
“settlement conference” ending with [Judge Hartzog] informing the parties
how the matter should be handled and resolved. [Judge Hartzog] failed to
follow rules of procedure, denied the parties their right to be heard in open
court, and injected himself into the lawsuit between the parties to the action.
In mitigation, the Commission found that the actions of [Judge Hartzog] were
based on a sincere attempt to help the parties resolve their differences in as
economical and amenable method as possible, and that the actions were not
intended to willfully harm or deprive either party of any State or Constitutional
rights. Having considered the matter, the Commission imposed a private
reprimand and assessed costs to [Judge Hartzog].
f. On August 29, 2001, [Judge Hartzog] was indicted by the Grand Jury of
Lamar County, Mississippi, on one felony count of false pretense and one
felony count of attempted false pretense based upon his writing an insufficient
funds check and a check written after the account was closed. Accepting the
recommendation of the Commission, the Mississippi Supreme Court
suspended [Judge Hartzog] from his duties as Justice Court Judge, Post 2,
Jefferson Davis County, Mississippi on an interim basis, in Miss. Comm’n on
Judicial Performance v. Johnny C. Hartzog, 822 So. 2d 941 (Miss. 2002).
Subsequently, in an opinion rendered on November 18, 2004, in connection
with the Commission’s third Formal Complaint filed against [Judge Hartzog],
the Supreme Court in Miss. Comm’n on Judicial Performance v. Johnny C.
Hartzog, 904 So. 2d 981 (Miss. 2004), accepted and adopted the joint
recommendation of the Commission and [Judge Hartzog], and found that
[Judge Hartzog’s] actions constituted willful misconduct prejudicial to the
administration of justice which brought the judicial office in disrepute.
Accordingly, [Judge Hartzog] was issued a public reprimand and a fine of
$4,056. 30, and assessed costs in the sum of $100.00.
¶33.
Consistent with his acts of denial in these past cases, Judge Hartzog denies any
wrongdoing in today’s case. In fact, notwithstanding overwhelming evidence to the contrary,
including the testimony of his own Justice Court Clerk, Judy Cole, Judge Hartzog denies that
he was involved in a forced settlement in today’s case by attempting to persuade Carol Oatis
to sell the subject property to Veronica Moses.
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¶34.
I have come to the conclusion that some of the actions taken by Judge Hartzog in
today’s case best can be described in one word – bizarre. For instance, after the Formal
Complaint was filed in this case on November 11, 2008, Judge Hartzog, evidently in
“response” to the Formal Complaint, wrote a letter, dated January 19, 2009, to the
Commission. In this letter, Judge Hartzog stated, inter alia:
On or about June or July 2008 Carol Oatis appeared in Justice Court and
informed me that he was an attorney representing a client in a DUI case. I
refused to allow Mr. Oatis to represent the young man, because he could not
show proof of him being an attorney. Mr. Oatis told me that he went to the Air
Force and he was superior over me. I informed him that he still could not
represent the person without proof of him being an attorney.
First of all, I am at a total loss as to how Judge Hartzog’s letter in response to the
Commission’s Formal Complaint was in any way relevant to the allegations contained in the
Formal Complaint. Secondly, it is important to keep in mind that Judge Hartzog and Oatis
had known each other for years! In fact, at the hearing before the committee, Judge Hartzog
testified:
A. On what Little Brother said that I said?
Q. Wait a minute. Who’s Little Brother?
A. Carol Oatis. That’s what we all call him, Little Brother. Been knowing
him.
Later, during the hearing, when Carol Oatis was testifying, Judge Hartzog, who was
representing himself at the hearing, questioned Oatis:
Q. Okay. We’ll move on. The day that I was fixing to have criminal court and
you came in and told me that you was Attorney Carol Oatis representing a
young man that was with you for DUI, and I told you what?
A. Judge, you’re lying. It’s just that simple. I can’t put it no other way. You
are lying, Judge. And I would like for you to bring whoever you said this
20
come up, come bring them up. Let me tell – ask them a question. You lying,
Judge. Judge, look at me in the eyes. You’re lying.
(Emphasis added).
¶35.
Additionally, after the committee submitted its Findings of Fact, Conclusions of Law
and Recommendation to the Commission, Judge Hartzog mailed a letter, dated June 7, 2009,
to Darlene Ballard, Senior Staff Attorney for the Commission, and in this letter, Judge
Hartzog stated, inter alia:
I object to the committee’s recommendation to be removed from the office of
Justice Court Judge, Jefferson Davis County, post 2.
The case in question should never should (sic) have been filed in Justice Court,
because it was already in Chancery Court and dealt with a house and land.
Justice Court had no jurisdiction over the case.
What does this have to do with anything remotely relevant to the complaint lodged against
Judge Hartzog before the Commission?
¶36.
Quite frankly, stated in today’s vernacular, I am of the opinion that Judge Hartzog has
issues. Mike Royko, the late syndicated columnist who, over the years, wrote for the
Chicago Daily News, the Chicago Sun-Times, and the Chicago Tribune, once wrote an article
bemoaning the fact that our society had become a “blameless society.” In other words, it had
become commonplace in modern society for many of this nation’s citizens to refuse to accept
responsibilities for their actions, to refuse to be held accountable for their actions: “blame
someone else for my conduct, but don’t blame me.” Judge Hartzog seems to epitomize this
mindset. Throughout his history of defending the numerous claims of judicial misconduct
on his part, Judge Hartzog has for the most part denied any wrongdoing.
21
¶37.
When I first decided to write separately in this case, my primary reason was to go
further than the majority opinion in discussing moral turpitude (Gibson factor number five),
because, while the majority opinion correctly discussed moral turpitude, it made no specific
finding as to whether moral turpitude was involved in today’s case concerning Judge
Hartzog. Before studying the record in this case, I opined that moral turpitude most likely
was not involved in this case. However, after studying the record in this case in its entirety,
I have changed my mind. “Moral turpitude includes, but is not limited to, actions which
involve interference with the administration of justice, misrepresentation, fraud, deceit,
bribery, extortion, or other such actions which bring the judiciary into disrepute.” Gibson,
883 So. 2d at 1158 n. 2. In other words, moral turpitude in the judicial arena is the antithesis
of the concepts of good morals, justice, and honesty in dealing with those who come before
the court.
¶38.
I do not believe that the importance of all judges conducting themselves in accordance
with the Code of Judicial Conduct can be overemphasized, and it also should be remembered
that for most Mississippi citizens, their only contact with the judicial system will be at the
grass-roots level via justice court. Therefore, these citizens’ perception of our entire statewide judicial system in Mississippi will be based on their experiences – good or bad – in
justice court.
There are good reasons why our justice court judges must regard scrupulously
the nature of their office. In the first place, most of our citizens have their
primary, if not their only, direct contact with the law through the office of the
justice court judge. See In re Garner, 466 So. 2d 884, 887 (Miss. 1985). The
perception of justice of most of our citizens is forged out of their experiences
with our justice court judges. If these judges do not behave with judicial
temperament and perform their duties according to the law and by reference
22
to the process of adjudication, there seems little hope that our citizenry at large
may understand and respect the legal process.
Sanford, 941 So. 2d at 215 (quoting In re Bailey, 541 So. 2d 1036, 1039 (Miss. 1989)).
¶39.
As of March 1, 2010, Judge Hartzog has been on the bench for twenty-nine years. It
can only be hoped that today’s decision will finally right his ship in his service to the citizens
of Jefferson Davis County.
WALLER, C.J., DICKINSON AND RANDOLPH, JJ., JOIN THIS OPINION.
PIERCE, J., JOINS THIS OPINION IN PART.
PIERCE, JUSTICE, SPECIALLY CONCURRING:
¶40.
I specially concur in this matter due to the fact that the Commission on Judicial
Performance included as one factor that Judge Hartzog had “known Moses all her life. . . .”
in its pleadings. Jefferson Davis County, much like many rural counties in Mississippi, is
sparsely populated. Thus, it is not uncommon for a justice court judge to have known a party
all of his or her life. In this case, much more was involved than simply knowing a party. I
write separately, however, to emphasize that knowing a party, standing alone, is not the test
for a conflict of interest. See Jenkins v. State, 570 So. 2d 1191, 1192 (Miss. 1990) (holding
that this Court’s objective test to determine whether a judge should recuse himself is whether
“a reasonable person, knowing all the circumstances, would harbor doubts about his
impartiality.” (Emphasis added, internal citations omitted.)
WALLER, C.J., CARLSON, P.J., DICKINSON, RANDOLPH, LAMAR AND
CHANDLER, JJ., JOIN THIS OPINION.
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